The opinion
IN THE SUPREME COURT OF
CALIFORNIA
THE PEOPLE,
Plaintiff and Respondent,
v.
JEREMIAH IRA WILLIAMS,
Defendant and Appellant.
S262229
Fourth Appellate District, Division One
D074098
San Diego County Superior Court
SCD268493
August 29, 2024
Justice Jenkins authored the opinion of the Court, in which
Chief Justice Guerrero and Justices Corrigan, Kruger, Groban,
and Smith concurred.*
Justice Liu filed a dissenting opinion.
*
Associate Justice of the Court of Appeal, Fifth Appellate
District, assigned by the Chief Justice pursuant to article VI,
section 6 of the California Constitution.
PEOPLE v. WILLIAMS
S262229
Opinion of the Court by Jenkins, J.
Under California’s youth offender parole statute (Pen.
Code,1 § 3051), certain persons incarcerated for crimes
committed at a young age may be eligible for early release on
parole. One factor relevant to the decision to release is the
offender’s amenability to rehabilitation based on recognized
attributes of youth. Section 3051, however, expressly excludes
certain groups from its purview, including defendants convicted
of forcible sexual offenses and sentenced under the One Strike
law (§ 667.61). (§ 3051, subd. (h) (§ 3051(h)).) By contrast, those
convicted of murder (aside from young adults convicted of
special circumstance murder) are not categorically excluded.
(People v. Hardin (2024) 15 Cal.5th 834, 843 (Hardin).)
Defendant Jeremiah Ira Williams was sentenced to an
indeterminate prison term of 100 years to life plus 86 years two
months for One Strike offenses he committed when he was 24
years old. Defendant contends that by categorically excluding
young adults convicted of One Strike offenses, but not young
adults convicted of murder without special circumstance, from
the possibility of early release, section 3051 violates the equal
protection guarantee of the federal Constitution. This unequal
treatment, he asserts, is irrational based, in part, on the high
court’s recognition in the Eighth Amendment context that
1
Further statutory references are to the Penal Code unless
otherwise noted.
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“defendants who do not kill, intend to kill, or foresee that life
will be taken are categorically less deserving of the most serious
forms of punishment than are murderers.” (Graham v. Florida
(2010) 560 U.S. 48, 69 (Graham).)
The Court of Appeal rejected defendant’s equal protection
challenge, finding a rational basis for the differential treatment.
For reasons that follow, we affirm the Court of Appeal’s
judgment.
FACTUAL AND PROCEDURAL BACKGROUND
Over two days in the summer of 2016, then 24-year-old
defendant committed numerous sexual offenses against two
female victims in two separate incidents in San Diego.
On the evening of August 13, Doe 1 returned home after
spending the day with friends. As she headed from the garage
to her apartment, a man approached her and asked if she needed
help carrying the items in her hands. She replied, “No.” But he
followed her, claiming he was looking for a friend’s apartment.
As Doe 1 unlocked her front door, the man rushed toward her,
knocked her down, and held a gun to her head while demanding
money. Doe 1 gave him a necklace, her wallet, and cell phone.
He then forced her into her apartment, where he choked her and
demanded money and other valuables.
The man punched Doe 1 in the face, causing her to fall and
fracture her face. He then removed her pants and dragged her
to the bedroom, where he penetrated her vagina with his penis,
digitally penetrated her vagina, and forced her to orally copulate
him. Thereafter, he forced Doe 1 into her shower where he
wiped her bleeding face and vagina with a washcloth. At some
point, the man closed the shower curtain and left the apartment.
Doe 1 remained in the shower for about 20 minutes, not knowing
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if the man was still inside her apartment. She then got out of
the shower, and went to a neighbors’ apartment. She told her
neighbors about the attack, and they drove her to the hospital.
Doe 1 suffered severe physical and psychological trauma.
During the ensuing police investigation, Doe 1 viewed
individuals at a physical lineup but was unable to identify
defendant. She subsequently identified him at the preliminary
hearing as her assailant. Investigators were also able to match
defendant’s DNA to a sample recovered from Doe 1’s bedroom
comforter.
On August 14, the day after Doe 1 was attacked, Doe 2 was
working as a prostitute at a San Diego motel. She had
previously posted an “ad” on the Internet notifying potential
“clients” of her general location. A man contacted Doe 2 and said
he had $200 and wanted an hour of her time. They agreed to
meet that day at Doe 2’s motel room. When he arrived later that
day, he entered Doe 2’s motel room and immediately asked to
use the restroom. When he came out of the bathroom, he
threatened her, asking if she “wanted to die.” At some point, he
grabbed her neck and choked her repeatedly. Doe 2 lost
consciousness. When she awoke, she was bent over on the side
of the bed and felt the man’s penis inside her anus.
She tried to fight the man off, but he continued to choke
her. At one point during the assault, he pulled out a handgun
and struck Doe 2 on the head with it. She broke free and ran to
the window, which she opened and then screamed for help. The
man grabbed some of his belongings and fled the scene. Doe 2
climbed out the window and called an acquaintance, Henry C.,
for help. Henry C. picked her up from the motel and drove her
back to her apartment. She initially declined to go to the
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Opinion of the Court by Jenkins, J.
hospital because she believed she would get in “trouble” for
engaging in prostitution. However, two days after the attack,
she went with Henry C. to the hospital, where she received
treatment and spoke to a police officer about the attack.
Doe 2 later identified defendant in a photographic lineup
as her attacker. The DNA of blood samples taken from
defendant’s handgun and from his chest matched Doe 2’s DNA.
A jewelry box missing from Doe 1’s apartment was found in a
backpack left in Doe 2’s motel room.
After concluding its investigation of the assaults against
Doe 1 and Doe 2, the prosecution filed a 13-count information
charging defendant for offenses perpetrated against both
victims. The information alleged counts for robbery (§ 211;
count 1); making criminal threats (§ 422; counts 2, 8, 9, 11);
forcible rape (§ 261, subd. (a)(2); counts 3, 6); forcible
penetration (§ 289, subd. (a); count 4); forcible oral copulation
(§ 288a, subd. (c)(2)(A); count 5); burglary (§ 459; count 7);
sodomy by use of force (§ 286, subd. (c)(2)(A); count 10); assault
with a firearm (§ 245, subd. (a)(2); count 12); and false
imprisonment by violence, menace, fraud, and deceit (§§ 236,
237, subd (a); count 13). Counts 1 through 8 were alleged to
have been committed against Doe 1, and counts 9 through 13
were alleged to have been committed against Doe 2.
After presentation of evidence and jury deliberations, the
jury found defendant guilty as charged on counts 1 to 9 and 11
to 13, and it found him guilty as to count 10 on the lesser
included offenses of battery and assault (§§ 240, 242). It also
found that he: (1) personally used a firearm as to counts 1, 3, 4,
5, and 6 (§ 12022.53, subd. (b)), and personally used a firearm
as to counts 2, 7, and 11 (§ 12022.5, subd. (a)); (2) kidnapped Doe
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1, committed the offenses against her in the commission of a
burglary, and inflicted great bodily injury on her as to counts 3,
4, 5, and 6 (§§ 667.61, subds. (a), (c), (d), & (e) & 667.5); and (3)
committed the burglary in count 7 with another person present
other than an accomplice (§ 667.5, subd. (c)(21)). The jury did
not find true the multiple victim allegations attached to counts
3 through 6. When he committed the offenses against Doe 1 and
Doe 2, defendant was on felony probation for a 2013 offense of
inflicting corporal injury on an intimate partner. (§ 273.5, subd.
(a).)
Given the nature of counts 3, 4, 5, and 6 as One Strike
offenses under section 667.61, the trial court sentenced
defendant to four consecutive terms of 25 years to life for each
of those counts. It imposed an additional 10 years pursuant to
section 12022.53, subdivision (b) and 5 years pursuant to section
12022.8, for a total of 15 additional years on counts 3 through 6.
With the remaining determinate terms, defendant’s total
sentence was 100 years to life plus 86 years two months. The
court also imposed fines and fees, including restitution to the
two victims.
Defendant appealed, arguing in part that section 3051’s
categorical exclusion of One Strike offenders, which rendered
him ineligible for a youth offender parole hearing, violated his
equal protection rights under the Fourteenth Amendment to the
federal Constitution. The Court of Appeal rejected defendant’s
claim, finding that the “threat of recidivism by violent sexual
offenders” provides a rational basis for the Legislature to
exclude One Strike offenders from section 3051’s early release
provisions. At least one Court of Appeal has reached the
opposite conclusion, sustaining an equal protection challenge to
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section 3051’s exclusion of One Strike offenders. (See People v.
Edwards (2019) 34 Cal.App.5th 183.)
We granted review to resolve this split of authority.
DISCUSSION
A. Section 3051
Section 3051 offers youth offenders committed for long
prison terms an opportunity for early release on parole. It
requires the Board of Parole Hearings (Board) to conduct a
youth offender parole eligibility hearing to determine if, based
on certain criteria involving the “[c]ontrolling offense,”2 the
offender is eligible for parole during the 15th, 20th, or 25th year
of incarceration. (§ 3051, subd. (b)(1)–(4).) The hearing must
“provide for a meaningful opportunity to obtain release” (id.,
subd. (e)), and includes an assessment of the offender’s “growth
and maturity” that “take[s] into consideration the diminished
culpability of youth as compared to that of adults [and] the
hallmark features of youth.” (Id., subd. (f)(1); see 15 Cal. Code
Regs. §§ 2440–2448; § 4801, subd. (c).)
As we recently explained in Hardin, supra, 15 Cal.5th at
pages 843–845, the Legislature initially crafted this early parole
eligibility mechanism for youth offenders in response to
Graham, supra, 560 U.S. 48, Miller v. Alabama (2012) 567 U.S.
460 (Miller), and People v. Caballero (2012) 55 Cal.4th 262
(Caballero). (Stats. 2013, ch. 312, § 1; see generally People v.
Franklin (2016) 63 Cal.4th 261, 277 (Franklin).) In Graham,
the high court held that the Eighth Amendment protection
2
A “[c]ontrolling offense” is defined as “the offense or
enhancement for which any sentencing court imposed the
longest term of imprisonment.” (§ 3051, subd. (a)(2)(B).)
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against cruel and unusual punishment prohibits life without the
possibility of parole (LWOP) sentences for juveniles who commit
nonhomicide crimes before the age of 18. (Graham, supra, 560
U.S. at p. 82.) In reaching this conclusion, the court recognized
that “defendants who do not kill, intend to kill, or foresee that
life will be taken are categorically less deserving of the most
serious forms of punishment than are murderers,” and that
homicide offenses differ “in a moral sense” from nonhomicide
offenses in terms of “ ‘their “severity and irrevocability.” ’ ” (Id.
at p. 69.) The high court concluded that although a state need
not “guarantee eventual freedom” to such juvenile offenders, it
must provide “some meaningful opportunity to obtain release
based on demonstrated maturity and rehabilitation.” (Id. at p.
75.)
Two years later, in Miller, a homicide case involving two
14-year-old defendants, the high court held “that imposition of
a State’s most severe penalties on juvenile offenders cannot
proceed as though they were not children.” (Miller, supra, 567
U.S. at p. 474.) Although rejecting a categorical bar on LWOP
sentences for juveniles convicted of homicide offenses, the court
equated such severe sentences for juveniles to the death penalty
and reaffirmed the principle that individualized sentencing
when meting out a state’s harshest penalties is not only
paramount but is compelled by the Eighth Amendment. (Miller,
at pp. 474–475.) Accordingly, before imposing an LWOP
sentence on a juvenile convicted of a homicide offense, “a judge
or jury must have the opportunity to consider mitigating
circumstances,” including the juvenile’s “chronological age and
its hallmark features” such as “immaturity, impetuosity, and
failure to appreciate risks and consequences.” (Id. at pp. 477,
489.)
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Within months after the high court’s Miller decision, we
considered whether under Graham a 110-year-to-life sentence
imposed on a 16-year-old defendant for nonhomicide offenses
violated the Eighth Amendment’s prohibition against cruel and
unusual punishment. (Caballero, supra, 55 Cal.4th at p. 265.)
We observed that the juvenile’s lengthy “term-of-years” sentence
“amount[ed] to the functional equivalent of a life without parole
sentence” (id. at 268), and we held that it constituted cruel and
unusual punishment. We therefore reversed the defendant’s
sentence and directed the sentencing court to “consider all
mitigating circumstances attendant in the juvenile’s crime and
life,” including the juvenile’s chronological age and physical and
mental maturity. (Id. at pp. 268–269.)
At the same time, “we urge[d] the Legislature to enact
legislation establishing a parole eligibility mechanism” that
would afford defendants who are effectively serving an LWOP
sentence for nonhomicide offenses committed as a juvenile “with
the opportunity to obtain release on a showing of rehabilitation
and maturity” consistent with the high court’s Eighth
Amendment jurisprudence. (Caballero, supra, 55 Cal.4th at p.
269, fn. 5.) The Legislature responded to our entreaty by
enacting section 3051 in 2013. (Stats. 2013, ch. 312, § 4; see
Franklin, supra, 63 Cal.4th at p. 277 [Legislature sought to
“bring juvenile sentencing into conformity with Graham, Miller,
and Caballero”].) The enactment expressly declared the “intent
of the Legislature to create a process by which growth and
maturity of youthful offenders can be assessed and a meaningful
opportunity for release established.” (Stats. 2013, ch. 312, § 1.)
As originally enacted, section 3051 provided youth
offender parole hearings for offenders who were incarcerated for
crimes committed as juveniles under 18 years old. (Former
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§ 3051, subd. (a)(1), added by Stats. 2013, ch. 312, § 4.) This
ceiling tracked the age limitation the high court had imposed in
juvenile sentencing cases. (See Graham, supra, 560 U.S. at p.
74, quoting Roper v. Simmons (2005) 543 U.S. 551, 574 (Roper)
[“ ‘[t]he age of 18 is the point where society draws the line for
many purposes between childhood and adulthood’ ”]; Roper, at
p. 574 [18 years is “the age at which the line for death eligibility
ought to rest”].)
Although the high court has not extended these parole
opportunities to youthful offenders 18 years and older as a
matter of constitutional law (see United States v. Gates (6th Cir.
2022) 48 F.4th 463, 476), our Legislature has done so twice, as
a matter of statutory law, in amendments to section 3051. In
2015, it raised the age of eligibility for youth offender parole
hearings to most offenders under 23 years old (Stats. 2015, ch.
471, § 1), based on then “ ‘[r]ecent neurological research
show[ing] that cognitive brain development continues well
beyond age 18 and into early adulthood.’ ” (Assem. Com. on
Public Safety, Report on Sen. Bill No. 261 (2015–2016 Reg.
Sess.), as amended June 1, 2015, p. 2; see ibid. [“ ‘For boys and
young men in particular, this process [of development] continues
into the mid-20s’ ”].) The Legislature raised the age limit again
in 2017 to include most offenders 25 years old or younger.
(Stats. 2017, ch. 675, § 1.)
Section 3051 “reflects the Legislature’s judgment that 25
years is the maximum amount of time that [most youth]
offender[s] may serve before becoming eligible for parole.”
(Franklin, supra, 63 Cal.4th at p. 278; see id. at p. 281 [§ 3051
“effectively reforms the parole eligibility date of a [youth]
offender’s original sentence”].) By superseding the statutorily
mandated sentences of most prisoners who committed their
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controlling offense before the age of 26, section 3051 “changed
the manner in which the [youth] offender’s original sentence
operates by capping the number of years that he or she may be
imprisoned before becoming eligible for release on parole.”
(Franklin, at p. 278.)
Here, defendant was sentenced to an indeterminate term
of 100 years to life plus a consecutive determinate term of 86
years and two months (see §§ 669, subd. (a); 3046, subd. (b)),
making him eligible for parole after serving 186 years of
imprisonment, a term greatly exceeding his life expectancy. If
eligible under section 3051, defendant could seek parole after 25
years of incarceration. (See § 3051, subd. (b)(3).) However,
because he was sentenced under the One Strike law, he is
categorically excluded from seeking early parole under section
3051(h), while some young adult offenders convicted of murder
remain eligible for parole after serving 25 years. Defendant
maintains this unequal treatment of the two types of offenders
has no rational basis and therefore violates the Fourteenth
Amendment’s guarantee of equal protection.3
Subdivision (h) of section 3051 categorically excludes
certain persons from consideration for youth offender parole
hearings. Those ineligible for early parole include offenders
who, like defendant, are sentenced for felony sex crimes under
the One Strike law (§ 667.61); offenders who are sentenced
under the Three Strikes law (§§ 667, subds. (b)–(i), 1170.12);
offenders who are sentenced to life without parole for an offense
3
Defendant did not raise a challenge to his sentence as
violating the Eighth Amendment’s prohibition against cruel and
unusual punishment.
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committed after turning 18 years old;4 and offenders who,
“subsequent to attaining 26 years of age, commit[] an additional
crime for which malice aforethought is a necessary element of
the crime or for which the individual is sentenced to life in
prison.” (§ 3051(h).) Although the life without parole exclusion
applies to persons convicted of special circumstance murder
committed after the age of 18, other individuals who are
convicted of murder are not categorically excluded; neither are
those who are sentenced under the habitual sexual offender act
(§ 667.71). The statute itself does not explicitly describe the
underlying purpose for section 3051’s enumerated exclusions
(§ 3051(h)). Although the Legislature has amended section 3051
several times, it has maintained the One Strike exclusion since
the section’s enactment in 2013. (See Hardin, supra, 15 Cal.5th
at p. 846.)
Although “parole is a form of punishment accruing directly
from the underlying conviction” (People v. Nuckles (2013) 56
Cal.4th 601, 609), to a youth offender seeking early release
under section 3051, the prospect of parole serves as a form of
dispensation allowing the offender to demonstrate the requisite
maturity and rehabilitation to return to society after years of
incarceration. Specifically, section 3051 offers youth offenders
“a meaningful opportunity” for release (§ 3051, subd. (e)),
requiring the Board to give “great weight to the diminished
4
In 2017, the Legislature amended section 3051 to allow
youth offender hearings for juveniles (those under 18 years of
age) — but not young adults (those 18 to 25 years of age) —
sentenced to LWOP. (See People v. Acosta (2021) 60 Cal.App.5th
769, 777 [amendment sought to bring California into compliance
with Miller’s prohibition of mandatory LWOP sentences on
juvenile offenders, which was made retroactive].)
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culpability of youth as compared to adults, the hallmark
features of youth, and any subsequent growth and increased
maturity” (§ 4801, subd. (c); see § 3051, subd. (e); see also 15 Cal.
Code Regs. §§ 2440–2448 [Regulations on “Parole Consideration
Hearings for Youth Offenders”]; see ante, at p. 6.)
Because section 3051 “create[s] a process by which growth
and maturity of youthful offenders can be assessed and a
meaningful opportunity for release established” (Stats. 2013, ch.
312, § 1), a denial of parole after a section 3051 proceeding
reflects a determination that, among other things, the youthful
offender has not sufficiently matured and rehabilitated to
warrant release. (See Franklin, supra, 63 Cal.4th at p. 284
[Board must determine if youth offender is “ ‘fit to rejoin society’
despite having committed a serious crime ‘while he was a child
in the eyes of the law’ ”].) It follows that the Legislature’s
decision to categorically exclude a class of youth offenders from
such parole reflects, in part, its judgment that the excluded
offenders do not have “greater prospects for reform” (Miller,
supra, 567 U.S. at p. 471) and are, therefore, not amenable for
early release.
We bear in mind, however, that while the Legislature’s
primary purpose in expanding youth offender parole eligibility
was to offer certain young adult offenders “the opportunity to
obtain release based on demonstrated growth and
rehabilitation,” the Legislature also had “other, sometimes
competing, concerns, including concerns about culpability and
the appropriate level of punishment for certain very serious
crimes” that informed the statutory framework. (Hardin, supra,
15 Cal.5th at p. 854.) Here, we consider the exclusion of youth
offenders sentenced for a One Strike offense, which may
similarly reflect a range of “penological considerations,
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including rehabilitative and retributive purposes.” (Hardin, at
p. 857.)
With this understanding of the nature of parole eligibility
under section 3051, we now address the One Strike law and its
amendments and explain how young adults sentenced under
that law are precluded from seeking relief under section 3051.
B. One Strike Law and Its Amendments
The One Strike law provides an alternative, harsher
sentencing scheme for enumerated forcible sex offenses —
including rape, rape or sexual penetration in concert, lewd or
lascivious acts, forcible sexual penetration, sodomy, oral
copulation, or continuous sexual abuse of a child — that are
committed under specified circumstances. (§ 667.61, as
amended by Prop. 83, § 12, as approved by voters, Gen. Elec.
(Nov. 7, 2006), eff. Nov. 8, 2006; see People v. Acosta (2002) 29
Cal.4th 105, 118 (Acosta); People v. Anderson (2009) 47 Cal.4th
92, 102, 108 [“a One Strike allegation exposes a defendant to
greater punishment than would be authorized by a verdict on
the offense alone”].)
Enacted in 1994, the One Strike law sought “to ensure
serious and dangerous sex offenders would receive lengthy
prison sentences upon their first conviction . . . where the nature
or method of the sex offense ‘place[d] the victim in a position of
elevated vulnerability.’ ” (People v. Palmore (2000) 79
Cal.App.4th 1290, 1296, quoting Assem. Com. on Pub. Safety,
Analysis of Sen. Bill No. 26 (1993–1994 1st Ex. Sess.) as
amended May 25, 1994, pp. 2–3.) “ ‘Violent sexual predators
should not be given the opportunity to repeat their crimes. Since
most rapists and child molesters cannot be cured of the aberrant
compulsions, they should not be eligible for probation under any
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circumstances, and their punishment must be separation from
society for life without the possibility of parole.’ ” (Sen. Com. on
Judiciary, Analysis of Sen. Bill No. 26 (1993–1994 1st Ex. Sess.)
as introduced Feb. 2, 1994; see People v. Wutzke (2002) 28
Cal.4th 923, 929–930 (Wutzke).) To implement this purpose, the
One Strike law authorizes lengthy sentences for both “recidivist
sexual offenders and first time offenders who commit certain
sexual offenses under aggravated circumstances.” (People v.
Hammer (2003) 30 Cal.4th 756, 768 (Hammer).)
The One Strike law applies if a trier of fact, upon
convicting a defendant of a triggering offense, also finds true at
least one circumstance specified in subdivisions (d) or (e) of
section 667.61. The specified circumstances, other than prior
convictions (§ 667.61, subd. (d)(1)), relate to the manner in
which the defendant committed the present offense. (See, e.g.,
§ 667.61, subds. (d)(2)–(d)(7) & (e)(1)–(e)(7); see Wutzke, supra,
28 Cal.4th at p. 930 [“Many of these circumstances reflect the
use of violent or predatory means that increase the victim’s
‘vulnerability’ ”]; see also Acosta, supra, 29 Cal.4th at p. 127.)
In general, the length of a One Strike term depends on the
number and nature of applicable aggravating circumstances
found by the trier of fact. (See § 661.67, subds. (a), (b), (j), (l),
(m).) For instance, a defendant who commits a particular
offense “under one or more of the circumstances specified in
subdivision (d)” of section 667.61 or “under two or more of the
circumstances specified in subdivision (e)” of that section, is
sentenced to 25 years to life. (§ 667.61, subd. (a); see Acosta,
supra, 29 Cal.4th at p. 111.) Alternatively, a defendant who
commits a particular offense under only “one of the
circumstances specified in subdivision (e)” is sentenced to 15
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years to life. (§ 667.61, subd. (b); see Acosta, at p. 111.)5
Through the years, the electorate and the Legislature —
concerned about the high rate of recidivism among sex
offenders — have increased the penalties and expanded the
scope of those eligible to be sentenced under the One Strike law.
For example, in 2006, the electorate passed Proposition
83, which amended, among other statutes, the Sexually Violent
Predator Act (SVPA) and the One Strike law.6 (Prop. 83, § 12,
supra.) The initiative was titled “The Sexual Predator
Punishment and Control Act: Jessica’s Law” (Proposition 83 or
Jessica’s Law). Its Findings and Declarations explained: “Sex
offenders have very high recidivism rates. . . . [They] are the
least likely to be cured and the most likely to reoffend, and they
prey on the most innocent members of our society. More than
two-thirds of the victims of rape and sexual assault are under
the age of 18. Sex offenders have a dramatically higher
recidivism rate for their crimes than any other type of violent
5
Originally, the One Strike law provided that the
defendant “shall be punished by imprisonment in the state
prison for life and shall not be eligible for release on parole for”
15 or 25 years. As we shall discuss, the statute now also
authorizes LWOP sentences. (§ 667.61, subds. (j)(1), (l); Stats.
2010, ch. 219, § 6.)
6
Months before the initiative’s passage, the Governor
signed the Sex Offender Punishment, Control, and Containment
Act of 2006 (Sen. Bill No. 1128 (2005–2006 Reg. Sess.)), as
urgency legislation that took immediate effect. (See Bourquez
v. Superior Court (2007) 156 Cal.App.4th 1275, 1280.) Senate
Bill No. 1128 and Proposition 83 made similar changes to
section 667.61, and do not differ in ways that are relevant to the
issue at hand.
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felon.” (Voter Information Guide, Gen. Elec. (Nov. 7, 2006) text
of Prop. 83, p. 127 (Voter Information Guide on Prop. 83).)
Regarding the One Strike law, Proposition 83 expanded its
scope by adding the offense of continuous sexual abuse of a child
(§ 288.5) to the list of offenses eligible for One Strike sentencing
(§ 667.61, subd. (c)(9), as amended by Prop. 83, § 12, supra). It
also added two new circumstances to subdivisions (d) and (e),
respectively, to enhance a defendant’s sentence under the One
Strike law. (Former § 667.61, subds. (d)(5) [defendant
committed violation of §§ 264.1, 286, subd. (d), or former § 288a,
subd. (d), and in committing that offense, also committed any
act described in (2), (3), or (4) of this subdivision]; (e)(8)
[defendant committed violation of §§ 264.1, 286, subd. (d), or
former § 288a, subd. (d), and in committing that offense, also
committed any act described in (1), (2), (3), (4), (6) or (7) of this
subdivision].)
Several years after the voters’ passage of Jessica’s Law,
the Legislature passed the “Chelsea King Child Predator
Prevention Act of 2010” (Chelsea’s Law), making more
significant changes to the One Strike law and other statutes
governing sex offenses. (Stats. 2010, ch. 219, §§ 1, 16; see People
v. Soto (2011) 51 Cal.4th 229, 237, fn. 4.) Chelsea’s Law greatly
enhanced One Strike sentences for all nine triggering offenses,
except a lewd and lascivious act on a child (§ 288, subd. (a)),
based on the victim’s age. (See § 667.61, subd. (j)(1) & (2).)
Accordingly, under Chelsea’s Law, if the victim was a minor
under 14 years of age at the time of the offense, the perpetrator’s
sentence would increase to either 25 years to life or LWOP
depending on the nature and number of the aggravating
circumstances and the defendant’s age. (Compare § 667.61,
subd. (j)(1) & (2) with § 667.61, subds. (a), (b); see People v. Betts
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Opinion of the Court by Jenkins, J.
(2020) 55 Cal.App.5th 294, 301 [§ 667.61 is a “multitiered
sentencing scheme”].) If the victim was a minor 14 years or
older, the defendant likewise was subject to 25 years to life or
LWOP for certain types of offenses. (§ 667.61, subds. (l), (m),
(n).) In addition to these increased sentences, Chelsea’s Law
added two new circumstances to subdivision (d)’s list of
aggravating factors. (§ 667.61, subd. (d)(6) [personal infliction
of “great bodily injury”], (d)(7) [personal infliction of “bodily
harm” against a minor under age 14].)
Observing that “current California law does not
acknowledge or adjust for the true nature of the sexual violent
predator that attacks children,” the legislative history of
Chelsea’s Law explained that One Strike offenders who commit
“the most serious and heinous sex crimes against children are
not able to be rehabilitated” and that these crimes “are a red flag
that the perpetrator is capable of much, much worse.” (Assem.
Com. on Public Safety, Analysis of Assem. Bill No. 1844 (2009–
2010 Reg. Sess.), as amended Apr. 13, 2010, pp. 13; see Sen.
Com. on Public Safety, Analysis of Assem. Bill No. 1844 (2009–
2010 Reg. Sess.), as amended June 2, 2010, p. 17 [offenders
should be “locked up for life without the possibility of parole”].)
Significantly, the Legislature recognized that Chelsea’s Law
would “punish specified sex offenders more severely than
individuals convicted of first-degree, premeditated murder.”
(Assem. Com. on Public Safety, Analysis of Assem. Bill No. 1844,
supra, p. 14.)
C. Facial or As-Applied Challenge
As a threshold matter, we address whether defendant is
contesting the constitutionality of section 3051 as applied or on
its face. Consistent with our grant of review, defendant
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challenges section 3051 insofar as it excludes young adults
sentenced under the One Strike law. In this regard, he appears
to be making an as-applied challenge, which seeks “relief from a
specific application of a facially valid statute or ordinance to an
individual or class of individuals who are under allegedly
impermissible present restraint or disability as a result of the
manner or circumstances in which the statute or ordinance has
been applied.” (Tobe v. City of Santa Ana (1995) 9 Cal.4th 1069,
1084 (Tobe), italics added.)
However, defendant’s counsel asserted at oral argument
that defendant is making a facial challenge to section 3051. “A
facial challenge to the constitutional validity of a statute or
ordinance considers only the text of the measure itself, not its
application to the particular circumstances of an individual.”
(Tobe, supra, 9 Cal.4th at p. 1084.) To succeed on such a
challenge, and thus void the statute as a whole, it is not enough
to show “ ‘ “that in some future hypothetical situation
constitutional problems may possibly arise as to the particular
application of the statute . . . . Rather, petitioners must
demonstrate that the act’s provisions inevitably pose a present
total and fatal conflict with applicable constitutional
prohibitions.” ’ ” (Ibid.; see People v. Martinez (2023) 15 Cal.5th
326, 338 [“To prevail on a facial challenge, litigants must show
that the challenged rule creates constitutional problems in ‘at
least “ ‘the generality’ ” [citation] or “vast majority” ’ of cases”].)
Ultimately, even if defendant is making a facial claim in
addition to an as-applied claim, our resolution of the latter may
dispose of the former. If defendant cannot demonstrate that the
law is unconstitutional as applied to him and others similarly
situated, he has necessarily failed to demonstrate that the law
is unconstitutional on its face. (Cf. Fusaro v. Howard (4th Cir.
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Opinion of the Court by Jenkins, J.
2021) 19 F.4th 357, 373–374; United States v. Decastro (2d Cir.
2012) 682 F.3d 160, 163; Harris v. Mexican Specialty Foods, Inc.
(11th Cir. 2009) 564 F.3d 1301, 1313 [“Th[e] mere possibility of
a constitutional application is enough to defeat a facial
challenge to [a] statute”].)
Because consideration of defendant’s claim as a facial or
as-applied challenge does not determine the outcome here, we
proceed to the substance of defendant’s equal protection claim.
D. The Applicable Equal Protection Framework
Defendant asserts that section 3051’s exclusion of young
adults sentenced under the One Strike law violates equal
protection. He maintains that there is neither a rational basis
nor a compelling state interest for excluding young adults
sentenced under the One Strike law but not excluding young
adults convicted of murder without special circumstance from
youth offender parole hearings provided by section 3051. In
support of his claim, he leverages the high court’s
pronouncement made in the context of an Eighth Amendment
cruel and unusual punishment challenge that “defendants who
do not kill, intend to kill, or foresee that life will be taken are
categorically less deserving of the most serious forms of
punishment than are murderers.” (Graham, supra, 560 U.S. at
p. 69.) Defendant observes that because he was convicted of
sexual offenses and sentenced under the One Strike law, he is
categorically ineligible for a youth offender parole hearing.
(§ 3051(h).) Had he been convicted of murder instead of One
Strike sexual offenses, and assuming no other exclusions
applied, he would have been eligible for such a hearing after 25
years of incarceration. This unequal treatment, defendant
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Opinion of the Court by Jenkins, J.
asserts, is in direct tension with the high court’s statement in
Graham.
The Attorney General counters that a plausible basis for a
legislative classification is sufficient to overcome an equal
protection challenge and that the Legislature could rationally
exclude One Strike offenders from early release under section
3051 based on a combination of factors: the increased risk of
recidivism that One Strike offenders pose and the aggravated
nature of their offenses. (See Hammer, supra, 30 Cal.4th at p.
768.) These concerns, the Attorney General asserts, provide at
least a “plausible” basis for the disparity in treatment, “ ‘ “the
wisdom, fairness or logic” ’ ” of which a court “may not second-
guess.” (Johnson v. Department of Justice (2015) 60 Cal.4th 871,
881 (Johnson).) Because these rationales plausibly support the
Legislature’s exclusion of One Strike offenders from the youth
offender parole statute, the Attorney General argues that
defendant’s equal protection challenge to section 3051(h) must
fail.
Under the Equal Protection clause of the Fourteenth
Amendment to the federal Constitution, no state may “deny to
any person within its jurisdiction the equal protection of the
laws.” (U.S. Const., 14th Amend.) “[T]he requirement of equal
protection ensures that the government does not treat a group
of people unequally without some justification.” (People v.
Chatman (2018) 4 Cal.5th 277, 288 (Chatman).) “Equal
protection does not require that all persons be dealt with
identically, but it does require that a distinction made have
some relevance to the purpose for which the classification is
made.” (Baxtrom v. Herold (1966) 383 U.S. 107, 111.) “Unlike
other provisions of the Constitution, the Equal Protection
Clause confers no substantive rights and creates no substantive
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
liberties. The function of the Equal Protection Clause, rather,
is simply to measure the validity of classifications created by
state laws.” (San Antonio Indep. School Dist. v. Rodriguez
(1973) 411 U.S. 1, 59 (conc. opn. of Stewart, J.) (Rodriguez), fn.
omitted.)
In resolving an equal protection challenge, we apply
different levels of scrutiny depending on the type of
classification involved. (People v. Wilkinson (2004) 33 Cal.4th
821, 836 (Wilkinson).) “ ‘At a minimum, a statutory
classification must be rationally related to a legitimate
governmental purpose.’ ” (Ibid.) If the unequal treatment
involves a suspect class or fundamental right, then we apply
strict scrutiny and “ ‘ “the state bears the burden of establishing
not only that it has a compelling interest which justifies the law
but that the distinctions drawn by the law are necessary to
further its purpose.” [Citation.]’ ” (Warden v. State Bar (1999)
21 Cal.4th 628, 641.) “The general rule is that legislation is
presumed to be valid and will be sustained if the classification
drawn by the statute is rationally related to a legitimate state
interest.” (City of Cleburne, Tex. v. Cleburne Living Center
(1985) 473 U.S. 432, 440.) The question we must answer is
“whether a statutory distinction is so devoid of even minimal
rationality that it is unconstitutional as a matter of equal
protection.” (Chatman, supra, 4 Cal.5th at p. 289.)
Defendant does not contend that offenders sentenced
under the One Strike law constitute a suspect class; nor does the
right to early release on parole involve a fundamental
constitutional right. (See Jackson v. Jamrog (6th Cir. 2005) 411
F.3d 615, 619 [“there is no fundamental right to parole under
the federal Constitution”].) Nevertheless, defendant asserts
that strict scrutiny applies here because the challenged law
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Opinion of the Court by Jenkins, J.
“determines the length of incarceration” and directly impacts
“the loss of personal liberty,” which is a “fundamental interest.”
He relies, in part, on our statement in People v. Olivas (1976) 17
Cal.3d 236, 251 (Olivas) that “personal liberty is a fundamental
interest, second only to life itself, as an interest protected under
both the California and United States Constitutions.”
We reject defendant’s argument for applying strict
scrutiny to the classification at issue for the same reasons we
rejected a similar argument in Wilkinson. There, the defendant
made an equal protection challenge to the statutory scheme
governing the offense of battery on a custodial officer (see former
§§ 243, 243.1), claiming “it allows the ‘lesser’ offense of battery
without injury to be punished more severely than the ‘greater’
offense of battery with injury” (Wilkinson, supra, 33 Cal.4th at
p. 838). We concluded that rational basis review applied to the
claim because a defendant “ ‘does not have a fundamental
interest in a specific term of imprisonment or in the designation
a particular crime receives.’ ” (Ibid.) We explained that Olivas’s
language should not be interpreted so broadly as to require
strict scrutiny “whenever one challenges upon equal protection
grounds a penal statute or statutes that authorize different
sentences for comparable crimes, because such statutes always
implicate the right to ‘personal liberty’ of the affected
individuals.” (Id. at p. 837.) Indeed, we cautioned that
“[a]pplication of the strict scrutiny standard in this context
would be incompatible with the broad discretion the Legislature
traditionally has been understood to exercise in defining crimes
and specifying punishment.” (Id. at p. 838.)
More recently, in Hardin, supra, 15 Cal.5th at page 847,
after defendant conceded that the rational basis test applied, we
addressed his equal protection challenge to section 3051 similar
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to the one defendant makes here. (See Hardin, supra, 15
Cal.5th at p. 847.) The defendant in Hardin challenged section
3051’s disparate treatment of young adults sentenced to LWOP
for special circumstance murder and of young adults sentenced
to life with the possibility of parole. Applying the rational basis
test, we concluded the Legislature acted rationally by singling
out special circumstance murder as a particularly culpable
offense and making those convicted of that crime ineligible for
early release. (Hardin, at p. 862.) Consistent with Hardin, we
apply the deferential rational basis test in resolving defendant’s
equal protection claim. (See id. at p. 847.)
Traditionally, the rational basis test has been described as
a two-part inquiry, with courts “first ask[ing] whether the state
adopted a classification affecting two or more groups that are
similarly situated in an unequal manner,” and then
“ ‘consider[ing] whether the challenged classification’ is
adequately justified,” i.e., whether it “ ‘bears a rational
relationship to a legitimate state purpose.’ ” (Hardin, supra, 15
Cal.5th at p. 848.) However, in Hardin we held that “when
plaintiffs challenge laws drawing distinctions between
identifiable groups or classes of persons, on the basis that the
distinctions drawn are inconsistent with equal protection,
courts no longer need to ask at the threshold whether the two
groups are similarly situated for purposes of the law in
question.” (Id. at p. 850.) That holding applies in this case,
where the issue presented is whether section 3051(h) violates
equal protection “by excluding young adults convicted and
sentenced for serious sex crimes under the One Strike law
(§ 667.61) from youth offender parole consideration, while young
adults convicted of first degree murder are entitled to such
consideration.” We thus proceed directly to the question
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Opinion of the Court by Jenkins, J.
whether the unequal treatment bears a rational relationship to
a legitimate state purpose.
As in Hardin, the following principles guide our analysis
of that question: “[W]e presume that a given statutory
classification is valid ‘until the challenger shows that no rational
basis for the unequal treatment is reasonably conceivable.’
[Citation.] The underlying rationale for a statutory
classification need not have been ‘ever actually articulated’ by
lawmakers, nor ‘be empirically substantiated.’ [Citation.]
Evaluating potential justifications for disparate treatment, a
court reviewing a statute under this standard must ‘treat the
statute’s potential logic and assumptions far more permissively
than with other standards of constitutional or regulatory
review.’ [Citation.] ‘If a plausible basis exists for the disparity,
courts may not second-guess its “ ‘wisdom, fairness, or logic.’ ”
[Citation.] ‘[T]he logic behind a potential justification need [not]
be persuasive or sensible — rather than simply rational.’ ”
(Hardin, supra, 15 Cal.5th at p. 852.) “[T]his high bar helps
ensure that democratically enacted laws are not invalidated
merely based on a court’s cursory conclusion that a statute’s
tradeoffs seem unwise or unfair.” (Chatman, supra, 4 Cal.5th
at p. 289.)
This deferential standard also reflects the Legislature’s
“considerable latitude in defining and setting the consequences
of criminal offenses.” (Johnson, supra, 60 Cal.4th at p. 887.) To
that end, “ ‘[w]hen conducting rational basis review, we must
accept any gross generalizations and rough accommodations
that the Legislature seems to have made.’ [Citation.] ‘A
classification is not arbitrary or irrational simply because there
is an “ ‘imperfect fit between means and ends’ ” [citations], or
‘because it may be “to some extent both underinclusive and
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
overinclusive.” ’ ” (Ibid.) “Nothing compels the state ‘to choose
between attacking every aspect of a problem or not attacking the
problem at all’ ” [Citation.] Far from having to ‘solve all related
ills at once’ [citation], the Legislature has ‘broad discretion’ to
proceed in an incremental and uneven manner without
necessarily engaging in arbitrary and unlawful discrimination.”
(People v. Barrett (2012) 54 Cal.4th 1081, 1110 (Barrett).)
However, we have cautioned that “ ‘the realities of the
subject matter cannot be completely ignored.’ ” (Johnson, supra,
60 Cal.4th at p. 881; see Heller v. Doe (1993) 509 U.S. 312, 321
(Heller) [“standard of rationality . . . must find some footing in
the realities of the subject addressed by the legislation”].) The
statutory classification must be rationally related to
“ ‘realistically conceivable legislative purpose[s],’ ” and may not
be based on “invented fictitious purposes that could not have
been within the contemplation of the Legislature.” (Fein v.
Permanente Medical Group (1985) 38 Cal.3d 137, 163 (Fein); see
ibid. [Legislature reasonably limited noneconomic damages to
$250,000 based on “unpredictability of the size of large
noneconomic damages awards”].)
E. Defendant’s Equal Protection Claim
Defendant’s constitutional challenge to section 3051’s One
Strike exclusion is premised on (1) the seriousness of a One
Strike offense as compared to that of first degree murder, which
is not categorically excluded under section 3051, and (2) the
recidivism risk of One Strike offenders when compared to other
defendants who are not similarly excluded under section 3051,
such as habitual sexual offenders. We address each aspect of
this argument in turn.
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Opinion of the Court by Jenkins, J.
First, defendant maintains that there is no rational basis
to exclude One Strike offenders but not those convicted of first
degree murder from parole eligibility consideration because the
high court made clear in Graham that homicide offenses differ
“in a moral sense” from nonhomicide offenses in terms of “ ‘their
“severity and irrevocability.” ’ ” (Graham, supra, 560 U.S. at p.
69.) Defendant suggests that our decision in People v. Contreras
(2018) 4 Cal.5th 349 (Contreras), which referred to the high
court’s observations in Graham, presaged the equal protection
argument he presses here.
In Contreras, we addressed the constitutional implications
under the Eighth Amendment of sentencing two juvenile
defendants convicted of One Strike offenses to 50-year-to-life
terms, which we deemed to be the functional equivalent of
LWOP. (Contreras, supra, 4 Cal.5th at pp. 371–372.) Because
the defendants’ One Strike convictions made them statutorily
ineligible for a youth offender parole hearing under section 3051
(see § 3051(h)), we concluded that our then recent decision in
Franklin, supra, 63 Cal.4th 261 — which held that the
availability of a section 3051 parole eligibility hearing rendered
the defendant’s lengthy sentence “ ‘neither LWOP nor its
functional equivalent’ ” — did not apply. (Contreras, at p. 359.)
Absent the availability of a section 3051 hearing, we concluded
in Contreras that the defendants’ sentences violated the Eighth
Amendment under standards set forth in Graham. (Contreras,
at p. 379.)
As relevant to defendant’s equal protection claim here, at
the end of our Contreras opinion, we noted the defendants’
contention that it was “anomalous” to exclude juvenile One
Strike offenders from section 3051’s purview, while not
excluding juvenile offenders convicted of special circumstance
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Opinion of the Court by Jenkins, J.
murder and sentenced to LWOP. (Contreras, supra, 4 Cal.5th
at p. 382.) We commented that this exclusion of One Strike
offenders “appears at odds” with the high court’s statement in
Graham that nonhomicide offenses are “ ‘less deserving of the
most serious forms of punishment’ ” than murder, and we also
underscored that no other Penal Code provision “treats a
nonhomicide offense more harshly than special circumstance
murder.” (Contreras, supra, 4 Cal.5th at p. 382.) Notably, we
declined to resolve this potential constitutional issue, while
suggesting that the “current penal scheme for juveniles may
warrant additional legislative attention.” (Ibid.) We similarly
decline to consider the issue or its import in this case, which
involves young adults and not juveniles, who are
“constitutionally different” from adults for purposes of
sentencing. (Miller, supra, 567 U.S. at p. 471; Graham, supra,
560 U.S. at p. 74 [“ ‘age of 18 is the point where society draws
the line for many purposes between childhood and adulthood’ ”];
Contreras, supra, 4 Cal.5th at p. 371 [recognizing high court
drew a “ ‘clear line’ ” between juveniles and adults].)
Acknowledging that Graham and Miller are not
controlling because they were Eighth Amendment cases dealing
with the sentencing of juveniles rather than young adults,
defendant nevertheless insists that growing scientific research
“has established a sound basis for extending [the] principles” of
these cases “to young offenders up to the age of 25.” (See Miller,
supra, 567 U.S. at p. 483 [“the principle of Roper, Graham, and
our individualized sentencing cases [is] that youth matters for
purposes of meting out the law’s most serious punishments”].)
Defendant further asserts that our Legislature has already
acknowledged such research by expanding section 3051 parole
eligibility to include young adults between the ages of 18 to 25
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Opinion of the Court by Jenkins, J.
years old. He asks us to similarly hold, based on our
Legislature’s acknowledgement of this research, that the
Legislature is required to treat young adults the same as it
treats juveniles for purposes of the equal protection issue now
before us. We decline to do so.
Our decision in Hardin rejected a similar argument and
provides useful guidance in analyzing defendant’s claim here.
(Hardin, supra, 15 Cal.5th at p. 846.) In Hardin, the defendant
argued that section 3051 violated equal protection because it
excluded young adult offenders sentenced to LWOP for special
circumstance murder, but not other young adult offenders
serving parole-eligible sentences for other crimes. The
defendant asserted that when the Legislature decided to extend
section 3051’s reach of early parole eligibility to young adults,
“it could not rationally treat those sentenced to life without the
possibility of parole differently from those convicted of other
serious crimes and serving lengthy parole-eligible sentences.”
(Hardin, at p. 846.) “Once the Legislature decided to include
one class of young adult offenders,” the defendant argued, “it
was obligated to include both.” (Ibid.)
Rejecting the defendant’s argument, we first explained
that the Legislature was under no “constitutional compulsion”
to include young adults up to the age of 25 within section 3051’s
purview, but that it “chose to” do so based on scientific evidence
that neurological development “continues beyond adolescence
and into the mid-20’s.” (Hardin, supra, 15 Cal.5th at pp. 846,
866.) We next explained that the Legislature, having made that
choice, was not thereby constitutionally obligated to treat all
such offenders the same, regardless of the severity or nature of
their crimes, the degree of culpability those crimes
demonstrated, the prospects for rehabilitation, or the sentence
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Opinion of the Court by Jenkins, J.
imposed. (Id. at pp. 855–858.) In expanding section 3051 to
include young adult offenders, the Legislature did not have “ ‘a
single purpose’ ” in mind (id. at p. 853); rather, it “sought to
balance” the statute’s “primary objective” — “giv[ing] these
young persons the opportunity to obtain release based on
demonstrated growth and rehabilitation” — “with other,
sometimes competing, concerns, including concerns about
culpability and the appropriate level of punishment for certain
very serious crimes.” (Id. at p. 854.) “In other words, in
designing section 3051, the Legislature consciously drew lines
that altered the parole component of offenders’ sentences based
not only on the age of the offender (and thus the offender’s
amenability to rehabilitation) but also on the offense and
sentence imposed. The lines the Legislature drew necessarily
reflect a set of legislative judgments about the nature of
punishment that is appropriate for the crime.” (Id. at p. 855.)
Because these “legislative policy choices” are not “irrational,”
they are not “impermissible as a matter of equal protection.” (Id.
at p. 840.)
Regarding the One Strike exclusion at issue here, we
agree with the Attorney General that the Legislature could
rationally exclude One Strike offenders from early parole under
section 3051 based on a combination of concerns: the increased
risk of recidivism that One Strike offenders pose and the
aggravated nature of their offenses.7 It is true that nothing in
7
The dissent tries to cast these twin concerns as part of an
esoteric formulation “(offense severity x recidivism risk)”
designed and “tailor-made to sustain the One Strike exclusion.”
(Dis. opn. of Liu, J., post, at p. 21.) We disagree. These concerns
are conventional “penological considerations” that reflect
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Opinion of the Court by Jenkins, J.
section 3051’s legislative history specifically references the
reason for the One Strike exclusion. But it is well established
that an equal protection claim subject to rational basis review
does not rise or fall based on whether lawmakers expressly
articulated the purpose they sought to achieve with the
challenged legislation. (See ante, at p. 24.) A court conducting
such review “may engage in ‘ “rational speculation” ’ as to the
justifications for the legislative choice [citation] ‘whether or not’
any such speculation has ‘a foundation in the record.’ ” (People
v. Turnage (2012) 55 Cal.4th 62, 75 (Turnage); see Heller, supra,
509 U.S. at p. 320 [state need not “produce evidence to sustain
the rationality of a statutory classification”].)
For example, in Hardin, we identified the rational basis
for the LWOP exclusion there at issue — not in any statutory
language or legislative history explicitly explaining the reason
for the exclusion — but more broadly in the “statutory
framework” (Hardin, supra, 15 Cal.5th at p. 855) embodying
“longstanding [legislative] judgments about the seriousness of”
the crimes that authorized an LWOP sentence “and, relatedly,
the punishment for them” (id. at p. 853). This framework, we
reasoned, reflects that the Legislature in enacting section 3051,
“aimed to increase opportunities for meaningful release for
young adult offenders, while taking into account the appropriate
punishment for the underlying crimes, depending on their
severity.” (Hardin, at p. 855.)
So too here, it is not difficult to perceive the basis for the
Legislature’s exclusion of One Strike offenders, particularly
given what is well known about the history of, and motivations
“rehabilitative and retributive purposes.” (Hardin, supra, 15
Cal.5th at p. 857.)
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Opinion of the Court by Jenkins, J.
underlying, the enactment and amendment of the One Strike
law. Contrary to our dissenting colleague’s suggestion (dis. opn.
of Liu, J., post, at pp. 17–18), because the Legislature expressly
incorporated the One Strike law as an exclusion to early parole
eligibility under section 3051, the Legislature is presumed to be
aware of the concerns addressed by the One Strike law
identified not only in its legislative history, including to ensure
that dangerous sex offenders who committed their offenses
under aggravated circumstances would be subject to lengthy
prison terms (see ante, at pp. 13–17), but also in decisions
interpreting that law (see, e.g., Wutzke, supra, 28 Cal.4th at pp.
929–930; Hammer, supra, 30 Cal.4th at p. 768). (Cf. Lorillard
v. Pons (1978) 434 U.S. 575, 581 [when “Congress adopts a new
law incorporating sections of a prior law, Congress normally can
be presumed to have had knowledge of the interpretation given
to the incorporated law, at least insofar as it affects the new
statute”]; see Williams v. Garcetti (1993) 5 Cal.4th 561, 572 [we
commonly “ ‘assume that in passing a statute the Legislature
acted with full knowledge of the state of the law at the time’ ”].)
As section 667.61’s legislative history discloses, the
Legislature had significant concerns regarding recidivism of
One Strike offenders and the serious nature of the offenses they
commit. As explained, before section 3051’s enactment in 2013,
the One Strike law’s reach was expanded twice: by the
electorate’s passage of Jessica’s Law in 2006 and the
Legislature’s enactment of Chelsea’s Law in 2010. The relevant
legislative history expressly identified the nature and
seriousness of the triggering offenses in combination with
significant recidivism concerns as the reason for these
amendments. For instance, the Voter Information Guide on
Proposition 83 and Jessica’s Law underscored that sex offenders
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Opinion of the Court by Jenkins, J.
have “very high recidivism rates,” “are the least likely to be
cured and the most likely to reoffend, and they prey on the most
innocent members of our society.” (Voter Information Guide on
Prop. 83, supra, text of Prop. 83, at p. 127; see ante, at p. 15.)
Likewise, legislative analyses of Chelsea’s Law explained that
sex offenders who commit “the most serious and heinous sex
crimes against children are not able to be rehabilitated” and
that these crimes “are a red flag that the perpetrator is capable
of much, much worse.” (Assem. Com. on Public Safety, Analysis
of Assem. Bill No. 1844, as amended Apr. 13, 2010, p. 18.)8
The Legislature could rationally conclude, based on its
view that a One Strike sex offender’s risk of recidivism is high,
that rehabilitation is unlikely, and therefore these offenders
would not likely be eligible for parole, much less early parole
under section 3051. With this understanding, the Legislature
crafted section 3051(h), balancing a young adult’s capacity for
growth and rehabilitation against the set of concerns that had
prompted the enactment and amendment of the One Strike law
and ultimately deciding that those concerns militate against
offering the possibility of early parole under section 3051.
The exclusion of One Strike offenders from section 3051,
in other words, reflects a legislative judgment that extending
8
The fact that defendant’s victims were not minors does not
foreclose a finding that the Legislature had recidivism concerns,
both about One Strike offenders generally and in particular
those who sexually assaulted children, which provide a rational
basis for the One Strike exclusion. “When conducting rational
basis review . . . [a] plausible reason for distinguishing between
[two groups of individuals] need not exist in every scenario in
which the statutes might apply.” (Turnage, supra, 55 Cal.4th at
pp. 77–78.)
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the possibility of early release to young adult One Strike
offenders would be neither productive nor appropriate. Insofar
as the One Strike law itself reflects significant concerns about
the risk of reoffending, this judgment is consistent with the
common sense view that a defendant who reoffends after a prior
conviction is “less amenable to rehabilitation than a person who
has not done so.” (People v. Towne (2008) 44 Cal.4th 63, 80.)
The judgment that One Strike offenders are less amenable to
rehabilitation is necessarily a generalization — perhaps not
applicable to every person sentenced under the One Strike
law — but it is one the Legislature is entitled to make. (See
Turnage, supra, 55 Cal.4th at p. 77 [“When conducting rational
basis review, we must accept any gross generalizations and
rough accommodations that the Legislature seems to have
made”].)
Excluding youthful One Strike offenders from early parole
consideration is also consistent with the Legislature’s apparent
concern with protecting the public from persons who have
committed serious sex offenses, given the risk of reoffense.
These concerns are “realistically conceivable” and provide a
rational basis for section 3051’s One Strike exclusion. (Fein,
supra, 38 Cal.3d at p. 163.) We also underscore that defendant
does not point to any evidence that the Legislature had similar
recidivism concerns about the class of offenders who commit
murder or that the offense of murder necessarily includes
aggravating factors like those outlined in section 667.61. We
must uphold the Legislature’s classification against an equal
protection challenge unless “it fairly can be said that there is no
‘reasonably conceivable state of facts that could provide a
33
PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
rational basis for the classification.’ ” (Warden v. State Bar,
supra, 21 Cal.4th at p. 645.)9
We make a final observation about defendant’s
comparison between a homicide offense and a One Strike offense
before we address defendant’s argument based on the
comparative recidivism rates of groups of offenders. (See post at
p. 39.) Defendant insists that it is irrational to exclude One
Strike offenders but not those convicted of murder from early
parole consideration because the high court deemed murder not
only fundamentally different “in a moral sense” from other
serious offenses, but also incomparable in terms of its “ ‘severity
and irrevocability.” ’ ” (Graham, supra, 560 U.S. at p. 69.) This
argument based on the comparative seriousness of crimes,
however, is premised on concerns relevant in the context of
Eighth Amendment challenges to the death penalty and other
severe criminal penalties, such as juvenile LWOP; such
concerns do not necessarily establish whether a Legislature’s
classification violates equal protection under a rational basis
9
Contrary to our dissenting colleague’s assertion, our
holding here is not inconsistent or in tension with our holding in
Hardin, which dealt with a different exclusion in section
3051(h). (Hardin, supra, 15 Cal.5th at p. 839; see dis. opn. of
Liu, J., post, at p. 16.) In Hardin, we rejected the premise that
“ ‘there was only a single purpose underlying’ section 3051”
(Hardin, at p. 853), and instead recognized that section 3051,
like most legislation, reflected multiple objectives. What is true
of section 3051 as a whole is likewise true of its exclusions; there
is no reason to suppose that the Legislature crafted each
exclusion with precisely identical penological interests in mind.
Indeed, we underscored that “ ‘the equal protection clause does
not preclude a . . . legislative measure that is aimed at achieving
multiple objectives, even when such objectives in some respects
may be in tension or conflict.’ ” (Hardin, at p. 854.)
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
standard. We acknowledge that section 3051 was crafted to
“bring juvenile sentencing in conformity with Miller, Graham
and Caballero” (Franklin, supra, 63 Cal.4th at p. 268), and to
that end, Eighth Amendment “protections outlined in Miller”
are featured in this provision. (Franklin, at p. 276.) However,
despite “language echoing the holdings of these cases” (Hardin,
supra, 15 Cal.5th at p. 845), this equal protection analysis of
section 3051 should not be conflated with principles governing
the Eighth Amendment’s prohibition against cruel and unusual
punishment and its focus on punishment and proportionality in
capital and juvenile LWOP sentencing.
For instance, the high court recently confirmed that the
Eighth Amendment’s ban against cruel and unusual
punishment “ ‘has always been considered, and properly so, to
be directed at the method or kind of punishment’ a government
may ‘impos[e] for violation of criminal statutes.’ ” (City of
Grants Pass v. Johnson (2024) ___ U.S. ___ [144 S.Ct. 2202,
2204].) The Eighth Amendment “ ‘guarantees individuals the
right not to be subjected to excessive sanctions.’ ” (Miller, supra,
567 U.S. at p. 469.) “Embodied in the Constitution’s ban on
cruel and unusual punishments is the ‘precept of justice that
punishment for crime should be graduated and proportioned to
[the] offense.’ ” (Graham, supra, 560 U.S. at p. 59.)
With respect to defendants who commit nonhomicide
offenses, the high court in Graham explained that these
defendants are “categorically less deserving of the most serious
forms of punishment,” and confirmed that they cannot be
sentenced to death. (Graham, supra, 560 U.S. at p. 69, citing
Kennedy v. Louisiana (2008) 554 U.S. 407 (Kennedy); see
Kennedy, at p. 446 [“death penalty is not a proportional
punishment for the rape of a child”]; Coker v. Georgia (1977) 433
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
U.S. 584, 592 (Coker) [“sentence of death is grossly
disproportionate and excessive punishment for the crime of
rape”].)10 Defendant argues that he is, therefore, “less deserving
of harsh punishment than a young offender who has committed
murder.”
The comparison is inapt. For one thing, it is not the case
that section 3051 and its exclusions categorically result in
harsher punishment for youthful One Strike offenders than for
youthful offenders who commit murder. As noted, section
3051(h) also excludes from early parole eligibility those young
adults who commit special circumstance murder and are
sentenced to LWOP instead of death. Additionally, because
section 3051 creates a scheme for early parole eligibility, the
exclusion of a particular group of offenders from the statute’s
scope does not necessarily mean they are ineligible for parole at
all. Indeed, many offenders sentenced under the One Strike law
are already eligible for parole after 15 or 25 years. (§ 667.61,
subd. (a).) And One Strike offenders, like defendant, who are
not sentenced to LWOP are entitled to elderly parole
consideration at the age of 50 if they have served a minimum of
20 years continuously on their current sentence. (§ 3055, subds.
(a), (g).) The effects of section 3051(h)’s exclusions are not so
categorical as defendant and the dissent posit.
More fundamentally, we conclude that in distinguishing
between homicides and nonhomicide offenses in terms of their
10
It extended that reasoning to juveniles, holding that they
cannot be sentenced to LWOP, i.e., the “harshest possible
penalty for juveniles” for committing nonhomicide offenses
(Miller, supra, 567 U.S. at p. 489; see Graham, supra, 560 U.S.
at p. 69), or homicides (Miller, supra, 567 U.S. at p. 489), without
first giving due consideration to their attributes of youth.
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Opinion of the Court by Jenkins, J.
“ ‘ “severity and irrevocability” ’ ” (Graham, supra, 560 U.S. at
p. 69, quoting Kennedy, supra, 560 U.S. at p. 438), a
characterization also used to describe the penalty of death, the
high court was outlining the Eighth Amendment’s limits on
excessive punishments. (Graham, at p. 89 [death penalty
“ ‘must be limited to those offenders who commit “a narrow
category of the most serious crimes” and whose extreme
culpability makes them “the most deserving of execution” ’ ”];
Miller, supra, 567 U.S. at p. 476 [“death penalty is reserved only
for the most culpable defendants committing the most serious
offenses”]; see Gregg v. Georgia (1976) 428 U.S. 153, 187 [“death
as a punishment is unique in its severity and irrevocability”].)
Notably, the high court in Kennedy, on which Graham and
Miller heavily rely, emphasized the “distinction between
intentional first-degree murder on the one hand and
nonhomicide crimes against individual persons . . . on the other”
for purposes of “determining whether the death penalty is
excessive.” (Kennedy, supra, 554 U.S. at p. 438, italics added;
see ibid. [the “same distinction between homicide and other
serious violent offenses against the individual” is relevant to
whether death penalty is disproportionate to vicarious felony
murder].) The high court explained: “ ‘We have the abiding
conviction that the death penalty, which “is unique in its
severity and irrevocability,” is an excessive penalty for the
rapist who, as such, does not take human life.’ ” (Id. at pp. 437–
438, quoting Coker, supra, 433 U.S. at p. 598.)
These statements by the high court that homicide is a
more serious crime than a nonhomicide offense must be
considered in their proper context, which was whether the death
penalty is a proportionate punishment to the crime for purposes
of the Eighth Amendment. Contrary to defendant’s contention,
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
the court did not advance the comparison in all other contexts,
including for the purpose of evaluating, as a general matter, “the
nature of punishment that is appropriate for [each] crime.”
(Hardin, supra, 15 Cal.5th at p. 855; see Coker, supra, 433 U.S.
at p. 597 [“We do not discount the seriousness of rape as a
crime”].) Put another way, the high court did not hold as a
matter of constitutional imperative that “no crime can be
punished more severely than homicide.” (People v. Estrada
(1997) 57 Cal.App.4th 1270, 1281; see id. at p. 1280 [rejecting
defendant’s claim that his 25-year-to-life sentence for rape in
course of burglary (§ 667.61) was cruel and unusual punishment
because it was longer than sentence for “more serious” crime of
second degree murder].) Therefore, contrary to our dissenting
colleague’s suggestion (see dis. opn. of Liu, J., post, at pp. 14–
15), the high court’s statements about homicide do not
undermine our conclusion that, in enacting section 3051, the
Legislature permissibly “exercise[d] its responsibility” “to
increase the opportunities for meaningful release for young
adult offenders, while taking into account the appropriate
punishment for the underlying crimes, depending on their
severity.” (Hardin, supra, 15 Cal.5th at p. 855.) The One Strike
exclusion is one such result of this exercise.
In addition, we emphasize that, in contrast to a cruel and
unusual punishment analysis, the equal protection inquiry asks
whether there is a rational basis for the Legislature to treat
certain individuals differently when prescribing the
consequences under an ameliorative statute like section 3051.
“The Equal Protection Clause confers no substantive rights and
creates no substantive liberties. The function of the Equal
Protection Clause, rather, is simply to measure the validity of
classifications created by state laws.” (Rodriguez, supra, 411
38
PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
U.S. at p. 59 (conc. opn. of Stewart, J.), fn. omitted.) And, as we
have explained above, the Legislature had a rational reason to
categorically exclude young adult One Strike offenders, but not
young adults convicted of non-special-circumstances murder,
from early parole consideration under section 3051. (See ante,
at pp. 32–33.)
Defendant next contends that recidivism is a legitimate
concern for the Legislature to address “across the board”;
therefore, the inquiry here is not whether recidivism justifies
the early parole ineligibility of young adult One Strike offenders.
Rather, according to defendant, the question is whether the
Legislature may rationally justify the categorical exclusion of
One Strike offenders but not other types of offenders from youth
offender parole hearings. In support of his argument, defendant
focuses on offenders sentenced under the habitual sexual
offender statute (§ 667.71), who are subject to offenses that may
overlap with the One Strike law, but who are not similarly
excluded under section 3051(h). (See People v. Snow (2003) 105
Cal.App.4th 271, 282 [“one strike law and the habitual sexual
offender law continue to be alternative sentencing schemes: a
sentence may be imposed under one of the sentencing schemes,
but not both”].) In particular, defendant argues that the
Legislature’s failure to exclude habitual sexual offenders, who
are by definition recidivists, demonstrates that recidivism
concerns were not a rational basis for the One Strike exclusion.
The Attorney General, however, counters that defendant failed
to raise this issue below and, therefore, has forfeited the issue.
We need not address the Attorney General’s forfeiture
argument because we conclude that defendant’s argument lacks
substantive merit. Contrary to defendant’s assertion, the
exclusion from parole eligibility of offenders sentenced under
39
PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
the One Strike law, but not those sentenced pursuant to the
habitual sexual offender statute, does not undermine our
conclusion that the Legislature was at least partially motivated
by concerns of recidivism in enacting the One Strike exclusion.
The One Strike law addresses not only a defendant’s risk of
recidivism but, as important here, the aggravated
circumstances of the underlying crime or crimes, the number
and nature of which determine the length of a One Strike
sentence. (See ante, at pp. 14–15.) In contrast to section 667.61,
the habitual sexual offender statute’s purpose is “to address
solely recidivism.” (Hammer, supra, 30 Cal.4th at p. 768.)
Unlike section 667.61, it is “ ‘not to punish especially aggravated
instances of a particular crime.’ ” (People v. Murphy (2001) 25
Cal.4th 136, 155.) This difference in purpose between the One
Strike law and habitual sexual offender law supports treating
those who fall within these provisions differently.
Defendant, however, maintains that the Legislature
“arbitrarily” distinguished young adult One Strike offenders
from other types of sexual offenders by excluding them from
section 3051’s purview. He points to “numerous long-term
studies and research” on recidivism rates of various offenders
which he claims support his assertion that young adult One
Strike offenders are not more likely to reoffend than other types
of offenders. Our dissenting colleague likewise cites reports
published by the California Department of Corrections and
Rehabilitation that “find that ‘sex offenders consistently
recidivate at lower rates than non-sex offenders’ ” and he posits
that “very few” sex offender registrants who reoffend were
convicted of a new sex crime. (Dis. opn. of Liu, J., post, at p. 19.)
The Attorney General cites an older study by the California
Department of Justice which concluded that “ ‘[s]ex offenders as
40
PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
a group are highly recidivistic.’ ” In any event, insofar as there
is conflicting or ambiguous evidence regarding the risk of
recidivism among sex offenders, the Attorney General counters
that pursuant to Johnson, supra, 60 Cal.4th at page 881, “the
reasoning underlying the Legislature’s classification need not
‘ “be empirically substantiated” ’ or have ‘ “ ‘a foundation in the
record.’ ” ’ ”
These studies illustrate the continuing academic and
scientific debate on the issue. We do not opine on any study’s
persuasiveness or question any study’s ultimate conclusions.
We do note, however, that there is an empirical basis to support
the Legislature’s recidivism concerns; this would refute any
suggestion that the Legislature adopted the One Strike
exclusion based solely on a patently false “public perception”
that sex offenders recidivate more than other criminals. This
further undermines our dissenting colleague’s claim that the
Legislature’s actions were based on an “irrational prejudice”
against “an especially despised subset of young offenders” (dis.
opn. of Liu, J., post, at p. 3), rather than on the Legislature’s
concerns about public safety.
We acknowledge and agree with the Attorney General
that in addressing concerns regarding recidivism, the
Legislature may institute reform in an area of law in an
“incremental and uneven manner” without having to “ ‘choose
between attacking every aspect of a problem or not attacking the
problem at all.’ ” (Barrett, supra, 54 Cal.4th at p. 1110; see ante,
at pp. 24–25.) Equal protection “does not prohibit the
Legislature from regulating certain classes of cases in which the
need is deemed most evident.” (People v. Jennings (2000) 81
Cal.App.4th 1301, 1313 (Jennings); see id. at pp. 1312–1313
[Evid. Code § 1109 does not violate equal protection by
41
PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
permitting propensity evidence in domestic abuse cases and not
in other cases].) Here, the voters clearly espoused the view that
One Strike offenders “are the least likely to be cured and the
most likely to reoffend, and they prey on the most innocent
members of our society.” (Voter Information Guide on Prop. 83,
supra, text of Prop. 83, p. 127.) We also noted legislative
findings that these offenders “cannot be cured of [their] aberrant
impulses, and must be separated from society to prevent
reoffense.” (Wutzke, supra, 28 Cal.4th at pp. 929–930, italics
added; see Acosta, supra, 29 Cal.4th at p. 127 [“purpose of the
One Strike law is to provide life sentences for aggravated sex
offenders, even if they do not have prior convictions”], italics
added.) Against this backdrop, it is feasible that the Legislature
adopted a zero tolerance approach — which extends the One
Strike law’s severe punishment to first time offenses — to
reduce recidivism of those sex offenders it deemed particularly
dangerous by incapacitating them through long terms of
imprisonment. (Wutzke, at p. 931 [§ 667.61 expresses
“intolerance toward child sexual abuse”]; see Graham, supra,
560 U.S. at p. 72 [“Recidivism is a serious risk to public safety,
and so incapacitation is an important goal”].)
Although defendant contends that there is no basis for
“singling out” young adult One Strike offenders from other types
of sex offenders for exclusion under section 3051(h), we agree
with the Attorney General that the Legislature could have
rationally concluded — as reflected by the relevant amendments
to the One Strike law — that One Strike offenders posed an
identified recidivism risk of committing aggravated sex offenses
and that allowing these offenders who would likely reoffend to
seek early parole would be inconsistent with the rehabilitative
goal of section 3051. The aggravating circumstances that
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
trigger sentencing under the One Strike law provide a rational
basis for distinguishing defendants who have also committed
one of the specified sex offenses apart from other sex offenders.
(See Wutzke, supra, 28 Cal.4th at p. 930; see also ante, at pp. 14–
15.) In any event, to the extent defendant argues that the One
Strike exclusion does not reach those offenders who commit
offenses similar to One Strike offenses, we reiterate that under
the rational basis test, “ ‘we must accept any gross
generalizations and rough accommodations that the Legislature
seems to have made.’ [Citation.] ‘A classification is not
arbitrary or irrational simply because there is an “imperfect fit
between means and ends,” ’ [citation], or ‘because it may be “to
some extent both underinclusive and overinclusive.” ’ ”
(Johnson, supra, 60 Cal.4th at p. 887.)
We conclude that the One Strike exclusion is rationally
related to legitimate state interests in addressing recidivism of
serious and dangerous sex offenders and setting punishments
that are appropriate for the triggering crimes committed under
the specified circumstances. Because a plausible basis exists for
the Legislature’s differential treatment of One Strike offenders,
we may not second-guess whether this decision was wise, fair,
or logical. (Johnson, supra, 60 Cal.4th at p. 881.) This is “ ‘the
very essence of legislative choice.’ ” (Hardin, supra, 15 Cal.5th
at p. 854.) Our conclusion that the Legislature did not act
irrationally in excluding One Strike offenders from the youth
offender parole statute “does not turn on this court’s judgments
about what constitutes sound sentencing policy. It turns on the
deference we owe to the policy choices made through the
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PEOPLE v. WILLIAMS
Opinion of the Court by Jenkins, J.
democratic process by the people of California and their elected
representatives.” (Id. at pp. 839–840.)11
Because the Legislature has the prerogative to tackle
societal problems “incremental[ly] and uneven[ly]” (Barrett,
supra, 54 Cal.4th at p. 1110), it is up to the Legislature to
determine where “the need is deemed most evident.” (Jennings,
supra, 81 Cal.App.4th at p. 1313; see ibid. [“that other crimes
such as murder and mayhem may be more serious and that
credibility contests are not confined to domestic violence cases
do not demonstrate the absence of the required rational basis
for the Legislature’s distinction between these crimes”].) It is
not unreasonable that the Legislature focused on One Strike
offenders for exclusion from section 3051 given that it
considered such offenders to pose an elevated risk of recidivism
and to have committed particularly severe offenses. Thus, we
cannot say this classification is “devoid of any conceivable
degree of coherent justification” such that it violates equal
protection. (Chatman, supra, 4 Cal.5th at p. 291.)
11
Our dissenting colleague concedes he “would not hold that
the Legislature may never exclude One Strike offenders from
youth offender parole eligibility.” (Dis. opn. of Liu, J., post, at
p. 25.) However, he asserts that “as the statute comes to us, the
legislative record and relevant policymaking context leave me
unable to conclude that the exclusion emanated from a rational
policy judgment.” (Ibid.) Suffice it to say, our court’s equal
protection jurisprudence neither demands nor permits such a
rigorous or searching review of rationality. Indeed, as we have
explained (see ante, at p. 24), “the underlying rationale for a
statutory classification need not have been ‘ever actually
articulated’ by lawmakers, nor ‘be empirically substantiated.’ ”
(Hardin, supra, 15 Cal.5th at p. 852.)
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Opinion of the Court by Jenkins, J.
Nor can we say that this justification has no “footing in the
realities of the subject addressed by the legislation.” (Heller,
supra, 509 U.S. at p. 32.) As the amendments to the One Strike
law reflect, the Legislature and electorate sought to address the
recidivism concerns wrought by One Strike offenders, adding
that an ancillary goal was to eliminate the availability of early
parole for these offenders. (See, e.g., Voter Information Guide
on Prop. 83, supra, argument in favor of Prop. 83, at p. 46 [Prop.
83 would “[r]equire dangerous sex offenders to serve their entire
sentence and not be released early for any reason”].) In light of
this purpose of the One Strike law, it is reasonable that the
Legislature excluded those offenders it considered serious and
dangerous from seeking early release under section 3051 even
though they committed the controlling offense as young adults
below the age of 26.
CONCLUSION
In sum, we conclude that the Legislature may reasonably
have found that One Strike offenders pose an increased risk of
recidivism and that the aggravated nature of their offenses
diminishes their prospects for rehabilitation. Such concerns are
sufficient to justify the Legislature’s decision to make One
Strike offenders categorically ineligible for youth offender parole
consideration under section 3051(h). In creating a mechanism
for youth offenders to be considered for early release under
section 3051, the Legislature rationally chose not to extend that
opportunity to young adult One Strike offenders like defendant,
whom it considered the most likely to reoffend and the least
likely to rehabilitate. Therefore, whether considered an as-
applied or facial challenge, defendant’s equal protection claim
fails.
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Opinion of the Court by Jenkins, J.
We reiterate that “[i]t is not for us to pass judgment on the
wisdom or desirability of [the Legislature’s] policy choices.”
(Hardin, supra, 15 Cal.5th at p. 864.) Our task is “limited” (id.
at p. 866) to determining whether the Legislature’s decision to
exclude One Strike young adult offenders but not young adults
convicted of murder from youth offender parole hearings under
section 3051 violates equal protection under a rational basis
test. We conclude that it does not.12
DISPOSITION
We affirm the Court of Appeal’s judgment, but remand the
matter to the Court of Appeal with directions to determine
whether to consider any briefing on defendant’s entitlement to
the benefit of any ameliorative legislation enacted during the
pendency of his appeal before this court.
JENKINS, J.
We Concur:
GUERRERO, C. J.
CORRIGAN, J.
KRUGER, J.
GROBAN, J.
SMITH, J.*
12
We disapprove People v. Edwards, supra, 34 Cal.App.5th
183 and In re Woods (2021) 62 Cal.App.5th 740, to the extent
they are inconsistent with this opinion.
*
Associate Justice of the Court of Appeal, Fifth Appellate
District, assigned by the Chief Justice pursuant to article VI,
section 6 of the California Constitution.
46
PEOPLE v. WILLIAMS
S262229
Dissenting Opinion by Justice Liu
Defendant Jeremiah Williams is serving a sentence
beyond his life expectancy for sex offenses he committed when
he was 24 years old. The Legislature, recognizing that brain
development affecting judgment and decision-making is still
ongoing in young adults, enacted the youth offender parole
statute to account for “the diminished culpability of youth.”
(Pen. Code, § 3051, subd. (f)(1); all undesignated statutory
references are to this code.) The statute is intended to provide
a parole mechanism “in accordance with” key precedents
limiting punishment for youth offenders, including Miller v.
Alabama (2012) 567 U.S. 460, 473 (Miller), which explained that
the attributes of youth are not “crime-specific.” (Stats. 2013,
ch. 312, § 1.) Despite this stated intent and Williams’s age at
the time of his offenses, he is not eligible for a youth offender
parole hearing because he was sentenced under the One Strike
law. (§ 667.61; see § 3051, subd. (h).) The question is whether
the Legislature had a rational basis for excluding young adult
One Strike offenders from a parole scheme that gives other
young adult offenders, including many convicted of murder, a
meaningful opportunity for release.
From a certain point of view, this might be considered an
easy question. No one disputes that the aggravated sex offenses
covered by the One Strike law, including the crimes Williams
committed, are abhorrent and deserve harsh punishment. Sex
crimes evoke public outrage, disgust, and condemnation. And
1
PEOPLE v. WILLIAMS
Liu, J., dissenting
sex offenders are surely among the most despised groups in our
society. One might think it is perfectly rational for the
Legislature to give effect to these public attitudes by excluding
One Strike offenders like Williams from the youth offender
parole scheme.
But the rational basis test in equal protection doctrine
does not deem it “rational” for the Legislature to simply act on
public fears or perceptions. Under rational basis review, a law
that disadvantages a particular group cannot be justified on the
basis of “mere negative attitudes,” “fear [that is]
unsubstantiated,” or “irrational prejudice” directed against that
group. (City of Cleburne v. Cleburne Living Center (1985)
473 U.S. 432, 448, 450 (Cleburne); see Parr v. Municipal Court
(1971) 3 Cal.3d 861, 865 (Parr).) A challenged classification
must instead serve a legitimate public purpose and reflect a
rational policy judgment.
Whether the One Strike exclusion reflects such rationality
does not appear to be an easy question, judging from the length
of today’s opinion. In my view, the court’s labored effort to
rationalize the One Strike exclusion does not bear fruit. The
problem begins — and largely ends — with the Legislature’s
express recognition that young adult offenders, whatever their
crime, have diminished culpability and are capable of growth
and rehabilitation. The Legislature made clear its intent to
create a parole scheme in accordance with that insight. That
being the case, how was it rational for the Legislature to exclude
One Strike offenders from youth offender parole eligibility? The
court hypothesizes a rationale that fuses concerns about the
aggravated nature of One Strike offenses with concerns about
recidivism. As I explain below, this hypothesis does not
withstand scrutiny and does not dispel the genuine risk that the
2
PEOPLE v. WILLIAMS
Liu, J., dissenting
One Strike exclusion has more to do with irrational prejudice
than rational policy judgment.
The defendant in this case stands convicted of heinous
crimes, and public hostility toward sex offenders is palpable in
the history of the One Strike law. (See maj. opn., ante, at pp. 13–
17.) But public hostility, the court agrees, does not itself supply
a rational basis for the Legislature to exclude One Strike
offenders from youth offender parole eligibility. Equal
protection of the laws requires more. As the statute comes to us,
there is nothing more that shows the Legislature properly
discharged its “duty to govern impartially” (Cleburne, supra,
473 U.S. at p. 452 (conc. opn. of Stevens, J.)) when it excluded
an especially despised subset of young offenders from the parole
scheme. I respectfully dissent.
I.
As the court acknowledges (maj. opn., ante, at p. 25), equal
protection analysis “must find some footing in the realities of the
subject addressed by the legislation.” (Heller v. Doe (1993)
509 U.S. 312, 321; see Johnson v. Department of Justice (2015)
60 Cal.4th 871, 881.) So I begin with some realities of which we
must take cognizance in order to conduct an appropriate
analysis in this case.
There can be no dispute that the crimes covered by the
One Strike law, including those committed by Williams, are
serious, violent, and deserving of strict punishment. “Along
with other forms of sexual assault, rape belongs to that class of
crimes against the person that can never adequately be
redressed. It is the quintessential ‘violation of the self’
[citation], the ultimate affront to the dignity of the human spirit.
As such, it is an offense against all humanity.” (People v.
3
PEOPLE v. WILLIAMS
Liu, J., dissenting
Escobar (1992) 3 Cal.4th 740, 743.) Rape “is widely viewed as
the most atrocious of intrusions upon the privacy and dignity of
the victim; never is the crime committed accidentally; rarely can
it be said to be unpremeditated; often the victim suffers serious
physical injury; the psychological impact can often be as great
as the physical consequences; in a real sense, the threat of both
types of injury is always present.” (Furman v. Georgia (1972)
408 U.S. 238, 458–459 (dis. opn. of Powell, J.).)
Although many crimes against persons involve severe
injury and gross violations of personal autonomy, sex crimes are
regarded as particularly depraved, “frequently inspiring
extreme negative emotional reactions, such as disgust, fear, and
moral outrage.” (Olver & Barlow, Public Attitudes Toward Sex
Offenders and Their Relationship to Personality Traits and
Demographic Characteristics (2010) 28 Behavioral Science & L.
832; ibid. [“Sex offenders tend to be a particularly reviled group
of individuals in the public eye . . . . This is particularly well
exemplified by disparaging terms that abound in the media such
as ‘predator,’ ‘monster,’ or ‘psychopath.’ ”].) In one study, 50
California residents were interviewed regarding their attitudes
toward “sexually violent predators” (SVPs). (Williams,
Constructing Hysteria: Legal Signals as Producers of Siting
Conflicts Over Sexually Violent Predator Placements (2018)
43 L. & Social Inquiry 706, 706, 711–713.) Some of the
participants compared SVPs to “wild animals” and “pit bulls
that repeatedly attack people.” (Id. at p. 720.) Others
“perceived fundamental flaws in SVPs’ biological makeup,”
describing “the problem with SVPs as ‘something in their DNA,’
‘something [that] short-circuited in their brain,’ and as having
‘arrested development’ and ‘a sickness.’ ” (Ibid.) In short, “sex
offenders are one of the most disfavored groups in our society.”
4
PEOPLE v. WILLIAMS
Liu, J., dissenting
(Gundy v. United States (2019) 588 U.S. 128, 172 (dis. opn. of
Gorsuch, J.).)
The point is echoed by many commentators. (See Klein &
Cooper, Punitive Attitudes Toward Sex Offenders: Do Moral
Panics Cause Community Members to Be More Punitive? (2019)
30(6) Crim. J. Policy Review 948, 952 [collecting studies
showing that “[s]ex offenders are often considered some of the
most hated and feared criminal offenders” and a “commonly
vilified population”]; Fox, Incurable Sex Offenders, Lousy Judges
& the Media: Moral Panic Sustenance in the Age of New Media
(2012) 38 Am. J. Crim. J. 160, 161 [observing that sex offenders
are characterized as “ ‘folk devils’ ” in the media]; Farkas &
Miller, Sex Offender Treatment: Reconciling Criminal Justice
Priorities and Therapeutic Goals (2008) 21(2) Fed. Sentencing
Rep. 78, 79 (Farkas & Miller) [sex offenders “are viewed by
society with repugnance”]; O’Hear, Perpetual Panic (2008)
21 Fed. Sentencing Rep. 69, 71 [observing the public perception
that “sex offenders are uniquely dangerous”]; Geraghty,
Challenging the Banishment of Registered Sex Offenders from
the State of Georgia: A Practitioner’s Perspective (2007) 42 Harv.
Civ. Rights-Civ. Liberties L.Rev. 513, 514 [“Sex offenders are
arguably the most despised members of our society”]; Logan,
Liberty Interests in the Preventative State: Procedural Due
Process and Sex Offender Community Notification Laws (1999)
89(4) J. Crim. L. & Criminology 1167 [“Sex offenders are the
scourge of modern America”].)
Public outrage is especially intense with regard to sex
crimes against minors (though Williams’s crimes did not involve
minors). (See Rosselli & Jeglic, Factors Impacting upon
Attitudes Toward Sex Offenders: The Role of Conservatism and
Knowledge (2017) 24(4) Psychiatry, Psychology & L., 496, 499
5
PEOPLE v. WILLIAMS
Liu, J., dissenting
(Rosselli & Jeglic) [“[A]lthough public fear about sex offenders
is generally high, the highest level of fear is directed toward
those who offend against children.”]; Kernsmith et al., Public
Attitudes Toward Sexual Offenders and Sex Offender
Registration (2009) 18 J. Child Sexual Abuse 290, 295 [out of
seven categories of sexual offenders, people most feared those
whose offenses were against minors].) In barring the death
penalty as punishment for rape of a child, the high court said
“we have no confidence that the imposition of the death penalty
would not be so arbitrary as to be ‘freakis[h]’ ” because the
“context” of such a case “involves a crime that in many cases will
overwhelm a decent person’s judgment.” (Kennedy v. Louisiana
(2008) 554 U.S. 407, 439.)
Such fear and outrage are reflected in the history of
Jessica’s Law (Prop. 83, as approved by voters, Gen. Elec. (Nov.
7, 2006), eff. Nov. 8, 2006) and Chelsea’s Law (Stats. 2010,
ch. 219, § 1, eff. Sept. 9, 2010), both of which toughened the One
Strike law in the wake of highly publicized offenses against
children. (Maj. opn., ante, at pp. 15–17.) The legislative history
of Chelsea’s Law said, “ ‘The violent sexual predator that
attacks children is a particular type of evil and should be treated
as such.’ ” (Assem. Com. on Public Safety, Analysis of Assem.
Bill No. 1844, as amended April 13, 2010, p. 14.) The law’s
author said, “ ‘[T]hose [who] have committed the most serious
and heinous sex crimes against children are not able to be
rehabilitated.’ ” (Id. at p. 13; see also Voter Information Guide,
Gen. Elec. (Nov. 7, 2006) text of Prop. 83, p. 127 [sex offenders
“are the least likely to be cured and the most likely to reoffend,
and they prey on the most innocent members of our society”].)
At the same time, it has been shown that public revulsion
toward sex offenders and ensuing legislative responses “may be
6
PEOPLE v. WILLIAMS
Liu, J., dissenting
based upon myths and misperceptions about sex offenders, such
as the notion that sex offenders have very high recidivism rates
and that strangers commit most sex crimes.” (Rosselli & Jeglic,
supra, at p. 496.) A 2010 survey by the United States
Department of Justice, with over 1,000 respondents “presumed
to be largely representative of community members,” found that
“the public believes sexual reoffense rates are markedly higher”
than they actually are. (Center for Sex Offender Management,
U.S. Dept. of Justice, Exploring Public Awareness and Attitudes
about Sex Offender Management: Findings from a National
Public Opinion Poll (2010) pp. 1–2 (U.S. Dept. of Justice).)
Consistent with these findings, the Attorney General in this
case acknowledges that “[t]he Legislature’s actions in this area
were presumably informed by the widespread ‘public perception’
that ‘recidivism is a more serious problem among sex offenders
than other criminals,’ ” even as the sources he cites show that
this perception is out of proportion with reality. (See Ahluwalia,
Civil Commitment of Sexually Violent Predators: The Search for
a Limiting Principle (2006) 4 Cardozo Pub. L. Policy & Ethics J.
489, 494 (Ahluwalia) [“The notion that sex offenders are a class
of offenders with unusually high rates of recidivism is one that
has great political and emotional appeal, but little empirical
substantiation.”]; Comment, Examining Sex Offender
Community Notification Laws (1995) 83 Cal. L.Rev. 885, 897–
898 [“Despite studies indicating low recidivism rates, the public
continues to perceive, as it has for decades, that the threat from
sex offenders is greater than it actually is.”]; see also Farkas &
Miller, supra, at p. 78 [“Despite the reality that the rates of
recidivism for sex offenders are actually lower than most
commonly thought, sex offenders are still perceived as a high-
risk type of offender.”]; Socia & Harris, Evaluating Public
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PEOPLE v. WILLIAMS
Liu, J., dissenting
Perceptions of the Risk Presented by Registered Sex Offenders:
Evidence of Crime Control Theater? (2016) 22(4) Psych. Pub. Pol.
& L., 375, 378–380 [nationally representative survey of 1,000
adults showed that respondents significantly overestimated the
percentage of sex offenders who were strangers to their victims
and their likelihood of recidivism].)
In the United States Department of Justice study, “the
clear majority of respondents (74%) reported that the news
media was the predominant source from which they received
most of their information and knowledge about sex offenders.”
(U.S. Dept. of Justice, supra, at p. 2.) The study observed:
“Media portrayals of sex crimes and the individuals who commit
these offenses are not always grounded in current statistics,
research, and accurate information which, in turn, can create
perceptions, expectations, and demands for public policies that
may not be well informed and which may not result in the
desired outcomes. Indeed, many sex offender-specific laws have
been developed in reaction to individual cases that generate
attention and debate at state and national levels, and which
often involve the abduction, sexual assault, and murder of
children committed by repeat sex offenders who were not known
to the victims or their families.” (Ibid., fn. omitted.) “Those
specific crimes statistically represent only a very small fraction
of all sex crimes and other violent crimes that come to the
attention of the authorities, and the victim-offender relationship
is not typical of most sex offenses. Nonetheless, such cases often
serve as a catalyst for sweeping legislative reforms . . . .” (Ibid.,
fn. omitted.)
The California Sex Offender Management Board has
made similar findings. The Board was created in 2006 “to
provide the Governor, the State Legislature and relevant state
8
PEOPLE v. WILLIAMS
Liu, J., dissenting
and local agencies with an assessment of current sex offender
management practices and recommended areas of
improvement.” (Cal. Sex Offender Management Board,
Recommendations Rep. (Jan. 2010) p. 7 (CASOMB); see, e.g.,
Assem. Com. on Appropriations, Analysis of Assem. Bill No.
1844 (2009–2010 Reg. Sess.) May 19, 2010, p. 9 [discussing the
Board’s 2010 report in the legislative history of Chelsea’s Law].)
The Board’s membership reflects, “to the extent possible,
representation of northern, central, and southern California, as
well as both urban and rural areas,” and consists of members
from government and nongovernment agencies, including the
Office of the Attorney General, California Department of
Corrections and Rehabilitation, California Department of State
Hospitals, criminal defense attorneys, and two recognized
experts in the field of sexual assault. (§ 9001, subds. (a) & (b).)
The Board in 2010 summarized the policymaking context as
follows: “Sexual crimes rightly outrage communities. The
legacy of sexual assault in the lives of victims is often profound
and long-lasting. In the aftermath of an assault, communities
often demand with great vehemence that policymakers and
public safety professionals DO SOMETHING. The root of the
desire to acknowledge the serious nature of the crime is difficult
to disparage but, when combined with fear, misinformation and
the heat of media inquiry, the flame of community outrage can
create a political environment that rewards swift action over
more methodical, effective approaches. On occasion, these swift
approaches may address short-term community outrage at the
cost of directing resources and skilled personnel away from
investments in strategies for long-term safety.” (CASOMB, at
pp. 8–9.)
9
PEOPLE v. WILLIAMS
Liu, J., dissenting
II.
I mention this context not to suggest that this court should
opine on how dangerous sex offenders are or what punishment
they deserve. That is not our role in deciding the equal
protection issue before us. The Legislature has wide latitude in
defining crimes and punishments, and may appropriately give
expression to the public’s strong condemnation of certain crimes
and its desire for retribution, although that latitude is bounded
by “the basic ‘precept of justice that punishment for [a] crime
should be graduated and proportioned to [the] offense’ ”
(Kennedy v. Louisiana, supra, 554 U.S. at p. 419; see id. at
p. 421 [prohibiting death penalty for rape of a child victim under
Eighth Amendment]; Coker v. Georgia (1977) 433 U.S. 584
[same holding for rape of an adult victim]) and by the principle
that a juvenile offender’s “capacity for change and limited moral
culpability” limit the range of permissible punishment even for
the worst crimes (Graham v. Florida (2010) 560 U.S. 48, 74
(Graham); see id. at p. 82 [prohibiting life imprisonment
without parole (LWOP) for juvenile nonhomicide offenders];
Miller, supra, 567 U.S. 460 [prohibiting mandatory LWOP for
juvenile homicide offenders]; Roper v. Simmons (2005) 543 U.S.
551 [prohibiting death penalty for crimes committed by
juveniles]).
The One Strike law imposes harsh punishments for
certain aggravated sex offenses (maj. opn., ante, at pp. 14–17),
and its constitutionality is not at issue here. This case concerns
section 3051, the youth offender parole statute. The question is
not whether One Strike offenders between the ages of 18 and 25
have a freestanding constitutional right to parole eligibility.
The question is whether the Legislature, having created a parole
eligibility scheme premised on youth offenders’ diminished
10
PEOPLE v. WILLIAMS
Liu, J., dissenting
culpability and capacity for rehabilitation, had a rational basis
for excluding One Strike offenders from the scheme. In
answering that question, we must consider the nature of the
group affected and the real risk, given the group affected here,
that the exclusion reflects “irrational prejudice” (Cleburne,
supra, 473 U.S. at p. 450) or “irrational fears” (id. at p. 455 (conc.
opn. of Stevens, J.). (See id. at p. 448 (maj. opn.) [“[T]he
[government] may not avoid the strictures of [the Equal
Protection] Clause by deferring to the wishes or objections of
some fraction of the body politic. ‘Private biases may be outside
the reach of the law, but the law cannot, directly or indirectly,
give them effect.’ ”].)
In enacting the youth offender parole statute in 2013, the
Legislature stated its purpose in the law’s opening provision:
“The Legislature recognizes that youthfulness both lessens a
juvenile’s moral culpability and enhances the prospect that, as
a youth matures into an adult and neurological development
occurs, these individuals can become contributing members of
society. The purpose of this act is to establish a parole eligibility
mechanism that provides a person serving a sentence for crimes
that he or she committed as a juvenile the opportunity to obtain
release when he or she has shown that he or she has been
rehabilitated and gained maturity, in accordance with the
decision of the California Supreme Court in People v. Caballero
(2012) 55 Cal.4th 262 [(Caballero)] and the decisions of the
United States Supreme Court in [Graham] and [Miller].” (Stats.
2013, ch. 312, § 1.)
Soon after, in light of more “ ‘[r]ecent scientific evidence on
adolescent and young adult development and neuroscience
show[ing] that certain areas of the brain — particularly those
affecting judgment and decision-making — do not fully develop
11
PEOPLE v. WILLIAMS
Liu, J., dissenting
until the early- to mid-20s’ ” (Sen. Com. on Public Safety, Rep.
on Sen. Bill No. 261 (2015–2016 Reg. Sess.) Apr. 28, 2015, p. 3),
the Legislature amended the parole eligibility scheme to include
adults who committed crimes before the age of 23 (Stats. 2015,
ch. 471, § 1) and then to include adults who committed crimes
before age 26 (Stats. 2017, ch. 675, § 1). A committee report on
the latter bill states: “The rationale, as expressed by the author
and supporters of this bill, is that research shows that cognitive
brain development continues into the early 20s or later. The
parts of the brain that are still developing during this process
affect judgment and decision-making, and are highly relevant to
criminal behavior and culpability. (See Johnson et al.,
Adolescent Maturity and the Brain: The Promise and Pitfalls of
Neuroscience Research in Adolescent Health Policy, Journal of
Adolescent Health (Sept. 2009); National Institute of Mental
Health, The Teen Brain: Still Under Construction (2011).) ‘The
development and maturation of the prefrontal cortex occurs
primarily during adolescence and is fully accomplished at the
age of 25 years. The development of the prefrontal cortex is very
important for complex behavioral performance, as this region of
the brain helps accomplish executive brain functions.’ ” (Sen.
Rules Com., Off. of Sen. Floor Analyses, Analysis of Assem. Bill
No. 1308 (2017–2018 Reg. Sess.) Sept. 4, 2017, pp. 4–5, quoting
Arain et al., Maturation of the Adolescent Brain (2013) 9
Neuropsychiatric Disease & Treatment 449.)
As this court said in People v. Hardin (2024) 15 Cal.5th
834, 845 (Hardin), “The Legislature enacted section 3051 to
bring California juvenile sentencing law into line with Graham,
Miller, and Caballero.” The Legislature subsequently expanded
the parole scheme to 18- to 25-year-olds based on the same
observations about diminished culpability and capacity for
12
PEOPLE v. WILLIAMS
Liu, J., dissenting
maturation that apply to juveniles. (Id. at pp. 845–846.) Here,
as in Hardin, “there is no dispute that the scientific evidence
cited by the Legislature [in enacting and expanding section
3051] applies to young offenders across the board. Nothing
about the ‘distinctive (and transitory) mental traits and
environmental vulnerabilities’ of youth offenders ‘is crime-
specific’ (Miller, supra, 567 U.S. at p. 473), and the Legislature
nowhere suggested that young offenders who commit certain
crimes . . . are immune to those vulnerabilities or incapable of
reform. There is also no dispute that providing young offenders
with a meaningful opportunity for release in light of their
capacity for change is the only purpose stated by the Legislature
in creating and expanding the parole scheme. No other purpose
is stated in the statute or legislative history.” (Id. at p. 881 (dis.
opn. of Liu, J.).)
In Hardin, we addressed a different exclusion from the
youth offender parole scheme. The question was whether the
Legislature had a rational basis for excluding 18- to 25-year-olds
convicted of special circumstance murder and sentenced to
LWOP. In upholding the exclusion, the court said “[i]t may be
true, as Hardin argues, that [the statute’s] crime-based
categories” for differentiating between eligible and ineligible
defendants (and among eligible defendants as to timing of
eligibility) “are not rationally related to the Legislature’s
purpose of expanding opportunities for early release based on
the attributes of youth since, as Miller explained, the attributes
of youth are not ‘crime-specific.’ (Miller, supra, 567 U.S. at
p. 473.) No doubt the Legislature — which consciously enacted
section 3051 in language that borrowed from Miller and other
Eighth Amendment juvenile sentencing cases — was aware of
this point.” (Hardin, supra, 15 Cal.5th at p. 855.) The court
13
PEOPLE v. WILLIAMS
Liu, J., dissenting
nonetheless posited, based on the statute’s repeated use of
crime-based categories, that “the Legislature sought to balance
[its] primary objective” of providing “young persons the
opportunity to obtain release based on demonstrated growth
and rehabilitation” with “competing . . . concerns about
culpability and the appropriate level of punishment for certain
very serious crimes.” (Id. at p. 854; see id. at p. 855 [“The
statutory framework indicates that the Legislature aimed to
increase opportunities for meaningful release for young adult
offenders, while taking into account the appropriate
punishment for the underlying crimes, depending on their
severity.”].)
Notably, today’s opinion does not uphold the One Strike
exclusion based on Hardin’s reasoning. The court does not posit,
as it did with regard to the exclusion of young offenders
sentenced to LWOP for special circumstance murder, that the
exclusion of One Strike offenders reflects a “legislative
judgment[]” that a competing interest in “appropriate
punishment” for their crimes outweighs the Legislature’s stated
interest in providing young offenders a meaningful opportunity
for release in light of the non-“ ‘crime-specific’ ” attributes of
youth. (Hardin, supra, 15 Cal.5th at p. 855.) This is no surprise
because such reasoning would run headlong into the high court’s
statement in Graham that “defendants who do not kill, intend
to kill, or foresee that life will be taken are categorically less
deserving of the most serious forms of punishment than are
murderers. [Citations.] There is a line ‘between homicide and
other serious violent offenses against the individual.’ [Citation.]
Serious nonhomicide crimes ‘may be devastating in their harm
. . . but “in terms of moral depravity and of the injury to the
person and to the public,” . . . they cannot be compared to
14
PEOPLE v. WILLIAMS
Liu, J., dissenting
murder in their “severity and irrevocability.” ’ ” (Graham,
supra, 560 U.S. at p. 69; see Stats. 2013, ch. 312, § 1 [“The
purpose of this act is to establish a parole eligibility mechanism
. . . in accordance with . . . Graham . . . .”].) Rationalizing the
One Strike exclusion on the basis of offense severity would
suggest that One Strike offenses, which (as this case illustrates)
often result in a de facto LWOP sentence, are as deserving of
punishment as special circumstance murder and more
deserving than simple first degree murder, a crime that does not
result in ineligibility for youth offender parole (§§ 190, subd. (a),
3051, subd. (b)(3)) — all of which would defy what Graham
plainly said.
The court attempts to minimize Graham’s statement that
nonhomicide offenses are “categorically less deserving” of
punishment than murder by saying the statement must be
considered in the context of “whether the death penalty is a
proportionate punishment to the crime for purposes of the
Eighth Amendment.” (Maj. opn., ante, at p. 37.) But Graham
was a case about whether LWOP, not the death penalty, is a
permissible punishment for nonhomicide offenses committed by
juveniles. In Graham itself, the quoted statement had relevance
beyond the death penalty (Graham, supra, 560 U.S. at pp. 69–
70 [discussing LWOP]), and it is equally relevant here, where
the issue concerns parole eligibility for a defendant who is
otherwise serving de facto LWOP and who, the Legislature has
found, possesses the same youth-related traits as juveniles.
Further, today’s opinion says that Graham’s statement about
“the comparative seriousness of crimes . . . is premised on
concerns relevant in the context of Eighth Amendment
challenges . . . ; such concerns do not necessarily establish
whether a Legislature’s classification violates equal protection
15
PEOPLE v. WILLIAMS
Liu, J., dissenting
under a rational basis standard.” (Maj. opn., ante, at pp. 34–35.)
But why not? As the court acknowledges, “section 3051 was
crafted to ‘bring juvenile sentencing in conformity with Miller,
Graham, and Caballero.’ ” (Ibid.) Surely one indicator of
irrationality in a parole eligibility scheme — especially a scheme
expressly intended to conform to Eighth Amendment
jurisprudence and to extend the same principles to young
adults — is the treatment of different offenses without regard to
proportionality concerns.
Realizing that Hardin’s thesis about offense severity
cannot supply a rational basis for the One Strike exclusion, the
court hypothesizes that the Legislature “could rationally
conclude, based on its view that a One Strike sex offender’s risk
of recidivism is high, that rehabilitation is unlikely, and
therefore these offenders would not likely be eligible for parole,
much less early parole under section 3051.” (Maj. opn., ante, at
p. 32.) But didn’t this court just say in Hardin, six months ago,
that section 3051’s “crime-based categories are not rationally
related to the Legislature’s purpose of expanding opportunities
for early release based on the attributes of youth since, as Miller
explained, the attributes of youth are not ‘crime-specific.’ (Miller,
supra, 567 U.S. at p. 473.) No doubt the Legislature — which
consciously enacted section 3051 in language that borrowed from
Miller and other Eighth Amendment juvenile sentencing cases —
was aware of this point”? (Hardin, supra, 15 Cal.5th at p. 855,
italics added; see also Graham, supra, 560 U.S. at p. 73
[“ ‘incorrigibility is inconsistent with youth’ ”].) Today’s opinion
now suggests the Legislature rejected Miller’s statement that
the attributes of youth are not “crime-specific” and instead
believed that the capacity of youth offenders for maturation and
16
PEOPLE v. WILLIAMS
Liu, J., dissenting
rehabilitation does not apply to young adult One Strike
offenders. Well, which is it?
The answer is straightforward from section 3051’s express
statement of purpose and its legislative history, which
“consciously” endorsed Miller and Graham (Hardin, supra,
15 Cal.5th at p. 855) and highlighted the reduced culpability
and natural capacity for change of young offenders across the
board. (Ante, at pp. 11–12.) Nothing in the statute’s findings,
statement of purpose, or “framework” (Hardin, at p. 855)
suggests that One Strike offenders, unlike other young adult
offenders, are incapable of change. And “nothing in section
3051’s legislative history specifically references the reason for
the One Strike exclusion.” (Maj. opn., ante, at pp. 29–30.)
Finding no support in the text or legislative history of
section 3051 for the theory that the One Strike exclusion reflects
rational concerns about recidivism, today’s opinion purports to
identify such support in the history of the One Strike law. (Maj.
opn., ante, at pp. 30–33.) The court cites various assertions in
the Voter Guide on Proposition 83 (Jessica’s Law) and the
legislative history of Chelsea’s Law (e.g., maj. opn., ante, at
pp. 31–32 [“sex offenders have ‘very high recidivism rates’ [and]
‘are the least likely to be cured and the most likely to reoffend’ ”];
id. at p. 32 [“sex offenders who commit ‘the most serious and
heinous sex crimes against children are not able to be
rehabilitated’ ”]), and posits that the Legislature, in enacting
the youth offender parole scheme, had those same concerns (id.
at pp. 32–33).
As an initial matter, it is rather unorthodox to ascribe to
the Legislature that enacted and expanded the youth offender
parole scheme from 2013 to 2017 the beliefs of the voters who
17
PEOPLE v. WILLIAMS
Liu, J., dissenting
enacted Jessica’s Law in 2006 or the views of the Legislature
that enacted Chelsea’s Law in 2010. Because the Legislature’s
membership, knowledge base, and priorities can change over
time, a statute’s meaning “must be closely related to the time
and circumstance of its use.” (United States v. Stewart (1940)
311 U.S. 60, 69.) It is especially unconvincing to impute the
views of the electorate that amended the One Strike law in 2006
to an entirely different legislative body (i.e., the Legislature that
enacted the youth offender parole statute seven years later),
particularly when that legislative body was considering a
distinct subset of offenders (i.e., youth offenders) with unique
attributes.
The Legislature that enacted section 3051 did not refer to
the legislative history of the One Strike law, and it is telling that
the Legislature said nothing at all about its reason for the One
Strike exclusion. The California Sex Offender Management
Board, the state’s official authority on sex offenders, had
observed in a 2010 report that “[p]olicy makers have insufficient
resources for obtaining reliable information about recidivism
nor do they have ready access to expert assistance in
interpreting the complex recidivism data available from
multiple sources.” (CASOMB, supra, at p. 77.) The Board also
reported that “[n]o information is available at this time
regarding sexual recidivism for sex offenders on probation in
California.” (Ibid.) And while the Attorney General says
“[s]tudies in the 1980s” demonstrated that “ ‘[s]ex offenders as a
group are highly recidivistic,’ ” he acknowledges that more
recent studies have shown that this “commonly held belief . . . is
not supported by the evidence.” (Lave, Arizona’s Sex Offender
Laws: Recommendations for Reform (2020) 52 Ariz. State L.J.
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PEOPLE v. WILLIAMS
Liu, J., dissenting
925, 926, citing Ahluwalia, supra, 4 Cardozo Pub. L. Policy &
Ethics J. at p. 494.)
More recently, the California Department of Corrections
and Rehabilitation (CDCR) has published reports on the
reconviction rates of individuals released from California
prisons, including those released on parole. Although the
reports track reconviction rates for only a three-year period
following release, they provide the only comprehensive
California-specific data available, and they find that “sex
offenders consistently recidivate at lower rates than non-sex
offenders.” (CDCR, Recidivism Rep. for Individuals Released
from the Cal. Dept. of Corrections and Rehabilitation in Fiscal
Year 2017–18 (2023) p. 26 (2017–2018 CDCR Report); see ibid.
[“According to historical data, the conviction rate for sex
registrants is regularly at least 15 percentage points lower than
the rate for non-sex registrants”]; CDCR, Recidivism Rep. for
Individuals Released from the Cal. Dept. of Corrections and
Rehabilitation in Fiscal Year 2018–19 (2024) p. 23 (2018–2019
CDCR Report) [same]; CDCR, Recidivism Report for Individuals
Released from the Cal. Dept. of Corrections and Rehabilitation
in Fiscal Year 2011–12 (2017) p. 33 (2011–2012 CDCR Report)
[same].)
This pattern holds for persons released after serving
sentences for the most serious sex offenses. For example, the
three-year reconviction rates for any crime, not necessarily a sex
crime, among persons released in 2017–2018 whose
commitment offense was penetration with an object (11.9%),
rape (10.3%), or lewd act with a child (7.1%) were far lower than
the rates among persons whose commitment offense was
residential burglary (48.7%), assault with a deadly weapon
(43.4%), arson (42.0%), or robbery (41.6%). (2017–2018 CDCR
19
PEOPLE v. WILLIAMS
Liu, J., dissenting
Report, at pp. 39–40.) Moreover, the vast majority of sex
registrants who were reconvicted were convicted of a non-sex
crime or failure to register; very few were convicted of a new sex
crime. (See 2011–2012 CDCR Report, at p. 35 [2.2% of
reconvicted sex registrants were convicted of a felony sex crime
and 1.0% were convicted of a misdemeanor sex crime]; 2017–
2018 CDCR Report, at p. 26 [4.8% and 1.5%, respectively];
2018–2019 CDCR Report, at p. 23 [5.2% and 2.7%,
respectively].)
Whether or not the Legislature was aware of such data, I
mention them to rebut the court’s casual assertion that the
Legislature, in enacting and expanding the youth offender
parole scheme from 2013 to 2017, could rationally have been
concerned about recidivism among One Strike offenders despite
its express recognition of the non-crime-specific capacity of
young offenders to mature and rehabilitate. If, contrary to the
fundamental premise of the youth offender parole scheme,
recidivism was the Legislature’s concern, it is not clear why the
Legislature would have singled out One Strike offenders for
exclusion over other types of offenders. It is especially unclear
why the Legislature did not exclude persons sentenced under
the Habitual Sexual Offender law (§ 667.71), which “target[s]
only recidivist sexual offenders” (People v. Hammer (2003)
30 Cal.4th 756, 768). Such an exclusion would be “consistent
with the common sense view that a defendant who reoffends
after a prior conviction is ‘less amenable to rehabilitation than
a person who has not done so.’ ” (Maj. opn., ante, at p. 33.)
The court’s ultimate contention is that the One Strike
exclusion reflects the Legislature’s concern not for offense
severity alone and not for recidivism risk alone, but instead for
an amalgam of those two concerns. (See maj. opn., ante, at p. 40
20
PEOPLE v. WILLIAMS
Liu, J., dissenting
[distinguishing Habitual Sexual Offender law on the ground
that “[t]he One Strike law addresses not only a defendant’s risk
of recidivism but, as important here, the aggravated
circumstances of the underlying crime”]; id. at p. 45 [“In sum,
we conclude that the Legislature may reasonably have found
that One Strike offenders pose an increased risk of recidivism
and that the aggravated nature of their offenses diminishes
their prospects for rehabilitation.”].) This amalgam fares no
better than its individual components as a basis for the One
Strike exclusion.
The court seems to posit that the Legislature applied some
kind of (offense severity x recidivism risk) calculus that yields a
judgment of ineligibility for young One Strike offenders. This
approach might have some plausibility were it not for the fact
that it appears tailor-made to sustain the One Strike exclusion,
with no discernible application to the vast range of other
offenses covered by the parole scheme. As noted, the CDCR
studies observe that persons convicted of first degree burglary,
robbery, arson, or assault with a deadly weapon tend to
recidivate at much higher rates than persons convicted of rape.
(See 2018–2019 CDCR Report, at p. 36; 2017–2018 CDCR
Report, at p. 39.) Many of those offenses are “serious” and
“violent” felonies under our sentencing laws. (§§ 667.5,
subd. (c), 1192.7, subd. (c); see People v. Cruz (1996) 13 Cal.4th
764, 772–773 [voters who enacted section 1192.7 believed
residential burglaries “are so inherently dangerous that persons
who repeatedly commit this type of offense should be punished
as harshly as violent recidivists”]; see also Graham, supra, 560
U.S. at p. 69 [“an offense like robbery or rape is ‘a serious crime
deserving serious punishment’ ”].) Given the comparatively
high rates of reconviction among those who have committed
21
PEOPLE v. WILLIAMS
Liu, J., dissenting
serious and violent non-sex crimes against persons, is it
realistically conceivable that the Legislature applied an (offense
severity x recidivism risk) calculus so exquisitely calibrated that
it produced an answer of “ineligible” for One Strike offenders
and no others?
In Hardin, this court inferred from the Legislature’s use
of numerous “crime-based distinctions” throughout the
“statutory framework” that it sought to balance parole eligibility
with considerations of offense severity and appropriate
punishment. (Hardin, supra, 15 Cal.5th at pp. 854–855.) Here,
apart from the One Strike exclusion itself, the court points to
nothing in section 3051 or its legislative history suggesting that
an (offense severity x recidivism risk) calculus informed the
Legislature’s crafting of the youth offender parole scheme. To
my mind, the single-use nature of this hypothesized rationale
makes it less than plausible. (See Hays v. Wood (1979) 25 Cal.3d
772, 790 (Hays) [holding that, under an “application of the equal
protection provisions of our state Constitution,” the
“ ‘underinclusive’ aspect” of the law at issue could not be
justified on the ground that “a legislative body, in addressing a
particular problem area, need not attack all phases at once”].)
III.
I conclude with a few words about the court’s treatment of
the standard of review. In reaching today’s holding, the court
recites and applies the most deferential formulations of rational
basis review: “ ‘The underlying rationale for a statutory
classification need not have been “ever actually articulated” by
lawmakers, nor “be empirically substantiated.” ’ ” (Maj. opn.,
ante, at p. 24.) “A court . . . ‘may engage in “ ‘rational
speculation’ ” as to the justifications for the legislative choice . . .
22
PEOPLE v. WILLIAMS
Liu, J., dissenting
“whether or not” any such speculation has “a foundation in the
record.” ’ ” (Id. at p. 30.) “ ‘ “[W]e must accept any gross
generalizations and rough accommodations that the Legislature
seems to have made.” ’ ” (Id. at pp. 24, 33, 43.) The state need
not “ ‘ “choose between attacking every aspect of a problem or
not attacking the problem at all.” ’ ” (Id. at pp. 25, 41.)
As I explained at length in Hardin, these formulations
originated in federal equal protection cases addressing economic
legislation (see Hardin, supra, 15 Cal.5th at p. 876 (dis. opn. of
Liu, J.) [discussing Warden v. State Bar (1999) 21 Cal.4th 628
(Warden) and its reliance on United States Railroad Retirement
Board v. Fritz (1980) 449 U.S. 166, FCC v. Beach
Communications, Inc. (1993) 508 U.S. 307, and Williamson v.
Lee Optical (1955) 348 U.S. 483 (Lee Optical)]), and the court’s
recitation of these principles “ignores the considerable variation
and nuance in our case law applying rational basis review” (id.
at p. 867; see id. at pp. 868–879 [extensively reviewing our case
law on rational basis review].) “[T]his court’s articulation and
application of rational basis review has not marched in lock step
with federal authority. Our approach is deferential but far from
toothless; our case law, though not entirely uniform, reveals
several recurring themes: [We have required] ‘ “a serious and
genuine judicial inquiry into the correspondence between the
classification and the legislative goals” ’ [(Newland v. Board of
Governors (1977) 19 Cal.3d 705, 711)], [and] we have focused on
actual legislative purposes instead of imputing hypothetical
ones, and we have looked for empirical support instead of relying
on conjecture or unsubstantiated assertions. Although we ‘do
not require absolute precision in the designation of
classifications,’ we also ‘do not tolerate classifications which are
so grossly overinclusive as to defy notions of fairness or
23
PEOPLE v. WILLIAMS
Liu, J., dissenting
reasonableness.’ [(Brown v. Merlo (1973) 8 Cal.3d 855, 877.)]
And while the Legislature may proceed incrementally, we have
said it must do so rationally in light of the legislative objectives
and ‘not . . . wholly at its whim.’ (Hays, supra, 25 Cal.3d at
p. 790.)” (Id. at p. 879 (dis. opn. of Liu, J.).)
“ ‘[A] serious and genuine judicial inquiry into the
correspondence between the classification and the legislative
goals’ ” (Newland v. Board of Governors, supra, 19 Cal.3d at
p. 711) is especially warranted where, as here, there is a genuine
risk that a legislative classification reflects irrational fears or
prejudice rather than a rational policy judgment. (See
CASOMB, supra, at pp. 8–9.) No “rigorous or searching review”
(maj. opn., ante, at p. 44, fn. 11) is needed to account for “the
realities of the subject addressed by the legislation.” (Heller v.
Doe, supra, 509 U.S. at p. 321.) Yet today’s opinion overlooks
the realities of the policymaking context with regard to
aggravated sex offenses in its uncritical application of equal
protection standards derived from cases involving economic
legislation. The reality is that opticians are not a reviled group.
(See Lee Optical, supra, 348 U.S. 48.) Nor are satellite master
antenna television operators. (See FCC v. Beach
Communications, Inc., supra, 508 U.S. 307.) Nor are attorneys
seeking exemption from continuing education requirements.
(See maj. opn., ante, at pp. 33–34 [citing Warden].) But One
Strike offenders most certainly are, as the strongly worded fears
and condemnations in the law’s history make clear.
In every equal protection case, the appropriate degree of
vigilance requires consideration of what group is affected and
whether, from the standpoint of “an impartial lawmaker”
(Cleburne, supra, 473 U.S. at p. 452 (conc. opn. of Stevens, J.)),
the classification serves a legitimate public purpose and
24
PEOPLE v. WILLIAMS
Liu, J., dissenting
rationally targets that group for disparate treatment in light of
that purpose. In enacting and expanding the youth offender
parole scheme, the Legislature said much about the reduced
culpability of young offenders and their capacity for growth and
rehabilitation, and it said nothing about the reason for
excluding One Strike offenders from eligibility. In the face of
this silence, hypothesized concerns about offense severity,
recidivism risk, or a combination of both do not rationally
explain the exclusion. It strikes me as particularly dubious to
ascribe recidivism concerns to the Legislature that enacted
section 3051 — especially because, as the Attorney General
concedes, public perceptions lack support in current evidence,
and because the Legislature “consciously” anchored the parole
scheme in high court precedent observing that the attributes of
youth are not “ ‘crime-specific’ ” (Hardin, supra, 15 Cal.5th at
p. 855, quoting Miller, supra, 567 U.S. at p. 473) and then
buttressed that premise with its own findings regarding brain
development in young adults (ante, at pp. 11–12 [citing
legislative history]). To be clear, I would not hold that the
Legislature may never exclude One Strike offenders from youth
offender parole eligibility. But as the statute comes to us, the
legislative record and relevant policymaking context leave me
unable to conclude that the exclusion emanated from a rational
policy judgment. (Cf. United States Steel Corp. v. Public
Utilities Com. (1981) 29 Cal.3d 603, 614; Parr, supra, 3 Cal.3d
at pp. 873–874 (dis. opn. of Burke, J.).)
In light of today’s decision and Hardin, I am concerned
that our equal protection jurisprudence is evolving in a manner
that ignores Justice Mosk’s prescient warnings decades ago.
“One feature that distinguishes our equal protection doctrine
from its federal counterpart is that the standards of review
25
PEOPLE v. WILLIAMS
Liu, J., dissenting
under our doctrine are limited to two: rational basis review and
strict scrutiny. (See In re Marriage Cases (2008) 43 Cal.4th 757,
832.) Unlike the federal courts, we have declined to adopt
intermediate scrutiny as a third standard of review. (See
Hawkins v. Superior Court (1978) 22 Cal.3d 584, 595–603 (conc.
opn. of Mosk, J.); id. at pp. 607–610 (conc. opn. of Bird, C. J.).)
This means that rational basis review, in our doctrine, covers a
wide range of cases and must be applied with nuance and
sensitivity if we are to avoid the ‘rigidity of [a] two-tiered
framework’ that ‘applies either a standard that is virtually
always met [rational basis] or one that is almost never satisfied
[strict scrutiny].’ (Id. at p. 598 (conc. opn. of Mosk, J.).)”
(Hardin, supra, 15 Cal.5th at p. 868 (dis. opn. of Liu, J.).)
Something is awry when the level of vigilance we apply to
a law that exempts certain members of the bar but not others
from continuing education requirements (Warden, supra, 21
Cal.4th 628) is also what we apply to a law that gives young
offenders a meaningful opportunity to avoid life imprisonment
but denies that opportunity to an especially despised subset.
Our case law applying rational basis review has not always been
so rigid. (Hardin, supra, 15 Cal.5th at pp. 868–879 (dis. opn. of
Liu, J.).) Yet today’s decision does not account for the relevant
policymaking context and falls short of its own demand that the
“ ‘standard of rationality . . . must find some footing in the
realities of the subject addressed by the legislation.’ ” (Maj. opn.,
ante, at p. 25.)
I respectfully dissent.
LIU, J.
26
See next page for addresses and telephone numbers for counsel who
argued in Supreme Court.
Name of Opinion People v. Williams
__________________________________________________________
Procedural Posture (see XX below)
Original Appeal
Original Proceeding
Review Granted (published) XX 47 Cal.App.5th 475
Review Granted (unpublished)
Rehearing Granted
__________________________________________________________
Opinion No. S262229
Date Filed: August 29, 2024
__________________________________________________________
Court: Superior
County: San Diego
Judge: Kenneth K. So
__________________________________________________________
Counsel:
Nancy J. King and Rebecca P. Jones, under appointments by the
Supreme Court, for Defendant and Appellant.
Xavier Becerra and Rob Bonta, Attorneys General, Michael J. Mongan,
State Solicitor General, Lance E. Winters, Chief Assistant Attorney
General, Julie L. Garland, Assistant Attorney General, Joshua
Patashnik, Deputy State Solicitor General, Daniel J. Hilton and Steve
Oetting, Deputy Attorneys General, for Plaintiff and Respondent.
Richard J. Sachs, retired Deputy District Attorney (San Diego), and
Gregory D. Totten for the California District Attorneys Association as
Amicus Curiae on behalf of Plaintiff and Respondent.
Counsel who argued in Supreme Court (not intended for
publication with opinion):
Rebecca P. Jones
Attorney at Law
3549 Camino del Rio South, Suite D
San Diego, CA 92108
(619) 549-2392
Joshua Patashnik
Deputy State Solicitor General
600 West Broadway, Suite 1800
San Diego, CA 9201
(619) 738-9628