The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
Y ELLOWCAKE, INC,
Plaintiffs, Civil Action No. 23-cv-10376 (PKC)
v.
D ISCOS ARIES LLC, DISCOS LNDA LLC, D&O
R ECORDS, ABEL OROZCO and VERGE RECORDS
INTERNATIONAL, INC. d/b/a ONErpm,
Defendants.
DD X[PXRXOXPXOXSXEXDX] STIPULATED CONFIDENTIALITY ORDER
Pursuant to Rule 26(c) of the Federal Rules of Civil Procedure, and upon the stipulation of
Plaintiff Yellowcake, Inc. (“Yellowcake”) and Defendants Discos Aries LLC, D&O Records, Abel
Orozco and Verge Records International, Inc. (collectively, “Defendants”), good cause having
been shown, it Dise hfeernedbayn tOs.R DERED as follows:
1. Pro tected Information
“Protected Information” means any information of any type, kind, or character that is
designated as “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL” by any of the producing or
receiving persons, whether it be a document, information contained in a document, information
revealed during a deposition, information revealed in an interrogatory answer, or otherwise.
2. Designation Criteria
a. CONFIDENTIAL Information. A producing party, including any party to this
action and any nonparty producing information or material voluntarily or pursuant to a subpoena
or court order, shall designate as CONFIDENTIAL only such information that the producing party
in good faith believes in fact is non-public, sensitive or confidential information. Information that
is generally available to the public, such as public filings, advertising materials, and the like, shall
not be designated as CONFIDENTIAL. Information and documents that may be designated as
CONFIDENTIAL include, but are not limited to, confidential technical, customer, sales,
marketing, financial, or other commercially sensitive information. Correspondence and other
communications and documents between the parties or with nonparties may be designated as
CONFIDENTIAL if the communication was made with the understanding or reasonable
expectation that the information would not become generally available to the public.
b. HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY Information.
A producing party, including any party to this action and any nonparty producing
information or material voluntarily or pursuant to a subpoena or court order, shall designate as
HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY only such information that is
particularly sensitive information that the producing party believes in good faith cannot be
disclosed without creating a substantial risk of harm to the producing party. HIGHLY
CONFIDENTIAL – ATTORNEYS’ EYES ONLY information includes but is not limited to
proprietary marketing, financial, sales, research and development, or technical data/information;
or commercially sensitive competitive information, including, without limitation, information
relating to future products, strategic or business plans, competitive analyses, antipiracy and
enforcement efforts, or artist agreements; personnel files, personal information that is protected by
law, settlement agreements or communications, customers’ or subscribers’ personally identifiable
information (including information that reveals the identities of specific subscribers), and other
sensitive information that, if not restricted as set forth in this order, may subject the producing or
disclosing person to competitive or financial injury or potential legal liability to third parties.
c. Notwithstanding the above, “Protected Information” shall not include information
that was in the public domain at the time of disclosure.
3. Use of Protected Information
All Protected Information provided by any party or nonparty in the course of this litigation
shall be used solely for the purpose of preparation, trial, and appeal of this litigation and for no
other purpose and shall not be disclosed except in accordance with the terms hereof.
4. Marking of Documents
Documents provided in this litigation may be designated by any party, or any nonparty
producing information or material voluntarily or pursuant to a subpoena or a court order, as
Protected Information by marking each page of the documents so designated with a stamp
indicating that the information is “CONFIDENTIAL” or “HIGHLY CONFIDENTIAL.” In lieu of
marking the original of a document, if the original is not provided, the designating party may mark
the copies that are provided. Originals shall be preserved for inspection. Electronic documents and
electronically stored information produced natively may be designated by the producing person or
by any party as Protected Information by labeling the file name as “CONFIDENTIAL” or
“HIGHLY CONFIDENTIAL,” but to the extent such labeling is impossible or impractical,
documents and electronically stored information produced natively may be designated as Protected
Information by other reasonable means agreed to by and between the producing party and the
receiving party in writing. If a hard copy of a document produced natively is used in the case as
an exhibit or otherwise, the party using it shall mark each page as “CONFIDENTIAL” or
“HIGHLY CONFIDENTIAL.” Parties requesting production of documents or information from
nonparties, whether by subpoena or otherwise, must notify such nonparties of this Order and their
ability to designate documents and information as “CONFIDENTIAL” or “HIGHLY
CONFIDENTIAL.”
5. Qualified Persons
“Qualified Persons” means:
a. For HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES ONLY Information:
i. Attorneys who are not employees of any named party to this action, but who
are retained as outside counsel by a named party in connection with this
litigation, and their support personnel;
ii. A party’s in-house counsel who are actively working on this litigation;
iii. Actual or potential independent experts or consultants (and their respective
support personnel) engaged in connection with this litigation. Prior to
disclosure of any HIGHLY CONFIDENTIAL – ATTORNEYS’ EYES
ONLY information, such persons must execute Attachment A agreeing to
be bound by the terms of this Protective Order (such signed document to be
maintained by the attorney retaining such person) and have been disclosed
in writing by notice to all counsel as a recipient of HIGHLY
CONFIDENTIAL – ATTORNEYS’ EYES ONLY information; provided,
however, that such persons shall not receive HIGHLY CONFIDENTIAL –
ATTORNEYS’ EYES ONLY information prior to the expiration of the
four-day objection period set forth in paragraph 13(b) and resolution of any
challenge thereunder. Independent experts or consultants under this
paragraph shall not include current employees, officers, directors, or agents
of parties or affiliates of parties;
iv. This Court and its staff and any other tribunal or dispute resolution officer
duly appointed or assigned in connection with this litigation;
v. Litigation vendors and court reporters who agree to keep the information
confidential;
vi. Any person who was an author of the HIGHLY CONFIDENTIAL –
ATTORNEYS’ EYES ONLY information or received such information
prior to its disclosure in litigation and who agrees to keep the information
confidential.
b. For CONFIDENTIAL Information:
i. The persons identified in subparagraph 5(a);
ii. Such officers, directors, or employees of a party who are actively involved
in the prosecution or defense of this case;
iii. Any person who was an author of the CONFIDENTIAL information or
received such information prior to its disclosure in litigation and who agrees
to keep the information confidential.
6. Disclosure at Depositions, Hearings, and Trial
Information disclosed at (a) the deposition of a party or one of its present or former officers,
directors, employees, consultants, representatives, or independent experts retained by counsel for
the purpose of this litigation, or (b) the deposition of a nonparty may be designated by any party
as Protected Information by indicating on the record at the deposition that the testimony is
“CONFIDENTIAL” or “HIGHLY CONFIDENTIAL” and is subject to the provisions of this
Order.
Any party also may designate information disclosed at a deposition, hearing, or trial as
Protected Information by notifying all parties in writing not later than thirty (30) days after receipt
of the final transcript of the specific pages and lines of the transcript that should be treated as
Protected Information thereafter. All deposition transcripts shall be treated as HIGHLY
CONFIDENTIAL for a period of thirty (30) days after initial receipt of the final transcript. In the
event that expedited disclosure may be required by a party due to an impending deadline regarding
preparation of any filing or submission that requires consideration of the Protected Information in
question, the concerned party shall negotiate in good faith for a shortened expiration period. Any
portions so designated shall thereafter be treated in accordance with the terms of this Order.
7. Third-Party Productions
Information produced in this lawsuit by non-parties pursuant to requests for production,
depositions on written questions, or otherwise shall be presumptively designated as HIGHLY
CONFIDENTIAL for a period of five (5) days following the parties’ receipt of such production.
Within that five (5) day period, any party may notify all other parties that the production contains
CONFIDENTIAL or HIGHLY CONFIDENTIAL information pertaining to that party. Upon
receiving such notification, all other parties must then provisionally treat such production as
CONFIDENTIAL or HIGHLY CONFIDENTIAL, as set forth in the notification, for a period of
twenty-five (25) days from the date of such notice. Within that twenty-five (25) day period, the
notifying party shall designate the specific information within the production that the party
believes is CONFIDENTIAL or HIGHLY CONFIDENTIAL. After that twenty-five (25) day
period, information that was not marked as CONFIDENTIAL or HIGHLY CONFIDENTIAL shall
not retain its provisional designation.
Counsel for a party or a nonparty witness shall have the right to exclude from depositions
any person who is not authorized to receive Protected Information pursuant to this Protective
Order, but such right of exclusion shall be applicable only during periods of examination or
testimony during which Protected Information is being used or discussed.
To the extent possible, the court reporter shall segregate into separate transcripts
information designated as Protected Information with blank, consecutively numbered pages being
provided in a non-designated main transcript. The separate transcript containing Protected
Information shall have page numbers that correspond to the blank pages in the main transcript.
8. Disclosure to Qualified Persons
Protected Information shall not be disclosed or made available by the receiving party to
persons other than Qualified Persons except as necessary to comply with applicable law or the
valid order of a court of competent jurisdiction; provided, however, that in the event of a disclosure
compelled by law or court order, the receiving party will so notify the producing party as promptly
as practicable (and prior to making such disclosure) and shall seek application of this Protective
Order or an agreement to treat such information as confidential.
Notwithstanding the restrictions on use in this Order, any party may disclose
CONFIDENTIAL or HIGHLY CONFIDENTIAL information to any person who authored the
information in whole or part or who received such information. Any party is free to use its own
Protected Information for any purpose, and no use by the producing party shall affect or otherwise
act as a waiver with respect to the confidential status of that information so long as the Protected
Information has not been publicly disclosed.
9. Unintentional Disclosures
Documents unintentionally produced without designation as Protected Information later
may be designated and shall be treated as Protected Information from the date written notice of the
designation is provided to the receiving party. If a receiving party learns of any unauthorized
disclosure of Protected Information, the party shall promptly upon learning of such disclosure
inform the producing party of such disclosure and shall make all reasonable efforts to prevent
disclosure by each unauthorized person who received such information.
10. Documents Produced for Inspection Prior to Designation
In the event documents are produced for inspection prior to designation, the documents
shall be treated as HIGHLY CONFIDENTIAL during inspection. At the time of copying for the
receiving parties, Protected Information shall be marked prominently as “CONFIDENTIAL” or
“HIGHLY CONFIDENTIAL” by the producing party.
11. Consent to Disclosure and Use in Examination
Nothing in this order shall prevent disclosure beyond the terms of this order if each party
designating the information as Protected Information consents to such disclosure or if the Court,
after notice to all affected parties and nonparties, orders such disclosure. Nor shall anything in this
order prevent any counsel of record from utilizing Protected Information in the examination or
cross-examination of any person who is indicated on the document as being an author, source, or
recipient of the Protected Information, irrespective of which party produced such information.
Nothing herein shall limit in any way a producing party’s right to use or disclose its own Protected
Information for any purpose.
12. Disclosure in Mediations, Hearing, and Trial
CONFIDENTIAL and HIGHLY CONFIDENTIAL information may be disclosed in any
mediation, settlement conference, hearings, and the trial of this case without any requirement that
the mediator, Court, Court officials, those persons impaneled as potential jurors or those persons
comprising the actual jury sign any written agreement to be bound by the terms of this Protective
Order. At any public hearing or trial, a party may make requests to the Court to take steps to protect
the confidentiality of Protected Information to the extent appropriate and practical.
13. Challenging the Designation
a. Protected Information. A party shall not be obligated to challenge the propriety of
a designation of Protected Information at the time such designation is made, and a failure to do so
shall not preclude a subsequent challenge to the designation. In the event that any party to this
litigation disagrees at any stage of these proceedings with the designation of any information as
Protected Information, the parties shall first try to resolve the dispute in good faith on an informal
basis, such as by production of redacted copies. If the dispute cannot be resolved, the objecting
party may invoke this Protective Order by objecting in writing to the party who designated the
document or information as Protected Information. Any party shall then have twenty-one (21) days
to move the Court for an order regarding the designated status of the disputed information. The
disputed information shall remain Protected Information unless and until the Court orders
otherwise. Failure to move for an order shall constitute a termination of the status of such item as
Protected Information.
b. Expert or Consultant Qualified Persons. In the event that any party in good faith
disagrees with the designation of an actual or potential independent expert or consultant as a
Qualified Person or the disclosure of particular Protected Information to such expert or consultant,
the objecting party must serve, within four (4) business days of such designation, a written
objection to the designation. The parties shall first try to resolve the dispute in good faith on an
informal basis. If the dispute cannot be resolved, the objecting party shall have eight (8) business
days from the date of the designation (or in the event particular Protected Information is requested
subsequent to the designation of the Qualified Person, eight (8) days from service of the request)
to move the Court for an order denying the designated expert or consultant (a) status as a Qualified
Person, or (b) access to particular Protected Information. The objecting person shall have the
burden of demonstrating that disclosure to the disputed expert or consultant would expose the
objecting party to risk of serious harm. Upon the timely filing of such a motion, no disclosure of
Protected Information shall be made to the disputed expert or consultant unless and until the Court
enters an order preserving the designation of the person as a Qualified Person.
c. Non-Qualified Persons. In the event that a party in good faith contends that certain
Protected Information should be shared with any non-Qualified Persons, such party may make
such request in writing to the producing party. The parties shall first attempt to resolve the request
for such exception in good faith. In the event a dispute over a non-Qualified Person’s access to
Protected Information cannot be resolved informally, the party seeking an exception to allow non-
Qualified Persons to access Protected Information may seek relief from the Court. The party
seeking such exception shall have the burden of demonstrating that disclosure to the non-Qualified
Person is necessary and would not subject the producing party to a risk of serious harm. No
disclosure of Protected Information shall be made to a non-Qualified person unless and until the
Court enters an order permitting such disclosure.
14. Manner of Use in Proceedings / Filing Under Seal
In the event a party wishes to use any Protected Information in any affidavits, declarations,
briefs, memoranda of law, or other papers filed with the Court in this action, the filing party shall
first request permission from the producing party to de-designate the Protected Information for
public filing. Understand no circumstances shall such party file any Protected Information without
express permission from the producing party or the Court.
Notwithstanding any other provision, no document may be filed with the Clerk under seal
without a further Order of this Court addressing the specific documents or portions of documents
to be sealed. Any application to seal shall be accompanied by an affidavit or affidavits and a
memorandum of law, demonstrating that the standards for sealing have been met and specifically
addressing the applicability of Lugosch v. Pyramid Co. of Onondaga, 435 F.3d 110, 119-120 (2d
Cir. 2006) and any other controlling authority. Unless otherwise ordered, a party seeking to file an
opposing party’s confidential information shall so advise the opposing party fourteen (14) days in
advance specifying the precise portion of the information the party seeks to use, the general
purpose thereof and any redactions to which the party does not object. Within seven (7) days
thereafter, the party whose confidential information is sought to be used may make an application
to seal in accordance with the first paragraph of this Order, indicating the portion or portions of
the information it seeks to have sealed. Nothing herein is intended to alter or modify the
applicability of Rule 5.2, Fed. R. Civ. P., to this case. The redactions expressly authorized by Rule
5.2 may be made without further application to the Court.
15. Return of Documents
Not later than one hundred and twenty (120) days after conclusion of this litigation and any
appeal related to it, any Protected Information, all reproductions of such information, and any
notes, summaries, or descriptions of such information in the possession of any of the persons
specified in paragraph 5 (except subparagraph 5(a)(iv)–(vi) and 5(b)(iii)–(iv)) shall be returned to
the producing party or destroyed, except as the parties may otherwise agree or this Court may
otherwise order or to the extent such information has been used as evidence at any trial or hearing.
Notwithstanding this obligation to return or destroy information, counsel may retain attorney work
product and any documents that were filed with the Court, including document indices, but such
work product and court filings shall remain subject to this Order. Counsel are not required to delete
information that may reside on electronic back-up systems, to the extent such information is not
readily accessible and would be unduly burdensome to locate and remove; however, the parties
agree that no Protected Information shall be retrieved from the electronic back-up systems after
conclusion of this litigation and any related appeals.
16. Ongoing Obligations and Continuing Jurisdiction of the Court
Insofar as the provisions of this Protective Order, or any other protective orders entered in
this litigation, restrict the communication and use of the information protected by it, such
provisions shall continue to be binding after the conclusion of this litigation, except that (a) there
shall be no restriction on documents that are used as exhibits in open court unless such exhibits
were filed under seal, and (b) a party may seek the written permission of the producing party or
order of the Court with respect to dissolution or modification of this, or any other, protective order.
This Court shall retain jurisdiction over the parties and any other person who has had access to
Protected Information pursuant to this Order to enforce the Order’s provisions.
17. Advice to Clients
This Order shall not bar any attorney in the course of rendering advice to such attorney’s
client with respect to this litigation from conveying to any party client the attorney’s evaluation in
a general way of Protected Information produced or exchanged under the terms of this order;
provided, however, that in rendering such advice and otherwise communicating with the client,
the attorney shall not disclose the specific contents of any Protected Information produced by
another party if such disclosure would be contrary to the terms of this Protective Order.
18. Duty to Ensure Compliance
Any party designating any person as a Qualified Person shall have the duty to reasonably
ensure that such person observes the terms of this Protective Order and shall be responsible upon
breach of such duty for the failure of such person to observe the terms of this Protective Order.
This Order shall be binding upon and inure to the benefit of the parties and their successors-in-
interest.
19. Inadvertent Production and Waiver of Privileged Documents and Information
In addition to Federal Rule of Civil Procedure 26(b)(5)(B) and Federal Rule of Evidence
502, the parties agree that the inadvertent production or disclosure of documents or information
subject to the attorney-client privilege, work product immunity, or any other applicable privilege
or immunity from disclosure shall not constitute a waiver of, nor a prejudice to, any claim that
such or related material is Protected Information, privileged, or protected by the work product
immunity or any other applicable privilege, provided that the producing party promptly notifies
the receiving party in writing after discovery of such inadvertent production or disclosure. Such
inadvertently produced or disclosed documents or information, including all copies thereof, shall
be returned to the producing party or destroyed immediately upon request. The receiving party
shall also immediately destroy any notes or other writing or recordings that summarize, reflect, or
discuss the content of such privileged or Protected Information.
No use shall be made of such documents or information in discovery, in deposition, in court
filings or at trial. Nor shall such documents or information be shown to anyone, after a request for
their return, who is not entitled to have access to them. The receiving party may move the Court
for an order compelling production of any inadvertently produced or disclosed document or
information, but the motion shall not assert as a ground for production the fact of the inadvertent
production or disclosure, nor shall the motion disclose, summarize, characterize, or otherwise use
the content of the inadvertently produced document or information (beyond any non-privileged
information sufficient to provide the Court with necessary context to resolve the motion).
20. Modification and Exceptions
Any party may seek an order of this Court modifying this Protective Order or granting an
exception to it. A party seeking an exception to this Order shall bear the burden of establishing the
need for such exception and that the producing party will not be substantially harmed thereby.
It is SOORDERED this day of SePtember a4
Hon. P. Kevin Castel
United States District Judge
APPROVED FOR ENTRY:
The filing party in this action affirms that all signatories have consented to the filing of this
Stipulated Protective Order.
/s/ Jenna L. Harris
Jenna L. Harris (NY #5981147)
0241564 14
Chris L. Vlahos (NY #5965041)
Ritholz Levy Fields LLP
131 S. 11th Street
Nashville, TN 37206
(615) 250-3939
jharris@rlfllp.com
cvlahos@rlfllp.com
Attorneys for Defendant Verge Records
International, Inc. d/b/a ONErpm
/s/ Seth L. Berman
Seth L. Berman, Esq.
Abrams Fensterman LLP
3 Dakota Drive
Suite 300
Lake Success, New York 11042
SBerman@Abramslaw.com
Attorney for Plaintiffs
/s/ Lori Cooper
Peter S. Sloane (PS 7204)
Lori Cooper (LC 1016)
One Barker Avenue, Fifth Floor
White Plains, NY 10601
Tel: (914) 288-0022
Fax: (914) 288-0023
Email: sloane@leasonellis.com;
cooper@leasonellis.com
lelitdocketing@leasonellis.com
Michael L. Lovitz, Esq.
LOVITZ IP LAW PC
8335 W Sunset Blvd., Suite 314
West Hollywood, CA 90069-1538
Phone: 323-337-9088
Fax: 310-861-6566
E-Mail: mlovitz@lovitziplaw.com
Attorneys for Defendants Discos Aries
LLC, Discos Linda LLC, D&O Records
and Abel Orozco
STIPULATED PROTECTIVE ORDER – ATTACHMENT A
UNITED STATES DISTRICT COURT
FOR THE SOUTHERN DISTRICT OF NEW YORK
Y ELLOWCAKE, INC,
Plaintiffs, Civil Action No. 23-cv-10376 (PKC)
v.
D ISCOS ARIES LLC, DISCOS LNDA LLC, D&O
R ECORDS, ABEL OROZCO and VERGE RECORDS
I NTERNATIONAL, INC. d/b/a ONErpm,
Defendants.
ACKNOWLEDGMENT OF PROTECTIVE ORDER
DD
I, _________________________ [name], state the following under penalties of perjury as
provided by law:
I am __________________________ [position] for ________________________
[employer]. I Dweifleln bdea nrtse.c eiving Confidential and/or Highly Confidential information that is
covered by the S tipulated Protective Order governing this case and entered by the Court on January
___, 2023. I have read the Stipulated Protective Order and understand that the Confidential and/or
Highly Confidential information is provided pursuant to the terms and conditions in that Order.
I agree to be bound by the Stipulated Protective Order. I agree to use the Confidential
and/or Highly Confidential information solely for purposes of this case. I understand that neither
the Confidential and/or Highly Confidential information nor any notes concerning that information
may be disclosed to anyone that is not bound by the Stipulated Protective Order. I agree to return
the Confidential and/or Highly Confidential information and any notes concerning that information
to the attorney for the producer of Confidential and/or Highly Confidential information or to
destroy the information and any notes at the attorney’s request as required by the Stipulated
Protective Order.
I submit to the jurisdiction of the Court that issued the Protective Order for purposes of
enforcing that Order. I give up any objections I might have to that Court’s jurisdiction over me or
to the propriety of venue in that Court.
__________________________________
Name:
Title:
Date: