Opinion

WEST v. PENNSYLVANIA DEPARTMENT OF STATE

Court
District Court, W.D. Pennsylvania
Filed
Oct 10, 2024
Cited by
0 cases
Authority
More cited than 31.8%

noting “court orders affecting elections . . . can themselves result in . . . consequent incentive to remain away from the polls” (cleaned up)

How later courts described this case

  • noting “court orders affecting elections . . . can themselves result in . . . consequent incentive to remain away from the polls” (cleaned up)
  • “If, however, the state’s regulations just impose reasonable, nondiscriminatory restrictions we need only determine whether the state’s legitimate interests are sufficient to outweigh the limited burden.” (cleaned up) (emphasis added)
  • finding injunction violated Purcell principle, emphasizing “we are not on the eve of the election—we are in the middle of it, with absentee ballots already printed and mailed”
  • “Call it what you will— laches, the Purcell principle, or common sense—the idea is that courts will not disrupt imminent elections absent a powerful reason for doing so.”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE WESTERN DISTRICT OF PENNSYLVANIA

)

CORNEL WEST, et al., )

) 2:24-CV-1349

Plaintiffs, )

)

v. )

)

PENNSYLVANIA DEPARTMENT )

OF STATE, et al., )

)

Defendants. )

MEMORANDUM ORDER

Dr. Cornel West seeks to run as a third-party candidate for President of the

United States, and, with this lawsuit, seeks to gain access to the ballot in

Pennsylvania. The Secretary of State has thus far denied him access, relying on a

number of requirements in the election code that only apply to minor political parties

or political bodies and that Dr. West has not met.

This Court has serious concerns with the Secretary’s application of the election

code’s restrictions to Dr. West. The laws, as applied to him and based on the record

before the Court, appear to be designed to restrict ballot access to him (and other non-

major political candidates) for reasons that are not entirely weighty or tailored, and

thus appear to run afoul of the U.S. Constitution.

That said, the Court has before it a motion requiring a balancing of the

equities, which comes with it, a requirement to use some common sense. Common

sense tells the Court that we are less than one month from a Presidential general

election.1 There is no time to re-print thousands of ballots and re-test the election

1 See Crookston v. Johnson, 841 F.3d 396, 398 (6th Cir. 2016) (“Call it what you will—

laches, the Purcell principle, or common sense—the idea is that courts will not disrupt

imminent elections absent a powerful reason for doing so.”).

systems across all of 67 counties, without increasing the risk of error and confusion.

Indeed, hundreds of thousands of mail-in ballots have already been cast, and so

printing new mail-in ballots would unquestionably cause voter confusion, as well as

likely post-election litigation about how to count votes cast by any newly printed mail-

in ballots. This is why the Supreme Court has reminded federal district judges that

tinkering with the mechanics of a national election at a late stage is not a wise idea.2

Based on the weighing of equitable principles, including those concerning election

and voter confusion, the Court is constrained to deny Dr. West’s motion.

BACKGROUND

On September 25, 2024—41 days from the November 5, 2024, general

election—Plaintiffs filed their complaint (ECF 1) and motion for a temporary

re[s]training order and preliminary injunction (ECF 2). Within, Plaintiffs Doctors

Cornel West and Melina Abdullah—”Justice for All” party candidates for president

and vice president, respectively—and Geraldine Tunstalle, Katherine Hopkins-Bot,

and Charles Hier—registered Pennsylvania voters intending to vote for Doctors West

and Abdullah—allege that Defendants Pennsylvania Department of State’s and

Secretary’s interpretation of the Pennsylvania election code unconstitutionally

infringes on their First Amendment and Fourteenth Amendment rights. The result,

Plaintiffs contend, is that Doctors West and Abdullah are prevented from gaining

access to the ballot in Pennsylvania, and their aspiring voters are prevented from

voting for their preferred candidates.

2 See Merrill v. Milligan, 142 S. Ct. 879, 881 (2022) (Kavanaugh, J., concurring) (“Late

judicial tinkering with election laws can lead to disruption and to unanticipated and

unfair consequences for candidates, political parties, and voters, among others. It is

one thing for a State on its own to toy with its election laws close to a State’s elections.

But it is quite another thing for a federal court to swoop in and re-do a State’s election

laws in the period close to an election.”).

The harm Plaintiffs allege is real and undisputed. Having failed to obtain

affidavits for 19 disaffiliated presidential electors by the August 1, 2024, deadline,

Doctors West and Abdullah will not appear on the ballot. So Plaintiffs, and those

associated with them, have turned to judicial intervention. Some of their would-be

electors began in Pennsylvania state court, but lost. Williams v. Pennsylvania Dep’t

of State, No. 394 M.D. 2024, 2024 WL 3912684 (Pa. Commw. Ct. Aug. 23, 2024), aff’d,

No. 25 WAP 2024, 2024 WL 4195131 (Pa. Sept. 16, 2024). Plaintiffs (who tried but

failed to intervene when that case was on appeal) have now taken up the mantle here

in federal court.

The Court has received expedited briefing from the parties (ECF 20, ECF 21,

ECF 30, ECF 32), as well as various exhibits and stipulations (ECF 29), and heard

testimony and argument during an October 7, 2024, hearing. ECF 26. After careful

review, the Court denies the motion.3

DISCUSSION AND ANALYSIS

The Court begins with the threshold factors to obtain a preliminary injunction.

Holland v. Rosen, 895 F.3d 272, 285-86 (3d Cir. 2018) (describing factors). First, the

Court must find that Plaintiffs have established that their likelihood of success on

the merits of their claims is “indisputably clear.” Hope v. Warden York Cnty. Prison,

972 F.3d 310, 320 (3d Cir. 2020).4 Assessing the merits requires application of the

familiar Anderson-Burdick test.

3 The Court considers the First Amendment and Fourteenth Amendment claims in

conjunction. See The Const. Party of Pennsylvania v. Cortes, 116 F. Supp. 3d 486,

498 (E.D. Pa. 2015), aff’d sub nom. Const. Party of Pennsylvania v. Cortes, 824 F.3d

386 (3d Cir. 2016) (“[I]n the ballot access context, freedom of association claims and

equal protection claims are nearly identical.”).

4 Plaintiffs seek to change the status quo, and therefore seek a mandatory injunction.

See, e.g., Garrett v. Am. Fed’n of State, Cnty. & Mun. Emps. AFL-CIO, No. 24CV1105,

2024 WL 1335186, at *3 (E.D. Pa. Mar. 28, 2024) (plaintiff seeking mandatory

Initially, the Court agrees with Plaintiffs that the very nature of the challenged

laws precludes a finding that the burden is “minimal” such that rational-basis review

applies. That is, Plaintiffs challenge election restrictions that are facially

discriminatory, directed only to minor political parties and political bodies.

Specifically, Plaintiffs claim that Defendants’ characterization of presidential electors

as “candidates” under Pennsylvania’s election code creates a host of constitutional

problems. That interpretation, Plaintiffs explain, means that minor political parties

and political bodies must identify all 19 electors before submitting nominating papers

(25 P.S. §§ 2911(a), 2912), that the presidential electors must be disaffiliated with

any political party (25 P.S. § 2911.1), that presidential electors must complete

affidavits (25 P.S. § 2911(e)), and that electors cannot be substituted unless

Defendants first accept the nomination papers (In re Scroggin, 237 A.3d 1006, 1022-

23 (Pa. 2020); 25 P.S. §§ 2940, 2941).5 Plaintiffs claim that the two major political

parties have no such restrictions, and there is no sound reason to treat the major

parties so differently than minor parties.

As Defendants note, “[t]here are ‘obvious differences in kind between the needs

and potentials of a political party with historically established broad support, on the

one hand, and a new or small political organization on the other,’ that justify different

paths to the ballot.” ECF 20, p. 24 (quoting Jenness v. Fortson, 403 U.S. 431, 441

(1971)). That much is not in dispute. But “[a] burden that falls unequally on new or

small political parties or on independent candidates impinges, by its very nature, on

injunction where he was seeking court order to enjoin prohibition on his running in

election). That raises their burden.

5 Defendants also mention in passing that the affidavit requirement triggers a filing

fee for not only the presidential candidates but the presidential electors too, totaling

$4,200 (25 P.S. § 2914). As the Court understands it, the major parties don’t pay the

elector fee.

associational choices protected by the First Amendment.” Anderson v. Celebrezze,

460 U.S. 780, 793 (1983). The Court must therefore reject Defendants’ argument that

the laws present only minimal burdens warranting rational-basis review. See Kim v.

Hanlon, 99 F.4th 140, 155 (3d Cir. 2024) (“If, however, the state’s regulations just

impose reasonable, nondiscriminatory restrictions we need only determine

whether the state’s legitimate interests are sufficient to outweigh the limited

burden.” (cleaned up) (emphasis added)); see also Mazo v. New Jersey Sec’y of State,

54 F.4th 124, 146 (3d Cir. 2022), cert. denied sub nom. Mazo v. Way, 144 S. Ct. 76

(2023) (law “impose[d] only a minimal burden” where the requirement was

“nondiscriminatory and applie[d] equally to all candidates and slogans[;]”

left “open ample and adequate alternatives for expression and association[;]” and the

challengers “failed to provide evidence of any specific burden” (emphasis added)).

So, the question, then, is what is the level of scrutiny? On one hand, cases like

Kim and Mazo suggest application of strict scrutiny. On the other hand, there is some

support for applying something that looks like intermediate scrutiny. Eakin v.

Adams Cnty. Bd. of Elections, 676 F. Supp. 3d 449, 459 (W.D. Pa. 2023) (Baxter, J.)

(quoting Daunt v. Benson, 956 F.3d 396, 406-07 (6th Cir. 2020)); see also Reform Party

of Allegheny Cnty. v. Allegheny Cnty. Dep’t of Elections, 174 F.3d 305, 314 (3d Cir.

1999) (requiring “the State’s asserted regulatory interests [to] only be sufficiently

weighty to justify the limitation imposed on the minor party’s rights” (cleaned up));

Burdick v. Takushi, 504 U.S. 428, 433 (1992) (“[T]he mere fact that a State’s system

creates barriers tending to limit the field of candidates from which voters might

choose does not of itself compel close scrutiny.” (cleaned up)).

In the end, though, both standards are heightened and both require

Defendants to put forward more weighty and specific interests that are, as applied to

this case, furthered by the restrictions. On the record before the Court, the Court

finds that the targeted burden of the laws on Plaintiffs is more than minimal, and

the Court further finds that Defendants’ interests aren’t, as applied, sufficiently

weighty and logically connected or tailored to Plaintiffs’ case.6 See, e.g., Obama for

Am. v. Husted, 697 F.3d 423, 433-34 (6th Cir. 2012) (applying intermediate scrutiny

and finding that the State failed to proffer sufficient evidence to support its interests

other than vague assertions, and concluding that the “State has not shown that its

regulatory interest in smooth election administration is ‘important,’ much less

‘sufficiently weighty’”). As such, the Court finds that Plaintiffs are clearly likely to

succeed on the merits, at least based on the present record.7

Plaintiffs have also met the second gateway injunction factor; they have

unquestionably suffered irreparable harm, because the loss of First Amendment

rights constitutes irreparable harm. See Kim, 99 F.4th at 159; see also Schrader v.

Dist. Att’y of York Cnty., 74 F.4th 120, 128 (3d Cir. 2023).

6 By way of example, the disaffiliation requirement for affidavits (in conjunction with

the similar “sore loser” requirement, 25 P.S. § 2911(e)(5)) is meant to prevent “sore

losers” from the primaries from obtaining a second bite at the ballot and undermining

the election process. De La Fuente v. Cortes, 751 F. App’x 269, 273-74 (3d Cir. 2018).

But there is no evidence Doctors West or Abdullah are sore-primary losers. And, even

if they were, that justification is attenuated when applying the disaffiliation

requirement to presidential electors, as opposed to the actual candidates. Maybe

there are other weighty reasons for this restriction, but none have been sufficiently

proffered or explained at this juncture, or supported by evidence.

7 The Court recognizes that the Commonwealth Court recently held that the affidavit

requirement was constitutional. Clymer v. Schmidt, No. 376 M.D. 2024, 2024 WL

3912661 (Pa. Commw. Ct. Aug. 23, 2024). The court there, though, considered the

restriction to be facially non-discriminatory, and so applied rational-basis review. Id.

at *13 (the court also examined only the affidavit requirement, and not the other

requirements triggered by Defendants’ interpretation of “candidate”). The Court,

respectfully, disagrees that treating electors as “candidates” under the election code

is non-discriminatory—it triggers requirements that apply to minor political parties

and political bodies and not to the two major parties.

But after considering the two gateway factors, the Court must balance the

remaining factors—harm to the public, the opposing parties, and third parties.8 In

the election context, the Purcell principle is at issue. That is, the Supreme Court “has

repeatedly stated that federal courts ordinarily should not enjoin a state’s election

laws in the period close to an election[.]” Merrill v. Milligan, 142 S. Ct. 879, 880

(2022) (Kavanaugh, J., concurring); see also Democratic Nat’l Comm. v. Wisconsin

State Legislature, 141 S. Ct. 28, 30 (2020) (Kavanaugh, J., concurring) (collecting

cases). “That principle . . . reflects a bedrock tenet of election law: When an election

is close at hand, the rules of the road must be clear and settled. Late judicial

tinkering with election laws can lead to disruption and to unanticipated and unfair

consequences for candidates, political parties, and voters, among others.” Merrill,

142 S. Ct. at 880-81.

In Kim v. Hanlon, 99 F.4th 140 (3d Cir. 2024), the Third Circuit explained that

“Purcell is a consideration, not a prohibition, and it is just one among other

considerations specific to election cases that we must weigh for injunctive relief[,] . .

. in addition to the traditional considerations for injunctive relief.” Id. at 160 (cleaned

up). Examining the Purcell principle in this context, the Court concludes that it

weighs strongly in favor of denying injunctive relief. The Court makes three findings

in this regard.

First, there is no question that the election is very close: less than one month

away. This proximity to the general election puts this case squarely within Supreme

Court precedent. See Petteway v. Galveston Cnty., Texas, 87 F.4th 721, 723 (5th Cir.

2023) (Oldham, J., concurring) (collecting cases and noting “[c]iting Purcell, the

8 The Court consolidates its analysis of the last two factors because they “merge when

the Government is the opposing party.” Delaware State Sportsmen’s Ass’n, Inc. v.

Delaware Dep’t of Safety & Homeland Sec., 108 F.4th 194, 205 (3d Cir. 2024) (quoting

Nken v. Holder, 556 U.S. 418, 435 (2009)).

Supreme Court refused to bless judicial intervention in State elections 21 days before

the general election date, 34 days before the general election date, 46 days before the

general election date, 48 days before the primary election date, 92 days before the

primary election date, and 120 days before the primary election date” (cleaned up)).

Indeed, the fact that the election has, in a sense, already begun via absentee/mail-

in/over-the-counter voting suggests the principle applies with even more force. See

Merrill, 142 S. Ct. at 779 (Kavanaugh, J., concurring) (chastising District Court for

declining to stay injunction “even though the primary elections [would] begin (via

absentee voting) just seven weeks from [the date of the opinion]” (emphasis added);

accord New Georgia Project v. Raffensperger, 976 F.3d 1278, 1283 (11th Cir. 2020)

(finding injunction violated Purcell principle, emphasizing “we are not on the eve of

the election—we are in the middle of it, with absentee ballots already printed and

mailed”); Pierce v. N. Carolina State Bd. of Elections, 97 F.4th 194, 227 (4th Cir. 2024)

(noting district court “rightly heeded” Purcell where absentee ballots were distributed

and in-person early voting had begun, explaining “[t]he election is not merely ‘close’

or even ‘imminent’—it is happening right now” (cleaned up)).

Second, there is an actual risk of harm to Defendants and other election

officials, as well as voters, if the injunction is granted. During the October 7, 2024,

hearing, the Deputy Secretary for Elections and Commissions for the Department of

State testified that the county boards of election had mailed out over 1.1 million mail

ballots, and voters had already returned over 137,000 mail ballots. That number

continues to grow.9

Plaintiffs recently modified their proposed order in what they say is an attempt

at a compromise solution to lessen the burden on the counties. Were the Court to

9 Defendants represent in their latest filing that, a day later, the number of returned

ballots jumped to over 217,000. ECF 32, p. 5.

grant that order, Defendants would inform county officials that Doctors West and

Abdullah are certified candidates and instruct them to place their names on ballots,

replace printed paper ballots with corrected versions containing Doctors West and

Abdullah, notify absentee or mail-in ballot recipients that have yet to return their

ballots that Doctors West and Abdullah are candidates, and issue notices to be

displayed at polling locations of the same. ECF 30-1. Assuming that the 67 counties

can do these things in time (after the seven-day statutory challenge period, or even a

truncated challenge period), what then? With over hundreds of thousands of voters

having already voted—using ballots without Doctors West and Abdullah listed—the

remedy ensures voter confusion.

And the feasibility of this solution is at question. At the hearing, the Deputy

Director credibly warned that to print the ballots in time the counties may need to

seek new, unvetted printing vendors, and would need to re-do logic-and-accuracy

testing and ballot-acceptance testing on election equipment. He stopped short of

saying it was an “impossible” task, and the Court anticipates that it probably could

be done. But that would come at a cost; prudence exchanged for speed. The Court is

concerned about the errors such a rush risks creating,10 and the potential blow to

public confidence in Pennsylvania’s election that risk engenders. See Purcell v.

Gonzalez, 549 U.S. 1, 4 (2006) (“Confidence in the integrity of our electoral processes

is essential to the functioning of our participatory democracy.”).11 As a result, this

10 The Deputy Director testified that problems could range from simple misspellings

or ballot formatting errors to incorrectly recording votes, as happened during a North

Hampton County judge election.

11 The Court is also concerned such an order would result in a Bush v. Gore type of

equal-protection problem when the counties count the ballots, i.e., different ballots

being used across different counties in a State-wide election resulting in different

procedures or methods of counting. See Donald J. Trump for President, Inc. v.

Boockvar, 493 F. Supp. 3d 331, 387 (W.D. Pa. 2020) (Ranjan, J.) (“Indeed, Bush’s core

proposition—that a state may not take the votes of two voters, similarly situated in

could also chill voter participation. See Kim, 99 F.4th at 160 (noting “court orders

affecting elections . . . can themselves result in . . . consequent incentive to remain

away from the polls” (cleaned up)).

Third, the Pennsylvania Supreme Court—which this Court considers to be the

institutional expert on election law in Pennsylvania—has already deemed it too late

to alter the election mechanics. New PA Project Educ. Fund v. Schmidt, 112 MM

2024, 2024 WL 4410884, at *1 (Pa. Oct. 5, 2024) (“This Court will neither impose nor

countenance substantial alterations to existing laws and procedures during the

pendency of an ongoing election.”); see also Republican Nat’l Comm. v. Schmidt, 108

MM 2024, 2024 WL 4406909 (Pa. Oct. 5, 2024) (Brobson, J., concurring) (same).

Plaintiffs offer two arguments in response to these considerations—neither of

which is persuasive.

Plaintiffs’ main response to the Purcell principle is that the principle is

inapplicable because Purcell applies to “rules” and they “are not seeking any changes

to ‘rules[.]’” ECF 21, p. 6. That is too narrow an interpretation. “Courts have

characterized many election-related provisions as ‘election rules’ subject to Purcell[,]”

including things like injunctions imposing new congressional maps. Tennessee Conf.

of the Nat’l Ass’n for the Advancement of Colored People v. Lee, 105 F.4th 888, 897

(6th Cir. 2024) (citing Robinson v. Callais, 144 S. Ct. 1171 (2024)). Moreover, as part

of their requested relief, Plaintiffs also ask that the Court change the rules as to an

all respects, and, for no good reason, count the vote of one but not the other—seems

uncontroversial. It also seems reasonable (or at least defensible) that this proposition

should be extended to situations where a state takes two equivalent votes and, for no

good reason, adopts procedures that greatly increase the risk that one of them will

not be counted—or perhaps gives more weight to one over the other.”).

objections period for nominations. So even under Plaintiffs’ narrow reading of

Purcell, the doctrine is implicated. ECF 21, p. 11.12

Plaintiffs also point out that it isn’t impossible for the counties to make

changes now, and that it’s just a matter of more money and manpower. That’s true,

to some extent. In fact, that’s how it ought to be—if someone’s constitutional rights

are violated, the state and counties should figure it out. But as the Court explained

above, it isn’t confident enough based on the record presented that all 67 counties will

be able to implement the injunctive relief requested within the time parameters,

without resulting in major errors. That uncertainty is why the Purcell principle

applies here. See Merrill, 142 S. Ct. at 880 (Kavanaugh, J., concurring) (explaining

that to implement injunction with election seven weeks away “would require heroic

efforts by those state and local authorities in the next few weeks—and even heroic

efforts likely would not be enough to avoid chaos and confusion”).

As the Third Circuit recently explained, “[o]ne can assume for the sake of

argument that aspects of the now-prevailing regime in Pennsylvania are unlawful as

alleged and still recognize that, given the timing of Plaintiffs’ request for injunctive

relief, the electoral calendar was such that following it ‘one last time’ was the better

of the choices available.” Bognet v. Sec’y Commonwealth of Pennsylvania, 980 F.3d

336, 363 (3d Cir. 2020), cert. granted, judgment vacated as moot sub nom. Bognet v.

Degraffenreid, 141 S. Ct. 2508 (2021); see also Delaware State Sportsmen’s Ass’n, Inc.

v. Delaware Dep’t of Safety & Homeland Sec., 108 F.4th 194, 203 (3d Cir. 2024) (“[A]ny

12 Plaintiffs also direct the Court to three cases for the proposition that Purcell is

inapplicable here. Two of them, State ex rel. Peacock v. Latham, 170 So. 475 (Fla.

1936), and Johnston v. Ing, 441 P.2d 138, 140 (Haw. 1968), pre-date Purcell by many

decades. The other, Bryan v. Fawkes, 61 V.I. 416 (V.I. 2014), is factually inapposite.

See Bryan, 61 V.I. at 468 (“Purcell and its progeny—all of which involve an analysis

of the four factors courts consider in issuing an injunction—are not relevant to this

appeal.”).

one factor may give a district court reason enough to exercise its sound discretion by

denying an injunction.”). So too here.

In the end, if this case had been brought earlier, the result, at least on the

present record, may have been different. But the Court is constrained to balance all

of the injunction factors, and in light of the balancing of particularly the Purcell-based

factors, along with the traditional injunction factors, the Court finds that the equities

require that it refrain from granting the relief requested.

CONCLUSION

For the above reasons, the Court hereby DENIES Plaintiffs’ motion for a

temporary restraining order and preliminary injunction (ECF 2).

DATED this 10th day of October, 2024.

BY THE COURT:

/s/ J. Nicholas Ranjan

United States District Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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