The reasons proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”
How later courts described this case
- The reasons proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”
- “Where the evidence as a whole can support either a grant or a denial, [the court] may not substitute [its] judgment for the ALJ’s”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
RUSTY AARON E.,1 No. 6:23-cv-01559-HZ
Plaintiff, OPINION & ORDER
v.
COMMISSIONER, SOCIAL
SECURITY ADMINISTRATION,
Defendant.
Kevin Kerr
Kerr Robichaux & Carroll
P.O. Box 14490
Portland, OR 97293
Attorneys for Plaintiff
Kevin C. Danielson
Assistant United States Attorney
District of Oregon
1000 S.W. Third Avenue, Suite 600
Portland, OR 97204
Katherine B. Watson
Office of the General Counsel, SSA
Office of Program Litigation, Office 7
Social Security Administration
6401 Security Boulevard
Baltimore, MD 21235
Attorneys for Defendant
1 In the interest of privacy, this Opinion uses only the first name and the initial of the last name of
the non-governmental party or parties in this case.
HERNÁNDEZ, District Judge:
Plaintiff Rusty E. brings this action seeking judicial review of the Commissioner’s final
decision to deny supplemental security income (“SSI”). This Court has jurisdiction pursuant to
42 U.S.C. § 405(g)(incorporated by 42 U.S.C. § 1383(c)(3)). The Court affirms the
Commissioner’s decision.
PROCEDURAL BACKGROUND
Plaintiff applied for SSI on October 31, 2019, alleging an onset date of August 1, 2019.
Tr. 32, 220.2 His application was denied initially and on reconsideration.
On March 16, 2022, Plaintiff appeared with counsel for a hearing before an
Administrative Law Judge (“ALJ”). Tr. 57-89. On May 4, 2022, the ALJ found Plaintiff not
disabled. Tr. 29-52. The Appeals Council denied review. Tr. 5-10.
FACTUAL BACKGROUND
Plaintiff alleges disability based on “chronic migrain[es], bad hip, [and] shoulder
problems.” Tr. 91. At the time of his alleged onset date, Plaintiff was 29 years old. Tr. 220.
Plaintiff has a high school education and no past relevant work experience. Tr. 50, 243.
SEQUENTIAL DISABILITY EVALUATION
A claimant is disabled if they are unable to “engage in any substantial gainful activity by
reason of any medically determinable physical or mental impairment which . . . has lasted or can
be expected to last for a continuous period of not less than 12 months[.]” 42 U.S.C.
§ 423(d)(1)(A). Disability claims are evaluated according to a five-step procedure. See Valentine
v. Comm’r, 574 F.3d 685, 689 (9th Cir. 2009) (in social security cases, agency uses five-step
2 Citations to “Tr.” refer to the page(s) indicated in the official transcript of the administrative
record, filed herein as Docket No. 7.
procedure to determine disability). The claimant bears the ultimate burden of proving disability.
Id.
In the first step, the Commissioner determines whether a claimant is engaged in
“substantial gainful activity.” If so, the claimant is not disabled. Bowen v. Yuckert, 482 U.S. 137,
140 (1987); 20 C.F.R. § 404.1520(b). In step two, the Commissioner determines whether the
claimant has a “medically severe impairment or combination of impairments.” Yuckert, 482 U.S.
at 140–41; 20 C.F.R. § 404.1520(c). If not, the claimant is not disabled. Id.
In step three, the Commissioner determines whether the claimant’s impairments, singly
or in combination, meet or equal “one of a number of listed impairments that the [Commissioner]
acknowledges are so severe as to preclude substantial gainful activity.” Yuckert, 482 U.S. at 141;
20 C.F.R. § 404.1520(d). If so, the claimant is conclusively presumed disabled; if not, the
Commissioner proceeds to step four. Yuckert, 482 U.S. at 141.
In step four, the Commissioner determines whether the claimant, despite any
impairment(s), has the residual functional capacity (RFC) to perform their “past relevant work.”
20 C.F.R. § 404.1520(e). If the claimant can perform past relevant work, the claimant is not
disabled. If the claimant cannot perform past relevant work, the burden shifts to the
Commissioner. In step five, the Commissioner must establish that the claimant can perform other
work. Yuckert, 482 U.S. at 141–42; 20 C.F.R. § 404.1520(e)–(f). If the Commissioner meets
their burden and proves that the claimant can perform other work that exists in the national
economy, then the claimant is not disabled. 20 C.F.R. § 404.1566.
THE ALJ’S DECISION
At step one, the ALJ found that Plaintiff has not engaged in substantial gainful activity
since his October 31, 2019, alleged onset date. Tr. 34. At steps two and three, the ALJ
determined that Plaintiff has the severe impairments of “migraines; learning disability;
depression; post-traumatic stress disorder (‘PTSD’); knee disorder with quad and calf
atrophy; right knee sprain; right shoulder disorder; and history of left little finger cellulitis.” Tr.
34. However, the ALJ determined that Plaintiff’s impairments did not meet or medically equal
the severity of a listed impairment. Tr. 35. The ALJ concluded that Plaintiff has the residual
functional capacity to perform a light work with the following limitations:
[Plaintiff] can lift and carry up to 20 pounds occasionally and 10 pounds
frequently; stand and/or walk for about six hours and sit for about six
hours in an eight hour workday with normal breaks; never climb ladders,
ropes, or scaffolds; occasionally climb ramps or stairs; occasionally
balance, stoop, kneel, crouch, and crawl; can frequently but not constantly
reach overhead with the right upper extremity; have occasional exposure
to extremes of hot and cold; occasional exposure to wetness or humidity;
occasional exposure to extreme noise (able to work in a moderate noise
level or less); occasional exposure to flashing lights; occasional exposure
to environmental irritants such as fumes, odors, dusts, and gases; no work
outside in bright sunlight; can have occasional use of moving hazardous
machinery; and occasional exposure to unprotected heights. [Plaintiff] can
understand, remember, and carry out instructions that can be learned in up
to and including 30 days of on the job training; can keep pace sufficient to
complete tasks and meet quotas typically found in unskilled work; can
have superficial, but no direct interaction with the public; occasional
interaction with co-workers and supervisors; and can adapt to occasional
changes in the workplace.
Tr. 38-39. At step four, the ALJ concluded that Plaintiff has no past relevant work.
Tr. 50. At step five, the ALJ found that Plaintiff could perform other work in the national
economy. Tr. 50. The ALJ, therefore, concluded that Plaintiff is not disabled. Tr. 51.
STANDARD OF REVIEW
A court may set aside the Commissioner’s denial of benefits only when the
Commissioner’s findings “are based on legal error or are not supported by substantial evidence
in the record as a whole.” Vasquez v. Astrue, 572 F.3d 586, 591 (9th Cir. 2009) (internal
quotation marks omitted). “Substantial evidence means more than a mere scintilla but less than a
preponderance; it is such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Id. (internal quotation marks omitted). The court considers the record as a
whole, including both the evidence that supports and detracts from the Commissioner’s decision.
Id.; Lingenfelter v. Astrue, 504 F.3d 1028, 1035 (9th Cir. 2007). “Where the evidence is
susceptible to more than one rational interpretation, the ALJ’s decision must be affirmed.”
Vasquez, 572 F.3d at 591 (internal quotation marks and brackets omitted); see also Massachi v.
Astrue, 486 F.3d 1149, 1152 (9th Cir. 2007) (“Where the evidence as a whole can support either
a grant or a denial, [the court] may not substitute [its] judgment for the ALJ’s”) (internal
quotation marks omitted).
DISCUSSION
Plaintiff contends the ALJ erred when she partially rejected Plaintiff’s statements and
testimony.
The ALJ is responsible for evaluating symptom testimony. SSR 16-3p, 2017 WL
5180304, at *1 (Oct. 25, 2017). “The ALJ ‘engages in a two-step analysis to determine whether a
claimant's testimony regarding subjective pain or symptoms is credible.’” Putz v. Kijakazi, No.
21-35733, 2022 WL 6943095, at *2 (9th Cir. Oct. 12, 2022)(quoting Garrison v. Colvin, 759
F.3d 995, 1014 (9th Cir. 2014)). First the ALJ determines “whether the claimant has presented
objective medical evidence of an underlying impairment [that] could reasonably be expected to
produce the pain or other symptoms alleged.” Putz, 2022 WL 6943095, at *2 (quotation
omitted). The claimant need not show the “impairment could reasonably be expected to cause the
severity of the symptom . . . alleged; [the claimant] need only show that it could reasonably have
caused some degree of the symptom.” Garrison, 759 F.3d at 1014 (quotation omitted). “If the
claimant satisfies the first step of this analysis, and there is no evidence of malingering, the ALJ
can reject the claimant's testimony about the severity of her symptoms only by offering specific,
clear[,] and convincing reasons for doing so.” Putz, 2022 WL 6943095, at *2 (quotation
omitted). See also Robbins v. Soc. Sec. Admin., 466 F.3d 880, 883 (9th Cir. 2006)(same).
When evaluating subjective symptom testimony, “[g]eneral findings are insufficient.” Reddick v.
Chater, 157 F.3d 715, 722 (9th Cir. 1998)(quotation omitted). “An ALJ does not provide
specific, clear, and convincing reasons for rejecting a claimant’s testimony by simply reciting the
medical evidence in support of his or her residual functional capacity determination.” Brown-
Hunter v. Colvin, 806 F.3d 487, 489 (9th Cir. 2015). Instead, “the ALJ must specifically identify
the testimony she or he finds not to be credible and must explain what evidence undermines the
testimony.” Holohan v. Massanari, 246 F.3d 1195 (9th Cir. 2001); see also Orteza v. Shalala, 50
F.3d 748, 750 (9th Cir. 1995)(The reasons proffered must be “sufficiently specific to permit the
reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”).
On November 27, 2019, Plaintiff completed an Adult Function Report in which he stated
he did not “take care of anyone else such as a wife/husband, children, grandchildren, parents,
friend, other.” Tr. 249. Plaintiff stated he cared for his dog including “feeding, watering, taking
potty.” Id. Plaintiff was able to “roof, work on vehicles, go up latter [sic], [be] around strong
odors, [be around] bright lights, carry[] on ca conversation” before his condition began. Id.
Plaintiff noted he did not have any problems with personal care or need special reminders to take
care of personal needs or grooming. Plaintiff stated he did not prepare meals because he “get[s]
to [sic] dizzy and . . . [his] knees and hips go out.” Tr. 250. Plaintiff said he does not do any
household chores because he “can’t overexert [him]self” due “to illness.” Tr. 251. Plaintiff stated
he shopped for “basic needs” “weekly” for “about half hour.” Id. Plaintiff, however, only went
outside “if its [sic] not too bright and . . . always [has] to wear sunglasses” and he does not go out
alone “because [he is] forgetful and forget[s] stuff.” Id. Plaintiff stated he spends time with
others “hang[ing] out at home,” but does not do that often due to headaches. Plaintiff noted he
can walk 20 feet before needing to stop and rest, can resume walking after “20 min. or longer
depending on headache”; is able to pay attention “not long”; and does not follow written or
spoken instructions, get along with authority figures, or handle stress “well.” Tr. 253-54.
On July 27, 2020, Plaintiff filed out Pain Report and an Adult Function Report in which
he stated he has suffered from “unusual fatigue” since 2018, requires naps or rest twice or more
per day for “about 1 hour.” Tr. 278. Plaintiff described his pain and other symptoms as “chronic
headaches, nerve damage to the left side, shoulder problems and knee problems and stomach
problems” that cause him to have pain “all day, every day” caused by “everything [he] do[es].”
Id. Plaintiff estimated he could stand/walk five minutes and sit for 20 minutes “before pain
occurs” and other than medication what helps alleviate pain is ”laying down.” Tr. 279. Plaintiff
stated that his daily activities include helping his wife care for their “new son” and caring for his
dog. Plaintiff indicated he has no problems with personal care, but needs reminders to take his
medication. Plaintiff makes “complete meals w/several courses, frozen dinners, [and]
sandwiches” daily, does laundry once per week, checks the mail daily, shops in stores for food
and baby things, spends time with others on the telephone or by text, and goes to lake with others
“once a month.” Tr. 283-84. Plaintiff does not do yard work because he gets too dizzy and has
bloody noses, he can walk less than a mile without stopping and has to rest for 30 minutes before
resuming. Plaintiff does not follow written instructions, handle stress, get along with authority
figures, or handle changes in routine well. Tr. 285-86.
At the March 16, 2022 hearing Plaintiff testified that he stopped working as a roofer in
2019 when he “almost fell off a two-story roof because [he] got a little lightheaded and dizzy
because of [a] headache.” Tr. 71. Plaintiff stated that he had been working full-time as a roofer at
the time he stopped working and he was not working off the books. The ALJ noted the record
did not reflect earnings that would suggest full-time work during 2019 and, in fact, it did not
reflect that Plaintiff ever “earned . . . substantial gainful activity.” Tr. 71-72.
Plaintiff testified that when he goes out of the house he has to wear sunglasses because
sunlight and lights in stores “set[] [his] headaches . . . off.” Tr. 67. Plaintiff stated that since he
had a car accident in 2018 his pupils “don’t dilate.” Id. Plaintiff said his eye doctor did not “tell
[him] anything about” his diagnosis, but he sees his eye doctor annually. Plaintiff testified that he
does not drive because his license was suspended in connection with the 2018 accident when he
was driving without insurance. Tr. 69. Plaintiff, however, intended to get his license back in
August 2022. Plaintiff estimated that he could walk for 20 minutes at which point he would have
to sit down because his knee would be “throbbing pretty good.” Tr. 73. The ALJ noted there was
“some mention in the file that [Plaintiff] [was] a pretty avid exerciser, a heavy exerciser.” Tr. 73.
Plaintiff testified that he meant he “climb[ed] ladders all day[,] pick[ed] up 80-pound/85-pound
shingles[, and] lift[ed] up tarps with two people. . . . [Roofing] was exercise work.” Tr. 73.
Plaintiff stated he usually takes his headache medication when he wakes up and he and
his wife change their toddler son who then “runs off and plays.” Tr. 65. Their seven-year old gets
dressed “and goes to school on the computer.” Id. Plaintiff makes the children cereal for
breakfast and something like chicken nuggets for lunch. Plaintiff prepares dinners two nights
each week if dinner is not a “super hard thing [that he] can remember how to cook.” Id.
Plaintiff’s wife works full time from home on the computer while Plaintiff “sit[s] on the couch,
making sure that [his] son doesn’t get into the kitchen area.” Id. Plaintiff does laundry once per
week and sweeps the floors. Tr. 74.
Plaintiff testified that he takes topiramate, uses medical cannabis, and has Botox
injections to treat his headaches. They “take the pain down a little bit, but [he] still [has]
headaches.” Tr. 74. Plaintiff can “go maybe a week and then [he] [has] . . . four days or five
days, maybe a week with a pounding headache[]. . . . It’s off and on when [his] . . . headaches are
there.” Tr. 75. Plaintiff stated his headaches “pound on this side of the head where the nerve
damage is.” Tr. 77. Plaintiff testified that his “head doctor said they have a 50-50 chance they
can go in and do surgery and fix it and have worse headaches or have none” so he has elected not
to have surgery. Tr. 77.
Plaintiff cannot take care of his children when he has bad headaches. He sits on the couch
and falls asleep. His wife takes the day off work and cares for the children. Id. Plaintiff stated
that he does not know of any side effects of his headache medications, but if he does not get the
medications filled or he runs out he will get a pounding headache for two weeks. Tr. 76.
The ALJ found that Plaintiff’s “medically determinable impairments could reasonably be
expected to cause some of the alleged symptoms; however, [Plaintiff’s] statements concerning
the intensity, persistence and limiting effects of [his] symptoms are not entirely consistent with
the medical evidence and other evidence in the record.” Tr. 40. The ALJ noted that on
September 16, 2020, Plaintiff began physical therapy and told his physical therapist that Plaintiff
had been in a car accident “several years ago and report[ed] being injured and ‘pronounced dead
at the scene.’” Tr. 518. Plaintiff’s emergency room records from February 9, 2018, however,
note Plaintiff “state[d] he got out of his car after the accident. [He] report[ed] right hip pain. He
deni[ed] head, neck, or back pain.” Tr. 710. Plaintiff was examined; given an x-ray, which had
negative results; and was discharged. Tr. 711. The ALJ also noted that Plaintiff testified he had
nerve damage on the side of his head, but the medical record does not reflect any findings of
nerve damage or that medical professionals discussed surgery related to Plaintiff’s headaches.
Tr. 43.
The record reflects, contrary to Plaintiff’s testimony that his pupils do not dilate, that on
September 17, 2019, treating neurologist Weijia Wang, M.D., noted both of Plaintiff’s pupils
were “normal size and reactive to light and dark,” Plaintiff had “normal optic vessels,” and his
“fundoscopic exam [was] grossly normal.” Tr. 693. These findings were repeated on every
examination by Dr. Wang through February 13, 2020. See, e.g., Tr. 652-53, 665, 669, 675-76,
681, 685, 689.
The ALJ noted that contrary to Plaintiff’s statements indicating that he does not follow
written or oral instructions well, Zane Curtis, M.D., noted at Plaintiff’s June 14, 2021,
psychological evaluation that Plaintiff was able to “understand, retain and follow instructions” as
“evidenced by [his] ability to understand and follow all of [Dr. Curtis’s] instructions throughout
the interview” and “to coordinate [his] schedule in a manner in which [he was] able to arrive to
[his] appointment at the correct location, on the correct date, and at the correct time.” Tr. 497.
Dr. Curtis also noted Plaintiff was able “to perform the simple and repetitive task[s] in the
interview” and “endorse[d] . . . capability of using a phone, making change, using a computer,
reading a map, cooking, doing laundry, caring for pets, washing dishes, driving, [and] shopping.”
Id.
The Court concludes on this record that the ALJ did not err when he partially rejected
Plaintiff’s statements regarding the intensity, persistence, and limiting effects of his symptoms
because the ALJ provided clear, and convincing reasons supported by substantial evidence in the
record for doing so.
CONCLUSION
For these reasons, the Commissioner’s decision is AFFIRMED.
IT IS SO ORDERED.
DATED:______O_c_t_o_b_e_r_ 3__1_, _2_0_2_4___
__________________________________
MARCO A. HERNÁNDEZ
United States District Judge