“[When the ALJ fails to state ‘with sufficient clarity’ the grounds for his evidentiary decisions, we will not affirm ‘simply because some rationale might have supported the ALJ's conclusion,’ and instead remand ‘for further findings at the administrative hearing level’.”
How later courts described this case
- “[When the ALJ fails to state ‘with sufficient clarity’ the grounds for his evidentiary decisions, we will not affirm ‘simply because some rationale might have supported the ALJ's conclusion,’ and instead remand ‘for further findings at the administrative hearing level’.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
JORDAN JOEL ANDERSEN,
Plaintiff,
v. Case No. 8:23-cv-01567-AEP
MARTIN O’MALLEY,
Commissioner of Social Security,1
Defendant.
/
ORDER
Plaintiff seeks judicial review of the denial of his claim for a period of
disability, disability insurance benefits (“DIB”), and Supplemental Security Income
(“SSI”). As the Administrative Law Judge’s (“ALJ”) decision was not based on
substantial evidence and failed to employ proper legal standards, the
Commissioner’s decision is reversed and remanded.
I.
A. Procedural Background
Plaintiff filed an application for a period of disability, DIB, and SSI. (Tr. 97).
The Social Security Administration (“SSA”) denied Plaintiff’s claims both initially
and upon reconsideration. (Tr. 97-135). Plaintiff then requested an administrative
1 Martin O’Malley is now the Commissioner of Social Security. Pursuant to Rule 25(d) of
the Federal Rules of Civil Procedure, Commissioner Martin O’Malley should be
substituted for Acting Commissioner Kilolo Kijakazi as the defendant in this matter. No
further action needs to be taken to continue this matter by reason of the last sentence of
hearing. (Tr. 163). Per Plaintiff’s request, the ALJ held a hearing at which Plaintiff
appeared and testified. (Tr. 38–61). Following the hearing, the ALJ issued an
unfavorable decision finding Plaintiff not disabled and accordingly denied
Plaintiff’s claims for benefits. (Tr. 15–29). Subsequently, Plaintiff requested review
from the Appeals Council which the Appeals Council denied. (Tr. 4–6). Plaintiff
then timely filed a complaint with this Court who ultimately remanded the matter,
finding that the ALJ did not properly address Plaintiff’s treating psychiatrist’s
opinion. (Doc. 596–608). Following this Court’s remand, a second hearing was held
before a new ALJ who again found Plaintiff not disabled and denied Plaintiff’s
claim for benefits. (Tr. 531–570). Following the ALJ’s decision, Plaintiff directly
appealed the matter to this Court. The case is now ripe for review under 42 U.S.C.
§§ 405(g), 1383(c)(3).
B. Factual Background and the ALJ’s Decision
Plaintiff, who was born in 1983, claimed disability beginning July 24, 2019.2
(Tr. 98). Plaintiff obtained a high school education and completed two years of
college. (Tr. 108, 540). Plaintiff has minimal work experience as a car attendant,
cashier, customer service representative, and greeter but has never held employment
long enough to qualify as substantial gainful activity. (Tr. 108, 558, 566). Plaintiff
alleged disability due to problems with his neck and back, a herniated disc, anxiety
disorder, panic disorder, PTSD, bipolar disorder, ADHD, and insomnia. (Tr. 98).
2 At the second hearing before an ALJ, Plaintiff amended his alleged onset date from
In rendering the administrative decision, the ALJ concluded that Plaintiff
had not engaged in substantial gainful activity since July 25, 2019. (Tr. 536). After
conducting a hearing and reviewing the evidence of record, the ALJ determined
Plaintiff had the following severe impairments: pre-existing lumbar spine
degenerative disc disease, bipolar schizoaffective disorder with depression, anxiety
disorder, attention deficit hyperactivity disorder (ADHD), and panic disorder (20
CFR 416.920(c). (Tr. 537). Notwithstanding the noted impairments, the ALJ
determined Plaintiff did not have an impairment or combination of impairments
that met or medically equaled one of the listed impairments in 20 C.F.R. Part 404,
Subpart P, Appendix 1. (Tr. 537). The ALJ then concluded that Plaintiff retained a
residual functional capacity (“RFC”) to perform:
light work as defined in 20 CFR 416.967(b) with the following
additional limitations: the claimant can lift 20 pounds occasionally
and 10 pounds frequently; stand/walk 6 hours per day; sit 6 hours per
day; never climb ladder/rope/scaffold; occasionally climb
ramp/stairs, balance, stoop, kneel, crouch, crawl; must avoid
vibration, hazardous machinery and heights; can understand,
remember, and carry out routine and repetitive instructions and tasks;
can manage or deal with occasional changes in routine work settings
or duties; cannot perform work requiring a specific production rate or
pace, such as assembly lines; can have occasional interaction with the
public, coworkers, and supervisors; can maintain attention and
concentration for 2 hours at a time, but does require the standard
morning, lunch, and afternoon breaks.
(Tr. 540). In formulating Plaintiff’s RFC, the ALJ considered Plaintiff’s subjective
complaints and determined that, although the evidence established the presence of
underlying impairments that reasonably could be expected to produce the
symptoms alleged, Plaintiff’s statements as to the intensity, persistence, and limiting
effects of his symptoms were not entirely consistent with the medical evidence and
other evidence. (Tr. 540).
Pursuant to 20 CFR 416.965, the ALJ found Plaintiff to have no past relevant
work experience. (Tr. 545). However, given Plaintiff’s background and RFC, the
VE testified that Plaintiff could perform other jobs existing in significant numbers
in the national economy, such as a photocopying machine expert, packer, and mail
clerk. (Tr. 546). Accordingly, based on Plaintiff’s age, education, work experience,
RFC, and the testimony of the VE, the ALJ found Plaintiff not disabled. (Tr. 547).
II.
To be entitled to benefits, a claimant must be disabled, meaning he or she
must be unable to engage in any substantial gainful activity by reason of any
medically determinable physical or mental impairment which can be expected to
result in death or which has lasted or can be expected to last for a continuous period
of not less than twelve months. 42 U.S.C. §§ 423(d)(1)(A), 1382c(a)(3)(A). A
“physical or mental impairment” is an impairment that results from anatomical,
physiological, or psychological abnormalities, which are demonstrable by medically
acceptable clinical and laboratory diagnostic techniques. 42 U.S.C. §§ 423(d)(3),
1382c(a)(3)(D).
To regularize the adjudicative process, the SSA promulgated the detailed
regulations currently in effect. These regulations establish a “sequential evaluation
process” to determine whether a claimant is disabled. 20 C.F.R. §§ 404.1520,
416.920. If an individual is found disabled at any point in the sequential review,
further inquiry is unnecessary. 20 C.F.R. §§ 404.1520(a), 416.920(a). Under this
process, the ALJ must determine, in sequence, the following: whether the claimant
is currently engaged in substantial gainful activity; whether the claimant has a severe
impairment, i.e., one that significantly limits the ability to perform work-related
functions; whether the severe impairment meets or equals the medical criteria of 20
C.F.R. Part 404 Subpart P, Appendix 1; and whether the claimant can perform his
or her past relevant work. 20 C.F.R. §§ 404.1520(a)(4), 416.920(a)(4). If the claimant
cannot perform the tasks required of his or her prior work, step five of the evaluation
requires the ALJ to decide if the claimant can do other work in the national
economy in view of his or her age, education, and work experience. 20 C.F.R. §§
404.1520(a)(4)(v), 416.920(a)(4)(v). A claimant is entitled to benefits only if unable
to perform other work. Bowen v. Yuckert, 482 U.S. 137, 140–42 (1987); 20 C.F.R. §§
404.1520(g)(1), 416.920(g)(1).
The ALJ, in part, decides Plaintiff’s claim pursuant to regulations designed
to incorporate vocational factors into the consideration of disability claims. See 20
C.F.R. §§ 404.1501, et seq. These regulations apply in cases where an individual’s
medical condition is severe enough to prevent him from returning to his former
employment but may not be severe enough to prevent him from engaging in other
substantial gainful activity. In such cases, the Regulations direct that an individual’s
residual functional capacity, age, education, and work experience be considered in
determining whether the claimant is disabled. These factors are codified in tables of
rules that are appended to the regulations and are commonly referred to as “the
grids.” 20 C.F.R. Part 404, Subpart P, App. 2. If an individual’s situation coincides
with the criteria listed in a rule, that rule directs a conclusion as to whether the
individual is disabled. 20 C.F.R. §§ 404.1569, 416.969. If an individual’s situation
varies from the criteria listed in a rule, the rule is not conclusive as to an individual’s
disability but is advisory only. 20 C.F.R. §§ 404.1569a, 416.969a.
A determination by the Commissioner that a claimant is not disabled must
be upheld if it is supported by substantial evidence and comports with applicable
legal standards. See 42 U.S.C. §§ 405(g), 1383(c)(3). “Substantial evidence is more
than a scintilla and is such relevant evidence as a reasonable person would accept
as adequate to support a conclusion.” Winschel v. Comm’r of Soc. Sec., 631 F.3d 1176,
1178 (11th Cir. 2011) (citation and internal quotation marks omitted). While the
court reviews the Commissioner’s decision with deference to the factual findings,
no such deference is given to the legal conclusions. Ingram v. Comm’r of Soc. Sec., 496
F.3d 1253, 1260 (11th Cir. 2007) (citations omitted).
In reviewing the Commissioner’s decision, the court may not reweigh the
evidence or substitute its own judgment for that of the ALJ, even if it finds that the
evidence preponderates against the ALJ’s decision. Winschel, 631 F.3d at 1178
(citations omitted); Bloodsworth v. Heckler, 703 F.2d 1233, 1239 (11th Cir. 1983). The
Commissioner’s failure to apply the correct law, or to give the reviewing court
sufficient reasoning for determining that he or she has conducted the proper legal
analysis, mandates reversal. Ingram, 496 F.3d at 1260 (citation omitted). The scope
of review is thus limited to determining whether the findings of the Commissioner
are supported by substantial evidence and whether the correct legal standards were
applied. 42 U.S.C. § 405(g); Wilson v. Barnhart, 284 F.3d 1219, 1221 (11th Cir. 2002)
(per curiam) (citations omitted).
III.
Plaintiff argues that the ALJ failed to properly evaluate the medical opinion
of Plaintiff’s treating psychiatrist, Dr. John Pierson. For the following reasons, the
ALJ failed to apply the correct legal standards, and the ALJ’s decision is not
supported by substantial evidence.
A. Assessing Medical Opinions
Social Security Ruling (SSR) 96-8p,3 which regulates the ALJ’s assessment
of a claimant’s RFC, provides that an ALJ’s RFC assessment must “consider and
address medical source opinions. If the RFC assessment conflicts with an opinion
from a medical source, the adjudicator must explain why the opinion was not
adopted.” SSR 96-8p, 1996 WL 374184, at *7 (July 2, 1996). Under the new Social
Security Administration (SSA) regulations implemented as of March 27, 2017, the
ALJ “will not defer or give any specific evidentiary weight, including controlling
weight, to any medical opinion(s) or prior administrative medical finding(s),
including those from [claimant’s own] medical sources.” 20 C.F.R. § 416.920c(a).
Instead, the ALJ must evaluate each medical opinion with consideration of the
following five factors: (1) supportability; (2) consistency; (3) relationship with the
3 SSRs are agency rulings published under the Commissioner’s authority and are binding
on all components of the SSA. Sullivan v. Zebley, 493 U.S. 521, 531 n.9 (1990). They are
claimant; (4) specialization; and (5) “other factors that tend to support or contradict
a medical opinion or prior administrative medical finding.” 20 C.F.R. § 416.920c(c).
The ALJ is specifically required to consider the factors of supportability and
consistency for each medical opinion. 20 C.F.R. § 416.920c(b)(2). “Supportability”
refers to the principle that “[t]he more relevant the objective medical evidence and
supporting explanations presented by a medical source are to support his or her
medical opinion(s) or prior administrative finding(s), the more persuasive the
medical opinions or prior administrative medical finding(s) will be.” 20 C.F.R. §
404.1520c(c)(1). “Consistency” refers to the principle that “[t]he more consistent a
medical opinion(s) or prior administrative medical finding(s) is with the evidence
from other medical sources and nonmedical sources in the claim, the more
persuasive the medical opinion(s) or prior administrative medical finding(s) will
be.” 20 C.F.R. § 404.1520c(c)(2). Put simply, in determining the persuasiveness of
a medical opinion, an ALJ must consider whether the opinion is 1) supported by
the source’s own medical records and 2) consistent with the record as a whole.
Although it is unnecessary to refer to every piece of evidence, the ALJ must consider
all evidence and articulate the weight given to probative evidence. Id.; Cowart v.
Schweiker, 662 F.2d 731, 735 (11th Cir. 1981). Moreover, despite the substantive
changes in the regulations, the current versions “still instruct[ ] an ALJ to weigh all
medical opinions in light of the length, purpose and extent of the treatment
relationship and frequency of examinations which continues to ‘indicate the
importance of treating physicians’ opinions – especially where the physician has
maintained a longstanding and consistent relationship with the claimant’.” Brown
v. Comm'r of Soc. Sec., No. 6:20-cv-840-GJK, 2021 WL 2917562, at *3 (M.D. Fla.
July 12, 2021) (quoting Simon v. Comm'r of Soc. Sec., 1 F.4th 908, 912 n.4 (11th Cir.
2021)).
B. Dr. Pierson’s Treatment and Opinion
Plaintiff began seeing Dr. Pierson in December 2016 for ongoing mental
health issues. (Tr. 525). Dr. Pierson diagnosed Plaintiff with opioid dependence,
mood disorder, and Agoraphobia and prescribed him Serequel, Remeron,
Klonopin, Adderall, and Subutex. (Tr. 526). Plaintiff then began seeing Dr. Pierson
on a monthly basis through the end of 2017 to help quell his opioid dependence and
mood swings. (Tr. 512). In January 2018, Plaintiff expressed to Dr. Pierson that he
was experiencing auditory hallucinations and impaired reality testing for which Dr.
Pierson subsequently prescribed Plaintiff Risperdal. (Tr. 511). Plaintiff then began
seeing Dr. Pierson bi-monthly primarily for his problems with reality testing and
depressed mood though which continued throughout 2019. (Tr. 497–509). On
August 21, 2019, Dr. Pierson filled out a Physical Assessment of Plaintiff’s
functioning and a Mental Capacity Form. On the Physical Assessment, Dr. Pierson
noted his diagnoses of Plaintiff as “Schizoaffective Disorder, Depressed” and
opined that Plaintiff would likely be sent from work three or four times a month as
a result of his impairments. (Tr. 439). Similarly, in the Mental Capacity Form, Dr.
Pierson opined that Plaintiff had a “marked” (i.e., substantial) limitation in his
ability to sustain an ordinary routine and attendance at work. (Tr. 441).
Throughout the remainder of 2019 into 2020 Dr. Pierson’s treatment of
Plaintiff primarily focused on Plaintiff’s opioid dependence, mood changes,
anxiety, and attention problems. (Tr. 490–96). During this time, Plaintiff reported
improvement in his symptoms and was noted to be living with his mother and
attending college. (Tr. 502). However, on July 12, 2020, Plaintiff was Baker Acted
by the Clearwater Police Department after being found wandering a neighborhood
speaking into his keys like a phone and attempting to enter at least six houses he
believed belonged to his friends. (Tr. 471). Plaintiff was admitted to Personal
Enrichment Mental Health Services (PEMHS) and diagnosed with adjustment
disorder with mixed disturbance of emotion and conduct, and opiate use disorder.
(Tr. 455). He was discharged two days later and urged to follow up with Dr. Pierson.
(Tr. 478–82). On August 20, 2020, Plaintiff did so and reported again hearing voices
for which Trilafon was prescribed. (Tr. 494). Plaintiff continued to see Dr. Pierson
until his retirement in 2021 at which point he began seeing Shane Lynne APRN at
S&D Behavior Health LLC for anxiety, depression, ADHD, sleep problems, panic
attacks, night terrors, schizoaffective disorder, bipolar disorder, and severe back
pain/addiction. (Tr. 777). APRN Lynne initially saw Plaintiff in March 2021 and
diagnosed him with ADHD, PTSD, generalized anxiety disorder, schizoaffective
disorder, and bipolar affect disorder. (Tr. 770–71). Plaintiff returned for a follow up
evaluation in April 2021. APRN Lynne renewed Plaintiff’s medications which
included Subutex 8mg, Adderall 20mg, Clonazepam 1mg, and Cogentin 2mg. (Tr.
763). In the medical record, APRN Lynne noted that Plaintiff was in music school,
and APRN Lynne needed to send a letter to Plaintiff’s school regarding his
diagnoses and treatment. (Tr. 763). Based on the evidence in the record, on April
15, 2021, APRN Lynne sent said letter informing the administration that Plaintiff
had been dealing with mental health issues which were affecting his ability to
complete daily tasks such as work and school. Specifically, Plaintiff was said to be
experiencing “depression, severe panic attacks, difficulty remembering tasks,
difficulty concentrating and getting tasks done.” (Tr. 766). In July 2021, Plaintiff
returned for his scheduled follow up appointment where he reported having manic
episodes. (Tr. 762). Following this appointment, APRN Lynne provided an updated
letter to Plaintiff’s school. (Tr. 765). On September 8, 2021, APRN Lynne wrote a
second letter to Plaintiff’s school where he reported that Plaintiff’s schizoaffective
disorder, anxiety, and PTSD had become a bigger disruption to his daily life and
commitments. (Tr. 764). In Plaintiff’s October 2021 evaluation, APRN Lynne
found that Plaintiff was “doing well.” (Tr. 760). In March 2022, APRN Lynne
noted conflicting reports, finding that Plaintiff was doing “pretty good” but also
noting that his schizophrenia and bipolar disorder had been “acting up” since they
last talked. (Tr. 758). On March 24, 2022, APRN Lynne reiterated these findings in
a letter to Plaintiff’s school. (Tr. 755). On June 6, 2022, Plaintiff had a follow up
appointment where APRN Lynne noted that Plaintiff was “doing well.” (Tr. 756).
However, a few weeks later, on July 15, 2022, APRN Lynne authored another letter
in which he noted having a medical consultation with Plaintiff on July 12, earlier
than Plaintiff’s scheduled follow-up appointment, as Plaintiff was suddenly
experiencing an onset of exacerbated symptoms resulting from his anxiety disorder
and PTSD. (Tr. 757). APRN Lynne also noted that Plaintiff was “experiencing
increased symptomology due to his schizoaffective disorder” and recommended
that Plaintiff “would benefit from academic accommodations for students with
psychiatric disabilities.” (Tr. 757). In September 2022, APRN reported that Plaintiff
was “better now” and doing “good in school.” (Tr. 754). Following Plaintiff’s
October 2022 appointment, however, APRN Lynne reported that Plaintiff was
again “hearing voices” and having difficulty concentrating. (Tr. 753). APRN Lynne
noted that he would be making medication adjustments and sending a letter to
Plaintiff’s school. (Tr. 753). On October 12, 2022, APRN Lynne authored said letter
again noting that Plaintiff was experiencing an “onset of exacerbated symptoms
resulting from his anxiety disorder and PTSD” and “increased symptomology due
to his schizoaffective disorder” and recommended that Plaintiff “would likely
benefit from academic accommodations for students with psychiatric disabilities.”
(Tr. 752). Plaintiff’s last documented appointment with APRN Lynne occurred in
November 2022. At that time, APRN Lynne reported that overall Plaintiff was
“doing well” and that the prescription Vraylar appeared to be helping with
Plaintiff’s symptoms. APRN Lynne also noted that he needed to edit a letter to
Plaintiff’s school. On December 14, 2022, APRN Lynne wrote a letter advising that
due to Plaintiff’s current psychiatric condition, in APRN Lynne’s professional
opinion, Plaintiff should medically withdraw from courses taken during that past
school year as Plaintiff “was and is continuing treatment with medication
adjustments for the above listed diagnoses and could not complete the semester at
St. Petersburg College as intended.” (Tr. 742).
Plaintiff’s sole argument on appeal is that the ALJ failed to support his
disregard for portions of Dr. Pierson’s opinion with substantial evidence. On
August 21, 2019, Dr. Pierson completed a mental medical source statement in
which he indicated Plaintiff experienced a moderate degree of mental health
limitations in the areas of concentration, persistence, or maintaining pace; adapting
or managing oneself; and interacting with others. (Tr. 442). The ALJ agreed with
these assessments and incorporated them into his RFC analysis. (Tr. 537–545).
However, the ALJ found unpersuasive Dr. Pierson’s assessment that Plaintiff
experienced a marked limitation in his ability to sustain ordinary and regular
attendance at work and would experience 3–4 unplanned absences from work each
month. (Tr. 545, 439). The ALJ disagreed with this finding solely because “some of
the most recent treatment notes describe [Plaintiff] consistently attending follow up
appointments with his treatment provider” (Tr. 545 (citing Ex. 9F)). The treatment
notes referenced by the ALJ were Plaintiff’s medical records from Shane Lynne,
APRN. To the ALJ, Plaintiff’s consistent appearance at follow up appointments
with APRN Lynne suggested that Plaintiff did not suffer from a marked degree of
limitation in his ability to sustain an ordinary and regular attendance at work. (Tr.
545).
C. Failure to Support with Substantial Evidence
The Eleventh Circuit has firmly recognized that “[m]any mental disorders—
and bipolar disorder in particular—are characterized by the unpredictable
fluctuation of their symptoms, and thus it is not surprising that even a highly
unstable patient will have good days or possibly good months.” Simon v. Comm'r,
Soc. Sec. Admin., 7 F.4th 1094, 1106 (11th Cir. 2021). Thus, “an ALJ who relies on
such snapshots to discredit the remainder of a psychiatrist's findings demonstrates a
‘fundamental, but regrettably all-too-common, misunderstanding of mental
illness.’” Id. (quoting Punzio v. Astrue, 630 F.3d 704, 710 (7th Cir. 2011)).
In Simon,4 the plaintiff’s treating psychologist, Dr. Turner, diagnosed the
plaintiff with bipolar disorder, severe anxiety, and panic attacks and opined that the
plaintiff had a marked limitation in his ability to preform simple tasks on a full-time
basis, preform work requiring regular contact with others, and respond
appropriately to the stress of customer work pressures. Id. at 1099. Dr. Turner’s
treatment notes in connection with these opinions were extensive – spanning across
four years with over thirty meetings during which time Dr. Turner regularly noted
that the plaintiff was displaying severe signs of mental illness to include frequent
4 Simon addresses an ALJ's rejection of a treating physician's opinion in a social security
claim filed before March 27, 2017, when the ALJ was required to give a treating physician's
opinion “substantial or considerable weight unless there is good cause to discount [it].” 20
C.F.R. § 404.1527; Simon, 7 F. 4th at 1004. Even though the standard for considering
medical opinions has since changed, the analysis presented in Simon regarding the
unpredictability of mental disorders and the distinguishment of attending medical
appointments from participating in a work environment remains valid and applicable.
panic attacks, racing thoughts, mood swings, and paranoia. Id. at 1105. However,
the ALJ chose to give little weight to Dr. Turner’s opinions, finding they were
inconsistent with Dr. Turner’s own notes, Plaintiff’s personal testimony he was able
to complete daily tasks, and evaluations with SSA consultants who found Plaintiff
to be communicative and display good cognitive function during their evaluations.
On appeal, however, the Eleventh Circuit rejected the notion that the ALJ’s analysis
was supported by substantial evidence.
As is instructive here, the Court held that when evaluating a claimant’s
medical records, “an ALJ must take into account the fundamental differences
between the relaxed, controlled setting of a medical clinic and the more stressful
environment of a workplace . . . [as] it is not inconsistent—or even that unlikely—
that a patient with a highly disruptive mood disorder, in a structured one-on-one
conversation with a mental-health professional, might be capable of ‘be[ing]
redirected’ from his ‘tangential’ thought processes so as to ‘remain on topic’.” Id. at
1107 (internal quotations omitted). Inconsequential to the Court was the plaintiff’s
ability to “communicate, maintain eye contact, and follow simple instructions
during a mental-health evaluation” as these functions “d[id] not have any obvious
bearing on his mood swings, his panic attacks, his outbursts of anger, or his fear of
leaving his home.” Id. at 1108.
Here, the ALJ’s disregard for Dr. Pierson’s opinion as to Plaintiff’s ability to
sustain ordinary and regular attendance at work was based entirely on the fact that
Plaintiff had been consistently attending follow up appointments with APRN
Lynne. (Tr. 545). In fact, the ALJ provided even less of an analysis than that
presented in Simon as the ALJ declined to even comment on how Plaintiff presented
at these appointments. To the ALJ, the mere fact that Plaintiff attended these
appointments was a sufficient basis for discrediting Dr. Pierson’s opinion. This
conclusion is not supported by APRN Lynne’s notes or consistent with the record
as a whole. APRN Lynne’s notes frequently reflect that though Plaintiff continued
to attend appointments, Plaintiff’s condition was and is variable. Though APRN
Lynne found Plaintiff to be “doing well” and feeling “pretty good” at certain points,
APRN Lynne also frequently noted that Plaintiff consistently struggled with
“hearing voices,” suffered from frequent flare ups in his schizophrenic symptoms,
and consistently required medication adjustments. (Tr. 741–783). To this point, the
final record from APRN Lynne reflects a recommendation that Plaintiff be
permitted to medically withdraw from his college courses due to continuing
treatment with medication adjustments for Plaintiff’s diagnosed medical conditions.
(Tr. 742).
Notably, though the ALJ relied on APRN Lynne’s notes to establish
Plaintiff’s ability to sustain regular work attendance, he curiously disregarded all
statements by APRN Lynne in the letters he authored on the basis they contained
only “vague and general assertions.” (Tr. 545). While these letters do not rise to the
standard of formal medical opinions, they were clearly written in conjunction with
Plaintiff’s ongoing evaluations by APRN Lynne and spoke to the variability of
Plaintiff’s condition and his difficulties participating in a scheduled, structured
environment. The ALJ’s complete disregard for such records without further
explanation constitutes impermissible cherry picking. Compare Bevis v. Comm'r of Soc.
Sec., 552 F. Supp. 3d 1266 (M.D. Fla. 2021) (holding that the ALJ’s rejection of
plaintiff’s treating psychologist’s medical opinion was not supported by substantial
evidence where the ALJ relied on isolated entries in treatment notes indicating
plaintiff was alert and responsive to reject the opinion), with Vergara v. Commr. of
Soc. Sec., No. 22-11671, 2023 WL 5814433 (11th Cir. Sept. 8, 2023) (upholding
ALJ’s rejection of treating psychologist’s opinion where the ALJ fully described
how the treating psychologist’s opinion conflicted with record evidence to include:
“(1) the different opinions of two state agency psychological consultants; (2) the
kind and intensity of treatment [claimant] had received; (3) evidence that
[claimant’s] condition improved with consistent treatment and recommended
psychotherapy; (4) [claimant’s] mental status examinations; (5) [claimant’s]
reported activities of daily living; and (6) a third-party function report completed by
[claimant’s] brother.”).
In contrast, the Commissioner argues that the treatment records of both
APRN Lynne and Dr. Pierson fail to support a finding that Plaintiff suffers a marked
degree of limitation in his ability to sustain an ordinary and regular attendance at
work. In support thereof, the Commissioner cites to portions of APRN Lynne’s
records where Plaintiff’s condition was afforded positive attributes such as “doing
well,” feeling “pretty good,” and remaining “stable.” (Doc. 18, at 10). The
Commissioner also cites to Dr. Pierson’s notes indicating that Plaintiff was
employed at a car wash and enrolled in college when Dr. Pierson submitted his
medical source statement. (Doc. 18, at 12). The Commissioner further argues that
throughout the course of Plaintiff’s treatment with Dr. Pierson, Plaintiff was found
to be productive on medication, even recording some music, achieved normal
mental status examinations, and was able to undergo routine management of his
mental impairments with medication refills. (Doc. 18, at 12). However, the ALJ
made no mention of such evidence when discrediting Dr. Pierson’s opinion as to
Plaintiff’s ability to sustain and ordinary and regular attendance at work. Thus, it
appears that the Commissioner is making a post hoc argument, not addressed by
the ALJ in his decision. Therefore, the Court cannot address this point here. See
Dempsey v. Comm'r of Soc. Sec., 454 F. App'x 729, 733 (11th Cir. 2011) (“[When the
ALJ fails to state ‘with sufficient clarity’ the grounds for his evidentiary decisions,
we will not affirm ‘simply because some rationale might have supported the ALJ's
conclusion,’ and instead remand ‘for further findings at the administrative hearing
level’.”) (quoting Owens v. Heckler, 748 F.2d 1511, 1516 (11th Cir. 1984)). Thus, the
Court finds that the ALJ failed to support his disregard for portions of Dr. Pierson’s
opinion with substantial evidence.
IV.
Accordingly, after consideration, it is hereby
ORDERED:
1. The decision of the Commissioner is REVERSED and REMANDED.
2. The Clerk is directed to enter final judgment in favor of Plaintiff and close
the case.
DONE AND ORDERED in Tampa, Florida, on this 19th day of September,
2024
p= J
i / / pa
/ (20)
ANTHONY E. PORCELLI
United Sfates Magistrate Judge
cc: Counsel of Record