“Courts are not permitted to re-weigh the evidence or impose their own factual determinations.”
How later courts described this case
- “Courts are not permitted to re-weigh the evidence or impose their own factual determinations.”
- “Because the ALJ found in Salles’s favor at Step Two, even if he had erroneously concluded that some of her other impairments were non-severe, any error was harmless.”
- “In the process of reviewing the record for substantial evidence, we may not ‘weigh the evidence or substitute [our own] conclusions for those of the fact-finder.’” (citation omitted)
- “Judges are not like pigs, hunting for truffles buried in briefs.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KATHY MARIE LIGHT, : CIVIL NO.: 1:23-cv-01383
:
Plaintiff, : (Magistrate Judge Schwab)
:
v. :
:
:
MARTIN O’MALLEY, 1 :
Commissioner of Social Security, :
:
Defendant. :
MEMORANDUM OPINION
I. Introduction.
In this social security action, Plaintiff Kathy Marie Light seeks judicial
review of the final decision of the Commissioner of Social Security
(“Commissioner”) denying her claims for disability insurance benefits and
supplemental security income under Titles II and XVI of the Social Security Act.
We have jurisdiction under 42 U.S.C. §§ 405(g) and 1383(c)(3). For the reasons
1 Martin O’Malley is now the Commissioner of Social Security, and he is
automatically substituted as the defendant in this action. See Fed. R. Civ. P.
25(d) (providing that when a public officer sued in his or her official capacity
ceases to hold office while the action is pending, “[t]he officer’s successor is
automatically substituted as a party”); 42 U.S.C. § 405(g) (“Any action instituted
in accordance with this subsection shall survive notwithstanding any change in the
person occupying the office of Commissioner of Social Security or any vacancy in
such office.”).
set forth below, we will affirm the Commissioner’s decision and enter judgment in
favor of the Commissioner.
II. Background and Procedural History.
We refer to the transcript provided by the Commissioner. See docs. 7-1 to 7-
7.2 On May 11, 2021, Light protectively filed3 an application for disability
insurance benefits and an application for supplemental security income, alleging
that she has been disabled since March 18, 2021. See Admin. Tr. at 15. After the
Commissioner denied her claims at the initial and reconsideration levels of
administrative review, id. at 120–33, 142–49, Light requested an administrative
hearing, id. at 150–51. In July 2022, Light, who was represented by counsel, as
well as a vocational expert testified via video at a hearing before Administrative
Law Judge Randy Riley (the “ALJ”). Id. at 35–59. In August 2022, the ALJ
denied Light’s claims for benefits. Id. at 12–34. Light appealed the ALJ’s decision
to the Appeals Council, which denied her request for review. Id. at 1–6. This
2 Because the facts of this case are well known to the parties, we do not
repeat them here in detail. Instead, we recite only those facts that bear on Light’s
claims.
3 “Protective filing is a term for the first time an individual contacts the
Social Security Administration to file a claim for benefits.” Stitzel v. Berryhill, No.
3:16-CV-0391, 2017 WL 5559918, at *1 n.3 (M.D. Pa. Nov. 9, 2017). “A
protective filing date allows an individual to have an earlier application date than
the date the application is actually signed.” Id.
makes the ALJ’s decision the final decision of the Commissioner subject to
judicial review by this Court.
In August 2023, Light, represented by counsel, began this action by filing a
complaint claiming that the ALJ erred and abused his discretion, and the
Commissioner’s decision is not supported by substantial evidence. See Doc. 1
¶¶ 13–28. She requests that the court reverse the Commissioner’s decision and
award her benefits or, in the alternative, grant such other relief as may be deemed
justified. Id. at 6 (Wherefore Clause).
The parties consented to proceed before a magistrate judge pursuant to 28
U.S.C. § 636(c), and the case was referred to the undersigned. Doc. 5. The
Commissioner then filed an answer and a certified transcript of the administrative
proceedings. Docs. 6, 7. The parties filed briefs, see docs. 9, 12, and this matter is
ripe for decision.
III. Legal Standards.
A. Substantial Evidence Review—the Role of This Court.
When reviewing the Commissioner’s final decision denying a claimant’s
application for benefits, “the court has plenary review of all legal issues decided by
the Commissioner.” Ficca v. Astrue, 901 F. Supp. 2d 533, 536 (M.D. Pa. 2012).
But the court’s review of the Commissioner’s factual findings is limited to whether
substantial evidence supports those findings. See 42 U.S.C. § 405(g); Biestek v.
Berryhill, 587 U.S. 97, 99 (2019). “[T]he threshold for such evidentiary
sufficiency is not high.” Biestek, 587 U.S. at 103. Substantial evidence “means—
and means only—‘such relevant evidence as a reasonable mind might accept as
adequate to support a conclusion.’” Id. (quoting Consol. Edison Co. of New York v.
N.L.R.B., 305 U.S. 197, 229 (1938)).
Substantial evidence “is less than a preponderance of the evidence but more
than a mere scintilla.” Jesurum v. Sec’y of U.S. Dep’t of Health & Human Servs.,
48 F.3d 114, 117 (3d Cir. 1995). A single piece of evidence is not substantial
evidence if the ALJ ignores countervailing evidence or fails to resolve a conflict
created by the evidence. Mason v. Shalala, 994 F.2d 1058, 1064 (3d Cir. 1993).
But in an adequately developed factual record, substantial evidence may be
“something less than the weight of the evidence, and the possibility of drawing two
inconsistent conclusions from the evidence does not prevent [the ALJ’s] finding
from being supported by substantial evidence.” Consolo v. Fed. Maritime Comm’n,
383 U.S. 607, 620 (1966). “In determining if the Commissioner’s decision is
supported by substantial evidence the court must scrutinize the record as a whole.”
Leslie v. Barnhart, 304 F.Supp.2d 623, 627 (M.D. Pa. 2003).
The question before this court, therefore, is not whether Light is disabled,
but whether substantial evidence supports the Commissioner’s finding that she is
not disabled and whether the Commissioner correctly applied the relevant law.
B. Initial Burdens of Proof, Persuasion, and Articulation.
To receive benefits under Title II or Title XVI of the Social Security Act, a
claimant generally must demonstrate an “inability to engage in any substantial
gainful activity by reason of any medically determinable physical or mental
impairment which can be expected to result in death or which has lasted or can be
expected to last for a continuous period of not less than 12 months.” 42 U.S.C.
§ 423(d)(1)(A); see also 42 U.S.C. §1382c(a)(3)(A); 20 C.F.R. §§ 404.1505(a),
416.905(a). To satisfy this requirement, a claimant must have a severe physical or
mental impairment that makes it impossible to do his or her previous work or any
other substantial gainful work that exists in the national economy. 42 U.S.C.
§§ 423(d)(2)(A), 1382c(a)(3)(B); 20 C.F.R. §§ 404.1505(a), 416.905(a).
Further, to receive disability insurance benefits under Title II of the Social
Security Act, a claimant must show that he or she contributed to the insurance
program, is under retirement age, and became disabled prior to the date on which
he or she was last insured. 42 U.S.C. § 423(a); 20 C.F.R. § 404.131(a).4 Unlike
with disability insurance benefits under Title II of the Social Security Act,
“[i]nsured status is irrelevant in determining a claimant’s eligibility for
supplemental security income benefits” under Title XVI of the Social Security Act.
Snyder v. Colvin, No. 3:16-CV-01689, 2017 WL 1078330, at *1 (M.D. Pa. Mar.
22, 2017). Supplemental Security Income “is a federal income supplement
program funded by general tax revenues (not social security taxes)” “designed to
help aged, blind or other disabled individuals who have little or no income.” Id.
The ALJ follows a five-step sequential-evaluation process to determine
whether a claimant is disabled. 20 C.F.R. §§ 404.1520(a), 416.920(a). Under this
process, the ALJ must sequentially determine: (1) whether the claimant is engaged
in substantial gainful activity; (2) whether the claimant has a severe impairment;
(3) whether the claimant’s impairment meets or equals a listed impairment;
(4) whether the claimant is able to do his or her past relevant work; and
(5) whether the claimant is able to do any other work, considering his or her age,
4 “Disability insurance benefits are paid to an individual if that individual is
disabled and ‘insured,’ that is, the individual has worked long enough and paid
social security taxes.” Jury v. Colvin, No. 3:12-CV-2002, 2014 WL 1028439, at *1
n.5 (M.D. Pa. Mar. 14, 2014) (citing 42 U.S.C. §§ 415(a), 416(i)(1)). “The last
date that an individual meets the requirements of being insured is commonly
referred to as the ‘date last insured.’” Id. (citing 42 U.S.C. § 416(i)(2)). Here, the
ALJ determined that Light met the insured-status requirements through March 31,
2026. Admin. Tr. at 16, 17.
education, work experience, and residual functional capacity (“RFC”). 20 C.F.R.
§§ 404.1520(a)(4)(i)–(v), 416.920(a)(4)(i)–(v).
The ALJ must also assess a claimant’s RFC at step four. Hess v. Comm’r of
Soc. Sec., 931 F.3d 198, 198 n.2 (3d Cir. 2019). The RFC is ‘“that which an
individual is still able to do despite the limitations caused by his or her
impairment(s).’” Burnett v Comm’r of Soc. Sec., 220 F.3d 112, 121 (3d Cir. 2000)
(quoting Hartranft v. Apfel, 181 F.3d 358, 359 n.1 (3d Cir. 1999)); see also 20
C.F.R. §§ 404.1545(a)(1), 416.945(a)(1). In making this assessment, the ALJ
considers all the claimant’s medically determinable impairments, including any
non-severe impairment identified by the ALJ at step two of his or her analysis. 20
C.F.R. §§ 404.1545(a)(2), 416.945(a)(2).
“The claimant bears the burden of proof at steps one through four” of the
sequential-evaluation process. Smith v. Comm’r of Soc. Sec., 631 F.3d 632, 634 (3d
Cir. 2010). But at step five, “the burden of production shifts to the Commissioner,
who must . . . show there are other jobs existing in significant numbers in the
national economy which the claimant can perform, consistent with her medical
impairments, age, education, past work experience, and residual functional
capacity.” Fargnoli v. Massanari, 247 F.3d 34, 39 (3d Cir. 2001).
The ALJ’s disability determination must also meet certain basic substantive
requisites. Most significantly, the ALJ must provide “a clear and satisfactory
explication of the basis on which” his or her decision rests. Cotter v. Harris, 642
F.2d 700, 704 (3d Cir. 1981). “The ALJ must indicate in his decision which
evidence he has rejected and which he is relying on as the basis for his finding.”
Schaudeck v. Comm’r of Soc. Sec. Admin., 181 F. 3d 429, 433 (3d Cir. 1999). The
“ALJ may not reject pertinent or probative evidence without explanation.” Johnson
v. Comm’r of Soc. Sec., 529 F.3d 198, 204 (3d Cir. 2008). Otherwise, ‘“the
reviewing court cannot tell if significant probative evidence was not credited or
simply ignored.’” Burnett, 220 F.3d at 121 (quoting Cotter, 642 F.2d at 705).
IV. The ALJ’s Decision.
On August 4, 2022, the ALJ denied Light’s claims for benefits. Admin. Tr. at
12–34. He proceeded through the fourth step of the five-step sequential-evaluation
process.
A. Step One.
At step one of the sequential-evaluation process, the ALJ found that Light
had not engaged in substantial gainful activity since her alleged onset date of
March 18, 2021. Id. at 1.
B. Step Two.
At step two of the sequential-evaluation process, the ALJ found that Light
had the following severe impairments: lumbar degenerative disc disease, diabetes
mellitus with neuropathy, and obesity. Id. at 17. He also found that although Light
had a history of psoriasis, right knee pain and prior knee surgery, rheumatoid
arthritis, high cholesterol, high blood pressure, hip and pelvis degenerative joint
disease, those impairments were not severe. Id. at 18.
The ALJ further found that Light’s anxiety and depression were not severe
impairments. Id. In making this finding, the ALJ reviewed the report of
consultative examiner John Miller, Ph.D. Id. at 18–19. He also “considered the
broad functional areas of mental functioning set out in the disability regulations for
evaluating mental disorders and in the Listing of Impairments.” Id. at 19. As to the
“four broad functional areas” “known as the ‘paragraph B’ criteria,” the ALJ
concluded that Light had only mild limitations in each area. Id. at 19–20. He
concluded that because Light’s “medically determinable mental impairments cause
no more that ‘mild’ limitation in any of the functional areas and the evidence does
not otherwise indicate that there is more than a minimal limitation in [Light]’s
ability to do basic work activities,” her anxiety and depression were not severe
impairments. Id. at 20. The ALJ recognized that the “paragraph B” criteria are not
an RFC; rather, they “are used to rate the severity of mental impairments at steps 2
and 3 of the sequential evaluation process[,]” and the RFC “assessment used at
steps 4 and 5 of the sequential evaluation process requires a more detailed
assessment.” Id. And he asserted that his RFC that follows “reflects the degree of
limitation” he “has found in the ‘paragraph B’ mental function analysis.” Id.
C. Step Three.
At step three of the sequential-evaluation process, the ALJ found that Light
did not have an impairment or combination of impairments that met or medically
equaled an impairment listed in 20 C.F.R. Part 404, Subpart P, Appendix 1. Id. at
20. Specifically, that ALJ considered Listings 1.15 and 1.16 with respect to
Light’s spinal impairment. Id. at 20–21. He also mentioned numerous listings
when evaluating Light’s diabetes, and he considered Listing 11.14 regarding
peripheral neuropathy. Id. at 21. The ALJ also considered SSR 19-2p with respect
to Light’s obesity. Id.
D. The RFC.
The ALJ then determined that Light had the RFC to do light work5 with
some limitations. Id. at 21. He concluded that Light can only occasionally climb
5 See 20 C.F.R. §§ 404.1567(b), 416.967(b) (“Light work involves lifting no
more than 20 pounds at a time with frequent lifting or carrying of objects weighing
up to 10 pounds. Even though the weight lifted may be very little, a job is in this
category when it requires a good deal of walking or standing, or when it involves
ramps and stairs, and can only occasionally balance, stoop, kneel, crouch, and
crawl. Id. And, the ALJ determined, Light can never climb ladders, ropes, or
scaffolds. Id.
In making this RFC assessment, the ALJ reviewed Light’s assertions and
testimony:
The claimant makes the following allegations regarding the
intensity, persistence, and limiting effects of her symptoms.
The claimant alleged disability due to diabetes and deteriorating
L4 and L5. The claimant reported that: her impairments affect
her ability to lift, squat, bend, stand, reach, walk, sit, kneel,
climb stairs, remember, complete tasks, concentrate,
understand, follow instructions, and use her hands. She does
not handle stress or changes well. She has difficulty handling
her personal care. She takes a lot of breaks when completing
household chores. She cannot walk for long distances or stand
or sit for long periods of time. She can walk a half block, and
then she has to rest for 20 minutes. She is able to prepare small
simple meals, wash dishes, drive, shop in stores, handle money,
and spend time with others. The claimant testified that she has
pain and difficulty with standing, walking, and sitting. She
cannot climb stairs or ladders. She can walk for five minutes
before she needs to rest, she can stand in one position for five
minutes, and she can sit for five to ten minutes. She has
difficult balancing. She has radiating back pain with numbness,
tingling, and weakness in her leg, which worsened after she fell
in February of 2021. She has difficulty bending, and she wears
slip on shoes and no socks. She does not vacuum or sweep, and
sitting most of the time with some pushing and pulling of arm or leg controls. To
be considered capable of performing a full or wide range of light work, you must
have the ability to do substantially all of these activities. If someone can do light
work, we determine that he or she can also do sedentary work, unless there are
additional limiting factors such as loss of fine dexterity or inability to sit for long
periods of time.”).
she does not take out the trash. She naps during the day. She is
able to shower, dress, cook, shop, do laundry, and drive. Her
medications help, but she has side effects including sleepiness.
Id. at 22.6 The ALJ also considered the Third-Party Function Reports completed
by Light’s husband, which the ALJ determined were “generally consistent” with
Light’s assertions about her limitations. Id. at 25. And the ALJ considered Light’s
obesity. Id. at 23.
The ALJ further reviewed Light’s medical records and treatment notes. Id. at
23–25. After slipping and falling, Light reported to the emergency room in
February 2021. Id. at 23. “X-rays of the hips and pelvis showed no fracture or
dislocation, small acetabular osteophytes, mild narrowing and sclerosis of the
pubic symphysis, and vacuum phenomena of both SI joints.” Id. And “X-rays of
the lumbosacral spine showed no acute fracture or dislocation.” Id. But “[t]here
was disc space narrowing at T12-L1 and L1-2[,] [t]here were moderate sized
endplate osteophytes at T12-L2[,] [t]here were small endplate osteophytes at L3-
5[,] [and] [t]he osseous structures were normally mineralized for age.” Id. The
ALJ noted that when examined, Light had “tenderness of the lumbar back and
midline.” Id. But “[s]he was observed to ambulate in the emergency
department[,]” and “[s]he had normal range of motion.” Id. After being given
Flexeril, Motrin, and Tylenol, Light was discharged from the emergency room. Id.
6 For readability purposes, here—and elsewhere—when citing or quoting the
ALJ’s decision, we omit the ALJ’s citations to the record.
The ALJ then reviewed the treatment notes from Cathleen Kirkpatrick,
CRNP. Id. As to notes from March 31, 2021, the ALJ remarked that Light
“occasionally took Cyclobenzaprine, but this caused her to be very fatigued and
tired.” Id. Light reported that she “lost her job in security as she was missing work
because she was feeling so tired or having chronic pain issues, and it was hard for
her to get motivated.” Id. Light was also diagnosed as diabetic. Id. “Examination
finding were within normal limits, and she was started on Metformin and
Duloxetine.” Id. Light “was noted to have lower extremity neuropathy, though
examinations showed intact sensation.” Id. Light saw Kirkpatrick the next month,
when she “reported continued pain, but stated that it was not as significant, and
further noted she had done well with her new mediations.” Id. The ALJ noted that
“[t]here does not appear to be further treatment until March of 2022.” Id.
The ALJ then reviewed the records from two consultative examinations—
one from Nurse Practitioner Daniel Chege and one from Dr. Ahmed Kneifati. Id. at
23–24. The ALJ summarized the notes from the consultative examination of Mr.
Chege:
On July 29, 2021, the claimant underwent a consultative
examination with Daniel Chege, NP. The claimant reported
having diabetes and back pain. As for her daily activities, she
indicated that she did not need help at home. She was able to
drive, cook, clean, do laundry, and do her own shopping. She
was able to bathe and dress every day. Upon examination, the
claimant was in no apparent distress. She was not able to walk
on heels and toes due to back pain, and she could not squat due
to back pain. She was able to rise from the chair without
difficulty, she needed no help getting on and off the
examination table, and she had normal stance and a normal gait.
She had positive straight leg raise bilaterally. Her joints were
stable and nontender with no evident joint deformity. She had
four out of five strength in the lower extremities, and five out of
five strength in the upper extremities. No sensory deficit was
noted. No muscle atrophy was noted. Hand and finger
dexterity was intact.
Id. at 23–24. The ALJ then summarized the notes from the consultative
examination of Dr. Kneifati:
On January 15, 2022, the claimant underwent a consultative
examination with Ahmed Kneifati, M.D. The claimant reported
having diabetes and generalized pain, worse in her lumbar
spine. She was observed to be using a cane. She reported that
she was able to cook, do laundry, and shop. Upon examination,
the claimant had a widened gait with short step. She could not
stand on her toes. She could not walk on her heels or toes due
to pain. Squatting was limited to 40 percent. Her stance was
normal. She declined to change for the examination. She could
not walk without the cane due to pain and poor balance. She
needed no help getting on and off the examination table. She
was able to rise from the chair without difficulty. She had
tenderness at the knees and L4-5 lumbar. Straight leg raise was
negative. She had no sensory deficit and strength was full at
five out of five in the upper and lower extremities. Hand and
finger dexterity was intact.
Id. at 24. The ALJ also observed that although “[a]t the January 2022 consultative
examination, [Light] was noted to ambulate with a cane[,] . . . records from before
and after this examination do not note use of any assistive device.” Id.
The ALJ also recounted Light’s records from Dr. Ajitpal Grewal for pain
management. Light had a pain management consultation with Dr. Grewal on
March 31, 2022. Id. At that time, she “reported radiating low back pain[,] [and]
[i]t was noted that a lumbar x-ray showed degenerative changes.” Id. “Her
physical examination was noted to be largely unremarkable.” Id. That examination
showed that Light “had decreased lumbar range of motion and tenderness[,]” but
“[s]he had full five out of five strength, negative straight leg raise, intact sensation,
and an intact gait.” Id. Although Light “was ‘interested in getting disability and
ha[d] already started paperwork[,]’” Dr. Grewal noted that ‘“she has not tried
anything for her pain [and] therefore would not qualify for disability at this point.’”
Id. Dr. Grewel referred Light to physical therapy. Id.
In a follow-up appointment on May 26, 2022, with Dr. Grewel, Light
“continued to report ongoing back pain.” Id. “She presented with a functional
capacity evaluation form, however, Dr. Grewal informed her that he could not fill
out this paperwork as she had not tried anything for her pain, and there was no
clear etiology of her pain without advanced imaging.” Id. Light “had only gone to
physical therapy once.” Id. Although “[s]he rated her pain at an eight out of ten[,]
. . . she was observed to be in no acute distress[,] [and] [e]xamination findings
remained essentially the same.” Id. Dr. Grewel started Light on Gabapentin, and
he ordered an MRI. Id
Light had an MRI of her lumbar spine on June 29, 2022. Id. The ALJ
summarized the findings from that MRI:
At L3-4, there were mild degenerative changes mildly
narrowing the canal dimensions and causing mild lower right
neural foraminal narrowing. There was marked spinal stenosis
at L4-5 secondary to advanced facet hypertrophy and mild disc
protrusion. At L5-S1, there was right facet hypertrophy, mild
right paracentral to lateral protrusion and moderate narrowing
of the medial right neural foramen. There was mild narrowing
of the left neural foramen.
Id. at 24–25.
The ALJ determined that although Light’s impairments cause some
limitations, her statements about her symptoms and limitations were not entirely
consistent with, or fully supported by, the medical and other evidence in the
record. Id. at 22, 25. More specifically, after again recounting Light’s “statements
about the intensity, persistence, and limiting effects of her symptoms,” the ALJ
reasoned:
However, she further reported that she is able to prepare meals,
complete household chores, shop in stores, handle money, and
drive. The claimant does have degenerative disc disease,
diabetes with neuropathy, and a BMI in the obese range.
However, the record does not support further limitations than in
the above stated residual functional capacity. Examination did
note a slight decrease[] in strength at four out of five in her
lower extremities on one occasion. On another occasion, she
was noted to walk with a cane due to poor balance. However,
examination still showed that she had no sensory deficit and
full five out of five strength in her lower extremities. Despite
her use of a cane at one consultative examination, the overall
record does not indicate a cane is necessary. It does not appear
the claimant’s cane was prescribed. Additionally, the records
from both before and after the consultative examination where
she used a cane, do not reflect the use of a cane, and
additionally show the claimant had a normal gait. Treatment
records from after the consultative examination note that her
physical examination were largely unremarkable, showing that
she had full strength and an intact gait. Further, the claimant
received minimal treatment, and her treatment provider noted
that she had not tried anything for her pain. She attended only
one physical therapy session. Therefore, her statements about
the intensity, persistence, and limiting effects of her symptoms
are not fully consistent with the overall record.
Id. at 25. Thus, the ALJ limited her to “light work with occasional climbing of
ramps and stairs, occasional balancing, stooping, kneeling, crouching, and
crawling, and no climbing of ladders, ropes, or scaffolds.” Id. at 23.
In making the RFC assessment, the ALJ also considered the medical opinion
evidence and prior administrative medical findings in the record. The ALJ first
considered the opinion of consultative examiner Dr. Miller. Id. at 26. Dr. Miller
opined that Light “had no limitations in the ability to make judgments on simple
and complex work related decisions,” and “no limitations in the ability to interact
appropriately with supervisors[.]” Id. He also opined that Light had “mild
limitations in the ability to understand, remember, and carry out simple and
complex instructions,” “mild limitations in the ability to interact appropriately with
coworkers and the public and mild limitations in responding appropriately to usual
work situations and changes in a routine work setting.” Id.
The ALJ found Dr. Miller’s opinion persuasive. Id. He explained that “Dr.
Miller provided support for these findings, noting examination findings showing
the claimant’s mood and affect were anxious, her attention, concentration, and
memory were mildly impaired, and her intellectual functioning appeared below
average[,] but “[s]he was cooperative, her eye contact was appropriate, her speech
and language were within normal limits, and her thought process was coherent and
goal directed.” Id. The ALJ also concluded that Dr. Miller’s “finding of no more
than mild limitations is consistent with the overall record, which shows minimal
mental health treatment and normal examination findings.” Id.
The ALJ also addressed the findings of the state agency psychological
consultants Dr. Ondis and Dr. Gavazzi, who found that Light’s “mental health
impairments were nonsevere, noting from no to mild limitations in understanding,
remembering, and applying information, interacting, concentrating, persisting, and
maintaining pace, and adapting or managing oneself.” Id. The ALJ concluded that
those findings were persuasive. Id. He explained that the “State agency
consultants provided support for these findings, noting the claimant was taking
psychotropic agents, but did not otherwise participate in mental health treatment,
and mental status examination was within normal limits.” Id. The ALJ also
concluded that “these findings are consistent with the overall record, which shows
there is some mention of anxiety and depression in the record, however, there is
minimal treatment, and the consultative examination was overall within normal
limits.” Id.
The ALJ also addressed the findings of the state agency medical consultant
Dr. Bilynsky, who “found that the claimant had a light residual functional capacity,
could never climb ladders, ropes, or scaffolds, occasionally climb ramps and stairs,
and occasionally balance, stoop, kneel, crouch, and crawl, and must avoid
concentrated exposure to extreme cold, wetness, vibration, and hazards.” Id. The
ALJ concluded that those findings were partially persuasive. Id. He explained that
“Dr. Bilynsky provided some support for these findings, noting the claimant’s
lumbar spine and hip degeneration, decreased range of motion, positive straight leg
raise, BMI, and normal gait and stance.” Id. The ALJ also addressed the
consistency of Dr. Bilynsky’s findings concluding that they “are partially
consistent with the overall record[,]” but concluding that contrary to Dr. Bilynsky’s
findings “the record does not establish any environmental limitations.” Id. The
ALJ explained that Light “was observed to have full strength, intact gait, and intact
sensation[,] that “[o]n another occasion, she was observed to rise from a chair
without difficulty, [that] she needed no help getting on and off the examination
table, [that] she had normal stance and a normal gait[,]” and that “[n]o sensory
deficit was noted.” Id.
The ALJ also addressed the findings of the state agency medical consultant
Dr. Arnold, who on reconsideration of Light’s claims, found that Light “had a light
residual functional capacity and could occasionally climb ladders, ropes, scaffolds,
ramps, and stairs, and occasionally balance, stoop, kneel, crouch, and crawl.” Id.
The ALJ concluded that those findings were persuasive. Id. He explained that “Dr.
Arnold provided support for these findings, noting the claimant’s lumbar spine
degenerative disc disease, degenerative changes of the hips and pelvis, and BMI,
along with examinations showing full strength, no muscle atrophy, intact sensation,
and no evident joint deformity.” Id. at 26–27. The ALJ also concluded that Dr.
Arnold’s “findings are consistent with the overall record, which shows the
claimant is somewhat limited [by] degenerative disc disease, diabetes and
neuropathy, and a BMI in the obese range, however, she is not as limited as
alleged, and the overall record shows minimal findings and treatment.” Id. at 27.
The ALJ next considered the opinion of consultative examiner Nurse
Practitioner Chege, who opined that Light “could lift and/or carry 20 pounds
occasionally and ten pounds frequently, sit for five hours, stand for four hours, and
walk for four hours at one time, sit for eight hours, stand for eight hours, and walk
for eight hours total[.]” Id. He also opined that Light could “frequently reach,
handle, finger, and feel, occasionally push/pull, frequently operate foot controls,
frequently climb and kneel, occasionally balance, stoop, crouch, and crawl, and
frequently tolerate exposure to hazards, operating a motor vehicle, humidity,
wetness, pulmonary irritants, extreme temperatures, and vibrations.” Id.
The ALJ found Mr. Chege’s opinion not persuasive. Id. He addressed the
supportability of the opinion concluding that “Mr. Chege did provide some support
for these findings, noting the claimant had positive straight leg raise, she could not
walk on her heels or toes, and she had a slight decrease in strength in her lower
extremities.” Id. But the ALJ concluded that “he did not provide support for the
findings of limitations in reaching, handling, fingering, and feeling, noting the
claimant had full strength in the upper extremities, no sensory deficit, and intact
hand and finger dexterity.” Id. The ALJ also addressed the consistency of the
opinion with the other evidence in the record concluding that Mr. Chege’s
“findings are not fully consistent with the overall record.” Id. In this regard, the
ALJ noted that “[t]he record does not indicate the claimant is as limited in sitting,
standing, or walking at one time, there does not appear to be support for
environmental limitations or for limitations regarding reaching, handling,
fingering, feeling, pushing, pulling, or operation of foot controls.” Id. He further
noted that “[t]he overall record shows minimal treatment and generally normal
examination findings showing the claimant had intact sensation, negative straight
leg raise, full strength, and a normal gait.” Id.
The ALJ then considered the opinion of consultative examiner Dr. Kneifati,
who opined that Light “could lift and/or carry up to ten pounds occasionally, sit for
one hour, stand for 20 minutes, and walk for 20 minutes at one time, sit for five
hours, stand for three hours, and walk for two hours total[.]” Id. He also opined
that Light “requires the use of a cane to ambulate and this is medically
necessary[.]” Id. He further opined the Light “can frequently operate foot controls,
occasionally climb stairs and ramps, stoop, kneel, crouch, and crawl, never climb
ladders or scaffolds, never balance, never tolerate exposure to unprotected heights,
occasionally tolerate exposure to moving mechanical parts, operation of a motor
vehicle, humidity, wetness, and extreme temperatures.” Id.
The ALJ found Dr. Kneifati’s opinion not persuasive. Id. He addressed the
supportability of the opinion concluding that “Dr. Kneifati provided some support
for these findings, noting the claimant presented to the examination with a cane,
she had a widened gait with a short step, she could not stand on her toes or walk on
her heels or toes, and her squatting was limited.” Id. The ALJ noted, however, that
although Dr. Kneifati indicated that the claimant had poor balance, that opinion
appeared to be based on Light’s self-report. Id. And the ALJ points out that Light
“was observed to rise from a chair without difficulty, . . . she got on and off the
examination table without assistance[,] [s]he had intact sensation and full strength
in her lower extremities.” Id. The ALJ addressed the consistency of the opinion
with the other evidence in the record concluding that “Dr. Kneifati’s findings
regarding lifting, carrying, standing, walking, sitting, operation of foot controls,
and environmental limitations are not consistent with the overall record” Id. The
ALJ reasoned that although Light “does have degenerative disc disease, diabetes,
and a BMI in the obese range[,] . . . her treatment provider noted that she had not
tried anything for her pain[,] [and] [e]xaminations generally showed that she had
intact sensation, full strength, and a normal gait.” Id.
Finally, the ALJ acknowledged Ms. Kirkpatrick’s conclusion that Light
“was temporarily disabled and precluded from any gainful employment starting
March 31, 2022, and expected to last through December 31, 2022,” as well as Dr.
Grewels’ statement that Light “would not qualify for disability at this point.” Id. at
28. The ALJ concluded that ‘[t]hese are statements on issues reserved to the
Commissioner and are inherently neither valuable nor persuasive.” Id.
The ALJ summarized the basis for his determination that Light has the RFC
to perform light work with limitations:
. . . The above residual functional capacity assessment is
supported by the objective medical evidence, which does not
corroborate the claimaint’s allegations, and by the claimant’s
reported activities of daily living, which also contradict her
allegations. According to the objective evidence, the claimant’s
impairments are not as limiting as she alleges. The undersigned
has considered all allegations, testimony, and evidence in
making this determination.
Id. at 28.
E. Step Four.
At step four of the sequential-evaluation process, the ALJ found that Light
could perform her past relevant work as a sales attendant and a security guard. Id.
at 28. The ALJ observed that although the vocational expert testified that Light’s
past relevant work as a sales attendant clerk was classified as light work, Light
actually performed that work at the medium exertional level. Id. And comparing
Light’s RFC “with the physical and mental demands of this work,” the ALJ
concluded that Light “is able to perform the sales attendant job as generally
performed and the security guard job as actually and generally performed.” Id.
Because the ALJ concluded at step four that Light could perform her past
relevant work, the ALJ did not need to—and did not—address step five of the
sequential-evaluation process. The ALJ concluded that Light was not disabled
from March 18, 2021 (which is the alleged onset date), through the date of the
ALJ’s decision on August 4, 2022. Id. at 29. Thus, he denied Light’s claims for
benefits. Id.
V. Discussion.
The brief filed by Light is unfocused and touches on many issues. See doc. 9
(passim).7 But Light explicitly sets forth the following three claims: (1) that the
ALJ erred and abused his discretion by failing to consider in the RFC limitations
from her lumbar degenerative disc disease, diabetes mellitus with neuropathy, and
obesity, which he determined to be severe impairments; (2) that the ALJ erred and
abused his discretion by failing to consider in the RFC limitations from her
rheumatoid arthritis, psoriasis, depression, poor balance, and bilateral knee pain,
which he either considered to be non-severe impairments or barely mentioned; and
(3) that the ALJ erred and abused his discretion by failing to assign proper weight
to the opinions of the medical consultative physicians as compared to the opinions
of the state agency consultants. Id. at 1–2.8 Because claims one and two both deal
7 In addition to being unfocused, Light’s brief incorrectly asserts that the
ALJ denied the claims at Step 5. See Doc. 9 at 7. At points, the brief also confuses
the steps of the five-step sequential evaluation. See e.g., id. (after incorrectly
stating that the ALJ denied the claims at Step 5, confusing Steps 3 and 4 by
asserting that the claims were “also denied at Step 4, by the ALJ, who determined
that Claimant’s severe impairments did not meet any of the Listings”); id.
(confusing the date last insured with Step 1); id. (confusing Steps 1 and 2 by
asserting that “[a]t step 2, the ALJ found that Claimant has not engaged in
substantial gainful activity since March 18, 2021, her alleged onset date”); id. at 7–
8 (confusing Steps 2 and 3 by asserting that at Step 3 the ALJ found that Light has
severe impairments).
8 In the argument section of her brief, Light sets forth that the ALJ must
consider whether a claimant’s impairments satisfy the criteria of a listed
impairment. Doc. 9 at 12. Light makes no argument, however, regarding any
with the RFC, we address those claims together. But because how the ALJ’s
assessed the opinion evidence informed his RFC determination, we first address
Light’s claim regarding the opinion evidence. For the reasons discussed below, we
conclude that Light’s claims are without merit.
A. The ALJ did not err in his consideration of the opinion evidence.
We first address Light’s claim regarding the ALJ’s treatment of the opinion
evidence. We start with a brief overview of the regulations regarding opinion
evidence. The regulations in this regard are different for claims filed before March
27, 2017 (“old regulations”), on the one hand, and for claims, like Light’s, filed on
or after March 27, 2017 (“new regulations”) on the other hand. The new
regulations applicable here have been described as a “paradigm shift” in the way
medical opinions are evaluated. Mercado v. Kijakazi, 629 F. Supp. 3d 260, 279
(M.D. Pa. 2022). Under the old regulations, “ALJs were required to follow
regulations which defined medical opinions narrowly and created a hierarchy of
listings. Thus, she has forfeited any argument regarding Step 3 and the listings.
Similarly, Light sets forth some law regarding the Step 2 analysis. Id. at 20–21.
But Light has not explicitly argued that the ALJ erred at Step 2. Thus, she has
forfeited any argument regarding Step 2. Moreover, at Step 2, the ALJ determined
that Light had severe impairments, and he proceeded past the step-two analysis.
Admin. Tr. at 17–20. In such circumstances, any error by the ALJ in concluding
that a particular impairment was not severe is harmless error. Salles v. Comm’r of
Soc. Sec., 229 F. App’x 140, 145 n.2 (3d Cir. 2007) (“Because the ALJ found in
Salles’s favor at Step Two, even if he had erroneously concluded that some of her
other impairments were non-severe, any error was harmless.”).
medical source opinions with treating sources at the apex of this hierarchy.” Id. at
280. But under the new regulations, “[t]he range of opinions that ALJs were
enjoined to consider were broadened substantially, and the approach to evaluating
opinions was changed from a hierarchical form of review to a more holistic
analysis.” Id.
Further, under the old regulations, the ALJ assigns the weight he or she
gives to a medical opinion. 20 C.F.R. §§ 404.1527(c), 416.967(c). Under the new
regulations, however, the ALJ evaluates the persuasiveness of medical opinions
and prior administrative medical findings using the following factors:
(1) supportability, (2) consistency, (3) relationship with claimant,
(4) specialization, and (5) other factors. 20 C.F.R. §§ 404.1520c(c), 416.920c(c).
The most important factors are supportability and consistency. 20 C.F.R.
§§ 404.1520c(a), 416.920c(a). The ALJ must explain how he or she “considered
the supportability and consistency factors for a medical source’s medial opinions
or prior administrative medical findings in” his or her determination or decision. 20
C.F.R. §§ 404.1520c(b)(2), 416.920c(b)(2). The ALJ may, but is not required to,
explain how he or she considered the remaining three factors in determining the
persuasiveness of a medical opinion. 20 C.F.R. §§ 404.1520c(b)(2),
416.920c(b)(2). But if there are two equally persuasive medical opinions about the
same issue that are not exactly the same, then the ALJ must explain how he or she
considered the other factors. 20 C.F.R. §§ 404.1520c(b)(3), 416.920c(b)(3).
Supportability and consistency are defined in 20 C.F.R. §§ 404.1520c(c),
416.920c(c). As the regulations provide, supportability means: “The more relevant
the objective medical evidence and supporting explanations presented by a medical
source are to support his or her medical opinion(s) or prior administrative medical
finding(s), the more persuasive the medical opinions or prior administrative
medical finding(s) will be.” 20 C.F.R. §§ 404.1520c(c)(1), 416.920c(c)(1).
“Simply put, supportability is an inquiry geared toward assessing how well a
medical source supported and explained their opinion(s).” Acosta Cuevas v.
Commissioner of Social Security, No. 20-CV-0502, 2021 WL 363682, at *10
(S.D.N.Y. Jan. 29, 2021), adopting report and recommendation, 2022 WL 717612,
at *1 (S.D.N.Y. Mar. 10, 2022). On the other hand, consistency means: “The more
consistent a medical opinion(s) or prior administrative medical finding(s) is with
the evidence from other medical sources and nonmedical sources in the claim, the
more persuasive the medical opinion(s) or prior administrative medical finding(s)
will be.” 20 C.F.R. §§ 404.1520c(c)(2), 416.920c(c)(2). The consistency factor
focuses on “how well a medical source is supported, or not supported, by the entire
record.” Acosta Cuevas, 2021 WL 363682, at *10. Against this backdrop, we
address the ALJ’s consideration of the opinion evidence.9
Light contends that the ALJ failed to examine the opinions of the
consultative examiners using the factors sets under the new regulations.10 But as
the earlier summary of the ALJ’s decision shows, the ALJ addressed the
supportability and consistency of each opinion in the record, including those of the
consultative examiners Mr. Chege and Dr. Kneifati. See Admin. Tr. at 26–28. And
as to the factors other than supportability and consistency, the ALJ need only
explicitly explain how he or she considered those factors if there are two equally
persuasive medical opinions about the same issue that are not exactly the same. See
20 C.F.R. §§ 404.1520c(b)(3), 416.920c(b)(3). Light contends that the ALJ should
have accepted the opinions of Mr. Chege and Dr. Kneifati over the opinions of the
state agency consultants. The ALJ found, however, the opinions of Mr. Chege and
Dr. Kneifati not persuasive, while he found the opinions of the state agency
consultants persuasive or partially persuasive. Thus, the ALJ did not find the
9 Although Light contends that the ALJ erred in failing to include limitations
in the RFC that the consultative examiners opined she had, and she asserts that “the
ALJ did not provide any examination of the opinions set forth in the CE reports
using the facts under 20 C.F.R. § 404.1520c[,]” she nevertheless continues to argue
that the ALJ erred and abused his discretion with respect to the weight he assigned
to the opinion evidence. See doc. 9 at 22–28 (underlining in original). Although
not always properly framed, we will consider Light’s assertions regarding the
ALJ’s treatment of the opinion evidence under the new regulations.
10 See supra. note 9.
medical opinions equally persuasive such that he was required to explicitly discuss
the factors other than supportability and consistency.
Further, “[s]urveying the medical evidence to craft an RFC is part of the
ALJ’s duties.” Titterington v. Barnhart, 174 F. App’x 6, 11 (3d Cir. 2006). And
“[i]n evaluating medical reports, the ALJ is free to choose the medical opinion of
one doctor over that of another.” Diaz v. Comm’r of Soc. Sec., 577 F.3d 500, 505
(3d Cir. 2009). In fact, in evaluating the medical opinion evidence of record, “the
ALJ is not only entitled but required to choose between” conflicting medical
opinions. Cotter, 642 F.2d at 705.
Here, that is what the ALJ did. Light contends, however, that the ALJ erred
by giving no weight to the opinions of Mr. Chege and Dr. Kneifati while assigning
persuasive weight to the opinions of the state agency consultants. But the ALJ did
not assign weight to any of the medical opinions. Rather, in accordance with the
new regulations, he addressed the persuasiveness of each opinion. And he
explained why he found some opinions persuasive or partially persuasive and
others not persuasive. He also adequately explained how he considered the
supportability and consistency of those opinions.
Light also highlights that the state agency consultants did not examine her,
and without identifying specific records, she contends that they rendered their
opinions without the benefit of many of the medical records in this case. But the
opinions of state agency consultants “merit significant consideration.” Chandler v.
Commissioner of Social Security, 667 F.3d 356, 361 (3d Cir. 2011). And “because
state agency review precedes ALJ review, there is always some time lapse between
the consultant’s report and the ALJ hearing and decision.” Id. Further, the mere
fact that some additional medical evidence is received after the agency consultant’s
report does not necessarily mean that the ALJ may not rely on the agency
consultant's opinions. Id. Here, the ALJ appropriately considered the opinions of
the state agency consultants, and he explained why he found their opinions
persuasive or partially persuasive.
In sum, the ALJ did not err in the treatment of the opinion evidence, and his
decision in this regard is supported by substantial evidence.
B. The ALJ did not err by failing to impose additional limitations in the
RFC.
Light claims that the ALJ erred and abused his discretion in formulating her
RFC by failing to include additional limitations in the RFC. Before addressing
Light’s specific arguments, we set forth the standards regarding the RFC
assessment in general.
“The ALJ—not treating or examining physicians or State agency
consultants—must make the ultimate disability and RFC determinations.”
Chandler, 667 F.3d at 361. The RFC is ‘“that which an individual is still able to
do despite the limitations caused by his or her impairment(s).’” Burnett, 220 F.3d
at 121 (quoting Hartranft, 181 F.3d at 359 n.1). In assessing a claimant’s RFC, the
ALJ must consider all the evidence of record. Burnett, 220 F.3d at 121. “When a
conflict in the evidence exists, the ALJ may choose whom to credit but ‘cannot
reject evidence for no reason or for the wrong reason.’” Plummer v. Apfel, 186
F.3d 422, 429 (3d Cir. 1999) (quoting Mason, 994 F.2d at 1066). The court’s
“review of the ALJ’s assessment of the plaintiff’s RFC is deferential, and that RFC
assessment will not be set aside if it is supported by substantial evidence.” Wilder
v. Kijakazi, 1:20-CV-492, 2021 WL 4145056, at *6 (M.D. Pa. Sept. 9, 2021); see
also Burns v. Barnhart, 312 F.3d 113, 129 (3d Cir. 2002) (“We examine the ALJ’s
conclusions as to [the claimant’s] residual functional capacity with the deference
required of the substantial evidence standard of review.”).
As set forth above, “[s]urveying the medical evidence to craft an RFC is part
of the ALJ’s duties.” Titterington, 174 F. App’x at 11. And “[i]n evaluating
medical reports, the ALJ is free to choose the medical opinion of one doctor over
that of another.” Diaz, 577 F.3d at 505.
Further, in setting the RFC, the ALJ must clearly articulate his or her
reasoning. In other words, the ALJ must “set forth the reasons for his decision” to
allow for meaningful judicial review. Burnett, 220 F.3d at 119 (citing Cotter, 642
F.2d at 704–05). Although an ALJ need not “use particular language or adhere to a
particular format in conducting his analysis,” the ALJ must ensure “sufficient
development of the record and explanation of findings to permit meaningful
review.” Jones v. Barnhart, 364 F.3d 501, 505 (3d Cir. 2004). The ALJ’s decision
must set out “a clear and satisfactory explication of the basis on which it rests.”
Cotter, 642 F.2d at 704. If an ALJ “has not sufficiently explained” how he or she
considered all the evidence “‘to say that [the] decision is supported by substantial
evidence approaches an abdication of the court’s duty to scrutinize the record as a
whole to determine whether the conclusions reached are rational.’” Dantzler v.
Saul, No. 3:16-CV-2107, 2019 WL 5569466, at *1 (M.D. Pa. Oct. 28, 2019)
(quoting Dobrowolsky v. Califano, 606 F.2d 403, 407 (3d Cir. 1979)).
Applying the above standards to the present record, we conclude that the
ALJ’s RFC determination is supported by substantial evidence. First, contrary to
Light’s suggestion otherwise, the ALJ considered the record as a whole. The ALJ
thoroughly explained his decision to limit Light to light work with some
limitations. And, as detailed above, in making his RFC assessment, the ALJ
reviewed Light’s assertions and testimony regarding her impairments and
limitations, her husband’s reports, the medical records, the opinion evidence, and
Light’s daily activities. In sum, the ALJ considered the record as a whole.
In support of her assertion that the ALJ failed to include more substantial
limitations in her RFC, after recounting some of her medical records, Light asserts
that the ALJ failed to note “many of these records and issues” raised in those
records. Doc. 9 at 15. It is a litigant’s duty to point to specific parts of the record
that support his or her contentions; it is not the Court’s job to comb through the
record looking for evidence to support the claims. Cf. United States v. Dunkel, 927
F.2d 955, 956 (7th Cir. 1991) (“Judges are not like pigs, hunting for truffles buried
in briefs.”). But here Light fails to point to which records the ALJ allegedly failed
to consider. Moreover, after reviewing the record and the ALJ’s decision, we are
satisfied that the ALJ sufficiently addressed the medical evidence, and he
adequately explained the rationale for his decision.
Light contends that the ALJ erred in failing to properly consider limitations
regarding her ability to walk, sit, stand, lift, and carry, as set forth in the opinion of
Dr. Kneifati, and which, according to Light, are supported by the medical
evidence. But as already addressed, the ALJ considered the differing medical
opinions and reasonably explained why he found Dr. Kneifati’s opinion regarding
Light’s limitations not persuasive. In a similar vein, Light contends that based on
the opinions of Dr. Kneifati and Mr. Chege, the ALJ should have found her
disabled under the Grid Rules. But again, the ALJ explained why he found Dr.
Kneifati and Mr. Chege’s opinions not persuasive. Thus, the ALJ did not err in
this regard.
Light also contends that the ALJ should have included more significant non-
exertional limitations in her RFC based on her depression, which she asserts limits
her ability to concentrate and focus on a regular basis. In this regard, she cites to
the report of consultative examiner Dr. Miller, who noted the Light had an anxious
mood and affect, “mildly impaired” attention and concentration “due to anxiety in
the evaluation,” “mildly impaired” recent and remote memory skills “due to
anxiety in the evaluation,” and below average intellectual functioning. See Admin.
Tr. 518. And she contends that the ALJ failed to explain how he considered her
depression and its impact on her ability to attend work on a sustained basis and to
remain on task or her need for unscheduled breaks.
But the ALJ did consider Light’s depression at both at Step 2 and in
connection with setting the RFC. At Step 2, the ALJ found that Light’s depression
was not severe. See Admin. Tr. at 18. In making that determination the ALJ
considered Light’s assertions, the fact that the “record reflects little in the way of
complaints or treatment for mental health impairments,” and the psychological
examination of Dr. Miller. Id. at 18–19. And he specifically found that Light had
only mild limitations in the “four broad functional areas” “known as the ‘paragraph
B’ criteria,” one of which is concentrating, persisting, or maintaining pace. Id. at
19–20. The ALJ recognized that the “paragraph B” criteria are not an RFC; rather,
they “are used to rate the severity of mental impairments at steps 2 and 3 of the
sequential evaluation process[,]” and the RFC “assessment used at steps 4 and 5 of
the sequential evaluation process requires a more detailed assessment.” Id. at 20.
And he asserted that his RFC that follows “reflects the degree of limitation” he
“has found in the ‘paragraph B” mental function analysis.” Id.
And when setting the RFC, the ALJ acknowledged Light’s assertions
regarding her ability to concentrate and complete tasks. Id. at 22. He also
considered the opinion of Dr. Miller persuasive, who opined that Light “had no
limitations in the ability to make judgments on simple and complex work related
decisions,” “no limitations in the ability to interact appropriately with supervisors,”
“mild limitations in the ability to understand, remember, and carry out simple and
complex instructions,” “mild limitations in the ability to interact appropriately with
coworkers and the public and mild limitations in responding appropriately to usual
work situations and changes in a routine work setting.” Id. at 26. The ALJ found
Dr. Miller’s opinion persuasive. Id. And the ALJ observed that “Dr. Miller
provided support for these findings, noting examination findings showing the
claimant’s mood and affect were anxious, her attention, concentration, and
memory were mildly impaired, and her intellectual functioning appeared below
average[,] but “[s]he was cooperative, her eye contact was appropriate, her speech
and language were within normal limits, and her thought process was coherent and
goal directed.” Id. The ALJ also concluded that Dr. Miller’s “finding of no more
than mild limitations is consistent with the overall record, which shows minimal
mental health treatment and normal examination findings.” Id.
In setting the RFC, the ALJ also addressed, and found persuasive, the
findings of the state agency psychological consultants Dr. Ondis and Dr. Gavazzi,
who found that Light’s “mental health impairments were nonsevere, noting from
no to mild limitations in understanding, remembering, and applying information,
interacting, concentrating, persisting, and maintaining pace, and adapting or
managing oneself.” Id. The ALJ determined that the “State agency consultants
provided support for these findings, noting the claimant was taking psychotropic
agents, but did not otherwise participate in mental health treatment, and mental
status examination was within normal limits.” Id. He also concluded that “these
findings are consistent with the overall record, which shows there is some mention
of anxiety and depression in the record, however, there is minimal treatment, and
the consultative examination was overall within normal limits.” Id.
In sum, the ALJ addressed Light’s depression, and he concluded that her
depression was not severe and would not affect her ability to sustain employment.
The ALJ adequately explained his reasoning, and his decision in this regard is
supported by substantial evidence.
Light also asserts that it is “reasonable to believe that [she] would miss work
after a couple of consecutive days of work, as exerting herself during the week
would result in an increase in the limitations from her severe impairments that
would get worse for her as the week progresses.” Doc. 9 at 19–20. But she
provides no support for that assertion, and, to the extent it is generally based on
Light’s assertions regarding her limitations, the ALJ adequately addressed the
evidence in the record and explained why he did not find that Light’s impairments
were as limiting as she asserts.
Light further mentions that “the ALJ erred and abused his discretion by
fail[ing] to properly consider using a Medical Expert in this matter, due to the
conflicting nature of the opinions of the Medical Consultative Exam Physicians, in
terms of one holding Claimant to the light exertional level, and the other to the
sedentary exertional level, particularly in light of the impact upon the grid rules
given Claimant’s past relevant work.” Doc. 9 at 18–20. She fails, however, to
develop an argument for when a medical expert is necessary. Moreover, there was
substantial opinion evidence in the record, and, as already discussed, the ALJ
addressed that evidence and chose which evidence he found persuasive and which
he found non persuasive, as he is required to do when determining the RFC.
Light also asserts that the ALJ should have considered that she was fired
from her job as a security guard due to pain-related issues. The ALJ did, however,
acknowledge Light’s assertion that “she had lost her job in security as she was
missing work because she was feeling so tired or having chronic pain issues, and it
was hard for her to get motivated.” Admin. Tr. at 23.
Similarly, Light contends that the ALJ failed to consider the effects of her
rheumatoid arthritis, psoriasis, poor balance, and bilateral knee pain. Doc. 9 at 21.
The ALJ did, however, acknowledge these issues. See Admin. Tr. at 18 (concluding
at Step 2 that Light’s psoriasis, knee pain, and rheumatoid arthritis were not severe
and explaining why he so concluded); id. at 22, 25 (noting when setting the RFC
that Light asserted difficulties with, among other things, standing, walking, sitting,
and balancing); id. at 24, 25 (addressing when setting the RFC, Light’s use of a
cane for balance); id. at 27 (addressing Dr. Kneifati’s opinion that Light had poor
balance). And as explained earlier, in setting the RFC, the ALJ reviewed Light’s
assertions regarding her limitations, her husband’s assertions regarding the same,
her activities of daily living, the medical records, and the opinion evidence,
explaining why he accepted certain evidence over other evidence. While Light
contends that the evidence supports additional limitations, and she suggests that the
court accept her analysis of the evidence over the analysis set forth by the ALJ, we
cannot reweigh the evidence. Chandler, 667 F.3d at 359 (“Courts are not permitted
to re-weigh the evidence or impose their own factual determinations.”); Rutherford
v. Barnhart, 399 F.3d 546, 552 (3d Cir. 2005) (“In the process of reviewing the
record for substantial evidence, we may not ‘weigh the evidence or substitute [our
own] conclusions for those of the fact-finder.’” (citation omitted)). And “[t]he
presence of evidence in the record that supports a contrary conclusion does not
undermine the Commissioner’s decision so long as the record provides substantial
support for that decision.” Malloy v. Comm’r of Soc. Sec., 306 F. App’x 761, 764
(3d Cir. 2009). Here, the ALJ fulfilled his duty in evaluating the evidence and
explaining why he chose to credit some evidence over other evidence.
In summary, we conclude that the ALJ did not err in connection with
determining Light’s RFC, and his decision regarding Light’s RFC is supported by
substantial evidence.
VI. Conclusion.
For the foregoing reasons, we will affirm the decision of the Commissioner.
An appropriate order follows.
S/Susan E. Schwab
Susan E. Schwab
United States Magistrate Judge