if supported by substantial evidence, the Commissioner’s decision must be affirmed, as a federal court may neither reweigh the evidence, nor reverse, merely because it would have decided the claim differently
How later courts described this case
- if supported by substantial evidence, the Commissioner’s decision must be affirmed, as a federal court may neither reweigh the evidence, nor reverse, merely because it would have decided the claim differently
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
ROBERT COPPER, JR. )
)
Plaintiff, )
)
v. ) Civil Action No. 22-89
)
KILOLO KIJAKAZI, )
Acting Commissioner of Social Security, )
)
Defendant. )
O R D E R
AND NOW, this 28th day of July, 2023, upon consideration of the parties’ cross-
motions for summary judgment, the Court, upon review of the Commissioner of Social
Security’s final decision denying Plaintiff’s claim for disability insurance benefits under
Subchapter II of the Social Security Act, 42 U.S.C. § 401 et seq., finds that the Commissioner’s
findings are supported by substantial evidence and, accordingly, affirms. See 42 U.S.C. §
405(g); Biestek v. Berryhill, 139 S. Ct. 1148, 1153-54 (2019); Jesurum v. Secretary of U.S. Dep’t
of Health & Human Servs, 48 F.3d 114, 117 (3d Cir. 1995) (citing Brown v. Bowen, 845 F.2d
1211, 1213 (3d Cir. 1988)). See also Berry v. Sullivan, 738 F. Supp. 942, 944 (W.D. Pa. 1990)
(if supported by substantial evidence, the Commissioner’s decision must be affirmed, as a federal
court may neither reweigh the evidence, nor reverse, merely because it would have decided the
claim differently) (citing Cotter v. Harris, 642 F.2d 700, 705 (3d Cir. 1981)).1
1 Plaintiff argues that the Administrative Law Judge (“ALJ”) erred in failing to account for
all of the work-related limitations caused by his migraine headaches in formulating his residual
functional capacity (“RFC”), as well as the hypothetical question to the vocational expert. In so
arguing, he asserts that the ALJ improperly assessed his testimony, as well as the medical
evidence, and that she erred in her consideration of his ability to engage in certain activities of
daily living. The Court finds no merit in these arguments and further finds that substantial
evidence supports the ALJ’s determination of Plaintiff’s RFC and her ultimate conclusion that
Plaintiff is not disabled.
Plaintiff asserts that consistent evidence supports his testimony regarding the debilitating
symptoms caused by his migraines, the ineffectiveness of medication in treating the headaches,
and the impact of his condition on his daily life. He claims that his subjective complaints are
consistent with statements of his treating physicians, family members, and a former employer.
He further argues that his testimony, thus supported, cannot be rejected based on the “mere
absence of objective evidence.” (Doc. No. 13, p. 17). However, the ALJ addressed all of these
issues, and her conclusions are supported by substantial evidence.
Since the nature of Plaintiff’s alleged limitations are based largely on his own statements,
the Court first notes that an ALJ’s consideration of a claimant’s testimony is still often referred
to as a “credibility” determination, although that term has been eliminated from the
Commissioner’s policy concerning “subjective symptom evaluation.” Schneider v. Berryhill,
No. CV 17-1299, 2019 WL 698471, at *2 (W.D. Pa. Feb. 20, 2019) (citing SSR 16-3p, 2016 WL
1119029 (S.S.A. Mar. 16, 2016)) (explaining SSR 16-3p “clarif[ied] that the subjective symptom
evaluation is not an examination of an individual’s character”). The manner of the evaluation,
though, remains unchanged in most ways, and many concepts that applied when the evaluation
was considered to be one of credibility continue to apply now.
Here, the ALJ found Plaintiff’s migraine headaches to constitute a severe impairment and
clearly acknowledged Plaintiff’s testimony regarding the impact of these migraine headaches,
including allegations of confusion. (R. 17, 18-19, 21-26). She then proceeded to consider this
testimony in light of all of the record evidence, finding that Plaintiff’s migraines did cause some
symptoms but that Plaintiff’s statements concerning the intensity, persistence, and limiting effects of
the symptoms were not entirely consistent with the record evidence. At no point did the ALJ isolate
any of the underlying facts and indicate that this factor alone showed that Plaintiff’s statements were
not entirely consistent with the record evidence. Instead, the ALJ considered all of the evidence in
context and explained how it impacted her findings.
More specifically, the ALJ addressed the evidence that Plaintiff cites as consistent with his
testimony. For instance, the ALJ expressly considered the statement of Nickolas Summa, Ph.D.,
Plaintiff’s therapist, that he should be approved for disability. (R. 1295). However, the ALJ
found the statement to be unpersuasive, as it was unsupported by objective medical evidence,
including a complete lack of treatment records from Dr. Summa himself, and was inconsistent
with the longitudinal record. (R. 19). The Court further notes that statements such these – that a
claimant is disabled or unable to work – are not generally relevant, as such findings are reserved
to the Commissioner. See 20 C.F.R. § 404.1520b(c)(3)(i). The ALJ similarly addressed the
opinions attached to Plaintiff’s personal statement, those of Jennifer Douglas, M.D. (R. 1081-
82), and Donna Sheetz, PA-C (Doc. No. 1037-38), that he was limited to a range of sedentary
work or less, finding them to be unpersuasive, as they were unsupported by objective medical
evidence and inconsistent with the record. (R. 23).
In so doing, the ALJ discussed the various aspects of the record she found to be
inconsistent with Plaintiff’s testimony and the statements of his treating sources. The ALJ
contrasted Plaintiff’s alleged confusion with mental status findings and neurological and clinical
findings, including reports of good concentration. (R. 18-19). She detailed the inconsistencies in
Plaintiff’s claims about his headaches at significant length, specifically citing statements made
that were inconsistent as to the origin, frequency, and severity of his migraine symptoms. She
further discussed Plaintiff’s overall improvement while acknowledging that the path was not
always straight, in part because of occasional compliance issues. (R. 21-26). It is beyond
dispute that an ALJ can, and in fact must, consider such evidence in evaluating a claimant’s
subjective testimony about the intensity, persistence, and limiting effects of his or her symptoms.
See 20 C.F.R. § 404.1529(c)(4); SSR 16-3p. The ALJ further found the opinions of the state
agency consultants to be generally persuasive and to support the RFC findings. (R. 27). She
considered and discussed statements from Plaintiff’s family and prior employer. (R. 27). Far
from rejecting Plaintiff’s testimony regarding the limiting effects of his migraines based on the
“mere absence of objective evidence,” the ALJ evaluated his claims in light of the record as a
whole.
The ALJ also considered Plaintiff’s activities of daily living in reaching her decision.
Plaintiff argues that the ALJ relied on his supposed ability to compile a detailed personal
statement in finding that he was less limited than alleged, but that the ALJ “failed to consider
that this evidence was not produced by Plaintiff, but by his wife.” (Doc. No. 13, p. 16).
However, as the Commissioner points out, the letter from Plaintiff’s wife indicating that she had
produced this material was not submitted to the ALJ, but to the Appeals Council (R. 548), so this
evidence was not before the ALJ at the time of her determination. It is axiomatic that such
evidence cannot be considered by a district court in its determination of whether or not the ALJ’s
decision was supported by substantial evidence. See Matthews v. Apfel, 239 F.3d 589, 594 (3d
Cir. 2001); Chandler v. Comm’r of Soc. Sec., 667 F.3d 356, 360 (3d Cir. 2011). The record
before the ALJ provided no indication that anyone other than Plaintiff had completed his
personal statement, and indeed, he signed the statement. (R. 1023). Based on the evidence
available to the ALJ, therefore, it appears her assumption that Plaintiff produced this evidence
was well-supported.
Plaintiff does not request a remand on the basis of new evidence under sentence six of 42
U.S.C. § 405(g), which permits a court to remand a case based on new evidence under certain
circumstances. However, even if he had, such a remand would be unwarranted, as Plaintiff has
made no attempt to demonstrate good cause for not having incorporated the new evidence into
the administrative record. See Matthews, 239 F.3d at 594; Szubak v. Secretary of Health &
Human Services, 745 F.2d 831, 833 (3d Cir. 1984). Indeed, it is hard to imagine good cause for
obfuscating the source of Plaintiff’s personal statement by withholding the identity of the true
author until after the ALJ had rendered a decision.
Plaintiff next argues that the ALJ improperly considered his ability to engage in activities
of daily living, claiming that the ALJ relied on his ability to engage in “transient and sporadic
activity as evidence of an ability to engage in work-related activity.” (Doc. No. 13, p. 18).
Similar claims arise in a number of social security disability cases and raise a similar dilemma.
There is, of course, nothing inappropriate with an ALJ considering a claimant’s activities of daily
living in evaluating the severity of the claimant’s symptoms and limitations. In fact, ALJs are
required to do so. See 20 C.F.R. § 404.1529(c)(3)(i); Wright v. Astrue, No. Civ. 10-942, 2011
WL 4079067, at *3 (W.D. Pa. Sept. 13, 2011). However, as Plaintiff points out, in performing
this analysis, an ALJ cannot use evidence of sporadic and transitory activities to demonstrate an
ability to engage continuously in substantial gainful activity. See Fargnoli v. Astrue, 247 F.3d
34, 40 n.5 (3d Cir. 2001). The question here, as in many cases, is whether the ALJ’s proper
consideration of Plaintiff’s daily activities veered into an improper reliance on sporadic and
transient activities. Here, it did not.
The ALJ’s consideration of Plaintiff’s activities of daily living in this matter was
comprehensive and fairly addressed the nature of those activities. She expressly discussed
Plaintiff’s ability to care for his personal needs independently, to perform a number of chores
and errands at least on occasion, and to drive without restrictions, as well as his ability to use a
computer frequently and to interact regularly with others. (R. 26). While Plaintiff may
characterize some of the daily activities to which the ALJ cited as sporadic or transitory, his
characterization does not necessarily make them such. The Court further notes that Plaintiff
again relies on the argument that it was his wife, and not him, who completed his personal
statement. As discussed above, the record before the ALJ suggested nothing other than that
Plaintiff had produced this material, and she correctly attributed the activity of creating such
complex material to Plaintiff. Moreover, the ALJ did not rely solely on Plaintiff’s activities of
daily living in evaluating Plaintiff’s testimony or in otherwise engaging in her analysis, but
rather properly treated these as one of several factors for consideration.
It is important to remember that, while a claimant’s testimony regarding his or her subjective
complaints is certainly relevant, an ALJ is not under an obligation to simply accept what the claimant
said without question. See 20 C.F.R. § 404.1529(c)(4); Chandler, 667 F.3d at 363. Moreover, where
an ALJ has articulated reasons supporting a “credibility” determination, that determination is
afforded significant deference. See Horodenski v. Comm’r of Soc. Sec., 215 Fed. Appx. 183, 188-89
(3d Cir. 2007); Reefer v. Barnhart, 326 F.3d 376, 380 (3d Cir. 2003). The Court finds that such
deference is warranted in this case. See also Paula R. v. Comm’r of Soc. Sec., No. CV 20-18808
(RBK), 2022 WL 950242, at *5 (D.N.J. Mar. 30, 2022) (“Credibility determinations are ‘virtually
unreviewable on appeal.’” (quoting Hoyman v. Colvin, 606 Fed. Appx. 678, 681 (3d Cir. 2015))).
The Court again emphasizes that the ALJ based his decision on the entire record. She did not
discount Plaintiff’s headaches all together, and in fact, expressly accounted for his migraines in
formulating the RFC, including limitations to account for his issues with concentration. (R. 21).
If supported by substantial evidence, the Commissioner’s decision must be affirmed, as a federal
court may neither reweigh the evidence, nor reverse, merely because it would have decided the
claim differently. See Hartranft v. Apfel, 181 F.3d 358, 360 (3d Cir. 1999) (citing 42 U.S.C.
§ 405(g)); Monsour Med. Ctr. v. Heckler, 806 F.2d 1185, 1190-91 (3d Cir. 1986); Berry, 738 F.
Supp. at 944 (citing Cotter, 642 F.2d at 705).
Therefore, IT IS HEREBY ORDERED that Plaintiff’s Motion for Summary
Judgment (document No. 12) is DENIED and that Defendant’s Motion for Summary Judgment
(document No. 14) is GRANTED.
s/Alan N. Bloch
United States District Judge
ecf: Counsel of record
Plaintiff further contends that the ALJ incorrectly characterized his RFC as allowing for a
range of light work, when it more accurately described a range of sedentary work. However,
Plaintiff does not dispute that the jobs in the national economy that the ALJ found Plaintiff could
perform were sedentary in any event. Indeed, the vocational expert addressed this issue at the
hearing, and her testimony that a hypothetical individual could perform the sedentary jobs of
addresser, ticket checker, and polisher were based on the very RFC which the ALJ ultimately
formulated. (R. 66-68).
Accordingly, the Court finds that the ALJ applied the proper legal standards and that
substantial evidence supports her findings. The Court will therefore affirm.