Opinion

City of Park Ridge v. Illinois Labor Relations Board

2024 IL App (1st) 221924-U

Court: Appellate Court of Illinois
Filed: Oct 28, 2024
Status: Unpublished
Cited by: 0 cases
Authority: More cited than 31.1%

“If the issue does not involve the employer’s inherent managerial authority, then it is subject to mandatory bargaining.”

How later courts described this case

“If the issue does not involve the employer’s inherent managerial authority, then it is subject to mandatory bargaining.”
step two of the Central City test is not a question of how core managerial rights may be indirectly affected but whether the rights are actually affected

Written by the judges who cited it.

The opinion

2024 IL App (1st) 221924-U

No. 1-22-1924

FIRST DIVISION

October 28, 2024

NOTICE: This order was filed under Supreme Court Rule 23 and is not precedent except in the

limited circumstances allowed under Rule 23(e)(1).

____________________________________________________________________________

IN THE

APPELLATE COURT OF ILLINOIS

FIRST JUDICIAL DISTRICT

____________________________________________________________________________

CITY OF PARK RIDGE, ) On Petition for Direct

) Administrative Review of an

Petitioner-Appellant, ) Order of the Illinois Labor

) Relations Board, State

v. ) Panel

)

ILLINOIS LABOR RELATIONS BOARD, ) Charge No. S-CA-19-079

STATE PANEL, and PARK RIDGE FIRE )

FIGHTERS, INTERNATIONAL ASS’N )

OF FIRE FIGHTERS, LOCAL 2697, )

)

Respondents-Appellees. )

____________________________________________________________________________

JUSTICE PUCINSKI delivered the judgment of the court.

Presiding Justice Fitzgerald Smith and Justice Lavin concurred in the judgment.

ORDER

¶1 Held: (1) the shift trade qualification policy was a mandatory subject of bargaining; (2) the Union

did not waive its right to bargain over the qualifications for shift trades; and (3) the City’s unilateral

change of the shift trade qualification policy without giving notice and opportunity to bargain the

change violated sections 10(a)(1), 10(a)(4), and 14(l) of the Illinois Public Labor Relations Act

since the change occurred during interest arbitration.

¶2 The City of Park Ridge (“City or Department”) appeals the Illinois Labor Relations Board’s

(“Board”) final administrative decision which determined that the City violated sections 10(a)(1),

10(a)(4), and 14(l) of the Illinois Public Labor Relations Act (“Act”). The City argues that that

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the Board’s decision is clearly erroneous. Specifically, it argues that the new shift trade

qualifications policy is not a mandatory subject of bargaining, as it was within the City’s inherent

managerial authority and the burden of bargaining outweighs the benefits. The City also contends

that the Union waived its right to bargain over shift trade qualifications. We affirm.

¶3 BACKGROUND

¶4 The Park Ridge Fire Fighters, International Association of Fire Fighters, Local 2697

(“Union”) and the City were parties to a collective bargaining agreement (“CBA”) with a term of

May 1, 2018, through April 30, 2021. Prior to their most recent CBA, they were parties to a

preceding CBA with a term of May 1, 2014, through April 30, 2018. Both CBAs contained section

10.6 which detailed the shift trade policy:

“An employee may request to trade shifts with another employee who is

qualified to perform his duties. An employee may request a trade of a leave day,

excluding sick leave, that was scheduled under Section 9.5(a)-(c) with another

bargaining unit employee on the same shift. Employees should give as much

notice as possible. The approval of shift trades, including leave day trades, is

within the sole discretion of the Fire Chief or the Chief’s designated

representative. If a trade has been approved, the employee who accepts the shift

trade (not the employee who requested the shift trade) shall be responsible for

working on that day or finding a qualified replacement. In the event a requested

shift trade is denied, the denial may be appealed under the grievance procedure

set forth in this Agreement; provided, however, that said grievance may only

be processed to Step 2 of the procedure and the City’s Step 2 answer shall be

final.”

¶5 Additionally, since 1993, section 200.06 of the Department’s policy manual established its

shift trade policy. Section 200.06 stated that “Shift Trades are permitted on a case-by-case basis

as a convenience for the members of the department realizing that the scheduling required in the

fire service makes regular personal activities difficult to arrange.” A battalion chief or acting

battalion chief must approve a shift trade. In cases where the staffing situation was uncertain or

there were other operational concerns, a battalion chief or acting battalion chief could withhold

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approval. Section 200.20 established the Department’s acting lieutenant requirements. The policy

contained five tiers which prioritize who would be selected to act as the lieutenant if the actual

lieutenant was not there that day. The first two tiers included firefighters who were on the

promotional list. Tiers three through five included firefighters who were not on the promotional

list but had five years of experience with the fire department and various levels of training.

¶6 On approximately March 15, 2018, the Union and the City jointly submitted a request for

mediation panel with respect to negotiations for the successor contract to the 2014-2018 CBA. The

parties finalized the successor CBA in March and April 2019. On November 4, 2018,

Lieutenant/Paramedic John Ortlund (“Ortlund”) submitted a shift trade request, pursuant to which

Firefighter/Paramedic Zivko Kuzmanovich (“Kuzmanovich”) would cover his shift on December

25, 2018. Battalion Chief Scott Sankey (“Sankey”) approved the trade. However, Fire Chief Jeff

Sorenson (“Sorensen”) instructed Sankey to cancel the trade. In December 2018, Sorenson decided

that individuals who were on the promotional list were the only individuals who were qualified to

trade shifts with lieutenants. Kuzmanovich was not on the promotional list. Sorenson also decided

that non-paramedic firefighters were no longer qualified to trade shifts with paramedics. For the

past 25 years, non-paramedic firefighters could trade with paramedics and firefighters who

qualified to act as lieutenants pursuant to section 200.20 could trade with lieutenants. Ortlund filed

a grievance over the cancellation of his shift trade.

¶7 About a month later, the Union filed a charge with the Board, alleging that the City violated

sections 10(a)(1), 10(a)(4), and 14(l) of the Act (5 ICLS 315/et seq. (West 2018)). Specifically,

the Union alleged that without notice or bargaining the City unilaterally changed its policy

regarding shift trades while contract negotiations were ongoing and during the pendency of interest

arbitration proceedings. An evidentiary hearing followed.

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¶8 A. Evidentiary Hearing

¶9 At the hearing, Union Vice President Brian Pavone (“Pavone”) testified that he worked as

a fire fighter/paramedic for the Department since 2000. Pavone compiled Union Exhibit 2 which

included the roster sheets for the 73 days during 2018 on which shift trades occurred. Pavone stated

that the reason he compiled Union Exhibit 2 was to show that the fire department was fully

functional with allowing out-of-class shift trades. Pavone also compiled Union Exhibit 3. He stated

that he compiled Union Exhibit 3 to show that in 2018, the fire department required individuals

who were not on the promotional list to act as lieutenants. In 2021, the Department continued this

practice after Sorenson changed the shift trade qualifications policy. Prior to December 2018,

Pavone never heard of a shift trade being denied for any reason other than an injury to one of the

individuals requesting the trade.

¶ 10 Battalion Chief Ortlund testified that he worked for the fire department for 27 years.

Throughout his career, he traded shifts between 15 to 30 times a year. As a firefighter/paramedic,

he traded with firefighters that were not paramedics. Once he qualified to act as a lieutenant, he

traded with lieutenants. Qualified meant amount of time on the job and some level of education.

He was not required to be on the lieutenant promotional list to trade with lieutenants. Ortlund

testified that the only limitation on trades was the number of paramedics required to maintain

operational readiness. A trade could be denied if it impacted the City’s ability to operate.

¶ 11 Ortlund testified that “the requirement to trade with an officer had progressed over the

years” and “had been negotiated and agreed upon***.” The CBA was consistent with Ortlund’s

understanding of the shift trade qualification policy. From 2017 to 2019, when Ortlund served as

the Union president, Sorenson never informed him that he planned to change the policy. Ortlund

informed Sorenson that he preferred to have two paramedics assigned to a rescue vehicle when

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availability allowed. Ortlund did not believe that section 10.6 of the CBA allowed the fire chief to

establish which employees were qualified to trade shifts.

¶ 12 Acting Union President Wedge Lazenby (“Lazenby”) testified that he worked for the fire

department for 23 years. Lazenby testified regarding section 200.20 of the Department’s policy

manual. Section 200.20 established the City’s acting lieutenant requirements. The policy contained

five tiers which prioritize who would be selected to act as the lieutenant if the actual lieutenant

was not there that day. The first two tiers included firefighters who were on the promotional list.

Tiers three through five included firefighters who were not on the promotional list but had five

years of experience with the fire department and various levels of training. Lazenby testified

consistently with Ortlund regarding his experience and his understanding of the shift trade policy.

Lazenby expected the fire department to eventually bargain to phase out non-paramedic

firefighters. While bargaining the then-current CBA, the City did not propose changing the shift

trade qualifications policy.

¶ 13 Sorenson testified that he worked for the Department for 24 years. The Department

operated two fire stations: Station 35 and Station 36. Station 35 contained two vehicles:

Ambulance 35 and Engine 35. Station 36 contained four vehicles: Battalion 36, Ambulance 36,

Tower 36, and Rescue 36. The Department was required to maintain two paramedics per

ambulance and one paramedic per vehicle with advance life support (“ALS”) capabilities. Engine

35, Tower 36, and Rescue 36 each required at least one firefighter/paramedic per vehicle, but

Sorenson preferred two. Sorenson admitted that since he changed the shift trade qualification

policy the Department still staffed only one paramedic per ALS capable vehicle on occasion.

¶ 14 The Department operated three shifts with a 24-hour duration and 16 personnel scheduled

per shift. Each shift consisted of one battalion chief, two lieutenants, and a combination of

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firefighter/paramedics and firefighters. Sorenson testified that it was rare that 16 people worked a

shift because of vacations, injuries, illnesses, and vacancies. The fire department always had at

least 11 people on duty. The CBA provided for ten bargaining unit members on duty.

¶ 15 Sorenson recognized that the Department allowed bargaining unit members to request shift

trades since before he joined it. Additionally, he stated that the “sole discretion” language of

section 10.6 in the CBA had been in the CBA for a long time. He did not remember it not being in

the CBA. He believed that the fire chief determined the shift trade qualifications.

¶ 16 Sorenson stated that the Department had 46 bargaining unit members. The CBA required

that at least 27 bargaining unit members maintained their paramedic licenses. Any bargaining unit

member that completed ten years of service could drop their paramedic license subject to the 27

minimum requirement. Additionally, the minimum number of lieutenant paramedics required was

seven. In total, the CBA allowed 12 bargaining unit members to allow their paramedic licenses to

lapse. Between 2016 and 2021, the number of non-paramedic firefighters fluctuated between three

and six. Sorenson admitted that those numbers enabled the Department to staff the various vehicles

with enough paramedics. Still, he believed that if more than six bargaining unit members allowed

their paramedic licenses to lapse, it could cause a problem.

¶ 17 Regarding acting lieutenants trading shifts with lieutenants, Sorenson stated that he was

concerned that the person acting as a lieutenant might not be the best choice on a certain day or

might be someone the battalion chief had concerns about. The Department could pay an extra

stipend to a different person to complete the trade. Sorenson believed that the promotional list was

a fair way over determining who was qualified to act as a lieutenant and trade shifts with

lieutenants. He also agreed that the Department’s acting lieutenant policy established the minimum

requirements for someone to act as a lieutenant. Further, he admitted that since he changed the

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shift trade qualifications policy the Department still required individuals who were not on the

promotional list to act as lieutenants.

¶ 18 B. ALJ and Board Decision

¶ 19 The administrative law judge (“ALJ”) determined that the City violated sections 10(a)(4),

10(a)(1), and 14(l) of the Act by making a unilateral change to a mandatory subject of bargaining

without first bargaining it to impasse or agreement during the pendency of interest arbitration

proceedings.

¶ 20 The ALJ determined that there was no dispute that the City unilaterally changed the

qualifications for shift trades. Qualifications for shift trades were a mandatory subject of

bargaining. The qualifications for shift trades clearly impacted the hours an employee worked and

the hours that they had off work. The evidence failed to establish that the qualifications for shift

trades were a matter of inherent managerial authority. Regardless, the evidence failed to establish

any burden that bargaining would impose on the City since the prior practice of allowing out-of-

class trades existed for 25 years. Further, the City could have bargained to increase the minimum

number of paramedics but did not do so.

¶ 21 The ALJ also found that section 10.6 of the CBA did not constitute a waiver. Section 10.6

did not contain any express language regarding qualifications for shift trades. Notably, the CBA

did not define “qualified”. The ALJ also determined that the City violated the status quo during

interest arbitration proceedings. The ALJ concluded that the 25-year practice of allowing out-of-

class shift trades constituted the status quo.

¶ 22 The Board accepted the ALJ’s findings and recommendations. The City appealed.

¶ 23 ANALYSIS

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¶ 24 On appeal, the City argues that the Board’s decision is clearly erroneous. Specifically, it

argues that the new shift trade qualifications policy is not a mandatory subject of bargaining, as it

was within the City’s inherent managerial authority and the burden of bargaining outweighs the

benefits. The City also argues that the Union waived its right to bargain over shift trade

qualifications. Moreover, the City contends it did not violate the Act.

¶ 25 A. Standard of Review

¶ 26 Judicial review of the Board’s decision is governed by the Administration Review Law.

735 ILCS 5/3-101 et seq. (West 2018); Northwest Mosquito Abatement Dist. v. Illinois State Labor

Relations Bd., 303 Ill. App. 3d 735, 741 (1st Dist. 1999). The scope of judicial review extends to

all questions of law and fact presented by the record. 735 ILCS 5/3-110 (West 2018). “The

applicable standard of review, which determines the degree of deference given to the agency’s

decision, depends upon whether the question presented is one of fact, one of law, or a mixed

question of law and fact.” AFM Messenger Service, Inc. v. Dep’t of Employment Security, 198 Ill.

2d 380, 390 (2001).

¶ 27 “An administrative agency’s findings of fact are not reversed unless they are against the

manifest weight of the evidence, and questions of law are reviewed de novo. [Citation.]” Lyon v.

Dep’t of Children and Family Services, 209 Ill. 2d 264, 271 (2004). Agency decisions that present

a mixed question of law and fact are reviewed under a “clearly erroneous” standard, under which

an agency decision “will be deemed ‘clearly erroneous’ only where the reviewing court, on the

entire record, is ‘left with the definite and firm conviction that a mistake has been committed.’”

AFM Messenger Service, 198 Ill. 2d at 395.

¶ 28 Here, the parties agree that our review of the Board’s determination that the shift trade

qualifications policy was a mandatory subject of bargaining and its determination that the

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unilateral change of the shift trade qualifications policy constituted an unfair labor practice is

subject to the clearly erroneous standard of review because it represents a mixed question of fact

and law. See Board of Trustees of University of Illinois v. Illinois Educational Labor Relations

Bd., 224 Ill. 2d 88, 95-98 (2007).

¶ 29 However, the City argues that the Board’s determination of whether the Union waived its

right to bargain is subject to a de novo standard of review since the question of waiver depends

solely on interpretation of the CBA. “The issue of waiver turns on an application of the relevant

law to the particular facts of the case.” State, Dept. of Cent. Management Services (Department of

Corrections) v. State Labor Relations Bd., State Panel, 373 Ill. App. 3d 242, 249-50 (4th Dist.

2007). “Specifically, we ask whether the language in the bargaining agreement meets the ‘clear

and unmistakable’ standard for a party to a labor agreement’s waiver of a statutory right.” Id. at

250. Accordingly, the “clearly erroneous” standard is appropriate. Id. (quoting City of Belvidere

v. Illinois State Labor Relations Board, 181 Ill. 2d 191, 205 (1998)).

¶ 30 B. Mandatory Subject of Bargaining

¶ 31 On appeal, the City contends that the new shift trade qualifications policy is not a

mandatory subject of bargaining, as it was within the City’s inherent managerial authority and the

burden of bargaining outweighs the benefits.

¶ 32 An employer violates sections 10(a)(1) and 10(a)(4) and commits an unfair labor practice

when it refuses to bargain in good faith with a labor organization that is the exclusive representative

of a bargaining unit of public employees. 5 ILCS 315/10(a)(1), (a)(4) (West 2018). Section 7 of

the Act requires parties to bargain with respect to employees’ wages, hours and other conditions

of employment, that is, with mandatory subjects of bargaining. Id. § 7; Forest Preserve District of

Cook County v. Illinois Labor Relations Board, 369 Ill. App. 3d 733, 751-52 (1st Dist. 2006). “The

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duty to collectively bargain in good faith under the Act extends to issues that arise during the term

of a collective bargaining agreement.” County of Cook v. Illinois Labor Relations Board, 2017 IL

App (1st) 153015, ¶ 42.

¶ 33 We determine whether a matter is a mandatory subject of bargaining by applying the

balancing test set forth in Central City Education Ass’n v. Illinois Education Labor Relations

Board, 149 Ill. 2d 496 (1992). “The first part of the test requires a determination of whether the

matter is one of wages, hours and terms and conditions of employment.” Central City Education

Ass’n, 149 Ill. 2d at 523. “If the answer to this question is no, the inquiry ends and the employer

is under no duty to bargain.” Id. In determining whether the first prong of the Central City test has

been fulfilled, we must determine if the change of the shift trade qualifications policy “(1) involved

a departure from previously established operating practices, (2) effected a change in the conditions

of employment, or (3) resulted in a significant impairment of job tenure, employment security, or

reasonably anticipated work opportunities for those in the bargaining unit.” Chicago Park Dist. v.

Illinois Labor Relations Bd., Local Panel, 354 Ill. App. 3d 595, 560 (1st Dist. 2004).

¶ 34 Here, the City does not dispute that the shift trade qualification policy involved “wages,

hours and terms and conditions of employment.” Id. We accept the City’s concession since

Sorenson’s change of the shift trade qualifications policy concerned the hours an employee worked

and the hours they could take off. The change of the policy also departed from a 25-year practice

of allowing out of class shift trades.

¶ 35 If the answer to the first question is yes, then the second question is whether the matter is

one of inherent managerial authority. Id. “To satisfy the second prong of analysis, the employer

has the burden to link the objective of the challenged policy with a core managerial right.” County

of Cook, 2017 IL App (1st) 153015, ¶ 56. Section 4 of the Act states:

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“Employers shall not be required to bargain over matters of inherent managerial policy,

which shall include such areas of discretion or policy as the functions of the employer,

standards of services, its overall budget, the organizational structure and selection of

new employees, examination techniques and direction of employees.” 5 ILCS 315/4

(West 2018).

“This statutory list is not exhaustive, but it establishes the characteristics of managerial rights that

are not subject to mandatory bargaining.” Fraternal Order of Police, Chicago Lodge No. 7 v.

Illinois Labor Relations Bd. Local Panel, 2011 IL App (1st) 103215, ¶ 23. Inherent managerial

authority is further defined as those matters residing at the core of entrepreneurial control. Board

of Trustees of University of Illinois v. Illinois Educational Labor Relations Bd., 224 Ill. 2d 88, 97

(2007). Step two of the test addresses only whether shift trade qualifications actually affect

inherent managerial authority. Id. at 105.

¶ 36 The City argues that the qualifications for shift trades impacts the inherent management

right to provide appropriate level of services for the community. That is, the City suggests

Sorenson needed to be able to restrict who could request shift trades so that there were adequate

paramedics/lieutenants available at any given time.

¶ 37 However, this justification for Sorenson’s restrictions is undermined by the City’s actual

practices. Following the change to the qualifications policy, the City still required firefighters who

were not on the promotional list to act as a lieutenant. Sorenson acknowledged that these situations

took place after he changed the policy. Pavone’s testimony established that the fire department

was fully functional when out-of-class trades were permitted. Accordingly, the City’s conduct of

ignoring the new restrictions undermines its suggestion that they were necessary in the first place

to meet the community’s needs. This belies its assertion that the restrictions fall within the scope

of inherent managerial authority.

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¶ 38 Regarding shift trades between paramedics and non-paramedics, Sorenson believed that if

the fire department had more than six non-paramedic firefighters it could create a problem.

However, Sorenson acknowledged that from 2016 through 2021 the number of non-paramedic

firefighters fluctuated between three and six. The parties also agreed that there was a minimum

number of paramedics required to maintain operation readiness. Sorenson admitted that since he

changed the shift trade qualification policy that the Department still staffed only one paramedic

per ALS capable vehicle on occasion which met the minimum required number of paramedics but

did not satisfy his preference for two paramedics which led to the change of the policy. Ortlund

and Lazenby agreed that the Department could deny a shift if it negatively impacted the City’s

ability to maintain operational readiness. Thus, the Department was able to provide an appropriate

number of paramedics and maintain operational readiness prior to the change in the shift trade

qualifications policy. Further, after the change in the policy, Sorenson was still unable to maintain

the number of paramedics that he preferred per shift. Allowing a non-paramedic firefighter to

request a trade with a paramedic does not affect the Department’s ability to provide an appropriate

level of services for the community.

¶ 39 The evidence failed to establish that the qualifications for shift trades actually affected the

City’s ability to provide appropriate level of services for the community. Board of Trustees of

University of Illinois, 224 Ill. 2d at 105 (step two of the Central City test is not a question of how

core managerial rights may be indirectly affected but whether the rights are actually affected).

Since we determined that the issue of qualifications for shift trades is not one of inherent

managerial authority, the issue is a mandatory subject of bargaining, and our inquiry ends. Board

of Trustees of the University of Illinois, 224 Ill. 2d at 97 (“If the issue does not involve the

employer’s inherent managerial authority, then it is subject to mandatory bargaining.”).

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¶ 40 Even if the changes to the shift trade qualifications policy was within the City’s inherent

managerial authority, the City failed to establish that the burdens of bargaining outweigh the

benefits. The third prong of the Central City test asks the Board to “balance the benefits that

bargaining will have on the decisionmaking process with the burden that bargain imposes on the

employer’s authority.” Central City Education Ass’n, 149 Ill. 2d at 523. The City argues that the

record contains no evidence of proposals that would satisfy Sorenson’s desire to have more

paramedics and acting lieutenants. Contrary to the City’s assertion, Pavone’s testimony established

a simple solution to Sorenson’s concerns. The City could bargain to phase-out non-paramedic

firefighters. Further, the CBA required seven lieutenants. Applying the same logic, the City could

bargain to increase the number of lieutenants, or the number of firefighters required to meet the

qualifications to remain on the promotional list. Additionally, the City failed to establish a burden

since it previously allowed out-of-class trades for a period of 25-years.

¶ 41 Accordingly, the Board did not err when it determined that shift trade qualifications were

a mandatory subject of bargaining.

¶ 42 C. Waiver

¶ 43 The City argues that section 10.6 of the CBA established “clear and unmistakable”

evidence that the Union waived its right to bargain over shift trade qualifications.

¶ 44 “Evidence that a party to a labor agreement intended to waive a statutory right must be

clear and unmistakable.” Village of Oak Park v. Illinois State Labor Relations Bd., 168 Ill. App.

3d 7, 20 (1st Dist. 1988). “The language sustaining the waiver must be specific; waiver is never

presumed.” American Federation of State County and Mun. Employees v. State Labor Relations

Bd., 274 Ill. App. 3d 317, 334 (1st Dist. 1995).

¶ 45 Section 10.6 of the CBA stated:

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