describing “a ‘policy’ of ‘inadequate training’” as “far more nebulous, and a good deal further removed from the constitutional violation,” than other policies
How later courts described this case
- describing “a ‘policy’ of ‘inadequate training’” as “far more nebulous, and a good deal further removed from the constitutional violation,” than other policies
- incarceration in solitary confinement for 90 days did not violate the Eighth Amendment
- “[A]n officer’s review of, or failure to investigate, an inmate’s grievances generally does not satisfy the requisite personal involvement.”
- petition prepared by a prisoner may be inartfully drawn and should be read “with a measure of tolerance’’
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
ERIE DIVISION
)
ASHLEY R. MOWERY, 1:22-CV-00180-RAL
Plaintiff RICHARD A. LANZILLO
ami ) Chief United States Magistrate Judge
Vs. )
) OPINION ON DEFENDANTS’ MOTION TO
WARDEN OVERMYER, et al., ) DISMISS
)
Defendants )
) ECF NO 20
)
I. Introduction
Plaintiff Ashley R. Mowery, an inmate incarcerated at the State Correctional Institution at
Cambridge Springs (“SCJ-Cambridge Springs”), initiated this pro se civil rights action by filing a
civil complaint and a motion for leave to proceed in forma pauperis (IFP). ECF Nos. 1, 1-1.
Her complaint was docketed and submitted to the United States Marshal for service on July 21,
2022. ECF Nos. 6-7.
In her pleading, Mowery claims that employees at SCJ-Cambridge Springs violated her
constitutional rights as secured by the First, Fifth, Sixth, Seventh, Eighth, and Fourteenth
Amendments. ECF No. 6. As Defendants, Mowery has identified the Warden of SCI-
Cambridge Springs, Michelle Overmyer, and corrections officers Ace, Dugan, and DeForce. Jd.
Mowery seeks monetary and injunctive relief pursuant to 42 U.S.C. § 1983. Jd.
Presently pending before the Court is Defendants’ motion to dismiss. See ECF No. 20.
Despite obtaining an extension of time, Mower failed to file a response to Defendants’ motion.
See ECF Nos. 24-25. This matter is ripe for disposition.!
II. Factual Background
The following allegations from Mowery’s complaint and supporting documents are
accepted as true for purposes of this motion. On December 30, 2021, officials at SCI-Cambridge □
Springs issued Misconduct Report D119523 charging Mowery with criminal conspiracy,
criminal solicitation, possession of contraband (implements of escape), and unauthorized use of
the mail. ECF No. 6-6. The version of events given by Defendant Ace in support of the
misconduct stated that:
On 12/22/21 the security office intercepted a letter written by [Mowery]
addressed to Kamien Royal. In the letter, i/m Mowery conspired to have
Kamien Royal introduce contraband into the facility. In the letter, i/m
Mowery gives specific details of the layout of the facility and requested
that a “burner phone” and charger [be] thrown over the perimeter fence
into the yard area. I/m Mowery also provided specific days and times
she would be in the yard, in the letter. During an investigation with i/m
Mowery she admitted to this reporting officer that she authored the letter
to Kamien Royal.
Id. Following a hearing, Mowery received a sanction of seven months in the Restricted Housing
Unit (““RHU”). ECF No. 6 at 10. Mowery successfully appealed and, on remand, received a
second disciplinary hearing at which sixty days was removed from her sanction. Jd.
Most of Mowery’s claims attack alleged defects in her disciplinary proceedings. She
alleges that DeForce and several other corrections officers first approached her to discuss the
incident on December 22, 2021. ECF No. 6 at p. 7. She was taken to the RHU and told that
! The parties have consented to the jurisdiction of the undersigned United States Magistrate Judge to conduct all
proceedings in this case, including the entry of final judgment, as authorized by 28 U.S.C. § 636.
“someone (security) will be down to see you.” Jd. Mowery denied any wrongdoing and
requested an attorney but was ignored. Jd.
On December 27, 2021, Ace and Dugan approached Mowery and asked if she knew a
person named “Kamien Royal.” Jd. at 8. When Mowery denied any knowledge of that
individual and asked to see the evidence against her, Ace began screaming at her. Jd. According
to Mowery, Ace told her that if she did not comply with the investigation, he would “make sure
that [she would] rot down here in the RHU for the rest of [her] time and [would] not see the light
of day or another day of [general] population’ on campus.” Jd. Ace refused to let Mowery see
any evidence relating to the investigation and claimed that police had arrived at the prison to
force her to take a lie detector test. Jd. He told her that, unless she admitted to the charges, she
“would be receiving outside [criminal] charges.” Jd. Despite maintaining her innocence,
Mowery allowed Ace and Dugan to guide her through a written admission of guilt because she
believed she had no choice. Jd. Mowery contends that this violated her constitutional right to
due process.
On April 22, 2022, Mowery met with the prison’s Program Review Committee (PRC) to
review her RHU placement. /d. at 14. Despite her “good behavior,” she “was berated by PRC
saying that she’s not taking responsibility or remorseful since she is still filing grievances upon
the matter.” Jd. In conclusory fashion, she also suggests that she “consistently receives
retaliation for submitting grievances about clandestine matters within [the] prison.” Jd. at 15.
Unrelated to her due process claim, Mowery also contends that the prison’s medical sick
call procedure violates the Fourteenth Amendment. Jd. at 17. According to Mowery, when a
sick call is submitted, “medical comes and speaks to you at your door where everyone in the
RHU can hear.” Jd. Mowery maintains that this amounts to an invasion of privacy and breach of
medical confidentiality. Jd.
Based on the foregoing, Mowery raises ten separate claims for relief. Counts One, Two,
Three, Four, and Seven assert supervisory liability claims against Warden Overmyer based on
her alleged failure to train, monitor, prevent, and remedy constitutional violations committed by
other staff members at SCI-Cambridge Springs. Counts Five and Six present municipal liability
claims (despite that no municipality has been named as a defendant) based on an alleged failure
to train and the promulgation of an unconstitutional sick call policy. Count Eight raises a due
process challenge to Mowery’s disciplinary hearing and resulting sanction, while Count Nine
alleges that prison officials extended Mowery’s punishment in retaliation for past protected
activity. Finally, Count Ten, in catch-all fashion, alleges that the aforementioned misconduct
also violated the Fifth, Sixth, Seventh, Eighth, and Fourteenth Amendments to the United States
Constitution.
Il. Standard of Review
A motion to dismiss pursuant to Federal Rule of Civil Procedure 12(b)(6) tests the legal
sufficiency of the complaint. Kost v. Kozakiewicz, 1 F.3d 176, 183 (3d Cir. 1993). In deciding a
motion to dismiss, the court is not opining on whether the plaintiff will be likely to prevail on the
merits; rather, the plaintiff must only present factual allegations sufficient “to raise a right to
relief above the speculative level.” Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 556 (2007)
(citing 5 C. Wright & A. Miller, Federal Practice and Procedure § 1216, pp. 235-236 (3d ed.
2004)). See also Ashcroft v. Iqbal, 556 U.S. 662 (2009)). A complaint should only be dismissed
pursuant to Rule 12 (b)(6) if it fails to allege “enough facts to state a claim to relief that is
plausible on its face.” Twombly, 550 U.S. at 570 (rejecting the traditional 12 (b)(6) standard
established in Conley v. Gibson, 355 U.S. 41 (1957)). In making this determination, the court
must accept as true all well-pled factual allegations in the complaint and views them in a light
most favorable to the plaintiff. U.S. Express Lines Ltd. v. Higgins, 281 F.3d 383, 388 (3d Cir.
2002).
While a complaint does not need detailed factual allegations to survive a motion to
dismiss, a complaint must provide more than labels and conclusions. Twombly, 550 U.S. at 555.
A “formulaic recitation of the elements of a cause of action will not do.” Jd. (citing Papasan v.
Allain, 478 U.S. 265, 286 (1986)). Moreover, a court need not accept inferences drawn by a
plaintiff if they are unsupported by the facts as set forth in the complaint. See California Pub.
Employee Ret. Sys. v. The Chubb Corp., 394 F.3d 126, 143 Gd Cir. 2004) (citing Morse v. Lower
Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997)). Nor must the Court accept legal
conclusions disguised as factual allegations. Twombly, 550 U.S. at 555 (citing Papasan, 478
U.S. at 286). See also McTernan v. City of York, Pennsylvania, 577 F.3d 521, 531 (Gd Cir.
2009) (“The tenet that a court must accept as true all of the allegations contained in a complaint
is inapplicable to legal conclusions.”).
Expounding on the Twombly/Iqbal line of cases, the Third Circuit has articulated the
following three-step approach:
First, the court must ‘tak[e] note of the elements a plaintiff must plead to state a
claim.’ Second, the court should identify allegations that, ‘because they are no more
than conclusions, are not entitled to the assumption of truth.’ Finally, ‘where there
are well-pleaded factual allegations, a court should assume their veracity and then
determine whether they plausibly give rise to an entitlement for relief.’
Burtch y. Milberg Factors, Inc., 662 F.3d 212, 221 (3d Cir. 2011) (quoting Santiago v.
Warminster Twp., 629 F.3d 121, 130 Gd Cir. 2010)). This determination is “a context-specific
task that requires the reviewing court to draw on its judicial experience and common sense.”
Igbal, 556 U.S. at 679.
Finally, because Plaintiff is proceeding pro se, the allegations in the complaint must be
held to “less stringent standards than formal pleadings drafted by lawyers.” Haines v. Kerner,
404 U.S. 519, 520-521 (1972). If the court can reasonably read a pro se litigant’s pleadings to
state a valid claim upon which relief could be granted, it should do so despite the litigant’s
failure to cite proper legal authority, confusion of legal theories, poor syntax and sentence
construction, or unfamiliarity with pleading requirements. Boag v. MacDougall, 454 U.S. 364
(1982); United States ex rel. Montgomery v. Bierley, 141 F.2d 552, 555 (3d Cir. 1969) (petition
prepared by a prisoner may be inartfully drawn and should be read “with a measure of
tolerance’’).
IV. Analysis
Mowery’s pleading appears to raise claims based on supervisory liability, municipal
liability, due process, retaliation, and various constitutional provisions. Each will be addressed
in turn. To the extent that Defendants have not specifically addressed a claim in their motion to
dismiss, the Court may sua sponte do so pursuant to 28 U.S.C. § 1915(e)(2).”
A. Municipal liability claims (Counts Five and Six)
At Counts Five and Six, Mowery purports to assert claims against an unidentified
? Having been granted leave to proceed in forma pauperis, see ECF No. 5, Mowery is subject to the screening
provisions in 28 U.S.C. § 1915(e). Among other things, that statute requires the Court to dismiss any action in
which the Court determines that the action is “frivolous or malicious; fails to state a claim upon which relief may be
granted; or seeks monetary relief against a defendant who is immune from such relief.” 28 U.S.C. § 1915(e)(2);
Muchler v. Greenwald, 624 Fed. Appx. 794, 796-97 (3d Cir. 2015). A frivolous complaint is one which is either
based upon an indisputably meritless legal theory (such as when a defendant enjoys immunity from suit) or based
upon factual contentions which are clearly baseless (such as when the factual scenario described is fanciful or
delusional). Neitzke v. Williams, 490 U.S. 319, 327 (1989). The determination as to whether a complaint fails to
state a claim upon which relief may be granted is governed by the same standard applicable to motions to dismiss
under Rule 12(b)(6) of the Federal Rules of Civil Procedure. D'Agostino v. CECOM RDEC, 436 Fed. Appx. 70, 72
(3d Cir. 2011) (citing Tourscher v. McCullough, 184 F.3d 236, 240 Gd Cir. 1999)).
municipality? based on various prison policies. These claims are subject to dismissal based on
the immunity afforded to states and state agencies by the Eleventh Amendment.
It is axiomatic that “the Eleventh Amendment proscribes actions in the federal courts
against states, their agencies, and state officials acting within their official capacities.” See, e.g.,
O’Donnell v. Pennsylvania Dept. of Corrections, 790 F.Supp.2d 289, 305 (M.D. Pa. 2011)
(citing Seminole Tribe v. Florida, 517 U.S. 44, 54 (1996)). As a department of the
Commonwealth of Pennsylvania, the DOC is immune from suit in federal court unless, inter
alia, said immunity has been abrogated by Congress or waived by the state. MCI Telecomm
Corp. v. Bell-Atlantic-Pennsylvania, 271 F.3d 491, 503 Gd Cir. 2001). See also Lavia v.
Pennsylvania, Dept. of Corrections, 224 F.3d 190, 195 (3d Cir. 2000) (noting that, as an agency
of the Commonwealth of Pennsylvania, the DOC is entitled to assert the immunities afforded by
the Eleventh Amendment).
“Pennsylvania has not waived its immunity from suit in federal court.” Toth v. California
Univ. of Pennsylvania, 844 F.Supp.2d 611, 648 (W.D. Pa. 2012) (citing 42 Pa.C.S.A. § 8521(b)).
Nor did Congress intend by the general language of Section 1983 to override the traditional
sovereign immunity afforded to the states. Quern v. Jordan, 440 U.S. 332, 342-45 (1979); see
also Toth, 844 F.Supp.2d at 648. Accordingly, Mowery’s municipal liability claims must be
dismissed.
B. Supervisory liability claims (Counts One through Four and Count Seven)
Throughout her pleading, Mowery accuses Overmyer of violating her constitutional
rights by acting or failing to act in her supervisory position as the Warden of SCI-Cambridge
3 Although not listed in the caption of Mowery’s complaint, the City of Eric is identified in passing as a “municipal
corporation of the State of Pennsylvania.” ECF No. 6 at p. 3. No conduct is attributed to the City of Erie anywhere
in the complaint, and the Court cannot infer any connection between the City of Erie and SCI-Cambridge Springs.
Springs. These accusations include the following:
- Overmyer disregarded the “accurate and factual merit” of Mowery’s arguments while
denying her misconduct appeal (Count One)
- Overmyer allowed Mowery to be housed in the RHU despite that the RHU has only
ten rooms, allegedly in violation of a DOC policy requiring “all state RHU’s [to] be
able to hold 10% of the population by law” (Count One)
- Overmyer was “aware of” the fact that sick call visits in the RHU take place at the
inmate’s cell door, allowing RHU residents to overhear other inmate’s private
medical information (Count One)
- Overmyer “knew of subordinates (Lt. DeForce, Cpt. Ace, Lt. Dugan’s) conduct” but
“failed to take action to fix it” (Count Two)
- Overmyer “failed to set up policies that help guide subordinates conduct to prevent
violations of constitutional rights” and “failed to inform and train staff... to make
sure that they followed policies” (Count Two)
- Overmyer “failed to properly supervise staff to make sure that they followed policies”
(Count Two)
- Overmyer was probably “made... aware” that the prison’s phone system was not
working for several days in April and May of 2022, depriving inmates of access to the
abuse hotline (Count Two)
- Overmyer “participated directly in the alleged constitutional violation indicating
Plaintiff didn’t have any rights in Plaintiff's appeal to her” (Count Three)
- Overmyer “failed to remedy the violation” after being informed through Mowery’s
appeal that Lt. DeForce “failed to provide counsel or inform or document Plaintiff
stating she wanted counsel and was indigent” (Count Three)
- Overmyer “acted with gross negligence in supervising subordinates who committed
the wrongful acts” and “exhibited deliberate indifference to the rights of Plaintiff
(prisoner) by failing to act on information indicating that unconstitutional acts were
occurring (Count Three)
- Overmyer “affirmed Plaintiff's disciplinary conviction,” “stated that Plaintiff couldn’t
exercise her rights,” and “ignored Plaintiff's complaints” (Count Four)
- Overmyer “failed to remedy the wrong” after “learning of a violation of Plaintiff's
rights” (Count Four)
- Overmyer “substantiat[ed] a pattern of repeated unconstitutional behavior” despite
that “more or better training, supervision or discipline is needed” (Count Seven)
ECF No. 6 at pp. 16-22, 26.4
As Defendants emphasize in their motion to dismiss, a § 1983 plaintiff “must show that
each and every defendant was ‘personal[ly] involve[d]’ in depriving him of his rights.” Kirk v.
Roan, 2006 WL 2645154, at *3 (M.D. Pa. 2006) (quoting Evancho v. Fischer, 423 F.3d 347, 353
(3d Cir. 2006)). This means that each defendant must have played an “affirmative part” in the
complained-of misconduct. Iqbal, 556 U.S. at 677 (“In a § 1983 suit ... [a]bsent vicarious
liability, each Government official, his or her title notwithstanding, is only liable for his or her
own misconduct.”); Oliver v. Beard, 358 Fed. Appx. 297, 300 (3d Cir. 2009). In the absence of
specific allegations that a defendant played a role in depriving the plaintiff of a constitutional
right, dismissal is appropriate. See, e.g., Mearin vy. Swartz, 951 F.Supp.2d 776, 781-82 (W.D. Pa.
2013) (dismissing claims pursuant to Rule 12(b)(6) because the plaintiffs had failed to set forth
sufficient facts to establish that certain defendants had played an affirmative part in the alleged
Eighth Amendment violation).
These principles apply with equal force where the defendant is a supervising prison
official. See, e.g., Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1998) (noting that
liability for supervisory officials must still be based on “personal involvement in the alleged
wrongs”); Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005) (“[L]iability cannot be predicated
solely on the operation of respondeat superior.”). Although a supervisor cannot encourage
constitutional violations, “a supervising public official has [no] affirmative constitutional duty to
4 Mowery also alleges that prison policy required her to be “reviewed by her unit management team once every 30
days,” but that she “was never reviewed” and “never received any documentation concluding in reviewal.” ECF No.
6 at pp. 6-7. Although she includes this claim in Count Two, it does not appear to be directed at any particular
Defendant.
supervise and discipline so as to prevent violations of constitutional rights by his or her
subordinates.” Chinchello v. Fenton, 805 F.2d 126, 133 (3d Cir. 1986); Brown v. Grabowski,
922 F.2d 1097, 1120 Gd Cir. 1990). Moreover, it is “well established that the filing of a
grievance is not sufficient to show the actual knowledge necessary for a defendant to be found
personally involved in the alleged unlawful conduct.” Mearin v. Swartz, 951 F.Supp.2d 776, 782
(W.D. Pa. 2013). See also Mincy v. Chmielsewski, 508 Fed. Appx. 99, 104 (3d Cir. 2013) (“[A]n
officer’s review of, or failure to investigate, an inmate’s grievances generally does not satisfy the
requisite personal involvement.”). Rather, a supervisor-defendant may only be liable for
unconstitutional acts undertaken by subordinates if the supervisor either: (1) with deliberate
indifference to the consequences, established and maintained a policy, practice or custom which
directly caused [the] constitutional harm; or (2) participated in violating the plaintiff's rights,
directed others to violate them, or, as the person in charge, had knowledge of and acquiesced in
the subordinate’s unconstitutional conduct. A.M. ex rel. J v. Luzerne Cty. Juvenile Det.
Ctr., 372 F.3d 572, 586 (3d Cir. 2004).
Most of Mowery’s claims in the instant case focus on Overmyer’s failure to uphold her
misconduct appeal and alleged failure to monitor, supervise, and discipline her subordinates.
From a review of the factual averments offered in support of those claims, it is apparent that
Mowery is attempting to hold Overmyer responsible for the unconstitutional actions of other
individuals based entirely upon her supervisory role in the prison system and her response to
Mowery’s appeal. As described above, this type of averment is insufficient to establish personal
involvement in the deprivation of a constitutional right. See, e.g., Mincy v. Chmielsewski, 508
Fed. Appx. 99, 104 (3d Cir. 2013) (‘[A]n officer’s review of, or failure to investigate, an
inmate’s grievances generally does not satisfy the requisite personal involvement.”); Kloss v.
SCI-Albion, 2018 WL 4609144, at *4 (W.D. Pa. Aug. 15, 2018) (allegation that supervisory
defendant was “made aware of several issues of the plaintiff's and . . . failed to help him” is
insufficient to state a claim for reliefs) participation in an administrative appeal process).
Mowery’s claim that Overmyer failed to properly train her subordinates fares no better.
Such claims raise “difficult problems of proof,” Board of County Com’rs of Bryan County, Okla.
v. Brown, 520 U.S. 397, 406 (1997), because they are “a step removed from the constitutional
violation resulting from that failure.” Douglas v. Brookville Area Sch. Dist., 836 F.Supp.2d 329,
364 (W.D. Pa. 2011). See also Okla. City v. Tuttle, 471 U.S. 808, 822 (1985) (describing “a
‘policy’ of ‘inadequate training’” as “far more nebulous, and a good deal further removed from
the constitutional violation,” than other policies). Thus, an official’s “culpability for a
deprivation of [constitutional] rights is . . . at its most tenuous” where a § 1983 claim turns on a
failure to train or failure to act. Connick, 563 U.S. at 60-61. Moreover, to demonstrate
deliberate indifference based on a failure to train, the plaintiff must ordinarily show a “pattern of
similar constitutional violations by untrained employees.” Thomas v. Cumberland Cnty, 749
F.3d 217, 222 (3d Cir. 2014) (quoting Connick v. Thompson, 563 U.S. 51 (2011)). Mowery has
made no attempt to satisfy this burden. As such, her failure to train claims must also be
dismissed.
C. Medical privacy claim (Counts One and Seven)
In addition to her supervisory liability claims, Mowery alleges that Overmyer violated
her Fourteenth Amendment right to privacy and medical confidentiality by requiring medical
personnel conducting sick call visits to examine RHU patients “at [the cell] door where everyone
in the RHU can hear.” ECF No. 6 at p. 17. Mowery maintains that “privacy is always
disregarded” and “there is not even an attempt for discretion” in such circumstances. Jd. By
11
way of example, she mentions that a “C.O. stood next to the medical practitioner the entire time
Plaintiff was speaking of breast cancer” on an unidentified occasion. Jd. No other supporting
facts are alleged.
In Doe v. Delie, 257 F.3d 309, 315-18 (3d Cir. 2001), the Court of Appeals for the Third
Circuit recognized that the Fourteenth Amendment affords a prisoner the right to privacy in his
or her medical information. However, because “a prisoner does not enjoy a right of privacy in
his medical information to the same extent as a free citizen,” her “constitutional right is subject
to substantial restrictions and limitations in order for correctional officials to achieve legitimate
correctional goals and maintain institutional security.” Jd. at 317. Thus, a prisoner’s right to
privacy in her medical information “may be curtailed by” a policy that is “reasonably related to a
legitimate penological interest.” Jd. (citing Turner v. Safley, 482 U.S. 78, 89 (1987)).
Although Defendants do not address this issue, the Court finds that Mowery has failed to
state a cognizable claim. Most critically, Mowery has failed to explain how she has been
personally injured by the offending policy. Her limited factual averments consist of vague and
conclusory accusations that her own rights and those of “every prisoner residing in the RHU”
have been repeatedly violated. However, an inmate lacks standing to assert complaints on behalf
of other inmates, Karolski v. Beaver County, 2016 WL 6647914, at *2 (W.D. Pa. Nov. 10, 2016),
and her lone personal averment — that she once had to “speak of breast cancer” in the presence of
a corrections officer — lacks the factual specificity necessary to state a plausible claim for relief.
ECF No. 6 at p. 17. Because the facts alleged do not support that Mowery, individually, has
sustained a cognizable injury as a result of the alleged policy of conducting medical visits at her
cell door, dismissal is appropriate. See Sides v. Wetzel, 2021 WL 8017811, at *12-13 (W.D. Pa.
Nov. 2, 2021); Preziosi v. Nicholson, 2021 WL 4442840 (W.D. Pa. Sept. 28, 2021).
19
D. Due process claim (Count Eight)
In Count Eight of her complaint, Mowery arrives at the heart of her allegations: that Ace,
Dugan, and DeForce violated her constitutional right to due process during a misconduct
investigation that resulted in a disciplinary sanction of seven months in the RHU. According to
Mowery, Defendants refused to let her see any evidence relating to the investigation, threatened
her with criminal charges if she refused to confess, and forced her to sign a written admission of
guilt. Mowery maintains that this violated her procedural due process rights to examine the
evidence against her and defend against the associated charges.
The Fourteenth Amendment of the United States Constitution provides that “[n]o State
shall .. . deprive any person of life, liberty, or property, without due process of law.” The United
States Supreme Court has mandated a two-part analysis of Fourteenth Amendment procedural
due process claims. Ingraham v. Wright, 430 U.S. 651, 672 (1977). First, the reviewing court
must determine “whether the asserted individual interests are encompassed within the . . .
protection of ‘life, liberty or property.’” Jd. Ifa protected interest is implicated, the court must
“decide what procedures constitute ‘due process of law.’” Jd. If no protected interest is
implicated, however, then “it is unnecessary to analyze what procedures were followed when an
alleged deprivation of an interest occurred.” Harris v. Hines, 2017 WL 4119743, at *5 (M.D.
Pa. Sept. 18, 2017).
Mowery focuses heavily on the second part of this analysis, emphasizing the alleged
defects in the procedures that were utilized throughout her investigation and disciplinary hearing.
However, as noted above, those procedural defects can only support a due process claim if the
hearing also resulted in the deprivation of a legally cognizable liberty interest. Huertas v.
Secretary Penna. Dep’t of Corr., 533 Fed. Appx. 64, 66 (3d Cir. 2013). A legally cognizable
13
liberty interest exists only where some punishment or condition to which the prisoner is
subjected “imposes atypical and significant hardship on the inmate in relation to the ordinary
incidents of prison life.” Sandin vy. Conner, 515 U.S. 472, 484 (1995). “[C]onfinement in
administrative or punitive segregation will rarely be sufficient, without more, to establish the
kind of ‘atypical’ deprivation of prison life necessary to implicate a liberty interest.” Smith v.
Mensinger, 293 F.3d 641, 653 (3d Cir. 2002). Thus, courts have routinely held that sanctions
such as Mowery alleges in this case — seven months in the RHU — fall short of this standard. See,
e.g., Smith, 293 F.3d at 653 (disciplinary sanction of seven months in administrative confinement
“implicates no constitutional right and therefore cannot overcome the hurdle erected by the
holding in Sandlin’’); Nifas v. Beard, 374 Fed. Appx. 241, 244 (3d Cir. 2010) (“[C]onfinement in
AC for 178 days and a 90-day placement on the RRL does not amount to an ‘atypical and
significant hardship’ when compared to the ordinary incidents of prison life, and thus, Nifas has
no protected liberty interest.”); Sanchez v. Walton, 2019 WL 249537, at *2-3 (E.D. Pa. Jan. 16,
2019) (confinement in segregation “is insufficient to establish that [plaintiff] was deprived of a
liberty interest”). In the absence of a protected liberty interest, any defects in the investigation
and hearing relating to misconduct charge against Mowery do not, as a matter of law, support an
actionable Fourteenth Amendment due process claim.
E. Retaliation claim (Count Nine)
Mowery next alleges that Overmyer and two non-Defendants engaged in unlawful
retaliation by refusing to shorten the length of her disciplinary sanction because of her past
protected activity. ECF No. 6 at p. 30. Mowery alleges that, while conducting a 90-day review
of her RHU placement, Overmyer and other individuals on the PRC ignored her “pristine track
record and good behavior” and instead focused on her use of the grievance system. Jd. She
1A
claims that Overmyer started the review by asking Mowery, “Do you know what the grievance
system is for?” Jd. Another individual then informed Mowery that “she does not have her vote
because she does not believe Plaintiff is remorseful [or] she would not be submitting so many
grievances contending the matter.” /d. at 31. On another occasion, Overmyer responded to
Mowery’s plea to reduce her disciplinary sanction by asking her if she had complained to the
DOC Central Office about RHU conditions and policies. Id.
To establish illegal retaliation for engaging in protected conduct, a plaintiff must allege
that: (1) her conduct was constitutionally protected; (2) she suffered an adverse action at the
hands of prison officials; and (3) her constitutionally protected conduct was a substantial or
motivating factor in the decision to take the adverse action. Watson v. Rozum, 834 F.3d 417, 422
(3d Cir. 2016) (citing Rauser v. Horn, 241 F.3d 330, 333-34 (d Cir. 2001)). An “adverse
action” is one that would “deter a person of ordinary firmness” from exercising his First
Amendment rights. Allah v. Seiverling, 229 F.3d 220, 225 (3d Cir. 2000) (quoting Suppan v.
Dadonna, 203 F.3d 228, 235 (3d Cir. 2000)). To be actionable, the adverse action “need not be
great” but “must be more than de minimis.” McKee v. Hart, 436 F.3d 165, 170 (3d Cir. 2006).
This is an objective inquiry. See Bistrian v. Levi, 696 F.3d 352, 376 (3d Cir. 2012).
While Mowery’s allegations loosely track the outline of a potential retaliation claim, they
fall short of the factual specificity required to elevate that claim to the realm of plausibility. As
an initial matter, while Mowery generally avers that she engaged in protected activity by filing
grievances prior to her PRC review, she has failed to identify the specific grievances at issue,
state their date relative to any alleged retaliatory action, or describe their subject matter and
against who they were filed. Absent such details, her pleading fails to support a plausible
inference that a causal connection exists between her protected activity and the PRC’s denial of
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her request for a reduced sentence. Nor can the Court determine, under the facts alleged,
whether the PRC committee’s decision amounted to an adverse action and to what extent that
decision can be attributed to Overmyer, the lone Defendant on that committee. Although
Mowery may be able to close these gaps by way of amendment, her complaint, as currently
pleaded, fails to state a claim.
F. Assorted constitutional violations (Count Ten)
Mowery rounds out her complaint by invoking several additional constitutional
amendments, none of which support a cognizable claim. She first suggests that Defendants
violated the Fifth Amendment by forcing her to sign a coerced admission and subjecting her to a
second disciplinary hearing based on the same incident. However, it is axiomatic that “[t]he
limitations of the [F]ifth [A]mendment restrict only federal governmental action...” Nguyen v.
U.S. Catholic Conference, 719 F.2d 52, 54 (3d Cir. 1983). There is nothing to suggest that any
of the Defendants are federal actors. Consequently, Plaintiff's Fifth Amendment claim must be
dismissed. See, e.g., Leventry v. Watts, 2007 WL 1469038, at *2 (W.D. Pa. May 17, 2007)
(“[T]he Fifth Amendment restricts the actions of federal officials, not state actors.”); Kopchinski
v. Green, 2006 WL 2228864, at *1 (E.D. Pa. Aug. 2, 2006) (dismissing plaintiff's Fifth
Amendment claims because the defendants were state actors).
Mowery also alleges that Defendants violated the Sixth Amendment by failing to provide
her with an attorney for her disciplinary hearing. However, “the rights due under the Sixth
Amendment apply only in criminal prosecutions, not in prison disciplinary proceedings.”
Stevens v. Gatto, 2021 WL 5802492, at *3 (W.D. Pa. Dec. 7, 2021) (citing sources omitted).
Similarly, her attempt to forge a Seventh Amendment claim from a perceived “right to privacy
and confidentiality during/relating to medical matters” is patently frivolous. See U.S. Const. am.
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VII (providing, in full, that: “In suits at common law, where the value in controversy shall
exceed twenty dollars, the right of trial by jury shall be preserved, and no fact tried by a jury,
shall be otherwise reexamined in any court of the United States, than according to the rules of the
common law.”).
Finally, Mowery maintains that her stay in the RHU violated the Eighth Amendment’s
prohibition against cruel and unusual punishment because it was “excessively long” and
stemmed from an “unfair, mistreated investigation.” ECF No. 6 at p. 35. “For an alleged
deprivation to rise to the level of an Eighth Amendment violation, it must result in the denial of
the minimal civilized measure of life’s necessities.” Betts v. New Castle Youth Dev. Ctr., 621
F.3d 249, 256 (3d Cir.2010) (citing Farmer v. Brennan, 511 U.S. 825, 832 (1994)). Courts have
widely held that conditions in the RHU do not satisfy this standard. See, e.g., Williams v.
Armstrong, 566 Fed. Appx. 106, 109 (3d Cir. 2014) Ginmate’s 112 day stay in the RHU where he
was not denied any of life’s necessities did not violate the Eighth Amendment); Gibson v. Lynch,
652 F.2d 348 (3d Cir. 1981) (incarceration in solitary confinement for 90 days did not violate the
Eighth Amendment); Griffin v. Vaughn, 112 F.3d 703, 709 (placement in administrative custody
for 15 months did not violate the Eighth Amendment).
In short, Mowery has failed to plead a viable claim based on alleged violations of the
Fifth, Sixth, Seventh, or Eighth Amendments. Count Ten of her complaint must be dismissed.
V. Leave to Amend
The Third Circuit has instructed that if a civil rights complaint is vulnerable to dismissal
for failure to state a claim, the Court should permit a curative amendment, unless an amendment
would be inequitable or futile. Grayson v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir.
2002). This instruction is equally applicable to pro se litigants and those represented by counsel.
Alston v. Parker, 363 F.3d 229, 235 (3d Cir. 2004). In this case, because Mowery has not yet
had the opportunity to amend her claims, the Court will permit her to file a curative amendment,
if so desired, within thirty days of the filing of this Memorandum Opinion. Failure to do so will
result in a final order dismissing this case, with prejudice, for the reasons set forth herein.
VI. Conclusion
For the foregoing reasons, Defendants’ motion to dismiss [ECF No. 20] is granted.
Mowery’s complaint is dismissed, without prejudice. If Mowery wishes to file an amended
complaint, she may do so on or before July 5, 2023. Failure to file an amended complaint on or
before that date will result in a final order dismissing this action, with prejudice.
Chief United States Magistrate Judge
Dated: June 2, 2023
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