stating that, in diversity cases, the plaintiff must demonstrate complete diversity between the parties and that the amount in controversy requirement has been met
How later courts described this case
- stating that, in diversity cases, the plaintiff must demonstrate complete diversity between the parties and that the amount in controversy requirement has been met
- concluding that plaintiffs failed to state a claim for retaliation where they “merely allege[d] in conclusory terms that [one plaintiff] ‘has been retaliated against’ for his complaints, and that defendant ‘is responsible for retaliating against’ them” (citations omitted)
- “The burden of establishing federal jurisdiction rests with the party asserting its existence.” (citing DaimlerChrysler Corp. v. Cuno, 547 U.S. 332, 342 n.3 (2006))
- explaining that “an objection to subject matter jurisdiction may be raised at any time [and] a court may raise jurisdictional issues sua sponte”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
QUILLENS STEVENS, :
:
Plaintiff, :
:
v. : CIVIL ACTION NO. 24-2467
:
PHILLY LIV BACON LLC et al., :
:
Defendants. :
MEMORANDUM OPINION
SCHMEHL, J. /s/ JLS July 22, 2024
Plaintiff Quillens Stevens, who is proceeding pro se, has filed this civil action alleging that
he was discriminated and retaliated against by his employer, Philly Liv Bacon LLC, d/b/a Wendy’s
(“Wendy’s”). Stevens seeks to proceed in forma pauperis. For the following reasons, the Court
will grant Stevens leave to proceed in forma pauperis and dismiss his Complaint. Stevens will be
given an opportunity to cure the deficiencies identified by the Court by filing an amended
complaint.
I. FACTUAL ALLEGATIONS
Stevens avers that he was employed as the General Manager at the Wendy’s located in
Whitehall, Pennsylvania from April 25, 2022 through April 25, 2023.1 (See Compl. at 2, ECF
1 Stevens has named his employer, Wendy’s, as well as its parent company, Yellow Cab
Holdings LLC (“YCH”), as Defendants. (Compl. at 2.) Stevens asserts that YCH establishes and
enforces employment policies across all of its YCH Wendy’s franchises, including the Whitehall
location. (Id.)
No. 2.)2 He alleges that he was hospitalized for an unspecified “serious medical condition” on
March 29, 2023, and obtained a doctor’s note dated April 3, 2023, indicating that he should be
excused from work until April 25, 2023. (Id.; see also ECF No. 2-1 at 6.)
Stevens was hospitalized on March 29, 2023, and on that same day, he verbally “disclosed
his qualifying disability and need for FMLA leave to James Miller,”3 who is identified in the
Complaint as a District Manager for Wendy’s. (Id. at 2.) Stevens does not specifically allege his
“qualifying disability” in the Complaint, instead noting that “the specific disability will be further
clarified upon consultation with counsel.” (Id. at 2-3.) Stevens alleges that Wendy’s response to
his verbal request for FMLA leave was inadequate. (Id. at 3.) Specifically, he avers that the
response failed to inform him of his rights and procedures under the FMLA, as mandated by 29
C.F.R. § 825.301, and “constituted blatant interference with [his] FMLA rights.” (Id.)
Stevens allegedly communicated his return to work plans with Elena Kurza, Vice President
of Operations, on April 11, 2023. (Id.) On April 14, 2023, Stevens was informed by Kurza that
his “General Manager position was ‘no longer available.’” (Id.) Because this occurred within
“close temporal proximity” to his FMLA leave request and prior discrimination complaints,
Stevens avers that it was a “blatant act of retaliation in violation of Title VII.” (Id.)
Stevens alleges that he was offered a lesser position, Assistant General Manager, at a “significantly
lower pay rate.” (Id.) He avers that “no legitimate, non-discriminatory reason” was provided for
this demotion. (Id.)
2 The Court uses the pagination assigned to the Complaint by the CM/ECF docketing system.
3 Stevens asserts that he filed prior discrimination complaints against Miller on February 15,
2023, but he does not provide any additional facts concerning those alleged complaints. (Compl.
at 3.)
Based on the allegations of his Complaint, the Court understands Stevens to be asserting
claims of discrimination and retaliation pursuant to: (1) Title VII of the Civil Rights Act, which
prohibits employment discrimination based on race, color, gender/sex, religion, and national
origin; (2) the Americans with Disabilities Act (“ADA”), which prohibits employment
discrimination based on an employee’s disability or perceived disability; and (3) the Family
Medical Leave Act (“FMLA”). (Id. at 1-3.) Stevens also avers that the Pennsylvania Wrongful
Discharge Act, 42 Pa. Cons. Stat. § 8331, prohibits employers from discharging an employee for
taking FMLA leave. (Id. at 4.)
Stevens filed a charge of discrimination with the Equal Employment Opportunity
Commission (“EEOC”) and received a Notice of Right to Sue Letter on April 2, 2024. (Id. at 1;
ECF No. 2-1 at 1-5.) He seeks injunctive relief, lost wages and benefits, and monetary damages.
(Compl. at 4-7.)
II. STANDARD OF REVIEW
The Court grants Stevens leave to proceed in forma pauperis because it appears that he is
incapable of paying the fees to commence this civil action. Accordingly, 28 U.S.C.
§ 1915(e)(2)(B)(ii) applies, which requires the Court to dismiss the Complaint if it fails to state a
claim. Whether a complaint fails to state a claim under § 1915(e)(2)(B)(ii) is governed by the
same standard applicable to motions to dismiss under Federal Rule of Civil Procedure 12(b)(6),
see Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999), which requires the Court to
determine whether the complaint contains “sufficient factual matter, accepted as true, to state a
claim to relief that is plausible on its face,” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quotations
omitted); Talley v. Wetzel, 15 F.4th 275, 286 n.7 (3d Cir. 2021). “‘At this early stage of the
litigation,’ ‘[the Court will] accept the facts alleged in [the pro se] complaint as true,’ ‘draw[] all
reasonable inferences in [the plaintiff’s] favor,’ and ‘ask only whether [that] complaint, liberally
construed, . . . contains facts sufficient to state a plausible [] claim.’” Shorter v. United States, 12
F.4th 366, 374 (3d Cir. 2021) (quoting Perez v. Fenoglio, 792 F.3d 768, 774, 782 (7th Cir. 2015)).
Conclusory allegations do not suffice. Iqbal, 556 U.S. at 678.
“[T]he plausibility paradigm announced in [Bell Atl. Corp. v.] Twombly[, 550 U.S. 544
(2007),] applies with equal force to analyzing the adequacy of claims of employment
discrimination.” Fowler v. UMPC Shadyside, 578 F.3d 203, 211 (3d Cir. 2009) (quotations
omitted). To state an employment discrimination claim, as with any other claim, a plaintiff must
“put forth allegations that raise a reasonable expectation that discovery will reveal evidence of the
necessary element.” Id. at 213 (quotations omitted). Because Stevens is proceeding pro se, the
Court construes his allegations liberally. Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir. 2021) (citing
Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244-45 (3d Cir. 2013)).
Finally, when allowing a plaintiff to proceed in forma pauperis, the Court must review the
pleadings and dismiss the matter if it determines, inter alia, that the action fails to set forth a proper
basis for this Court’s subject matter jurisdiction. Fed. R. Civ. P. 12(h)(3) (“If the court determines
at any time that it lacks subject-matter jurisdiction, the court must dismiss the action.”); Group
Against Smog and Pollution, Inc. v. Shenango, Inc., 810 F.3d 116, 122 n.6 (3d Cir. 2016)
(explaining that “an objection to subject matter jurisdiction may be raised at any time [and] a court
may raise jurisdictional issues sua sponte”). A plaintiff commencing an action in federal court
bears the burden of establishing federal jurisdiction. See Lincoln Ben. Life Co. v. AEI Life, LLC,
800 F.3d 99, 105 (3d Cir. 2015) (“The burden of establishing federal jurisdiction rests with the
party asserting its existence.” (citing DaimlerChrysler Corp. v. Cuno, 547 U.S. 332, 342 n.3
(2006))).
III. DISCUSSION
A. Title VII Claims
Title VII prohibits employment discrimination based on race, color, religion, sex, and
national origin. See E.E.O.C. v. Allstate Ins. Co., 778 F.3d 444, 448-49 (3d Cir. 2015) (citing 42
U.S.C. § 2000e-2(a)). In general, to plead a prima facie case of employment discrimination, a
plaintiff must allege that: (1) he is a member of a protected class; (2) he was qualified for the
position in question; (3) he suffered an adverse employment action, and; (4) the adverse action
occurred under circumstances giving rise to an inference of discrimination. See McDonnell
Douglas Corp. v. Green, 411 U.S. 792, 802 (1973); see also Sarullo v. U.S. Postal Serv., 352 F.3d
789, 797 (3d Cir. 2003). Although it is not necessary for a plaintiff to allege a prima facie case at
the pleading stage, a plaintiff still must allege sufficient facts to raise a reasonable expectation that
discovery will reveal evidence that his membership in a protected class was “either a motivating
or determinative factor” in his employer’s adverse employment action against him. Connelly v.
Lane Constr. Corp., 809 F.3d 780, 789 (3d Cir. 2016); see also Santos v. Iron Mountain Film &
Sound, 593 F. App’x 117, 119 (3d Cir. 2014) (per curiam) (explaining that to survive a motion to
dismiss a plaintiff “cannot merely state that he was discharged due to his national origin” and
instead “must plead facts that plausibly connect his national origin to his discharge”).
Federal law also prohibits an employer from retaliating against an employee for opposing
any act made unlawful by the employment discrimination statutes, or because he made a charge,
testified, assisted, or participated in an investigation, proceeding, or hearing under the employment
discrimination statutes. See 42 U.S.C. § 2000e-3; E.E.O.C., 778 F.3d at 449. A plaintiff states a
retaliation claim if he “pleads sufficient factual allegations to raise a reasonable expectation that
discovery will reveal evidence of the following elements: (1) [he] engaged in conduct protected
by Title VII; (2) the employer took adverse action against [him]; and (3) a causal link exists
between [his] protected conduct and the employer’s adverse action.” Connelly, 809 F.3d at 789;
Krouse v. Am. Sterilizer Co., 126 F.3d 494, 500 (3d Cir. 1997). A general complaint about unfair
treatment does not constitute protected activity; a plaintiff must show that he complained
specifically about unlawful discrimination. Barber v. CSX Distrib. Servs., 68 F.3d 694, 702 (3d
Cir. 1995).
Stevens failed to include in his Complaint any substantive factual allegations to support
the elements of a claim based either on discrimination or retaliation under Title VII. As to
discrimination, Stevens has not alleged his membership in any protected class under Title VII, let
alone provided sufficient facts to raise an inference that his demotion was related to his
membership in that class. See Culler v. Sec’y of U.S. Veterans Affairs, 507 F. App’x 246, 249 (3d
Cir. 2012) (per curiam) (explaining that “[t]he discrimination must be ‘because of’ the employee’s
protected status or activity” (quoting Andreoli v. Gates, 482 F.3d 641, 644 (3d Cir. 2007)); Shahin
v. Del. Dep’t of Transp., 405 F. App’x 587, 588-89 (3d Cir. 2010) (per curiam) (affirming
dismissal of complaint where plaintiff failed to provide “details on what position she applied for,
how she was qualified for the position, and what protected classes she belongs to”).
As to retaliation, he has not specifically identified the subject of the “prior discrimination
complaints” other than to note that those complaints were filed against Miller on February 15,
2023. Accordingly, he has not alleged that he engaged in activity protected by Title VII, nor has
he pled a causal connection between his unidentified complaints and his eventual demotion. See,
e.g., Booker v. Nat’l R.R. Passenger Corp., 880 F. Supp. 2d 575, 582 (E.D. Pa. 2012) (concluding
that plaintiffs failed to state a claim for retaliation where they “merely allege[d] in conclusory
terms that [one plaintiff] ‘has been retaliated against’ for his complaints, and that defendant ‘is
responsible for retaliating against’ them” (citations omitted)). In the absence of specific facts on
these points, Stevens cannot state a plausible claim for retaliation. See Khalik v. United Air Lines,
671 F.3d 1188, 1193 (10th Cir. 2012) (“Plaintiff’s general assertions of discrimination and
retaliation, without any details whatsoever of events leading up to her termination, are insufficient
to survive a motion to dismiss.”); Culler, 507 F. App’x at 249 (explaining that “[t]he discrimination
must be ‘because of’ the employee’s protected status or activity” (quoting Andreoli, 482 F.3d
at 644)). Stevens’s Title VII claims will be dismissed without prejudice.
B. ADA Claims
Title I of the ADA prohibits employment discrimination on the basis of disability. 42
U.S.C. §§ 12112 et seq. To state a plausible claim for employment discrimination under the ADA,
a plaintiff must allege that he is a “qualified individual with a disability” within the meaning of
the ADA and that he suffered an adverse employment decision as a result of the discrimination.
Tice v. Ctr. Area Transp. Auth., 247 F.3d 506, 511-12 (3d Cir. 2001). To establish a prima facie
case of discrimination under the ADA, “an employee must show that [he]: (1) is disabled; (2) is
otherwise qualified to perform the essential functions of the job, with or without reasonable
accommodations by [his] employer; and (3) has suffered an adverse employment action as a result
of [his] disability, including [his] employer’s refusal to make reasonable accommodation for [his]
disability.” Keyhani v. Trs. of Univ. of Pa., 812 F. App’x 88, 91 (3d Cir. 2020) (per curiam)
(quoting Hohider v. United Parcel Serv. Inc., 574 F.3d 169, 186 (3d Cir. 2009)). “A person
qualifies as ‘disabled’ under the ADA if he: (1) has a physical or mental impairment that
substantially limits one or more of his major life activities; (2) has a record of such an impairment;
or (3) is regarded as having such an impairment.” Keyes v. Catholic Charities of the Archdiocese
of Phila., 415 F. App’x 405, 409 (3d Cir. 2011) (citing 42 U.S.C. § 12102(2)). Major life activities
include “those activities that are of central importance to daily life” and includes functions such as
caring for oneself, performing manual tasks, walking, seeing, hearing, speaking, breathing,
learning, and working. Toyota Motor Mfg. Ky., Inc. v. Williams, 534 U.S. 184, 197 (2002); Sutton
v. United Air Lines, 527 U.S. 471, 480 (1999).
Stevens has not alleged any facts to suggest that he suffered from a disability or was
regarded as having a disability within the meaning of the ADA. Indeed, Stevens does not describe
or identify any disability for this Court to discern whether he is a person who qualifies as disabled
under the ADA. In other words, Stevens has not alleged facts to raise a plausible inference that
his demotion at work was motivated by his disability (or perceived disability). In the absence of
such allegations, he cannot state a claim for employment discrimination in violation the ADA and
his claims will be dismissed without prejudice.
C. FMLA Claims
Stevens alleges interference and retaliation under FMLA. Under the FMLA, an “eligible
employee shall be entitled to a total of 12 workweeks of leave during any 12-month period” for,
inter alia, a “serious health condition that makes the employee unable to perform the functions of
the position of such employee.” 29 U.S.C. § 2612(a)(1)(D). An employer may not retaliate against
an employee for requesting or taking FMLA leave. See 29 U.S.C. § 2615(a)(2) (“It shall be
unlawful for any employer to discharge or in any other manner discriminate against any individual
for opposing any practice made unlawful by this subchapter.”). To state an FMLA retaliation
claim, a plaintiff must show that (1) he “invoked” his right to “FMLA-qualifying leave”; (2) he
“suffered an adverse employment decision”; and (3) “the adverse action was causally related to
his invocation of rights.” Ross v. Gilhuly, 755 F.3d 185, 193 (3d Cir. 2014). With respect to the
first element, the plaintiff must show that he was protected under the FMLA and that he requested
FMLA leave. To allege protection under the FMLA, the plaintiff must establish that he “was an
eligible employee under the FMLA” and that he was “entitled to FMLA leave.” Capps v. Mondelez
Glob., LLC, 847 F.3d 144, 155 (3d Cir. 2017); see also 29 U.S.C. § 2611 (describing who qualifies
as an “eligible employee” under the FMLA). To be eligible for FMLA leave, an employee must
have been employed “for at least 1,250 hours of service with [the] employer during the previous
12-month period.” See Head v. City of Philadelphia, 627 F. Supp. 3d 444, 447 (E.D. Pa. 2022)
(citing 29 U.S.C. § 2611(2)(A)).
To the extent that Stevens alleges interference and retaliation claims under the FMLA, he
has failed to state plausible claims. He does not allege any facts supporting an inference that he
was an eligible employee and that he was entitled to FMLA leave. See White v. SP Plus Corp.,
858 F. App’x 488, 490 (3d Cir. 2021) (per curiam) (affirming dismissal of FMLA retaliation claim
because, inter alia, the plaintiff “did not allege sufficient facts from which one could infer that he
was eligible for or entitled to FMLA leave”). Accordingly, Steven’s FMLA claims, including any
retaliation claims he intended to assert under the FMLA will be dismissed without prejudice.
D. State Law Claims
Because the Court has dismissed Stevens’s federal law claims, the Court will not exercise
supplemental jurisdiction under 28 U.S.C. § 1367(c) over any state law claims.4 Accordingly, the
only independent basis for jurisdiction over any such claims is 28 U.S.C. § 1332(a), which grants
a district court jurisdiction over a case in which “ the matter in controversy exceeds the sum or
value of $75,000, exclusive of interest and costs, and is between . . . citizens of different States.”
4 Stevens alleges a violation of the Pennsylvania Wrongful Discharge Act, which he asserts
is codified at 42 Pa. Cons. Stat. § 8331. (Compl. at 4.) Stevens is incorrect as to his citation,
however, as that section provides civil immunity to physicians or qualifying healthcare personnel
who render care at the scene of an emergency and is otherwise known as Pennsylvania’s “Good
Samaritan Act.”
Section 1332(a) requires “‘complete diversity between all plaintiffs and all defendants,’” which
“means that, unless there is some other basis for jurisdiction, ‘no plaintiff [may] be a citizen of the
same state as any defendant.’” Lincoln Ben. Life Co., 800 F.3d 99, 104 (3d Cir. 2015) (quoting
Lincoln Prop. Co. v. Roche, 546 U.S. 81, 89 (2005); Zambelli Fireworks Mfg. Co. v. Wood, 592
F.3d 412, 419 (3d Cir. 2010)). An individual is a citizen of the state where they are domiciled,
meaning the state where they are physically present and intend to remain. See Washington v.
Hovensa, LLC, 652 F.3d 340, 344 (3d Cir. 2011). A corporation is a citizen of the state where it
has its principal place of business as well as the state of its incorporation. 28 U.S.C. § 1332(c)(1).
In contrast, “the citizenship of an LLC [or other unincorporated entity] is determined by the
citizenship of its members.” Zambelli, 592 F.3d at 420. It is the plaintiff’s burden to establish
diversity of citizenship, see Gibbs v. Buck, 307 U.S. 66, 72 (1939); Quaker State Dyeing &
Finishing Co., Inc. v. ITT Terryphone Corp., 461 F.2d 1140, 1143 (3d Cir. 1972) (stating that, in
diversity cases, the plaintiff must demonstrate complete diversity between the parties and that the
amount in controversy requirement has been met); Jackson v. Rosen, 2020 WL 3498131, at *8
(E.D. Pa. June 26, 2020). Since the Complaint is silent on the citizenship of the parties, Stevens
has not met his burden for establishing a basis for diversity jurisdiction over any state law claims,
and his state law claims will be dismissed for lack of subject matter jurisdiction.
IV. CONCLUSION
For the foregoing reasons, the Court will grant Stevens leave to proceed in forma pauperis
and dismiss his federal claims pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii) for failure to state a claim.
Stevens’s state law claims will be dismissed for lack of subject matter jurisdiction. The Court will
permit Stevens an opportunity to file an amended complaint in the event he can address the defects
the Court has noted. An Order follows, which provides further guidance regarding amendment.