stating that a verified complaint serves the same purpose of an affidavit for purposes of summary judgment
How later courts described this case
- stating that a verified complaint serves the same purpose of an affidavit for purposes of summary judgment
- holding that “[m]ere negligence . . . is insufficient to establish deliberate indifference.”
- “When opposing parties tell two different stories, one of which is blatantly contradicted by the record, so that no reasonable jury could believe it, a court should not adopt that version of the facts for purposes of ruling on a motion for summary judgment.”
- stating “deliberate indifference” is synonym for intentional or reckless conduct, and that “reckless” conduct describes conduct so dangerous that deliberate nature can be inferred
Written by the judges who cited it.
The opinion
IN THE DISTRICT COURT OF THE UNITED STATES
FOR THE MIDDLE DISTRICT OF ALABAMA
NORTHERN DIVISION
AVERY L. SMITH, #155412, )
)
Plaintiff, )
)
v. ) CASE NO. 2:17-CV-29-ALB
)
CORIZON HEALTH SERVICES, et al., )
)
Defendants. )
RECOMMENDATION OF THE MAGISTRATE JUDGE
I. INTRODUCTION1
This 42 U.S.C. § 1983 action is pending before the court on a complaint and
amendments thereto filed by Avery L. Smith, an indigent state inmate. In the instant case,
Smith challenges the constitutionality of medical treatment provided to him for a cyst on
his right foot during a prior term of incarceration at the Ventress Correctional Facility. The
defendants remaining in this case are Corizon Health Services, Nurse Nettie Burks, Dr.
John Peasant, and Dr. Hugh Hood, medical care providers for the state prison system at the
time of the treatment about which Smith complains, Dr. Wilford S. French, a radiologist
employed by Montgomery Radiology Associates, and Karla Jones, the warden of Ventress
during the time relevant to the complaint. Smith seeks monetary damages from the
defendants.
1The documents and page numbers cited herein are those assigned by the Clerk of this court in the docketing process.
The defendants filed special reports, supplemental special reports and relevant
evidentiary materials in support of their reports — including affidavits and medical records
— addressing the claims presented by Smith. In these documents, the defendants assert
that at all times they provided proper medical treatment to Smith for his cyst and adamantly
deny any violation of this inmate’s constitutional rights.
On August 4, 2017, the court issued an order directing Smith to file a response to
the arguments set forth by the defendants in their special reports and supplements thereto
and advising him that his response should be supported by affidavits or statements made
under penalty of perjury and other appropriate evidentiary materials. Doc. 96 at 2. This
order specifically cautioned the parties that “unless within fifteen (15) days from the date
of this order a party files a response in opposition which presents sufficient legal cause
why such action should not be undertaken . . . the court may at any time [after expiration
of the time for the plaintiff filing a response to the order] and without further notice to
the parties (1) treat the special report[s] and any supporting evidentiary materials as a
motion for summary judgment and (2) after considering any response as allowed by this
order, rule on the motion[s] for summary judgment in accordance with the law.” Doc. 96
at 3.
On April 6, 2017, Smith filed an unsworn response and supporting evidentiary
materials arguing that he had exhausted the grievance procedure provided by Corizon.
Docs. 29, 29-1 & 29-2. In response to the order directing that he respond to the defendants’
special reports, Smith filed an unsworn response and supporting evidentiary materials,
Docs. 97, 97-1, 97-2 & 97-3, and an unsworn supplemental response with attached medical
records. Docs. 98, 98-1 & 98-2.
Pursuant to the directives of the order entered on August 4, 2017, the court deems
it appropriate to treat the defendants’ special reports and their supplemental special reports
as motions for summary judgment. Upon consideration of the defendants’ motions for
summary judgment, the evidentiary materials filed in support thereof, the sworn complaint
and the plaintiff’s responses in opposition, the court concludes that summary judgment is
due to be granted in favor of the defendants.
II. SUMMARY JUDGMENT STANDARD
“Summary judgment is appropriate if the pleadings, depositions, answers to
interrogatories, and admissions on file, together with the affidavits, if any, show there is no
genuine [dispute] as to any material fact and that the moving party is entitled to judgment
as a matter of law.” Greenberg v. BellSouth Telecomm., Inc., 498 F.3d 1258, 1263 (11th
Cir. 2007) (internal quotation marks omitted); Rule 56(a), Fed. R. Civ. P. (“The court shall
grant summary judgment if the movant shows that there is no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.”). The party moving
for summary judgment “always bears the initial responsibility of informing the district
court of the basis for its motion, and identifying those portions of the [record, including
pleadings, discovery materials and affidavits], which it believes demonstrate the absence
of a genuine [dispute] of material fact.” Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986);
Jeffery v. Sarasota White Sox, Inc., 64 F.3d 590, 593 (11th Cir. 1995) (holding that moving
party has initial burden of showing there is no genuine dispute of material fact for trial).
The movant may meet this burden by presenting evidence indicating there is no dispute of
material fact or by showing that the nonmoving party has failed to present appropriate
evidence in support of some element of its case on which it bears the ultimate burden of
proof. Celotex, 477 U.S. at 322–24; Moton v. Cowart, 631 F.3d 1337, 1341 (11th Cir.
2011) (holding that moving party discharges his burden by showing the record lacks
evidence to support the nonmoving party’s case or the nonmoving party would be unable
to prove his case at trial).
When the defendants meet their evidentiary burden, as they have in this case, the
burden shifts to the plaintiff to establish, with appropriate evidence beyond the pleadings,
that a genuine dispute material to his case exists. Clark v. Coats & Clark, Inc., 929 F.2d
604, 608 (11th Cir. 1991); Celotex, 477 U.S. at 324; Fed. R. Civ. P. 56(e)(3) (“If a party
fails to properly support an assertion of fact or fails to properly address another party’s
assertion of fact [by citing to materials in the record including affidavits, relevant
documents or other materials], the court may . . . grant summary judgment if the motion
and supporting materials—including the facts considered undisputed—show that the
movant is entitled to it[.]”); Jeffery, 64 F.3d at 593–94 (holding that, once a moving party
meets its burden, “the non-moving party must then go beyond the pleadings, and by its
own affidavits [or statements made under penalty of perjury], or by depositions, answers
to interrogatories, and admissions on file,” demonstrate that there is a genuine dispute of
material fact). In civil actions filed by inmates, federal courts “must distinguish between
evidence of disputed facts and disputed matters of professional judgment. In respect to the
latter, our inferences must accord deference to the views of prison authorities. Unless a
prisoner can point to sufficient evidence regarding such issues of judgment to allow him to
prevail on the merits, he cannot prevail at the summary judgment stage.” Beard v. Banks,
548 U.S. 521, 530 (2006) (internal citation omitted). This court will also consider “specific
facts” pled in a plaintiff’s sworn complaint when considering his opposition to summary
judgment. Caldwell v. Warden, FCI Talladega, 748 F.3d 1090, 1098 (11th Cir. 2014);
Barker v. Norman, 651 F.2d 1107, 1115 (5th Cir. Unit A 1981) (stating that a verified
complaint serves the same purpose of an affidavit for purposes of summary judgment).
However, “mere conclusions and unsupported factual allegations are legally insufficient to
defeat a summary judgment motion.” Ellis v. England, 432 F.3d 1321, 1326 (11th Cir.
2005).
A genuine dispute of material fact exists when the nonmoving party produces
evidence that would allow a reasonable fact-finder to return a verdict in its favor such that
summary judgment is not warranted. Greenberg, 498 F.3d at 1263; Allen v. Bd. of Pub.
Educ. for Bibb Cnty., 495 F.3d 1306, 1313 (11th Cir. 2007). The evidence must be
admissible at trial, and if the nonmoving party’s evidence “is merely colorable . . . or is not
significantly probative . . . summary judgment may be granted.” Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 249–50 (1986), Fed. R. Civ. P. 56(e). “A mere ‘scintilla’ of
evidence supporting the supporting party’s position will not suffice[.]” Walker v. Darby,
911 F.2d 1573, 1577 (11th Cir. 1990) (citing Anderson, 477 U.S. at 252). Only disputes
involving material facts are relevant, materiality is determined by the substantive law
applicable to the case. Anderson, 477 U.S. at 248.
To demonstrate a genuine dispute of material fact, the party opposing summary
judgment “must do more than simply show that there is some metaphysical doubt as to the
material facts. . . . Where the record taken as a whole could not lead a rational trier of fact
to find for the nonmoving party, there is no ‘genuine [dispute] for trial.’” Matsushita Elec.
Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986). “The evidence of the non-
movant is to be believed, and all justifiable inferences are to be drawn in his favor.”
Anderson, 477 U.S. at 255. At the summary judgment stage, this court should accept as
true “statements in [the plaintiff’s] verified complaint, [any] sworn response to the officers’
motion for summary judgment, and sworn affidavit attached to that response[.]” Sears v.
Roberts, 922 F.3d 1199, 1206 (11th Cir. 2019); United States v. Stein, 881 F.3d 853, 857
(11th Cir. 2018) (holding that a plaintiff’s purely self-serving and uncorroborated
statements “based on personal knowledge or observation” set forth in a verified complaint
or affidavit may create an issue of material fact which precludes summary judgment);
Feliciano v. City of Miami Beach, 707 F.3d 1244, 1253 (11th Cir. 2013) (citations omitted)
(“To be sure, [Plaintiff’s] sworn statements are self-serving, but that alone does not permit
[the court] to disregard them at the summary judgment stage . . . . Courts routinely and
properly deny summary judgment on the basis of a party’s sworn testimony even though it
is self-serving.”). However, general, blatantly contradicted and merely “[c]onclusory,
uncorroborated allegations by a plaintiff in [his verified complaint or] an affidavit . . . will
not create an issue of fact for trial sufficient to defeat a well-supported summary judgment
motion.” Solliday v. Fed. Officers, 413 F. App’x 206, 207 (11th Cir. 2011) (citing Earley
v. Chamption Int’l Corp., 907 F.2d 1077, 1081 (11th Cir. 1990). In addition, conclusory
allegations based on purely subjective beliefs of a plaintiff and assertions of which he lacks
personal knowledge are likewise insufficient to create a genuine dispute of material fact.
See Holifield v. Reno, 115 F.3d 1555, 1564 n.6 (11th Cir. 1997). In cases where the
evidence before the court which is admissible on its face or which can be reduced to
admissible form indicates there is no genuine dispute of material fact and the party moving
for summary judgment is entitled to it as a matter of law, summary judgment is proper.
Celotex, 477 U.S. at 323-24; Waddell v. Valley Forge Dental Associates, Inc., 276 F.3d
1275, 1279 (11th Cir. 2001) (holding that to establish a genuine dispute of material fact,
the nonmoving party must produce evidence such that a reasonable trier of fact could return
a verdict in his favor). “The mere existence of some factual dispute will not defeat
summary judgment unless that factual dispute is material to an issue affecting the outcome
of the case.” McCormick v. City of Fort Lauderdale, 333 F.3d 1234, 1243 (11th Cir. 2003)
(citation omitted). “[T]here must exist a conflict in substantial evidence to pose a jury
question.” Hall v. Sunjoy Indus. Group, Inc., 764 F. Supp. 2d 1297, 1301 (M.D. Fla. 2011)
(citation omitted). “When opposing parties tell two different stories, one of which is
blatantly contradicted by the record, so that no reasonable jury could believe it, a court
should not adopt that version of the facts for purposes of ruling on a motion for summary
judgment.” Scott v. Harris, 550 U.S. 372, 380 (2007).
Although factual inferences must be viewed in a light most favorable to the plaintiff
and pro se complaints are entitled to liberal interpretation, a pro se litigant does not escape
the burden of establishing by sufficient evidence a genuine dispute of material fact. See
Beard, 548 U.S. at 525. Thus, a plaintiff’s pro se status alone does not compel this court
to disregard elementary principles of production and proof in a civil case. Here, after a
thorough and exhaustive review of all the evidence which would be admissible at trial, the
court finds that Smith has failed to demonstrate a genuine dispute of material fact in order
to preclude entry of summary judgment in favor of the defendants.
III. DISCUSSION
Smith alleges that the defendants denied him adequate medical treatment for a cyst
on his right ankle. In their responses, the defendants adamantly deny acting with deliberate
indifference to Smith’s medical needs with respect to this cyst.
To prevail on a claim concerning an alleged denial of medical treatment, an inmate
must, at a minimum, show that the defendant acted with deliberate indifference to a serious
medical need. Estelle v. Gamble, 429 U.S. 97 (1976); Taylor v. Adams, 221 F.3d 1254
(11th Cir. 2000); McElligott v. Foley, 182 F.3d 1248 (11th Cir. 1999); Waldrop v. Evans,
871 F.2d 1030, 1033 (11th Cir. 1989). Medical personnel may not subject an inmate to
“acts or omissions sufficiently harmful to evidence deliberate indifference to serious
medical needs.” Estelle, 429 U.S. at 106; Adams v. Poag, 61 F.3d 1537, 1546 (11th Cir.
1995) (holding, as directed by Estelle, that a plaintiff must establish “not merely the
knowledge of a condition, but the knowledge of necessary treatment coupled with a refusal
to treat or a delay in [the acknowledged necessary] treatment”).
Under well-settled law, neither medical malpractice nor negligence constitutes
deliberate indifference:
That medical malpractice—negligence by a physician—is insufficient to
form the basis of a claim for delierate indifference is well settled. See Estelle
v. Gamble, 429 U.S. 97, 105–07, 97 S. Ct. 285, 292, 50 L.Ed.2d 251 (1976);
Adams v. Poag, 61 F.3d 1537, 1543 (11th Cir. 1995). Instead, something
more must be shown. Evidence must support a conclusion that a prison
[medical care provider’s] harmful acts were intentional or reckless. See
Farmer v. Brennan, 511 U.S. 825, 833–38, 114 S. Ct. 1970, 1977–79, 128
L.Ed.2d 811 (1994); Cottrell v. Caldwell, 85 F.3d 1480, 1491 (11th Cir.
1996) (stating that deliberate indifference is equivalent of recklessly
disregarding substantial risk of serious harm to inmate); Adams, 61 F.3d at
1543 (stating that plaintiff must show more than mere negligence to assert an
Eighth Amendment violation); Hill v. DeKalb Regional Youth Detention
Ctr., 40 F.3d 1176, 1191 n. 28 (11th Cir. 1994) (recognizing that Supreme
Court has defined “deliberate indifference” as requiring more than mere
negligence and has adopted a “subjective recklessness” standard from
criminal law); Qian v. Kautz, 168 F.3d 949, 955 (7th Cir. 1999) (stating
“deliberate indifference” is synonym for intentional or reckless conduct, and
that “reckless” conduct describes conduct so dangerous that deliberate nature
can be inferred).
Hinson v. Edmond, 192 F.3d 1342, 1345 (11th Cir. 1999).
In order to establish “deliberate indifference to [a] serious medical need . . .,
Plaintiff[] must show: (1) a serious medical need; (2) the defendants’ deliberate
indifference to that need; and (3) causation between that indifference and the plaintiff’s
injury.” Mann v. Taser Int’l, Inc., 588 F.3d 1291, 1306–07 (11th Cir. 2009). When seeking
relief based on deliberate indifference, an inmate is required to show “an objectively
serious need, an objectively insufficient response to that need, subjective awareness of facts
signaling the need and an actual inference of required action from those facts.” Taylor, 221
F.3d at 1258; McElligott, 182 F.3d at 1255 (holding that, for liability to attach, the official
must know of and then disregard an excessive risk of harm to the prisoner). Regarding the
objective component of a deliberate indifference claim, the plaintiff must first show “an
objectively serious medical need[] . . . and second, that the response made by [the
defendant] to that need was poor enough to constitute an unnecessary and wanton infliction
of pain, and not merely accidental inadequacy, negligen[ce] in diagnos[is] or treat[ment],
or even [m]edical malpractice actionable under state law.” Taylor, 221 F.3d at 1258
(internal quotation marks and citations omitted). To proceed on a claim challenging the
constitutionality of medical care “[t]he facts alleged must do more than contend medical
malpractice, misdiagnosis, accidents, [or] poor exercise of medical judgment.” Daniels v.
Williams, 474 U.S. 327, 330–33 (1986); Estelle, 429 U.S. at 106 (holding that neither
negligence nor medical malpractice “become[s] a constitutional violation simply because
the victim is incarcerated.”); Farmer, 511 U.S. at 836 (observing that a complaint alleging
negligence in diagnosing or treating “a medical condition does not state a valid claim of
medical mistreatment under the Eighth Amendment[,]” nor does it establish the requisite
reckless disregard of a substantial risk of harm so as to demonstrate a constitutional
violation.); Kelley v. Hicks, 400 F.3d 1281, 1285 (11th Cir. 2005) (holding that “[m]ere
negligence . . . is insufficient to establish deliberate indifference.”); Matthews v. Palte, 282
F. App’x 770, 771 (11th Cir. 2008) (affirming district court’s summary dismissal of
inmate’s complaint because “misdiagnosis and inadequate treatment involve no more than
medical negligence.”).
Additionally, “to show the required subjective intent . . ., a plaintiff must
demonstrate that the public official acted with an attitude of deliberate indifference . . .
which is in turn defined as requiring two separate things: aware[ness] of facts from which
the inference could be drawn that a substantial risk of serious harm exists [] and . . .
draw[ing] of the inference[.]” Taylor, 221 F.3d at 1258 (internal quotation marks and
citations omitted) (alterations in original). Thus, deliberate indifference occurs only when
a defendant “knows of and disregards an excessive risk to inmate health or safety; the
[defendant] must both be aware of facts from which the inference could be drawn that a
substantial risk of serious harm exists and he must also draw the inference.” Farmer, 511
U.S. at 837; Johnson v. Quinones, 145 F.3d 164, 168 (4th Cir. 1998) (holding that
defendant must have actual knowledge of a serious condition, not just knowledge of
symptoms, and ignore known risk to serious condition to warrant finding of deliberate
indifference). Furthermore, “an official’s failure to alleviate a significant risk that he
should have perceived but did not, while no cause for commendation, cannot under our
cases be condemned as the infliction of punishment.” Farmer, 511 U.S. at 838. When
medical personnel attempt to diagnose and treat an inmate, the mere fact that the chosen
“treatment was ineffectual . . . does not mean that those responsible for it were deliberately
indifferent.” Massey v. Montgomery County Detention Facility, 646 F. App’x 777, 780
(11th Cir. 2016).
In articulating the scope of inmates’ right to be free from deliberate
indifference, . . . the Supreme Court has . . . emphasized that not “every claim
by a prisoner that he has not received adequate medical treatment states a
violation of the Eighth Amendment.” Estelle, 429 U.S. at 105, 97 S. Ct. at
291; Mandel [v. Doe, 888 F.2d 783, 787 (11th Cir. 1989)]. Medical treatment
violates the eighth amendment only when it is “so grossly incompetent,
inadequate, or excessive as to shock the conscience or to be intolerable to
fundamental fairness.” Rogers, 792 F.2d at 1058 (citation omitted). Mere
incidents of negligence or malpractice do not rise to the level of
constitutional violations. See Estelle, 429 U.S. at 106, 97 S. Ct. at 292
(“Medical malpractice does not become a constitutional violation merely
because the victim is a prisoner.”); Mandel, 888 F.2d at 787–88 (mere
negligence or medical malpractice ‘not sufficient’ to constitute deliberate
indifference); Waldrop, 871 F.2d at 1033 (mere medical malpractice does not
constitute deliberate indifference). Nor does a simple difference in medical
opinion between the prison’s medical staff and the inmate as to the latter’s
diagnosis or course of treatment support a claim of cruel and unusual
punishment. See Waldrop, 871 F.2d at 1033 (citing Bowring v. Godwin, 551
F.2d 44, 48 (4th Cir. 1977)).
Harris v. Thigpen, 941 F.2d 1495, 1505 (11th Cir. 1991). “[A]s Estelle teaches, whether
government actors should have employed additional diagnostic techniques or forms of
treatment is a classic example of a matter for medical judgment and therefore not an
appropriate basis for grounding liability under the Eighth Amendment.” Adams, 61 F.3d
at 1545 (internal quotation marks and citation omitted). Moreover, the law is clear that
“[a] difference of opinion as to how a condition should be treated does not give rise to a
constitutional violation.” Garvin v. Armstrong, 236 F.3d 896, 898 (7th Cir. 2001); Hamm
v. DeKalb County, 774 F.2d 1567, 1575 (11th Cir. 1985) (holding that mere fact an inmate
desires a different mode of medical treatment does not amount to deliberate indifference
violative of the Constitution).
1. The Correctional Defendant – Warden Karla Jones. Smith argues that
Warden Jones is liable for treatment provided to him by the medical defendants because
she “received a complaint from Plaintiff concerning treatment” he received from the
prison’s medical personnel and, rather than interjecting a different mode of treatment,
merely sent a copy of the complaint to Nurse Burks and advised Smith “that she hope[s]
he accepts the doctor’s recommendation[.]” Doc. 24 at 2. In her answer, Warden Jones
denies any responsibility for providing medical treatment to inmates and states that such is
the exclusive responsibility of the contract medical care provider, Corizon, and its
employees. Doc. 44 at 1. Furthermore, it is clear from the medical records and affidavits
filed by the medical defendants that all decisions related to medical care provided to Smith
were made by employees of Corizon and such decisions were based on the professional
judgment of these individuals after their evaluations of Smith’s condition. Thus, Smith has
failed to establish deliberate indifference on the part of Warden Jones as he has not
demonstrated that this defendant disregarded any known serious risk to his health as he
concedes she referred his complaint to medical personnel who, unlike herself, possessed
the knowledge and ability to provide medical treatment to Smith. Taylor, 221 F.3d at 1258;
McElligott, 182 F.3d at 1255.
Insofar as Smith seeks to hold Warden Jones liable for the treatment provided by
medical professionals, he is likewise entitled to no relief as
[t]he law does not impose upon correctional officials a duty to directly
supervise health care personnel, to set treatment policy for the medical staff
or to intervene in treatment decisions where they have no actual knowledge
that intervention is necessary to prevent a constitutional wrong. See Vinnedge
v. Gibbs, 550 F.2d 926 (4th Cir. 1977) (a medical treatment claim cannot be
brought against managing officers of a prison absent allegations that they
were personally connected with the alleged denial of treatment). Moreover,
“supervisory [correctional] officials are entitled to rely on medical judgments
made by medical professionals responsible for prisoner care. See, e.g.,
Durmer v. O’Carroll, 991 F.2d 64, 69 (3rd Cir. 1993); White v. Farrier, 849
F.2d 322, 327 (8th Cir. 1988).” Williams v. Limestone County, Ala., 198
Fed.Appx. 893, 897 (11th Cir. 2006).
Cameron v. Allen, et al., 525 F.Supp.2d 1302, 1307 (M.D. Ala. 2007).
For the foregoing reasons, the court concludes that defendant Jones is entitled to
summary judgment.
2. The Medical Defendants. Smith alleges Dr. Peasant and Nurse Burks acted
with deliberate indifference to a “bump on his right foot” when they failed to re-schedule
him to see an outside orthopedic specialist in February of 2015. Doc. 1 at 3. He also
alleges that Dr, Peasant misdiagnosed the bump “as a ‘Ganglion Cyst.’” Doc. 1 at 3.
Additionally, Smith contends that these defendants, absent a biopsy or culture of the cyst
to determine whether it was cancerous, “attempted to pressure [him] into having a surgery
that [he deemed] unnecessary[,]” but Smith “denied surgery.” Doc. 1 at 3. Next, Smith
complains that Dr. Hood consulted with Dr. Peasant which resulted in Dr. Peasant deciding
to “monitor the cyst on [his] ankle on site” rather than referring him to an off-site
orthopedic specialist for monitoring. Doc. 15 at 1. Finally, Smith simply asserts that Dr.
French contributed to his “pain and suffering” related to the cyst. Doc. 24 at 1. He does
not identify how Dr. French acted with deliberate indifference.
The medical defendants submitted several affidavits and relevant medical records
contemporaneously compiled during the treatment process in response to the claims
presented against them by Smith. The details of medical treatment provided to Smith set
forth by the defendants in their affidavits are corroborated by these medical records.
In his initial and supplemental affidavits, Dr. Peasant, Smith’s attending physician
at Ventress, addresses the allegations of deliberate indifference, in relevant part, as follows:
I have reviewed and I am aware of the claims alleged by inmate Avery L.
Smith (AIS #155412). I am aware that Mr. Smith alleges that he did not
receive adequate and proper medical treatment for a “bump” on his right foot.
. . . .
On July 4, 2014, Mr. Smith completed a sick call request stating that he had
noticed swelling on the outside of his right ankle.
Mr. Smith was seen in the health care unit at the Ventress Correctional
Facility on July 6, 2014. Mr. Smith informed the nurse that he had
experienced a knot on his right ankle for approximately three weeks.
An x-ray was taken of Mr. Smith’s right ankle on July 7, 2014. The
radiologist read the x-ray as follows:
Exam: Ankle complete, Min 3v right.
Results: Right ankle findings:
Multiple views of the right ankle demonstrate no acute fracture or
dislocation. The mortise is grossly maintained. The tibiotalar articulation
is within normal limits. No significant degenerative changes are noted.
Impression: No acute osseous abnormality of the right ankle.
Conclusion: No acute osseous abnormality identified.
On July 11, 2014, an appointment was made for Mr. Smith to be seen by the
medical doctor.
Mr. Smith had an appointment to be seen by me, as the Medical Director, on
August 25, 2014. However, Mr. Smith did not follow up with the scheduled
appointment.
On August 29, 2014, another appointment was made for Mr. Smith to be seen
by me on September 3, 2014.
***
I personally saw and examined Mr. Smith on September 3, 2014. My
presumed diagnosis was that of a lateral ankle ganglion cyst. Ganglion cysts
are non-cancerous lumps that most commonly develop along the tendons or
joints of an individual’s wrists or hands. They also may occur in the ankles
and feet. Ganglion cysts are typically round or oval and are filled with jelly
like fluid. Small ganglion cysts can be pea sized, while large ones can be
around an inch in diameter. Ganglion cysts can be painful if they press on a
nearby nerve. Their location can sometimes interfere with joint movement.
I ordered an appointment for Mr. Smith to be seen by Dr. Tai Chung an
orthopedi[c] specialist in Montgomery, Alabama.
Mr. Smith was in fact seen by Dr. Chung on September 25, 2014. Dr. Chung
indicated that Mr. Smith had a soft tissue mass on his right ankle. Dr. Chung
ordered an MRI and indicated that he was to see Mr. Smith again after the
MRI and that Mr. Smith may in fact need[] to have the mass removed
subsequent to results from the MRI. Dr. Chung’s notes from September 25,
2014 stated as follows:
He is a 44 year old gentleman referred from the Ventress Correctional
Facility with a mass over his right ankle for the past four months. He
had no recent trauma, but he did have several sprains in the past.
PMH [Past Medical History]: Unremarkable
Meds: None
Allergies: None
Exam: There is a 2-3 cm. soft tissue mass on the medial aspect of the
lateral malleolus. There is no tenderness, redness, or increased warmth.
He can move his ankle and toes well. Sensation is okay to light touch.
DP pulse is present.
X-fays right ankle: No obvious bony abnormality; ? old navicular injury.
IMP: soft tissue mass, right ankle.
P: MRI right ankle and see me after same.
An MRI was taken of Mr. Smith’s right ankle on October 23, 2014. The
MRI was read by the radiologist as follows:
MRI of the right ankle:
Indication: Right ankle pain.
Findings:
The Achilles Tendon is intact. There is some mild edema seen in kager’s
fat pad. The anterior talofibular ligament, calcaneofibular ligament, and
posterior talofibular ligaments are intact. The posterior tibial tendon,
flexor hallucis longus tendon, flexor digitorum longus tendon, peroneus
brevis tendon, and peroneus longus tendon are intact. The proximal
aspect of the plantar fascia appears within normal limits. There is an
osteochondral lesion seen in the medial talar dome which measures
approximately five mm.
Just anterior and inferior to the lateral malleolus, there is an multilocular
cystic lesion identified. The largest cystic area measures 2.2 x 2.0 cm.
Smaller cysts are seen inferior to this. Some of the smaller cysts appear
to have some low T2, intermediate T1 signal noted. There is some
surrounding subcutaneous edema noted in this region. There was no
convincing soft tissue mass associated with this. The area does not
appear to connect with the joint. There is no osseous destruction seen.
There is some subtle marrow edema noted in the navicular.
Impression:
1. Subcutaneous multilocular fluid connection seen adjacent to the distal
fibula. Etiology is uncertain. This could represent some type of
sebaceous cyst, a typical ganglion, and much less likely soft tissue
malignancy. Orthopedic consultation is recommended.
2. Osteochondral lesion of the medial talar dome.
3. Mild edema within Krager’s fat pad.
I personally saw Mr. Smith subsequent to this MRI on October 27, 2014. I
reviewed the results of the MRI, gave a physical examination of Mr. Smith,
and initially ordered a follow up meeting with the orthopedist, Dr. Chung.
However, after a consultation with Hugh Hood, MD, the Regional Medical
Director, I decided to monitor the cyst on Mr. Smith’s ankle on site with a
plan to send Mr. Smith . . . to Dr. Chung if [there] were any negative changes
in the cyst on Mr. Smith’s ankle.
After reviewing the MRI [and the consultation with Dr. Hood,] I did not think
at that juncture that the cyst need surgical intervention. Therefore, the follow
up appointment with an orthopedist was not medically necessary at that time.
On December 19, 2014, I personally saw Mr. Smith in the health care unit
and evaluated Mr. Smith’s condition. Mr. Smith had good range-of-motion
in the right ankle and Mr. Smith’s only complaint was the pain [when] getting
off the top bunk. Therefore, I wrote a bottom bunk profile for Mr. Smith.
My recommendation at that time was to continue to monitor Mr. Smith’s
condition for any changes in the ganglion cyst on the right ankle.
On February 5, 2015, Mr. Smith was seen in the health care unit complaining
of right ankle pain that he had experienced, according to Mr. Smith, since
July 2014.
On February 12, 2015, I again saw and evaluated Mr. Smith. Mr. Smith was
complaining of right ankle discomfort. However, the cyst appeared to be
reduced in size.
On February 12, 2015, Mr. Smith was prescribed an arch support, insoles and
a bottom bunk profile.
Mr. Smith was seen at the [Ventress] health care unit for an inmate body
chart on April 23, 2015. Mr. Smith was ambulating with a steady gait and
denied any pain or discomfort at that time.
Mr. Smith was . . . seen at the [Kilby] health care unit [on return from court]
for a body chart on July [30], 2015. Again, Mr. Smith [did not complain of
any ankle pain. It appears that Smith returned to Ventress in November of
2015].
I again saw Mr. Smith on November 9, 2016. The ganglion cyst on Mr.
Smith’s right ankle appeared to have increased in size. Therefore, an
appointment was made for Mr. Smith to be seen by the orthopedist, Dr.
Chung.
The fact that Mr. Smith did not see Dr. Chung from October 2014 through
November 2016 did not cause Mr. Smith any adverse medical issues. An
appointment was made for Mr. Smith to See Dr. Chung in November of 2016
due to the fact that I noticed that the cyst had become larger in November of
2016.
Mr. Smith was seen by Dr. Chung on November 16, 2016. Dr. Chung
discussed removal of the ganglion cyst from Mr. Smith’s right ankle and Mr.
Smith, according to Dr. Chung’s notes, agreed to proceed with the surgery.
On November 21, 2016, Mr. Smith signed a Release of Responsibility stating
that he did not want to go forward with the removal of the cyst as
recommended by Dr. Chung. The Waiver of Responsibility was in fact
signed by Avery Smith.
Thereafter, on November 22, 2016, Mr. Smith completed a sick call request
asking for Dr. Peasant to reschedule the surgery on his right ankle.
On December 9, 2016, I saw Mr. Smith again in the health care unit at
Ventress. Mr. Smith complained that he had noticed discharge coming from
the cyst after taking a shower. Therefore, Mr. Smith was prescribed
antibiotics due to the wound.
Mr. Smith was followed closely by the medical staff during his stay in the
infirmary. It was noted on the infirmary history on December 9, 2016, that
Mr. Smith’s ankle mass had ruptured on December 8, 2016. It was also noted
that Mr. Smith had refused surgery as recommended by Dr. Chung several
weeks prior.
On December 12, 2016, Mr. Smith had an x-ray taken of his right ankle. The
radiologist read the x-ray as follows:
Ankle complete, min 3v right
Results: The ankle mortise is well-preserved without any fracture or
dislocation. Bony ossification is normal and there is no soft tissue swelling.
Conclusion: Normal right ankle.
On December 13, 2016, Mr. Smith was seen with a follow up appointment
with Dr. Chung. Dr. Chung’s notes of that date state as follows:
He was previously scheduled for removal of cyst from his right foot. He
changed his mind and did not want the surgery. The cyst has since burst
open.
Exam: 1 cm wound over dorsum right foot. Shallow. No redness. No
purulence.
P: Redress wound. Wet to dry dressing daily with normal saline. Oral
antibiotics. See me in one month.
[Mr. Smith was seen by Dr. Peasant in the health care unit at Ventress on
December 14, 2016 and an order was placed for Mr. Smith to routinely return
to the health care unit to replace the dressing on his ankle until it healed.]
On December 17, 2016, I again made [a] recommendation that Mr. Smith
was again to be seen by Dr. Chung. I noted on my consultation request that
surgery was previously scheduled for Mr. Smith with Dr. Chung. However,
Mr. Smith changed his mind and did not want to go forward with the surgery.
It was also noted on the report of December 17, 2016 that Mr. Smith
experienced a rupture of the cyst on December 8, 2016. Smith was continued
on antibiotics.
. . . .
I made the medical decision to monitor Mr. Smith in October 2014 and not
return him to see the orthopedist. I made this decision based upon my
medical judgment as Mr. Smith[‘s] Medical Provider. The decision I made
in October 2014 did not have any negative effects on Mr. Smith’s medical
condition.
***
Mr. Smith was again seen at the health care unit on December 19, 2016, for
a follow-up appointment due to the rupture of Mr. Smith’s cyst.
Mr. Smith was again seen in the health care unit on January 9, 2017. The
cyst on Mr. Smith’s ankle was noted to be healing.
Mr. Smith was again seen in the health care unit on January 13, 2017. The
area where the cyst had been was noted as being much smaller and the wound
was cleansed and dressed by the Registered Nurse.
On February 17, 2017, Mr. Smith completed a sick call request stating that
swelling had returned on his right ankle. An appointment was made for Mr.
Smith to see me on February 23, 2017.
Mr. Smith was seen in the health care unit by a nurse on February 20, 2017.
The nurse noted that Mr. Smith had complained of swelling in his right foot
for three days. The nurse noted that Mr. Smith’s ankle was slightly swollen
but no indications of any redness. The nurse noted that Mr. Smith refused
any pain medication.
Mr. Smith did not show up for his appointment to see me on February 23,
2017.
Mr. Smith completed another sick call request on April 14, 2017. Mr. Smith
noted on the sick call request that the cyst on his right foot had reoccurred
and that he was suffering from pain as the result of the cyst. Mr. Smith was
seen in the health care unit by a nurse on April 17, 2017. Mr. Smith was
complaining of pain in his right leg and hip.
Mr. Smith was seen in the health care unit on April 20, 2017 and an x-ray
was ordered of Mr. Smith’s right hip and right ankle. Mr. Smith was also
ordered Tylenol 650 mg. for 60 days.
I personally saw and evaluated Mr. Smith [on] April 20, 2017. I indicated in
my notes that I had not seen Mr. Smith since January 9, 2017, since Mr.
Smith had not completed a sick call request to be seen by me. I noted that
Mr. Smith had been seen and treated by the nurses and wound care
specialists. Mr. Smith reported to me that the cyst had healed subsequent to
its rupture but had reappeared. According to Mr. Smith, the cyst on his right
ankle was not causing him as much pain as the previous cyst. The pain being
experienced by Mr. Smith in his right hip was not related to the cyst on his
right ankle.
Mr. Smith was seen at UAB Orthopedics on May 19, 2017. The notes from
the medical provider state as follows:
Chief Complaint:
Patient complains of right ankle pain.
History of present illness:
Avery Smith is 46 year old male who presents today for right
ankle pain. He states he has had a recurrent cyst to the lateral
aspect of his right ankle greater than a year. He states he ha
had several rupture and draining of the cyst over the last year.
He endorses pain with prolonged walking and standing. He
wears a sandal for comfort. He denies pain in office today. He
denies PNH of DM. He denies numbness, tingling or burning.
The medical provider from UAB Orthopedics set forth as follows on Mr.
Smith’s chart with regards to the MRI.
Impression and plain
Foot/ankle Diagnosis:
Soft tissue mass
1. Will schedule MRI with possible aspiration
2. Encourage supportive shoes
3. RTC after MRK
4. All questions were answered prior to leaving the office today.
Patient advised to call the office with questions or concerns.
An MRI was taken at UAB Orthopedics on June 5, 2017. The MRI was read
as follows:
Results:
Ankle bilateral AP Lat mortise, foot bilateral routine AP Lat
oblique.
Clinical information: Palpable ankle mass ICD: M 25.579
pain in unspecified ankle and joints of unspecified foot.
Comparisons: none
Findings/Conclusion: There is focal soft tissue prominence
along the lateral aspect of the right ankle, which likely
corresponds to the patient’s palpable abnormality. Remaining
soft tissues of the bilateral ankles and feet appeal within normal
limits.
No acute fracture, subluxation or aggressive osseous lesion of
either foot or ankle is identified. There is mild hallux valgus
deformity bilaterally with mild underlying DJD of the first
MTP joints, greater on the left. Bilateral pes planus with
resultant mild mid-foot degenerative changes are also noted.
Remaining joint spaces appeal well maintained without
significant arthropathy.
Mr. Smith was thereafter seen again at UAB Orthopedics on June 5, 2017.
The physician noted in his report as follows:
US guided fine needle aspiration.
Clinical information: 46 year old man with palpable right
ankle soft tissue mass.
Comparison: MRI of the right ankle performed earlier on same
day.
Technique: Informed consent was obtained from patient. Full
explanation of the nature of the procedure, alternatives and
risks were discussed, including risks of bleeding, infection and
inability to treat with needle technique. Adjacent vascular and
organ injury were also fully discussed. Patient expressed
understanding and a desire to proceed. Formal timeouts were
performed, per protocol. Localization of the target
abnormality was performed. Following a septic preparation of
the skin using Chlorhexidine and 2% Lidocaine local
anesthetic, real time ultrasound guidance was used to perform
aspiration of the right ankle complex cyst with a 18-gauge
needle. Approximately 6 ml. gelatinous blood-tinged fluid was
aspirated from the collection. Material was submitted to
microbiology for culture, sensitivity, gram stain, cell count,
aerobic, anaerobic, and acid fast bacillus. Follow up imaging
demonstrated no evidence of hemorrhage and no immediate
complication. There was near complete decompression of the
cyst on post procedure scan. The patient tolerated the
procedure well and was discharged from the radiology
department in unchanged condition.
Estimated blood loss: less than 5cc.
Findings: There is a complex, loculated cyst lesion along the
lateral aspect of the ankle with multiple internal echogenic foci
and septations. The cyst is avascular on power Doppler
imaging and measures 2.9x1.9x3 cm.
Conclusion: Technically successful aspiration of the complex
cyst along the lateral aspect of the right ankle. Approximate 6
cc of gelatinous, blunted blood tinged material was aspirated
from the collection and sent immediate to microbiology for the
above studies.
Mr. Smith had a follow up appointment with UAB Orthopedics on June 12,
2017. The medical provider, after examining Mr. Smith, wrote in the
medical chart as follows:
Chief Complaint:
Patient complains of right foot.
History of Present Illness:
Avery Smith is a 46 year old male who presents today for
scheduled follow up after MRI and aspiration of right foot cyst.
He states after drainage the cyst returned. He denies pain with
the cyst. He has no pain with ambulation.
Impression and plan:
Foot/ankle Diagnosis:
Ganglion cyst of foot.
POC discussed with Dr. Shah.
1. May continue to WBAT without restrictions.
2. Patient with several aspirations of cyst. Will need surgical
removal in the future.
3. RTC PRM
4. All questions were answered prior to leaving the office
today. Patient advised to call the office with questions or
concerns.
Mr. Smith will . . . continue to be monitored for issues related to the cyst on
his ankle. If the cyst returns, arrangements will be made to have the cyst
surgically removed at UAB.
. . . Mr. Smith’s necessary medical needs have at no time been delayed or
denied.
Doc. No. 8-1 at 2–3; Doc. 89-1 at 3–10; Doc. 67-1 at 3–8 (internal paragraph numbers
omitted) (asterisks indicate progression to next sequential cited affidavit).2
With respect to the request by Smith on November 21, 2016, three days prior to
Thanksgiving on November 24, 2016, that the surgery scheduled with Dr. Chung to remove
the ganglion cyst be cancelled, Dr. Peasant provides the following information:
Mr. Smith was in fact seen by Dr. Chung on November 16, 2016. Dr. Chung
discussed the removal of the ganglion cyst on Mr. Smith’s right ankle and
Mr. Smith, according to Dr. Chung’s medical notes, agreed to proceed with
the surgery.
On November 21, 2016, however, Smith signed a Release of Responsibility
stating that he did not want to go forward with the removal of the cyst as
recommended by Dr. Chung [and the surgery scheduled for November 22,
2016 was cancelled].
Thereafter, on . . . November 22, 2016, Smith completed a Sick Call request
asking that the surgery be rescheduled to remove the cyst on the right ankle.
[This sick call request was received in the health care unit on November 23,
2016.]
As previously stated, Mr. Smith, the very previous day, had stated that he did
not want to go forward with the surgery.
Appointments for outside orthopedists cannot be made as quickly as
patients/inmates desire. An appointment has to be scheduled with the outside
orthopedist and then security has to be approved through the Alabama
Department of Corrections and once the appointment is made with the
outside orthopedist, transportation has to be arranged with the ADOC.
. . . .
Smith’s refusal [to undergo surgery on the scheduled date] and thereafter
[his] request for surgery obviously slowed the process down to make [a
second] appointment for Smith [to undergo an off-site surgery] by Dr.
Chung.
2Thus, the orthopedic specialists at UAB confirmed Dr. Peasant’s diagnosis of a ganglion cyst.
At no time between November 16, 2016 when Dr. Chung recommended
surgery, and the time that I saw Smith on December 9, 2016[, a day after his
cyst ruptured, was Smith] in any need of emergency medical treatment. The
safety of Smith was never [in risk of] harm any time during that period.
Subsequent to December 9, 2016, a follow-up appointment was made with
Smith to be seen by Dr. Chung and Smith was seen by the orthopedic
specialist . . . on December 13, 2016.
Thereafter, as set forth in my [previous supplemental affidavit, Doc. 67-1,]
Mr. Smith has been seen by UAB Orthopedic Specialists and was followed
by me until Smith’s transportation to another correctional facility.
Mr. Smith is no longer under my medical control since he has been
transferred to another correctional facility.
Doc. 95-1 at 2–4 (internal paragraph numbers omitted).
In an affidavit filed in response to a motion for preliminary injunction filed by
Smith, Dr. Peasant explains that “[o]ff-site referrals are requested by me as the site medical
director only if medically necessary. The fact that Mr. Smith had ongoing litigation had
absolutely nothing to do with Mr. Smith’s approval or [lack of] approval to be seen by an
off-site medical specialist.” Doc. No. 39-1 at 6. Nurse Burks, the Health Services
Administrator (“HSA”) at Ventress whose primary responsibility was to administer the
health care unit and respond to grievances, in clarifying her response to a grievance filed
by Smith, provides the following information:
Mr. Smith was asserting in his medical grievance that he needed to be seen
by off-site medical specialists due to the fact that he could not be seen by
either me and/or Dr. Peasant because we are defendants in a civil action filed
by Mr. Smith.
My response to Mr. Smith’s medical grievance was to communicate the fact
that merely because Mr. Smith had a pending lawsuit did not mean that he
had the automatic right to be seen by an off-site medical specialist. I meant
to communicate to Mr. Smith that he still had to file a sick call [request] if
he had any medical issues and to be seen by Dr. John Peasant as the Medical
Director at the Ventress Correctional Facility
If Dr. Peasant . . . was of the opinion that Mr. Smith needed to be seen by an
off-site medical specialist, then it would be Dr. Peasant and Dr. Peasant alone
who would have made the decision as to whether Mr. Smith need to be seen
by an off-site medical specialist.
I, as the Health Services Administrator, do not have any authority to make
the determination as to whether Mr. Smith will be seen by an off-site medical
specialist.
What I meant to communicate to Mr. Smith [in the grievance response
addressing his being seen by off-site medical specialists] was merely that he
still needed to go through the correct channels in order to seek medical care
as an inmate incarcerated at the Ventress Correctional Facility. The fact that
he had filed a civil action against me and Dr. Peasant did not give him
immediate access to off-site medical specialists.
Doc. 45-1 at 4.
As to lab results revealing a bacterial infection, Dr. Peasant advises that “[o]n
December 9, 2016, [he] personally ordered antibiotics and those antibiotics were provided
to Mr. Smith for the bacteria, Proteus Mirabilis.” Doc. No. 39-1 at 7. Dr. Peasant further
avers that:
Mr. Smith has been continuously treated by me, the other medical providers,
and the nurses at Ventress Correctional Facility.
Each time Mr. Smith has sought medical treatment, he has been seen in the
health care unit by the medical providers. . . .
Mr. Smith’s medical condition is adequately treated by me as the Medical
Director, as well as the other medical providers and nurses at Ventress
Correctional Facility.
Doc. No. 39-1 at 78.
Dr. French addresses the deliberate indifference claim lodged against him as
follows:
. . . . I have never evaluated or spoken with Mr. Smith personally. To
the best of my knowledge, my involvement in Mr. Smith’s medical care is
limited to the interpretation of two diagnostic studies. Mr. Smith received x-
ray evaluation of the right ankle at Baptist Medical Center East on September
25, 2014 as ordered by Dr. Tai Chung. I interpreted the x-rays and found
soft tissue prominence distal to the lateral malleolus. I suggested that follow
up evaluation with MRI may be beneficial.
Mr. Smith received [the recommended] MRI of the right ankle at
Open Air MRI of Troy in Troy, Alabama on October 23, 2014 as ordered by
Dr. John Peasant. I interpreted the MRI study and identified an
osteochondral lesion in the medial talar dome measuring approximately 5
mm. I also identified a multilocular cystic lesion anterior and inferior to the
lateral malleolus, the largest of which measured approximately 2.2 x 2.0 cm,
and smaller cysts with some low T2, intermediate T1 signal. I noted some
surrounding subcutaneous edema in this region without convincing soft
tissue mass. The area did not appear to connect with the joint. No osseous
destruction was appreciated. Some mild edema within Kager’s fat pad was
noted. I further noted that the etiology of the fluid collection adjacent to the
distal fibula was uncertain and that it could represent some type of sebaceous
cyst, atypical ganglion and much less likely soft tissue malignancy. I
recommended orthopedic consultation.
In providing care to Mr. Smith I was practicing within my specialty
as a board certified Radiologist. . . . At all times during my care of Mr. Smith,
I exercised the same degree of care, skill, and diligence that other board
certified Radiologists would have exercised in a like or similar case. All of
the care and treatment which I rendered to Mr. Smith met or exceeded the
applicable standard of care.
Doc. 51 at 26. After reviewing Smith’s medical records, including the MRI results, and
consulting with Dr. Hood, Dr. Peasant, in his medical judgment, determined that an
additional consultation with an off-site orthopedist was not necessary at that time. Doc.
89-1 at 8. Finally, Dr. Hood maintains that his only involvement in Smith’s treatment
occurred on two occasions — the first instance transpired during the aforementioned
consultation with Dr. Peasant in October of 2014 about the possible referral of Smith to
Dr. Chung for a second consultation, Doc. 23-1 at 8, and the next “occasion was on
December 12, 2016 where I approved a scheduled visit for Mr. Smith to be seen by Dr.
Chung.” Doc. 23-1 at 3–4.
After a thorough and exhaustive review of the entire record in this case, including
the medical records, the court concludes that the course of treatment undertaken by the
medical defendants did not violate Smith’s constitutional rights. Specifically, there is no
evidence upon which the court could conclude that Corizon, Dr. Peasant, Nurse Burks, Dr.
Hood or Dr. French provided treatment to Smith in a manner that was “so grossly
incompetent, inadequate, or excessive as to shock the conscience or to be intolerable to the
fundamental fairness.” Harris, 941 F.2d at 1505. Rather, the evidence before the court
demonstrates that medical personnel, including the nursing staff at Ventress and Dr.
Peasant, routinely examined Smith for his complaints regarding the cyst on his right ankle,
prescribed medication to Smith in an effort to treat his condition, and ordered diagnostic
and imaging tests to aid in determining the appropriate course of treatment for Smith. Dr.
Peasant discussed a potential free-world orthopedic consultation with Dr. Hood in October
of 2014, which Dr. Peasant eventually deemed unnecessary as he determined Smith’s
condition could be adequately monitored on-site, but did later approve an off-site
orthopedic consultation for Smith in December of 2016. With respect to Dr. French, he
merely interpreted diagnostic studies performed on Smith. Whether any of the medical
defendants “should have employed additional diagnostic techniques or forms of treatment
‘is a classic example of a matter for medical judgment’ and therefore not an appropriate
basis for grounding liability under the Eighth Amendment.” Adams, 61 F.3d at 1545 (citing
Estelle, 429 U.S. at 107). In addition, to the extent Smith complains that these defendants
should have pursued modes of treatment other than that prescribed, this allegation does not
rise to the level of deliberate indifference. Howell v. Evans, 922 F.2d 712, 721 (11th Cir.
1991); Hamm, 774 F.2d at 1505 (holding that inmate’s desire for some other form of
medical treatment does not constitute deliberate indifference violative of the Constitution);
Franklin, 662 F.2d at 1344 (holding that simple divergence of opinions between medical
personnel and inmate-patient do not violate the Eighth Amendment).
In sum, the court concludes that the alleged lack of medical treatment did not
constitute deliberate indifference. “Although [Smith] attempts to overcome summary
judgment by offering his own sworn statement . . . to support his allegations, the
contemporaneous medical records and opinions of the examining medical doctors show
that this purported evidence is baseless.” Whitehead v. Burnside, 403 F. App’x 401, 403
(11th Cir. 2010). Thus, the conclusory statements submitted by Smith alleging a lack of
due care and deliberate indifference do not create a dispute of fact in the face of the
contradictory, contemporaneously created medical records. Id.; see also Scott v. Harris,
550 U.S. 372, 380 (2007) (“When opposing parties tell two different stories, one of which
is blatantly contradicted by the record, so that no reasonable jury could believe it, a court
should not adopt that version of the facts for purposes of ruling on a motion for summary
judgment.”); Feliciano v. City of Miami Beach, 707 F.3d 1244, 1253–54 (11th Cir. 2013)
(same). In addition, Smith has failed to present any evidence showing that the manner in
which the medical defendants addressed his condition created a substantial risk to his health
that the defendants consciously disregarded. The record is therefore devoid of evidence —
significantly probative or otherwise — showing that the defendants or any other medical
professional acted with deliberate indifference to a serious medical need experienced by
Smith. Consequently, summary judgment is due to be granted in favor of defendants on
Smith’s deliberate indifference claims.
IV. CONCLUSION
Accordingly, it is the RECOMMENDATION of the Magistrate Judge that:
1. The defendants’ motions for summary judgment be GRANTED.
2. Judgment be GRANTED in favor of the defendants.
3. This case be DISMISSED with prejudice.
4. The costs of this proceeding be taxed against the plaintiff.
On or before December 26-, 2019, the parties may file objections to this
Recommendation. The parties must specifically identify the factual findings and legal
conclusions contained in the Recommendation to which his objection is made. Frivolous,
conclusive, or general objections will not be considered by the court. Failure to file written
objections to the proposed factual findings and legal conclusions set forth in the
Recommendations of the Magistrate Judge shall bar a party from a de novo determination
by the District Court of these factual findings and legal conclusions and shall “waive the
right to challenge on appeal the District Court’s order based on unobjected-to factual and
legal conclusions” except upon grounds of plain error if necessary in the interests of justice.
11TH Cir. R. 3-1; see Resolution Trust Co. v. Hallmark Builders, Inc., 996 F.2d 1144, 1149
(11th Cir. 1993) (“When the magistrate provides such notice and a party still fails to object
to the findings of fact [and law] and those findings are adopted by the district court the
party may not challenge them on appeal in the absence of plain error or manifest
injustice.”); Henley v. Johnson, 885 F.2d 790, 794 (11th Cir. 1989).
Done this 11th day of December, 2019.
/s/ Charles S. Coody
UNITED STATES MAGISTRATE JUDGE