explaining that “an amended pleading supersedes the original pleading and renders the original pleading a nullity” and that “the most recently filed amended complaint becomes the operative pleading”
How later courts described this case
- explaining that “an amended pleading supersedes the original pleading and renders the original pleading a nullity” and that “the most recently filed amended complaint becomes the operative pleading”
- “[i]n evaluating a pretrial detainee’s claim of unconstitutional punishment, courts must examine the totality of the circumstances within the institution”
- “[o]fficial-capacity suits . . . ‘generally represent only another way of pleading an action against an entity of which an officer is an agent.’”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
FRANK JAMES BYRNE, JR., : CIVIL ACTION
Plaintiff, :
:
v. : NO. 23-5066
:
JEFFREY SMITH, et al. :
Defendants. :
MEMORANDUM
MURPHY, J. August 13, 2024
Plaintiff Frank James Byrne, Jr., a prisoner currently incarcerated at SCI Rockview, filed
this action alleging violations of his rights based on events that occurred while he was housed as
a pretrial detainee at the Berks County Jail. Because Mr. Byrne’s initial submissions in this case
presented numerous claims and allegations across multiple filings, we gave Mr. Byrne an
opportunity to file a complete and comprehensive amended complaint with all allegations and
claims together in one pleading. On May 9, 2024, Mr. Byrne filed his amended complaint,
which is the operative pleading in this case.1 For the following reasons, we dismiss all but one
of Mr. Byrne’s claims.
I. FACTUAL ALLEGATIONS AND PROCEDURAL HISTORY
Mr. Byrne filed his amended complaint, naming the following defendants: (1) Berks
County Jail Systems, (2) the Berks County Jail Systems Food Distribution Company, (3)
PrimeCare Medical, Inc., and the following employees of the jail: (4) Warden Jeffrey Smith; (5)
1 See Garrett v. Wexford Health, 938 F.3d 69, 82 (3d Cir. 2019) (explaining that “an
amended pleading supersedes the original pleading and renders the original pleading a nullity”
and that “the most recently filed amended complaint becomes the operative pleading”).
Lieutenant Davis, (6) Sergeant Marshall, and correctional officers (7) Skalamara, (8) Acker, and
(9) Deppert. DI 21 at 2-3, 6.2 Mr. Byrne raises constitutional and state law claims based on
events that occurred while he was housed as a pretrial detainee at the jail. Id. at 6-7.
Mr. Byrne alleges that while he was eating his evening meal in either August or
September 2023, he discovered a “metallic object” in his rice that cut his mouth “2-3 times.” Id.
at 9. Mr. Byrne spit out the pieces from his mouth and gave them to a correctional officer. Id. at
8. He went to Sergeant Marshall’s office, and “they took photos” and allegedly interrogated him,
“trying to make [him] say that non fellow–inmates put a ‘Razor blade in [his] food.’” Id. When
Mr. Byrne refused to say what “they” wanted him to say, Sergeant Marshall told him that she
was concerned with his mental health and accused Mr. Byrne of planting a razor in his food. Id.
Mr. Byrne contends, however, that the jail has not had or sold razors since 2007. Id. Mr. Byrne
alleges that Sergeant Marshall “started to attack [his] mental health for 5 months along with
defendant correctional officers Skalamara, Acker, and Deppert.” Id.
Mr. Byrne further avers that he swallowed three small pieces of the metallic object
causing him to spit up blood. Id. at 8-9. He asserts that he was “spitting up blood for 2-3 days
before the jail gave [him] x-rays.” Id. at 9. The x-rays allegedly showed three pieces of the
metallic object in Mr. Byrne’s stomach, and he was rushed “to the E.R.” Id. at 4, 8-9. Mr. Byrne
claims that he had a CT scan, which revealed pieces of the metallic object in his small intestines.
Id. Allegedly, it was also noted that the pieces had cut Mr. Byrne’s small intestines and
esophagus. Id. at 9. Mr. Byrne was allegedly instructed to return to the hospital in three days for
2 We adopt the pagination supplied by the CM/ECF docketing system.
2
another CT scan and told that if the objects did not pass, he would need surgery. Id. Mr. Byrne
asserts that the jail refused to take him back to the hospital, and instead, placed him in a “security
body scanner.” Id.
Mr. Byrne asserts that defendants Acker and Deppert correctional officers verbally
and mentally attacked him and that Deppert “caused [Byrne] to attempt suicide by hanging.” Id.
at 4. He contends that Lieutenant Davis violated the Emergency Medical Treatment and Active
Labor Act (“EMTALA”) because he did not return Mr. Byrne to the hospital for imaging to see
whether the metallic objects passed and instead “forc[ed] [Byrne] into a ‘security body scanner
to check.’” Id. Mr. Byrne also alleges that Lieutenant Davis forced him into a “suicide smock”
and made him defecate “into a ‘wash basin’ for 5-6 days to get the metallic object.” Id. at 5.
Defendants Davis and Marshall allegedly accused Mr. Byrne of swallowing staples, and Mr.
Byrne contends that “another sergeant plant[ed] the staple” in his feces and took a picture.3 Id.
Mr. Byrne also alleges that defendant Smith the warden violated EMTALA by not
permitting him “to go back to E.R. for repeat imaging” and that Smith “allowed his staff,
[specifically defendant] Davis, to not send [him] back to the [hospital] for a CT scan, or x-ray by
docters [sic] orders.” Id. Mr. Byrne asserts claims of cruel and unusual punishment and neglect,
alleging that he has suffered pain, mental distress, and humiliation. Id. at 4-5. He seeks
monetary relief. Id. at 9.
3 Mr. Byrne does not name this sergeant as a defendant.
3
II. STANDARD OF REVIEW
Because Mr. Byrne is proceeding in forma pauperis, 28 U.S.C. § 1915(e)(2)(B)(ii)
requires us to dismiss his amended complaint if it fails to state a claim. 28 U.S.C. § 1915.
Whether a complaint fails to state a claim under § 1915(e)(2)(B)(ii) is governed by the same
standard applicable to motions to dismiss under Federal Rule of Civil Procedure 12(b)(6), see
Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999), which requires the Court to
determine whether the complaint contains “sufficient factual matter, accepted as true, to state a
claim to relief that is plausible on its face.” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (internal
quotations omitted). “At this early stage of the litigation, we accept the facts alleged in
[plaintiff’s] pro se complaint as true, draw all reasonable inferences in [his] favor, and ask only
whether that complaint, liberally construed, . . . contains facts sufficient to state a plausible []
claim.” Shorter v. United States, 12 F.4th 366, 374 (3d Cir. 2021) (internal quotations omitted).
Conclusory allegations do not suffice. Iqbal, 556 U.S. at 678. As Mr. Byrne is proceeding pro
se, we construe his allegations liberally. Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir. 2021)
(citing Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244-45 (3d Cir. 2013)).
III. DISCUSSION
Mr. Byrne brings constitutional claims pursuant to 42 U.S.C. § 1983 and related state law
claims. “To state a claim under § 1983, a plaintiff must allege the violation of a right secured by
the Constitution and laws of the United States, and must show that the alleged deprivation was
committed by a person acting under color of state law.” West v. Atkins, 487 U.S. 42, 48 (1988).
For the following reasons, Mr. Byrne plausibly stated a claim for relief under federal law related
to inadequate medical care but failed to allege plausible claims as to all other allegations in his
amended complaint.
4
1. Mr. Byrne’s claims against the Berks County Jail Systems are dismissed
with prejudice because it is not a proper defendant.
Mr. Byrne has failed to state a claim against the Berks County Jail Systems. There is no
legal basis for any § 1983 claims against the jail because a correctional facility is not a “person”
under § 1983 and therefore is not subject to liability under the statute. Hindes v. FDIC, 137 F.3d
148, 158-59 (3d. Cir. 1998). This means the Berks County Jail Systems is not a proper
defendant in this case, so we dismiss the Berks County Jail Systems with prejudice. To the
extent that claims against “Berks County Jail Systems” can be understood to have been intended
as claims against Berks County, those claims are addressed in connection with Mr. Byrne’s
official capacity claims against employees of Berks County below.
2. Mr. Byrne’s claims against the Berks County Food Distribution
Company are not sufficiently supported.
Mr. Byrne names the Berks County Food Distribution Company as a defendant to this
action but presents no allegations against it in the amended complaint. In other words, Mr.
Byrne has not alleged what this defendant did, or did not do, to violate his constitutional rights.
To the extent Mr. Byrne seeks to present a claim against the Berks County Food Distribution
Company, Mr. Byrne has not alleged sufficient facts to proceed against it at this time, so the
claims are dismissed. However, the claims are dismissed without prejudice. Mr. Byrne may
amend his complaint to clarify his allegations against Berks County Food Distribution Company.
3. Mr. Byrne’s official capacity claims — against Warden Smith, Lieutenant
Davis, and private contractor PrimeCare Medical — and claims against
Berks County are insufficiently supported.
On the form used to file his complaint, Mr. Byrne checked the box indicating that he
seeks to name Warden Smith and Lieutenant Davis in their official capacities. DI 21 at 3, 6.
Suing government officials in their official capacity is essentially another way of bringing claims
5
against the government entity that employs those officials. Kentucky v. Graham, 473 U.S. 159,
165 (1985) (“[o]fficial-capacity suits . . . ‘generally represent only another way of pleading an
action against an entity of which an officer is an agent.’”) (quoting Monell v. Dep’t. of Soc.
Servs., 436 U.S. 658, 690 n. 55 (1978)). Here, by suing defendants Smith and Davis in their
official capacities, Mr. Byrne seeks to attach liability to their municipal employer, Berks County
through § 1983. DI 21 at 5-6. Therefore, we assess the claims against defendants Smith and
Davis together with the claims against Berks County.
To plead a basis for liability against a municipal entity under § 1983, a plaintiff must
allege that the municipality’s policy or custom caused the violation of his constitutional rights.
Monell, 436 U.S. at 694. “To satisfy the pleading standard, [the plaintiff] must . . . specify what
exactly that custom or policy was.” McTernan v. City of York, Pa., 564 F.3d 636, 658 (3d Cir.
2009). “Policy is made when a decisionmaker possessing final authority to establish municipal
policy with respect to the action issues an official proclamation, policy, or edict.” Estate of
Roman v. City of Newark, 914 F.3d 789, 798 (3d Cir. 2019) (quoting Andrews v. City of
Philadelphia, 895 F.2d 1469, 1480 (3d Cir. 1990)). “Custom, on the other hand, can be proven
by showing that a given course of conduct, although not specifically endorsed or authorized by
law, is so well-settled and permanent as virtually to constitute law.” Id. (quoting Bielevicz v.
Dubinon, 915 F.2d 845, 850 (3d Cir. 1990)).
A plaintiff may also state a basis for municipal liability by “alleging failure-to-
supervise, train, or discipline . . . [and alleging facts showing] that said failure amounts to
deliberate indifference to the constitutional rights of those affected.” Forrest v. Parry, 930 F.3d
93, 106 (3d Cir. 2019). “This consists of a showing as to whether (1) municipal policymakers
know that employees will confront a particular situation, (2) the situation involves a difficult
6
choice or a history of employees mishandling, and (3) the wrong choice by an employee will
frequently cause deprivation of constitutional rights.” Id. Mr. Byrne’s allegations do not suggest
that any of the events at issue can be attributed to a municipal policy or custom, so we must
dismiss his claims against the Berks County defendants — Warden Smith and Lieutenant Davis,
in their official capacities — and Berks County itself.
Mr. Byrne has also named PrimeCare Medical, the private contractor providing medical
services at the jail, as a defendant. The Third Circuit has held that “a private health company
providing service to inmates ‘cannot be held responsible for the acts of its employees under a
theory of respondeat superior or vicarious liability.’” Sims v. Wexford Health Sources, 635 F.
App’x 16, 20 (3d Cir. 2015) (quoting Natale v. Camden Cnty. Corr. Facility, 318 F.3d 575, 583
(3d Cir. 2003)). Rather, to hold a private health care company liable for a constitutional
violation under § 1983, a plaintiff must allege that the provider had “a relevant . . . policy or
custom, and that the policy caused the constitutional violation [he] allege[s].” Natale, 318 F.3d
at 583-84 (citing Bd. of the Cnty. Comm’rs of Bryan Cnty. v. Brown, 520 U.S. 397, 404 (1997));
see also Lomax v. City of Philadelphia, No. 13-1078, 2017 WL 1177095, at *3 (E.D. Pa. Mar.
29, 2017) (“[b]ecause [defendant] is a private company contracted by a prison to provide health
care for inmates, . . . it can only be held liable for constitutional violations if it has a custom or
policy exhibiting deliberate indifference to a prisoner’s serious medical needs.”) (internal
quotations omitted). Mr. Byrne’s amended complaint does not allege any specific allegations
that medical treatment was delayed, denied, or refused due to a policy maintained by PrimeCare
Medical. Instead, Mr. Byrne only lists PrimeCare Medical as a defendant. DI 21 at 6.
Therefore, his claim against the private healthcare company is not sufficiently supported and will
be dismissed without prejudice. Mr. Byrne may amend his complaint to provide specific
7
allegations of a policy maintained by PrimeCare Medical in which medical treatment was
delayed, denied, or refused.
4. Mr. Byrne’s individual capacity claims against Warden Smith fail to state a
claim.
Mr. Byrne has not stated a plausible basis for an individual capacity claim against
Warden Smith. In a § 1983 action, the personal involvement of each defendant in the alleged
constitutional violation is a required element, and, therefore, a plaintiff must allege how each
defendant was involved in the events and occurrences giving rise to the claims. Rode v.
Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1998). “Suits against high-level government
officials must satisfy the general requirements for supervisory liability.” Wharton v. Danberg,
854 F.3d 234, 243 (3d Cir. 2017). There are two ways in which a supervisor may be liable in
their individual capacity for unconstitutional acts undertaken by subordinates. Barkes v. First
Corr. Med., Inc., 766 F.3d 307, 316 (3d Cir. 2014), rev’d on other grounds, Taylor v. Barkes,
575 U.S. 822 (2015). First, a supervisor may be liable if he or she “with deliberate indifference
to the consequences, established and maintained a policy, practice or custom which directly
caused [the] constitutional harm.” Id. (quoting A.M. ex rel. J.M.K. v. Luzerne Cnty. Juv. Det.
Ctr., 372 F.3d 572, 586 (3d Cir. 2004) (alteration in original)). Second, “a supervisor may be
personally liable under § 1983 if he or she participated in violating the plaintiff’s rights, directed
others to violate them, or, as the person in charge, had knowledge of and acquiesced in his
subordinates [constitutional] violations.” A.M. ex rel., 372 F.3d at 586. “Allegations of
participation or actual knowledge and acquiescence, however, must be made with appropriate
particularity.” Rode, 845 F.2d at 1207; see also Saisi v. Murray, 822 F. App’x 47, 48 (3d Cir.
8
2020) (per curiam) (reasoning that a director “cannot be held liable simply because of his
position as the head of the agency”) (internal quotations omitted).
The basis for Mr. Byrne’s claims against Warden Smith is that he allegedly did not allow
Mr. Byrne “to go back to E.R. for repeat imaging” and “allowed his staff [Lieutenant] Davis to
not send [Byrne] back to the [hospital]” for imaging. DI 21 at 5. Mr. Byrne alleges that Warden
Smith approved Lieutenant Davis’s actions, but that alone is conclusory. Mr. Byrne has not
supported the allegation that Warden Smith approved Lieutenant Davis’s actions with any facts
from which we can infer that Warden Smith was actually aware of the specific events involving
Mr. Byrne, much less that he directly approved them or acquiesced to the actions taken by his
subordinates. As written, these allegations do not plausibly establish Warden Smith’s personal
involvement in the relevant events, or that Warden Smith maintained a policy, practice or custom
of allowing his staff to deny medical care. Accordingly, the claims against Warden Smith in his
individual capacity will be dismissed without prejudice.
5. Mr. Byrne’s individual capacity claims against defendants Marshall,
Skalamara, Acker, and Deppert related to verbal harassment are not
actionable.
Mr. Byrne’s allegations against defendants Marshall, Skalamara, Acker, and Deppert are
that they verbally harassed him. DI 21 at 4. Specifically, Mr. Byrne asserts that Sergeant
Marshall accused him of planting a razor in his food and that Sergeant Marshall and correctional
officers Skalamara, Acker, and Deppert, verbally “attack[ed] [his] mental health” for five
months. Id. at 8. Mr. Byrne also alleges that Deppert’s verbal attacks “caused [him] to attempt
suicide by hanging.” Id. at 4. Verbal harassment of a prisoner alone, even if offensive, does not
give rise to an independent constitutional violation. See Dunbar v. Barone, 487 F. App’x 721,
723 (3d Cir. 2012) (per curiam) (holding that threats that inmate was a “marked man and that his
9
days were numbered” did not state Eighth Amendment claim); Ayala v. Terhune, 195 F. App’x
87, 92 (3d Cir. 2006) (per curiam) (“[plaintiff’s] allegations of verbal abuse, no matter how
deplorable, do not present actionable claims under § 1983”). Accordingly, Mr. Byrne’s claims
against Sergeant Marshall and Correctional Officers Skalamara, Acker, and Deppert based verbal
interactions with those defendants are dismissed without prejudice.
6. Mr. Byrne’s claims pursuant to EMTALA do not state a claim for relief.
Mr. Byrne asserts claims pursuant to the Emergency Medical Treatment and Active
Labor Act, 42 U.S.C. § 1395dd, et seq. DI 21 at 4-6, 9. “EMTALA requires hospitals to provide
medical screening and stabilizing treatment to individuals seeking emergency care in a
nondiscriminatory manner.”4 Torretti v. Main Line Hosp., Inc., 580 F.3d 168, 173, amended by
586 F.3d 1011 (3d Cir. 2009) (no substantive changes). “Under EMTALA, any individual who
suffers personal harm as a direct result of a hospital’s violation of the statute may bring a private
civil action for damages.” Id. (citing 42 U.S.C. § 1395dd(d)). It is understood that “EMTALA
does not apply to all healthcare facilities; it applies only to participating hospitals with
emergency departments.” 5 Colon-Ramos v. Clinica Santa Rosa, Inc., 938 F. Supp. 2d 222, 224
4 “EMTALA requires hospitals to give certain types of medical care to individuals
presented for emergency treatment: (a) appropriate medical screening, (b) stabilization of known
emergency medical conditions and labor, and (c) restrictions on transfer of unstabilized
individuals to outside hospital facilities.” Torretti, 580 F.3d at 172 (citing 42 U.S.C. §
1395dd(a)-(c)).
5 “A ‘participating hospital’ is defined as one that has entered into a ‘provider agreement’
under 42 U.S.C. § 1395cc, which permits hospitals to seek Medicare or Medicaid
reimbursement.” Byrne v. Cleveland Clinic, 684 F. Supp. 2d 641, 656 (E.D. Pa. 2010) (citing 42
U.S.C. §§ 1395dd(e)(2), 1395cc).
10
(D.P.R. 2013) (quoting Rodríguez v. Am. Int’l Ins. Co., 402 F.3d 45, 48 (1st Cir. 2005)). It “does
not provide for causes of action against individual physicians, physician groups, or any other
medical entity.” Byrne, 684 F. Supp. 2d at 656.
Mr. Byrne makes EMTALA claims against Lieutenant Davis and Warden Smith. DI 21
at 4-5. Neither of these individuals are covered by EMTALA. Construing Mr. Byrne’s
allegations broadly, it is possible he makes EMTALA allegations against PrimeCare Medical
Inc., or Berks County Jail Systems Medical Company. DI 21 at 6. However, these entities are
likely not covered by EMTALA either, as neither constitute a “hospital.” 42 U.S.C. §
1395dd(e)(2); see also McClafferty v. Portage Cnty. Bd. of Comm’rs, No. 19-2219, 2020 WL
5814526, at *4 (N.D. Ohio Sept. 29, 2020) (“If Congress had intended for EMTALA to be
applicable to jails and their in-house medical providers, it would have stated as much.”). Mr.
Byrne does not make allegations against the hospital to which the jail took him. Therefore, the
amended complaint does not contain allegations against any defendants that are subject to suit
under EMTALA. Accordingly, Mr. Byrne has failed to state a plausible claim under EMTALA
so his EMTALA claims are dismissed.
7. Mr. Byrne’s constitutional claims based on the conditions of his
confinement are insufficient.
We understand Mr. Byrne to be asserting constitutional claims based on the conditions of
his confinement at the jail. 6 To establish a basis for a Fourteenth Amendment violation, a
6 It appears that Mr. Byrne was a pretrial detainee at the time of the events in question.
DI 21 at 7. Pretrial detainees’ protection from punishment is governed by the Fourteenth
Amendment. See Hubbard v. Taylor, 399 F.3d 150, 166 (3d Cir. 2005). The standard under the
Eighth Amendment and Fourteenth Amendment for claims related to a prisoner’s medical needs
11
pretrial detainee must allege that his conditions of confinement amount to punishment. Bell v.
Wolfish, 441 U.S. 520, 538 (1979). “Unconstitutional punishment typically includes both
objective and subjective components.” Stevenson v. Carroll, 495 F.3d 62, 68 (3d Cir. 2007).
“[T]he objective component requires an inquiry into whether the deprivation was sufficiently
serious and the subjective component asks whether the officials acted with a sufficiently culpable
state of mind.” Id. (internal quotations and alterations omitted).
In that regard, a “particular measure amounts to punishment when there is a showing of
express intent to punish . . . , when the restriction or condition is not rationally related to a
legitimate non-punitive government purpose, or when the restriction is excessive in light of that
purpose.” Bistrian v. Levi, 696 F.3d 352, 373 (3d Cir. 2012) (quoting Stevenson, 495 F.3d at
68); see also Steele v. Cicchi, 855 F.3d 494, 504 (3d Cir. 2017). We consider the totality of the
circumstances in evaluating such a claim. Bistrian, 696 F.3d at 373 (“[i]n evaluating a pretrial
detainee’s claim of unconstitutional punishment, courts must examine the totality of the
circumstances within the institution”). “In determining whether restrictions or conditions are
reasonably related to the [g]overnment’s interest in maintaining security and order and operating
the institution in a manageable fashion,” we are obligated to keep in mind “such considerations
are peculiarly within the province and professional expertise of corrections officials.” Stevenson,
495 F.3d at 68 n.3.
Mr. Byrne alleges that Lieutenant Davis forced him into a “suicide smock” and made him
defecate “into a ‘wash basin’ for 5-6 days to get the metallic object.” DI 21 at 5. Plaintiff must
is essentially the same for purposes of the analysis. Parkell v. Morgan, 682 F. App’x 155, 159-
60 (3d Cir. 2017) (per curiam).
12
allege sufficient facts to state a plausible claim that defendants engaged in “punishment” through
this conduct. See Freeman v. Miller, 615 F. App’x 72, 77-78 (3d Cir. 2015) (no Eighth
Amendment violation where convicted prisoner was placed in a “hard” cell used for suicidal
inmates and “denied a desk, seat, showers, a mattress, soap, recreation, mail, and toilet paper,
and was permitted to wear only underwear and a suicide smock for approximately seven days”).
Here, even assuming that being kept in a smock rather than normal prison clothing is a
sufficiently serious deprivation, Mr. Byrne has not alleged sufficient facts to support that
defendant Davis intended to punish him by keeping him in the smock, an action that could have
been rationally related to a legitimate non-punitive purpose of promoting safety. It also follows
that any requirement that Mr. Byrne defecate into a basin, DI 21 at 5, may have been imposed, as
Mr. Byrne suggests, to monitor whether the pieces of the metallic object that he swallowed
passed. Such conditions of confinement are not, in and of themselves, unconstitutional. Gilblom
v. Gillipsie, 435 F. App’x. 165, 168 (3d Cir. 2011) (“Gilblom’s placement in a dry cell for the
purpose of searching his excrement, is not, in and of itself, problematic.”). In short, Mr. Byrne
does not allege that Lieutenant Davis acted with an express intent to punish him, or that keeping
him in the smock or requiring him to defecate in a wash basin was not rationally related to a
legitimate non-punitive purpose. Accordingly, the condition of confinement claims are
dismissed without prejudice.
8. Mr. Byrne’s individual capacity claims against defendants Sergeant
Marshall and Lieutenant Davis sufficiently allege a violation of the
Fourteenth Amendment related to inadequate medical care.
We understand Mr. Byrne to be asserting federal constitutional claims and state law
claims against Sergeant Marshall and Lieutenant Davis based on inadequate medical care. We
address the constitutional claims first.
13
(i) Federal law claims
To state a constitutional claim against prison officials in their individual capacity based
on failure to provide medical treatment, a plaintiff must allege facts indicating that the officials
were deliberately indifferent to his serious medical needs. See Farmer v. Brennan, 511 U.S. 825,
835 (1994). A prison official is not deliberately indifferent “unless the official knows of and
disregards an excessive risk to inmate health or safety; the official must both be aware of facts
from which the inference could be drawn that a substantial risk of serious harm exists, and he
must also draw the inference.” Farmer, 511 U.S. at 837. “A medical need is serious, . . . if it is
one that has been diagnosed by a physician as requiring treatment or one that is so obvious that a
lay person would easily recognize the necessity for a doctor’s attention.” Monmouth Cnty. Corr.
Institutional Inmates v. Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987) (internal quotations omitted).
Deliberate indifference is properly alleged “where the prison official (1) knows of a prisoner’s
need for medical treatment but intentionally refuses to provide it; (2) delays necessary medical
treatment based on a non-medical reason; or (3) prevents a prisoner from receiving needed or
recommended medical treatment.” Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999). A
serious medical need exists where “failure to treat can be expected to lead to substantial and
unnecessary suffering.” Colburn v. Upper Darby Twp., 946 F.2d 1017, 1023 (3d Cir. 1991).
Allegations of medical malpractice and mere disagreement regarding proper medical treatment
are insufficient to establish a constitutional violation. See Spruill v. Gillis, 372 F.3d 218, 235 (3d
Cir. 2004).
Mr. Byrne alleges that he swallowed pieces of a metallic object that caused him to spit up
blood “for 2-3 days before the jail gave [him] x-rays.” Id. at 9. The x-rays allegedly showed
three pieces of the metallic object in Mr. Byrne’s stomach, and he was taken “to the ER” for
14
imaging. Id. It is not immediately clear against whom Mr. Byrne is making this claim.
Construing the complaint liberally, it seems that these claims are against Sergeant Marshall and
Lieutenant Davis.7 Mr. Byrne alleges “neglect” against Sergeant Marshall, id. at 4, and alleges
he was sent to her office after the initial razor blade incident and then not taken for medical
assessment for 2-3 days, id. at 8-9. Regarding Lieutenant Davis, Mr. Byrne alleges that he failed
to return him to the hospital “for x-rays to see if the metallic objects passed” as allegedly ordered
by doctors at the hospital. DI 21 at 4.
Mr. Byrne alleges that Sergeant Marshall knew he had encountered metal objects while
eating — Mr. Byrne reports that he spit out “3 metallic objects” from his mouth and gave them
to a correctional officer and then was taken to Sergeant Marshall’s office to discuss the issue.
Id. at 8. His roommate reportedly also witnessed the incident and called for help. Id. While Mr.
Byrne does not specifically allege telling Sergeant Marshall that he swallowed metal pieces, it is
a reasonable inference that accidentally consuming food with metal inside could lead to
ingestion. According to Mr. Byrne’s allegations, Sergeant Marshall did not express skepticism
regarding metal in Mr. Byrne’s food, only how it got there. Id. Additionally, Mr. Byrne alleges
that he was experiencing pain and suffering and was “spitting up blood for 2-3 days before the
jail gave [him] x-rays.” Id. at 9. Spitting up blood for numerous days seems to constitute a need
“so obvious that a lay person would easily recognize the necessity for a doctor’s attention.” See
Monmouth, 834 F.2d at 347.
7 Mr. Byrne also made claims against Warden Jeffrey Smith, which we dismiss for the
reasons stated in subpart 4.
15
We also understand Mr. Byrne to be asserting constitutional claims against Lieutenant
Davis based on inadequate medical care during the period following Mr. Byrne’s visit to the
emergency room. Specifically, Mr. Byrne contends that the hospital “said [he] had to return in 3
days for a cat scan [sic] and if the objects didn’t pass, surgery.” Id. Mr. Byrne then says that
Lieutenant Davis refused to take him back to the hospital for those additional scans allegedly
ordered by Mr. Byrne’s doctor to see whether the metallic objects passed. Id. at 4. As alleged,
this plausibly could be preventing “a prisoner from receiving needed or recommended medical
treatment” under Rouse. 182 F.3d at 197. Based on these allegations, Mr. Byrne has stated a
claim of deliberate indifference to his serious medical needs.8
(ii) State law claims
It appears that Mr. Byrne also intends to raise medical malpractice and/or negligence
claims pursuant to Pennsylvania law based on the events described in his amended complaint.
When dealing with pro se filings, we “apply the relevant legal principle even when the complaint
has failed to name it.” Vogt, 8 F.4th at 185 (internal quotations omitted). Under 28 U.S.C. §
1367(c), we have supplemental jurisdiction over these claims as they “form part of the same case
or controversy” as the rest of the allegations.
However, Pennsylvania has broad sovereign immunity for officials. The Pennsylvania
General Assembly declared that “the Commonwealth, and its officials and employees acting
8 It is possible that Mr. Byrne was under the care of a physician or nurse at the jail for this
medical condition who made a different assessment than the hospital. That may affect future
analysis. But accepting the facts as pled in the amended complaint as true, Mr. Byrne has stated
a plausible claim for relief.
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within the scope of their duties, shall continue to enjoy sovereign immunity and official
immunity and remain immune from suit except as the General Assembly shall specifically waive
the immunity.” 1 Pa.C.S. § 2310. To impose liability on a Commonwealth party, the case must
fall into one of the nine exceptions listed in Section 8522(b) of the Sovereign Immunity Act. See
e.g., Rivera v. Little, No. 23-4217, 2024 WL 3511619, at *7-8 (July 23, 2024 E.D. Pa.); Brown v.
Wetzel, 179 A.3d 1161, 1166 (Pa. Commw. Ct. 2018). It does not appear that Mr. Byrne’s
potential medical malpractice or negligence claims fall into any of these exceptions, so we
dismiss his state law claims.9
IV. CONCLUSION
For the foregoing reasons, Mr. Byrne’s claims against the Berks County Jail Systems will
be dismissed with prejudice. Mr. Byrne’s remaining claims — other than as to the adequacy of
his medical care — will be dismissed without prejudice. The case will proceed against
Lieutenant Davis and Sergeant Marshall on Mr. Byrne’s claims of inadequate medical care under
the Fourteenth Amendment.10
9 For sovereign immunity to be waived as to medical professionals, specific requirements
must be met. See e.g., McCool v. Dep’t of Corr. of Pa., 984 A.2d 565, 570 (Pa. Commw. Ct.
2009).
10 Regarding the claims dismissed without prejudice, we also give Mr. Byrne the option
to file a second amended complaint in the event he can allege additional details to state a claim
against the remaining defendants and to cure the immunity issue in any state law claims he seeks
to raise. A plaintiff may clarify his claims “by . . . explaining in the [second] amended complaint
the ‘who, what, where, when and why’ of [his] claim.” Gambrell v. S. Brunswick Bd. of Educ.,
No. 18-16359, 2019 WL 5212964, at *4 (D.N.J. Oct. 16, 2019). Any second amended complaint
must clearly describe the factual basis for Mr. Byrne’s claims against the relevant defendants and
how each defendant was personally involved in the alleged denial of his constitutional rights.
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