“To meet the prima facie elements” of a § 1983 equal protection claim, “Plaintiff must allege that he was: (1) a member of a protected class; (2) similarly situated to members of an unprotected class; and (3) treated differently from members of the unprotected class.”
How later courts described this case
- “To meet the prima facie elements” of a § 1983 equal protection claim, “Plaintiff must allege that he was: (1) a member of a protected class; (2) similarly situated to members of an unprotected class; and (3) treated differently from members of the unprotected class.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
AARON V. SIMS, et al., CIVIL ACTION
Plaintiffs,
v. NO. 24-2030-KSM
DR. LAUREL R. HARRY,
Defendant.
MEMORANDUM
MARSTON, J. October 17, 2024
Pro se Plaintiffs Durrell H. Cotton, Jr., and Aaron V. Sims are currently incarcerated at
SCI Phoenix. They bring breach of contract and related claims against the Secretary of the
Pennsylvania Department of Corrections, Dr. Laurel R. Harry. (See Doc. No. 1.) Both Plaintiffs
seek to proceed in forma pauperis. Because Cotton failed to comply with the Court’s June 10,
2024 Order, directing him to file an individual motion to proceed in forma pauperis, his claims
will be screened pursuant to 28 U.S.C. § 1915A and dismissed. (See Doc. No. 5.) Sims did
comply with the June 10 Order. (See Doc. Nos. 7, 8.) Because it appears that he is incapable of
paying the fees to commence this civil action, the Court will grant him leave to proceed in forma
pauperis.1 Sims’s claims will thus be screened pursuant to 28 U.S.C. § 1915(e) and also
dismissed.
1 Although the Court grants Sims’s request to proceed in forma pauperis, he is still required to
pay the filing fee in full in installments. See 28 U.S.C. § 1915(b)(1) (explaining that “if a prisoner brings
a civil action or files an appeal in forma pauperis, the prisoner shall be required to pay the full amount of
a filing fee” when funds exist).
I. BACKGROUND2
On February 11, 2024, Plaintiffs sent Secretary Harry a “demand contract” via the Clerk
of Court of Allegheny County. (Doc. No. 1 at 2.) Among other items, the “contract” contained
provisions establishing “trust funds” that would be controlled by Plaintiffs and funded by the
Commonwealth of Pennsylvania to the tune of $64 billion. (Id. at 4.) The “contract” also stated
that the two men would be released from the Restricted Housing Unit (“RHU”) at SCI Phoenix.
(Id. at 2.)
Secretary Harry never responded to Plaintiffs’ mailing. Plaintiffs argue that she
nevertheless “accepted the terms” of the “contract” because the document provided that
Secretary Harry’s “silence would constitute [her] acceptance and agreement of the entire
contract.” (Id.)
On April 22, 2024, Plaintiffs filed their Complaint in this Court. (See generally id.)
They contend that Secretary Harry breached the “contract,” acted negligently, and violated their
federal constitutional rights, when she failed to abide by the terms of the “contract” and when
she failed to release them from the RHU. (Id. at 2–3.) They request specific performance,
allowing them to form and operate “their ‘MOVE’ organization,” establishing the trust funds
valued at $64 billion, implementing a new menu at SCI Phoenix funded by the trust funds,
purchasing tablets for all inmates in Pennsylvania with the trust funds, and facilitating various
other “outside vendor purchases.” (Id. at 4.) They also request punitive damages totaling $7
million to be paid exclusively in “U.S. silver dollars.” (Id. at 5.)
2 The facts set forth in this Memorandum are taken from the Complaint (Doc. No. 1). The Court
adopts the pagination assigned to the Complaint by the CM/ECF docketing system.
II. STANDARD OF REVIEW
The Complaint is subject to screening under the Prison Litigation Reform Act (“PLRA”).
See 28 U.S.C. § 1915(e)(2)(B) (outlining the situations under which the “court shall dismiss the
case” “[n]otwithstanding any filing fee, or any portion thereof, that may have been paid”);
id. § 1915A(a) (“The court shall review, before docketing, if feasible or, in any event, as soon as
practicable after docketing, a complaint in a civil action in which a prisoner seeks redress from a
governmental entity or officer or employee of a governmental entity.”); see also Brown v. Sage,
941 F.3d 655, 659 (3d Cir. 2019) (discussing these provisions). Notably, the PLRA requires
dismissal if a complaint is “frivolous, malicious, or fails to state a claim upon which relief may
be granted.” 28 U.S.C. § 1915A(b)(1); id. § 1915(e)(2)(B)(i) (“[T]he court shall dismiss the case
at any time if the court determines that . . . the action or appeal . . . is frivolous or malicious.”).
A complaint is frivolous if it “lacks an arguable basis either in law or in fact.” Neitzke v.
Williams, 490 U.S. 319, 325 (1989). The use of the term “frivolous” in § 1915A and § 1915(e)
“embraces not only the inarguable legal conclusion, but also the fanciful factual allegation.” Id.
These sections accord judges “the unusual power to pierce the veil of the complaint’s factual
allegations and dismiss those claims whose factual contentions are clearly baseless[,]” including
claims that describe “fantastic or delusional scenarios[.]” Id. at 327. “[A] finding of factual
frivolousness is appropriate when the facts alleged rise to the level of the irrational or the wholly
incredible . . . .” Denton v. Hernandez, 504 U.S. 25, 33 (1992). And a claim is legally baseless
if it is “based on an indisputably meritless legal theory.” Deutsch v. United States, 67 F.3d 1080,
1085 (3d Cir. 1995). Because Plaintiffs are proceeding pro se, the Court liberally construes their
allegations. See Vogt v. Wetzel, 8 F. 4th 182, 185 (3d Cir. 2021) (citing Mala v. Crown Bay
Marina, Inc., 704 F.3d 239, 244–45 (3d Cir. 2013)).
III. DISCUSSION
Plaintiffs bring state law claims for breach of contract and negligence. They also assert
violations of the Eighth, Tenth, and Fourteenth Amendments of the United States Constitution
pursuant to 42 U.S.C. § 1983.3 Plaintiffs state law and federal claims are based on the same
underlying assumptions, i.e., that Secretary Harry entered a “contract” with them when she failed
to respond to their mailing, and she breached that “contract” when she failed to accept “trust
funds” and release Plaintiffs from the RHU. We begin by reviewing Plaintiffs’ state law claims
because our discussion on those issues informs our analysis of Plaintiffs’ federal claims.
A. State Law Claims
As noted above, Plaintiffs bring state law claims for breach of contract and negligence.
1. Breach of Contract
“It is well-established that three elements are necessary to plead a cause of action for
breach of contract: (1) the existence of a contract, including its essential terms, (2) a breach of
the contract, and (3) resultant damages.” Meyer, Darragh, Buckler, Bebenek & Eck, P.L.L.C. v.
L. Firm of Malone Middleman, P.C., 137 A.3d 1247, 1258 (Pa. 2016). Here, Plaintiffs have
failed to plead the existence of a contractual relationship: “offer, acceptance, and consideration
3 Section 1983 provides in part:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the United States or other
person within the jurisdiction thereof to the deprivation of any rights,
privileges, or immunities secured by the Constitution and laws, shall be
liable to the party injured in an action at law, suit in equity, or other proper
proceeding for redress.
42 U.S.C. § 1983. “To state a claim under § 1983, a plaintiff must allege the violation of a right secured
by the Constitution and laws of the United States, and must show that the alleged deprivation was
committed by a person acting under color of state law.” West v. Atkins, 487 U.S. 42, 48 (1988).
or a mutual meeting of the minds.” Ribarchak v. Municipal Auth. of City of Monongahela, 44
A.3d 706, 708 (Pa. Commw. Ct. 2012).
Plaintiffs appear to concede that Secretary Harry did not explicitly accept the terms of the
“contract,” arguing instead that Secretary Harry’s silence upon receiving the “contract” operated
as acceptance. (Doc. No. 1 at 2.) But Plaintiffs have not alleged any facts which would support
that conclusory assertion. See Long v. Accentra, Inc., 3029 EDA 2011, 2013 WL 11266923, at
*7–8 (Pa. Super. Ct. Apr. 18, 2013) (explaining that “silence and inaction operate as an
acceptance” only in three limited circumstances, including, in relevant part, where “the offeree in
remaining silent and inactive intends to accept the offer,” or where “because of previous dealings
or otherwise, it is reasonable that the offeree should notify the offeror if [s]he does not intend to
accept” (first quoting Restatement (Second) of Contracts § 69, then citing Johnston the Florist,
Inc. v. TEDCO Const. Corp., 657 A.2d 511, 516 (Pa. Super. Ct. 1995) (en banc) (applying
Restatement § 69))). Notably, Plaintiffs have not alleged either that Secretary Harry’s silence
indicated an intent to be bound by their offer, or that they had previous dealings with Secretary
Harry, which would render acceptance by silence reasonable.
Because Plaintiffs assertion that a contract existed between them and Secretary Harry is
legally baseless, the Court finds their breach of contract claims frivolous and dismisses them
with prejudice.
2. Negligence
Plaintiffs’ negligence claims are equally frivolous. “Negligence is established by proving
the following four elements: ‘(1) a duty or obligation recognized by law; (2) a breach of that
duty; (3) a causal connection between the conduct and the resulting injury; and (4) actual
damages.’” Grossman v. Barke, 868 A.2d 561, 566 (Pa. Super. Ct. 2005) (quoting Estate of
Swift by Swift v. Ne. Hosp., 690 A.2d 719, 722 (Pa. Super. Ct. 1997)). Here, Plaintiffs claim that
Secretary Harry owed them a duty under the alleged contract, a premise which the Court has
already rejected. (See Doc. No. 1 at 3 (claiming Secretary Harry “was negligent in his duty to
them, as was an obligation of his pursuant to their contract”).)
And even if Plaintiffs had shown the existence of a contract, their negligence claims
would still fail because in Pennsylvania, the economic loss doctrine bars a plaintiff from
recovering tort damages for economic losses stemming solely from a breach of contract.
Werwinski v. Ford Motor Co., 286 F.3d 661, 671 (3d Cir. 2002) abrogated on other grounds by
Earl v. NVR, Inc., 990 F.3d 310 (3rd Cir. 2021). That doctrine prohibits claims “(1) arising
solely from a contract between the parties; (2) where the duties allegedly breached were created
and grounded in the contract itself; (3) where the liability stems from a contract; or (4) where the
tort claim essentially duplicates a breach of contract claim or the success of which is wholly
dependent on the terms of a contract.” McGuckin v. Allstate Fire & Cas. Ins. Co., 118 F. Supp.
3d 716, 720 (E.D. Pa. 2015) (internal quotations omitted). Plaintiffs’ negligence claims clearly
fall within the doctrine’s prohibitions.
Accordingly, Plaintiffs’ negligence claims are also dismissed with prejudice.
B. Federal Constitutional Claims
That leaves Plaintiffs’ § 1983 claims for violations of the Eighth, Tenth, and Fourteenth
Amendments.
Plaintiffs contend that Secretary Harry violated their rights under these Amendments
when she failed to perform under the “contract.” (See Doc. No. 1 at 1 (claiming Secretary Harry
“violated the rights of both plaintiffs spelled out in their contracts [sic] and violated plaintiffs[’]
8th [A]mendment rights in failing to free them from cruel punishment, as demanded in the
attached” contract and alleging Secretary Harry “depriv[ed] plaintiffs of their rights that the
contracts created, 14th amendment rights in that [s]he abridged reserved privileges spelled out in
the contracts and failed to provide them equal protection of the constitutional law, which served
as injury of plaintiffs rights”); id. at 3 (alleging Secretary Harry’s “failure to perform according
to the Correspondence received by Aaron V. Sims . . . violated the rights of both plaintiffs
spelled out in their contracts and violated . . . their 10th and 14th amendment rights under the
U.S. Constitution, in [her] failure to protect and honor their reserved rights in their contracts and
[her] abridgment of their rights in dishonoring the contracts, thereby depriving plaintiffs of their
liberty to contract, their contractual rights, and equal protection of the law of contracts.”).)
Again, these claims fail because Plaintiffs have failed to allege that a contract existed.
And even if they could allege a valid contract existed, violations of its terms do not automatically
give rise to federal constitutional claims. See Unger v. Nat’l Residents Matching Program, 928
F.2d 1392, 1398 (3d Cir. 1991) (“It is neither workable nor within the intent of section 1983 to
convert every breach of contract claim against a state into a federal claim.” (quoting San
Bernardino Physicians’ Servs. Med. Grp. v. San Bernardino Cnty., 825 F.2d 1404, 1408 (9th Cir.
1987)).
To the extent Plaintiffs meant to assert constitutional claims unrelated to the alleged
contract, those claims also fail. First, Plaintiffs have failed to show that their continued
placement in the RHU violated their Eighth Amendment rights. (See Doc. No. 1 at 3.) Prisoners
do not have inherent constitutional due process rights to placement in particular prisons, security
classifications, or housing assignments. See Wilkinson v. Austin, 545 U.S. 209, 221–22 (2005)
(holding that the Constitution does not give rise to liberty interest in avoiding transfers to more
adverse conditions of confinement); Lane v. Tavares, No. 14-991, 2016 WL 7165750, at *16
(M.D. Pa. July 12, 2016) (quoting Booze v. Wetzel, No. 1:CV-13-CV-2139, 2015 WL 5173937,
at *13 (M.D. Pa. Sept. 2, 2015)). Second, “[t]he Tenth Amendment has never been recognized
as independently securing any substantive constitutional rights cognizable in a § 1983 cause of
action.” Bervinchak v. E. Hempfield Township, No. 5:20-cv-05421, 2021 WL 2525561, at *3
(E.D. Pa. June 21, 2021) (quotation marks omitted); accord, e.g., Monche v. Grill, No. 3:22-CV-
1516, 2023 WL 2198631, at *9 (M.D. Pa. Feb. 2, 2023). Third, Plaintiffs have not explained
how they were allegedly denied “equal protection” as guaranteed by the Fourteenth Amendment,
nor have they alleged facts to support such a claim. Green v. Chester Upland Sch. Dist., 89 F.
Supp. 3d 682, 693 (E.D. Pa. 2015) (“To meet the prima facie elements” of a § 1983 equal
protection claim, “Plaintiff must allege that he was: (1) a member of a protected class; (2)
similarly situated to members of an unprotected class; and (3) treated differently from members
of the unprotected class.”).
Accordingly, Plaintiffs’ § 1983 claims are also dismissed with prejudice.
IV. CONCLUSION
For the reasons given above, the Court grants Sims leave to proceed in forma pauperis
and dismisses the Complaint as to both Sims and Cotton as frivolous, pursuant to 28 U.S.C.
§§ 1915A(b)(1) and 1915(e)(2)(B)(i). See Brown, 941 F.3d at 660. Because the Court concludes
that amendment of the Complaint would be futile, the dismissal is with prejudice. See Grayson
v. Mayview State Hosp., 293 F.3d 103, 108, 110 (3d Cir. 2002). An appropriate order follows.