“Those acts that are intimately associated with the judicial phase of the criminal process [are] shielded by absolute immunity.”
How later courts described this case
- “Those acts that are intimately associated with the judicial phase of the criminal process [are] shielded by absolute immunity.”
- “[T]he Due Process Clauses generally confer no affirmative right to governmental aid, even where such aid may be necessary to secure life, liberty, or property interests of which the government itself may not deprive the individual.”
- “[T]here is no constitutional right to the criminal prosecution of a third party.”
- “[A] private citizen lacks a judicially cognizable interest in the prosecution or non-prosecution of another.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW YORK
FEIFEI GU,
Plaintiff,
24-CV-1522 (LTS)
-against-
THE CITY OF NEW YORK; DISTRICT ORDER OF DISMISSAL
ATTORNEY ALVIN BRAGG; CYRUS R.
VANCE; JAVON HENRY; LISA FRANCHINI,
Defendants.
LAURA TAYLOR SWAIN, Chief United States District Judge:
Plaintiff, who is appearing pro se, brings this action asserting claims under 42 U.S.C.
§ 1983 and state law. She was the victim of an assault in April 2020, and she brings claims
against the Assistant District Attorney and his supervisors arising from the dismissal of the
charges against her assailant and the refusal to refile the charges against him.
By order dated February 29, 2024, the Court granted Plaintiff’s request to proceed in
forma pauperis, that is, without prepayment of fees. For the reasons set forth below, the Court
dismisses Plaintiff’s claims.
STANDARD OF REVIEW
The Court must dismiss an in forma pauperis complaint, or any portion of the complaint,
that is frivolous or malicious, fails to state a claim on which relief may be granted, or seeks
monetary relief from a defendant who is immune from such relief. 28 U.S.C. § 1915(e)(2)(B);
see Livingston v. Adirondack Beverage Co., 141 F.3d 434, 437 (2d Cir. 1998). The Court must
also dismiss a complaint when the Court lacks subject matter jurisdiction of the claims raised.
See Fed. R. Civ. P. 12(h)(3).
While the law mandates dismissal on any of these grounds, the Court is obliged to
construe pro se pleadings liberally, Harris v. Mills, 572 F.3d 66, 72 (2d Cir. 2009), and interpret
them to raise the “strongest [claims] that they suggest,” Triestman v. Fed. Bureau of Prisons, 470
F.3d 471, 474 (2d Cir. 2006) (internal quotation marks and citations omitted) (emphasis in
original). But the “special solicitude” in pro se cases, id. at 475 (citation omitted), has its limits –
to state a claim, pro se pleadings still must comply with Rule 8 of the Federal Rules of Civil
Procedure, which requires a complaint to make a short and plain statement showing that the
pleader is entitled to relief.
Rule 8 requires a complaint to include enough facts to state a claim for relief “that is
plausible on its face.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 570 (2007). A claim is facially
plausible if the plaintiff pleads enough factual detail to allow the Court to draw the inference that
the defendant is liable for the alleged misconduct. In reviewing the complaint, the Court must
accept all well-pleaded factual allegations as true. Ashcroft v. Iqbal, 556 U.S. 662, 678-79
(2009). But it does not have to accept as true “[t]hreadbare recitals of the elements of a cause of
action,” which are essentially just legal conclusions. Twombly, 550 U.S. at 555. After separating
legal conclusions from well-pleaded factual allegations, the Court must determine whether those
facts make it plausible – not merely possible – that the pleader is entitled to relief. Id.
BACKGROUND
Plaintiff Feifei Gu alleges the following facts. Plaintiff worked as a cashier at a dumpling
restaurant on Ninth Avenue in Manhattan. (ECF 1 at 2, ¶ 5.) Daby Keita worked for a food
delivery service. (Id. at 6.) On April 13, 2020, at about 7:40 p.m., Keita “punched and kicked”
Plaintiff inside the store. (Id. at 3, ¶ 1; Id. at ¶ 30.) Plaintiff filed a police report, and on June 29,
2020, Marie Bolona of the District Attorney’s Victim Aid Services Unit emailed Plaintiff a
“supporting deposition” summarizing the facts supporting the misdemeanor complaint against
Keita. (Id. at 23.)
On June 29, 2020, Plaintiff was notified that Javon Henry, who at that time was an
Assistant District Attorney (ADA), had been assigned to prosecute the criminal case against
Keita. (Id. at 3, ¶ 2.) Plaintiff sent ADA Henry an e-mail providing unspecified evidence but did
not receive any further requests from him for information. (Id. at ¶ 3.) Plaintiff sent emails in
July, November, and December 2020, asserting that ADA Henry was unresponsive and asking if
a different prosecutor could be assigned; the emails were sent to Bolona of the Victim Aid
Services Unit, Manhattan District Attorney Cyrus Vance, Jr., and others. (Id. at 47-48, 50.) In
response to one email, Bolona indicated that she would forward Plaintiff’s communication to
ADA Henry’s supervisor, Lisa Franchini. (Id. at 13, 47.) DA Vance was also “notified of Javon
Henry’s misconduct,” but he failed to take any action. (Id. at 14.)
On March 5, 2021, Plaintiff looked up the criminal case online and learned that the case
against Keita had been dismissed. (Id. at 3, ¶ 4.) Plaintiff reached out to ADA Henry and, on
April 22, 2021, he told her that, in addition to the case against her assailant, many other cases
during this period (including homicide prosecutions and other cases with serious charges) had
also been dismissed. (Id. at 3, ¶ 5.) Plaintiff asserts that Henry breached “his professional
obligations by failing to act with due diligence” in the prosecution against Keita and that he had
“failed to comply with timing requirements of the case, causing this case to be dismissed.” (Id. at
8.) Plaintiff points to an email from ADA Franchini that states that Henry “wasn’t able to meet
the deadline for the timeline of the case.” (Id. at 8.)
Plaintiff further states that Henry “made a false representation . . . that Daby Keita could
not be re-prosecuted criminally.” (Id. at 10.) According to Plaintiff, charges against Keita could
have been refiled within the limitations period, but Henry did not do so, and thereafter “the
statute of limitation[s] to prosecute Daby Keita passed.” (Id.) Defendant Franchini also “falsely”
told Plaintiff that no further prosecution was possible because Keita had already been charged
and the case had been dismissed, allegedly in violation of her duty to provide correct
information. (Id. at 11.)
When Alvin Bragg took office as the new Manhattan District Attorney, which according
to public information was on January 1, 2022, Plaintiff alleges, DA Bragg adopted an official
policy that changed prosecution priorities to downgrade certain felony charges and drop some
misdemeanor prosecutions. (Id. at 4.) Plaintiff characterizes this as a “soft-on-crime policy.” (Id.)
She contends that DA Bragg has final policymaking authority and that this policy regarding
prosecution priorities is “a widespread and deep-rooted municipal policy.” (Id. at 4-5.) Plaintiff
alleges both that this policy “caused the dismissal of People v. Daby Keita, CR-013099-20 NY,”
which took place in 2021, and that Henry and Franchini refused to “re-prosecute” Keita “due to
this policy.” (Id. at 5.) Plaintiff fears going outside as she may encounter Keita again, which
deprives her of “the opportunity to enjoy a full and productive life.” (Id. at 6.)
Plaintiff sues Henry and Franchini, as well as current and former Manhattan District
Attorneys Bragg and Vance, and Victim Aid Unit employee Bolona. Plaintiff asserts claims,
under 42 U.S.C. § 1983, for violations of her rights to Equal Protection and Due Process, and
state law claims for negligence, negligent misrepresentation, and violations of New York’s
Crime Victims Bill of Rights and Human Rights laws. Plaintiff seeks $48 million in damages and
requests that Defendants be suspended from the practice of law.
DISCUSSION
A. Due Process
Plaintiff invokes the Due Process Clause of the Fourteenth Amendment. Where a plaintiff
sues “to enforce procedural due process rights, a court must determine (1) whether a [liberty or]
property interest is implicated, and if it is, (2) what process is due before the plaintiff may be
deprived of that interest.” Nnebe v. Daus, 644 F.3d 147, 158 (2d Cir. 2011) (citation omitted). To
have a property interest in a benefit, a person clearly must have “more than an abstract need or
desire” or “unilateral expectation,” and must instead “have a legitimate claim of entitlement to
it.” Town of Castle Rock, CO v. Gonzales, 545 U.S. 748, 756 (2005) (citing Board of Regents of
State Colleges v. Roth, 408 U.S. 564, 577 (1972)). “A benefit is not a protected entitlement if
government officials may grant or deny it in their discretion,” Id. at 756, and prosecutors possess
discretionary authority to bring criminal actions, Conn. Action Now, Inc. v. Roberts Plating Co.,
457 F.2d 81, 87 (2d Cir. 1972) (prosecutors are “immune from control or interference by citizen
or court” in their discretionary decisions whether to pursue charges). See also Leeke v.
Timmerman, 454 U.S. 83, 87 (1981) (“[T]here is no constitutional right to the criminal
prosecution of a third party.”).
Moreover, even where “enforcement of a particular provision of law is mandatory and
not discretionary, a plaintiff may not have a protected property interest in that enforcement if she
is only an incidental, indirect beneficiary of that enforcement.” Cohen v. Cannavo, No. 11-CV-
5482 (JPO), 2012 WL 3999846, at *9 (S.D.N.Y. Sept. 12, 2012); Silverstein v. Barnes, No. 85-
Cv-8748 (RWS), 1986 WL 4545, at *3 (S.D.N.Y. Apr. 10, 1986) (holding that complainant had
“no right to interfere with the prosecutor’s determination to move for a conditional dismissal of
the case” because he had “no protected liberty or property interest in the proceedings,” and thus
could not claim that these proceedings deprived him of procedural due process), aff’d, 798 F.2d
467 (2d Cir. 1986); see also Linda R.S. v. Richard D., 410 U.S. 614, 619 (1973) (“[A] private
citizen lacks a judicially cognizable interest in the prosecution or non-prosecution of another.”).
As the complainant, Plaintiff does not have a protected interest in Keita’s prosecution.
She is, at most, an incidental, indirect beneficiary of the prosecution of her assailant. Because
Plaintiff does not have a protected interest, she cannot state a claim that the failure to prosecute
Keita violated her constitutional due process rights. Plaintiff’s Section 1983 claim for a violation
of her right to due process must therefore be dismissed. 28 U.S.C. § 1915(e)(2)(B)(ii).
B. Equal Protection
Plaintiff also asserts a claim for a violation of her constitutional right to Equal Protection.
The Equal Protection Clause “is essentially a direction that all persons similarly situation should
be treated alike.” City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985). Plaintiff
has not alleged discrimination because of her membership in a protected class.
The right to equal protection also “extends to individuals who allege no specific class
membership but are nonetheless subjected to invidious discrimination at the hands of
government officials.” Harlen Assocs. v. Inc. Vill. of Mineola, 273 F.3d 494, 499 (2d Cir. 2001).
Such plaintiffs may proceed under one of two theories: (1) selective enforcement, or (2) “class of
one.” Id. An equal protection claim based on selective enforcement requires a plaintiff to
establish that “(1) the person, compared with others similarly situated, was selectively treated,
and (2) the selective treatment was motivated by an intention to discriminate on the basis of
impermissible considerations, such as race or religion, to punish or inhibit the exercise of
constitutional rights, or by a malicious or bad faith intent to injure the person.” Hu v. City of New
York, 827 F.3d 81, 91 (2d Cir. 2019) (quoting Zahra v. Town of Southfield, 48 F.3d 674, 683 (2d
Cir. 1995)). To prevail on such a claim, a plaintiff must show both “‘disparate treatment and
impermissible motivation.’” Id. (quoting Bizzarro v. Miranda, 394 F.3d 82, 87 (2d Cir. 2005)).
A class-of-one claim requires a showing that a plaintiff was “intentionally treated
differently from other similarly situated individuals without any rational basis.” Clubside, Inc. v.
Valentin, 468 F.3d 144, 159 (2d Cir. 2006). In such cases, “the level of similarity between
plaintiffs and the persons with whom they compare themselves must be extremely high.” Neilson
v. D’Angelis, 409 F.3d 100, 104 (2d Cir. 2005). “The purpose of requiring similarity is to make
sure that no legitimate factor could explain the disparate treatment.” Fortress Bible Church v.
Feiner, 694 F.3d 208, 222 (2d Cir. 2012). To prevail on a class-of-one claim, “a plaintiff must
establish that (i) no rational person could regard the circumstances of the plaintiff to differ from
those of the comparator to a degree that would justify the differential treatment on the basis of a
legitimate government policy; and (ii) the similarity in circumstances and difference in treatment
are sufficient to exclude the possibility that the defendants acted on the basis of mistake.”
Clubside, 468 F.3d at 159.
Here, Plaintiff has not alleged that she was intentionally treated differently from anyone
who was similarly situated. The only allegation comparing Plaintiff’s situation to that of others is
Plaintiff’s statement that she was informed that, during this period in 2020, many cases with
even more serious criminal charges had also been dismissed. In alleging that the prosecution of
the criminal case against her assailant was mishandled, Plaintiff has not identified any similarly
situated comparators or alleged facts showing that she was treated differently from such
comparators. She thus fails to state an Equal Protection claim, under either a selective
enforcement or a class-of-one theory. Plaintiff’s Section 1983 claim for a violation of her right to
Equal Protection must therefore be dismissed. 28 U.S.C. § 1915(e)(2)(B)(ii).
C. ADA Henry
Prosecutors are immune from civil suits for damages for acts committed within the scope
of their official duties where the challenged activities are “‘intimately associated with the judicial
phase of the criminal process.’” Giraldo v. Kessler, 694 F.3d 161, 165 (2d Cir. 2012) (quoting
Imbler v. Pachtman, 424 U.S. 409, 430 (1976)). Prosecutorial immunity is analyzed under a
“functional approach” that “looks to the nature of the function performed, not the identity of the
actor who performed it.” Buckley v. Fitzsimmons, 509 U.S. 259, 269 (1993). Prosecutors are also
absolutely immune from suit for administrative obligations that are “directly connected with the
conduct of a trial.” Van de Kamp v. Goldstein, 555 U.S. 335, 344 (2009). “The rationale for
conferring absolute immunity in such circumstances is that ‘[t]he public trust of the prosecutor’s
office would suffer if [prosecutors] were constrained in making every decision by the
consequences in terms of [their] own potential liability in a suit for damages.’” Shmueli v. City of
New York, 424 F.3d 231, 237 (2d Cir. 2005) (quoting Imbler, 424 U.S. at 423).
Plaintiff asserts claims under Section 1983 against ADA Henry for his handling of the
prosecution, including allegedly failing to meet deadlines, resulting in dismissal of the charges
against Keita, and failing to refile the charges. “[I]nitiating a prosecution” and “presenting the
State’s case” are prosecutorial functions for which prosecutors have absolute immunity. Flagler
v. Trainor, 663 F.3d 543, 547 (2d Cir. 2011) (citing Kalina v. Fletcher, 522 U.S. 118, 125, 127
(1997)); Warney v. Monroe Cnty., 587 F.3d 113, 121 (2d Cir. 2009) (“Those acts that are
intimately associated with the judicial phase of the criminal process [are] shielded by absolute
immunity.”). Plaintiff’s claims against ADA Henry for allegedly mishandling Keita’s
prosecution, such as by missing deadlines, or refusing to refile charges, fall squarely within the
zone of prosecutorial functions for which he is absolutely immune.
In addition, “if a district attorney, or an assistant district attorney acts as a prosecutor, she
is an agent of the State.” D’Alessandro v. City of New York, 713 F. App’x 1, 8 (2d Cir. 2017)
(summary order).1 Plaintiff asserts claims against ADA Henry for his conduct as a prosecutor,
rather than for his administrative actions, and he thus was acting as an agent of the State. The
immunity from suit in federal court “recognized by the Eleventh Amendment extends beyond the
states themselves to state agents and state instrumentalities that are, effectively, arms of a state.”
Gollomp v. Spitzer, 568 F.3d 355, 366 (2d Cir. 2009). Insofar as Plaintiff asserts Section 1983
claims against ADA Henry in his official capacity, the Eleventh Amendment bars suit against
him in federal court. See Id. (citing Ying Jing Gan, 996 F.2d at 536, and Baez v. Hennessy, 853
F.2d 73, 77 (2d Cir. 1988)); Nelkenbaum v. Jordy, No. 19-CV-7953 (VB), 2020 WL 7630354, at
*2 (S.D.N.Y. Dec. 22, 2020) (dismissing claims asserted against an assistant district attorney in
her official capacity as barred by the Eleventh Amendment).
The Court therefore dismisses Plaintiff’s Section 1983 claims for damages against ADA
Henry based on prosecutorial and Eleventh Amendment immunity. 28 U.S.C.
§ 1915(e)(2)(B)(iii).
D. Supervisor Franchini
A supervisory “defendant in a § 1983 action may not be held liable for damages for
constitutional violations merely because [she] held a high position of authority.” Victory v.
Pataki, 814 F.3d 47, 67 (2d Cir. 2016). “Because vicarious liability is inapplicable to . . . § 1983
suits,” a plaintiff must allege facts suggesting that “each Government-official defendant, through
the official’s own individual actions, has violated the Constitution.” Ashcroft v. Iqbal, 556 U.S.
662, 676 (2009) (emphasis added). Plaintiff alleges that Lisa Franchini was Defendant Henry’s
1 By contrast, “if a suit centers ‘on the administration of the district attorney’s office’ —
that is, on the ‘office policy’ that the district attorney sets — then the district attorney is
‘considered a municipal policymaker,’ and the Eleventh Amendment does not immunize him
from suit.’” Alessandro, 713 F. App’x at 8 (quoting Ying Jing Gan v. City of New York, 996 F.2d
522, 536 (2d Cir. 1993)).
direct supervisor and that Franchini was notified of Henry’s delay in prosecuting the charges
against her assailant, the dismissal of the criminal charges, and Henry’s refusal to refile the
charges. Plaintiff can be understood as alleging that Defendant Franchini also refused to refile
the criminal charges that had been dismissed. As explained above, Plaintiff has no cognizable
interest in the prosecution of another. See Leeke, 454 U.S. at 87 (“[T]here is no constitutional
right to the criminal prosecution of a third party.”). Because the facts alleged do not plead a
violation of Plaintiff’s rights under the U.S. Constitution, Plaintiff fails to state a claim under
Section 1983 against Defendant Franchini in her individual capacity.
Insofar as Plaintiff sues Franchini in her official capacity, the Court considers whether
Plaintiff pleads a claim against the municipality for failure to supervise, assuming at this stage
that Franchini could be considered a municipal policymaker. See Alessandro, 713 F. App’x at 8
(“[I]f a suit centers ‘on the administration of the district attorney’s office’ . . . then the district
attorney is ‘considered a municipal policymaker’”). The Second Circuit has set out three
requirements that must be met before a municipality's failure to supervise constitutes deliberate
indifference to the rights of citizens: first, that a policymaker knows “‘to a moral certainty’” that
her employees will confront a given situation; second, “‘that the situation either presents the
employee with a difficult choice of the sort that training or supervision will make less difficult or
that there is a history of employees mishandling the situation;’” and third, ‘that the wrong choice
by the city employee will frequently cause the deprivation of a citizen's constitutional rights.’”
Jenkins v. City of New York, 478 F.3d 76, 94 (2d Cir. 2007) (quoting Walker v. City of New York,
974 F.2d 293, 297-98 (2d Cir. 1992)) (some internal quotation marks omitted). Plaintiff alleges
that there was a failure to investigate and supervise low level employees, who then engaged in
misconduct, i.e., delaying a prosecution, causing dismissal of the charges, and refusing to refile
charges. Because this alleged misconduct does not implicate Plaintiff’s constitutional rights,
these allegations fail to state a claim under Section 1983 against Defendant Franchini in her
official capacity. Calhoun v. Vicari, No. 05-CV-4167 (GEB), 2005 WL 2372870, at *5 (D.N.J.
Sept. 26, 2005) (“[W]here there is no constitutional violation, there can be no claim for failure to
train or supervise adequately.”). Plaintiff thus fails to state a claim on which relief can be granted
against Defendant Franchini for failing to supervise ADA Henry. 28 U.S.C. § 1915(e)(2)(B)(ii).
Insofar as Plaintiff may be alleging that Franchini also refused to refile charges against Plaintiff’s
assailant, Franchini is also entitled to absolute prosecutorial immunity for such claims because
charging decisions are a prosecutorial function. Flagler, 663 F.3d at 547.
E. Maria Bolona
It is unclear if Plaintiff asserts a federal Section 1983 claim against Defendant Bolona,
other than the Due Process and Equal Protection claims, which are brought against all
defendants.2 Plaintiff’s allegations that Bolona did not “work collaboratively” (ECF 1 at 12) or
respond appropriately to Plaintiff’s emails do not state a claim for a violation of a constitutional
right. Plaintiff’s Section 1983 claims against Bolona are therefore dismissed for failure to state a
claim on which relief can be granted.
F. District Attorneys Vance, Bragg, and the City of New York
Failure to investigate
Plaintiff alleges that both DA Cyrus Vance, Jr., and Vance’s successor, DA Alvin Bragg,
failed to investigate ADA Henry’s alleged mishandling of the criminal charges against her
assailant. The government, however, has no general duty under the U.S. Constitution to protect
2 Plaintiff brings a state law negligence claim against Bolona, based on allegations that
she “had the duty to work collaboratively with assistant district attorneys to assist Plaintiff
(victim)” and “breached her duty causing the final failure of the case.” (ECF 1 at 12.)
an individual from harm. See DeShaney v. Winnebago Cnty. Dep’t of Soc. Servs., 489 U.S. 189,
195-96 (1989) (“[T]he Due Process Clauses generally confer no affirmative right to
governmental aid, even where such aid may be necessary to secure life, liberty, or property
interests of which the government itself may not deprive the individual.”). As a result, “[t]here is
. . . no constitutional right to an investigation by government officials.” Bernstein v. New York,
591 F. Supp. 2d 448, 460 (S.D.N.Y. 2008); see also Burroughs v. Mitchell, 325 F. Supp. 3d 249,
284 (N.D.N.Y. 2018) (dismissing “constitutional claim against defendants for failing to report
[or] investigate his complaints”).
The Second Circuit has recognized two exceptions to this general rule. First, “when the
State takes a person into its custody and holds him there against his will, the Constitution
imposes upon it a corresponding duty to assume some responsibility for his safety and general
well-being.” Deshaney, 489 U.S. at 200. Second, the government may assume some obligation
when it affirmatively creates or increases the danger. See Dwares v. City of N.Y., 985 F.2d 94,
98-99 (2d Cir. 1993). “The cases where the state-created danger theory was applied were based
on grossly reckless acts committed by the state or state actors leaving a discrete plaintiff
vulnerable to a foreseeable injury.” Clarke v. Sweeney, 312 F. Supp. 2d 277, 291 (S.D.N.Y. Mar.
30, 2004).
Here, neither exception applies to Plaintiff’s claim that the DA did not investigate her
claim that the ADA mishandled a criminal matter in which she was the complainant. Plaintiff has
no legally cognizable interest in Keita’s prosecution and cannot assert a claim that there was any
constitutional duty to investigate the ADA’s alleged mishandling of the prosecution. The Court
therefore dismisses this Section 1983 claim as against Vance, Bragg, and the City of New York,
for failure to state a claim on which relief can be granted.
Adoption of Policy
Plaintiff also asserts a claim against DA Bragg and the City of New York for his alleged
adoption of a soft-on-crime policy, which she suggests affected the prosecution (or refiling of
charges) against Plaintiff’s assailant. A district attorney is considered a municipal policymaker
for claims about the “office policy” that the district attorney sets, D’Alessandro, 713 F. App’x at
8, and the Court assumes for purposes of this order that DA Bragg is a municipal policymaker,
rather than an agent of the State, for this claim.
To state a Section 1983 claim against a municipality, the plaintiff must allege facts
showing (1) the existence of a municipal policy, custom, or practice, and (2) that the policy,
custom, or practice caused the violation of the plaintiff’s constitutional rights. See Jones v. Town
of East Haven, 691 F.3d 72, 80 (2d Cir. 2012); Bd. of Cnty. Comm’rs v. Brown, 520 U.S. 397,
403 (1997) (internal citations omitted).3
Here, Plaintiff cannot state a Section 1983 claim for a violation of her rights based on
Bragg’s alleged policy. As an initial matter, Plaintiff’s allegations reflect that the criminal
prosecution against Keita was dismissed in March 2021, nearly a year before Bragg’s alleged
adoption of this policy on “day one” of his tenure as District Attorney, in January 2022. She thus
has not pleaded facts showing a causal connection between the policy and the alleged injury.
Moreover, “a citizen lacks standing to contest the policies of the prosecuting authority
when he himself is neither prosecuted nor threatened with prosecution” Brady v. Berman, 837 F.
3 A plaintiff may show the existence of such a policy or custom by identifying any of the
following: (i) an express policy or custom; (ii) an authorization of a policymaker of the
unconstitutional practice; (iii) a failure of the municipality to train its employees that exhibits a
“deliberate indifference” to the rights of its citizens; or (iv) a practice of the municipal
employees that is “so permanent and well settled as to imply the constructive acquiescence of
senior policymaking officials.” Corley v. Vance, 365 F. Supp. 3d 407, 438 (S.D.N.Y. 2019),
aff’d, 811 F. App’x 62 (2d Cir. 2020) (summary order).
App’x 70, 71 (2d Cir. 2021) (quoting Linda R.S., 410 U.S. at 619); In re Att’y Disciplinary
Appeal, 650 F.3d 202, 203 (2d Cir. 2011) (holding that a “litigant who presented the misconduct
charge was treated as a complainant, rather than a participant” and had no standing to participate
in the disciplinary proceeding). Even as the complaining witness, Plaintiff lacks standing to
challenge the alleged failure to refile charges against Keita based on Bragg’s alleged policy. This
Section 1983 claim based on the alleged soft-on-crime policy is therefore dismissed without
prejudice for lack of standing.
G. State Law Claims
A district court may decline to exercise supplemental jurisdiction of state law claims
when it “has dismissed all claims over which it has original jurisdiction.” 28 U.S.C. § 1367(c)(3).
Generally, “when the federal-law claims have dropped out of the lawsuit in its early stages and
only state-law claims remain, the federal court should decline the exercise of jurisdiction.”
Carnegie-Mellon Univ. v. Cohill, 484 U.S. 343, 350 n.7 (1988)). Having dismissed the federal
claims of which the Court has original jurisdiction, the Court declines to exercise its
supplemental jurisdiction of any state law claims Plaintiff may be asserting. See Kolari v. New
York-Presbyterian Hosp., 455 F.3d 118, 122 (2d Cir. 2006) (“Subsection (c) of § 1367 ‘confirms
the discretionary nature of supplemental jurisdiction by enumerating the circumstances in which
district courts can refuse its exercise.’” (quoting City of Chicago v. Int’l Coll. of Surgeons, 522
U.S. 156, 173 (1997))).4
4 Nothing in this order prevents Plaintiff from filing the state law claims in state court, or
from pursuing a civil action for damages against her assailant.
H. Leave to Amend
District courts generally grant a pro se plaintiff an opportunity to amend a complaint to
cure its defects, but granting leave to amend is not required where it would be futile. See Hill v.
Curcione, 657 F.3d 116, 123–24 (2d Cir. 2011); Salahuddin v. Cuomo, 861 F.2d 40, 42 (2d Cir.
1988). Because the defects in Plaintiff’s complaint cannot be cured with an amendment, the
Court declines to grant Plaintiff leave to amend her complaint.
CONCLUSION
Plaintiff’s complaint, filed in forma pauperis under 28 U.S.C. § 1915(a)(1), is dismissed
pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii), (iii), and for lack of standing.
The Court certifies under 28 U.S.C. § 1915(a)(3) that any appeal from this order would
not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of an
appeal. See Coppedge v. United States, 369 U.S. 438, 444-45 (1962).
The Court directs the Clerk of Court to enter judgment.
SO ORDERED.
Dated: July 9, 2024
New York, New York
/s/ Laura Taylor Swain
LAURA TAYLOR SWAIN
Chief United States District Judge