Opinion

Kolibaba v. Commissioner Social Security Administration

Court
District Court, D. Oregon
Filed
Aug 13, 2024
Cited by
0 cases
Authority
More cited than 31.8%

affirming ALJ’s discounting of subjective testimony based on “very conservative” treatment of mostly medication alone and a knee injection

How later courts described this case

  • affirming ALJ’s discounting of subjective testimony based on “very conservative” treatment of mostly medication alone and a knee injection
  • holding that the court “must uphold the ALJ’s decision where the evidence is susceptible to more than one rational interpretation”
  • The reasons proffered must be “sufficiently specific to permit the reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”
  • affirming the ALJ’s credibility finding when the plaintiff’s testimony of weight fluctuation was inconsistent with the medical record

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE DISTRICT OF OREGON

RENEE K.,1 No. 3:23-cv-00709-MK

Plaintiff, OPINION & ORDER

v.

COMMISSIONER, SOCIAL

SECURITY ADMINISTRATION,

Defendant.

KASUBHAI, Magistrate Judge:

Plaintiff Renee K. brings this action for judicial review of the Commissioner of Social

Security (“Commissioner”)’s decision denying her application for Disability Insurance Benefits

(DIB) under Title II of the Social Security Act (“the Act”). This Court has jurisdiction under 42

U.S.C. §§ 405(g) and 1383(c). For the reasons below, the Commissioner’s final decision is

REVERSED, and this case is REMANDED for further proceedings.

1 In the interest of privacy, this opinion uses only the first name and the initial of the last name of

the nongovernmental party in this case.

PROCEDURAL BACKGROUND

Plaintiff’s claim for DIB was denied initially and upon reconsideration. Tr. 162, 170. She

requested an administrative hearing and appeared before an administrative law judge (ALJ) in

February 2020, but the hearing was held over so that Plaintiff could retain an attorney. Tr. 96-

101. On December 29, 2021, Plaintiff, her attorney, and a vocational consultant appeared at an

administrative hearing before ALJ Cynthia Rosa. Tr. 75-95. In a written decision dated January

27, 2022, the ALJ denied Plaintiff’s claim for benefits. Tr. 51-74. The Appeals Council denied

Plaintiff’s subsequent petition for review, rendering the ALJ’s decision final. Tr. 1-5. This appeal

followed.

FACTUAL BACKGROUND

Born in February, 1972, Plaintiff was 46 years old when she applied for benefits. Tr. 299.

She alleged disability as of March 31, 2017, due to back problems, spinal bifida aculta,

degenerative discs, arthritis, scoliosis, spinal stenosis, PTSD, and anxiety. Tr. 337. Her date last

insured was March 31, 2020. Tr. 125.

LEGAL STANDARD

The court must affirm the Commissioner’s decision if it is based on proper legal

standards and the findings are supported by substantial evidence in the record. Hammock v.

Bowen, 879 F.2d 498, 501 (9th Cir. 1989). Substantial evidence is “more than a mere scintilla. It

means such relevant evidence as a reasonable mind might accept as adequate to support a

conclusion.” Richardson v. Perales, 402 U.S. 389, 401 (1971) (quotation omitted). The court

must weigh “both the evidence that supports and detracts from the [Commissioner’s]

conclusion.” Martinez v. Heckler, 807 F.2d 771, 772 (9th Cir. 1986). “Where the evidence as a

whole can support either a grant or a denial, [the court] may not substitute [its] judgment for the

ALJ’s.” Massachi v. Astrue, 486 F.3d 1149, 1152 (9th Cir. 2007) (citation omitted); see also

Burch v. Barnhart, 400 F.3d 676, 680–81 (9th Cir. 2005) (holding that the court “must uphold

the ALJ’s decision where the evidence is susceptible to more than one rational interpretation”).

“[A] reviewing court must consider the entire record as a whole and may not affirm simply by

isolating a specific quantum of supporting evidence.” Orn v. Astrue, 495 F.3d 625, 630 (9th Cir.

2007) (quotation omitted).

The initial burden of proof rests upon the claimant to establish disability. Howard v.

Heckler, 782 F.2d 1484, 1486 (9th Cir. 1986). To meet this burden, the claimant must

demonstrate an “inability to engage in any substantial gainful activity by reason of any medically

determinable physical or mental impairment which can be expected ... to last for a continuous

period of not less than 12 months.” 42 U.S.C. § 423(d)(1)(A).

The Commissioner has established a five-step process for determining whether a person

is disabled. Bowen v. Yuckert, 482 U.S. 137, 140 (1987); 20 C.F.R. §§ 404.1520, 416.920. First,

the Commissioner determines whether a claimant is engaged in “substantial gainful activity”; if

so, the claimant is not disabled. Yuckert, 482 U.S. at 140; 20 C.F.R. §§ 404.1520(b), 416.920(b).

At step two, the Commissioner determines whether the claimant has a “medically severe

impairment or combination of impairments.” Yuckert, 482 U.S. at 140–41; 20 C.F.R. §§

404.1520(c), 416.920(c). A severe impairment is one “which significantly limits [the claimant’s]

physical or mental ability to do basic work activities[.]” 20 C.F.R. §§ 404.1520(c), 416.920(c). If

not, the claimant is not disabled. Yuckert, 482 U.S. at 141. At step three, the Commissioner

determines whether the impairments meet or equal “one of a number of listed impairments that

the [Commissioner] acknowledges are so severe as to preclude substantial gainful activity.” Id.;

20 C.F.R. §§ 404.1520(d), 416.920(d). If so, the claimant is conclusively presumed disabled; if

not, the analysis proceeds. Yuckert, 482 U.S. at 141.

At this point, the Commissioner must evaluate medical and other relevant evidence to

determine the claimant’s “residual functional capacity” (“RFC”), which is an assessment of

work-related activities that the claimant may still perform on a regular and continuing basis,

despite any limitations his impairments impose. 20 C.F.R. §§ 404.1520(e), 404.1545(b)–(c),

416.920(e), 416.945(b)–(c). At the fourth step, the Commissioner determines whether the

claimant can perform “past relevant work.” Yuckert, 482 U.S. at 141; 20 C.F.R. §§ 404.1520(e),

416.920(e). If the claimant can work, he is not disabled; if he cannot perform past relevant work,

the burden shifts to the Commissioner. Yuckert, 482 U.S. at 146 n.5. At step five, the

Commissioner must establish that the claimant can perform other work that exists in significant

numbers in the national economy. Id. at 142; 20 C.F.R. §§ 404.1520(e)–(f), 416.920(e)–(f). If the

Commissioner meets this burden, the claimant is not disabled. 20 C.F.R. §§ 404.1566, 416.966.

THE ALJ’s DECISION

At step one, the ALJ determined that Plaintiff had not engaged in substantial gainful

activity since the alleged onset date. Tr. 57.2 Next, at steps two and three, the ALJ determined

that Plaintiff has the following severe impairments: “degenerative disc disease, obesity, major

depressive disorder, and posttraumatic stress disorder.” Tr. 57. However, the ALJ determined

that Plaintiff’s impairments did not meet or medically equal the severity of a listed impairment.

Tr. 57. The ALJ concluded that Plaintiff has the residual functional capacity to perform light

work as defined in 20 C.F.R. §§ 404.1567(b) with the following limitations:

2 “Tr.” refers to the Transcript of the Social Security Administrative Record, ECF No. 6,

provided by the Commissioner.

she can occasionally climb ramps and stairs, but never climb ropes, ladders, and

scaffolds; she can occasionally stoop, crouch, crawl, and kneel; she can do

occasional overhead reach bilaterally; she can change position between sitting and

standing in 30-60 minute intervals with flexibility to stand and walk four hours in

an eight-hour day; she can do simple, routine repetitive tasks with simple

instructions, and a Reasoning Level of 1-2.

Tr. 59. At step four, the ALJ found Plaintiff could return to her past relevant work as a cashier.

Tr. 67. Alternatively, at step five, the ALJ found that Plaintiff was able to perform other work

existing in significant numbers in the national economy. Tr. 68. Thus, the ALJ concluded that

Plaintiff is not disabled. Tr. 69.

In this appeal, Plaintiff argues that the ALJ erred by (I) erroneously discounting her

subjective symptom testimony, and (II) improperly assessing Family Nurse Practitioner (FNP)

Alex Pandzik’s medical opinion. Pl. Br., ECF No. 9 at 1-16.

DISCUSSION

I. Symptom Testimony

Plaintiff argues that the ALJ erred in discounting her symptom testimony. Pl. Br., ECF

No. 7 at 3-9. The ALJ is responsible for evaluating symptom testimony. SSR 16-3p, 2017 WL

5180304, at *1 (Oct. 25, 2017). The ALJ engages in a two-step analysis for subjective symptom

evaluation. Molina v. Astrue, 674 F.3d 114, 1112 (9th Cir. 2012) (superseded on other grounds).

First, the ALJ determines whether there is “objective medical evidence of an underlying

impairment which could reasonably be expected to produce the pain or other symptoms alleged.”

Id. (internal quotations omitted). Second, “if the claimant has presented such evidence, and there

is no evidence of malingering, then the ALJ must give specific, clear and convincing reasons in

order to reject the claimant’s testimony about the severity of the symptoms.” Id.

When evaluating subjective symptom testimony, “[g]eneral findings are insufficient.”

Reddick v. Chater, 157 F.3d 715, 722 (9th Cir. 1998). “An ALJ does not provide specific, clear,

and convincing reasons for rejecting a claimant’s testimony by simply reciting the medical

evidence in support of his or her residual functional capacity determination.” Brown-Hunter v.

Colvin, 806 F.3d 487, 489 (9th Cir. 2015). Instead, “the ALJ must specifically identify the

testimony she or he finds not to be credible and must explain what evidence undermines the

testimony.” Holohan v. Massanari, 246 F.3d 1195 (9th Cir. 2001); see also Orteza v. Shalala, 50

F.3d 748, 750 (9th Cir. 1995) (The reasons proffered must be “sufficiently specific to permit the

reviewing court to conclude that the ALJ did not arbitrarily discount the claimant’s testimony.”).

At the hearing, Plaintiff testified about the mobility issues and pain she suffers as a result

of her physical impairments. When asked about whether she had worked since 2015, Plaintiff

shared that she “cannot move,” elaborating that “to be able to stand and sit for long periods of

time or even short periods of time is very difficult.” Tr. 83. She testified that if she stands for too

long her legs get weak, but that sitting is also “really uncomfortable,” and she has to “switch

positions constantly. Tr. 83. Plaintiff testified that these were the issues that “prevent[ed] [her]

from working full time.” Tr. 83. Elaborating on extent of her symptoms, Plaintiff added that her

lower back has been “very painful,” “inflamed” and “stiff” since her spinal fusion surgery in

2015. Tr. 86, 356. Plaintiff also described “excruciating pain that somebody is stabbing me in my

hips” when she gets up in the mornings, or goes from sitting to standing due to her degenerative

joint disease in her hips. Tr. 86. Her knees likewise make standing and getting up difficult

because “one of the knees does tend to pop out of socket,” causing her to almost fall down

numerous times. Tr. 87.3 In terms of how she spends her time, Plaintiff shared that she spends

3 Plaintiff also testified about her symptoms related to mental health limitations. Tr. 87-88.

Because these are not before the Court on appeal, the Court does not summarize that testimony

here. See Pl. Br. at 3-15 (challenging only the ALJ’s conclusions concerning her physical

symptom testimony).

most of her days at home, that she does light housework, and is “most of the time…on [her]

phone…watching videos.” Tr. 85.

In a written function report, Plaintiff reported that since her spinal fusion surgery in 2015

she cannot sit or stand “for even short bits of time, and that she “mostly lay[s] down.” Tr. 356.

She shared that she feeds and cares for her dog and cat, and does laundry and dishes “most

days.” Tr. 357. Plaintiff can perform self-care like dressing and bathing, but added that all self-

care activities very hard due to constant pain. Tr. 358. Plaintiff adds that she does not prepare

meals because she “can’t stand to cook.” Tr. 358. She can walk “less than a city block” before

needing to stop and rest, and uses a walker “all the time” since 2015. Tr. 362.

The ALJ found Plaintiff’s medically determinable impairments could reasonably be

expected to cause the alleged symptoms and did not identify evidence of malingering. Tr. 60.

However, the ALJ concluded that Plaintiff’s statements concerning the intensity, persistence and

limiting effects of her symptoms were not entirely consistent with the medical evidence and

other evidence in the record. Tr. 60. Specifically, the ALJ found Plaintiff’s symptom allegations

were inconsistent with objective medical evidence, and a history of conservative treatment. Tr.

60-65.

A. Objective Medical Evidence

The ALJ is instructed to evaluate objective evidence in considering a claimant’s symptom

allegations. 20 C.F.R. § 416.929(c)(2) (“Objective medical evidence ... is a useful indicator to

assist us in making reasonable conclusions about the intensity and persistence of your

symptoms[.]”). Indeed, “[w]hen objective medical evidence in the record is inconsistent with the

claimant’s subjective testimony, the ALJ may indeed weigh it as undercutting such testimony.”

Smartt v. Kijakazi, 53 F.4th 489, 498 (9th Cir. 2022) (emphasis in original); see also Connett v.

Barnhart, 340 F.3d 871, 874 (9th Cir. 2003) (affirming the ALJ’s credibility finding when the

plaintiff’s testimony of weight fluctuation was inconsistent with the medical record). A

claimant’s failure to report symptoms to providers is another valid basis to find a claimant’s

symptom allegations unreliable. Greger v. Barnhart, 464 F.3d 968, 972-73 (9th Cir. 2006).

The ALJ did not reasonably discount Plaintiff’s allegations about the severity of her

congenital back problems and joint pain when sitting and standing as inconsistent with the

record. Conflict with objective medical evidence can be a sufficient basis for discounting a

claimant’s testimony. Smartt, 53 F.4th at 498; 20 C.F.R. §§ 404.1529(c)(2), 416.929(c)(2). At

the hearing, Plaintiff testified that her weakness, back and hip pain, and inability to move were

the root of her decision to stop working. Tr. 85-87. She described how she “cannot move,” has

pain both when sitting and standing, and uses a walker. Tr. 85-88. Plaintiff further shared that

she needs to rest after walking a block, and “mostly lays down” during the day. Tr. 356, 362. The

ALJ purported to discount several aspects of this testimony based on its inconsistency with the

record, but did not do so with sufficient clarity or thoroughness. Although the ALJ cited medical

records from 2017-19 where Plaintiff displayed normal gait, normal muscle tone, and an ability

to rise from a seated position, Tr. 62 (citing Tr. 540, 749, 1007), the medical record contains

evidence that Plaintiff requires a walker and needs significant rest after only minimal exertion.

Tr. 131, 487 (uses walker at baseline). Nor do the ALJ’s record citations showing normal gait

and muscle tone truly undermine Plaintiff’s fatigue testimony. See Tr. 491, 499, 504, 506, 669,

967, 975, 1015, 1223. This failure to address Plaintiff’s need for a walker was error. See

Wischmann v. Kijakazi, 68 F.4th 498, 505 (9th Cir. 2023) (quoting Vincent ex rel. Vincent v.

Heckler, 739 F.2d 1393, 1394-95 (9th Cir. 1984)) (“an ALJ ‘need not discuss all evidence

presented to her. Rather, [an ALJ] must explain why significant probative evidence has been

rejected.’”). The ALJ also erred by relying too heavily on objective findings, which is not a clear

and convincing reason to discount Plaintiff’s symptom testimony, and by overlooking records

which supported Plaintiff’s testimony. See Pl. Reply, ECF No 10 at 3-5. On remand, the ALJ

must fully address Plaintiff’s need for a walker, the elements of the medical record that support

Plaintiff’s testimony, and Plaintiff’s testimony about fatigue and weakness.

B. Conservative Treatment

The ALJ also erred by discounting Plaintiff’s symptom testimony in light of her history

of conservative treatment, and failure to follow treatment recommendations. Tr. 30-32. “[I]n

order to get benefits, an individual must follow treatment prescribed by his or her physician if the

treatment can restore the ability to work, unless the individual has an acceptable reason for

failing to follow the prescribed treatment.” Orn v. Astrue, 495 F.3d 625, 636-37 (9th Cir. 2007).

“A claimant’s subjective symptom testimony may be undermined by an unexplained, or

inadequately explained, failure to ... follow a prescribed course of treatment.” Trevizo v.

Berryhill, 871 F.3d 664, 679 (9th Cir. 2017) (citations omitted). Acceptable reasons for failing to

follow prescribed treatment include the treatment being contrary to the claimant’s religion, the

fact that similar treatment has been tried in the past with unsuccessful results, the recommended

treatment being of great magnitude or unusual nature, or that the treatment would involve

amputation of an extremity. 20 C.F.R. §§ 404.1530, 416.930. Likewise, an ALJ may reject a

claimant’s testimony when the severity of symptoms alleged is inconsistent with the level or

frequency of treatment. See Molina, 674 F.3d at 1113 (quoting Social Security Ruling (“SSR”)

96–7p, 1996 WL 374186, at *7 (July 2, 1996)).

The ALJ erred by discounting Plaintiff’s back pain testimony because her course of

treatment for that pain was supposedly conservative. A lack of evidence of treatment in the

record can support an ALJ’s decision to discount testimony because the claimant’s underlying

treatment was conservative. See Woods v. Kijakazi, 32 F. 4th 785, 794 (9th Cir. 2022) (affirming

ALJ’s discounting of subjective testimony based on “very conservative” treatment of mostly

medication alone and a knee injection); Parra v. Astrue, 481 F.3d 742, 751 (9th Cir. 2007)

(“[E]vidence of ‘conservative treatment’ is sufficient to discount a claimant’s testimony

regarding severity of an impairment.”). The ALJ highlighted the fact that Plaintiff did not receive

any emergency care for chronic back pain or pursue other treatment “modalities such as yoga,

massage, acupuncture or use of a TENS unit.” Tr. 63. The ALJ noted that Plaintiff’s pain

medication regimen was conservative as well. Tr. 61, 63. While this course of treatment may

qualify as “conservative” in some circumstances, it was not a clear and convincing reason to

discount Plaintiff’s testimony on this record. For one thing, Plaintiff gave several reasons, such

as lack of insurance coverage, that more significant treatment options were not open to her. Tr.

Tr. 496, 1158. She also had a pending referral to a spine surgeon. Tr. 1174, 1193. And ALJs

cannot reject a claimant’s testimony due to allegedly conservative treatment “where the claimant

has a good reason for not seeking more aggressive treatment.” Carmickle, 533 F.3d at 1162; see,

e.g., Trevizo, 871 F.3d at 680–81 (citing Gamble v. Chater, 68 F.3d 319, 321 (9th Cir. 1995)).

The ALJ did not reference these several justifications for Plaintiff’s failure to seek more

significant treatment, and therefore erred in considering Plaintiff’s conservative treatment as a

basis to discount her testimony. On remand, the ALJ must consider Plaintiff’s justifications for

her purportedly conservative treatment.

II. Medical Opinion Evidence

Plaintiff also argues that the ALJ erred in rejecting the medical opinions of Nurse

Practitioner Alex Pandzik, FNP. For claims filed on or after March 27, 2017, ALJs are no longer

required to give deference to any medical opinion, including treating source opinions. Rules

Regarding the Evaluation of Medical Evidence, 2017 WL 168819, 82 Fed. Reg. 5844-01 (Jan.

18, 2017); 20 C.F.R. § 404.1520c. Instead, the agency considers several factors. 20 C.F.R. §

404.1520c(a). These are: supportability, consistency, relationship to the claimant, specialization,

and “other factors.” 20 C.F.R. § 404.1520c(c)(1)-(5). The “most important” factors in the

evaluation process are supportability and consistency. 20 C.F.R. § 404.1520c(b)(2).

Under this framework, the ALJ must “articulate ... how persuasive [they] find all of the medical

opinions” from each doctor or other source. 20 C.F.R. § 404.1520c(b)(2). In doing so, the ALJ is

required to explain how supportability and consistency were considered and may explain how

the other factors were considered. 20 C.F.R § 404.1520c(b)(2). When two or more medical

opinions or prior administrative findings “about the same issue are both equally well-supported

... and consistent with the record ... but are not exactly the same,” the ALJ is required to explain

how the other factors were considered. 20 C.F.R. § 404.1520c(b)(3). “Even under the new

regulations, an ALJ cannot reject an examining or treating doctor’s opinion as unsupported or

inconsistent without providing an explanation supported by substantial evidence.” Woods v.

Kijakazi, 32 F.4th 785, 792 (9th Cir. 2022).

A. FNP Alex Pandzik

Plaintiff began seeing Family Nurse Practitioner Alex Pandzik for primary care in June,

2014, and NP Pandzik continued to care for Plaintiff throughout the relevant period. Tr. 1020. At

the request of Plaintiff’s counsel, NP Pandzik prepared two functional assessments of Plaintiff--

one in May, 2020, and another in December, 2021. Tr. 1020, 1261. In 2020, NP Pandzik

assessed Plaintiff as capable of lifting and carrying in the light exertional range but limited to

less than 2 hours of standing and walking and 2 hours of sitting. Tr. 1021. He further felt that she

would be off-task about 20% of a work-week and would miss at least 16 hours of work per

month. Tr. 1022. In December 2021, NP Pandzik assessed Plaintiff as limited to lifting and

carrying 10 pounds and sitting, standing, and walking for 2 hours a day. Tr. 1262. She could

never climb, balance, kneel, crouch, or crawl. Tr. 1263. She would be off-task 10% of the week

and would miss at least two days of work per month due to her pain. Tr. 1263.

The ALJ rejected NP Pandzik’s opinion as unpersuasive. Tr. 67. The ALJ reasoned that

“the significant limitations proffered by Mr. Pandzik are out of proportion to the objective

medical evidence,” because NP Pandzik’s own records did not bear out the limitations he

imposed. Tr. 57-58, 64-65, 67. The ALJ further concluded that NP Pandzik’s opinions were

inconsistent with the opinions of state agency reviewers Neal Berner, M.D., and Susan Moner,

M.D., which she found persuasive. Tr. 67. The ALJ also found NP Pandzik’s opinions

unpersuasive because they were based on Plaintiff’s subjective statements, rather than objective

medical evidence. Tr. 67. Finally, the ALJ also discounted NP Pandzik’s opinions because they

were issued after the relevant period. Tr. 67.

Regarding “supportability,” the ALJ adequately discussed the strength of the evidence

underlying NP Pandzik’s opinions when finding them unpersuasive. The supportability factor

requires ALJs to consider the persuasiveness of a medical opinion based on how “relevant the

objective medical evidence and supporting explanations presented by a medical source are to

support his or her medical opinion.” 20 C.F.R. § 404.1520c(c)(1). First, the ALJ reasonably

found NP Pandzik’s opinions less persuasive because they were proffered after the relevant

period had ended. Tr. 67. While evidence generated after the date last insured can be relevant

and probative when it bears upon the severity of the Plaintiff’s conditions in the relevant period,

ALJs may reasonably find that, under the circumstances, they are less probative than

contemporaneous opinions. See, e.g., Yolanda P. v. Comm’r of Soc. Sec. Admin., No. 6:19-CV-

00721-YY, 2020 WL 4504699, at *7 (D. Or. Aug. 5, 2020) (noting “there may be a thumb on the

scale in favor of opinions flowing from contemporaneous exams,” but that “an ALJ still must

carefully consider retrospectively-rendered opinions”)(internal citations omitted). The ALJ

thoroughly analyzed NP Pandzik’s opinions, and found them inconsistent with treatment notes,

and inconsistent with each other. The ALJ first noted that NP Pandzik’s treatment notes from

2017-18 showed Plaintiff with normal gait, muscle tone, and mobility, which conflicted with his

later opinions about her “extreme” limitations. Tr. 61, 67. The ALJ also discounted NP Pandzik’s

conclusions because the December 2021 and May 2020 opinions are inconsistent, with no

explanation for the differences. Tr. 67; compare Tr. 1263 with Tr. 1022. Furthermore, since the

ALJ discounted Plaintiff’s own testimony about the extent to which her pain limits her mobility,

and NP Pandzik’s opined limitations largely relied on Plaintiff’s back pain as a basis for the

limitations, this was a further legitimate reason to find the opinion lacked support from the

record. Tr. 67; see, e.g., Jacaway v. Kijakazi, No. 20-36075, 2022 WL 728795, at *1 (9th Cir.

Mar. 10, 2022) (affirming where an ALJ “discounted some medical opinions because those

opinions relied heavily on [claimant]’s self-reporting, which the ALJ already had concluded was

unreliable). In all, the ALJ adequately considered the supportability of NP Pandzik’s opinions by

examining the bases of the conclusions, and discounting them for their inconsistency and lack of

thoroughness.

The ALJ also adequately addressed the consistency of NP Pandzik’s opinions when

finding them unpersuasive. The consistency factor requires the ALJ to assess medical opinions’

alignment with “evidence from other medical sources and nonmedical sources in the claim.” 20

C.F.R. § 404.1520c(c)(2). The ALJ found NP Pandzik’s opinion conflicted with opinions from

Drs. Berner and Moner, who found Plaintiff would be capable of light exertional and limited to

standing and walking for four hours of an eight-hour workday and performing only occasional

postural activities. Tr. 66, 135–37, 153–54. The ALJ found Drs. Berner and Moner’s opinions

persuasive because they were “well supported” and consistent with the record, noting their

alignment with opinions from other treating and examining providers. Tr. 66. Plaintiff argues the

ALJ erred by relying on these opinions because they “last reviewed the record in December 2018

and were unaware of any of Plaintiff’s treatment, including her referral for surgery and her

limited ability to stand or walk as demonstrated by her performance at her physical therapy

appointments.” Pl. Br. ECF No. 7 at 11 (citing Tr. 1148). The performance from physical therapy

Plaintiff cites all occurs after the relevant period, however, and does not meaningfully undermine

the persuasiveness of Drs. Berner and Moner’s opinions. The ALJ also found NP Pandzik’s

opinion inconsistent with other providers’ notes reflecting Plaintiff’s normal gait, strength, and

mobility. Tr. 57–58, 64–65, (citing, e.g. Tr. 499, 535, 539, 551). Ultimately, the Court finds that

the ALJ sufficiently addressed the consistency and supportability factors, and supported her

decision to discount NP Pandzik’s opinions with substantial evidence.

CONCLUSION

For the reasons given above, I REVERSE the Commissioner’s decision and REMAND

this case for further proceedings.

IT IS SO ORDERED.

DATED this 13th day of August 2024.

s/ Mustafa T. Kasubhai

MUSTAFA T. KASUBHAI (He / Him)

United States Magistrate Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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