finding sufficiently serious medical condition where delay in treatment led to excruciating pain
How later courts described this case
- finding sufficiently serious medical condition where delay in treatment led to excruciating pain
- affirming district court’s sua sponte dismissal of pro se plaintiff’s complaint as frivolous because claims invoking criminal statutes lacked even an arguable legal basis
- “[W]hen reviewing a complaint on a motion to dismiss for failure to state a claim, the court must accept as true all allegations of fact in the complaint and draw all reasonable inferences in favor of [the non-moving party].”
- “[F]ailure to object timely to a magistrate[] [judge’s] report operates as a waiver of any further judicial review of the magistrate[] [judge’s] decision.” (quotations omitted)
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
EASTERN DISTRICT OF NEW YORK
----------------------------------------------------------------X
STEPHEN LOCURTO,
Plaintiff,
REPORT &
RECOMMENDATION
-against- 23-cv-387-DG-SJB
UNITED STATES BUREAU OF PRISONS;
METROPOLITAN DETENTION CENTER,
BROOKLYN, NY; OFFICER-IN-CHARGE HERNANDEZ;
CORRECTIONS OFFICER W. SANTIAGO;
CORRECTIONS OFFICER O. MARTINEZ;
LIEUTENANT LIDAKER,
Defendants.
----------------------------------------------------------------X
BULSARA, United States Magistrate Judge:
Pro se Plaintiff Stephen LoCurto (“Plaintiff” or “LoCurto”), who is currently
incarcerated at Metropolitan Detention Center (“MDC”) Brooklyn, has filed two
lawsuits: one against Defendant NYU Langone Lutheran Hospital (“NYU Langone”);
and one against Defendants United States Bureau of Prisons (“BOP”), the MDC, and
Officers Hernandez, W. Santiago, O. Martinez, and Lieutenant Lidaker (collectively, the
“Federal Defendants”). In this case against BOP and the Federal Defendants, he alleges
violations of 18 U.S.C. § 1959(a)(1) and § 1959(a)(5), negligence, recklessness, and
deliberate indifference to his health and safety. He alleges that, while at MDC, he was
poisoned by Officer Hernandez, that the guards ignored his cries for help, and that he
was later taken to NYU Langone, where employees worked with BOP staff to kill him.
(See generally Am. Compl. against BOP (“BOP Am. Compl.”), Case No. 23-CV-387, Dkt.
No. 19; Am. Compl. against NYU Langone (“NYU Langone Am. Compl.”), Case No. 23-
CV-386, Dkt. No. 20). The Court addresses the Federal Defendants’ Motion to Dismiss
in this Report and Recommendation, and for the reasons stated below, recommends
that the motion be granted in part and denied in part.
FACTUAL AND PROCEDURAL BACKGROUND
For the purposes of this motion, the Court is “required to treat” the
Complaint’s “factual allegations as true, drawing all reasonable inferences in favor of
[the Plaintiff] to the extent that the inferences are plausibly supported by allegations
of fact.” In re Hain Celestial Grp., Inc. Sec. Litig., 20 F.4th 131, 133 (2d Cir. 2021).
The Court “therefore recite[s] the substance of the allegations as if they represented
true facts, with the understanding that these are not findings of the court, as we have
no way of knowing at this stage what are the true facts.” Id. When a party proceeds
pro se, the Court must liberally construe the litigant’s submissions and interpret
them to raise the strongest arguments that they suggest. Triestman v. Fed. Bur. of
Prisons, 470 F.3d 471, 474 (2d Cir. 2006). “[A] pro se complaint, however inartfully
pled, must be held to less stringent standards that formal pleadings drafted by
lawyers[.]” Erickson v. Pardus, 551 U.S. 89, 94 (2007) (quotations omitted).
Because the events at issue cross both cases, herein the Court has recited and
considers facts from Plaintiff’s Amended Complaints in both actions, which refer to each
other; the documents he attached to those pleadings; and his opposition papers. See
Parris v. N.Y. State Dep’t Corr. Servs., 947 F. Supp. 2d 354, 360–61 (S.D.N.Y. 2013)
(“When presented with a motion to dismiss pursuant to Rule 12(b)(6), the Court may
consider documents that are referenced in the complaint, documents that the plaintiff
relied on in bringing suit and that are either in the plaintiff’s possession or that the
plaintiff knew of when bringing suit, or matters of which judicial notice may be taken.”);
see also Levinson v. United States, 594 F. Supp. 3d 559, 567 (S.D.N.Y. 2022) (“[A]
district court deciding a motion to dismiss may consider factual allegations made by a
pro se party in his papers opposing the motion [to dismiss].” (quoting Walker v. Schult,
717 F.3d 119, 122 n.1 (2d Cir. 2013)).
In January 2021, when LoCurto was incarcerated at MDC, (BOP Am. Compl. at 4,
11), his food was allegedly poisoned by Officer Hernandez. (Id. at 11). After eating the
allegedly tainted food, LoCurto immediately began feeling “unbearable pain.” (Id.). He
began yelling and screaming, and he vomited. (Id.). He started pushing the emergency
call button in his cell, but it did not work. (Id.). While he was yelling for help, Officer
Hernandez walked by his cell, and other officers heard him screaming. (Id.).
Throughout the night, LoCurto yelled, “please help me” and “I’m dying,” as he continued
to hit the emergency call button, and eventually passed out. (BOP Am. Compl. at 4, 8).
When he hit the button the next day, medical assistance was summoned, and he was
taken to the medical unit at MDC, and then to the emergency room at NYU Langone.
(Id.).
While at NYU Langone, LoCurto was taken into surgery. (NYU Langone Am.
Compl. at 7, 18). He alleges his surgeon signaled to the officers that he had died, and
that Officer Martinez said, “Fuck him, he’s a murderer[,] let him die.” (Id. at 7).
LoCurto woke up, saw people standing around stainless steel tables, and then went into
a coma. (Id. at 8). He alleges he woke up again after he was taken off life support on
January 24, 2021. (Id.). While LoCurto was in the ICU after his surgery, one of his
doctors, “Dr. Baden,” removed a bandage, and three staples popped open “with a gel like
substance . . . oozing out of the surgical wounds.” (Id. at 6). Dr. Baden then ordered a
wound vac machine to drain the substance. (Id. at 7). LoCurto alleges the gel was used
to preserve his organs for organ donation. (NYU Langone Am. Compl. at 7).
LoCurto also alleges that while at the hospital, an MRI technician “pumped an
unknown fluid into [his] IV line 3 times,” and that “on the [third] time,” he flat-lined
and died. (Id. at 4). When he woke up, an officer named Lieutenant Dixon said, “You’re
safe now[;] we’re here to protect you.” (Id.). He also claims that another NYU Langone
staff member inserted a wire into his nose that caused “great pain.” (LoCurto Opp’n to
NYU Langone’s Mot. to Dismiss dated Aug. 9, 2023 (“LoCurto NYU Opp’n”), Case No.
23-CV-386, Dkt. No. 24 at 3). He also alleges that the staff at NYU Langone had a
“betting pool on when [he] would die,” and that attempts were made on his life. (NYU
Langone Am. Compl. at 4; BOP Am. Compl. at 4). While in the ICU, LoCurto alleges
that Officer W. Santiago was trying to kill him, and that the employees of NYU Langone
worked in conjunction with BOP to kill him. (See BOP Am. Compl. at 16, 20; NYU
Langone Am. Compl. at 16, 20; see also LoCurto Opp’n to BOP’s Mot. to Dismiss dated
Dec. 7, 2023 (“LoCurto BOP Opp’n”), Case. No. 23-CV-387, Dkt. No. 28 at 5–6). He
simultaneously claims that other staff at NYU Langone called the FBI on his behalf
because of these attempts on his life. (BOP Am. Compl. at 4). LoCurto was “in surgery,
a coma, and the ICU” until February 6, 2021, and he was released from NYU Langone on
February 9, 2021. (LoCurto BOP Opp’n at 3). From there, he was transferred to a
nursing home until April 1, 2021, when he returned to MDC. (Id.).
On April 6, 2021, LoCurto filed an Inmate Request for Informal Resolution (BP-
8), in which he alleged that his food was poisoned, and that he did not receive medical
attention for a day. (BOP Am. Compl. at 7). On May 1, 2021, he submitted a Request for
Administrative Remedy (BP-9) about the same incident, (id. at 11), and the Warden
responded to this request on May 24, 2021. (Id. at 10). He alleges that his BP-11 about
the incident at the prison was signed by the Central Office on November 20, 2021.
(LoCurto BOP Opp’n at 2). He filed a separate BP-9 on May 27, 2021, where he
requested an investigation into what happened to him at NYU Langone while under the
protection of the BOP. (BOP Am. Compl. at 15–16, 19–20).
The Federal Defendants moved to dismiss LoCurto’s Amended Complaint, (BOP
Mot. to Dismiss dated Jan. 16, 2024, Dkt. No. 29), arguing that there is no private right
of action under 18 U.S.C. § 1959, that LoCurto failed to exhaust his administrative
remedies for his Bivens claims and claims under the Federal Tort Claims Act (“FTCA”),
and that even if he had exhausted his Bivens claims, his Bivens claims fail. (Mem. of
Law in Supp. of BOP’s Mot. to Dismiss (“BOP Mem. of Law”), Dkt. No. 29-1 at 7–17).
DISCUSSION
“The purpose of a motion to dismiss for failure to state a claim under Rule
12(b)(6) is to test the legal sufficiency of . . . claims for relief.” Amadei v. Nielsen, 348 F.
Supp. 3d 145, 155 (E.D.N.Y. 2018) (citing Patane v. Clark, 508 F.3d 106, 112 (2d Cir.
2007)). In deciding such a motion, the Court must “construe the complaint liberally,
accepting all factual allegations in the complaint as true, and drawing all reasonable
inferences in the plaintiff’s favor.” Palin v. N.Y. Times Co., 940 F.3d 804, 809 (2d Cir.
2019) (quotations and alteration omitted); Amadei, 348 F. Supp. 3d at 155 (“[W]hen
reviewing a complaint on a motion to dismiss for failure to state a claim, the court must
accept as true all allegations of fact in the complaint and draw all reasonable inferences
in favor of [the non-moving party].”).
Once the facts are construed in the light most favorable to the non-moving
party—here, LoCurto—to avoid dismissal, there must be sufficient facts that allege a
plausible claim. Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (“To survive a motion to
dismiss [pursuant to Rule 12(b)(6)], a complaint must contain sufficient factual matter,
accepted as true, to state a claim to relief that is plausible on its face.” (quotations
omitted)). “Threadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.” Id. A complaint must contain more than “naked
assertion[s] devoid of further factual enhancement.” Id. (quotations omitted). In other
words, a plausible claim contains “factual content that allows the court to draw the
reasonable inference that the defendant is liable for the misconduct alleged.” Id.; Fed.
R. Civ. P. 8(a)(2). “Factual allegations must be enough to raise a right to relief above the
speculative level, on the assumption that all the allegations in the complaint are true
(even if doubtful in fact).” Bell Atl. Corp. v. Twombly, 550 U.S. 554, 555 (2007)
(citation omitted). The determination of whether a party has alleged a plausible claim is
“a context-specific task that requires the reviewing court to draw on its judicial
experience and common sense.” Iqbal, 556 U.S. at 679; see also Escamilla v. Young
Shing Trading Co., No. 17-CV-652, 2018 WL 1521858, at *2 (E.D.N.Y. Jan. 8, 2018),
report and recommendation adopted, 2018 WL 1033249, at *3 (Feb. 23, 2018).
LoCurto claims that he was poisoned and denied medical care while at MDC.
(BOP Am. Compl. at 8). The Court construes his Amended Complaint to allege claims
for: (1) murder and attempted or conspiracy to murder under 18 U.S.C. § 1959(a)(1) and
§ 1959(a)(5); (2) a civil RICO claim; (3) a Bivens claim for violation of the Eighth
Amendment for deliberate indifference to the serious medical needs of a prisoner, (see
LoCurto BOP Opp’n at 8); and (4) tort claims, including battery. (Id. at 9).
A. Claims Under 18 U.S.C. § 1959
The federal murder statute does not contain a private right of action. LoCurto’s
attempt to somehow bring federal criminal charges against Defendants or invoke the
criminal statutes to state a civil claim is “based on an indisputably meritless legal
theory,” Livingston v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998)
(quotations omitted), and the claim must be dismissed. See, e.g., Storm-Eggink v.
Gottfried, 409 F. App’x 426, 427 (2d Cir. 2011) (affirming district court’s sua sponte
dismissal of pro se plaintiff’s complaint as frivolous because claims invoking criminal
statutes lacked even an arguable legal basis); Walker v. Wuchte, No. 22-CV-1532, 2022
WL 2161180, at *2 (E.D.N.Y. June 15, 2022) (dismissing as frivolous pro se Plaintiff’s
attempt to sue Defendants for violations of criminal statutes); Walker v. Pastoressa, No.
22-CV-997, 2022 WL 3716742, at *3 (E.D.N.Y. Aug. 29, 2022) (same); see also Hill v.
Didio, 191 F. App’x 13, 14–15 (2d Cir. 2006) (“A private individual may bring suit under
a federal statute only when Congress specifically intended to create a private right of
action. . . . As a general matter, we have long recognized that crimes are prosecuted by
the government, not by private parties.”).
B. RICO Claim
LoCurto also attempts to bring a civil RICO claim for murder and attempted
murder. The Court recommends dismissing this claim because LoCurto does not allege
any economic injuries.
RICO provides a private right of action for “[a]ny person injured in his business
or property by reason of a violation of section 1962.” 18 U.S.C. § 1964(c). “To state a
claim under RICO’s civil provision, 18 U.S.C. § 1962(c), a plaintiff must allege (1) that
the defendant (2) through the commission of two or more acts (3) constituting a pattern
(4) of racketeering activity (5) directly or indirectly invests in, or maintains [an] interest
in, or participates in (6) an enterprise (7) the activities of which affect interstate or
foreign commerce. Section 1961(1), in turn, identifies predicate ‘acts’ that can form a
pattern of racketeering activity, which include mail fraud, wire fraud, and extortion[.]”
Liang v. Home Reno Concepts, LLC, 803 F. App’x 444, 447 (2d Cir. 2020) (first
alteration in original) (citations and quotations omitted). Although murder and assault
are types of racketeering activity, see 18 U.S.C. § 1961(1), a civil RICO claim must be
based on economic, not personal, injuries. See Bascuñán v. Elsaca, 874 F.3d 806, 817
(2d Cir. 2017) (“All civil RICO injuries are, by the terms of the statute itself, economic
losses of one kind or another. A plaintiff bringing a civil RICO claim must allege an
injury to his business or property; he cannot, for example, recover for personal injuries.”
(quotations omitted)). Because LoCurto does not allege economic injury, any RICO
claim should be dismissed.
C. Bivens Deliberate Indifference Claims
LoCurto argues that Defendants violated his Fifth and Eighth Amendment rights
by actions evincing deliberate indifference to his medical needs following his alleged
poisoning by Defendant Hernandez. (See LoCurto BOP Opp’n at 4). The Federal
Defendants argue that any Bivens claim should be dismissed because (1) LoCurto failed
to exhaust his administrative remedies under the Prison Litigation Reform Act
(“PLRA”); and (2) it is barred under Egbert v. Boule, 142 S. Ct. 1793 (2022). (BOP
Mem. of Law at 11–19). The Court disagrees and finds LoCurto has stated an Eighth
Amendment deliberate indifference claim.
As an initial matter, “[a] Bivens action, based upon alleged constitutional
violations by federal officials, may be brought against the federal officers involved in
their individual capacities.” Rolle v. Metro. Detention Ctr. Brooklyn, No. 21-CV-4563,
2022 WL 1105183, at *2 (E.D.N.Y. Apr. 13, 2022) (citing Robinson v. Overseas Mil.
Sales Corp., 21 F.3d 502, 509 (2d Cir. 1994)). “However, a Bivens claim against a
federal agency or federal employees sued in their official capacities is precluded, as an
action against a federal agency is essentially a suit against the United States, and Bivens
actions against the United States are barred under the doctrine of sovereign immunity.”
Id. (citing Robinson, 21 F.3d at 510). Accordingly, any Bivens claim may only proceed
against the Individual Defendants, not BOP or MDC. The Court therefore recommends
dismissing LoCurto’s Eighth Amendment claims against Defendants BOP and MDC.
See, e.g., id. (dismissing Bivens claim against BOP, MDC, and the Department of Justice
on sovereign immunity grounds).
1. Exhaustion
“Where a plaintiff raises a Bivens claim in the context of alleged prison abuse, the
Court must first determine whether ‘administrative remedies [that] are available [to the
plaintiff] are exhausted’ pursuant to the Prison Litigation Reform Act.” Carter v. United
States, No. 22-CV-6715, 2024 WL 1345313, at *6 (E.D.N.Y. Mar. 29, 2024) (quoting 42
U.S.C. § 1997e(a)). “The ‘exhaustion requirement applies to all inmate suits about
prison life, whether they involve general grievances or particular episodes, and whether
they allege excessive force or some other wrong.’” Kingsberry v. Carter, No. 21-CV-
9076, 2022 WL 10142889, at *1 (S.D.N.Y. Oct. 17, 2022) (quoting Porter v. Nussle, 534
516, 532 (2002)). “The PLRA ‘requires proper exhaustion,’ meaning that the prisoner
must compl[y] with the system’s critical procedural rules.’” Mendoza v. Edge, 615 F.
Supp. 3d 163, 173 (E.D.N.Y. 2022) (alteration in original) (quoting Woodford v. Ngo,
548 U.S. 81, 93 (2006)). The exhaustion requirement is mandatory, Ross v. Blake, 578
U.S. 632, 638 (2016), but the PLRA “contains its own, textual exception to mandatory
exhaustion.” Id. at 642. An inmate must exhaust available remedies; those that are
“capable of use to obtain some relief for the action complained of.” Id. (quotations
omitted). An inmate thus is “exempt from the exhaustion requirement only when . . .
administrative remedies are unavailable.” Rucker v. Giffen, 997 F.3d 88, 92 (2d Cir.
2021) (quotations omitted) (following Ross).
“Failure to exhaust administrative remedies is an affirmative defense under the
PLRA, not a pleading requirement[;] . . . . inmates are not required to specially plead or
demonstrate exhaustion in their complaints.” Williams v. Correction Officer Priatno,
829 F.3d 118, 122 (2d Cir. 2016) (quotations omitted). Accordingly, “it is the
defendant’s burden to establish that the plaintiff failed to meet the exhaustion
requirements.” Reynolds v. Grove, No. 21-CV-4763, 2023 WL 2601710, at *4 (S.D.N.Y.
Mar. 22, 2023), appeal dismissed, No. 23-706 (2d Cir. Sept. 1, 2023). “Thus, as with
other affirmative defenses, dismissal . . . for failure to exhaust is appropriate only if that
failure is apparent from the face of the complaint.” Morgan v. Ward, No. 14-CV-7921,
2016 WL 427913, at *4 (S.D.N.Y. Feb. 2, 2016).
To exhaust administrative remedies, a “federal inmate[] must comply with the
BOP’s Administrative Remedy Program, a four-step process for inmates who ‘seek
formal review of an issue relating to any aspect of his/her own confinement.’”
Rosenberg v. Pliler, No. 21-CV-5321, 2021 WL 6014938, at *2 (S.D.N.Y. Dec. 20, 2021)
(quoting 28 C.F.R. § 542.10(a)). BOP’s Administrative Remedy Program consists of a
four-step process: (1) an inmate must first attempt to resolve the issue informally by
presenting the issue to the prison staff, 28 C.F.R. § 542.13; (2) if the issue is not
resolved, the inmate must then submit a Request for Administrative Remedy (BP-9)
form to the Warden within 20 days of the incident that forms the basis of the request, id.
§ 542.14; (3) if the request is denied, the inmate may appeal the decision using a BP-10
form to the Regional Director within 20 days of the date that the Warden signed the
response, id. § 542.15(a); and finally, (4) if the inmate is not satisfied with the Regional
Director’s response, he may appeal within 30 days to the General Counsel in the Central
Office using a BP-11 form. Id. “No administrative remedy appeal is considered finally
exhausted until it is considered by BOP’s Central Office.” Cruz v. Hastings, No. 20-CV-
4392, 2021 WL 4691375, at *4 (S.D.N.Y. Oct. 6, 2021).
LoCurto alleges that he has exhausted his administrative remedies by filing his
BP-8, BP-9, and BP-11. (LoCurto BOP Opp’n at 2). He submitted his BP-8 on April 6,
2021, (BOP Am. Compl. at 7), and his BP-9 on May 1, 2021, (id. at 11); the Warden
responded to the BP-9 on May 24, 2021, (id. at 10). LoCurto does not attach his BP-10,
the BP-10 denial, or his BP-11, but he alleges that his BP-11 “was signed by [the] Central
Office on [November 20, 2021].” (LoCurto BOP Opp’n at 2). Consideration of the BP-11
by the Central Office is the final step in BOP’s Administrative Remedy Program. See
Cruz, 2021 WL 4691375, at *4. Though not required to do so, LoCurto has alleged that
his claim was exhausted.
The Individual Defendants assert that LoCurto’s BP-9 was not timely filed.1 (BOP
Mem. of Law at 13–14). Their briefs do not address LoCurto’s allegations that he was
1 The Court declines to consider the additional materials Defendants submitted in
support of their motion to dismiss, including a declaration from John Hayes, a legal
assistant in the legal department at MDC, as well as SENTRY records attached to the
declaration. Such materials may not be considered on a motion to dismiss. See Parris,
947 F. Supp. 2d at 362 (“A district court has two options when presented with matters
outside the pleadings in conjunction with a Rule 12(b)(6) motion: ‘[1] the court may
exclude the additional material and decide the motion on the complaint alone or [2] it
may convert the motion to one for summary judgment under [Rule] 56 and afford all
told that he was permitted to file a late BP-9 due to his hospital stay, or his contention
that he filed a BP-11 to completion. (See LoCurto BOP Opp’n at 1–2).
The Individual Defendants’ cursory and incomplete arguments are insufficient to
demonstrate that the Amended Complaint demonstrates a failure to exhaust. Typically,
complaints that clearly point to non-exhaustion “include allegations amounting to an
admission by the plaintiff that he did not exhaust for whatever reason.” Munoz v.
Eliezer, No. 16-CV-6049, 2018 WL 1626170, at *4 (S.D.N.Y. Mar. 30, 2018); e.g., Garvin
v. Rivera, No. 13-CV-7054, 2015 WL 876464, at *3 (S.D.N.Y. Feb. 28, 2015) (finding
failure to exhaust where “[p]laintiff specifically pleads that he initiated the
administrative process by filing a grievance, but concedes that he did not appeal that
decision”). That is not the case here. LoCurto only concession is that his BP-8 was filed
outside the allowed 20 days because he was in the hospital, but he explains that his time
was extended as he was unable to fill out the form while in the hospital. (LoCurto BOP
Opp’n at 1–2). He alleges that he was told to file his claim when he returned, and that
he completed the exhaustion process by having the BP-11 form signed by the Central
Office. (Id. at 2).
Because failure to exhaust administrative remedies is an affirmative defense, and
it is not clear on the face of the Amended Complaint that LoCurto failed to exhaust, the
parties the opportunity to present supporting material.’” (alteration in original) (quoting
Fonte v. Bd. of Managers of Cont’l Towers Condo., 848 F.2d 24, 25 (2d Cir. 1988))).
And the Court declines to convert the motion into one for summary judgment because
LoCurto is proceeding pro se and has not been “given a reasonable opportunity to
present all the material that is pertinent to the motion.” Fed. R. Civ. Pro. 12(d); e.g.,
Morgan v. Ward, No. 14-CV-427913, 2016 WL 427913, at *4 (S.D.N.Y. Feb. 2, 2016)
(“Given that the plaintiff is proceeding pro se, and should be afforded clear notice of a
motion for summary judgment, the Court declines to convert the motion to dismiss into
a motion for summary judgment, and, therefore, does not consider Mr. Johnson’s
declaration or the exhibits attached to it.”).
Court recommends denying the motion to dismiss on that ground. See Morgan, 2016
WL 427913, at *5–*6 (finding BOP did not establish failure to exhaust administrative
remedies and that the defense was not clear on the face of the complaint where “plaintiff
attempted to justify the lateness” of his forms, and plaintiff alleged that “he filed BP-8,
BP-9, BP-10, and BP-11 forms”).2
2. Bivens Claims
In their motion to dismiss, the Individual Defendants argue that LoCurto has not
stated a claim recognized under Bivens v. Six Unknown Named Agents of Fed. Bureau
of Narcotics, 403 U.S. 388 (1971), and its progeny. (BOP Mem. of Law at 14–17).
LoCurto alleges that the Individual Defendants violated his Fifth and Eighth
Amendment rights “for cruel and unusual punishment.” (LoCurto BOP Opp’n at 4).3
He argues that he should be granted relief under Carlson v. Green, 446 U.S. 14 (1980),
for deliberate indifference to medical needs. (Id. at 2).
2 The claim that LoCurto exhausted relates to his treatment at MDC, not to the
federal involvement at NYU Langone. The only officer alleged to have engaged in
conduct at MDC who is also a named defendant is Hernandez. (See BOP Am. Compl. at
11). As such, the Court does not find any basis for this Bivens claim against the other
named defendants. Any such claim against Santiago, Martinez, and Lidaker is not
exhausted and should be dismissed.
3 Deliberate indifference to serious medical needs for inmates is considered under
the Eighth Amendment; the Fifth Amendment covers deliberate indifference for pretrial
detainees. See Weyant v. Okst, 101 F. 3d 845, 856 (2d Cir. 1996) (“In the context of a
convicted prisoner, who has a right under the Eighth Amendment to be free from cruel
and unusual punishments, ‘[a] prison official’s deliberate indifference to a substantial
risk of serious harm to an inmate violates the Eighth Amendment.’ . . . The rights of one
who has not been convicted are protected by the Due Process Clause[.]” (first alteration
in original) (quoting Farmer v. Brennan, 511 U.S. 825, 828 (1994))). Any Fifth
Amendment claim, therefore, should be dismissed, since LoCurto is not a pretrial
detainee—he is serving his prison sentence at MDC.
In Bivens, the Supreme Court established “a damages remedy to compensate
persons injured by federal officers who violated the prohibition against unreasonable
search and seizures.” Ziglar v. Abbasi, 582 U.S. 120, 131 (2017). The Court has
extended Bivens to two other contexts: in Davis v. Passman, where the Court found a
damages remedy under the Fifth Amendment Due Process Clause for a sex
discrimination suit against a member of Congress, 442 U.S. 228, 248–49 (1979), and in
Carlson v. Green, where the Court found a damages remedy under the Eighth
Amendment Cruel and Unusual Punishment Clause where a federal inmate sued prison
staff for failure to provide adequate medical treatment. 446 U.S. at 16–19. “These three
cases—Bivens, Davis, and Carlson—represent the only instances in which the Court has
approved of an implied damages remedy under the Constitution itself.” Ziglar, 582 U.S.
at 131.
LoCurto’s allegations of deliberate indifference to his medical needs in violation
of the Eighth Amendment fall squarely within Carlson. See 446 U.S. at 16; see also
Mills v. Travers, No. 20-CV-3035, 2024 WL 1858224, at *3 (E.D.N.Y. Apr. 29, 2024)
(finding no new Bivens context where plaintiff alleged deliberate indifference to his
medical needs in violation of the Eighth Amendment by federal prison officials); Perez-
Lopez v. Bialor, No. 20-CV-2518, 2023 WL 2682922, at *7 (E.D.N.Y. Mar. 29, 2023)
(same); Mendoza v. Edge, 615 F. Supp. 3d 163, 171 (E.D.N.Y. 2022) (finding no new
context where “[plaintiff’s] claim that the defendants were deliberately indifferent to his
health b[ore] an extremely strong resemblance to the Eighth Amendment deliberate
indifference claim at issue in Carlson” (quotations omitted)).
“To state an Eighth Amendment claim against a prison official for providing
inadequate medical care, an inmate must allege facts showing the offending official’s
‘deliberate indifference to a prisoner’s serious medical needs.’” Thomas v. Wolf, 832 F.
App’x 90, 92 (2d Cir. 2020) (quoting Hill v. Curcione, 657 F.3d 116, 122 (2d Cir. 2011)).
“There are two requirements: ‘First, the prisoner must prove that the alleged
deprivation of medical treatment is, in objective terms, sufficiently serious—that is, the
prisoner must prove that his medical need was a condition of urgency, one that may
produce death, degeneration, or extreme pain.’ . . . ‘Second, the prisoner must prove
that the charged official acted with a sufficiently culpable state of mind.’” Mendoza, 615
F. Supp. 3d at 171–72 (quoting Johnson v. Wright, 412 F.3d 398, 403 (2d Cir. 2005)).
“In determining whether a medical need is sufficiently serious,” the factors to be
considered include “whether a reasonable doctor or patient would find the injury
important and worthy of treatment, whether the medical condition significantly affects
an individual’s daily activities, and whether the illness or injury inflicts chronic and
substantial pain.” Charles v. Orange County, 925 F.3d 73, 86 (2d Cir. 2019).
LoCurto’s allegations pass muster under these criteria. He alleges that Officer
Hernandez poisoned his food, which Officer Lee then gave him. (BOP Am. Compl. at
11). He began feeling “unbearable pain” and proceeded to “yell and scream for help.”
(Id.). Though he continuously pushed the emergency call button in his cell, he alleges it
was turned off and did not work. (Id.). He alleges that his stomach was perforated, and
that he later went into septic shock and had total heart, lung, and kidney failure.
(LoCurto BOP Opp’n at 5). LoCurto has alleged that his medical condition was of
sufficient seriousness for a Carlson claim, since he claims that he was in extreme pain,
was taken to the hospital, had surgery, was in a coma, experienced sepsis and organ
failure, and stayed in the ICU for almost a month. See, e.g., Quinones v. City of New
York, No. 16-CV-985, 2017 WL 775851, at * 2 (S.D.N.Y. Feb. 28, 2017) (finding extreme
pain during and resulting from a procedure sufficient to allege a serious medical
condition); Snyder v. Alam, No. 15-CV-4033, 2016 WL 2642226, at *4 (S.D.N.Y. May 6,
2016) (finding allegations that a five-day delay in surgery caused permanent damage
and unnecessary pain sufficiently serious); Davis v. McCready, 283 F. Supp. 3d 108,
120 (S.D.N.Y. 2017) (finding sufficiently serious medical condition where delay in
treatment led to excruciating pain).
To meet the second requirement, a plaintiff must allege the official “must be
subjectively reckless in their denial of medical care. This means that the charged official
must act or fail to act while actually aware of a substantial risk that serious inmate
harm will result.” Spavone v. N.Y. State Dep’t of Corr. Servs., 719 F.3d 127, 138 (2d Cir.
2013) (citation, alteration, and quotations omitted). “Officials need only be aware of the
risk of harm, not intend harm. And awareness may be proven ‘from the very fact that
the risk was obvious.’” Id. (citation omitted) (quoting Farmer, 511 U.S. at 842).
LoCurto alleges that Hernandez poisoned him, and that officers, including
Hernandez, Lee, Lamour, and Valentin, passed by his cell, ignoring his cries for help.
(BOP Am. Compl. at 11). Taking LoCurto’s allegation that Hernandez purposefully
poisoned him as true, he has sufficiently alleged that Hernandez had the requisite
mental state, as Hernandez would know that his medical condition was serious. Cf. Alli
v. Steward-Bowden, No. 11-CV-4952, 2012 WL 4053693, at *2 (S.D.N.Y. Sept. 11, 2012)
(finding deliberate indifference on a motion to dismiss where plaintiff alleged prison
guards physically assaulted him). Though LoCurto alleges Lee, Lamour, and Valentin
ignored his cries for help, none of these officers are named defendants for this claim.
Therefore, the Court finds that LoCurto has stated an Eighth Amendment Bivens claim
against Hernandez.
D. Other Claims
LoCurto indicates he is bringing a battery claim under New York state law.
(LoCurto BOP Opp’n at 9). He also alleges that the actions of the medical staff at NYU
Langone should be attributed to BOP. (Id. at 6).
The Individual Defendants, BOP, MDC, and the United States are immune from
suit based on sovereign immunity. Leytman v. U.S. Dep’t of Homeland Sec. Transp.
Sec. Admin., 804 F. App’x 78, 79 (2d Cir. 2020). The FTCA waives immunity as to the
United States—but not federal officers and federal agencies—for certain tort claims. Id.
As such, any tort claims against the Individual Defendants, BOP, or MDC should be
dismissed. Even if the Court added the United States as a defendant via substitution,
and also assumed that LoCurto was stating an FTCA and not a state law claim, the
claims should be dismissed. The FTCA does not waive sovereign immunity for “[a]ny
claim arising out of assault [or] battery,” 28 U.S.C. § 2680(h); thus, LoCurto’s claims,
other than for medical malpractice, are barred under this exception. Leytman, 804 F.
App’x at 80.
To the extent that LoCurto attributes alleged medical malpractice by NYU
Langone physicians to the United States under the FTCA, that claim should be
dismissed because “[t]he FTCA’s limited waiver of sovereign immunity extends only to
federal agencies and federal employees acting within the scope of their employment,”
Baptiste v. Warden at Ottisville, FCI N.Y., No. 09-CV-5523, 2010 WL 3185748, at *10
(S.D.N.Y. Aug. 11, 2010) (emphasis added), and “does not extend to independent
contractors.” Leone v. United States, 910 F.2d 46, 49 (2d Cir. 1990). NYU Langone
employees are not employees of the federal government, and therefore, any FTCA claim
against the United States is foreclosed. See Leticia v. United States, No. 22-CV-7527,
2023 WL 7110953, at *18 (E.D.N.Y. Oct. 27, 2023) (“Plaintiffs may not find the
Government vicariously liable for torts independently committed by private parties at
the private detention facilities.”).
CONCLUSION
For the reasons stated above, the Court recommends granting BOP’s motion to
dismiss in part and denying it in part; the Court recommends dismissing all claims
except the Bivens claim against Officer Hernandez based upon the Eighth Amendment.
Any objections to the Report and Recommendation above must be filed with the
Clerk of the Court within 14 days of service of this report. Failure to file objections
within the specified time may waive the right to appeal any judgment or order entered
by the District Court in reliance on this Report and Recommendation. See 28 U.S.C.
§ 636(b)(1); Fed. R. Civ. P. 72(b)(2); see also Caidor v. Onondaga County, 517 F.3d 601,
604 (2d Cir. 2008) (“[F]ailure to object timely to a magistrate[] [judge’s] report operates
as a waiver of any further judicial review of the magistrate[] [judge’s] decision.”
(quotations omitted)).
SO ORDERED.
/s/ Sanket J. Bulsara August 12, 2024
SANKET J. BULSARA
United States Magistrate Judge
Brooklyn, New York