Opinion

Betty Hallett v. Department of Agriculture

Court
Merit Systems Protection Board
Filed
Jan 29, 2025
Status
Unpublished
Cited by
0 cases
Authority
More cited than 33.8%

finding an employer liable for denial of reasonable accommodation when it failed to engage in the interactive process which caused the denial of an effective accommodation

How later courts described this case

  • finding an employer liable for denial of reasonable accommodation when it failed to engage in the interactive process which caused the denial of an effective accommodation

Written by the judges who cited it.

The opinion

UNITED STATES OF AMERICA

MERIT SYSTEMS PROTECTION BOARD

BETTY HALLETT, DOCKET NUMBER

Appellant, SF-0752-16-0233-B-1

v.

DEPARTMENT OF AGRICULTURE, DATE: January 29, 2025

Agency.

THIS FINAL ORDER IS NONPRECEDENTIAL 1

Betty Hallett , Round Rock, Texas, pro se.

Joshua N. Rose and Cliff Lockett , Washington, D.C., for the agency.

BEFORE

Cathy A. Harris, Chairman*

Raymond A. Limon, Vice Chairman

Henry J. Kerner, Member

*The Board members voted on this decision before January 20, 2025.

FINAL ORDER

In a June 9, 2022 Remand Order, the Board did not sustain the agency’s

enforced leave action and remanded this appeal to the administrative judge to

address the appellant’s affirmative defenses. The appellant has now filed a

petition for review of the remand initial decision that, consistent with the Board’s

1

A nonprecedential order is one that the Board has determined does not add

significantly to the body of MSPB case law. Parties may cite nonprecedential orders,

but such orders have no precedential value; the Board and administrative judges are not

required to follow or distinguish them in any future decisions. In contrast, a

precedential decision issued as an Opinion and Order has been identified by the Board

as significantly contributing to the Board’s case law. See 5 C.F.R. § 1201.117(c).

2

remand order, did not sustain the agency’s enforced leave action but denied the

appellant’s affirmative defenses. For the reasons discussed below, we GRANT

the appellant’s petition for review, AFFIRM the initial decision’s finding that the

enforced leave action is NOT SUSTAINED, and REVERSE the initial decision’s

finding that the appellant did not prove her affirmative defenses of disability

discrimination based on a failure to accommodate and equal employment

opportunity (EEO) retaliation.

BACKGROUND

At all times relevant to this appeal, the appellant was employed as a

GS-12 Supervisory Public Health Veterinarian (PHV), assigned to slaughter and

processing plants with the agency’s Food Safety Inspection Service (FSIS).

Hallett v. Department of Agriculture, MSPB Docket No. SF-0752-16-0233-I-1,

Initial Appeal File (IAF), Tab 5 at 7. Beginning in or around 2011, the appellant

began to suffer from tinnitus and associated hearing loss, with her symptoms

increasing when exposed to high-frequency noises, such as those created by the

splitting saws, which were consistently used in large processing plants. IAF,

Tab 12 at 33-37, Tab 49-1, Hearing Recording (HR) (testimony of the appellant).

On November 8, 2011, the appellant requested reasonable accommodation for her

tinnitus and hearing loss, explaining that her tinnitus increased when she was at

her duty station and requesting that she be allowed to stop working by the

splitting saw and work at another duty station. IAF, Tab 12 at 33, 38-39. The

agency denied the appellant’s reasonable accommodation request, claiming that

her impairment did not meet the definition of a disability. Id. at 42.

After the denial of her reasonable accommodation request, the appellant

took proactive steps to minimize her presence in large processing plants and

exposure to high-frequency noises. HR (testimony of the appellant). For

instance, the appellant bought custom earplugs and earmuffs to limit her noise

exposure. Id.; IAF, Tab 12 at 23-24. Then, in or around December 2012, the

3

appellant transferred to Creston Valley, a mini-circuit assignment 2 in which she

oversaw a group of smaller slaughter and processing plants that were less noisy

than the larger processing plants. IAF, Tab 12 at 97 -98, Tab 16 at 21,

HR (testimony of the appellant). However, even though the appellant sought out

the mini-circuit assignment specifically to minimize her time in large processing

plants, the appellant’s supervisor continued to assign her to large processing

plants on “relief” assignments. IAF, Tab 12 at 100-01, Tab 49-1, HR (testimony

of the appellant), Tab 49-4, HR (testimony of the appellant’s supervisor).

On July 21, 2014, while working on a relief assignment at a large

processing plant, the appellant began experiencing severe ringing in her ears.

IAF, Tab 21 at 62-63; HR (testimony of the appellant). She emailed her

supervisor, explaining that the ringing in her ears had become so severe that she

could not be on the kill floor while the splitting saw was running and requested

that her supervisor arrange for another individual to cover the line inspectors’

breaks that day. 3 IAF, Tab 21 at 56-57. The appellant’s supervisor called the

appellant asking her to explain what made an environment “noisy,” to which the

appellant responded that the “split[tting] saw, or any other high pitched ‘ee-ee-ee’

type of noise [] made [her] tinnitus worse.” Id. at 62. She also explained to her

supervisor that she could perform her duties at her mini-circuit assignment,

explaining that, at Creston Valley, she was able to step out of the area when the

splitting saw was in use, and that the other two slaughter plants she oversaw

allowed her to either not be present in the trailer while the splitting saw was

running or watch through glass. Id. However, the appellant’s supervisor told her

2

The mini-circuit assignment is also referred to as a patrol assignment throughout the

record. See, e.g., IAF, Tab 33 at 47.

3

Approximately 15-minute breaks were given to each inspector on the line, during

which the Supervisory PHV assigned to the plant would provide coverage in the kill

room, which contained the splitting saw. HR (testimony of the appellant and her

supervisor). According to the appellant, she had to spend about 3 hours giving the line

inspectors breaks during relief assignments. HR (testimony of the appellant).

4

that it was part of her duties to give breaks to the line inspectors and stated that

she could not be on duty if she could not perform her job. Id. The appellant took

leave for the rest of the day. Id. at 55-56.

That same day, the appellant went to an occupational health clinic and was

released with medical restrictions to limit noise exposure to under 100 decibels.

Id. at 64. The decibel level at the appellant’s office in Creston Valley was

approximately 65 decibels, and the noisiest areas of the facility read at

87 decibels, all within the acceptable range. IAF, Tab 24 at 71, HR (testimony of

the appellant). However, on August 12, 2014, the appellant’s supervisor assigned

her to a large processing plant with a noise level of approximately 95 decibels,

close to the maximum decibel level. IAF, Tab 21 at 66-67, HR (testimony of the

appellant and her supervisor).

The appellant returned to the occupational health clinic and received

updated medical restrictions, which stated that she “needs office/desk work only,

no noise exposure.” IAF, Tab 12 at 102. Immediately thereafter, the appellant

took scheduled annual leave for 3 weeks. Id. at 104; HR (testimony of the

appellant). When she returned to work on September 8, 2014, the appellant’s

supervisor claimed that there was no position that would allow her to work in an

office with no noise exposure, and that the appellant would need to take leave.

IAF, Tab 12 at 104-06; HR (testimony of the appellant’s supervisor). Therefore,

as of September 8, 2014, the agency placed the appellant on leave without pay

(LWOP) despite her objections that she could perform the essential functions of

her position at Creston Valley and in her mini-circuit assignment. IAF, Tab 21

at 58-63, 72-73, Tab 33 at 47, HR (testimony of the appellant). The appellant’s

supervisor did not request clarification of the appellant’s medical restrictions

before placing her on LWOP. HR (testimony of the appellant’s supervisor).

On September 11, 2014, the appellant went back to the occupational health

clinic and received updated medical documentation, which stated that she should

“limit noise exposure environment to 40-60 decibels,” such as “normal office

5

noise level,” but, if she “need[ed] to be in higher noise, she [should] continue to

use double ear protection.” IAF, Tab 12 at 109, 111. The agency nevertheless

continued to prohibit the appellant from returning to work, claiming that there

was no environment of less than 60 decibels, given that even noises like the air

conditioner running, the ringing of phones, or a file cabinet slamming shut could

raise the level above 60 decibels. HR (testimony of the appellant’s supervisor).

On or around October 9, 2014, the appellant submitted a reasonable

accommodation request asking for, among other things, placement in her

mini-circuit assignment. 4 HR (testimony of the appellant); IAF, Tab 33 at 47.

The agency denied the appellant’s request for reasonable accommodation on

November 7, 2014, claiming that her impairment did not meet the definition of a

disability. IAF, Tab 12 at 117. Shortly thereafter, the appellant again requested

reasonable accommodation, and in February 2015, the agency yet again denied

the appellant’s request, claiming that the appellant did not meet the definition of a

disabled person. IAF, Tab 21 at 117-18. On March 26, 2015, after the

appellant’s Office of Workers’ Compensation Programs (OWCP) claim was

denied and the agency concluded there was no position within the appellant’s

medical restrictions, the agency ordered the appellant to return to duty, or, if she

was unable to return, to resign or submit medical documentation certifying that

she was incapacitated for duty. 5 Id. at 144-45. The appellant returned to work on

March 30, 2015. 6 Id.; HR (testimony of the appellant).

4

On the reasonable accommodation form, the appellant listed her mini-circuit

assignment with “no noise exposure” as the reasonable accommodation request. IAF,

Tab 33 at 47. The appellant clarified in her testimony that she wanted to be placed back

in her mini-circuit assignment and not be given relief assignments to large processing

plants. HR (testimony of the appellant). As the agency found that the appellant was not

entitled to reasonable accommodation because she was not disabled, the agency never

clarified the appellant’s requested accommodations. IAF, Tab 12 at 117.

5

In June 2014, the appellant filed an OWCP claim because she was under the mistaken

belief that such a claim would result in reasonable accommodation. IAF, Tab 21

at 49-51, HR (testimony of the appellant).

6

The appellant filed an EEO complaint, and after receiving a final agency

decision, she filed a Board appeal challenging her forced absence from

September 8, 2014 to March 30, 2015. IAF, Tab 1. Initially characterizing this

appeal as a constructive suspension appeal, the administrative judge held a

jurisdictional hearing and issued an initial decision on July 12, 2016, finding that

the appellant did not establish by preponderant evidence that the agency

constructively suspended her and that the Board lacked jurisdiction over the

appellant’s affirmative defenses of discrimination and retaliation. IAF, Tab 53.

The appellant filed a petition for review of the initial decision, and on

June 9, 2022, the Board issued a Remand Order finding that the agency forced the

appellant to take leave for more than 14 days, which constituted an appealable

suspension, and, because the agency did not provide her with due process rights,

the Board reversed the agency’s enforced leave action. Hallett v. Department of

Agriculture, MSPB Docket No. SF-0752-16-0233-I-1, Remand Order at 4-5

(Jun. 9, 2022). Because the Board had jurisdiction over the agency’s enforced

leave action, the Board remanded the appeal for the administrative judge to issue

a decision on the merits of the appellant’s affirmative defenses of race, sex, color,

6

The appellant returned to work on March 30, 2015, but the next day, she took leave

until April 27, 2015, when the agency then placed her on administrative leave while it

searched for a vacant position within her restrictions. IAF, Tab 12 at 128. After

receiving another return-to-duty order on May 7, 2015, she returned to work. Id.

at 128-30; HR (testimony of the appellant).

7

national origin, and disability discrimination, as well as EEO retaliation. 7

Id. at 5-6.

After deciding that a supplemental hearing was not required, 8 the

administrative judge issued a remand initial decision reversing the agency’s

enforced leave action in accordance with the Board’s Remand Order but finding

that the appellant did not prove her affirmative defenses. Hallett v. Department

of Agriculture, MSPB Docket No. SF-0752-16-0233-B-1, Remand File (RF),

Tab 13, Remand Initial Decision (RID). First, the administrative judge found that

the appellant did not prove her claim of disability discrimination based on either

failure to accommodate or disparate treatment because she was not a qualified

individual with a disability. RID at 10-17. Then, the administrative judge found

that the appellant made only generic claims that the agency would have treated

her more favorably if she had been a non-white, non-American male, which were

insufficient to prove her claims of race, national origin, and sex discrimination. 9

RID at 17-21. Regarding the appellant’s EEO retaliation claim, the

administrative judge found that the 6-week timeframe between the appellant’s

EEO activity and her placement on enforced leave was not suspicious because the

7

The Board also ordered the administrative judge to determine whether the appellant

raised an age discrimination claim, allow the appellant to proceed with a whistleblower

reprisal claim, and provide her with the applicable burdens of proof for a whistleblower

reprisal claim. Remand Order at 6-7. On remand, the administrative judge issued an

order requesting that the appellant clarify whether she was raising an age discrimination

claim and providing her notice of the applicable burdens of proof for a whistleblower

reprisal claim. RF, Tab 3. The appellant responded that she was not raising an age

discrimination claim, RF, Tab 5 at 9, and that she was “withdrawing [her] claim of

reprisal for whistleblowing at this time,” RF, Tab 6 at 10. The administrative judge

later issued an order confirming that the appellant had withdrawn her whistleblower

reprisal claim and listing the appellant’s affirmative defenses as discrimination based

on sex, race, color, physical disability, national origin, and EEO retaliation. RF, Tab 8

at 3-4. The appellant did not object to the administrative judge’s characterization of her

claims despite being afforded the opportunity to do so, id. at 5, and she does not

challenge the characterization on review.

8

The administrative judge provided the parties with notice that a supplemental hearing

may not be needed and afforded them an opportunity to explain their positions with

regards to a supplemental hearing. RF, Tab 3 at 2-3.

8

enforced leave was explained by the changes in her medical restrictions.

RID at 21-23. The administrative judge ordered the agency to provide interim

relief if either party filed a petition for review. RID at 25.

The appellant has filed a petition for review, arguing, among other things,

that she could perform the essential functions of her position and that the agency

refused to reasonably accommodate her and forced her to take leave. Petition for

Review (PFR) File, Tab 1 at 4-24. She also asserts that the agency retaliated

against her for filing an EEO complaint. 10 Id. at 24-28. The agency responded in

opposition to the appellant’s petition for review, and the appellant replied to the

agency’s response. 11 PFR File, Tabs 3-4.

9

To the extent that the administrative judge conflated the claims of race discrimination

and color discrimination, the appellant does not assert a color discrimination claim on

review, and there is no evidence establishing that the appellant was discriminated

against on the basis of color. Panter v. Department of the Air Force, 22 M.S.P.R. 281,

282 (1984) (explaining that an adjudicatory error that is not prejudicial to a party’s

substantive rights provides no basis for reversal of an initial decision) .

10

To the extent that the appellant attempts to raise a claim of whistleblower reprisal on

review, PFR File, Tab 1 at 24-25, the appellant withdrew this claim in front of the

administrative judge, RF, Tab 6 at 10, Tab 8 at 3-4, and did not object to the

administrative judge’s finding that the defense was withdrawn, despite being afforded

an opportunity to do so, RF, Tab 8 at 5. Therefore, because the appellant affirmatively

waived the defense below, we will not address it here for the first time. See

Thurman v. U.S. Postal Service, 2022 MSPB 21, ¶ 18 (summarizing factors to be

considered when determining whether an appellant waived or abandoned an affirmative

defense, to include the degree to which the appellant pursued the defense after raising

it, and whether the appellant objected to the defenses exclusion from the summary of

issues to be decided).

11

After the close of the record on review, the appellant filed a submission asserting that

she has not received interim relief. PFR File, Tab 6. The agency filed a response to the

appellant’s submission, and the appellant filed a reply. PFR File, Tabs 7-8. The

appellant did not challenge the agency’s compliance with the interim relief order in her

petition for review or otherwise allege that her submission was filed within 25 days of

the date on which she became aware that the agency did not provide interim relief. See

5 C.F.R. § 1201.116(b)-(c). In any event, any noncompliance by the agency on interim

relief would now be moot by virtue of our final decision ordering relief. See

Smith v. Department of the Army, 2022 MSPB 4, ¶ 12.

9

DISCUSSION OF ARGUMENTS ON REVIEW

The appellant is a qualified individual with a disability.

The administrative judge found that the appellant was not a qualified

individual with a disability because her medical restrictions rendered her

incapable of performing the essential functions of her position while she was on

enforced leave. RID at 11-16. On review, the appellant argues that she could

have performed the essential functions of her job at her mini-circuit assignment

while she was on enforced leave. PFR File, Tab 1 at 4-24. For the reasons set

forth below, we agree with the appellant and find that she is a qualified individual

with a disability.

The American with Disabilities Act (ADA) 12 provides that it is illegal for

an employer to “discriminate against a qualified individual with a disability.”

42 U.S.C. § 12112(a); Haas v. Department of Homeland Security, 2022 MSPB 36,

¶ 28. Both a claim of disability discrimination based on an individual’s status as

disabled and a claim based on the agency’s failure to reasonably accommodate

that disability require that the individual be “qualified.” Haas, 2022 MSPB 36,

¶ 28. To prove that an appellant is an individual with a disability, she must show

that she: (1) has a physical or mental impairment that substantially limits one or

more major life activities; (2) has a record of such impairment; or (3) is regarded

as having such an impairment. 42 U.S.C. § 12102(1); 29 C.F.R. § 1630.2(g)(1).

To be a qualified individual with a disability, the appellant must show that she

can “perform the essential functions of the . . . position that [she] holds or

desires” with or without reasonable accommodation. 42 U.S.C. § 12111(8).

12

The Board adjudicates claims of disability discrimination raised in connection with

an otherwise appealable action under the substantive standards of section 501 of the

Rehabilitation Act. Haas, 2022 MSPB 36, ¶ 28. The standards under the ADA, as

amended by the Americans with Disabilities Act Amendments Act of 2008, have been

incorporated into the Rehabilitation Act, and the Board applies them to determine

whether there has been a Rehabilitation Act violation. Id.

10

The record is replete with medical documentation establishing that the

appellant suffered from hearing loss, as well as tinnitus, which substantially

impacted her daily life. IAF, Tab 12 at 33, 40-41, 102, 107-115. Furthermore,

the governing regulations define “hearing” as a major life activity. 29 C.F.R.

§ 1630.2(i). Therefore, contrary to the agency’s position, IAF, Tab 12 at 42,

117, Tab 21 at 117-18, the administrative judge correctly found that the appellant

is a disabled individual. RID at 11. However, contrary to the administrative

judge’s findings, we find that the appellant is a qualified individual with a

disability. RID at 16.

The administrative judge found that the appellant was not qualified because

her medical restrictions required her to be in an environment of 40-60 decibels,

and there was no environment within the agency that was under 60 decibels.

RID at 12-16. We believe this is a mischaracterization of the appellant’s medical

restrictions. As of September 11, 2014, the appellant’s medical restrictions stated

that the “recommendation” was for the appellant to “work in an environment of

no greater than 40-60 decibels of noise which would be a normal office noise

level,” but that if she “need[ed] to be in higher noise, she [should] continue to use

double ear protection.” IAF, Tab 12 at 111. Per the agency’s measurements, the

appellant’s official duty station, Creston Valley, ranged from areas of 65 decibels

in the office with the air conditioner on to 87 decibels in the cut room with the

band saw or vacuum sealer running. IAF, Tab 24 at 71; PFR File, Tab 3

at 6, 9 n.9. The appellant’s medical restrictions expressly contemplated a

“normal office noise level,” which would reasonably include an environment with

a running air conditioner. IAF, Tab 12 at 111. The medical restrictions also

contemplated that the appellant may need to be in environments of higher noise

levels, as it stated that she should continue to wear double ear protection if in

those environments. Id.

Therefore, we find that the appellant could have performed the essential

functions of her position, even with her stated medical restrictions. This is

11

consistent with the appellant’s own statements, as she has continuously asserted

that she could perform the essential duties of her position in her mini-circuit

assignment. IAF, Tab 21 at 58-63, 72-73; Tab 33 at 47, HR (testimony of the

appellant). This finding is also consistent with the fact that, when the appellant

returned from enforced leave in the spring of 2015, she continued to work in her

position without reasonable accommodation, under the same medical restrictions

that she had during her enforced leave period. 13 HR (testimony of the appellant

and her supervisor); PFR File, Tab 1 at 4, 7. Stated another way, the fact that the

appellant was able to successfully perform her position under the same medical

restrictions after the period of enforced leave suggests that the appellant could

have performed the essential functions of her position, without reasonable

accommodation, during the entirety of the enforced leave period. Accordingly,

we find that the appellant could have performed the essential functions of her

position with or without reasonable accommodation, and therefore, she is a

qualified individual with a disability.

The agency failed to engage in the interactive process of reasonable

accommodation. 14

Because the administrative judge found that the appellant was not a

qualified individual with a disability, she found that the appellant did not prove

that the agency failed to reasonably accommodate her. 15 RID at 16. To establish

disability discrimination based on a failure to accommodate, an employee must

show that: (1) she is an individual with a disability, as defined by 29 C.F.R.

13

The agency does not dispute that the appellant performed the essential functions of

her duties after she returned to work. The agency only claims that she could not

perform her duties during the approximately 7 months of enforced leave. PFR File,

Tab 3 at 8-10.

14

On review, the appellant does not dispute the administrative judge’s findings that she

failed to prove her affirmative defenses of race, sex, color, or national origin

discrimination. RID at 17-21. We agree with the administrative judge’s findings that

the appellant failed to present any evidence in support of these defenses, absent

conclusory statements, and, thus, we discern no basis to disturb these findings. Id.

12

§ 1630.2(g); (2) she is a qualified individual with a disability, as defined by

29 C.F.R. § 1630.2(m); and (3) the agency failed to provide a reasonable

accommodation. Miller v. Department of the Army, 121 M.S.P.R. 189, ¶ 13

(2015). As explained above, we find that the appellant proved that she is a

qualified individual with a disability. Therefore, the relevant question here is

whether the agency failed to provide the appellant with reasonable

accommodation.

An agency is required to make reasonable accommodation to the known

physical and mental limitations of an otherwise qualified individual with a

disability unless the agency can show that accommodation would cause an undue

hardship on its business operations. 29 C.F.R. § 1630.9(a); Miller, 121 M.S.P.R.

189, ¶ 13. Reasonable accommodation includes modifications to the manner in

which a position is customarily performed to enable a qualified individual with a

disability to perform the essential job functions. Miller, 121 M.S.P.R. 189, ¶ 13;

Equal Employment Opportunity Commission (EEOC), Enforcement Guidance on

Reasonable Accommodation and Undue Hardship under the Americans with

Disabilities Act, Notice No. 915.002, 2002 WL 31994335 at *2 (Oct. 17, 2002).

Once an appellant has requested an accommodation, the employer must

engage in an interactive process to determine an appropriate accommodation.

Sanchez v. Department of Energy, 117 M.S.P.R. 155, ¶ 17 (2011). Here, the

agency did not engage in the interactive process of reasonable accommodation.

First, the agency erroneously determined that the appellant did not meet the

definition of disabled and was therefore not entitled to reasonable

accommodation. IAF, Tab 12 at 42, 117, Tab 21 at 9-10, 117-18. On that basis,

the agency did not believe it was required to engage in the interactive process

15

The administrative judge also found that the appellant failed to establish a claim of

disability discrimination based on disparate treatment. RID at 16-17. While we find

that the appellant is a qualified individual with a disability, we decline to revisit the

remainder of the claim as the appellant does not contest the outcome of this claim on

review.

13

and, therefore, effectively concedes that it did not engage in the formal

reasonable accommodation process. IAF, Tab 12 at 42, 117, Tab 21 at 9-10,

117-18. Outside of that formal reasonable accommodation process, the

appellant’s supervisor sent an email to the appellant on November 19, 2014,

asking for clarification on the 40-60 decibel range, and the agency conducted a

vacant, funded position search resulting in an offer of a GS-5, GS-7, or GS -9

level position. IAF, Tab 12 at 128, Tab 50-1, HR (testimony of the Deputy

District Manager). Even though the agency did not engage in the formal

reasonable accommodation process, we nevertheless have considered whether

these actions constitute an attempt to accommodate the appellant outside of the

formalized process. For the reasons stated below, we do not find that these

actions prove that the agency engaged in the interactive process necessary to

determine a reasonable accommodation.

Regarding the November 19, 2014 email, the appellant’s supervisor asked

whether the “ambient noise level needs to be 40-60 [decibels] or that it must be

reduced to 40-60 [decibels].” IAF, Tab 21 at 107. Even though the appellant’s

response was not helpful, as she merely repeated her written medical restriction,

the appellant’s supervisor responded simply “[o]k. Thank you.” Id. The

appellant’s supervisor did not ask any other questions or make any other attempt

to clarify or seek additional information at that time. Nor does it appear from the

record that the appellant’s supervisor sought clarification at any other point

regarding the appellant’s medical restrictions while she was on enforced leave.

That lack of engagement is particularly concerning given that, as recently as July

and August 2014, the appellant told her supervisor that it was the large processing

plants and high-frequency noises, such as the splitting saw, that exacerbated her

condition, but she could still perform the essential functions at her mini-circuit

assignment. IAF, Tab 12 at 97-98, Tab 21 at 58-63, 72-73, HR (testimony of the

appellant).

14

Next, regarding the vacant, funded position search, the agency admits that

this search was undertaken pursuant to the Federal Employees Compensation Act

(FECA), which requires agencies to consider temporary assignments that allow

employees receiving OWCP benefits to work while recovering from a

work-related injury or illness. IAF, Tab 51 at 5-6, 8. The appellant never

received OWCP benefits and, therefore, FECA is not applicable. Nevertheless,

the standards under FECA are substantively different than the standards under the

ADA, and the completion of the vacant, funded search does not establish that the

agency met its obligations with respect to the reasonable accommodation process

required by the ADA. Furthermore, “[r]eassignment is the reasonable

accommodation of last resort,” and absent evidence that there was no effective

reasonable accommodation that would allow the appellant to perform the essential

duties of her current position, the agency’s offer of a lower-graded position is not

evidence, in and of itself, that it engaged in the interactive process of reasonable

accommodation. EEOC Notice 915.002, 2002 WL 31994335 at *20; see Angel v.

Office of Personnel Management, 122 M.S.P.R. 424, ¶ 9 (2015) (describing

reassignment as the reasonable accommodation of last resort, which is required

only after it has been determined that there are no effective accommodations that

would enable the employee to perform the essential duties of her current position

or that all other reasonable accommodations would impose an undue hardship).

In summary, the record is clear that the agency did not engage in the formal

reasonable accommodation process because it erroneously found that the

appellant was not disabled. IAF, Tab 12 at 42, 117, Tab 21 at 9-10, 117-18.

Furthermore, we do not find that a single email exchange with the appellant’s

supervisor 2 months after the appellant was placed on enforced leave, or a vacant,

funded position search under an inapplicable statute resulting in offers of

lower-graded positions, sufficiently establishes that the agency acted outside that

formal avenue to engage in the reasonable accommodation process. Stated

another way, we find that the record establishes that the agency failed to engage

15

in the interactive process to determine an effective accommodation for

the appellant.

The agency’s failure to engage in the interactive process resulted in a failure to

provide reasonable accommodation.

An agency’s failure to engage in the interactive process alone does not

violate the Rehabilitation Act; instead, the appellant must show that the failure

resulted in no reasonable accommodation being provided. Sanchez, 117 M.S.P.R.

155, ¶ 18. In other words, the appellant must establish that an accommodation

existed and was reasonable. See Clemens v. Department of the Army,

120 M.S.P.R. 616, ¶ 17 (2014) (finding that an appellant’s mere assertion that the

agency could have allowed him to use specific software was insufficient to

establish his burden that an accommodation existed and was reasonable); see also

Humphrey v. Memorial Hospitals Association, 239 F.3d 1128, 1137-39

(9th Cir. 2001) (finding an employer liable for denial of reasonable

accommodation when it failed to engage in the interactive process which caused

the denial of an effective accommodation).

Here, the appellant consistently identified an effective accommodation, i.e.,

to be assigned to her mini-circuit assignment. IAF, Tab 21 at 58-63, 72-73;

Tab 33 at 47, HR (testimony of the appellant). The agency, however, forced the

appellant to remain on leave, claiming that there was no environment that met the

appellant’s restrictions, given that even normal office noises, such as phones

ringing, file cabinets closing, or air conditioners running could raise the noise

level above 60 decibels. HR (testimony of the appellant’s supervisor); PFR File,

Tab 3 at 6, 9 n.9. As explained in detail above, we disagree with the agency’s

assertion and find that the appellant could have complied with her medical

restrictions and still have worked in her mini-circuit assignment. Furthermore,

the appellant has consistently claimed that the mini-circuit assignment

accommodated her disability, and she provided detailed testimony as to how it did

so. For instance, according to the appellant, the smaller plants in the mini -circuit

16

assignment did not require as much physical supervision as the large processing

plants and allowed the line inspectors to cover their own breaks, which limited

the amount of time she had to spend near the saws when they were running. HR

(testimony of the appellant). She also explained that some of the smaller

facilities used a band saw and not a splitting saw normally used at larger

processing plants, which emitted the high-pitched noise that exacerbated her

tinnitus. Id. Additionally, per the appellant, the mini-circuit assignment had a

significant amount of office work and required travel between the plants;

therefore, she was less exposed to the noisier environments. Id.

Accordingly, we find that the appellant identified an accommodation that

was both effective and reasonable, namely, to allow her to continue working in

her mini-circuit assignment without returning to large plants for “relief

assignments.” IAF, Tab 21 at 58-63, 72-73; Tab 33 at 47, HR (testimony of the

appellant). Because the agency failed to engage in the interactive process of

reasonable accommodation, and the appellant has identified an effective and

reasonable accommodation, we find that the appellant proved her claim of

disability discrimination based on a failure to reasonably accommodate.

The appellant established her claim of EEO retaliation.

In the remand initial decision, the administrative judge found that the

appellant did not establish her claim of retaliation because her placement on

enforced leave was the result of a change in her medical restrictions, and, thus,

the 6-week timeframe between the appellant’s EEO activity and the enforced

leave action was not suspicious. RID at 22-23. We disagree. Instead, when

viewing the record as a whole, we find that the evidence contradicts the agency’s

explanation for its enforced leave action, rendering it unworthy of credence.

Coupled with the suspicious timing of the enforced leave action, we find that

EEO retaliation was a but-for cause of the agency’s action.

Claims of retaliation for opposing discrimination in violation of Title VII

are analyzed under the same framework used for Title VII discrimination claims.

17

Pridgen v. Office of Management and Budget, 2022 MSPB 31, ¶ 30. To obtain

full relief under 42 U.S.C. § 2000e-16, including status quo ante, compensatory

damages, or other forms of relief related to an employment decision, the appellant

must show that such discrimination or retaliation was a “but-for” cause of the

employment outcome. Pridgen, 2022 MSPB 31, ¶ 22; Wilson v. Small Business

Administration, 2024 MSPB 3, ¶ 18. The “but-for” standard generally requires a

showing that the harm would not have occurred in the absence of—that is, but for

—the discriminatory conduct. Wilson, 2024 MSPB 3, ¶ 15. The methods by

which an appellant may prove a claim of discrimination or retaliation are:

(1) direct evidence; (2) circumstantial evidence, which may include (a) evidence

of “suspicious timing, ambiguous statements oral or written, behavior toward or

comments directed at other employees in the protected group, and other bits and

pieces from which an inference of discriminatory intent might be drawn,” also

known as “convincing mosaic”; (b) comparator evidence, consisting of “evidence,

whether or not rigorously statistical, that employees similarly situated to the

plaintiff other than in the characteristic . . . on which an employer is forbidden to

base a difference in treatment received systematically better treatment”;

(c) evidence that the agency’s stated reason for its action is “unworthy of belief, a

mere pretext for discrimination” (i.e., the burden-shifting standard under

McDonnell Douglas Corporation v. Green, 411 U.S. 792, 802-04 (1973)); and

(3) some combination of direct and indirect evidence. Pridgen, 2022 MSPB 31,

¶ 24.

In cases such as this, which involve at least some circumstantial evidence,

the Board has set forth two methods by which an appellant may establish but-for

causation, i.e., the pretext framework or the mixed-motive framework. Wilson,

2024 MSPB 3, ¶¶ 15-19. Under the pretext framework, an appellant may use the

McDonnell Douglas evidentiary framework to establish that Title VII

discrimination or retaliation was a but-for cause of the challenged personnel

action by showing that the employer’s reason is pretextual, or by showing that it

18

is more likely than not that the agency was motivated by discrimination or

retaliation. Id., ¶¶ 16-17. Alternatively, under the mixed-motive framework, if

an appellant proves motivating factor and the agency does not prove by

preponderant evidence that it would have taken the same action in the absence of

discrimination, the appellant has established but-for causation. Id., ¶ 18. An

appellant may choose to show but-for causation under the pretext framework or

under the mixed-motive framework, or by proceeding under both theories

simultaneously. Id., ¶ 19.

Based on our review of the record, we find that EEO retaliation was a

but-for cause of the enforced leave action, because the agency’s stated reason for

placing the appellant on enforced leave was unworthy of belief. Namely, we find

the agency’s interpretation of the appellant’s medical restrictions to be

disingenuous in light of the information known by the appellant’s supervisor at

the time of the enforced leave. As early as December 2012, the appellant’s

supervisor was aware of the appellant’s hearing issues, and she knew that the

appellant transferred to the mini-circuit assignment to reduce her noise exposure.

IAF, Tab 22 at 124, HR (testimony of the appellant’s supervisor). Furthermore,

in July and August 2014, just before her placement on enforced leave, the

appellant reminded her supervisor that her tinnitus was exacerbated by the

high-frequency noises present at the facility she was temporarily assigned to as

relief for other inspectors, and she requested to perform her duties at her

mini-circuit assignment, which had “minimal noise exposure.” IAF, Tab 21

at 58-63, 72-73, HR (testimony of the appellant). Nevertheless, when the

appellant’s medical restrictions stated “needs office/desk duties, no noise

exposure,” her supervisor claimed she believed that the appellant must have

“zero” noise exposure, despite that being plainly unreasonable. IAF, Tab 12

at 102, HR (testimony of the appellant’s supervisor). Then, when the appellant’s

medical restrictions were revised, the appellant’s supervisor continued to claim

that the agency could not offer an environment that would comply, explaining

19

that, for instance, the appellant may have to walk through an area exceeding

60 decibels to reach an office, or that even noises like the slamming of a file

cabinet or the ringing of a phone could raise noise levels above 60 decibels,

HR (testimony of the appellant’s supervisor).

Contrary to the testimony of the appellant’s supervisor, and as detailed

above, the appellant’s medical restrictions did not include a complete ban on

exposure to any environment that may rise above 60 decibels. IAF, Tab 12

at 111, HR (testimony of the appellant’s supervisor). This is, in fact, a

mischaracterization of the appellant’s restrictions. Further, we find this

mischaracterization to be suspicious, given that the appellant told her supervisor

in the weeks immediately preceding her placement on enforced leave that she

could perform her duties at her mini-circuit assignment, and that it was the

“constant high-pitched frequency noises” at the large processing plants that

exacerbated her condition. IAF, Tab 21 at 58-63, 72-73, HR (testimony of the

appellant). We also find it suspicious that the appellant’s supervisor asked almost

no questions regarding the appellant’s medical restrictions. Indeed, absent a

single email exchange sent 2 months after the appellant’s placement on enforced

leave, there is no evidence that the appellant’s supervisor asked any questions

about the appellant’s medical restrictions or inquired as to ways to accommodate

her condition. IAF, Tab 21 at 107. In fact, even when the appellant’s September

8, 2014 restriction called for “no noise exposure,” which is a patently

unreasonable restriction, the appellant’s supervisor admitted that she asked no

questions before placing the appellant on enforced leave. HR (testimony of the

supervisor). Such an extreme restriction surely should have generated some

questions if the interactive process had been respected.

Finally, the agency’s claim that it placed the appellant on leave because it

had no environment under 60 decibels is further undermined by the fact that the

agency did not measure the decibel levels during the enforced leave period, i.e.,

September 8, 2014, to March 30, 2015. Although the record does contain

20

evidence that the agency measured the Creston Valley noise levels in July 2015,

IAF, Tab 24 at 71, this does not negate the fact that for 7 months, the agency

forced the appellant to remain on LWOP based on what was, in essence, the

agency’s hunch that it had no environment that measured at less than 60 decibels.

In conclusion, we find that the agency interpreted the appellant’s medical

restrictions in an unreasonable manner and engaged in little dialogue regarding

how to return her to work, despite evidence that the appellant was capable of

performing the essential functions of her mini-circuit assignment within her

medical restrictions. Therefore, we find the agency’s explanation for why it

placed the appellant on enforced leave to be unworthy of credence. Coupled with

the fact that the appellant’s supervisor placed her on enforced leave

approximately 6 weeks after the appellant told her that she was working on her

EEO complaint, IAF, Tab 21 at 55-56, we find that the appellant has proved that

her EEO activity was a but-for cause of the enforced leave action.

Thus, we find that the appellant proved her affirmative defenses of

disability discrimination and EEO retaliation. Additionally, in accordance with

the Board’s June 9, 2022 Remand Order, the agency’s enforced leave action is

still not sustained.

ORDER

We ORDER the agency to cancel the suspension and retroactively restore

the appellant to her position for the period from September 8, 2014, through

March 30, 2015. See Kerr v. National Endowment for the Arts, 726 F.2d 730

(Fed. Cir. 1984). The agency must complete this action no later than 20 days

after the date of this decision.

We also ORDER the agency to pay the appellant the correct amount of

back pay, interest on back pay, and other benefits under the Back Pay Act and/or

Postal Service regulations, as appropriate, no later than 60 calendar days after the

date of this decision. We ORDER the appellant to cooperate in good faith in the

21

agency’s efforts to calculate the amount of back pay, interest, and benefits due,

and to provide all necessary information the agency requests to help it carry out

the Board’s Order. If there is a dispute about the amount of back pay, interest

due, and/or other benefits, we ORDER the agency to pay the appellant the

undisputed amount no later than 60 calendar days after the date of this decision.

We further ORDER the agency to tell the appellant promptly in writing

when it believes it has fully carried out the Board’s Order and of the actions it has

taken to carry out the Board’s Order. The appellant, if not notified, should ask

the agency about its progress. See 5 C.F.R. § 1201.181(b).

No later than 30 days after the agency tells the appellant that it has fully

carried out the Board’s Order, the appellant may file a petition for enforcement

with the office that issued the initial decision on this appeal if the appellant

believes that the agency did not fully carry out the Board’s Order. The petition

should contain specific reasons why the appellant believes that the agency has not

fully carried out the Board’s Order, and should include the dates and results of

any communications with the agency. 5 C.F.R. § 1201.182(a).

For agencies whose payroll is administered by either the National Finance

Center of the Department of Agriculture (NFC) or the Defense Finance and

Accounting Service (DFAS), two lists of the information and documentation

necessary to process payments and adjustments resulting from a Board decision

are attached. The agency is ORDERED to timely provide DFAS or NFC with all

documentation necessary to process payments and adjustments resulting from the

Board’s decision in accordance with the attached lists so that payment can be

made within the 60-day period set forth above.

NOTICE TO THE APPELLANT REGARDING

YOUR RIGHT TO REQUEST

ATTORNEY FEES AND COSTS

You may be entitled to be paid by the agency for your reasonable attorney

fees and costs. To be paid, you must meet the requirements set forth at title 5 of

22

the United States Code (5 U.S.C.), sections 7701(g), 1221(g), or 1214(g). The

regulations may be found at 5 C.F.R. §§ 1201.201, 1201.202, and 1201.203. If

you believe you meet these requirements, you must file a motion for attorney fees

and costs WITHIN 60 CALENDAR DAYS OF THE DATE OF THIS DECISION.

You must file your motion for attorney fees and costs with the office that issued

the initial decision on your appeal.

NOTICE TO THE APPELLANT

REGARDING YOUR RIGHT TO REQUEST

COMPENSATORY DAMAGES

You may be entitled to be paid by the agency for your compensatory

damages, including pecuniary losses, future pecuniary losses, and nonpecuniary

losses, such as emotional pain, suffering, inconvenience, mental anguish, and loss

of enjoyment of life. To be paid, you must meet the requirements set out at

42 U.S.C. § 1981a. The regulations may be found at 5 C.F.R. §§ 1201.201,

1201.202, and 1201.204. If you believe you meet these requirements, you must

file a motion for compensatory damages WITHIN 60 CALENDAR DAYS OF

THE DATE OF THIS DECISION. You must file your motion with the office that

issued the initial decision on your appeal.

NOTICE OF APPEAL RIGHTS 16

The initial decision, as supplemented by this Final Order, constitutes the

Boards final decision in this matter. 5 C.F.R. § 1201.113. You may obtain

review of this final decision. 5 U.S.C. § 7703(a)(1). By statute, the nature of

your claims determines the time limit for seeking such review and the appropriate

forum with which to file. 5 U.S.C. § 7703(b). Although we offer the following

summary of available appeal rights, the Merit Systems Protection Board does not

provide legal advice on which option is most appropriate for your situation and

16

Since the issuance of the initial decision in this matter, the Board may have updated

the notice of review rights included in final decisions. As indicated in the notice, the

Board cannot advise which option is most appropriate in any matter.

23

the rights described below do not represent a statement of how courts will rule

regarding which cases fall within their jurisdiction. If you wish to seek review of

this final decision, you should immediately review the law applicable to your

claims and carefully follow all filing time limits and requirements. Failure to file

within the applicable time limit may result in the dismissal of your case by your

chosen forum.

Please read carefully each of the three main possible choices of review

below to decide which one applies to your particular case. If you have questions

about whether a particular forum is the appropriate one to review your case, you

should contact that forum for more information.

(1) Judicial review in general . As a general rule, an appellant seeking

judicial review of a final Board order must file a petition for review with the U.S.

Court of Appeals for the Federal Circuit, which must be received by the court

within 60 calendar days of the date of issuance of this decision. 5 U.S.C.

§ 7703(b)(1)(A).

If you submit a petition for review to the U.S. Court of Appeals for the

Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

24

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

(2) Judicial or EEOC review of cases involving a claim of

discrimination . This option applies to you only if you have claimed that you

were affected by an action that is appealable to the Board and that such action

was based, in whole or in part, on unlawful discrimination. If so, you may obtain

judicial review of this decision—including a disposition of your discrimination

claims —by filing a civil action with an appropriate U.S. district court ( not the

U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you

receive this decision. 5 U.S.C. § 7703(b)(2); see Perry v. Merit Systems

Protection Board, 582 U.S. 420 (2017). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

with the district court no later than 30 calendar days after your representative

receives this decision. If the action involves a claim of discrimination based on

race, color, religion, sex, national origin, or a disabling condition, you may be

entitled to representation by a court-appointed lawyer and to waiver of any

requirement of prepayment of fees, costs, or other security. See 42 U.S.C.

§ 2000e-5(f) and 29 U.S.C. § 794a.

Contact information for U.S. district courts can be found at their respective

websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .

Alternatively, you may request review by the Equal Employment

Opportunity Commission (EEOC) of your discrimination claims only, excluding

all other issues . 5 U.S.C. § 7702(b)(1). You must file any such request with the

EEOC’s Office of Federal Operations within 30 calendar days after you receive

this decision. 5 U.S.C. § 7702(b)(1). If you have a representative in this case,

and your representative receives this decision before you do, then you must file

25

with the EEOC no later than 30 calendar days after your representative receives

this decision.

If you submit a request for review to the EEOC by regular U.S. mail, the

address of the EEOC is:

Office of Federal Operations

Equal Employment Opportunity Commission

P.O. Box 77960

Washington, D.C. 20013

If you submit a request for review to the EEOC via commercial delivery or

by a method requiring a signature, it must be addressed to:

Office of Federal Operations

Equal Employment Opportunity Commission

131 M Street, N.E.

Suite 5SW12G

Washington, D.C. 20507

(3) Judicial review pursuant to the Whistleblower Protection

Enhancement Act of 2012 . This option applies to you only if you have raised

claims of reprisal for whistleblowing disclosures under 5 U.S.C. § 2302(b)(8) or

other protected activities listed in 5 U.S.C. § 2302(b)(9)(A)(i), (B), (C), or (D).

If so, and your judicial petition for review “raises no challenge to the Board’s

disposition of allegations of a prohibited personnel practice described in

section 2302(b) other than practices described in section 2302(b)(8), or

2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial

review either with the U.S. Court of Appeals for the Federal Circuit or any court

of appeals of competent jurisdiction. 17 The court of appeals must receive your

17

The original statutory provision that provided for judicial review of certain

whistleblower claims by any court of appeals of competent jurisdiction expired on

December 27, 2017. The All Circuit Review Act, signed into law by the President on

July 7, 2018, permanently allows appellants to file petitions for judicial review of

MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals

for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.

The All Circuit Review Act is retroactive to November 26, 2017. Pub. L. No. 115-195,

132 Stat. 1510.

26

petition for review within 60 days of the date of issuance of this decision.

5 U.S.C. § 7703(b)(1)(B).

If you submit a petition for judicial review to the U.S. Court of Appeals for

the Federal Circuit, you must submit your petition to the court at the

following address:

U.S. Court of Appeals

for the Federal Circuit

717 Madison Place, N.W.

Washington, D.C. 20439

Additional information about the U.S. Court of Appeals for the Federal

Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular

relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is

contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.

If you are interested in securing pro bono representation for an appeal to

the U.S. Court of Appeals for the Federal Circuit, you may visit our website at

http://www.mspb.gov/probono for information regarding pro bono representation

for Merit Systems Protection Board appellants before the Federal Circuit. The

Board neither endorses the services provided by any attorney nor warrants that

any attorney will accept representation in a given case.

Contact information for the courts of appeals can be found at their

respective websites, which can be accessed through the link below:

http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx .

FOR THE BOARD: ______________________________

Gina K. Grippando

Clerk of the Board

Washington, D.C.

DEFENSE FINANCE AND ACCOUNTING SERVICE

Civilian Pay Operations

DFAS BACK PAY CHECKLIST

The following documentation is required by DFAS Civilian Pay to compute and pay back pay

pursuant to 5 CFR § 550.805. Human resources/local payroll offices should use the following

checklist to ensure a request for payment of back pay is complete. Missing documentation may

substantially delay the processing of a back pay award. More information may be found at:

https://wss.apan.org/public/DFASPayroll/Back%20Pay%20Process/Forms/AllItems.aspx.

NOTE: Attorneys’ fees or other non-wage payments (such as damages) are paid by

vendor pay, not DFAS Civilian Pay.

☐ 1) Submit a “SETTLEMENT INQUIRY - Submission” Remedy Ticket. Please identify the

specific dates of the back pay period within the ticket comments.

Attach the following documentation to the Remedy Ticket, or provide a statement in the ticket

comments as to why the documentation is not applicable:

☐ 2) Settlement agreement, administrative determination, arbitrator award, or order.

☐ 3) Signed and completed “Employee Statement Relative to Back Pay”.

☐ 4) All required SF50s (new, corrected, or canceled). ***Do not process online SF50s

until notified to do so by DFAS Civilian Pay.***

☐ 5) Certified timecards/corrected timecards. ***Do not process online timecards

until notified to do so by DFAS Civilian Pay.***

☐ 6) All relevant benefit election forms (e.g., TSP, FEHB, etc.).

☐ 7) Outside earnings documentation. Include record of all amounts earned by the

employee in a job undertaken during the back pay period to replace federal

employment. Documentation includes W-2 or 1099 statements, payroll

documents/records, etc. Also, include record of any unemployment earning

statements, workers’ compensation, CSRS/FERS retirement annuity payments,

refunds of CSRS/FERS employee premiums, or severance pay received by the

employee upon separation.

Lump Sum Leave Payment Debts: When a separation is later reversed, there is no authority

under 5 U.S.C. § 5551 for the reinstated employee to keep the lump sum annual leave payment

they may have received. The payroll office must collect the debt from the back pay award. The

annual leave will be restored to the employee. Annual leave that exceeds the annual leave

ceiling will be restored to a separate leave account pursuant to 5 CFR § 550.805(g).

NATIONAL FINANCE CENTER CHECKLIST FOR BACK PAY CASES

Below is the information/documentation required by National Finance Center to process

payments/adjustments agreed on in Back Pay Cases (settlements, restorations) or as ordered by

the Merit Systems Protection Board, EEOC, and courts.

1. Initiate and submit AD-343 (Payroll/Action Request) with clear and concise information

describing what to do in accordance with decision.

2. The following information must be included on AD-343 for Restoration:

a. Employee name and social security number.

b. Detailed explanation of request.

c. Valid agency accounting.

d. Authorized signature (Table 63).

e. If interest is to be included.

f. Check mailing address.

g. Indicate if case is prior to conversion. Computations must be attached.

h. Indicate the amount of Severance and Lump Sum Annual Leave Payment to be

collected (if applicable).

Attachments to AD-343

1. Provide pay entitlement to include Overtime, Night Differential, Shift Premium, Sunday

Premium, etc. with number of hours and dates for each entitlement (if applicable).

2. Copies of SF-50s (Personnel Actions) or list of salary adjustments/changes and amounts.

3. Outside earnings documentation statement from agency.

4. If employee received retirement annuity or unemployment, provide amount and address to

return monies.

5. Provide forms for FEGLI, FEHBA, or TSP deductions (if applicable).

6. If employee was unable to work during any or part of the period involved, certification of the

type of leave to be charged and number of hours.

7. If employee retires at end of Restoration Period, provide hours of Lump Sum Annual Leave

to be paid.

NOTE: If prior to conversion, agency must attach Computation Worksheet by Pay Period and

required data in 1-7 above.

The following information must be included on AD-343 for Settlement Cases: (Lump Sum

Payment, Correction to Promotion, Wage Grade Increase, FLSA, etc.)

a. Must provide same data as in 2, a-g above.

b. Prior to conversion computation must be provided.

c. Lump Sum amount of Settlement, and if taxable or non-taxable.

If you have any questions or require clarification on the above, please contact NFC’s

Payroll/Personnel Operations at 504-255-4630.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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