collecting cases showing there is “ample” support for the proposition that “personal firsthand observations of an affiant government agent are not required for the supporting affidavit” and, in fact, such affidavits may be based on hearsay, among other things
How later courts described this case
- collecting cases showing there is “ample” support for the proposition that “personal firsthand observations of an affiant government agent are not required for the supporting affidavit” and, in fact, such affidavits may be based on hearsay, among other things
- information obtained within seventy-two hours of affidavit execution was sufficiently close to reflect probable cause for a warrant
- “Further, although courts view evidence in the light most favorable to the nonmoving party, they give greater weight, even at the summary judgment stage, to the facts evident from video recordings taken at the scene.”
Written by the judges who cited it.
The opinion
Case: 23-50894 Document: 76-1 Page: 1 Date Filed: 12/16/2024
United States Court of Appeals
United States Court of Appeals
for the Fifth Circuit Fifth Circuit
FILED
____________
December 16, 2024
No. 23-50894 Lyle W. Cayce
____________ Clerk
Jack Miller; Annabel Campbell; Matthew Pesina; Lisa
Pesina; M. P., a Minor; J. G., a Minor,
Plaintiffs—Appellants,
versus
Chief Joseph Salvaggio, in his individual and official capacities;
Officer Jim Wells, Detective, in his individual and official capacities;
David Anderson, Lieutenant, in his individual capacity; Ruben
Saucedo, Former Leon Valley Captain, in his individual capacity;
Johnny Vasquez, Officer, in his individual capacity; Terry Brooks,
Detective, in his individual capacity; Alex King, Detective, in his individual
capacity; Rudolfo Munoz, Detective, in his individual capacity; Erika
Rivera, Officer, in her individual capacity,
Defendants—Appellees.
______________________________
Appeal from the United States District Court
for the Western District of Texas
USDC No. 5:20-CV-642
______________________________
Before Smith, Clement, and Higginson, Circuit Judges.
Edith Brown Clement, Circuit Judge:*
_____________________
*
This opinion is not designated for publication. See 5th Cir. R. 47.5.
Case: 23-50894 Document: 76-1 Page: 2 Date Filed: 12/16/2024
No. 23-50894
This appeal arises from Plaintiff-Appellant Jack Miller’s visit to City
Hall in Leon Valley, Texas. In May 2018, Miller, a Second Amendment
activist, entered City Hall—a multi-use municipal building that contains a
court—with a device that resembled a Glock handgun, openly visible and
holstered to his hip. Later that same day, after police officers executed a
search and arrest warrant at Miller’s residence, Miller was arrested for
bringing a prohibited weapon to a government court in violation of Texas
Penal Code Section 46.03, but the charges were later dropped for lack of
evidence. Miller, Annabel Campbell (Miller’s spouse), M.P. and J.G.
(Miller’s grandchildren), Matthew Pesina (Miller’s son), and Lisa Pesina
(Miller’s daughter-in-law) (collectively, Plaintiffs) brought 42 U.S.C. § 1983
claims against various officers, alleging that the officers violated their
(1) Fourth Amendment rights to be free from search or seizure absent
probable cause and (2) First Amendment rights to protest without retaliatory
arrest and prosecution. The district court granted summary judgment for the
officers on qualified-immunity grounds.
Plaintiffs raise two issues on appeal: (1) whether the district court
erred by granting the officers qualified immunity as to Plaintiffs’ Fourth
Amendment claims and (2) whether the district court erred by granting the
officers qualified immunity as to Plaintiffs’ First Amendment claims.
Because a reasonable officer could have believed that Miller had brought a
real firearm into a government court, the warrant application was reasonable
and the officers were entitled to qualified immunity. Accordingly, we
AFFIRM.
I.
A.
Leon Valley City Hall—a multi-use municipal building that contains
a court—had signs at the building’s entrance informing guests that they
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No. 23-50894
could not bring weapons into the building and that carrying a firearm into the
building would violate various sections of the Texas Penal Code.1
On May 31, 2018, Miller visited City Hall to file a complaint regarding
what he perceived as the unlawful enforcement by Leon Valley of sections of
the Texas Penal Code that prohibited the carrying of weapons in the building,
including by licensed handgun holders. Tex. Penal Code § 46.01(3) (West
2017). Attached to his hip and holstered was an item that resembled a Glock
firearm. Miller later testified that the item was a blue rubber gun that he
spraypainted black so that the device would resemble a real Glock.
Upon reaching the front of the metal-detector line, Miller asked
Officer Erika Rivera—who was operating the metal-detector wand—
“what’s in [the building].” Officer Rivera informed him that the building
housed City Hall, the police department, the city manager’s office, animal
control, and (after further inquiry) a court. Officer Rivera saw Miller openly
carrying what she recognized as a Glock firearm. When Miller asked to speak
with someone to file a complaint about the Texas Penal Code signs, Officer
Rivera signaled Officer Jim Wells to come over.
Miller informed Officer Wells that he intended to file a complaint
about the signs. Officer Wells responded that he would not take Miller’s
_____________________
1
One sign, located on either side of the building entryway, simply stated “[n]o
weapons.” Another, affixed to the window at the building’s entrance, again stated “no
weapons” but also advised that, “pursuant to Texas Penal Code Section 46.03,” a person
commits a third-degree felony by “possess[ing] a firearm or prohibited weapon on the
premises of any government court or offices utilized by the court.” The Texas Penal Code
defines “firearm” as “any device designed, made, or adapted to expel a projectile through
a barrel by using the energy generated by an explosion or burning substance.” Tex. Penal
Code § 46.01(3) (West 2017). Other signs affixed to the entryway window apprised the
public that carrying a handgun on the premises would violate either Section 30.06 or
Section 30.07 of the Texas Penal Code, which define trespass by a licensed holder carrying
a concealed or open-carry gun, respectively.
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No. 23-50894
complaint and ordered Miller to step outside because “no firearms were
allowed” in the building. Officer Wells refused to take down the signs,
instructed Miller to contact the Texas Office of the Attorney General (OAG),
then walked away toward the parking lot.
After Wells departed, Miller noticed Lieutenant David Anderson
standing in the door to the building and told Lieutenant Anderson that he
came to City Hall to discuss the signs. Lieutenant Anderson responded that
Leon Valley was compliant with the law, advised Miller that he should
contact the OAG to lodge a complaint, and then left. Miller subsequently
returned to his car in the nearby parking lot and deposited his device in the
car’s glove compartment. Meanwhile, Lieutenant Anderson and Officer
Rivera convened with Sergeant Eddie Gonzales (an officer who saw Miller in
City Hall) and Officer Michael Tacquard (another officer who saw Miller
with the gun holstered on his hip) to discuss the events that transpired with
Miller.
Miller later returned to City Hall to file his complaint. After Miller
entered the building (this time without the real or fake gun), Officer Rivera
wanded him for the first time and then he proceeded to the receptionist’s
desk to fill out a complaint form. While at the receptionist’s desk, Miller told
his friend that if the police searched his car, they would discover the gun was
rubber. The footage does not show whether any officer could have overheard
Miller’s statement. Lieutenant Anderson joined Miller at the front counter
and after a brief discussion, retrieved Miller’s completed form. When Miller
insisted that Lieutenant Anderson return the form, he did, and Miller
subsequently handed the form to Captain Ruben Saucedo after a brief
conversation. Miller then left City Hall.
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No. 23-50894
During both of Miller’s visits to City Hall, his friend and fellow
activist filmed the events and Miller also recorded the events on a body-worn
device.
B.
Later that same day, Lieutenant Anderson informed the Leon Valley
Police Chief Joseph Salvaggio about Miller’s visit to City Hall. Chief
Salvaggio held a meeting with Captain Saucedo, Lieutenant Anderson,
Officer Wells, and Sergeant Gonzales and directed his officers to charge
Miller with the felony offense of having a firearm in a prohibited place (an
office utilized by a court) under Section 46.03 of the Texas Penal Code. Chief
Salvaggio also directed his officers to prepare affidavits in support of search
and arrest warrants.
At around 5:00 p.m. that same day, Sergeant Gonzales assisted
Detective Alex King in writing the probable-cause affidavits for the search
and arrest warrants. Both affidavits stated, inter alia, that the officers stopped
Miller in the City Hall lobby with a “clearly visible” and holstered firearm.
Lieutenant Anderson, Captain Saucedo, and Chief Salvaggio approved the
affidavits, and then Sergeant Gonzales met with a magistrate judge, who
approved the warrants around 10:30 p.m. that evening.
Police officers waited approximately one-and-a-half hours until Miller
returned home and then executed the arrest and search warrants shortly after
midnight on June 1, 2018. During the search, the officers handcuffed Miller,
and Chief Salvaggio allegedly laughed at him and thanked him for visiting
Leon Valley. The officers then arrested Miller and took him into custody, and
he was released the following day.
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No. 23-50894
C.
On August 20, 2018, a Bexar County grand jury indicted Miller for
violating Section 46.03 of the Texas Penal Code by intentionally possessing
a firearm on the premises of a governmental court and office utilized by the
court. The prosecution ultimately terminated in Miller’s favor for lack of
evidence.
On May 28, 2020, Plaintiffs filed a lawsuit in the United States
District Court for the Western District of Texas, San Antonio Division,
against various police officers, police departments, and a magistrate judge. In
the third amended complaint, Plaintiffs brought claims against Defendants2
and other officers who are no longer parties to the case, under 42 U.S.C.
§ 1983, alleging that the officers violated Plaintiffs’ (1) Fourth Amendment
rights by seeking warrants absent probable cause and (2) First Amendment
rights by retaliating against Miller for his protest activity. Both sides moved
for summary judgment. Defendants, in support of their motion, cited
qualified immunity.
On August 23, 2023, the district court denied Plaintiffs’ motion for
summary judgment and granted Defendants’ motion on the basis of qualified
immunity, thereby dismissing the suit. The district court held that
Defendants were entitled to qualified immunity “[b]ecause Plaintiffs fail[ed]
to create a genuine dispute of material fact as to the Defendant officers’ good
faith showing of probable cause” and there was “insufficient summary
judgment evidence to support Plaintiffs’ suggestion, under the first prong of
the qualified immunity analysis, that Defendant officers violated a statutory
_____________________
2
Defendants are defined herein as Chief Salvaggio, Officer Wells, Lieutenant
Anderson, Captain Saucedo, Officer Johnny Vasquez, Detective Terry Brooks, Detective
King, Detective Rudolfo Munoz, and Officer Rivera.
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No. 23-50894
or constitutional right.” Plaintiffs filed a motion to alter or amend the district
court’s judgment, which the district court denied on November 13, 2023.
Plaintiffs then timely appealed.
II.
This court reviews de novo a district court’s grant of summary
judgment. Batyukova v. Doege, 994 F.3d 717, 724 (5th Cir. 2021). We view all
facts in the light most favorable to the nonmoving party and draw all
reasonable inferences in that party’s favor. Joseph ex rel. Joseph v. Bartlett, 981
F.3d 319, 325 (5th Cir. 2020). Nonetheless, “[a] court of appeals need not
rely on the plaintiff’s description of the facts where the record discredits that
description but should instead consider ‘the facts in the light depicted by the
videotape.’” Carnaby v. City of Houston, 636 F.3d 183, 187 (5th Cir. 2011)
(quoting Scott v. Harris, 550 U.S. 372, 381 (2007)).
When the movant asserts a qualified-immunity defense, the “defense
alters the usual summary judgment burden of proof.” Brown v. Callahan, 623
F.3d 249, 253 (5th Cir. 2010). “Once an official pleads the defense, the
burden then shifts to the plaintiff, who must rebut the defense by establishing
a genuine fact issue as to whether the official’s allegedly wrongful conduct
violated clearly established law.” Id. Nevertheless, although the burden
shifts to the plaintiff, “all inferences are drawn in his favor.” Id.
III.
Plaintiffs raise two issues on appeal: (1) whether the district court
erred by granting the officers qualified immunity as to Plaintiffs’ Fourth
Amendment claims and (2) whether the district court erred by granting the
officers qualified immunity as to Plaintiffs’ First Amendment claims. We
address Plaintiffs’ argument as to the Fourth Amendment claims first.
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No. 23-50894
A.
“Qualified immunity protects ‘government officials performing
discretionary functions . . . from liability for civil damages insofar as their
conduct does not violate clearly established statutory or constitutional rights
of which a reasonable person would have known.’” Vincent v. City of Sulphur,
805 F.3d 543, 547 (5th Cir. 2015) (quoting Harlow v. Fitzgerald, 457 U.S. 800,
818 (1982)). “This demands a two-step analysis: whether a constitutional
right was violated and whether the allegedly violated right was ‘clearly
established.’” Id. (quoting McClendon v. City of Columbia, 305 F.3d 314, 322–
23 (5th Cir. 2002) (en banc) (per curiam)). The doctrine encompasses “all
but the plainly incompetent or those who knowingly violate the law.” Morgan
v. Swanson, 659 F.3d 359, 371 (5th Cir. 2011) (en banc) (internal quotations
omitted) (quoting Malley v. Briggs, 475 U.S. 335, 341 (1986)). To overcome
qualified immunity, the plaintiff must show that the law “so clearly and
unambiguously prohibited [the violative] conduct that ‘every reasonable
official would understand that what he is doing violates the law.’” Id.
(cleaned up) (quoting Ashcroft v. al-Kidd, 563 U.S. 731, 739–41 (2011)); accord
Bonilla v. Orange County, 982 F.3d 298 (5th Cir. 2020). To make such a
showing, the plaintiff need not locate a case “directly on point” but must
demonstrate that “existing precedent . . . placed the statutory or
constitutional question beyond debate.” White v. Pauly, 580 U.S. 73, 77–79
(2017) (internal quotations omitted) (quoting Mullenix v. Luna, 577 U.S. 7,
12 (2015)). Whether an officer is entitled to qualified immunity turns on the
“objective legal reasonableness” of the action, Harlow, 457 U.S. at 819, not
subjective motivations.
When a plaintiff alleges that an officer made misstatements in a
warrant application, the officer is entitled to qualified immunity unless the
plaintiff can show that the affiant’s misstatements or omissions were material
and “of ‘such character that no reasonable official would have submitted
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No. 23-50894
[them] to a magistrate.’” Morin v. Caire, 77 F.3d 116, 122 (5th Cir. 1996)
(quoting Hale v. Fish, 899 F.2d 390, 402 (5th Cir. 1990)); accord Briggs, 475
U.S. at 344–45; United States v. Leon, 468 U.S. 897, 923 (1984). A warrant
application objectively violates the Fourth Amendment if it contains (1) “a
false statement [made] knowingly and intentionally, or with reckless
disregard for the truth,” and (2) “the allegedly false statement is necessary
to the finding of probable cause.” Franks v. Delaware, 438 U.S. 154, 155–56
(1978); accord Garcia v. Orta, 47 F.4th 343, 352 (5th Cir. 2022).
B.
Plaintiffs argue that the statements in the warrant application lacked
probable cause because (1) the officers did not offer “material evidence that
the device holstered on Miller’s hip was a firearm, or that it was in plain
view”; (2) the officers’ failure to take steps during Miller’s visit to either
confirm or dispel their supposed reasonable suspicion that the gun was real
renders the warrant application unreasonable; (3) the author of the
investigatory report and the affiant of the warrant application lacked personal
knowledge of the facts underpinning the affidavit and instead relied on
“hearsay within hearsay” to support the application; (4) the officers omitted
allegedly exculpatory facts (namely, that Miller re-entered City Hall, passed
security, and was not detained or searched) and made “bare bones”
assertions in the warrant; (5) any information obtained during Miller’s visit
to City Hall would be stale by the time the judge approved the warrant
application; and (6) the officers clearly had it out for Miller, so that impure
motivation taints the warrant application and ensuing prosecution of Miller.3
_____________________
3
Miller appears to reassert in his reply brief an argument that he raised at the
district court—that the City Hall lobby is not “the premises of any government court”
within the meaning of Texas Penal Code Section 46.03. But Miller abandoned that
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No. 23-50894
We decline to overturn the district court’s granting of summary
judgment to Defendants on these grounds. Based on the video evidence, a
reasonable officer could have concluded that Miller was carrying a real
handgun in a prohibited place.
1.
Clear video evidence—which this court is empowered to privilege
over Miller’s allegations that the gun was fake, see Scott, 550 U.S. at 380–
814—shows that an object resembling a gun was visible to the officers. The
district court was right: “The video evidence is not sufficient to determine
whether the gun is real; however, it is sufficient to establish the Defendant
officers were objectively reasonable in so believing.” Miller v. Salvaggio, No.
SA-20-CV-00642, 2023 WL 5435619, at *6 (W.D. Tex. Aug. 23, 2023).
Contrary to Miller’s allegations, the video evidence also reflects that
at no point during the visit did he notify the officers that the gun was fake.
Quite the opposite. Miller declined to correct Officer Wells when Officer
Wells directed Miller to step outside with his gun and informed him that he
cannot go back inside with his gun. Miller also referred to the device as a
“gun”—not a fake gun, a device, or otherwise—when he informed his friend
that he was going to “go put [his] gun up and try again.” After he re-entered
the building, Miller told his friend that “[he] d[idn’t] have [his] gun on [him]
_____________________
argument by not raising it in his initial appellate brief. See Cinel v. Connick, 15 F.3d 1338,
1345 (5th Cir. 1994) (collecting cases).
4
See also Griggs v. Brewer, 841 F.3d 308, 312 (5th Cir. 2016) (“Further, although
courts view evidence in the light most favorable to the nonmoving party, they give greater
weight, even at the summary judgment stage, to the facts evident from video recordings
taken at the scene.”); Carnaby, 636 F.3d at 187 (“A court of appeals need not rely on the
plaintiff’s description of the facts where the record discredits that description but should
instead consider ‘the facts in the light depicted by the videotape.’” (quoting Scott, 550 U.S.
at 381)).
10
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No. 23-50894
no more.” Moreover, when Miller returned to City Hall and walked up to
Officer Rivera at the security table, he told her “[he] took it off” but did not
clarify that “it” was a fake gun. And although Miller mentioned to his friend
that the gun was rubber when they both stood at the receptionist’s desk, he
spoke in a hushed tone, and it is not clear that Officer Rivera—or any other
officers—heard him.
2.
Miller failed to provide the panel with any authority showing that an
otherwise proper warrant application is objectively unreasonable if officers
could have taken additional, pre-warrant steps to confirm or dispel the facts
underlying the application. Indeed, an officer can generally take additional
steps to confirm or deny facts underlying a warrant application, but, as the
Supreme Court has recognized, time can pass between the facts described in
an affidavit supporting probable cause and the issuance of a warrant. See
United States v. Grubbs, 547 U.S. 90, 95 n.2 (2006) (citing United States v.
Wagner, 989 F.2d 69, 75 (2d Cir. 1993)). This bolsters the proposition that
police officers do not need to exhaust all possible fact-finding to confirm or
dispel their suspicions before seeking a warrant.
3.
This court has long recognized that an officer submitting a warrant
application need not have firsthand knowledge of all the facts underlying the
application. United States v. Holmes, 537 F.2d 227, 235–36 (5th Cir. 1976)
(collecting cases showing there is “ample” support for the proposition that
“personal firsthand observations of an affiant government agent are not
required for the supporting affidavit” and, in fact, such affidavits may be
based on hearsay, among other things). Therefore, the fact that the officer
who drafted the investigative report (Vasquez) and the officer who signed the
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No. 23-50894
affidavits based on that report (King) relied on secondhand information does
not mean that the warrant itself lacked probable cause.
The affidavit also provides enough information to connect the
evidence the police officers sought to Miller’s house. The affidavit recounted
four eyewitness officer accounts plus available video evidence that reasonably
appeared to show that Miller entered City Hall with a firearm. It also stated
that “[i]t is the belief of Affiant that [Miller’s] listed house and vehicle
contain[] items,” including “[a] black semi-auto hand gun,” “constituting
evidence that the offense of Place weapons prohibited, in violation of section
46.03 of the Penal Code of the State of Texas, has been committed.” This is
more than what is found in the “bare bones” affidavits that this court
routinely rejects. Compare United States v. Morton, 46 F.4th 331, 337 (5th Cir.
2022) (providing examples of bare bones affidavits, including an affidavit that
“said nothing more than that the agent ‘has cause to suspect and does believe
that certain merchandise . . . has otherwise been brought into the United
States contrary to law, and that said merchandise is now deposited and
contained within’ the defendant’s home”), cert. denied, 143 S. Ct. 2467
(2023), with id. (describing the affidavit in Morton as “hav[ing] some meat on
the bones” because “[e]ach is over three pages and fully details the facts
surrounding Morton’s arrest and the discovery of drugs and his phones”).
4.
At the time of writing the warrant application, the officers did not have
access to any exculpatory evidence, i.e., evidence that itself would obviate any
criminal liability, and therefore, the officers could not have omitted any such
evidence from the application.5 Miller complains about the affidavit’s
_____________________
5
Miller notes that the officers searched his car—where he alleged that he put the
fake rubber gun—during the raid but did not recover the gun. Whether the officers located
the gun during their search is immaterial to the determination of whether the officers
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No. 23-50894
omission of the facts that Miller re-entered City Hall, passed security, and
was not detained or searched. But these facts do not exculpate Miller; they
do nothing to undermine the decisive fact in the affidavit—video evidence
that Miller openly carried what appeared to be a Glock handgun into a
government building that included a court. No alleged representation or
omission can change the fact that the application contains a clear,
independently sufficient basis to support a warrant.
5.
Miller argues that because the officers failed to take steps to confirm
or dispel their alleged reasonable suspicion, any suspicion is vitiated the
moment the suspect leaves the premises and cannot ripen into probable
cause. We find this argument unavailing. Miller’s position, if adopted, would
mean that information of a suspected crime, once the crime is effectuated,
becomes stale the moment the suspect leaves the premises of the crime and
cannot support probable cause necessary to justify a warrant. But that view
has no basis in law.
Although the Supreme Court has held that “the facts in an affidavit
supporting a search warrant must be sufficiently close in time to the issuance
of the warrant and the subsequent search conducted so that probable cause
can be said to exist as of the time of the search and not simply as of some time
in the past,” Grubbs, 547 U.S. at 95 n.2 (cleaned up) (quoting Wagner, 989
F.2d at 75), only a few hours passed between Miller’s visit to City Hall, the
issuance of the warrants, and the execution of the warrants. The information
underlying the warrant applications did not go stale within a few hours. See,
_____________________
omitted exculpatory evidence in their application for a warrant. Setting aside the question
of whether the allegedly fake gun is in fact exculpatory, the officers only potentially had
access to this evidence after securing the warrant.
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e.g., United States v. Lewis, 332 F. App’x 951, 954 (5th Cir. 2009) (information
obtained within seventy-two hours of affidavit execution was sufficiently
close to reflect probable cause for a warrant); see also 2 Wayne R. LaFave,
Search And Seizure: A Treatise On The Fourth
Amendment § 3.7(a) n.15 (6th ed. 2024) (collecting cases from across
jurisdictions where ranges from three to six days were temporally close
enough to make the information underlying the warrant application not
stale); Adam Treiger, The Warrant Requirement, 82 Geo. L.J. 607, 610 n.70
(1994) (collecting cases).
The information obtained during Miller’s first City Hall visit was
sufficient to establish probable cause—not just reasonable suspicion—
because multiple police officers saw, and video evidence corroborates, a
clearly visible object that appeared to be a gun in a government court.
6.
Miller argues that certain indicia, which seemingly reflect animus
against Miller, taint the ensuing search and prosecution. But any impure
motivation that the officers allegedly had is immaterial for purposes of the
qualified-immunity analysis: What matters is not subjective intent but rather
the “objective legal reasonableness” of the action. Harlow, 457 U.S. at 819.
Further, “‘a warrant issued by a magistrate normally suffices to establish’
that a law enforcement officer has ‘acted in good faith in conducting the
search’” unless (1) “the magistrate or judge in issuing a warrant was misled
by information in an affidavit that the affiant knew was false or would have
known was false except for his reckless disregard of the truth,” (2) “the
issuing magistrate wholly abandoned his judicial role,” (3) “an affidavit [is]
‘so lacking in indicia of probable cause as to render official belief in its
existence entirely unreasonable,’” or (4) “a warrant may be so facially
deficient—i.e., in failing to particularize the place to be searched or the things
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No. 23-50894
to be seized—that the executing officers cannot reasonably presume it to be
valid.” Leon, 468 U.S. at 922–23 (citations omitted). For the reasons stated
above, the first, third, and fourth exceptions are not applicable here, and
Miller did not argue that the second exception applies.
III.
Next, Plaintiffs argue that Defendants are not entitled to qualified
immunity on Plaintiffs’ First Amendment claims because the officers
retaliated against Miller for being “a [c]itizen journalist and [a]ctivist, and
[b]ecause of [h]is [a]ctivity in [f]iling a [c]omplaint with the City of Leon
Valley.” We disagree.
A.
It is clearly established, settled law “that as a general matter the First
Amendment prohibits government officials from subjecting an individual to
retaliatory actions, including criminal prosecutions, for speaking out.”
Hartman v. Moore, 547 U.S. 250, 256 (2006). “If an official takes adverse
action against someone based on that forbidden motive, and ‘non-retaliatory
grounds are in fact insufficient to provoke the adverse consequences,’ the
injured person may generally seek relief by bringing a First Amendment
claim.” Nieves v. Bartlett, 587 U.S. 391, 398 (2019) (quoting Hartman, 547
U.S. at 256).
In general, a plaintiff pursuing a claim of retaliatory arrest or
prosecution “must plead and prove the absence of probable cause for the
arrest.” Id. at 402, 400–01. If the plaintiff can demonstrate the absence of
probable cause, “then the Mt. Healthy test governs: The plaintiff must show
that the retaliation was a substantial or motivating factor behind the [arrest],
and, if that showing is made, the defendant can prevail only by showing that
the [arrest] would have been initiated without respect to retaliation.” Id. at
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No. 23-50894
404 (alterations in original) (internal quotations omitted) (quoting Lozman v.
Riviera Beach, 585 U.S. 87, 97 (2018)).
Alternatively, even if the plaintiff cannot demonstrate the absence of
probable cause to arrest, the Nieves exception may apply and allow a
retaliatory-arrest or -prosecution claim to proceed. “Although probable
cause should generally defeat a retaliatory arrest claim, a narrow qualification
is warranted for circumstances where officers have probable cause to make
arrests, but typically exercise their discretion not to do so.” Id. at 406. The
exception can apply under certain circumstances, such as “when a plaintiff
presents objective evidence that he was arrested when otherwise similarly
situated individuals not engaged in the same sort of protected speech had not
been,” id. at 407, but evidence of “virtually identical and identifiable
comparators” is not required. Gonzalez v. Trevino, 602 U.S. 653, 658 (2024)
(per curiam). The Supreme Court clarified in Gonzalez that “[t]he only
express limit we placed on the sort of evidence a plaintiff may present for
th[e] purpose [of the Nieves exception] is that it must be objective in order to
avoid ‘the significant problems that would arise from reviewing police
conduct under a purely subjective standard.’” Id. (quoting Nieves, 587 U.S.
at 407). The Nieves exception “account[s] for ‘circumstances where officers
have probable cause to make arrests, but typically exercise their discretion
not to do so.’” Id. (quoting Nieves, 587 U.S. at 406).
B.
For the reasons explained above, the officers established probable
cause for the underlying criminal charge based on their objectively reasonable
belief that the gun was real. Plaintiffs’ First Amendment claims therefore
only survive summary judgment if they can show that the Nieves exception,
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No. 23-50894
as interpreted in light of Gonzalez, applies.6 Plaintiffs cannot make that
showing.
Plaintiffs offered the following evidence to show that the Nieves
exception applies: (1) deposition testimony from Officer Rivera that she
“want[ed] to say that” she had never arrested or detained anyone for
violating Texas Penal Code Section 46.03; (2) “the officers’ decision to seek
an arrest warrant and conduct a midnight raid rather than detain, cite, or
arrest Miller on the scene was highly irregular for a non-violent misdemeanor
offense,” as Officer Wells testified that he would not have arrested Miller;
(3) “[t]he timing of Miller’s arrest—shortly after he filed a complaint against
the city—and the surrounding events, including Chief Salvaggio’s
statements about sending Miller a message, participating in the midnight
raid, and laughing at the handcuffed Miller in his living room”; (4) the
warrant affidavit’s “focus[] on Miller’s status as an ‘auditor’ rather than the
elements of the alleged offense or how any evidence would be found in his
home”; and (5) Chief Salvaggio’s post-arrest statements indicating
differential treatment. This evidence is insufficient to demonstrate that the
First Amendment claims fall within the Nieves exception in light of Gonzalez.
In Gonzalez, the Supreme Court concluded that the evidence provided
by the plaintiff in that case—a survey of “the past decade’s misdemeanor
and felony data for Bexar County” showing “that the Texas anti-tampering
statute had never been used in the county ‘to criminally charge someone for
_____________________
6
Recently, the Supreme Court vacated this court’s judgment in Villarreal v. City
of Laredo, 94 F.4th 374 (5th Cir. 2024) (en banc), cert. granted, judgment vacated sub nom.
Villarreal v. Alaniz, et al., No. 23-1155, 2024 WL 4486343 (U.S. Oct. 15, 2024) and advised
the court to reconsider the case “in light of Gonzalez.” Villarreal, 2024 WL 4486343, at *1.
In Villarreal, this court applied the narrow version of the Nieves test, not the post-Gonzalez
version. 94 F.4th at 398. We do not take that approach here.
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No. 23-50894
trying to steal a nonbinding or expressive document’”—was sufficient to
qualify for the Nieves exception. Id. at 657–58.
Plaintiffs argue that “no other person was ever arrested for this
crime,” but the evidence does not support that assertion.7 The evidence
Plaintiffs provide is that one police officer had not made any arrests in
connection with violations of Texas Penal Code Section 46.03 and that
another officer would not have arrested Miller. However, that evidence is not
the same as the survey data in Gonzalez, which catalogued a decade of
misdemeanor and felony data. Just because Officer Rivera had never made
any arrests for violations of Texas Penal Code Section 46.03 and Officer
Wells would not have arrested Miller does not mean that officers at Leon
Valley City Hall did not typically exercise their discretion to make those
arrests or that no other person was ever arrested for violating Texas Penal Code
Section 46.03.
Evidence that Miller’s arrest occurred shortly after he filed a
complaint also does not indicate that officers have probable cause to make
arrests for violations of Texas Penal Code Section 46.03, but typically do not
exercise their discretion to do so. Rather, that kind of timing evidence is
relevant to the Mt. Healthy analysis that occurs only if Plaintiffs can prove the
absence of probable cause to arrest. Nieves, 587 U.S. at 404 (under the Mt.
Healthy test “[t]he plaintiff must show that the retaliation was a substantial
_____________________
7
Plaintiffs’ citation to Murphy v. Schmitt, No. 22-1726, 2023 WL 5748752 (8th Cir.
Sept. 6, 2023), cert. granted, judgment vacated, No. 23-1228, 2024 WL 4426466 (U.S. Oct.
7, 2024), does not aid their argument. In Murphy, the plaintiff asserted at the motion-to-
dismiss stage that a reasonable investigation would show that police officers did not arrest
people, other than the plaintiff, for the crime he had committed. Id. at *2. Not only is
Murphy not binding on this court, but the procedural posture in this case is also different—
summary judgment versus motion to dismiss—and Plaintiffs do not make the same
argument as the plaintiffs did in Murphy.
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No. 23-50894
or motivating factor behind the [arrest]” (alterations in original) (internal
quotations omitted) (quoting Lozman, 585 U.S. at 97)); see also Gonzalez, 602
U.S. at 667 (Alito, J., concurring) (timing “evidence can be considered only
after [the plaintiff’s] claim advances to the Mt. Healthy framework. Any other
approach would render the Mt. Healthy framework redundant in most, if not
all, cases”). Because Plaintiffs did not prove the absence of probable cause,
their First Amendment claims cannot advance to the Mt. Healthy framework,
and timing evidence is irrelevant.
Chief Salvaggio’s statements and laughter during the midnight raid,
his post-arrest statements, and statements made by other officers in the
warrant affidavit also do not support the application of the post-Gonzalez
Nieves exception because they are subjective. The Supreme Court
specifically noted that “[b]ecause [the Nieves exception] inquiry is objective,
the statements and motivations of the particular arresting officer are
‘irrelevant’ at this stage.” Nieves, 587 U.S. at 407 (quoting Devenpeck v.
Alford, 543 U.S. 146, 153 (2004)). Gonzalez reiterated that a plaintiff must
provide objective evidence. 602 U.S. at 658. The objective evidence shows
that Miller openly carried what appeared to be a Glock handgun into a
government building that included a court.
Accordingly, we decline to overturn the district court’s grant of
summary judgment to Defendants as to Plaintiffs’ First Amendment claims
on the basis of qualified immunity.
IV.
For the foregoing reasons, we AFFIRM the district court in all
respects.
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