overcrowding and eight other types of degrading conditions of confinement
How later courts described this case
- overcrowding and eight other types of degrading conditions of confinement
- lack of access to water
- a case about lack of medical care that is analyzed under the Eighth Amendment
- reconsideration should not be used as a “second bite at the apple.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF PENNSYLVANIA
WILLIAM MCLAUGHLIN, )
)
Plaintiff, )
)
vs. ) Civil Action No. 19-422
)
MICHAEL ZAVADA, et al., )
)
Defendants. )
MEMORANDUM OPINION
Plaintiff William McLaughlin has brought this pro se civil rights action arising out of
conditions to which he was allegedly subjected in 2017 while incarcerated at the Fayette County
Prison (“FCP”) in Fayette County, Pennsylvania. On June 21, 2021, a Memorandum Opinion and
Order were filed, granting in part and denying in part a motion for summary judgment filed by
Defendants.1 Specifically, Defendants’ motion for summary judgment was granted only to the
extent that Plaintiff’s Fourteenth and Eighth Amendment claims were based on his claims related
to overcrowded conditions, his temporary housing at the beginning of his incarceration and
inadequate lighting, and denied in all other respects.
Pending before the Court is Defendants’ motion for reconsideration (ECF No. 133). For
the reasons below, their motion will be denied.2
I. Relevant Procedural History
On November 2, 2020, Defendants filed a motion for summary judgment (ECF No. 117).
They argued that: 1) Plaintiff—who was a pretrial detainee from March 8, 2017 to September 11,
1 The remaining defendants are Brian S. Miller, the Warden of the FCP, Michael Zavada, the
Deputy Warden, Lt. Smith and Lt. Lenkey, both of whom are correctional officers, and Fayette
County.
2 The parties have fully consented to jurisdiction by a magistrate judge.
2017—could not maintain a claim for violation of his rights under the Fourteenth Amendment
because the issues about he complained were minor and remedied shortly thereafter, so he could
not establish that the individual Defendants acted with deliberate indifference; 2) he similarly
could not demonstrate an Eighth Amendment violation based on conditions after September 11,
2017 when he became a convicted prisoner; 3) the individual defendants were either unaware of
these conditions (Zavada, Miller) or were unable to remedy the situation (Smith, Lenkey); 4)there
is no basis for municipal liability against Fayette County; and 5) he could not maintain a First
Amendment retaliation claim against Zavada.
In rejecting most of these arguments, the Court noted that Defendants’ summary of
Plaintiff’s testimony and his notes was not always complete and further, they failed to draw
inferences in his favor as the non-moving party. In addition, the Court concluded that the matters
raised by Plaintiff could not be viewed in isolation but must be considered as a whole because they
had a mutually enforcing effect that produced the deprivation of the single, identifiable human
need for a safe and sanitary environment. The Court found that the standard for deliberate
indifference was likely an objective one rather than a subjective one, but that the record contained
genuine issues of material fact as to this question in any event. Finally, the Court concluded that
Plaintiff’s protected activity was not fighting but speaking, as he contended that he had “ribbed”
Zavada about their previous fight and this was the motivation for Zavada’s allegedly retaliatory
conduct.
On June 28, 2021, Defendants filed a motion for reconsideration,3 and Plaintiff has
3 Defendants inserted a lengthy footnote in their brief regarding their inclusion in the record and
reliance on certain records that they objected to producing to Plaintiff. (ECF No. 134 at 5 n.2.) The
Court does not find their explanation compelling.
submitted a response in opposition (ECF No. 137).4
II. Standard of Review
The Court of Appeals has stated that:
“The purpose of a motion for reconsideration,” we have held, “is to correct manifest
errors of law or fact or to present newly discovered evidence.” Harsco Corp. v.
Zlotnicki, 779 F.2d 906, 909 (3d Cir. 1985). Accordingly, a judgment may be
altered or amended if the party seeking reconsideration shows at least one of the
following grounds: (1) an intervening change in the controlling law; (2) the
availability of new evidence that was not available when the court granted the
motion for summary judgment; or (3) the need to correct a clear error of law or fact
or to prevent manifest injustice. See North River Ins. Co. v. CIGNA Reinsurance
Co., 52 F.3d 1194, 1218 (3d Cir. 1995).
Max’s Seafood Café ex rel. Lou-Ann, Inc. v. Quinteros, 176 F.3d 669, 677 (3d Cir. 1999). “It is
improper on a motion for reconsideration to ask the Court to rethink what [it] had already thought
through rightly or wrongly.” Glendon Energy Co. v. Borough of Glendon, 836 F. Supp. 1109, 1122
(E.D. Pa. 1993) (internal citation and quotes omitted). See also Bhatnagar v. Surrendra Overseas
Ltd., 52 F.3d 1220, 1231 (3d Cir. 1995) (reconsideration should not be used as a “second bite at
the apple.”) In this case, Defendants cite no intervening change in the law or availability of new
evidence, so the motion raises only a claim that the Court committed a “clear error of law or fact.”
A. Fourteenth Amendment Claim
Defendants first contend that the Court erred in concluding that the assessment of
“deliberate indifference” in Fourteenth Amendment substantive due process cases brought by
pretrial detainees regarding conditions of prison confinement does not have a subjective
component. They argue that the Court relied on case law from the Second Circuit while ignoring
“binding precedent” from the Third Circuit.
4 Plaintiff’s response merely indicates that he “agrees with this Honorable Court’s Memorandum
Opinion and stands on [its] findings.”
The Memorandum Opinion noted that, in addressing a Fourteenth Amendment claim
related to excessive force, the Supreme Court held that:
[T]he appropriate standard for a pretrial detainee’s excessive force claim is solely
an objective one. For one thing, it is consistent with our precedent. We have said
that “the Due Process Clause protects a pretrial detainee from the use of excessive
force that amounts to punishment.” Graham [v. Connor], 490 U.S. 386, 395, n.10,
109 S.Ct. 1865, 104 L.Ed.2d 443 [(1989)]. And in Bell [v. Wolfish,], we explained
that such “punishment” can consist of actions taken with an “expressed intent to
punish.” 441 U.S. 538, 99 S.Ct. 1861, 60 L.Ed.2d 447 [(1979)]. But the Bell Court
went on to explain that, in the absence of an expressed intent to punish, a pretrial
detainee can nevertheless prevail by showing that the actions are not “rationally
related to a legitimate non-punitive governmental purpose” or that the actions
“appear excessive in relation to that purpose.” Id., at 561, 99 S.Ct. 1861. The Bell
Court applied this latter objective standard to evaluate a variety of prison
conditions, including a prison’s practice of double-bunking.
Kingsley v. Hendrickson, 576 U.S. 379, 397-98 (2015).
The circuits are split on whether Kingsley’s holding applies to other conditions of
confinement claims. Some circuits have held that the same objective standard applies in other
pretrial detainee Fourteenth Amendment contexts, including denial of medical care and conditions
of confinement claims. See Brawner v. Scott Cty., 14 F.4th 585, 593 (6th Cir. 2021) (medical care);
Hardeman v. Curran, 933 F.3d 816, 822-23 (7th Cir. 2019) (lack of access to water); Colbruno v.
Kessler, 928 F.3d 1155, 1161-63 (10th Cir. 2019); Gordon v. County of Orange, 888 F.3d 1118,
1120, 1122-25 (9th Cir. 2018) (medical needs); Darnell v. Pineiro, 849 F.3d 17, 34-35 (2d Cir.
2017) (overcrowding and eight other types of degrading conditions of confinement); Castro v.
County of L.A., 833 F.3d 1060, 1070-71 (9th Cir. 2016) (en banc). Others have declined to do so.
See, e.g., Strain v. Regalado, 977 F.3d 984, 991 (10th Cir. 2020), cert. denied, 142 S. Ct. 312
(2021). The Third Circuit has not decided this issue.
In support of their motion for reconsideration about this issue, Defendants contend that this
Court strayed from “binding Third Circuit precedent” (ECF No. 134 at 5) that is set forth in
Edwards v. Northampton County, 663 F. App’x 132 (3d Cir. 2016). In Edwards, the Court of
Appeals stated:
While we have not previously addressed the standard governing a pretrial
detainee’s conditions of confinement claim such as Edwards’ in a precedential
opinion, we have stated in dicta that the state of mind requirement for prisoners’
failure to protect claims—“deliberate indifference”—applies also to pretrial
detainees’ claims. See Colburn v. Upper Darby Twp., 946 F.2d 1017, 1024 (3d Cir.
1991). Thus, we agree with the District Court and find no reason to apply a different
standard here as we have applied the “deliberate indifference” standard both in
cases involving prisoners, see, e.g., Hamilton [v. Leavy,] 117 F.3d [742,] 746 [(3d
Cir. 1997)] (failure to protect), and pretrial detainees, see, e.g., Colburn, 946 F.2d
at 1024 (detainee suicide). This is consistent with the holdings of our sister circuits,
see, e.g., Caiozzo v. Koreman, 581 F.3d 63, 71 (2d Cir. 2009); Tesch v. County of
Green Lake, 157 F.3d 465, 474-75 (7th Cir. 1998); Hare v. City of Corinth, 74 F.3d
633, 643 (5th Cir. 1996), as well as with the dictates of Bell.
Id. at 135.
There are several flaws in Defendants’ argument. First, Edwards is not a precedential
opinion and the Court of Appeals explicitly states that it has not addressed the standard governing
a pretrial detainee’s conditions of confinement claim in a precedential opinion. Moreover, although
Edwards was decided after Kingsley, it includes no reference or discussion of it. Further, with
respect to some of the case law from other circuits that the Third Circuit cited with approval in
Edwards, the Second Circuit overruled Caiozzo in Darnell and in Hardeman, the Seventh Circuit
distinguished Tesch, noting that it “applied the more demanding Eighth Amendment deliberate-
indifference standard, as opposed to the objective inquiry that we apply here.” 933 F.3d at 824.
Defendants also attempt to rely on Bistrian v. Levi, 696 F.3d 352 (3d Cir. 2012), in which
the Third Circuit stated that “’[d]eliberate indifference’ in this context is a subjective standard.”
Id. at 367. Bistrian was not a Fourteenth Amendment due process case, however; it was a Fifth
Amendment case arising out of prison officials’ alleged failure to protect an inmate from violence
at the hands of another inmate. The contention that the Bistrian case established the standard for
Fourteenth Amendment conditions of confinement claims by pretrial detainees is directly refuted
by the Third Circuit’s later statement in Edwards that it had not previously addressed the standard
governing a pretrial detainee’s conditions of confinement claim in a precedential opinion.
Defendants also cite two other Third Circuit non-precedential cases, but neither of them
cites Kingsley or is on point. See Williams v. Delaware County Board of Prison Inspectors, 844 F.
App’x 469 (3d Cir. 2021) (which contains no discussion about the standard for deliberate
indifference); Miller v. Steele-Smith, 713 F. App’x 74, 76 & n.1 (3d Cir. 2017) (a case about lack
of medical care that is analyzed under the Eighth Amendment).5
The Memorandum Opinion also noted that, in another Fourteenth Amendment case, the
Court of Appeals “defined deliberate indifference as requiring a “conscious disregard of a
substantial risk of serious harm.” That is, “deliberate indifference might exist without actual
knowledge of a risk of harm when the risk is so obvious that it should be known.” L.R. v. School
Dist. of Philadelphia, 836 F.3d 235, 246 (3d Cir. 2016) (footnotes omitted). In L.R., because the
teacher’s conduct in releasing a child to a stranger was “so obvious” that it rose to the level of
deliberate indifference, it satisfied the objective standard of the Fourteenth Amendment
substantive due process clause. Defendants have not argued that the conditions Plaintiff describes
did not present a risk of harm that was “so obvious” that it should be known.
5 Defendants also cite several district court cases that applied a deliberate indifference standard in
Fourteenth Amendment conditions of confinement claims. See Moore v. Rosa, 2021 WL 1143376,
at *5 (E.D. Pa. Mar. 25, 2021) (when water flooded inmate’s cell between 10 and 11 p.m. and had
not been cleaned up when breakfast was served the next morning, hindering his ability to offer his
morning prayers, he failed to allege sufficient facts showing that this failure was punitive); Wilson
v. Doe, 2020 WL 1701709, at *8 (E.D. Pa. Apr. 8, 2020) (overcrowded conditions did not amount
to “punishment”); Coleman v. Hodges, 2018 WL 6618459, at *4-5 (W.D. Pa. Nov. 30, 2018),
report and recommendation adopted, 2018 WL 6618408 (W.D. Pa. Dec. 18, 2018) (being placed
in the RHU was not “punishment” per se and being deprived of a mattress, exercise and a shower
for four days was insufficient). Even if these cases are not distinguishable from the facts of this
case, they do not represent “binding Third Circuit precedent” on the issue.
In the Memorandum Opinion issued in this case, the Court predicted that, if presented with
this specific question, the Court of Appeals for the Third Circuit would conclude that the Kingsley
standard applies to conditions of confinement claims by pretrial detainees. However, as noted the
Court’s opinion, the application of either of these standards leads to the same result--the denial of
Defendant’s motion for summary judgment.
As noted in the Memorandum Opinion, there are genuine issues of material fact regarding
the conditions at the FCP if the subjective deliberate indifference standard is applied. Defendants
contend that there is no evidence that Miller and Zavada knew of the conditions about which
Plaintiff complains and there is no evidence that Smith and Lenkey—both of whom Plaintiff
described as “great guys”—failed to act to improve the situation. As noted in the Memorandum
Opinion, however, while Defendants claim that Plaintiff never saw Miller or Zavada during his
incarceration at the FCP, this contention is not responsive to the question of whether these
individuals knew about the conditions at the prison.
Defendants submitted no evidence to show that they had no knowledge of these conditions.
As noted in the previous opinion, in the absence of any evidence to the contrary, it defies logic to
suggest that neither Miller nor Zavada was aware of the conditions in the FCP that allegedly had
existed for months. Among other things, Plaintiff testified under oath that while he was in the
SMU, raw sewage came up through the drains. His toilet constantly leaked and could not be used
for “days on end.” Problems were temporarily fixed but then recurred. After he was moved back
to the C Range, he had to relieve himself in plastic bags and sewage repeatedly ran from the
upstairs cell down to C block and across the floor. According to Plaintiff, this had been going on
for quite some time and was constant. The smell in the C Range was foul. At times the floors were
covered with feces, that there was standing water consisting of urine in his cell and that the union
asked for new boots due the existence of feces and urine on the floor.
Thus, at least as described by Plaintiff, the conditions were sufficiently obvious that even
in the absence of direct evidence of deliberate indifference, the circumstantial evidence in the
record creates an issue of fact for the jury. Moreover, as Plaintiff argued, there is some evidence
that Miller and Zavada were aware of the conditions to which he was allegedly subjected through
personal observation, notices and grievances, and still took no action. Plaintiff also noted that
Miller posted several video recordings on the internet detailing the conditions at the FCP, including
some of the issues Plaintiff has raised here. (Am. Compl. ¶ 105; TAC ¶ 132.) The Court concluded
in its opinion that whether either defendant could have acted to remedy Plaintiff’s conditions
remains a contested issue.
Thus, regardless of the standard applied, there are genuine issues of material fact about
Defendants’ conduct that preclude summary judgment in their favor.
The Court also rejects Defendants’ arguments about Smith and Lenkey. As reflected in the
record, Smith was aware of the conditions at the FCP and had the power to move Plaintiff to a
different cell, which he did only on one occasion. Similarly, Lenkey was aware of the conditions
at the FCP and also had the power to move him to a different cell but Plaintiff could not recall if
he did so. Plaintiff also testified that Lenkey was sympathetic “but there’s only so much they can
do, again, without going to the top. Unfortunately, when we went up to the top, it just never seemed
to pan out well.” (McLaughlin Dep. 76-79.) Construing this testimony in the light most favorable
to Plaintiff as the non-moving party, the Court concluded that both had the authority to move him
to a different cell and to report the conditions up the chain of command, which they may or may
not have done. Defendants did not proffer affidavits or any other evidence to show that they either
took further action or lacked the power, authority or ability to take further action to respond to or
remedy Plaintiff’s complaints or the conditions to which he was exposed. Thus, whether either of
these defendants deprived Plaintiff of a federal right, that is, exposure to prison conditions that
deprived him of life’s minimum necessities, is a disputed issue of fact. The Court concluded in its
opinion that while neither Smith nor Lenkey caused the allegedly unsanitary conditions in the
prison, whether they deprived Plaintiff of his rights by not moving him to a cell or area of the FCP
where he would not be exposed to these conditions remains an issue in this case. Thus, based on
the record, there are genuine issues of material fact as to their individual liability.
Defendants now argue that, because “the problems were allegedly facility wide, a change
of cell assignment would have made no difference.” (ECF No. 134 at 7.) They have not construed
the evidence most favorable to Plaintiff as the non-moving party, however. Although Plaintiff’s
allegations suggest that some of problems were system-wide, others were not. As noted in the
Memorandum Opinion, Defendants did not submit any evidence through affidavits, deposition
testimony or otherwise to support their position. Therefore, their argument is unavailing.
B. Retaliation Claim
Defendants contend that the Memorandum Opinion erred in accepting Plaintiff’s “ribbing”
of Zavada about a fight between them as his protected activity for purposes of his retaliation claim.
They claim that Plaintiff admitted at his deposition that testified that in the years following the
fight, Plaintiff’s statements about the fight were “making it a bit more than it actually was” and
that he “stretched the incident out a little bit.” (ECF No. 134 at 9) (citing McLaughlin Dep. 86-
89.) They also claim that he stated that he was trying to “egg on” an altercation, but this is
inaccurate. His actual testimony was that “I probably egged it on to a little more than it actually
was and it just—it really rubbed him wrong.” (McLaughlin Dep. 87:23-88:1.)
To maintain a prima facie retaliation claim, Plaintiff must show that: (1) he engaged in
constitutionally protected activity; (2) he suffered an adverse action that would be sufficient to
deter a person of ordinary firmness from exercising his constitutional rights; and (3) the protected
activity was a substantial or motivating factor in the state actor’s decision to take the adverse
action. Bistrian, 696 F.3d at 376; Rauser v. Horn, 241 F.3d 330, 333-34 (3d Cir. 2001).
Defendants quote Shaw v. Murphy, 532 U.S. 223 (2001), for its statement that: “We
nonetheless have maintained that the constitutional rights that prisoners possess are more limited
in scope than the constitutional rights held by individuals in society at large. In the First
Amendment context, for instance, some rights are simply inconsistent with the status of a prisoner
or “with the legitimate penological objectives of the corrections system.” Id. at 229. The Supreme
Court held in Shaw that a prisoner inmate did not possess a First Amendment right to provide legal
assistance to fellow inmates beyond protection normally accorded to prisoners’ speech. It did not
hold that prisoners are precluded from exercising their First Amendment right to speak or criticize
prison officials.
Defendants have not explained how it was a “legitimate penological objective of the
corrections system” for Zavada to allegedly keep Plaintiff in deplorable conditions because he did
not like what Plaintiff was saying about him. Nor have they supported an argument that “they
would have made the same decision absent the protected conduct for reasons reasonably related to
a legitimate penological interest.” Rauser v. Horn, 241 F.3d 330, 334 (3d Cir. 2001). Plaintiff was
told both that he was initially placed in the SMU to protect him from further injury after he was
punched by another inmate, and that Zavada was keeping him there because he was an “asshole.”
Thus, even if it is undisputed that Plaintiff was initially moved to the SMU for his own protection
after he was punched by another inmate, his claim is that Zavada retaliated against him by insisting
that he remain there.
Simply put, Defendants have not demonstrated as a matter of law that Plaintiff’s speech
was unprotected. See Eichenlaub v. Township of Indiana, 385 F.3d 274, 282-83 (3d Cir. 2004)
(“All speech is protected by the First Amendment except narrow categories that are entitled to no
protection, including obscenity and ‘fighting words.’”); Torres v. Clark, 522 F. App’x. 103, 105-
06 (3d Cir. 2013) (holding that a statement in a letter written by a prisoner that somebody was
going to break an officer’s jaw if he kept acting like he is above the law was not constitutionally
protected because it constituted a “true threat”). Thus, their motion for summary judgment was
appropriately denied.
III. Conclusion
For these reasons, Defendants’ motion for reconsideration will be denied. An appropriate
order follows.
Dated: February 10, 2022 BY THE COURT:
/s/Patricia L. Dodge
PATRICIA L. DODGE
United States Magistrate Judge
cc: William McLaughlin
NU-1570
SCI Benner Township
301 Institution Dr.
Bellefonte, PA 16823-1665