Opinion

Whittington v. National Seating & Mobility, Inc.

Court
District Court, S.D. Ohio
Filed
Feb 14, 2025
Cited by
0 cases
Authority
More cited than 34.0%

clarifying plausibility standard from Twombly

How later courts described this case

  • clarifying plausibility standard from Twombly
  • requiring pro se plaintiffs to satisfy “basic pleading essentials”

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

SOUTHERN DISTRICT OF OHIO

EASTERN DIVISION

RICHARD WHITTINGTON,

Plaintiff,

Case No. 2:24-cv-3226

v. JUDGE EDMUND A. SARGUS, JR.

Magistrate Judge Elizabeth P. Deavers

NATIONAL SEATING &

MOBILITY, INC.,

Defendant.

OPINION AND ORDER

This matter is before the Court on Defendant National Seating & Mobility, Inc.’s (“NSM”)

Motion to Dismiss For Failure to State a Claim. (Mot., ECF No. 5.) Plaintiff Richard Whittington,

who is proceeding without the assistance of counsel, opposed the Motion. (Opp., ECF No. 8.)

NSM replied in support of its Motion. (Reply, ECF No. 10.) For the reasons below, the Court

GRANTS NSM’s Motion to Dismiss (ECF No. 5).

I. BACKGROUND

Mr. Whittington filed his pro se Complaint against NSM originally in the Licking County

Court of Common Pleas. (See Compl., ECF No. 3.) Soon after, NSM removed the case to this

Court. (ECF No. 1.)

The Complaint alleges that Mr. Whittington was twice injured by his electric wheelchair.

(Compl.) Mr. Whittington alleges that in May 2023 he obtained a Jazzy EVO 613 electric

wheelchair from NSM. (Id. ¶ 1.) NSM is a supplier of custom mobility solutions, including power

and manual wheelchairs. (Mot., PageID 27.) A few months after obtaining his wheelchair, he

alleges that the wheelchair malfunctioned by turning left on its own and causing damages. (Compl.,

¶ 2.) Then he alleges that the wheelchair fell over with him in it on West Main Street in Newark,

Ohio in February 2024. (Id. ¶ 4.) He claims that he required knee surgery after various x-rays and

magnetic resonance imaging (“MRI”) procedures showed damage to his knee and spine. (Id. ¶¶ 3–

4.) He seeks damages of $20,000,000 for the injuries to his left knee, and for his pain, suffering,

and the mental anguish caused by the allegedly defective wheelchair. (Id. PageID 22–23.)

NSM moves to dismiss the Complaint and argues that Mr. Whittington failed to plead a

claim for relief against NSM as the supplier or manufacturer of the allegedly defective wheelchair

under the Ohio Products Liability Act. (Mot., PageID 30–31.)

II. STANDARD OF REVIEW

Federal Rule of Civil Procedure 12(b)(6) provides for dismissing actions that fail to state a

claim upon which relief can be granted. While Rule 8(a)(2) requires a pleading to contain a “short

and plain statement of the claim showing that the pleader is entitled to relief,” in order “[t]o survive

a motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to ‘state

a claim to relief that is plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678

(2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007)). “A claim has facial

plausibility when the plaintiff pleads factual content that allows the court to draw the reasonable

inference that the defendant is liable for the misconduct alleged.” Id. (clarifying plausibility

standard from Twombly). Further, “[a]lthough for purposes of a motion to dismiss [a court] must

take all of the factual allegations in the complaint as true, [it is] not bound to accept as true a legal

conclusion couched as a factual allegation.” Id. (quoting Twombly, 550 U.S. at 555) (internal

quotations omitted).

A plaintiff proceeding without counsel must still satisfy the basic pleading requirements

but is entitled to a liberal construction of his or her pleadings. Haines v. Kerner, 404 U.S. 519, 520

(1972) (describing the less stringent pleading requirements for pro se litigants); Wells v. Brown,

891 F.2d 591, 594 (6th Cir. 1989) (requiring pro se plaintiffs to satisfy “basic pleading essentials”).

But the more lenient standard has limits. Frengler v. Gen. Motors, 482 F. App’x 975, 976–77 (6th

Cir. 2012). Courts “should not have to guess at the nature of the claim asserted.” Id. (citing Wells,

891 F.2d at 594). The complaint “must contain either direct or inferential allegations respecting all

the material elements to sustain a recovery under some viable legal theory.” Mezibov v. Allen, 411

F.3d 712, 716 (6th Cir. 2005).

III. ANALYSIS

Mr. Whittington’s Complaint references “product liability law” and claims that

manufacturers should assume financial responsibility for injuries and damages caused by their

defective products. (Compl., PageID 22.) The Court construes the Complaint as one bringing a

claim under the Ohio Products Liability Act (“OPLA”). The OPLA applies to “any recovery of

compensatory, punitive, or exemplary damages based on a product liability claim.” Hendricks v.

Pharmacia Corp., No. 2:12-cv-00613, 2014 U.S. Dist. LEXIS 76125, at *8 (S.D. Ohio June 4,

2014) (Deavers, M.J.) (quoting Tolliver v. Bristol-Myers Squibb, Co., No. 1:12 CV 00754, 2012

U.S. Dist. LEXIS 105518 (N.D. Ohio July 30, 2012)). A product liability claim is defined by statute

as one that “seeks to recover compensatory damages from a manufacturer or supplier for death,

physical injury to person, emotional distress, or physical damage to property other than the product

in question” allegedly resulting from a “manufacturing or design defect, inadequate warning, or

nonconformance with manufacturer representations.” Id. (quoting Ohio Rev. Code

§ 2307.71(A)(13)).

The OPLA treats manufacturers and suppliers differently. Compare Ohio Rev. Code

§ 2307.73 (describing when a manufacturer is subject to liability) with Ohio Rev. Code § 2307.78

(outlining when a supplier is subject to liability). Since Mr. Whittington does not make clear

whether he seeks to hold NSM liable as a manufacturer, or as a supplier, the Court will analyze

both types of claims.

A. Mr. Whittington failed to state a product liability claim against NSM as a

manufacturer.

To survive NSM’s Motion to Dismiss, Mr. Whittington’s product liability claim against

NSM as a manufacturer must fall under one of the four types of claims permitted by the OPLA:

(1) manufacturing defect, Ohio Revised Code § 2307.74; (2) design defect, Ohio Revised Code

§ 2307.75; (3) inadequate warning or instructions, Ohio Revised Code § 2307.76; and

(4) nonconformance with manufacturers’ representations, Ohio Revised Code § 2307.77. Tolliver,

2012 U.S. Dist. LEXIS 105518, at *7 (explaining that plaintiffs should clarify which OPLA

provision governs the claims in their complaint).

Even construing the allegations in his favor, the Court finds that Mr. Whittington failed to

state a plausible claim for relief under any of the four applicable provisions.

i. Manufacturing Defect

To plead a manufacturing defect claim under the OPLA, Mr. Whittington must allege that:

“(1) [t]here was, in fact, a defect in the product manufactured and sold by the defendant; (2) such

defect existed at the time the product left the hands of the defendant; and (3) the defect was the

direct and proximate cause of the plaintiffs’ injuries or loss.” Saraney v. TAP Pharm. Prods., No.

1:04 CV 02026, 2007 U.S. Dist. LEXIS 3113, at *20 (N.D. Ohio Jan. 16, 2007) (citation omitted).

“At a minimum, courts have required allegations that the defendant manufactured the product, that

the product was used by the plaintiff, that the product failed while being used by the plaintiff, and

that the portion of the product that failed could be identified and is so identified in the complaint.”

Barreca v. AngioDynamics, Inc., No. 4:15CV1111, 2015 U.S. Dist. LEXIS 114000, at *7 (N.D.

Ohio Aug. 27, 2015).

NSM argues that Mr. Whittington cannot meet the first element of a manufacturing defect

claim in part because Mr. Whittington fails to allege that NSM is the manufacturer of his defective

wheelchair. (Mot., PageID 31.) His Complaint states that he “go[t] the Jazzy EVO 613 from

National Seating & Mobility. (Compl. ¶ 1.) And his memorandum in opposition explains that NSM

“did not fix my power manual wheelchair.” (Opp., PageID 44.) But neither filing alleges that NSM

designed, formulated, produced, created, made, constructed, assembled or rebuilt the wheelchair.

See Ohio Rev. Code § 2307.71(A)(9) (defining “manufacturer”).

Mr. Whittington does not allege a specific defect in the wheelchair, or that the defect existed

at the time the wheelchair allegedly left NSM’s hands. (Mot., PageID 32.) He states only that the

wheelchair turned left on its own and fell over with him in it. (Compl., ¶¶ 2–4.) But he does not

identify what part of the wheelchair failed or malfunctioned. (See id.) His memorandum in

opposition references a knob, but it is unclear whether he is alleging that the knob was defective

or led to his injuries. (Opp., PageID 44 (stating that NSM “did not fix his wheelchair and that “I

have take the knob to my right”).) Nor does he allege how the defect was the proximate cause of

his injuries. He merely asserts in a conclusory manner that the wheelchair began to malfunction.

(Compl., ¶ 2 (stating that “the jazzy EVO 613 become a malfunction.”).) Such conclusory

pleadings will not survive a motion to dismiss, even under the less stringent standard for pro se

litigants. Hendricks, U.S. Dist. LEXIS 76125, at *24–25. Accordingly, Mr. Whittington has failed

to sufficiently plead a manufacturing defect claim under Ohio Revised Code § 2307.74.

ii. Design Defect

To prevail on design defect claim, Mr. Whittington must establish that: (1) the wheelchair

was defective; (2) the defect existed when the wheelchair left NSM’s control; and (3) the defect

directly and proximately caused his injury. See Butts v. OMG, Inc., 612 F. App’x 260, 262 (6th Cir.

2015). “[A] product is defective in design or formulation if, at the time it left control of its

manufacturer, the foreseeable risks associated with its design or formulation . . . exceeded the

benefits associated with that design or formulation.” Ohio Rev. Code § 2307.75(A). For a risk to

be foreseeable, the risk of harm must be both:

(a) “associated with an intended or reasonably foreseeable use, modification, or

alteration of a product in question” and

(b) “a risk that the manufacturer in question should recognize” while exercising (i)

“the attention, perception, memory, knowledge, and intelligence that a

reasonable manufacturer should possess” along with (ii) any “superior

attention . . . that the manufacturer possesses.”

Id. § 2307.71(A)(6).

Turning to the first element. Mr. Whittington has not sufficiently pled that the wheelchair

was defective. Like “manufacturing defect claims, design defect claims require that the complaint

contain factual allegations as to which portions of the product failed.” Grubbs v. Smith & Nephew,

Inc., No. 1:19-cv-248, 2020 U.S. Dist. LEXIS 162317, at *13 (S.D. Ohio Sep. 4, 2020)

(McFarland, J.). Allegations identifying the specific defect are necessary to “elevate [the]

allegations beyond ‘threadbare recitals or formulaic recitations of the elements of a claim.’” Id.

(quoting Marcum v. Depuy Orthopedics, Inc., No. 1:12-cv-834, 2013 U.S. Dist. LEXIS 62875, at

*13 (S.D. Ohio May 2, 2013) (Black, J.)).

As discussed above, Mr. Whittington does not identify the specific defect of the wheelchair

other than it generally malfunctioned and turned left on its own. (Compl., ¶¶ 2–4.) A product is

defective in design only if the foreseeable risks exceeded the benefits of the product’s design or

formulation. See Ohio Rev. Code § 2307.75(A). Mr. Whittington does not allege that he used the

wheelchair in a foreseeable capacity, such that the manufacturer should have known that the risks

associated with the wheelchair’s design exceeded the benefits of the design. See id. Thus, for the

same reasons that his manufacturing defect claim failed, so too must his design defect claim fail.

iii. Inadequate Warning

A product is defective because of an inadequate warning or instruction, if when it left the

manufacturer’s control, both of the following applied:

(a) The manufacturer knew or, in the exercise of reasonable care, should have

known about a risk that is associated with the product and that allegedly caused

harm for which the claimant seeks to recover compensatory damages; [and]

(b) The manufacturer failed to provide the warning or instruction that a

manufacturer exercising reasonable care would have provided concerning that

risk, in light of the likelihood that the product would cause harm of the type for

which the claimant seeks to recover compensatory damages and in light of the

likely seriousness of that harm.

Ohio Rev. Code § 2307.76(A)(1), (A)(2) (applying to post-marketing warning or instructions).

To prevail on a failure to warn claim, Mr. Whittington must prove: “(1) a duty to warn

against reasonably foreseeable risks; (2) breach of this duty; and (3) an injury that is proximately

caused by the breach.” Bowles v. Novartis Pharms. Corp., No. 3:12-cv-145, 2013 U.S. Dist. LEXIS

134350, at *22 (S.D. Ohio Sep. 19, 2013) (quotation omitted). A warning is adequate when it

“reasonably discloses all inherent risks and if the product is safe when used as directed.” Rees v.

W.M. Barr & Co., No. 2:15-cv-2821, 2017 U.S. Dist. LEXIS 161573, at *9 (S.D. Ohio Sep. 29,

2017) (Smith, J.) (expounding that a warning should not be evaluated on its content alone, it may

be inadequate if it is in an obscure place). “Ultimately, when an adequate warning is given, the

seller may assume that the warning will be read and followed and the product shall not be

considered defective based on a failure to warn.” Id. (citing Rheinfrank v. Abbott Labs., Inc., 119

F. Supp. 3d 749, 782 (S.D. Ohio 2015) (Dlott, J.)).

The Court liberally construes Mr. Whittington’s Complaint as alleging that NSM was the

manufacture of his wheelchair and had a duty to warn him against reasonably foreseeable risks.

The risk of sudden turns and of falling from the wheelchair are risks plausibly included in the

category of reasonably foreseeable risks. But even when liberally construing the Complaint and

assuming NSM manufactured the wheelchair, the Court cannot conclude that Mr. Whittington

sufficiently alleged that NSM breached a duty to warn. To show breach, Mr. Whittington must

allege that his wheelchair contained inadequate warnings or instructions. But Mr. fails to allege

either that the wheelchair did not contain a warning, or that the warning was inadequate. He does

not allege deficiencies in the content, or placement of an allegedly inadequate warning label.

Without such allegations, the Court cannot assess whether the wheelchair failed to include a

warning label, or whether the warning inadequately disclosed all known risks. Nor can the Court

determine whether Mr. Whittington used the wheelchair as directed. Thus, Mr. Whittington has not

pleaded a plausible failure to warn claim under Ohio Revised Code § 2307.76.

iv. Nonconformance with the Manufacturer’s Representations

A claim for nonconformance with the manufacturer’s representations arises this if a product

“did not conform, when it left the control of its manufacturer, to a representation made by that

manufacturer.” Ohio Rev. Code § 2307.77. A “representation” is defined as “an express

representation of a material fact concerning the character, quality, or safety of a product.” Ohio

Rev. Code § 2307.71(A)(14). To adequately plead such a claim, Mr. Whittington must show that

(1) the manufacturer made a representation about a material fact relating to the character or quality

of the wheelchair; (2) the product did not conform to that representation; (3) Mr. Whittington

justifiably relied on that representation; and (4) his reliance on the representation was the direct

and proximate cause of his injuries. See Marcum, 2013 U.S. Dist. LEXIS 62875, at *15–16; see

also Bowles, 2013 U.S. Dist. LEXIS 134350, at *37 (citation omitted).

NSM argues that Mr. Whittington failed to plead that NSM made a representation about

the character or quality of the wheelchair, or that he detrimentally relied on that representation.

(Mot., PageID 34.) The Court agrees. Since Mr. Whittington identifies no representations made by

NSM regarding the wheelchair, nor how the wheelchair failed to conform to the representation,

his claim for nonconformance must fail as a matter of law.

Having reviewed each of the four potential avenues for recovery against NSM as a

manufacturer under the OPLA, the Court finds that Mr. Whittington has not pled sufficient facts

to state a plausible claim for relief under Ohio Revised Code § 2707.73. The Court turns now to

whether Mr. Whittington may proceed on his claim against NSM as a supplier under the OPLA.

B. Mr. Whittington failed to state a product liability claim against NSM as a supplier.

Even if NSM did not manufacture or design the allegedly defective wheelchair, it may still

be held liable as a “supplier” under Ohio Revised Code § 2707.78. A “supplier” is defined as one

who “sells, distributes, leases, prepares, blends, packages, labels, or otherwise participates in the

placing of a product in the stream of commerce” or “repairs, installs, or maintains any aspect of a

product that allegedly causes harm.” Ohio Rev. Code § 2307.71(A)(15)(a). Reading Mr.

Whittington’s Complaint liberally, the Court finds that he plausibly alleged that NSM is the

supplier of his allegedly defective wheelchair when he stated that he “go[t]” the “Jazzy EVO 613”

from NSM. (Compl., ¶ 1.) He also claims that NSM “fix[ed]” his wheelchair. (Opp., PageID 44.)

The OPLA recognizes two ways—directly or derivatively—that a supplier may be held

liable. See Ohio Revised Code § 2307.78(A) (direct liability); § 2307.78(B) (derivative liability).

NSM argues that Mr. Whittington’s claims must fail because he cannot allege that NSM is directly

or derivatively liable as a supplier under the OPLA. (Mot., PageID 35–37.)

i. Direct Supplier Liability

A supplier may be directly liable if it was negligent and that negligence was a proximate

cause of the plaintiff’s harm, or if the product did not conform (when it left the control of the

supplier) to a representation made by the supplier, and the representation and the failure to conform

proximately caused the plaintiff’s harm. Id. § 2307.78(A)(1), (2). To show that NSM was negligent

under § 2307.78(A)(1), Mr. Whittington must show that “the defendant owed [him] a duty, the

defendant breached that duty, and that the injury proximately resulted from the breach.” Gordon v.

B. Braun Med. Inc., No. 1:19-cv-121, 2020 U.S. Dist. LEXIS 53598, at *18 (S.D. Ohio Mar. 27,

2020) (Black, J.) (citing Brentar v. Ford Motor Co., No. 09-CV-2685, 2010 U.S. Dist. LEXIS

80470, at *21 (N.D. Ohio Aug. 10, 2010)). A supplier may be liable for negligence “if it knew or

had reason to know of the product defect and failed to provide a warning of the defect.” Brentar,

2010 U.S. Dist. LEXIS 80470, at *21–22.

As discussed above, when analyzing the failure to warn theory of manufacturer liability,

the Court construes Mr. Whittington’s Complaint as alleging that the supplier had a duty to warn

him against reasonably foreseeable risks. (See supra, Section III(A)(iii).) The risk of falling from

his wheelchair is reasonably foreseeable. (Id.) But even under a liberal construction, the Complaint

does not sufficiently allege that NSM as the purported supplier breached a duty to Mr. Whittington,

or that NSM’s breach proximately caused his injuries. Since Mr. Whittington does not allege a

particular defect, the Court cannot infer that NSM “knew or had reason to know of the product

defect” such that it failed to provide a warning of that defect. See Brentar, 2010 U.S. Dist. LEXIS

80470, at *21–22. Accordingly, Mr. Whittington has not stated a plausible claim of supplier

negligence under Ohio Revised Code § 2307.78(A)(1).

To prevail under a direct failure to conform products liability theory against a supplier, a

plaintiff must show that “the product in question did not confirm . . . to a representation made by

that supplier in question, . . . and the representation and the failure to conform to it were a proximate

cause of harm for which the claimant seeks to recover compensatory damages.” Ohio Rev. Code

§ 2307.78(A)(2). A representation requires “some form of express conduct by the seller to maintain

a cause of action based on a supplier’s misrepresentation.” Brentar, 2010 U.S. Dist. LEXIS 80470,

at *25 (citing Tekavec v. Van Waters & Rogers, Inc., 12 F. Supp. 2d 672, 680 (N.D. Ohio 1998)).

NSM argues that Mr. Whittington has not alleged, and cannot establish, that a

representation was made to him about a material fact relating to the character or quality of the

wheelchair. (Mot., PageID 36.) For the same reasons as discussed above when the Court concluded

that Mr. Whittington did not sufficiently plead a failure to conform theory of manufacturer liability

(see supra, Section III(A)(iv)), the Court concludes that Mr. Whittington’s failure to conform

theory against NSM as a supplier also must fail. Mr. Whittington identifies no representations

about the wheelchair, nor how the wheelchair failed to conform to the alleged representation and

his claim fails as a matter of law.

ii. Derivative Supplier Liability

Derivative liability under the OPLA allows a plaintiff to hold a supplier liable in place of

the manufacturer, if the manufacturer would be subject to liability under one of the four theories

of defect contemplated by the OPLA and if one of the eight conditions listed under Ohio Revised

Code § 2307.78(B) applies. Broughton v. Shoe Show, Inc., No. 1:20-cv-261, 2022 U.S. Dist. LEXIS

176455, at *23 (S.D. Ohio Sep. 26, 2022) (Litkovitz, M.J.).

As the Court discussed above, Mr. Whittington has failed to plausibly allege that the

manufacturer of his wheelchair could be subject to liability under one of the four theories of defect

contemplated under Ohio Revised Code § 2707.73. (See supra, Section III(A).) Since he does not

plausibly allege the former (manufacturer liability), the Court need not address the latter (eight

conditions under § 2307.78(B)). Mr. Whittington failed to plead a derivative products liability

claim against NSM as a supplier under Ohio Revised Code § 2307.78.

The factual allegations, accepted as true, do not allow the Court to draw the reasonable

inference that NSM is liable as either a supplier or manufacturer under the OPLA. See Iqbal, 556

U.S. at 678. Thus, the Complaint fails to state a plausible claim for relief. See id.

IV. CONCLUSION

For the reasons above, the Court GRANTS NSM’s Motion to Dismiss (ECF No. 5). Mr.

Whittington’s Complaint is DISMISSED for failing to state a claim on which relief may be

granted. The Clerk is directed to enter judgment and close this case.

IT IS SO ORDERED.

2/14/2025 s/Edmund A. Sargus, Jr.

DATE EDMUND A. SARGUS, JR.

UNITED STATES DISTRICT JUDGE

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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