In Re: Estate of Ardell Hamilton Trigg

IN THE COURT OF APPEALS OF TENNESSEE

AT NASHVILLE

September 15, 2010 Session

IN RE: ESTATE OF ARDELL HAMILTON TRIGG, DECEASED

Appeal from the Circuit Court for Putnam County

No. 08 N 0305 John J. Maddux, Jr., Judge

No. M2009-02107-COA-R3-CV - Filed February 9, 2011

The Bureau of TennCare filed a claim against a decedent’s estate to recover the cost

of medical assistance provided to the decedent. The Estate filed an exception to the claim.

The probate court sustained the claim, and the Estate appealed the probate court’s ruling to

the circuit court which heard the matter de novo. The circuit court reversed the probate court

and disallowed the claim of TennCare. TennCare appeals; we hold that the circuit court was

without subject matter jurisdiction to review the probate court’s order. We vacate the

judgment of the circuit court and remand the case.

Tenn. R. App. P. 3 Appeal as of Right; Judgment of the Circuit Court Vacated and

Case Remanded

R ICHARD H. D INKINS, J., delivered the opinion of the court, in which F RANK G. C LEMENT,

J R. and A NDY D. B ENNETT, JJ., joined.

Robert E. Cooper, Jr., Attorney General; Michael E. Moore, Solicitor General; and L.

Vincent Williams, Deputy Attorney General, for the appellant, the State of Tennessee.

Henry D. Fincher, Cookeville, Tennessee, for the appellee, Estate of Ardell Hamilton Trigg,

deceased.

OPINION

I. Facts and Procedural History

Ardell Hamilton Trigg (“Decedent”) died testate on August 5, 2006. On October 26,

2006, Decedent’s will was admitted to probate in the Putnam County Probate Court and a

personal representative was appointed to oversee the probate of Ms. Trigg’s estate (“the

Estate”).

On May 14, 2007, the Bureau of TennCare (“TennCare”) filed a claim against

Decedent’s Estate to recover $22,319.09, the alleged cost of nursing facility services

provided to the Decedent through the TennCare benefits program.1 The Estate filed an

exception to TennCare’s claim, asserting that the assets from which recovery was sought

were not a part of the probate estate; that the claim included amounts which were not

properly recoverable under applicable law and regulations; and that the claim was not timely

filed. The Probate Court overruled the exception and sustained TennCare’s claim. The

Estate filed a Notice of Appeal seeking a “de novo appeal as of right to the Circuit Court of

Putnam County.”

On August 21, 2009, the Circuit Court of Putnam County (“Circuit Court”) held a

hearing on the appeal from Probate Court.2 On August 31, 2009, the Circuit Court entered

a Final Order on Probate Appeal granting the exception, finding that TennCare “may only

seek recovery for its claim solely from the probate estate of [Decedent] if any, and that it may

not recover against the decedent’s real property.”3 The Circuit Court remanded the case to

the Probate Court for further proceedings. On September 30, 2009, TennCare filed a Notice

of Appeal to this Court raising the following issues:

I. Whether the Circuit Court’s Final Order should be vacated because the

Circuit Court does not have appellate jurisdiction of the Probate Court’s

judgments?

II. Whether the Circuit Court’s Final Order should be reversed because

there is no material evidence in the record to support the factual

findings?

III. Whether the Circuit Court erred in holding that 42 U.S.C. §

1396p(b)(A) preempts the Bureau of TennCare from recovering

medical assistance costs when the Bureau’s claim against a decedent’s

estate would cause real property owned by the decedent to be utilized

for recovery of the costs?

1

TennCare originally sought to recover $22,319.09 from Decedent’s estate, however, the probate

court determined that TennCare’s claim should be reduced to $20,593.40. The amount of TennCare’s claim

is not an issue in this appeal.

2

The record does not include a transcript of the hearing.

3

The Circuit Court cited Tenn. Code Ann. §§ 30-2-401 et. seq. as a basis for its ruling.

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II. Discussion

TennCare contends that appeal of the Probate Court’s disposition of TennCare’s claim

is to the Court of Appeals in accordance with Tenn. Code Ann. § 30-2-315(b)4 and that,

consequently, the Putnam County Circuit Court did not have subject matter jurisdiction to

consider the appeal from the Probate Court. In response, the Estate contends that Tenn. Code

Ann. § 30-2-609(c), rather than § 30-2-315(b), vests the Circuit Court with jurisdiction to

hear the appeal.5

Subject matter jurisdiction concerns the authority of the court to adjudicate the

controversy before it and cannot be waived. Northland Ins. Co. v. State, 33 S.W. 3d 72, 79

(Tenn. 2000); Meighan v. U.S. Sprint Communications Co., 924 S.W.2d 632, 639 (Tenn.

1996). A court cannot exercise subject matter jurisdiction unless jurisdiction has been

explicitly granted to the court by the Constitution of Tennessee or from a legislative act.

Meighan, 924 S.W.2d at 639; Dishmon v. Shelby State Cmty. College, 15 S.W.3d 477, 480

(Tenn. Ct. App. 1999). Moreover, parties cannot confer subject matter jurisdiction on a trial

or an appellate court by appearance, plea, consent, silence, or waiver. Id. (citing Caton v.

Pic-Walsh Freight Co., 338, 364 S.W.2d 931, 933 (1963); Brown v. Brown, 281 S.W.2d 492,

501 (Tenn. 1955)). “A court’s subject matter jurisdiction in a particular circumstance

depends on the nature of the cause of action and the relief sought.” Dishmon, 15 S.W.3d at

480 (citing Landers v. Jones, 872 S.W.2d 674, 675 (Tenn. 1994)).

The appellate jurisdiction of circuit courts extends to “all suits and actions, of

whatever nature, unless otherwise provided, instituted before any inferior jurisdiction,

whether brought by appeal, certiorari, or in any other manner prescribed by law.” Tenn.

Code Ann. § 16-10-112. TennCare contends that the procedure for disposing of an exception

4

Tenn. Code Ann. § 30-2-315(b) states:

(b) A judgment upon the findings of the court shall be entered in the court and from the

judgment an appeal may be perfected within thirty (30) days from the date of entry of the

judgment, to the court of appeals or the supreme court, as the case may be. The procedure

on appeal shall be governed by the Tennessee Rules of Appellate Procedure.

5

Tenn. Code Ann. § 30-2-609(c)states:

(c) Except in any county having a population of five hundred thousand (500,000) or more

according to the 2000 federal census or any subsequent federal census, the appeal of any

decision, ruling, order, or judgment of a probate court that is served by a judge who is not

the circuit court judge or chancellor of the judicial district in which the matter arose shall

be to the appropriate trial court of general jurisdiction in which case the trial judge shall

hear the matter de novo.

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to a claim at Tenn. Code Ann. §§ 30-2-314 and 30-2-315 is a procedure that is “otherwise

provided” within the meaning of Tenn. Code Ann. § 16-10-112. In addition, TennCare

contends that the Putnam County Probate Court is not inferior to the Circuit Court as

contemplated by Tenn. Code Ann. § 16-10-112.

The Putnam County Probate Court was created by Chapter 229 of the Private Acts of

1965. Sections 2 and 4 of Chapter 229, respectively, designated the Judge of the General

Sessions Court to be the Judge of the Probate Court, divested the County Court of

jurisdiction in certain matters, and vested same in the Probate Court. The jurisdiction vested

in the Probate Court included the original jurisdiction at Tenn. Code Ann. § 16-16-107, inter

alia, to probate wills and administer estates, and jurisdiction concurrent with the chancery

and circuit courts to sell real estate of decedents. Tenn. Code Ann. § 16-16-108. Pursuant

to Tenn. Code Ann. §§ 16-16-109 and 16-16-115, the Probate Court was given all powers

necessary to exercise the jurisdiction conferred upon it. In light of the foregoing, we agree

that the Putnam County Probate Court is not inferior to the Circuit Court and, consequently,

the appellate jurisdiction granted the circuit court at Tenn. Code Ann. § 16-10-112 does not

apply in this proceeding. See In re Estate of Guy Allen White, 77 S.W.3d 765 (Tenn. Ct.

App. 2001) (holding that appeals from a county general sessions court when it is exercising

probate jurisdiction are filed in the Court of Appeals).

In addition, Part 3 of Title 30 of the Tennessee Code governs the inventory and

management of the estate. Tenn. Code Ann. § 30-2-307 allows creditors of a decedent to file

a claim against the estate. Tenn. Code Ann. § 30-2-314(e) grants the probate court, if it is

a court of record, concurrent jurisdiction with the circuit court to conduct the trial of a claim

to which an exception has been filed and a jury demanded “in the same manner and to the

same extent as prescribed in this section for circuit courts . . .”. Tenn. Code Ann. § 30-2-315

describes the procedure to be followed where an exception has been filed and no jury

demanded; the statute vests jurisdiction in the probate court “to hear and determine all issues

arising upon the exceptions.” Tenn. Code Ann. § 30-2-315(a)(2). An appeal of a judgment

entered on the probate court’s determination is to the court of appeals or the supreme court

“as the case may be.” Tenn. Code Ann. § 30-2-315(b). Thus, the procedure for adjudicating

contested claims set forth at Tenn. Code Ann. §§ 30-2-314 and 30-2-315 are consistent with

the “unless otherwise provided” language of Tenn. Code Ann. § 16-10-112.

As a consequence, the Putnam County Circuit Court lacked subject matter jurisdiction

to hear the appeal from Probate Court. Our finding that the Circuit Court was without

jurisdiction requires that we vacate the judgment of the Circuit Court, affirm the judgment

of the Probate Court remand the case to the Probate Court. First Am. Trust Co. v. Franklin-

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Murray Dev. Co., 59 S.W.3d 135, 141 (Tenn. Ct. App. 2001) (citing J.W. Kelly & Co. v.

Conner, 123 S.W. 622, 637 (1909); Dishmon, 15 S.W.3d at 480).6

IV. Conclusion

For the reasons stated above, we vacate the judgment of the Circuit Court, affirm the

judgment of the Probate Court, and remand the case with instructions that the Circuit Court

remand the case to the Probate Court for further proceedings consistent with this opinion.

___________________________________

RICHARD H. DINKINS, JUDGE

6

“When an appellate court determines that a trial court lacked subject matter jurisdiction, it must

vacate the judgment and dismiss the case without reaching the merits of the appeal.” First Am. Trust Co.

v. Franklin-Murray Dev. Co., 59 S.W.3d 135, 141 (Tenn. Ct. App. 2001).

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