plaintiff proceeding in forma pauperis and pro se had responsibility to provide correct names and proper addresses for service of process
How later courts described this case
- plaintiff proceeding in forma pauperis and pro se had responsibility to provide correct names and proper addresses for service of process
- holding that claims dismissed under the Eleventh Amendment “should [be] dismissed without prejudice.”
- “Although a state may waive the sovereign immunity granted to it under the Eleventh Amendment, we require a showing of unequivocal intent to do so.”
- holding that § 1915A dismissals are reviewed under the Fed. R. Civ. P. 12(b)(6) standard for stating a claim for relief
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT FOR THE
EASTERN DISTRICT OF OKLAHOMA
WILLIAM ARTHUR SHAVER, )
)
Plaintiff, )
)
v. ) No. CIV 24-371-RAW-SPS
)
McINTOSH COUNTY BOARD, )
OF COMMISSIONERS, et al., )
)
Defendants. )
OPINION AND ORDER
On October 7, 2024, Plaintiff filed this pro se civil rights action pursuant to 42 U.S.C. §
1983, seeking monetary relief. (Dkt. 1). Plaintiff is a state prisoner who is incarcerated at the
McIntosh County Jail in Eufaula, Oklahoma. The defendants are the McIntosh County Board of
Commissioners; Monica Smith, Jail Administrator; and the State of Oklahoma (DA Office). After
review of the complaint, the Court finds Plaintiff must file an amended civil rights complaint on the
Court’s form, as set forth below.
Plaintiff’s Claims
Plaintiff alleges in Claim One of the complaint that from July 24, 2024, through August 14,
2024, he was locked in solitary confinement for “an incodent [sic] of unknown origins.” During his
20-day confinement, he allegedly was allowed out of his cell for only two hours and 15 minutes. He
claims Defendant Monica Smith is the policymaker at the jail, and she had total disregard for his
civil and constitutional rights. (Dkt. 1 at 6).
In Claim Two of the complaint, Plaintiff alleges he has been “harmed in many different ways
by the administration’s denial of access to the law library.” He, however, does not name an
individual defendant for this claim. He contends he did not know he could insist on having
witnesses called on his behalf, having a adverse effect on his bench trial. He also did not understand
what a bench trial was. He, therefore, believes he was tricked into accepting a bench trial where he
received a life sentence. (Dkt. 1 at 7-8).
In Claim Three of the complaint, Plaintiff asserts he received and served a revocation to an
illegal suspended sentence. Both the judge and district attorney, however, allegedly were aware he
was ineligible for a suspended sentence because of his prior convictions. (Dkt. 1 at 9).
Screening/Dismissal Standards
Federal courts must engage in a preliminary screening of cases in which prisoners seek
redress from a governmental entity or officer or employee of a governmental entity. 28 U.S.C. §
1915A(a). The Court must identify any cognizable claims and dismiss any claims that are frivolous,
malicious, fail to state a claim upon which relief may be granted, or seek monetary relief from a
defendant who is immune from such relief. 28 U.S.C. § 1915A(b); 28 U.S.C. § 1915(e)(2)(B).
The pleading standard for all civil actions was articulated in Bell Atl. Corp. v. Twombly, 550
U.S. 544 (2007). See Ashcroft v. Iqbal, 556 U.S. 662, 684 (2009). To avoid dismissal for failure
to state a claim under Fed. R. Civ. P. 12(b)(6), a complaint must present factual allegations, assumed
to be true, that “raise a right to relief above the speculative level.” Twombly, 550 U.S. at 555. The
complaint also must contain “enough facts to state a claim to relief that is plausible on its face.” Id.
at 570. A court must accept all the well-pleaded allegations of the complaint as true, even if doubtful
in fact, and must construe the allegations in the light most favorable to the plaintiff. Id. at 555-56.
“So, when the allegations in a complaint, however true, could not raise a claim of entitlement to
relief,” the cause of action should be dismissed. Id. at 558. The Court applies the same standard of
review for dismissals under 28 U.S.C. § 1915(e)(2)(B)(ii) that is employed for Fed. R. Civ. P.
12(b)(6) motions to dismiss for failure to state a claim. Kay v. Bemis, 500 F.3d 1214, 1217-18 (10th
Cir. 2007). See also Turley v. Rednour, 729 F.3d 645, 649 (7th Cir. 2013) (holding that § 1915A
dismissals are reviewed under the Fed. R. Civ. P. 12(b)(6) standard for stating a claim for relief).
A pro se plaintiff’s complaint must be broadly construed under this standard. Erickson v.
Pardus, 551 U.S. 89, 94 (2007); Haines v. Kerner, 404 U.S. 519, 520 (1972). The generous
construction given to the pro se litigant’s allegations, however, “does not relieve the plaintiff of the
burden of alleging sufficient facts on which a recognized legal claim could be based.” Hall v.
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Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991). Notwithstanding a pro se plaintiff’s various
mistakes or misunderstandings of legal doctrines or procedural requirements, “if a court can
reasonably read the pleadings to state a valid claim on which the plaintiff could prevail, it should do
so . . . .” Id. A reviewing court need not accept “mere conclusions characterizing pleaded facts.”
Bryson v. City of Edmond, 905 F.2d 1386, 1390 (10th Cir. 1990). “While a complaint . . . does not
need detailed factual allegations, a plaintiff’s obligation to provide the grounds of his entitlement
to relief requires more than labels and conclusions, and a formulaic recitation of the elements of a
cause of action will not do.” Twombly, 550 U.S. at 555 (quotations and citations omitted). The
Court “will not supply additional factual allegations to round out a plaintiff’s complaint or construct
a legal theory on a plaintiff’s behalf.” Whitney v. New Mexico, 113 F.3d 1170, 1173-74 (10th Cir.
1997).
Defendant State of Oklahoma (DA Office)
Plaintiff has named the “State of Oklahoma (DA Office)” as a defendant. The Eleventh
Amendment, however, prevents Plaintiff from suing the State of Oklahoma without its unequivocal
consent. See Guttman v. Khalsa, 669 F.3d 1101, 1110 (10th Cir. 2012) (“Although a state may
waive the sovereign immunity granted to it under the Eleventh Amendment, we require a showing
of unequivocal intent to do so.”). “Oklahoma has not waived sovereign immunity against § 1983
claims in federal district court.” Callahan v. Poppell, 471 F.3d 1155, 1159 (10th Cir. 2006). See
also Okla. Stat. tit. 51 § 152.1. Therefore, the State of Oklahoma is dismissed without prejudice
pursuant to 28 U.S.C. §§ 1915A(b) and 1915(e)(2)(B). See Wauford v. Richardson, 450 F. App’x
698, 699 (10th Cir. 2011) (holding that claims dismissed under the Eleventh Amendment “should
[be] dismissed without prejudice.”).
To the extent Plaintiff has named the Office of the District Attorney of McIntosh County as
a defendant, Plaintiff’s claims also are barred by the Eleventh Amendment. See Will v. Michigan
Dep’t of State Police, 491 U.S. 58, 66 (1989). The immunity to suit in federal courts afforded by the
Eleventh Amendment applies not only to the State, but also to its instrumentalities and officers
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acting in their official capacities. Therefore, prosecutors possesses prosecutorial immunity from §
1983 lawsuits for damages which are predicated on their performance of functions “in initiating a
prosecution and in presenting the State’s case.” Imbler v. Pachtman, 424 U.S. 409, 431 (1976). See
also Buckley v. Fitzsimmons, 509 U.S. 259, 272 (1993). For these reasons, the McIntosh County
District Attorney’s Office is dismissed without prejudice.
Claims Regarding Criminal Proceedings
Plaintiff’s claims concerning his criminal proceedings, including his bench trial and
revocation, are not appropriate for this civil rights action. To the extent Plaintiff seeks compensatory
damages for his alleged unconstitutional incarceration, he first must prove his “conviction or
sentence has been reversed on direct appeal, expunged by executive order, declared invalid by a state
tribunal authorized to make such determination, or called into question by a federal court’s issuance
of a writ of habeas corpus.” Heck v. Humphrey, 512 U.S. 477, 486-87 (1994) (citing 28 U.S.C. §
2254). When judgment for a plaintiff in a § 1983 suit “would necessarily imply the invalidity of his
conviction or sentence, . . . the complaint must be dismissed unless the plaintiff can demonstrate that
the conviction or sentence has already been invalidated.” Id. Therefore, Plaintiff’s claims concerning
his criminal proceedings, including his bench trial and revocation, are dismissed from this action.
Amended Complaint
Within twenty-one (21) days of the entry of this Order, Plaintiff must file an amended
complaint on this Court’s form. The amended complaint must set forth the full name of each person
he is suing under 42 U.S.C. § 1983. Further, the names in the caption of the amended complaint
must be identical to those contained in the body of the amended complaint, pursuant to Fed. R. Civ.
P. 10(a). Plaintiff also is responsible for providing sufficient information for service of process. See
Lee v. Armontrout, 991 F.2d 487, 489 (8th Cir. 1993) (plaintiff proceeding in forma pauperis and
pro se had responsibility to provide correct names and proper addresses for service of process).
The amended complaint must include a short and plain statement of when and how each
named defendant violated Plaintiff’s constitutional rights and that Plaintiff is entitled to relief from
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each named defendant. See Fed. R. Civ. P. 8(a). Plaintiff also shall identify a specific constitutional
basis for each claim. See id. Plaintiff must state specific dates and specific acts by each defendant.
He is admonished that simply alleging that a defendant is an employee or supervisor of a state agency
or that the “administration” violated his civil rights is inadequate to state a claim. Plaintiff must go
further and state how the named defendant’s personal participation violated his constitutional rights.
An amended complaint completely replaces the original complaint and renders the original
complaint of no legal effect. See Miller v. Glanz, 948 F.2d 1562, 1565 (10th Cir. 1991); Gilles v.
United States, 906 F.2d 1386, 1389 (10th Cir. 1990). See also Local Civil Rule 9.2(c). Plaintiff’s
amended complaint must include all claims and supporting material to be considered by the Court.
See Local Civil Rule 9.2(c). It must be complete in itself, including exhibits, and may not reference
or attempt to incorporate material from the original complaint or exhibits. Id. It also may not
include defendants or claims that are dismissed by this Order. Pursuant to Local Civil Rule 5.2(a),
the amended complaint must be clearly legible, only one side of the paper may be used, and
additional sheets of paper shall have margins of no less than one (1) inch on the top, bottom, and
sides. The Court Clerk is directed to send Plaintiff a form for filing an amended complaint.
ACCORDINGLY,
1. The State of Oklahoma is dismissed without prejudice.
2. The McIntosh County District Attorney’s Office is dismissed without prejudice.
3. Plaintiff’s claims concerning his criminal proceedings, including his bench trial and
revocation, are dismissed without prejudice.
4. Plaintiff is directed to file within twenty-one (21) days an amended complaint on the
Court’s form as directed in this Order.
5. The Court Clerk is directed to send Plaintiff a copy of the form for filing an amended
civil rights complaint in this Court.
6. Failure to comply with this Order will result in dismissal of this action without further
notice.
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IT IS SO ORDERED this 29th day of October 2024.
________________________________________
RONALD A. WHITE
UNITED STATES DISTRICT JUDGE
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