“The exhaustion doctrine requires a habeas applicant to do more than scatter some makeshift needles in the haystack of the state court record.”
How later courts described this case
- “The exhaustion doctrine requires a habeas applicant to do more than scatter some makeshift needles in the haystack of the state court record.”
- recognizing that a federal petition for the writ of habeas corpus permits only limited authority to review a state court’s evidentiary ruling
- “[A] federal habeas court simply reviews the specific reasons given by the state court and defers to those reasons if they are reasonable.”
- stating that “our habeas powers [do not] allow us to reverse [a] conviction based on a belief that the trial judge incorrectly interpreted the” state’s evidence rules
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF FLORIDA
TAMPA DIVISION
ROBERT J. POLLOCK,
Applicant,
v. CASE NO. 8:21-cv-1665-SDM-CPT
SECRETARY, Department of Corrections,
Respondent.
____________________________________/
ORDER
Pollock applies (Doc. 1) under 28 U.S.C. § 2254 for the writ of habeas corpus
and challenges his conviction for murder in the second degree, for which he is
imprisoned for thirty years. Numerous exhibits (“Respondent’s Exhibit”) support the
response. (Doc. 12) The respondent admits the application’s timeliness (Response at 2,
Doc. 12) but argues that some grounds are unexhausted and procedurally barred from
federal review.
I. BACKGROUND1
Based on information received from Larry Hummel, Tampa Police Department
Detective Eric Houston researched both a foreclosed residence and two possible
suspects (Robert Pollock and Dorsey France) regarding the disappearance of Nicki
1 This summary of the facts derives from Pollock’s brief on direct appeal. (Respondent’s Exhibit
28 at 1–2)
Hendriex. After unsuccessfully attempting to locate Hendriex, Detective Houston
spoke with Tamela Cagle and later decided to investigate the residence with the
permission of the bank that owned the property. At the residence Detective Houston
recovered a spent bullet from the bathroom and a K9 alerted on a slab of concrete in the
backyard. The detective later returned and, after the slab was broken apart, began
digging until he smelled what he believed to be the odor of a decomposing body. The
detective halted the dig until additional equipment could uncover and remove the body.
A medical examiner took the body to the medical examiner’s office, and a bullet was
removed from the head of the body during the autopsy. A fingerprint analysis
determined the body was Nicki Hendriex.
About one month later Pollock was arrested and charged with second degree
murder with a firearm based on Detective Houston’s conclusion that Pollock shot
Hendriex in the head after a confrontation in the bathroom and buried her in the
backyard. Detective Houston based these conclusions on statements from witnesses
who attested that Pollock had admitted to killing Hendriex.
A jury found Pollock guilty but the conviction was reversed and remanded after
the Second District Court of Appeal found Pollock’s appellate counsel was ineffective.
Pollock v. State, 64 So. 3d 695 (Fla. 2d DCA). At a re-trial a second jury found Pollock
guilty of second-degree murder with a firearm, and he was sentenced to the current
term of imprisonment of thirty years.
Pollock alleges twelve grounds for relief. The respondent argues that most of the
grounds are unexhausted and procedurally barred from federal review.
II. EXHAUSTION AND PROCEDURAL DEFAULT
The respondent argues that Grounds One through Five, Eight, and Ten through
Twelve are procedurally barred from federal review, primarily because Pollock failed to
fully exhaust his available state court remedies. An applicant must present each claim
to a state court before presenting the claim to a federal court. “[E]xhaustion of state
remedies requires that petitioners ‘fairly presen[t]’ federal claims to the state courts in
order to give the State the ‘opportunity to pass upon and correct’ alleged violations of
its prisoners’ federal rights.” Duncan v. Henry, 513 U.S. 364, 365 (1995) (quoting Picard
v. Connor, 404 U.S. 270, 275 (1971)); accord Rose v. Lundy, 455 U.S. 509, 518–19 (1982)
(“A rigorously enforced total exhaustion rule will encourage state prisoners to seek full
relief first from the state courts, thus giving those courts the first opportunity to review
all claims of constitutional error.”). “To provide the State with the necessary
‘opportunity,’ the prisoner must ‘fairly present’ his claim in each appropriate state court
(including a state supreme court with powers of discretionary review), thereby alerting
that court to the federal nature of the claim.” Baldwin v. Reese, 541 U.S. 27, 32 (2004)
(citing Duncan).
Grounds One through Five:
Pollock alleges that the trial court erred (1) by allowing both evidence of his
behavior and statements and evidence of his uncharged crimes (Grounds One and Two)
and (2) by denying motions for a judgment of acquittal and for a new trial (Grounds
Three and Four). Also, Pollock alleges that the post-conviction court erred by not
granting a new trial based on newly discovered evidence (Ground Five).
The respondent correctly argues that Pollock failed to “fairly present” these
grounds to the state courts because he failed to present each claim as a federal question,
that is, he failed to “federalize” the claims. Pollock presented claims similar to
Grounds One through Four on direct appeal and similar to Ground Five on the appeal
from the denial of post-conviction relief but he presented each claim as an abuse of
discretion under state law and not as the violation of a federally protected right. The
exhaustion requirement is not met if a defendant fails to alert the state appellate court
that the trial court allegedly violated a federally protected right. As Reese explains,
541 U.S. at 32, an applicant must alert the state court that he is raising a federal law
claim and not just a state law claim.
A litigant wishing to raise a federal issue can easily indicate the
federal law basis for his claim in a state-court petition or brief, for
example, by citing in conjunction with the claim the federal source
of law on which he relies or a case deciding such a claim on
federal grounds, or by simply labeling the claim “federal.”
As a consequence, “[i]t is not enough that all the facts necessary to support the federal
claim were before the state courts, or that a somewhat similar state-law claim was
made.” Anderson v. Harless, 459 U.S. 4, 6 (1982); see also Kelley v. Sec’y for Dep’t of Corr.,
377 F.3d 1271, 1345 (11th Cir. 2004) (“The exhaustion doctrine requires a habeas
applicant to do more than scatter some makeshift needles in the haystack of the state
court record.”) (citations omitted); Upshaw v. Singletary, 70 F.3d 576, 578 (11th Cir.
1995) (“[T]he applicant must have fairly apprised the highest court of his state with the
appropriate jurisdiction of the federal rights which allegedly were violated.”). An
applicant must present to the state court the same claim presented to the federal court.
Picard v. Connor, 404 U.S. at 275 (“[W]e have required a state prisoner to present the
state courts with the same claim he urges upon the federal courts.”). “[M]ere similarity
of claims is insufficient to exhaust.” Duncan, 513 U.S. at 366. Grounds One through
Five are unexhausted and not entitled to a review on the merits unless Pollock shows
entitlement to an exception to the exhaustion requirement, as discussed below.
Ground Eight:
Pollock alleges that trial counsel rendered ineffective assistance by not
impeaching Detective Houston with prior inconsistent statements. Pollock asserted this
claim in his amended Rule 3.850 motion (Respondent’s Exhibit 35 at 42–43), and the
post-conviction court summarily denied this claim (Respondent’s Exhibits 34 at 8 and
36 at 13–14) because Pollock failed to meet the prejudice requirement. Pollock did not
include this claim in his opening brief on the appeal from the denial of his motion for
post-conviction relief. Consequently, Pollock failed to “fairly present” this claim to the
state appellate court. O’Sullivan v. Boerckel, 526 U.S. 838, 848 (1999) (“Boerckel’s
failure to present three of his federal habeas claims to the Illinois Supreme Court in a
timely fashion has resulted in a procedural default of those claims.”); Duest v. Dugger,
555 So. 2d 849, 851–52 (Fla. 1990) (“The purpose of an appellate brief is to present
arguments in support of the points on appeal[, and the failure to] further elucidate[ ] is
not suffic[ient] to preserve [an] issue[, which is] deemed to have been waived.”).
Ground Eight is unexhausted and not entitled to a review on the merits unless Pollock
shows entitlement to an exception to the exhaustion requirement, as discussed below.
Grounds Ten through Twelve:
Lastly, in his federal application Pollock alleges three grounds he has never
previously asserted. Pollock alleges (1) that the prosecutor both erroneously told the
jurors that France was a co-defendant and introduced evidence recovered from France’s
storage unit (Ground Ten) and (2) that trial counsel was ineffective for neither retaining
a ballistics expert witness nor “citing” a state witness as having acted as a government
informant (Grounds Eleven and Twelve). The respondent correctly asserts that these
grounds were never presented to a state court. In reply Pollock does not dispute the
respondent’s position but asserts his entitlement to review of these grounds as
authorized by Martinez v. Ryan, 566 U.S. 1 (2012). The applicability of Martinez is
discussed below in determining whether Pollock shows entitlement to an exception to
the exhaustion requirement.
* * * *
As determined above, Pollock procedurally defaulted Grounds One through Five
by not “federalizing” each ground in state court and Ground Eight by not raising it on
appeal. State procedural rules preclude Pollock from returning to state court to present
his federal claims in another appeal. See Fla. R. App. P. 9.140(b)(3). And Grounds
Ten through Twelve, which Pollock never presented to a state court, are deemed
procedurally defaulted. See Shinn v. Ramirez, 596 U.S. 366, 378 (2022) (noting that if a
prisoner failed to present a federal claim to the state court and the state court would
dismiss the claim based on a procedural failure, the claim is technically exhausted
because, in the habeas context, “state-court remedies are . . . ‘exhausted’ when they are
no longer available, regardless of the reason for their unavailability.”) (quoting
Woodford v. Ngo, 548 U.S. 81, 92–93 (2006)); Snowden v. Singletary, 135 F.3d 732, 736
(11th Cir. 1998) (“[W]hen it is obvious that the unexhausted claims would be
procedurally barred in state court due to a state-law procedural default, we can forego
the needless ‘judicial ping-pong’ and just treat those claims now barred by state law as
no basis for federal habeas relief.”).
As a consequence, these grounds are barred from federal review absent a
showing of “actual cause and prejudice” or “manifest injustice.” See generally Coleman
v. Thompson, 501 U.S. 722, 747–51 (1991); Murray v. Carrier, 477 U.S. 478, 496 (1986).
The basis for “cause” must ordinarily reside in something external to the defense.
Marek v. Singletary, 62 F.3d 1295, 1302 (11th Cir. 1995). To show “prejudice,” the
applicant must show “not merely that the errors at his trial created the possibility of
prejudice, but that they worked to his actual and substantial disadvantage, infecting his
entire trial with error of constitutional dimensions.” Hollis v. Davis, 941 F.2d 1471,
1480 (11th Cir. 1991) (italics original) (quoting United States v. Frady, 456 U.S. 152, 170
(1982)).
Pollock argues that he shows “cause and prejudice” based on the negligence of
trial, appellate, and post-conviction counsel. Pollock must have exhausted the specific
claim that he argues excuses a procedural default, including whether counsel was
ineffective. “A showing of ineffective assistance of appellate counsel in failing to raise a
claim on direct appeal can constitute ‘cause’ so long as the ineffective assistance
‘occur[red] during a stage when a petitioner had a constitutional right to counsel’ and
the ineffective-assistance claim itself is ‘both exhausted and not procedurally
defaulted.’” Sealey v. Warden, Georgia Diagnostic Prison, 954 F.3d 1338, 1365 (11th Cir.
2020) (internal citations omitted); see also Edwards, v. Carpenter, 529 U.S. 446, 453 (2000)
(ruling that a federal habeas court is barred from considering a procedurally defaulted
“ineffective-assistance-of-counsel claim asserted as cause for the procedural default of
another claim” unless the applicant establishes “the cause-and-prejudice standard with
respect to” the ineffective assistance claim); Carrier, 477 U.S. at 488–89 (recognizing
that, if ineffective assistance of counsel is alleged as cause to excuse a procedural
default, the applicant must have presented the claim of ineffectiveness to the state
courts as an independent claim); Hill v. Jones, 81 F.3d 1015, 1030 (11th Cir. 1996)
(“[P]rocedurally defaulted claims of ineffective assistance cannot serve as cause to
excuse a default of a[nother] claim.”) (italics original)). Pollock never presented to the
state courts a claim of ineffective assistance of appellate counsel regarding the failure to
raise the direct appeal claims in Grounds One through Four, and he cannot argue
“cause” based on post-conviction appellate counsel’s (1) failing to “federalize” the
claim in Ground Five and (2) omitting the claim in Ground Eight because Pollock had
no right to counsel in a post-conviction appeal.
Alternatively, Pollock argues that, under Martinez, he shows “cause and
prejudice” based on the negligence of trial, appellate, and post-conviction counsel.
Pollock can rely on Martinez to establish cause for the procedural default of neither
Grounds One through Four (based on appellate counsel’s failure to “federalize” his
trial-court-error claims) nor Grounds Five and Eight (based on post-conviction
counsel’s omitting the claims on appeal) because Martinez applies only to a claim of
ineffective assistance of trial counsel –– not appellate counsel. Davila v. Davis, 582 U.S.
521, 531 (2017) (“In declining to expand the Martinez exception to the distinct context
of ineffective assistance of appellate counsel, we do no more than respect that
judgment.”). Additionally, Pollock’s claim in Ground Ten (that the prosecutor both
erroneously told the jurors that France was a co-defendant and introduced evidence
recovered from France’s storage unit) asserts no claim of ineffective assistance of trial
counsel. Consequently, the claim is beyond the reach of Martinez. On the other hand,
Grounds Eleven (trial counsel failed to retain a ballistics expert) and Twelve (trial
counsel failed to argue that a witness was a government informant) allege claims of
ineffective assistance of trial counsel. Affording his pro se papers a generous
interpretation, Pollock argues that post-conviction counsel provided ineffective
assistance by not asserting these two ineffective-assistance-of-trial-counsel claims. To
show entitlement to review under Martinez, Pollock must show that his claims are
“substantial,” which is a claim that has “some merit.” Martinez, 566 U.S. at 14.
Because the law governing ineffective assistance of counsel governs whether Pollock
can meet his burden of showing that his claims are “substantial,” Grounds Eleven and
Twelve are discussed further after the remaining grounds of ineffective assistance of
trial counsel.
As an alternative to showing “cause and prejudice,” Pollock must show that
dismissal of his procedurally defaulted grounds will result in a “fundamental
miscarriage of justice,” an especial difficulty because Pollock must demonstrate his
“actual innocence” of the crime of conviction. See Smith v. Murray, 477 U.S. 527, 537
(1986) (citing Murray v. Carrier, 477 U.S. at 496); see also Engle v. Isacc, 456 U.S. 107,
134–35 (1982). To meet the fundamental miscarriage of justice exception, Pollock must
show constitutional error coupled with “new reliable evidence — whether it be
exculpatory scientific evidence, trustworthy eyewitness accounts, or critical physical
evidence — that was not presented at trial.” Schlup v. Delo, 513 U.S. 298, 324 (1995).
This exception is not available unless “petitioner shows, as a factual matter, that he did
not commit the crime of conviction.” Ward v. Cain, 53 F.3d 106, 108 (5th Cir. 1995)
(denying a certificate of probable cause).
Pollock summarily asserts that he is “actually innocent” and that “fundamental
errors” have caused a “miscarriage of justice.” However, Pollock presents no “new
reliable evidence” that was both not presented at trial and shows he did not commit the
crime.
Pollock establishes neither “cause and prejudice” nor a “fundamental
miscarriage of justice.” Therefore, Grounds One through Five, Eight, and Ten are
procedurally barred from federal review and not entitled to a determination on the
merits. Whether Grounds Eleven and Twelve are entitled to a review on the merits
follows the discussion of Grounds Six, Seven, and Nine, which are entitled to a review
on the merits.
III. STANDARD OF REVIEW
The Anti-Terrorism and Effective Death Penalty Act of 1996 (“AEDPA”)
governs this proceeding. Wilcox v. Florida Dep’t of Corr., 158 F.3d 1209, 1210 (11th Cir.
1998). Section 2254(d), which creates a highly deferential standard for federal court
review of a state court adjudication, states in pertinent part:
An application for a writ of habeas corpus on behalf of a person in
custody pursuant to the judgment of a State court shall not be
granted with respect to any claim that was adjudicated on the
merits in State court proceedings unless the adjudication of the
claim —
(1) resulted in a decision that was contrary to, or
involved an unreasonable application of, clearly
established Federal law, as determined by the
Supreme Court of the United States; or
(2) resulted in a decision that was based on an
unreasonable determination of the facts in light of
the evidence presented in the State court
proceeding.
Williams v. Taylor, 529 U.S. 362, 412–13 (2000), explains this deferential standard:
In sum, § 2254(d)(1) places a new constraint on the power of a
federal habeas court to grant a state prisoner’s application for a
writ of habeas corpus with respect to claims adjudicated on the
merits in state court. Under § 2254(d)(1), the writ may issue only if
one of the following two conditions is satisfied — the state court
adjudication resulted in a decision that (1) “was contrary to . . .
clearly established Federal Law, as determined by the Supreme
Court of the United States” or (2) “involved an unreasonable
application of . . . clearly established Federal law, as determined
by the Supreme Court of the United States.” Under the “contrary
to” clause, a federal habeas court may grant the writ if the state
court arrives at a conclusion opposite to that reached by this Court
on a question of law or if the state court decides a case differently
than this Court has on a set of materially indistinguishable facts.
Under the “unreasonable application” clause, a federal habeas
court may grant the writ if the state court identifies the correct
governing legal principle from this Court’s decisions but
unreasonably applies that principle to the facts of the prisoner’s
case.
“The focus . . . is on whether the state court’s application of clearly established
federal law is objectively unreasonable, . . . an unreasonable application is different
from an incorrect one.” Bell v. Cone, 535 U.S. 685, 693 (2002). “To meet that standard,
a prisoner must show far more than that the state court’s decision was ‘merely wrong’
or ‘even clear error.’” Shinn v. Kayer, 592 U.S. 111, 118 (2020) (quoting Virginia v.
LeBlanc, 582 U.S. 91, 94 (2017)). “As a condition for obtaining habeas corpus from
a federal court, a state prisoner must show that the state court’s ruling on the claim
being presented in federal court was so lacking in justification that there was an error
well understood and comprehended in existing law beyond any possibility for
fairminded disagreement.” Harrington v. Richter, 562 U.S. 86, 103 (2011); see White v.
Woodall, 572 U.S. 415, 427 (2014) (“The critical point is that relief is available under
§ 2254(d)(1)’s unreasonable-application clause if, and only if, it is so obvious that a
clearly established rule applies to a given set of facts that there could be no ‘fairminded
disagreement’ on the question . . . .”) (citing Richter); Woods v. Donald, 575 U.S. 312,
316 (2015) (“And an ‘unreasonable application of ’ those holdings must be objectively
unreasonable, not merely wrong; even clear error will not suffice.”) (citing Woodall,
572 U.S. at 419); accord Brown v. Head, 272 F.3d 1308, 1313 (11th Cir. 2001) (“It is the
objective reasonableness, not the correctness per se, of the state court decision that we
are to decide.”). The phrase “clearly established Federal law” encompasses only the
holdings of the United States Supreme Court “as of the time of the relevant state-court
decision.” Williams, 529 U.S. at 412.
The purpose of federal review is not to re-try the state case. “The [AEDPA]
modified a federal habeas court’s role in reviewing state prisoner applications in order
to prevent federal habeas ‘retrials’ and to ensure that state-court convictions are given
effect to the extent possible under law.” Bell, 535 U.S. at 694. A federal court must
afford due deference to a state court’s decision. “AEDPA prevents defendants — and
federal courts — from using federal habeas corpus review as a vehicle to second-guess
the reasonable decisions of state courts.” Renico v. Lett, 559 U.S. 766, 779 (2010); see
also Cullen v. Pinholster, 563 U.S. 170, 181 (2011) (“This is a ‘difficult to meet,’ . . . and
‘highly deferential standard for evaluating state-court rulings, which demands that
state-court decisions be given the benefit of the doubt’ . . . .”) (citations omitted).
When the last state court to decide a federal claim issues a reasoned and
explanatory opinion, a federal habeas court reviews the specific reasons as stated in the
opinion and defers to those reasons if they are reasonable. Wilson v. Sellers, 584 U.S.
122, 125 (2018) (“[A] federal habeas court simply reviews the specific reasons given by
the state court and defers to those reasons if they are reasonable.”). When the relevant
state-court decision is not accompanied with reasons for the decision, the federal court
“should ‘look through’ the unexplained decision to the last related state-court decision
that does provide a relevant rationale [and] presume that the unexplained decision
adopted the same reasoning.” Wilson, 584 U.S. at 125. The State may contest “the
presumption by showing that the unexplained affirmance relied or most likely did rely
on different grounds than the lower state court’s decision . . . .” Wilson, 584 U.S. at
125.
In a per curiam decision without a written opinion the state appellate court on
direct appeal affirmed Pollock’s convictions and sentence. (Respondent’s Exhibit 31)
Similarly, in another per curiam decision without a written opinion the state appellate
court affirmed the denial of Pollock’s Rule 3.850 motion for post-conviction relief.
(Respondent’s Exhibit 42) The state appellate court’s per curiam affirmances warrant
deference under Section 2254(d)(1) because “the summary nature of a state court’s
decision does not lessen the deference that it is due.” Wright v. Moore, 278 F.3d 1245,
1254 (11th Cir. 2002); see also Richter, 562 U.S. at 100 (“When a federal claim has been
presented to a state court and the state court has denied relief, it may be presumed that
the state court adjudicated the claim on the merits in the absence of any indication or
state-law procedural principles to the contrary.”); Bishop v. Warden, 726 F. 3d 1243,
1255–56 (11th Cir. 2013) (describing the difference between an “opinion” or “analysis”
and a “decision” or “ruling” and explaining that deference is accorded the state court’s
“decision” or “ruling” even absent an “opinion” or “analysis”).
As Pinholster explains, 563 U.S. at 181–82, review of the state court decision is
limited to the state court record:
We now hold that review under § 2254(d)(1) is limited to the
record that was before the state court that adjudicated the claim on
the merits. Section 2254(d)(1) refers, in the past tense, to a state-
court adjudication that “resulted in” a decision that was contrary
to, or “involved” an unreasonable application of, established law.
This backward-looking language requires an examination of the
state-court decision at the time it was made. It follows that the
record under review is limited to the record in existence at that
same time, i.e., the record before the state court.
Pollock bears the burden of overcoming by clear and convincing evidence a state court’s
fact determination. “[A] determination of a factual issue made by a State court shall
be presumed to be correct. The applicant shall have the burden of rebutting the
presumption of correctness by clear and convincing evidence.” 28 U.S.C. § 2254(e)(1).
This presumption of correctness applies to a finding of fact but not to a mixed
determination of law and fact. Parker v. Head, 244 F.3d 831, 836 (11th Cir. 2001).
The state post-conviction court’s rejection of Pollock’s claims warrants deference in this
federal action. (Order Denying Motion for Post-Conviction Relief, Respondent’s
Exhibits 36 and 38) Pollock’s remaining grounds of ineffective assistance of counsel are
the same grounds that he presented to the state courts.
IV. INEFFECTIVE ASSISTANCE OF COUNSEL
Pollock claims ineffective assistance of counsel, a difficult claim to sustain.
“[T]he cases in which habeas petitioners can properly prevail on the ground of
ineffective assistance of counsel are few and far between.” Waters v. Thomas, 46 F.3d
1506, 1511 (11th Cir. 1995) (en banc) (quoting Rogers v. Zant, 13 F.3d 384, 386
(11th Cir. 1994)). Strickland v. Washington, 466 U.S. 668 (1984), governs an ineffective
assistance of counsel claim, as Sims v. Singletary, 155 F.3d 1297, 1305 (11th Cir. 1998),
explains:
The law regarding ineffective assistance of counsel claims is well
settled and well documented. In Strickland v. Washington, 466 U.S.
668, 104 S. Ct. 2052, 80 L. Ed. 2d 674 (1984), the Supreme Court
set forth a two-part test for analyzing ineffective assistance of
counsel claims. According to Strickland,
First, the defendant must show that counsel’s
performance was deficient. This requires showing
that counsel made errors so serious that counsel was
not functioning as the “counsel” guaranteed the
defendant by the Sixth Amendment. Second, the
defendant must show that the deficient performance
prejudiced the defense. This requires showing that
counsel’s errors were so serious as to deprive the
defendant of a fair trial, a trial whose result is
reliable.
Strickland, 466 U.S. at 687, 104 S. Ct. 2052.
An applicant must prove both deficient performance and consequent
prejudice. Strickland, 466 U.S. at 697 (“There is no reason for a court deciding an
ineffective assistance claim . . . to address both components of the inquiry if the
defendant makes an insufficient showing on one.”); Sims, 155 F.3d at 1305 (“When
applying Strickland, we are free to dispose of ineffectiveness claims on either of its two
grounds.”). “[C]ounsel is strongly presumed to have rendered adequate assistance and
made all significant decisions in the exercise of reasonable professional judgment.”
Strickland, 466 U.S. at 690. “[A] court deciding an actual ineffectiveness claim must
judge the reasonableness of counsel’s challenged conduct on the facts of the particular
case, viewed as of the time of counsel’s conduct.” Strickland, 466 U.S. at 690.
Strickland requires that “in light of all the circumstances, the identified acts or omissions
were outside the wide range of professionally competent assistance.” Strickland,
466 U.S. at 690.
Pollock must demonstrate that counsel’s alleged error prejudiced the defense
because “[a]n error by counsel, even if professionally unreasonable, does not warrant
setting aside the judgment of a criminal proceeding if the error had no effect on the
judgment.” Strickland, 466 U.S. at 691. To meet this burden, Pollock must show “a
reasonable probability that, but for counsel’s unprofessional errors, the result of the
proceeding would have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Strickland, 466 U.S. at 694.
See Pye v. Warden, Ga. Diagnostic Prison, 50 F.4th 1025, 1041–42 (11th Cir. 2022) (en
banc) (brackets original) (“Applying AEDPA to Strickland’s prejudice standard, we
must decide whether the state court’s conclusion that [counsel’s] performance . . .
didn’t prejudice [petitioner] — that there was no substantial likelihood of a different
result — was so obviously wrong that its error lies beyond any possibility for fairminded
disagreement.”) (internal quotation marks omitted).
Strickland cautions that “strategic choices made after thorough investigation of
law and facts relevant to plausible options are virtually unchallengeable; and strategic
choices made after less than complete investigation are reasonable precisely to the
extent that reasonable professional judgments support the limitations on investigation.”
466 U.S. at 690–91. As Dunn v. Reeves, 594 U.S. 731, 739 (2021) (italics original),
explains, deference is to both counsel’s and the state court’s decisions, recognizing that
counsel decides strategic options based on both limited resources and limited time.
[W]e owe deference to both Reeves’ counsel and the state court.
As to counsel, we have often explained that strategic decisions —
including whether to hire an expert — are entitled to a “strong
presumption” of reasonableness. Harrington v. Richter, 562 U.S. 86,
104, 131 S. Ct. 770, 178 L. Ed. 2d 624 (2011). Defense lawyers
have “limited” time and resources, and so must choose from
among “ ‘countless’ ” strategic options. Id., at 106–107, 131 S. Ct.
770. Such decisions are particularly difficult because certain tactics
carry the risk of “harm[ing] the defense” by undermining
credibility with the jury or distracting from more important issues.
Id., at 108, 131 S. Ct. 770.
And White v. Singletary, 972 F.2d 1218, 1220–21 (11th Cir. 1992), explains that Pollock
cannot meet his burden merely by showing that the avenue chosen by counsel proved
unsuccessful.
The test has nothing to do with what the best lawyers would have
done. Nor is the test even what most good lawyers would have
done. We ask only whether some reasonable lawyer at the trial
could have acted, in the circumstances, as defense counsel acted at
trial . . . . We are not interested in grading lawyers’ performances;
we are interested in whether the adversarial process at trial, in fact,
worked adequately.
Accord Chandler v. United States, 218 F.3d 1305, 1313 (11th Cir. 2000) (“To state the
obvious: the trial lawyers, in every case, could have done something more or
something different. So, omissions are inevitable . . . . [T]he issue is not what is
possible or ‘what is prudent or appropriate, but only what is constitutionally
compelled.’”) (en banc) (quoting Burger v. Kemp, 483 U.S. 776, 794 (1987)).
Under Section 2254(d) Pollock must prove that the state court’s decision
“(1) [was] contrary to, or involved an unreasonable application of, clearly established
Federal law, as determined by the Supreme Court of the United States or (2) [was]
based on an unreasonable determination of the facts in light of the evidence presented
in the State court proceeding.” Sustaining a claim of ineffective assistance of counsel is
very difficult because “[t]he standards created by Strickland and § 2254(d) are both
‘highly deferential,’ and when the two apply in tandem, review is ‘doubly’ so.” Richter,
562 U.S. at 105; see also Reeves, 594 U.S. at 739 (“This analysis is ‘doubly deferential’
when, as here, a state court has decided that counsel performed adequately.”);
Pinholster, 563 U.S. 202 (An applicant must overcome this “‘doubly deferential’
standard of Strickland and the AEDPA.”); Nance v. Warden, Ga. Diag. Prison, 922 F.3d
1298, 1303 (11th Cir. 2019) (“Given the double deference due, it is a ‘rare case in which
an ineffective assistance of counsel claim that was denied on the merits in state court is
found to merit relief in a federal habeas proceeding.’”) (quoting Johnson v. Sec’y, Dep’t of
Corr., 643 F.3d 907, 911 (11th Cir. 2011)); Pooler v. Sec’y, Dep’t of Corr., 702 F.3d 1252,
1270 (11th Cir. 2012) (“Because we must view Pooler’s ineffective counsel claim —
which is governed by the deferential Strickland test — through the lens of AEDPA
deference, the resulting standard of review is “doubly deferential.”). “And in reviewing
the work of their peers, federal judges must begin with the ‘presumption that state
courts know and follow the law.’ Or, in more concrete terms, a federal court may grant
relief only if every ‘fairminded juris[t]’ would agree that every reasonable lawyer would
have made a different decision.” Reeves, 594 U.S. at 739–40 (quoting both Woodford v.
Visciotti, 537 U.S. 19, 24 (2002), and Richter, 562 U.S. at 101) (italics and brackets
original).
In summarily denying Pollock’s motion for post-conviction relief, the state court
recognized that Strickland governs a claim of ineffective assistance of counsel.
(Respondent’s Exhibit 34 at 2) Because the state court rejected the grounds based on
Strickland, Pollock cannot meet the “contrary to” test in Section 2254(d)(1). Pollock
instead must show that the state court unreasonably applied Strickland or unreasonably
determined the facts. In determining “reasonableness,” the statute limits federal review
to determining only “whether the state habeas court was objectively reasonable in its
Strickland inquiry,” not independently assessing whether counsel’s actions were
reasonable. Putnam v. Head, 268 F.3d 1223, 1244, n.17 (11th Cir. 2001). The
presumption of correctness and the highly deferential standard of review requires that
the analysis of each ground begin with the state court’s analysis.
Ground Six:
Pollock alleges that trial counsel was ineffective for not impeaching Tamila
Cagle, who was the main witness against him, with her many prior statements that
Pollock contends were inconsistent with her trial testimony. Pollock identifies eleven
statements during trial (labeled as A–K) that he contends were inconsistent with
twenty-nine prior statements. The response includes a detailed chart that aligns the
alleged inconsistent statements with Cagle’s trial testimony. (Doc. 12 at 23–25)
The post-conviction court thoroughly analyzed each alleged inconsistent
statement and summarily denied relief based on the statements labeled D–G and J–K.
(Respondent’s Exhibit 36 at 7–12) After considering the state’s response to the
remaining prior statements, the post-conviction court concurred with the respondent’s
argument that the statements were either not inconsistent or not prejudicial.
(Respondent’s Exhibit 38)2
As stated above, “strategic choices made after thorough investigation of law
and facts relevant to plausible options are virtually unchallengeable,” Strickland,
466 U.S. at 690–91, and deference is afforded to both counsel’s and the state court’s
decisions. Reeves, 594 U.S. at 739. Counsel’s decision to cross-examine and his manner
of cross-examining are strategic decisions entitled to deference. Dorsey v. Chapman, 262
F.3d 1181, 1185–86 (11th Cir. 2001). The only question is whether counsel’s strategic
decision was “reasonable.” Minton v. Sec’y, Dep’t of Corr., 271 F. App’x 916, 918 (11th
2 The pages in the order are not numbered but are identified as pages 316–21 in EM/ECF.
Cir. 2008) (“The Supreme Court has ‘declined to articulate specific guidelines for
appropriate attorney conduct and instead has emphasized that the proper measure of
attorney performance remains simply reasonableness under prevailing professional
norms.’”) (quoting Wiggins v. Smith, 539 U.S. 510, 521 (2003). The post-conviction
court’s determinations –– (1) that the few statements that were inconsistent were not
prejudicial and (2) that counsel’s strategic decisions regarding cross-examination were
reasonable –– are not an unreasonable application of Strickland. Consequently, Pollock
is not entitled to relief based on Ground Six.
Ground Seven:
Pollock alleges that trial counsel was ineffective for not introducing into evidence
recorded telephone calls by France while he was in jail, which calls implicated him as
the person who committed the murder. The post-conviction court determined that the
recordings of the telephone calls were inadmissible (Exhibit 38 at 322–23) (reference to
record omitted):
Defendant has not alleged any hearsay exception under which the
calls could have been admitted as evidence at trial. See
§ 90.804(2), Fla. Stat. Moreover, the content of the calls, as alleged
by Defendant, appears to be consistent with Ms. Cagle’s testimony
that Defendant killed the victim because, in part, of how the
victim treated Mr. France, and consistent [with] her testimony that
Mr. France knew the victim was dead because Defendant told her
the gunshot woke up Mr. France[,] and [that] Defendant and Mr.
France buried the victim’s body. Thus, even if the calls had been
admissible, the Court finds they would not have resulted in a
different outcome at trial as the calls support and are consistent
with Ms. Cagle’s trial testimony.
The post-conviction court determined that trial counsel was not ineffective
because the telephone calls were neither admissible nor prejudicial. Generally, a state’s
interpretation of its own laws or rules provides no basis for federal habeas corpus relief.
“We have repeatedly held that a state court’s interpretation of state law . . . binds a
federal court sitting in habeas corpus.” Bradshaw v. Richey, 546 U.S. 74, 76 (2005); see,
e.g., Estelle v. McGuire, 502 U.S. 62, 75 (1991) (stating that “our habeas powers [do not]
allow us to reverse [a] conviction based on a belief that the trial judge incorrectly
interpreted the” state’s evidence rules); Burgett v. Texas, 389 U.S. 109, 113–114 (1967)
(recognizing that a federal petition for the writ of habeas corpus permits only limited
authority to review a state court’s evidentiary ruling). Having determined that, because
the telephone calls were inadmissible, trial counsel’s performance was not deficient.
The state court reasonably applied Strickland in rejecting Pollock’s claim of ineffective
assistance of counsel based on the claim in Ground Seven.
Ground Nine:
Pollock alleges that trial counsel was ineffective for not objecting to Detective
Houston’s testifying as an expert witness regarding a “ricochet.” The response
accurately summarizes the relevant testimony as follows (Doc. 12 at 6) (references to
record omitted):
Houston testified that a spent bullet and pieces of decorative glass
of the same type as the glass found with the victim’s body were
found in the bathroom of the residence. A fired bullet was found
under the tub. Houston also observed a broken tile on the wall of
the bathroom and recovered a small metal fragment from the tile.
Houston opined that it was consistent with a ricochet of a bullet
being fired and embedding a portion of the bullet in the tile.
The post-conviction court denied relief under this claim as follows (Respondent’s
Exhibit 34 at 9–10) (references to record omitted):
In claim five, Defendant alleges ineffective assistance of counsel
for failing to object to the introduction of Eric Houston’s expert
testimony on ricochets when he was never listed as an expert
witness. He alleges the State introduced Detective Houston’s
expert testimony that a bullet had ricocheted in the bathroom
where the murder allegedly occurred. He alleges the State then
contended Walter Brois’s testimony about Defendant discussing
with him a defense based on “ricochet case law” meant Defendant
admitted the murder. Defendant alleges he was prejudiced because
the ricochet testimony was a feature of the case where the State
argued the discovery of two bullets demonstrated the shooter had
ill-will, spite, and hatred for the victim and corroborated Walter
Brois’s testimony. Defendant contends there is a reasonable
probability that but for counsel’s unprofessional errors the
outcome of the trial would have different.
The Court finds claim five to be without merit. First, the Court
finds Defendant is referencing . . . Detective Houston’s testimony
about potential ricochet . . . .
As to Detective Houston’s testimony about whether a bullet had
ricocheted, he testified his opinion was based on his experience
and observations. He testified he observed a metal fragment
imbedded in a tile above the bathtub and a spent bullet under the
tub. He testified that based on his own experience and
observations, the metal fragment imbedded in the wall was
consistent with a bullet ricocheting off the wall. Thus, as Detective
Houston’s testimony was based on his own observations and
experience, the Court finds counsel did not act deficiently for
failing to object.
The post-conviction court determined that trial counsel was not ineffective
because Detective Houston was testifying based on his own observations and
experiences, not as an expert witness. Consequently, because Ground Nine is based on
a faulty premise –– that Detective Houston testified as an expert witness –– the state
court reasonably applied Strickland in determining that trial counsel’s performance was
not deficient.
* * * *
Claims under Martinez:
As discussed above, Pollock asserts entitlement to review of the claims of
ineffective assistance of trial counsel alleged in Grounds Eleven and Twelve,
specifically, that trial counsel was ineffective for neither retaining a ballistics expert
witness nor “citing” a state witness as having acted as a government informant.
Martinez applies only if (1) a state requires a prisoner to raise a claim of ineffective
assistance of trial counsel in an initial review collateral proceeding, (2) the prisoner
failed to properly raise the ineffective assistance of trial counsel claim in his state initial
review collateral proceeding, (3) the prisoner did not have collateral counsel or his
collateral counsel was ineffective, and (4) the failure to excuse the procedural default
would result in the loss of a “substantial” claim of ineffective assistance of trial counsel.
Martinez, 566 U.S. at 14. Because he had the benefit of post-conviction counsel,
Pollock must show that post-conviction counsel was ineffective for not asserting these
two grounds. To show entitlement to review under Martinez, Pollock must show that
his claims are “substantial,” which are claims that have “some merit.” Martinez, 566
U.S. at 14.
Pollock must overcome not only the deference afforded to trial counsel’s strategic
decision but also that no competent post-conviction counsel would have omitted the
claims in Grounds Eleven and Twelve, as Hittson v. GDCP Warden, 759 F.3d 1210, 1263
(11th Cir. 2014) (italicized emphasis original), explains:
As we have explained, Strickland instructs courts to “indulge a
strong presumption that counsel’s conduct falls within the wide
range of reasonable professional assistance” — that counsel
“rendered adequate assistance and made all significant decisions
in the exercise of reasonable professional judgment.” 466 U.S. at
689–90, 104 S. Ct. at 2065–66. To overcome this presumption, a
petitioner must “establish that no competent counsel would have
taken the action that his counsel did take.” Chandler v. United
States, 218 F.3d 1305, 1315 (11th Cir.2000) (en banc).
Thus, to show that his habeas counsel failed to provide the level of
representation required by Strickland, Hittson must show more
than the mere fact they failed to raise potentially meritorious
claims; he must show that no competent counsel, in the exercise of
reasonable professional judgment, would have omitted those
claims. Even assuming that the underlying ineffective-assistance
claims are meritorious[,] Hittson has not established that his state
habeas counsel were incompetent for failing to raise them.
In Ground Eleven Pollock alleges that trial counsel should have retained a
ballistics expert, but he fails both to identify what testimony a ballistics expert could
provide and to show that there is a reasonable probability that such unknown testimony
would have produced a different outcome at trial. In short, the allegation is conclusory
and fails to meet Martinez’s minimal requirement that the claim is “substantial,” that is,
that the claim has “some merit.”
In Ground Twelve Pollock alleges that trial counsel was ineffective for not
“citing” that Walter Brois –– a jailhouse informant who testified against Pollock –– was
acting as a government informant. As discussed above, counsel’s decision on how to
cross-examine a witness is a strategic decision entitled to deference. Dorsey, 262 F.3d at
1185–86. Even if he could show that trial counsel performed deficiently by not eliciting
testimony that Brois was allegedly a “government informant,” Pollock cannot meet the
minimal requirement of showing prejudice. Brois testified that he has thirty-five felony
convictions, that he was serving a twenty-year sentence, and that he was then
challenging his sentence in a separate proceeding. (Respondent’s Exhibit 20 at 692)
Brois admitted on direct examination both that “the reason why you’re doing this is
because you’re hoping that you can mitigate your sentence” and that he filed a motion
for rehearing specifically so the judge could both consider his testimony against Pollock
and reconsider the denial of his motion to mitigate sentence. (Respondent’s Exhibit 20
at 690 and 692) On cross-examination Brois admitted (1) that “he was doing
everything that [he] can to have [his twenty-year sentence] reduced,” (2) that in the past
he had obtained information from a defendant in a death penalty case and provided
that information to the state, (3) that he had talked with Detective Houston “a few
times” and that the detective had testified on Brois’s behalf at a sentencing hearing, and
(4) that he hoped Detective Houston would testify for him at a future hearing.
(Respondent’s Exhibit 20 at 697–705) Trial counsel ensured that the jury knew that
Brois was testifying against Pollock in hopes of getting his sentence reduced. Whether
Brois was a “government informant” was an additional fact that, if true, was likely
insufficient to change the outcome. Consequently, even if the claim in Ground Twelve
meets the minimal showing that the claim is “substantial,” the claim fails on the merits.
V. CONCLUSION
Pollock fails to meet his burden to show that the state court’s decision was either
an unreasonable application of controlling Supreme Court precedent or an
unreasonable determination of fact. As Burt v. Titlow, 571 U.S. 12, 19–20 (2013), states:
Recognizing the duty and ability of our state-court colleagues to
adjudicate claims of constitutional wrong, AEDPA erects a
formidable barrier to federal habeas relief for prisoners whose
claims have been adjudicated in state court. AEDPA requires “a
state prisoner [to] show that the state court’s ruling on the claim
being presented in federal court was so lacking in justification that
there was an error . . . beyond any possibility for fairminded
disagreement.” Harrington v. Richter, 562 U.S. [86, 103] (2011). “If
this standard is difficult to meet” — and it is — “that is because it
was meant to be.” Id., at [102]. We will not lightly conclude that a
State’s criminal justice system has experienced the “extreme
malfunctio[n]” for which federal habeas relief is the remedy. Id., at
[103] (internal quotation marks omitted).
Pollock’s application for the writ of habeas corpus (Doc. 1) is DENIED. The
clerk must enter a judgment against Pollock and CLOSE this case.
DENIAL OF BOTH
A CERTIFICATE OF APPEALABILITY
AND LEAVE TO APPEAL IN FORMA PAUPERIS
Pollock is not entitled to a certificate of appealability (“COA”). A prisoner
seeking a writ of habeas corpus has no entitlement to appeal a district court’s denial of
his application. 28 U.S.C. § 2253(c)(1). Rather, a district court must first issue a COA.
Section 2253(c)(2) permits issuing a COA “only if the applicant has made a substantial
showing of the denial of a constitutional right.” To merit a COA, Pollock must show
that reasonable jurists would find debatable both the merits of the underlying claims
and the procedural issues he seeks to raise. See 28 U.S.C. § 2253(c)(2); Slack v.
McDaniel, 529 U.S. 473, 478 (2000); Eagle v. Linahan, 279 F.3d 926, 935 (11th Cir.
2001). Because he fails to show that reasonable jurists would “find debatable” either
the merits of the grounds or the procedural issues, Pollock is entitled to neither a COA
nor leave to appeal in forma pauperis.
A certificate of appealability is DENIED. Leave to appeal in forma pauperis 1s
DENIED. Pollock must obtain permission from the circuit court to appeal in forma
pauperts.
ORDERED in Tampa, Florida, on September 13, 2024.
STEVEND.MERRYDAY □□
UNITED STATES DISTRICT JUDGE
-28-