amendment to substitute a named party for a John Doe does not relate back under Rule 15(c)
How later courts described this case
- amendment to substitute a named party for a John Doe does not relate back under Rule 15(c)
- explaining that equitable tolling generally requires a showing that “(1) [a litigant] has been pursuing his rights diligently, and (2) that some extraordinary circumstance stood in his way” and prevented timely filing.
- motion for leave to amend is non-dispositive
- setting forth the relation- back doctrine, estoppel, and equitable tolling as possible exceptions to a time bar
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE NORTHERN DISTRICT OF TEXAS
DALLAS DIVISION
PATRICK EDWARD BROWN, §
PLAINTIFF, §
§
V. § CASE NO. 3:19-CV-2332-E-BK
§
LUPE VALDEZ, ET AL., §
DEFENDANTS. §
MEMORANDUM OPINION AND ORDER
Pursuant to 28 U.S.C. § 636(b) and Special Order 3, before the Court are Plaintiff’s four
motions for leave to amend. The motions are DENIED for the reasons stated herein.
I. BACKGROUND AND PROCEDURAL HISTORY
This is a pro se civil action filed by Patrick Edward Brown, a Texas prisoner,1 on
December 20, 2018,2 against former Dallas County Sheriff Lupe Valdez (“Valdez”) and various
medical professionals at Parkland Memorial Hospital (“Parkland”), alleging (as liberally
construed) civil rights violations under the First, Eighth, and Fourteenth Amendments to the
Constitution, as well as medical malpractice and negligence. Doc. 3-1 at 112. The case was
removed to this Court on October 1, 2019. Doc. 1. Prior to the removal, Plaintiff filed an
original and three amended petitions. Doc. 3-1 at 3-12; Doc. 3-1 at 30-39; Doc. 3-1 at 51-60;
Doc. 3-1 at 112-121. Plaintiff’s third amended petition (the “Operative Complaint”) is file-
1 Plaintiff was a pretrial detainee during the events at issue. See Doc. Doc. 3-1 at 118-119.
2 December 20, 2018 is the date Plaintiff’s original petition was signed and presumably delivered
to prison officials for mailing. Doc. 3-1 at 3, 12. See United States v. Duran, 934 F.3d 407, 412
(5th Cir. 2019) (“Under the prison mailbox rule, a pro se prisoner’s pleading is considered filed
when the document is placed in the prison mailing system.”).
stamped September 20, 2019, Doc. 3-1 at 112. The following recitation of the facts are taken
from the Operative Complaint.
On September 29, 2016, Plaintiff underwent surgery at Parkland performed by David
Paul Chason, M.D. (“Dr. Chason”) and Endel Aleksander Sorra, M.D. (“Dr. Sorra”), to repair an
injury to his nose. Doc. 3-1 at 116. Plaintiff was returned to the jail’s infirmary to recover and
later reported to “Jane Doe, R.N.” (“Nurse Doe”) that he believed the “Doyle splints”3 in his
nose had “come loose.” Doc. 3-1 at 116. Nurse Doe determined that the left Doyle splint
remained intact but did not examine the right Doyle splint. Doc. 3-1 at 116. On October 24,
2016, Plaintiff returned to Parkland where the Doyle splints were removed by either Dr. Chason
or Dr. Sorra. Doc. 3-1 at 117. However, on January 10, 2017, Plaintiff sneezed out a Doyle
splint that should have been removed during his October 24, 2016 Parkland visit. Doc. 3-1 at
117-18. The next day, Diane Urey, P.A. (“P.A. Urey”) examined Plaintiff’s nostril but kept the
expelled Doyle splint, citing security concerns. Doc. 3-1 at 118.
On February 13, 2017, either Dr. Chason or Dr. Sorra informed Plaintiff that an
additional surgery was necessary to repair Plaintiff’s nose. Doc. 3-1 at 118. However, the
surgery was not scheduled because Plaintiff was released from jail on pretrial bond just ten days
later. Doc. 3-1 at 118-119. On March 16, 2017, Plaintiff was jailed again in Dallas County and
asked P.A. Urey to reschedule Plaintiff’s corrective surgery, but she did not do so. Doc. 3-1 at
119. Plaintiff subsequently sent several grievances to Defendant Valdez, alleging that he
received negligent medical care that amounted to cruel and unusual punishment, but Plaintiff
3 Doyle splints are used to “provide septal support and reduce or prevent adhesions between the
septum and lateral nasal wall following surgery.” DOYLE OPEN LUMEN SPLINT,
https://www.bosmed.com/en/rhinology/nasal-splints/doyle-open-lumen-splint/ (last visited May
8, 2020).
2
never received a response. Doc. 3-1 at 119. Plaintiff was transferred to the Texas Department of
Criminal Justice Correctional Institutions Division (“TDC”) on July 25, 2017, and about six
months later, when his “medical condition started to worsen,” Plaintiff sought assistance from
TDC officials and ultimately received corrective surgery on July 11, 2018. Doc. 3-1 at 118-119.
Plaintiff complains that Defendants “were negligent to a serious medical condition
brought on by medical malpractice-negligence,” which violated his rights under the First, Eighth
and Fourteenth Amendments. Doc. 3-1 at 120. Plaintiff seeks compensatory damages. Doc. 3-1
at 120.
II. APPLICABLE LAW
Rule 15(a) of the Federal Rules of Civil Procedure requires that a trial court grant a party
leave to amend a complaint freely and “evinces a bias in favor of granting leave to amend.”
Marucci Sports, L.L.C. v. Nat’l Collegiate Athletic Ass’n, 751 F.3d 368, 378 (5th Cir. 2014)
(citation omitted). Thus, a court must have a “substantial reason” to deny a party’s request to
amend. Id. In deciding whether to grant or deny a motion to amend, the court may consider a
variety of factors including “undue delay, bad faith or dilatory motive on the part of the movant,
repeated failures to cure deficiencies by amendments previously allowed, undue prejudice to the
opposing party . . . and futility of the amendment.” Id. (quoting Jones v. Robinson Prop. Grp.,
LP, 427 F.3d 987, 994 (5th Cir. 2005)). Further, denial of a motion for leave to file an amended
complaint is within the Court’s discretion when the amendment would be futile. See Briggs v.
Mississippi, 331 F.3d 499, 508 (5th Cir. 2003). The “futility standard” is “the same standard of
legal sufficiency as applies under Rule 12(b)(6).” Stripling v. Jordan Production Co., LLC, 234
F.3d 863, 873 (5th Cir. 2000).
3
III. ANALYSIS
Each of Plaintiff’s four motions for leave to amend request permission to file the same
proposed amended complaint (“Proposed Complaint”), Doc. 19 at 2-11, which is attached only to
his first motion for leave. See Doc. 19 at 1-2; Doc. 26 at 1; Doc. 30 at 6; Doc. 35 at 6. Plaintiff
asserts that he should be permitted to add the true names of the John and Jane Doe defendants
listed in his original petition.4 Doc. 19 at 1-2. Also, by his Proposed Complaint, Plaintiff
attempts to, inter alia, (1) add as Defendants Gentry Michael Hansen, M.D. (“Dr. Hansen”),
Khoa Dinh Tran, D.D.S. (“Dr. Tran”), and Nima Deljavan, D.D.S. (“Dr. Deljavan”); and (2)
reassert claims against Nurse English and Nurse Doe, who, although initially named as
Defendants, were omitted from the Operative Complaint.5 Compare Doc. 19 at 2 (Proposed
Complaint), with Doc. 3-1 at 112 (Operative Complaint).
Several Defendants oppose the motion, arguing that any causes of action against added
parties would be barred by the statute of limitations. Doc. 23 at 3, 8; TEX. CIV. PRAC. & REM.
CODE § 16.003(a). Upon review, the Court finds that Defendants’ arguments have merit; thus,
the Court concludes it would be futile to permit the amendments.
The proposed claims against the additional defendants are untimely.
A two-year limitations period applies to Plaintiff’s state tort claims and his Section 1983
claims. See TEX. CIV. PRAC. & REM. CODE § 16.003(a); Piotrowski v. City of Houston, 51 F.3d
512, 515 n.5 (5th Cir. 1995) (Texas’s two-year statute of limitations for personal injury actions
4 Plaintiff’s second, third, and fourth motions for leave to amend also request leave to file the
Proposed Complaint attached to the initial motion. See Doc. 26 at 1; Doc. 30 at 6; Doc. 35 at 6.
5 Nurse Doe and Nurse English was previously included in Plaintiff’s original petition and
second amended petition, respectively. Doc. 3-1 at 3, 51. Both were omitted from the Operative
Complaint. Doc. 3-1 at 112.
4
applies to Section 1983 claims filed in Texas). Moreover, under FED. R. CIV. P. 15(c)(1), an
amendment to substitute a named party for an unidentified defendant (i.e., John or Jane Doe)
does not relate back to the date of the original complaint. Jacobson v. Osborne, 133 F.3d 315,
319 (5th Cir. 1998); Whitt v. Stephens County, 529 F.3d 278, 282–283 (5th Cir. 2008)
(amendment to substitute a named party for a John Doe does not relate back under Rule 15(c)).
Here, Plaintiff’s federal and state claims arise from Defendants’ alleged delay in
providing him surgery. While Plaintiff obviously knew that additional surgery was required
when the doctor informed him of such in February 2017, Doc. 3-1 at 118, at the outside, his
claims accrued the day before he was transferred to TDC—July 24, 2017. Thus, any claims filed
after July 23, 2019 are barred by limitations.
Clearly, Plaintiff’s claims against the individuals he names for the first time in the
Proposed Complaint, to-wit: Doctors Hansen, Tran, and Deljavan, are untimely since the
Proposed Complaint was not submitted until October 10, 2019. Doc. 19 at 12. The same is true
as to the claims Plaintiff seeks to allege in the Proposed Complaint against the previously
unidentified John and Jane Doe Defendants since, as mentioned above, such claims do not relate
back to any prior petition.
Moreover, Plaintiff previously abandoned his claims against Nurse English by failing to
include them in the Operative Complaint and failing to respond to Defendants’ motion for an
order of dismissal on that basis, Doc. 16; as reflected in the Court’s judgment, Doc. 27.
Consequently, any claims against Nurse English proposed after July 23, 2019 are untimely and
do not relate back to any pending claims because there simply are none.
Finally, Plaintiff has neither argued nor posited any facts from which the Court can infer
that any other exception applies to toll limitations as to any of the proposed defendants. See
5
Costley v. Lamar Cty. Tx., 717 F.3d 410, 419, 421-22 (5th Cir. 2013) (setting forth the relation-
back doctrine, estoppel, and equitable tolling as possible exceptions to a time bar). See also
Pace v. DiGuglielmo, 544 U.S. 408, 418 (2005) (explaining that equitable tolling generally
requires a showing that “(1) [a litigant] has been pursuing his rights diligently, and (2) that some
extraordinary circumstance stood in his way” and prevented timely filing.). And while ignorance
of the law is no excuse, Plaintiff has significant experience as a pro se litigator.6
Under the described circumstances, leave to amend to add defendants and claims would
be futile and cause needless delay. See Lofton v. Hawkins, No. 3:19-CV-1231-N-BK, 2019 WL
7762202, at *3 (N.D. Tex. Dec. 17, 2019) (Toliver, J.) adopted by 2020 WL 470282 (N.D. Tex.
Jan. 28, 2020) (Godbey, J.) (dismissing with prejudice when plaintiff’s claims were fatally infirm
and granting leave to amend would cause needless delay).
IV. CONCLUSION
For the forgoing reasons, Plaintiff’s Motion for Leave to File an Amended Complaint,
Doc. 19; Plaintiff’s Motion Requesting the Permission of the Defendants and the Honorable
Court and Magistrate United States Judge Renee Harris Toliver to Allow the Plaintiff to go with
the Amended Complaint that Cure the Deficiency of the Active Civil Cause which Named
Defendants that was “Not” Apart of the Suit, Doc. 26; Plaintiff’s Motion of “Objection” and to
Clarify Amended Complaint which Named New Defendants (Doc. 19), Doc. 30; and Plaintiff’s
Motion for Opposition to Defendants Response to Plaintiff’s Motion for Leave to Amend
6 See Pickens v. Nunn, No. 2:04-CV-0085, at *1 (N.D. Tex. Apr. 20, 2004) (Robinson, J.)
(concluding Plaintiff is barred by the PLRA’s three-strikes provision); Doc. 3-1 at 113 (even
though Plaintiff lists his name in the petition as Patrick Edward Brown, Plaintiff concedes that
“at the time of the incident [he] was under the alias Darrell Pickens.”).
6
Complaint Pursuant to Rule 15(c)(1)(B) section (ii) Fed. Rules of Civil Procedure, Doc. 35 are
DENIED.’
SO ORDERED on May 8, 2020.
Lv 4
E HARRIS TOLIVER
UNNEDSTATES MAGISTRATE JUDGE
7 See PYCA Indus., Inc. v. Harrison Cty. Waste Water Mgmt. Dist., 81 F.3d 1412, 1420-21 (Sth
Cir. 1996) (motion for leave to amend is non-dispositive); see also Cambridge Toxicology Gr.,
Inc. v. Exnicios, 495 F.3d 169, 177 (Sth Cir. 2007) (affirming magistrate judge’s order denying
leave to amend and district judge’s denial of the plaintiffs appeal).