explaining that “[t]he mandatory ‘shall’ ... normally creates an obligation impervious to judicial discretion”
How later courts described this case
- explaining that “[t]he mandatory ‘shall’ ... normally creates an obligation impervious to judicial discretion”
- “[I]t is beyond the power of this court—or any other—to excuse compliance with the exhaustion requirement, whether on the ground of futility, inadequacy or any other basis.”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
ANDREW FIELDS, :
CIVIL ACTION NO. 3:21-1038
Plaintiff :
(JUDGE MANNION)
v. :
BUREAU OF PRISONS, et al., :
Defendants :
MEMORANDUM
I. Background
Plaintiff, Andrew Fields, an inmate formerly confined in the Canaan
United States Penitentiary (USP-Canaan), Waymart, Pennsylvania1, filed the
above captioned Bivens2 action, raising various Fourth, Fifth and Eighth
Amendment claims against the named Defendants. (Doc. 1).
Presently pending is Defendants’ motion to dismiss pursuant to
Federal Rule of Civil Procedure 12(b) and for summary judgment pursuant
to Federal Rule of Civil Procedure 56, (Doc. 39), raising, inter alia, Fields’
failure to exhaust his administrative remedies. On February 12, 2024, the
Court issued an Order notifying the parties that, because Defendants raised
the issue of whether Plaintiff exhausted his administrative remedies prior to
1 Plaintiff is currently confined in the Grady County Law Enforcement
Center, Chickasha, Oklahoma. (Doc. 55).
initiation of this action, as required by the Prison Litigation Reform Act, 42
U.S.C. § 1997e(a), in accordance with Paladino v. Newsome, 885 F.3d 203
(3d Cir. 2018) and Small v. Camden Cty., 728 F.3d 265 (3d Cir. 2013), the
Court would consider exhaustion in its role as fact finder. (Doc. 56). In that
same Order, the Court notified Plaintiff that he had until February 26, 2024,
to file a brief in opposition to the motion and to respond to Defendants’
statement of material facts. He was also cautioned that his failure to file an
opposition brief would result in the motion being deemed unopposed, and
his failure to respond to Defendants’ statement of material facts would result
in the statement being deemed admitted. Id. Plaintiff filed neither an
opposition brief nor a statement of material facts. Consequently, the motion
is deemed unopposed and Defendants’ statement of material facts, infra, is
deemed admitted.
The Court will proceed directly to the motion for summary judgment
and, for the reasons set forth below, grant the motion based on Plaintiff’s
failure to exhaust his administrative remedies prior to filing the action.
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II. Standard of Review
Summary judgment “should be rendered if the pleadings, the discovery
and disclosure materials on file, and any affidavits show that there is no
genuine issue as to any material fact and that the movant is entitled to
judgment as a matter of law.” FED. R. CIV. P. 56(c); Turner v. Schering-Plough
Corp., 901 F.2d 335, 340 (3d Cir. 1990). “[T]his standard provides that the
mere existence of some alleged factual dispute between the parties will not
defeat an otherwise properly supported motion for summary judgment; the
requirement is that there be no genuine issue of material fact.” Anderson v.
Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986) (emphasis in original);
Brown v. Grabowski, 922 F.2d 1097, 1111 (3d Cir. 1990). A disputed fact is
“material” if proof of its existence or nonexistence would affect the outcome
of the case under applicable substantive law. Id.; Gray v. York Newspapers,
Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An issue of material fact is
“genuine” if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party. Anderson, 477 U.S. at 257; Brenner v. Local 514,
United Brotherhood of Carpenters and Joiners of America, 927 F.2d 1283,
1287-88 (3d Cir. 1991).
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The party moving for summary judgment bears the burden of showing
the absence of a genuine issue as to any material fact. Celotex Corp. v.
Catrett, 477 U.S. 317, 323 (1986); Orson, Inc. v. Miramax Film Corp., 79
F.3d 1358, 1366 (3d Cir. 1996). Although the moving party must establish an
absence of a genuine issue of material fact, it need not “support its motion
with affidavits or other similar materials negating the opponent’s claim.”
Celotex, 477 U.S. 317, 323 (1986). It can meet its burden by “pointing out ...
that there is an absence of evidence to support the nonmoving party’s
claims.” Id. at 325.
Once such a showing has been made, the non-moving party must go
beyond the pleadings with affidavits, depositions, answers to interrogatories
or the like in order to demonstrate specific material facts which give rise to a
genuine issue. FED. R. CIV. P. 56; Celotex, 477 U.S. at 324; Matsushita Elec.
Indus. Co. v. Zenith Radio, 475 U.S. 574, 586 (1986) (stating that the non-
moving party “must do more than simply show that there is some
metaphysical doubt as to the material facts”); Wooler v. Citizens Bank, 274
F. App’x 177, 179 (3d Cir. 2008). The party opposing the motion must
produce evidence to show the existence of every element essential to its
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case, which it bears the burden of proving at trial, because “a complete
failure of proof concerning an essential element of the nonmoving party’s
case necessarily renders all other facts immaterial.” Celotex, 477 U.S. at
323; see also Harter v. G.A.F. Corp., 967 F.2d 846, 851 (3d Cir. 1992). “[T]he
non-moving party ‘may not rely merely on allegations or denials in its own
pleadings; rather, its response must . . . set out specific facts showing a
genuine issue for trial.’” Picozzi v. Haulderman, 2011 WL 830331, *2 (M.D.
Pa. 2011) (quoting FED. R. CIV. P. 56(e)(2)). “Inferences should be drawn in
the light most favorable to the non-moving party, and where the non-moving
party’s evidence contradicts the movant’s, then the non-movant’s must be
taken as true.” Big Apple BMW, Inc. v. BMW of North America, Inc., 974 F.2d
1358, 1363 (3d Cir. 1992).
If the non-moving party “fails to make a showing sufficient to establish
the existence of an element essential to that party’s case, and on which that
party will bear the burden at trial,” summary judgment is appropriate. Celotex,
477 U.S. at 322. The adverse party must raise “more than a mere scintilla of
evidence in its favor” and cannot survive by relying on unsupported
assertions, conclusory allegations, or mere suspicions. Williams v. Borough
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of W. Chester, 891 F.2d 458, 460 (3d Cir. 1989). The mere existence of some
evidence in support of the non-movant will not be adequate to support a
denial of a motion for summary judgment; there must be enough evidence to
enable a jury to reasonably find for the non-movant on that issue. Anderson,
477 U.S. at 249–50.
III. Statement of Material Facts
The BOP has established a multi-tier system enabling a federal
prisoner to seek formal review of any aspect of his imprisonment. (Doc. 45-
1 at 3-5, citing 28 C.F.R. §542.10-542.19). Before seeking formal review, an
inmate must attempt to informally resolve the issue with institutional staff by
completing a BP-8 form. (Id. citing §542.13). If informal resolution is
unsuccessful, the inmate may present the issue to the Warden within twenty
days of the date of the event giving rise to the administrative remedy request
by filing a BP-9 form. (Id. citing §542.14). The Warden has twenty days to
respond. (Id. citing §542.18). An inmate dissatisfied with the Warden’s
response may submit an appeal on a BP-10 form to the BOP Regional
Director within twenty calendar days. (Id. citing §542.15(a)). The Regional
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Director has thirty days to respond to an appeal. (Id. citing §542.18). If the
Regional Director denies the appeal, the inmate may then appeal to the
BOP’s Central Office, General Counsel, by submitting a BP-11 form within
thirty calendar days. (Id. citing §542.15(a)). The Central Office has forty days
to respond. (Id. citing §542.18). No administrative remedy is considered fully
exhausted until it is decided on its merits by the Central Office. (Id. citing
§§541.10-542.19).
Each administrative remedy is given an identification number. (Doc.
45-1 at 4). Each number is followed by a letter representing the level of
review and assigned a number to indicate how many times the remedy was
filed at each particular level. (Id.).
An administrative remedy may be rejected at any level if not properly
or timely submitted. (Id.). If a remedy is rejected, it is returned to the inmate
with a written notice explaining the reason for rejection. (Id. at 4, citing 28
C.F.R. §542.17(b)). A rejection of an administrative remedy does not
constitute a decision on the merits. (Id.).
Plaintiff’s administrative remedy history reveals that while confined in
BOP custody, Plaintiff has filed 172 administrative remedies. (Doc. 45-1 at
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26-111). Plaintiff only filed one (1) administrative remedy between February
9, 2021, and September 22, 2021, the time he was confined at USP-Canaan.
Id. On April 14, 2021, Plaintiff filed an administrative remedy requesting
compassionate release due to COVID-19 under remedy ID 1076832-F1. Id.
This remedy was denied on April 27, 2021. Id. He did not file an appeal with
the Regional or Central office. Id. This was Plaintiff’s only administrative
remedy filed in 2021. Id.
On June 3, 2022, Plaintiff filed an administrative remedy with the
Northcentral Regional while at USP-Thomson, challenging excessive force
by staff, under Remedy ID 1122347-R1. Id. This administrative remedy was
rejected on June 3, 2022, for Plaintiff’s failure to provide a photocopy of the
BP-9 form and was instructed to resubmit the appeal within ten (10) days. Id.
This was the only regional appeal Plaintiff filed since February 5, 2020. Id.
Plaintiff’s last administrative remedy filed with the Central Office was on
March 10, 2020. Id.
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IV. Discussion
Defendants seek an entry of summary judgment based on Plaintiff’s
failure to exhaust administrative remedies prior to initiating this action. (Doc.
46 at 12). The Prison Litigation Reform Act of 1996 (the “PLRA”) “mandates
that an inmate exhaust ‘such administrative remedies as are available’
before bringing suit to challenge prison conditions.” Ross v. Blake, 136 S. Ct.
1850, 1856 (2016); see Nyhuis v. Reno, 204 F.3d 65, 73 (3d Cir. 2000) (“[I]t
is beyond the power of this court—or any other—to excuse compliance with
the exhaustion requirement, whether on the ground of futility, inadequacy or
any other basis.”). The text “suggests no limits on an inmate’s obligation to
exhaust– irrespective of ‘special circumstances.’” Id. “And that mandatory
language means a court may not excuse a failure to exhaust, even to take
such circumstances into account. See Miller v. French, 530 U.S. 327, 337
(2000) (explaining that “[t]he mandatory ‘shall’ ... normally creates an
obligation impervious to judicial discretion”).” Id.
It is undisputed that Plaintiff commenced this instant action on June
14, 2021, prior to completion of the BOP’s administrative remedy procedure.
The PLRA mandates exhaustion of available administrative remedies before
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bringing suit and it is beyond the power of this Court to excuse compliance
with that requirement. Plaintiff’s failure to exhaust available administrative
remedies prior to bringing this action compels an entry of summary judgment
in favor of Defendants.
V. Conclusion
Based on the above, Defendants’ motion for summary judgment
pursuant to Federal Rule of Civil Procedure 56, will be granted.
s/ Malachy E. Mannion
MALACHY E. MANNION
United States District Judge
Dated: March 11, 2024
21-1038-01
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