Opinion

KEILMAN v. KING

Court
District Court, W.D. Pennsylvania
Filed
Feb 3, 2025
Cited by
0 cases
Authority
More cited than 33.9%

stating “[t]he Social Security regulations impose no limit on how much time may pass between a report and the ALJ's decision in reliance on it.”

How later courts described this case

  • stating “[t]he Social Security regulations impose no limit on how much time may pass between a report and the ALJ's decision in reliance on it.”
  • stating that failure to discuss a doctor’s report is harmless where it was considered cumulative evidence “and the report therefore added nothing that the ALJ had not already taken into account.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF PENNSYLVANIA

CHAD KEILMAN, )

)

Plaintiff, )

)

v. ) Civil Action No. 23-161-J

)

MICHELLE KING,1 )

Commissioner of Social Security, )

)

Defendant. )

O R D E R

AND NOW, this 3rd day of February, 2025, upon consideration of the parties’

cross-motions for summary judgment, the Court, after reviewing the Commissioner of

Social Security’s final decision denying Plaintiff’s claim for disability insurance benefits

under Subchapter II of the Social Security Act, 42 U.S.C. §§ 401 et seq., finds that the

Commissioner’s findings are supported by substantial evidence and, accordingly, affirms.

See 42 U.S.C. § 405(g); Biestek v. Berryhill, 139 S. Ct. 1148, 1153-54 (2019); Jesurum v.

Secretary of U.S. Dep’t of Health & Human Servs, 48 F.3d 114, 117 (3d Cir. 1995) (citing

Brown v. Bowen, 845 F.2d 1211, 1213 (3d Cir. 1988)). See also Berry v. Sullivan, 738 F.

Supp. 942, 944 (W.D. Pa. 1990) (if supported by substantial evidence, the Commissioner’s

1 Michelle King is substituted as the defendant in this matter, replacing former

Acting Commissioner Carolyn Colvin pursuant to Federal Rule of Civil Procedure 25(d)

and 42 U.S.C. § 405(g). The Clerk is directed to amend the docket to reflect this

change.

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decision must be affirmed, as a federal court may neither reweigh the evidence, nor reverse,

merely because it would have decided the claim differently) (citing Cotter v. Harris, 642

F.2d 700, 705 (3d Cir. 1981)).2

2 Plaintiff contends that the Administrative Law Judge (“ALJ”) failed to properly

assess his listing level impairments, erred in analyzing the medical evidence, and crafted an

inaccurate residual functional capacity (“RFC”). (Doc. No. 10). Additionally, Plaintiff

argues that the Appeals Council erred by failing to admit new and material evidence not

available before Plaintiff’s hearing. (Id.). After reviewing the record, the Court disagrees

with Plaintiff and finds that substantial evidence supports the ALJ’s decision.

The Court finds no merit in Plaintiff’s argument that the ALJ failed to assess his

Listing level impairments. Plaintiff argues the ALJ failed to consider whether his

migraines met or equaled Listing 11.02 and did not accurately assess the four broad

functional areas (the “Paragraph B Criteria”), as many medical sources opined that Plaintiff

had several marked limitations. (Id. at 30-34). The Court finds the ALJ’s analysis of

the Listings is supported by substantial evidence. The ALJ specifically analyzed

Plaintiff’s migraine headaches under Listing 11.02 and found this Listing was not met

because Plaintiff’s medical records did not reveal the frequency and duration required by

this Listing. (R. 29). Further, the ALJ adequately assessed the Paragraph B criteria as

he found moderate limitations in each criterion based on state agency medical findings,

Plaintiff’s testimony, and medical records. (R. 29-30). Plaintiff points to the severe

limitations found by other medical sources, including Dr. William Bush, Ed.D., Brad

Coyle, M.A., L.P.C., and Dr. Molly Trostle, D.O., but the ALJ considered all of these

findings and found these opinions not persuasive. (Doc. No. 10 at 30-34; R. 36, 38).

Plaintiff also emphasizes the findings of Dr. Patrick Carone, M.D., M.B.A, who found that

Plaintiff was completely disabled. (R. 18). However, Dr. Carone’s opinion was

rendered after the ALJ’s decision, a fact which Plaintiff acknowledges later in his brief.

(Doc. No. 10 at 22-23). Accordingly, the Court construes Plaintiff’s argument as a

request to reweigh the evidence and rejects it as such. See Malloy v. Comm’r of Soc. Sec.,

306 Fed. Appx. 761, 764 (3d Cir. 2009).

Plaintiff next contends that the ALJ erred in assessing the medical opinion

evidence. (Doc. No. 10 at 34-38). Specifically, Plaintiff contends the ALJ did not

adequately analyze the opinions of Drs. Corlis Oliver, M.D., Robert Warner, M.D., Cole

McCracken, Psy.D., Phyllis Brentzel, Psy. D., and Anne Miller, Ph.D. (Id.). As to

opinions regarding his physical impairments, Plaintiff argues the opinions of Drs. Oliver

and Warner were rendered early in time and did not benefit from the full record, including

the opinions and findings of Plaintiff’s treating providers and later evidence showing

Plaintiff’s neck, back, and knee impairments, and continued headaches and migraines.

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(Id.). As a result, Plaintiff contends the ALJ erred by finding these opinions consistent

with and supported by the record. (Id.). The Court notes that Drs. Oliver and Warner

opined that Plaintiff was capable of light work with postural limitations and the ALJ was

partially persuaded by these opinions as they were not fully consistent with the record,

showing, among other things, swelling in the right knee despite treatment, and other

evidence showing greater postural and exertional limitations. (R. 36; Exs. 2A, 4A).

These doctors’ opinions show that they were aware of Plaintiff’s knee and back

impairments, and physical symptoms involving his elbow. (Exs. 2A/7-8, 13-14; 4A/13,

21). While these doctors certainly could not be aware of evidence acquired after the time

that they rendered their opinions, the fact that their opinions were rendered before other

evidence became available does not mean that the ALJ was prohibited from affording their

opinions substantial weight. Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 361 (3d Cir.

2011) (stating “[t]he Social Security regulations impose no limit on how much time may

pass between a report and the ALJ's decision in reliance on it.”). Accordingly, Plaintiff’s

argument on this point fails.

As to opinions regarding his mental impairments, Plaintiff posits that the ALJ erred

in finding the opinions of state agency medical sources, Drs. McCracken and Brentzel,

persuasive and consultative examiner, Dr. Miller, partially persuasive as these opinions

were not consistent with or supported by the record. (Doc. No. 10 at 36-38). Plaintiff

contends that other opinions, specifically those from Plaintiff’s treating and examining

providers, contrasted significantly from the opinions of Drs. McCracken, Brentzel, and

Miller as they consistently noted that Plaintiff struggled with multiple mental impairments

and that these impairments were more severe than those opined by Drs. McCracken,

Brentzel, and Miller. (Id.). The Court again construes this argument as a request to

reweigh the evidence as the ALJ analyzed these opinions in accordance with the applicable

regulations. The ALJ found all of the treating providers’ opinions and the other

consultative examiner’s opinion not to be persuasive. (R. 36-38). Additionally, in

analyzing these opinions the ALJ sufficiently compared them with the record as a whole.

(R. 36-37). The fact that the ALJ did not explicitly compare the opinions of Drs.

McCracken, Brentzel, and Miller with the opinions of Plaintiff’s treating and examining

sources does not, alone, require remand as the regulations do not mandate that the ALJ

discuss the consistency between specific medical source opinions. See 20 C.F.R. §

404.1527(c)(4); Nelson v. Kijakzi, No. 21-186, 2022 WL 504578, at *1 n.3 (W.D. Pa. Feb.

18, 2022) (noting “while consistency is a factor ALJs consider in their evaluation of

medical opinion evidence, they are not specifically required to catalogue consistencies

between medical opinions in their decisions”). Thus, Plaintiff’s argument is without

merit.

The Court also rejects Plaintiff’s argument that the ALJ assessed an inaccurate

RFC. (Doc. No. 10 at 38-40). Plaintiff contends his RFC did not fully incorporate his

back and knee pain, and should have included further limitations, such as foot controls on

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the right side, a prohibition on his ability to kneel, crouch, and crawl, and limitations

incorporating the use of his arms and shoulders due to a left elbow injury and neck injury.

(Id.). Plaintiff also alleges that his RFC does not account for his mental impairments,

including his severe trauma-related symptoms, anxiety, panic attacks, and depression.

(Id.). The Court notes that the ALJ assessed Plaintiff to have the following RFC:

[T]he undersigned finds that the claimant has the residual functional

capacity to perform sedentary work as defined in 20 CFR 404.1567(a) along

with occasional pushing and pulling operations bilaterally with the lower

extremities and occasional climbing ramps and stairs, balancing, stooping,

kneeling, crouching and crawling but never climbing ladders, ropes, or

scaffolds or tolerating exposure to other hazards, such as heights or

machinery. The claimant cannot tolerate concentrated exposure to fumes,

odors, dust gases, or poor ventilation. The claimant is limited to no public

interaction and to occasional interaction with coworkers and supervisors.

He can perform production line-type work requiring little independent

decision making, and he is limited to routine, repetitive tasks involving one-

and two-step tasks.

(R. 31). In crafting this RFC, the ALJ analyzed Plaintiff’s back and knee pain. (R. 31-

33). Specifically, the ALJ noted that Plaintiff alleged disability based, in part, on back

and knee pain, and swelling in his knee. (R. 31). Further, the ALJ mentioned that the

record revealed that Plaintiff’s lower back and knee pain started as the result of an assault

at work and that examinations found Plaintiff had tenderness to palpitation, reduced range

of motion, and weakness in his extremities. (R. 33). Additionally, the ALJ evaluated

Plaintiff’s need for foot controls as Dr. Warner opined that Plaintiff should only

occasionally perform push and pull operations with bilateral lower extremities and the ALJ

incorporated this into Plaintiff’s RFC. (Ex. 4A/19, 31, 36).

Further, the ALJ made clear that the record demonstrated that Plaintiff only needed

a limitation to occasional kneeling, crouching, and crawling. Indeed, the ALJ explained:

The claimant’s established functional limitations secondary to the medically

determinable impairments are accommodated in the above residual

functional capacity assessment through the limitation to . . . occasional

climbing ramps and stairs, balancing, stooping, kneeling, crouching and

crawling . . . [t]hese limitations accommodate the right knee and lumbar

degenerative disc disease[.]

(R. 39). Lastly, the ALJ assessed all of Plaintiff’s mental impairments, including his

anxiety, panic attacks, and depression. On this point, the ALJ included social limitations

and mental limitations to accommodate Plaintiff’s anxiety, panic, and moderate limitations

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in several of the Paragraph B criterion. (Id.). In making this determination, the ALJ

evaluated all of Plaintiff’s mental health diagnoses, including post-traumatic stress

disorder, depression, and anxiety. (R. 31-39). Accordingly, Plaintiff’s argument on this

point is without merit.

The Court further rejects Plaintiff’s argument that the Appeals Council erred by

failing to admit the July 2022 report from Dr. Carone, who performed an independent

medical evaluation and opined that Plaintiff was completely disabled (Doc. No. 10 at 41-

42; R. 8-19). Plaintiff contends that remand is required because Appeals Council did not

review this report, which although not generated until after Plaintiff’s hearing, relates to

the time period at issue. (Doc. No. 10 at 41-42). The Court notes that it has no authority

to review the actions of Appeals Council in denying review. See Matthews v. Apfel, 239

F.3d 589, 592-94 (3d Cir. 2001). As such, the Court construes Plaintiff’s contention as

an argument pursuant to sentence six of 42 U.S.C. § 405(g), which provides that:

[The court] may at any time order additional evidence to be taken before the

Commissioner of Social Security, but only upon a showing that there is new

evidence which is material and that there is good cause for failure to

incorporate such evidence into the record in a prior proceeding.

Here, remand is not warranted based on Dr. Carone’s report as this evidence, while new,

is cumulative of other evidence in the record and, therefore, unlikely to be material as it

would have not changed the outcome of the determination. Dr. Carone opined that

Plaintiff was completely disabled based on his severe conditions, including post-

concussive syndrome, post-traumatic stress disorder, right knee traumatic osteoarthritis,

and cervical/thoracic myofascial pain syndrome. (R. 17-18). This is cumulative of

other reports within the record, such as the opinion of Dr. Trostle, who found that Plaintiff

was only capable of working one to four hours in an eight-hour workday. (Ex. 39F). See

McGraw v. Comm’r of Soc. Sec., 609 Fed. Appx. 113, 116 (3d Cir. 2015) (stating that

failure to discuss a doctor’s report is harmless where it was considered cumulative evidence

“and the report therefore added nothing that the ALJ had not already taken into account.”).

Further, Plaintiff fails to demonstrate good cause for not having incorporated this evidence

into the administrative record. See Stover v. Comm’r of Soc. Sec., No. CV 16-1265, 2017

WL 3190724, at *4 (W.D. Pa. July 27, 2017) (stating the mere fact that evidence did not

exist at the time of the hearing is not good cause for failure to timely obtain and file such

evidence before the ALJ). Moreover, Plaintiff provides no explanation as to why he could

not have scheduled the exam in a timely manner. Accordingly, remand is not warranted

on this ground.

For these reasons, the ALJ’s findings and conclusions are supported by substantial

evidence. Therefore, the Court affirms the findings of the Commissioner.

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Therefore, IT IS HEREBY ORDERED that Plaintiff’s Motion for Summary

Judgment (Doc. No. 9) is DENIED and that Defendant’s Motion for Summary Judgment

(Doc. No. 16) is GRANTED.

s/Mark R. Hornak, J.

United States District Judge

ecf: Counsel of record

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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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