“[A]t the summary judgment stage the judge’s function is not . . . to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.”
How later courts described this case
- “[A]t the summary judgment stage the judge’s function is not . . . to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
ROBERT SCOTT, JR., : Civil No. 1:21-CV-01985
:
Plaintiff, :
:
v. :
:
BLOSSBURG BOROUGH, et al., :
:
Defendants. : Judge Jennifer P. Wilson
MEMORANDUM
Before the court is the motion for summary judgment, Doc. 46, and the
motion to deem facts admitted, Doc. 57, filed by Defendants Blossburg Borough
(“Borough”), Shane Nickerson (“Nickerson”), Joshua McCurdy (“McCurdy”), and
Patrick J. Barrett, III (“Barrett”). In the amended complaint, Plaintiff Robert Scott,
Jr. (“Scott”), a former Blossburg Borough police officer, alleges disability
discrimination and retaliation under the ADA and PHRA, FMLA interference and
retaliation, First Amendment retaliation, and violation of the Pennsylvania
Whistleblower Act. (Doc. 35.) He also requests punitive damages. (Id.) For the
reasons that follow, the motion to deem facts admitted is denied, and the motion
for summary judgment is granted in part and denied in part.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY1
Robert Scott began working full time for the Blossburg Borough Police
Department in 2012, eventually achieving the rank of corporal. (Doc. 47, ¶ 10;
Doc. 52-2, ¶ 4.) Defendant McCurdy is the police chief of Blossburg Borough
Police Department. (Doc. 47, ¶ 10; Doc. 52-2, ¶ 4.) Defendant Nickerson is the
mayor of Blossburg Borough. (Doc. 52-2, ¶ 6.) Defendant Barrett is the
Blossburg Borough solicitor. (Doc. 52-7, p. 4.)2
In September 2019, Scott and another officer, Officer Warren, lodged a
complaint against Chief McCurdy with the Blossburg Borough Council President
and Mayor Nickerson regarding McCurdy’s allegedly “unprofessional, unethical,
and unacceptable” behavior. (Doc. 52-36.) The allegations included failing to
properly investigate certain cases, failing to document investigations or log
evidence, failure to file charges when Scott and Warren believed charges were
necessary, and executing an allegedly illegal search. (Id.) At some point, Scott
contacted the Tioga County District Attorney’s Office and the Pennsylvania State
1 The court has gathered these undisputed facts from Defendants’ Statement of Material Facts,
Doc. 47, Plaintiff’s Response, Doc. 52 -1, Plaintiff’s Counterstatement of Material and Disputed
Facts, Doc. 52-2, and the record as a whole. Because Defendants’ Statement of Material Facts
does not provide the whole picture of the record evidence, the court also relied on the citations to
the record provided by Plaintiff’s counterstatement. The court will note facts that are disputed.
The court construes the facts in the light most favorable to the non-movant, Scott, and draws all
reasonable inferences in Scott’s favor. Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 288 (3d
Cir. 2018).
2 For ease of reference, the court utilizes the page numbers contained in the CM/ECF header.
Police with these concerns. (Doc. 47, ¶ 5; Doc. 52-2, ¶ 5.) After lodging this
official complaint with the Borough, Scott also made an official allegation of
retaliation against McCurdy with the Borough. (Doc. 49-7.) In the retaliation
allegation, Scott contends that McCurdy changed the shift schedules after Scott
and the other officer made their complaint so that the two would no longer be
scheduled together. (Id.)
In October 2020, Scott had a planned vacation with his wife. (Doc. 47, ¶ 14;
Doc. 52-2, ¶11.) On that vacation, Scott threatened suicide.3 (Doc. 47, ¶ 13; Doc.
52-2, ¶ 13.) Upon returning home from vacation, Scott presented to the emergency
room of Guthrie Robert Packer Hospital (“Guthrie”) in order to seek mental health
treatment. (Doc. 47, ¶ 13; Doc. 52-2, ¶ 13.) Scott was not hospitalized overnight
and began participating in an outpatient program Monday through Friday from
8:00 a.m. to 12:00 p.m. (Doc. 47, ¶ 19; Doc. 52-2, ¶ 14.) From the medical notes
taken during the program, it appears that Scott participated in the program from
October 14, 2020, until October 30, 2020. (Doc. 52-9.)4
3 There is a factual dispute regarding the exact circumstances of this threat, such as the location
of a firearm when Scott made the threats. (See Doc. 47, ¶ 13; Doc. 52-2, ¶ 13.) The court finds
that these disputes are immaterial, and it is not necessary for the court to discuss these
discrepancies further.
4 In the brief in support of their motion for summary judgment, Defendants argue the only
medical records in this case are the “return-to-work” notes because “Plaintiff prevented the
Defendant from this information . . . .” (Doc. 48, p. 14.) However, Scott has provided his
treatment records from Robert Packer Hospital, containing a diagnosis and summaries of his
outpatient treatment, as an exhibit attached to his brief in opposition. (Doc. 52-9.) Additionally,
in a footnote, Scott contends that Defendants were “given an executed HIPPA authorization as
Scott initially told his direct superior, McCurdy, that he needed time off for a
“family emergency” on October 12, 2020. (Doc. 47, ¶ 14; Doc. 52-2, ¶ 15.)
McCurdy responded that Scott should take time off as needed and then later asked
how many days Scott would need. (Doc. 47, ¶ 15; Doc. 52-2, ¶ 15.) After a few
days, Scott advised McCurdy of some more details regarding his mental health
event and that he would be taking time off to get the treatment described above.
(Doc. 47, ¶ 25; Doc. 52-2, ¶ 16.)5 McCurdy then advised Nickerson that Scott
would be taking time off to handle personal issues with his wife and psychiatric
treatment. (Doc. 49-15, p. 27; Doc. 49-14, p. 45.)
At some point during his leave, Scott was instructed to obtain a psychiatric
evaluation by McCurdy. (Doc. 49-14, p. 57.) After this evaluation was completed,
an employee from the hospital called McCurdy and told McCurdy that Scott did
not score well on the evaluation, that “he is not fit to come back to work,” and that
“if he was a cop where she lived, she definitely wouldn’t want him on the street.”
requested, and they produced the personally produced [] inpatient records from Guthrie
reflecting his diagnoses, past medical history and treatment.” (Doc. 52, p. 19 n.5.) In their reply
brief, Defendants inexplicably continue to contend that there is no “medical report setting forth a
diagnosis for Mr. Scott . . . .” (Doc. 63, pp. 6, 7.) It is unclear why Defendants did not address
these medical records in their briefing. However, as Scott is entitled to point to specific evidence
to defeat a summary judgment motion and there has not been a request to exclude or strike these
documents, the court will consider these records.
5 According to Exhibit I attached to Scott’s brief in opposition, he informed the chief that he
went to the ER after a “breakdown” and that he would be attending a day program for at least
two weeks. (Doc. 52-11.)
(Doc. 49-14, pp. 61–62.) McCurdy then relayed this information to Barrett and
Nickerson. (Id. at 62.) Nickerson then informed the police committee of the
Blossburg Borough Council of the details surrounding Scott’s suicide attempt and
his treatment.6 (Doc. 49-15, pp. 44.) After receiving this information, one of the
members of the police committee expressed concern over Scott returning to work
due to his medical condition and also referenced his past “insubordination.” (Doc.
52-15, p. 10; Doc. 49-15, p. 45.)
On November 5, 2020, Scott received a note from the hospital that stated he
could return to work. (Doc. 49-2, p. 6.) This note was then passed on to the police
committee, who expressed continued concerns about his fitness to return to work.
(Doc. 49-15, pp. 32, 33.) The police committee decided to place Scott on
administrative leave. (Doc. 52-15, p. 7; Doc. 52-37, p. 10.) At this point, Solicitor
Barrett advised the police committee to create a list of Scott’s past insubordination.
(Doc. 49-15, p. 33.)7
6 During the relevant time period, the police committee was comprised of Mayor Nickerson,
Borough Council President Jolene Hall, Tim Martin, and Jerome Ogden. (Doc. 49-15, p 54.)
Chief McCurdy and Solicitor Barrett would attend as needed. (Doc. 49-14, p. 104; Doc. 49-16,
p. 8.) The police committee oversees the police department, but all final hiring and termination
decisions must be voted on by the Borough Council. (Doc. 52-2, ¶ 29.)
7 These facts contained in the prior two sentences were not presented by Defendants but are
presented by Scott and supported by the record, as identified by the citations to depositions of
Defendants and police committee members.
On November 25, 2020, Scott, Nickerson, McCurdy, and Barrett met to
discuss Scott’s employment status. (Doc. 47, ¶ 22; Doc. 52-2, ¶ 34.) Defendants
claim that this meeting was prompted due to Scott seeking other employment, and
they offered him a severance package. (Doc. 47, ¶ 22.) On the other hand, Scott
contends that after they inquired regarding his mental health, Barrett advised Scott
that he would not pass a mental health exam and it was better if he resigned. Scott
also asserts that Nickerson referred to him as a “liability,” and then offered him a
severance package. (Doc. 49-13, pp. 62–64.) On November 30, 2020, Scott
informed McCurdy that he would need to think about the severance package, and
McCurdy, in turn, informed Scott he was on administrative leave with pay. (Doc.
52-17.) Th offered severance package was memorialized in a letter sent by
Solicitor Barrett to Scott, dated December 2, 2020, stating that “[t]he topic of this
[November 25, 2020] meeting was the Borough questioning your fitness for duty
as a Police Officer in Blossburg Borough.” (Doc. 52-16.) The letter further
recounted that “[y]ou acknowledged that you had problems but felt that those
problems were taken care of and that you could return to duty. It was explained to
you that the Borough would have to do a fit for service examination to determine if
you can return to duty.” (Id.) The severance package memorialized by this letter
required Scott to resign as a police officer, and then provided that the Borough
would not object to an unemployment compensation request and the Borough
would provide medical and life insurance for six months after the resignation. (Id.)
Scott chose not to take the severance package and was then directed by
McCurdy that he needed to be evaluated again, but this time by a specific doctor.
(Doc. 49-13, p. 98; Doc. 49-14, pp. 87, 88.) Scott complied with this request and
received a note from Laurel Health, signed by physician’s assistant Jacqueline
Wiand, stating in totality:
I evaluated Robert Scott today. Patient is considered stable from a
psychiatric standpoint at this time. Robert has no acute risk issues, has
a safety plan, and informed consent for medication treatment was given.
He is not currently deemed to be an imminent threat to himself or others
based on the interview today. It is recommended that he continue with
regularly scheduled therapy appointments as well as ongoing
medication management appointments. It is also recommended to
continue to avoid any alcohol consumption as this can greatly
destabilize his mood. Please call my office with any further questions
or concerns.
(Doc. 49-2, p. 5; Doc. 52-19.) Scott notified Nickerson of this medical clearance
and also emailed the Borough Secretary, asking that she bring it to the attention of
the Borough Council, Chief McCurdy, and Borough Manager George Lloyd.
(Doc. 52-21.) There was no response to this email.
Scott had a follow up appointment with PA Wiand, and she authored an
identical note on February 3, 2021. (Doc. 49-2, p. 4; Doc. 52-22.) Scott again
emailed this note to the Borough Secretary and Chief McCurdy, and again received
no reply. (Doc. 52-23.) Scott received another identical note from PA Wiand on
February 26, 2021, which he forwarded to the Borough with no response. (Doc
49-2, p. 2; Doc. 52-26.) Scott additionally received a note from his family nurse
practitioner, stating that he was “able to return to work without restriction. Is able
to return to full duty.” (Doc. 49-2, p. 3; Doc. 52-27.)
On March 26, 2021, Scott received an additional identical note from PA
Wiand, but with the addition that the recipient of the note should “inform this
provider if there is any further documentation needed to support [Scott’s] return to
work.” (Doc. 52-31.) Scott again emailed this note to the Borough Secretary and
McCurdy. (Id.) No one at the Borough advised Scott that any further
documentation was necessary. (Doc. 49-13, p. 183.) However, at least Barrett and
McCurdy were concerned that the return-to-work notes did not reference his
occupation as a police officer and only cleared him to work “generally.” (Docs.
49-9, 49-10.) This concern was never expressed to Scott. (Doc. 49-13, p. 183.)
On April 14, 2021, Solicitor Barrett and Chief McCurdy held a Loudermill
hearing with Scott, wherein they asked him about specific instances of alleged
insubordination in 2019. (Doc. 49-6.) Thereafter, on April 21, 2021, Barrett
drafted a “Statement of Charges,” which McCurdy signed, and then presented to
Scott. (Doc. 52-32; Doc. 49-14, p. 41.) These charges recount the following
instances of alleged insubordination in 2019: (1) Scott entered McCurdy’s office
without permission; (2) Scott removed tint from a police vehicle’s windows
without permission; (3) Scott failed to attend one court hearing and did not notify
the court or McCurdy; and (4) Scott opened McCurdy’s pay stub while McCurdy
was taking time off. (Doc. 52-32.) It was alleged that in 2020: (1) Scott removed
a police car from McCurdy’s residence while McCurdy was on vacation and
relocated it to the police parking lot; (2) Scott put a notice in McCurdy’s mailbox
that a crash report was due in fifteen days; (3) Scott fought with McCurdy
regarding a spare body camera and cursed at McCurdy in front of another officer.
(Id.) And it was alleged that in 2021, while Scott was on administrative leave, he
attempted to change the password to the Police Department email.8 (Id.) The letter
also references four other “violations:” (1) Scott “consistently refused to answer
[his] cell phone while off duty[,]”; (2) Scott failed to reside within the Borough of
Blossburg within five years of his hire; (3) Scott threatened suicide with a firearm
in front of his wife on October 11, 2020; and (4) in March 2021, Scott “indicated
to the Chief” that he was consuming alcohol, which was contrary to the medical
advice provided by his doctor. (Id.)
After receiving the Statement of Charges, Scott requested a hearing with the
whole Borough Council, which occurred on April 29, 2021. (Doc. 49-4.) The
hearing was conducted by hearing officer David Brann, Esquire. (Doc. 49-4, p. 6.)
8 This list of actions between 2019 and 2021 will be referred to as “insubordinate actions” by the
court. This is the way the parties identify this list of allegations; however, the court does not
ascribe any legal weight to the description of the actions as “insubordinate.”
Solicitor Barrett represented the Borough administrator, acting similarly to a
prosecutor. (Id. at 9.) Scott represented himself. (Id. at 13.) The witnesses at the
hearing included Scott, McCurdy, Nickerson, and former Officer Ron Warren. (Id.
at 3–4.) At the hearing, Scott was questioned about each instance of
insubordination described in the letter. (Id. at 18–40.) Overall, he stated that he
did the actions, but also explained his reasons for believing he was justified in
taking those actions. (Id.) McCurdy testified and detailed the insubordinate
actions contained in the charge letter and was cross-examined by Scott. (Id. at 41–
141.) Nickerson also testified and was cross-examined at the hearing, relaying his
account of Scott’s employment at the Borough. (Id. at 144–81.)
It is important to note that both McCurdy and Nickerson testified during the
hearing that Scott had requested time off for mental health purposes, and then
someone from the hospital told McCurdy that Scott did not score well on a
psychiatric exam and that Scott was a risk. (Id. at 72, 150.) McCurdy detailed
Scott’s suicide attempt as relayed to him by the hospital employee. (Id. at 76.)
Both Nickerson and McCurdy recommended termination. (Doc. 49-4, p. 161; Doc.
49-5, ¶ 13.) Nickerson specifically recommended termination because Scott did
not follow through on treatment, engaged in insubordinate conduct, and was
drinking alcohol against medical advice. (Doc. 49-4, p. 162.)
After the hearing, the Borough Council drafted findings that Scott had
committed the insubordinate actions detailed in the Statement of Charges. (Doc.
49-5, ¶ 2.) The Borough Council found that this conduct was unbecoming of an
officer. (Id. ¶ 3.) The Borough Council further found that Scott “failed to comply
with the recommendation of his medical providers that he abstain from the use of
alcoholic beverages.” (Id. ¶ 4.) The Council found that Scott should be terminated
from his employment. (Id. ¶ 5.) These findings of fact were adopted by the
Council on June 9, 2021, and Scott’s employment with Blossburg Borough
officially ended on that date. (Doc. 49-17).
Scott filed the instant lawsuit on November 22, 2021, alleging violations of
the Americans with Disabilities Act (“ADA”), the Pennsylvania Human Relations
Act (“PHRA”), the Family and Medial Leave Act (“FMLA”), First Amendment
retaliation pursuant to 42 U.S.C. § 1983, and violations of the Pennsylvania
Whistleblower Law (“PWL”). (Doc. 1.) On January 13, 2022, Defendants filed a
motion to dismiss for failure to state a claim. (Doc. 11.) After full briefing, the
court granted the motion to dismiss in part, dismissing the First Amendment claim
without prejudice and the punitive damages claim under the PHRA against
Blossburg Borough with prejudice. (Doc. 32.) The motion was denied in all other
respects. (Id.) Scott filed an amended complaint on December 1, 2022, bringing
the same claims as the original complaint. (Doc. 35.)
Defendants filed the instant motion on April 28, 2023. (Doc. 46.) Scott
filed his brief in opposition on April 19, 2023. (Doc. 52.) Thereafter, on May 30,
2023, Defendants filed a motion to deem facts admitted and a motion in limine
regarding the “cat’s paw” theory of liability. (Docs. 57, 58.) After letters from
counsel, the court stayed all further case management deadlines, including the
briefing on the motion in limine. (Doc. 62.) The parties then finished briefing the
summary judgment motion and the motion to deem facts admitted. Both motions
are now ripe for disposition.
JURISDICTION AND VENUE
This court has jurisdiction under 28 U.S.C. § 1331, which allows a district
court to exercise subject matter jurisdiction in civil cases arising under the
Constitution, laws, or treaties of the United States. This court also has
supplemental jurisdiction over the state law statutory claims under 28 U.S.C. §
1367 because they are related to the federal claims. Venue is appropriate under 28
U.S.C. § 1931 because all actions or omissions occurred within the Middle District
of Pennsylvania.
STANDARD OF REVIEW
A court may grant a motion for summary judgment when “there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.” Fed. R. Civ. P. 56(a). A dispute of fact is material if resolution of
the dispute “might affect the outcome of the suit under the governing law.”
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Summary judgment is
not precluded by “[f]actual disputes that are irrelevant or unnecessary.” Id. “A
dispute is genuine if a reasonable trier-of-fact could find in favor of the
nonmovant’ and ‘material if it could affect the outcome of the case.” Thomas v.
Tice, 943 F.3d 145, 149 (3d Cir. 2019) (quoting Lichtenstein v. Univ. of Pittsburgh
Med. Ctr., 691 F.3d 294, 300 (3d Cir. 2012)).
In reviewing a motion for summary judgment, the court must view the facts
in the light most favorable to the non-moving party and draw all reasonable
inferences in that party’s favor. Jutrowski v. Twp. of Riverdale, 904 F.3d 280, 288
(3d Cir. 2018) (citing Scheidemantle v. Slippery Rock Univ. State Sys. of Higher
Educ., 470 F.3d 535, 538 (3d Cir. 2006)). The court may not “weigh the evidence”
or “determine the truth of the matter.” Anderson, 477 U.S. at 249. Instead, the
court’s role in reviewing the facts of the case is “to determine whether there is a
genuine issue for trial.” Id.
The party moving for summary judgment “bears the initial responsibility of
informing the district court of the basis for its motion, and identifying those
portions of ‘the pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any,’ which it believes demonstrate the
absence of a genuine issue of material fact.” Celotex Corp. v. Catrett, 477 U.S.
317, 323 (1986) (quoting Fed. R. Civ. P. 56(c)). The non-moving party must then
oppose the motion, and in doing so “‘may not rest upon the mere allegations or
denials of [its] pleadings’ but, instead, ‘must set forth specific facts showing that
there is a genuine issue for trial. Bare assertions, conclusory allegations, or
suspicions will not suffice.’” Jutrowski, 904 F.3d at 288–89 (quoting D.E. v. Cent.
Dauphin Sch. Dist., 765 F.3d 260, 268–69 (3d Cir. 2014)).
Summary judgment is appropriate where the non-moving party “fails to
make a showing sufficient to establish the existence of an element essential to that
party’s case, and on which that party will bear the burden of proof at trial.”
Celotex, 477 U.S. at 322. “The mere existence of a scintilla of evidence in support
of the plaintiff’s position will be insufficient; there must be evidence on which the
jury could reasonably find for the plaintiff.” Anderson, 477 U.S. at 252. “Where
the record taken as a whole could not lead a rational trier of fact to find for the
non-moving party, there is no genuine issue for trial.” Matsushita Elec. Indus. Co.,
Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986).
DISCUSSION
At the outset, the court must address the motion to deem facts admitted. In
their motion, Defendants ask the court to deem their statement of facts admitted
because Scott’s response is “replete with argument and personal commentary and
has failed to properly controvert or cite any record evidence to material facts”
contrary to Local Rule 56.1. (Doc. 57.) Scott responds that Defendants’ statement
is argumentative and conclusory and that he has sufficiently complied with the
Local Rules. (Doc. 64.)
Middle District of Pennsylvania Local Rule 56.1 provides:
The papers opposing a motion for summary judgment shall include a
separate, short and concise statement of the material facts, responding
to the numbered paragraphs set forth in the statement required in the
foregoing paragraph, as to which it is contended that there exists a
genuine issue to be tried.
Statements of material facts in support of, or in opposition to, a motion
shall include references to the parts of the record that support the
statements.
All material facts set forth in the statement required to be served by the
moving party will be deemed to be admitted unless controverted by the
statement required to be served by the opposing party.
Local Rule 56.1. A district court is not bound to follow the local rules of its
district in every case. Rather, the court “can depart from the strictures of its own
local procedural rules where (1) it has a sound rationale for doing so, and (2) so
doing does not unfairly prejudice a party who has relied on the local rule to his
detriment.” Advanced Fluid Sys., Inc. v. Huber, 958 F.3d 168, 181 (3d Cir. 2020)
(quoting United States v. Eleven Vehicles, Their Equipment & Accessories, 200
F.3d 203, 215 (3d Cir. 2000)). Further, the purpose of Local Rule 56.1 is “to
facilitate the court’s understanding of the facts by indicating which facts are
undisputed, and to provide specific evidence supporting each party’s position as to
the facts that remain in dispute.” Id. (citing Landmesser v. Hazleton Area Sch.
Dist., 982 F. Supp. 2d 408, 412 (M.D. Pa. 2013)).
Here, the court finds that Scott’s response, Doc. 52-1, is not so deficient that
the court is unable to understand which facts are in dispute. At times, Scott’s
response cites to his own counterstatement of disputed facts, Doc. 52-2. This
citation method is not in compliance with the Local Rule, which requires the filing
of one responsive document. But, together, these documents achieve the purpose
of Local Rule 56.1. Looking at both documents together, the only instances in
which Scott does not cite to the record are when he is refuting certain factual
statements as legal conclusions or asserting that the citation offered by Defendants’
does not support their assertion. These un-cited statements do not hinder the court
from determining which facts are undisputed. Moreover, the court notes that
Defendants did not move to strike Scott’s counterstatement, nor do they address
that document at all. To the extent that Scott’s counterstatement provided facts in
addition to those provided by Defendants, the court cited to the record, not the
characterizations by counsel in the statement. Thus, the court has independently
reviewed the facts to determine whether there are any genuine issues for trial. See
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986) (“[A]t the summary
judgment stage the judge’s function is not . . . to weigh the evidence and determine
the truth of the matter but to determine whether there is a genuine issue for trial.”).
Accordingly, because the court has a sound basis for departing from the Local Rule
in this instance and Defendants are not prejudiced by that departure, the motion to
deem facts admitted is denied. The court now turns to the merits of the motion for
summary judgment.
A. Americans with Disabilities Act
1. Discrimination
In support of their motion for summary judgment on the ADA claim,
Defendants argue they are entitled to judgment as a matter of law because Scott
cannot establish that he is disabled under the ADA. (Doc. 48, p. 5.) Defendants
generally argue that no one on the Borough Council terminated his employment
with the Borough because of his mental health status. (Id. at 5–9.) Defendants’
overarching argument on this issue is that McCurdy, Nickerson, and Barrett were
not final decisionmakers on Scott’s employment, making their statements about his
mental health irrelevant. Defendants contends that Scott’s termination was
triggered by him seeking outside employment, and the Borough Council’s final
decision to terminate Scott’s employment was based on his insubordinate conduct,
not his mental health issue. (Id. at 5–12.)
Scott replies that Defendants are not entitled to judgment as a matter of law
because he has provided evidence to support an ADA claim under either a direct
evidence of discrimination framework or a circumstantial evidence burden shifting
framework. (Doc. 52, pp. 9–34.) To support his direct evidence argument, Scott
points to various quotations from Nickerson and police committee members stating
that they believed Scott was not fit to return to work after his suicide threat. (Id. at
12–13.) Scott also argues he has established that he has a disability under any
definition provided by the ADA. (Id. at 14–29.) Scott then argues that a
reasonable jury could find his termination pretextual. (Id. at 29–32.)
The first step in the analysis of an ADA claim, under either a direct evidence
or circumstantial evidence theory, is that a plaintiff must demonstrate that he has a
disability within the meaning of the statute. 42 U.S.C. § 12112(a). 42 U.S.C. §
12102(1) provides that “[t]he term ‘disability’ means, with respect to an individual
– (A) a physical or mental impairment that substantially limits one or more major
life activities of such individual; (B) a record of such an impairment; or (C) being
regarded as having such an impairment (as described in paragraph (3)).” 42 U.S.C.
§ 12102(1). The statute itself provides further guidance on construing these
sections, specifically, that
(A) The definition of disability in this chapter shall be construed in
favor of broad coverage of individuals under this chapter, to the
maximum extent permitted by the terms of this chapter. . . .
(C) An impairment that substantially limits one major life activity need
not limit other major life activities in order to be considered a disability.
(D) An impairment that is episodic or in remission is a disability if it
would substantially limit a major life activity when active.
42 U.S.C. § 12102 (4) (A), (C), (D). Scott advances arguments as to all three
disability definitions, but Defendants only argue under subsection (A) and (C). For
completeness, the court will address all three definitions.
Turning first to whether Scott has a “physical or mental impairment that
substantially limits one or more major life activities[,]” the Equal Employment
Opportunity Commission (“EEOC”) guidelines provide that a physical or mental
impairment includes “any mental or psychological disorder, such as an intellectual
disability . . . organic brain syndrome, emotional or mental illness, and specific
learning disabilities.” 29 C.F.R. § 1630.2(h). Further:
An impairment is a disability within the meaning of this section if it
substantially limits the ability of an individual to perform a major life
activity as compared to most people in the general population. An
impairment need not prevent, or significantly or severely restrict, the
individual from performing a major life activity in order to be
considered substantially limiting. Nonetheless, not every impairment
will constitute a disability within the meaning of this section.
Id. § 16320.2(j)(ii). Further, courts should consider:
as compared to most people in the general population, the condition
under which the individual performs the major life activity; the manner
in which the individual performs the major life activity; and/or the
duration of time it takes the individual to perform the major life activity,
or for which the individual can perform the major life activity.
29 C.F.R. § 1630.2(4)(i). Major life activities as defined by the statute, include
“but are not limited to, caring for oneself, performing manual tasks, seeing,
hearing, eating, sleeping, walking, standing, lifting, bending, speaking, breathing,
learning, reading, concentrating, thinking, communicating, and working.” 42
U.S.C. § 12102 (2)(A).
Here, there is no evidence that Scott’s depression and anxiety substantially
impaired any major life activity. The evidence reflects that, when his disability
was active, Scott never stayed overnight at the hospital and participated in partial
in-patient treatment for around two weeks. (Doc. 52-9.) Thereafter, there is only
evidence supporting the recommendation that he continue with medication
treatment and therapy. (Doc. 49-2.) He was then cleared to return to work. (Id.)
Although he was prevented from working for the two weeks while he participated
in the treatment program, a two-week leave of absence is not a substantial
limitation compared to the average person. Medication management and continued
therapy, absent further evidence, are also not substantially limiting compared to the
average person who takes medication and regularly needs to see their physician.
Accordingly, Scott has not produced sufficient evidence to create a genuine issue
of material fact as to whether he is actually disabled under the statute.
Turning to the “record of such an impairment” definition, such a claim
requires a plaintiff to “prove that she [or he] had a ‘history of, or [had] been
misclassified as having, an impairment that substantially limited a major life
activity.’” Eshelman v. Agere Sys., Inc., 554 F.3d 426, 437 (3d Cir. 2009) (quoting
Sorensen v. Univ of Utah Hosp., 194 F.3d 1084, 1087 (10th Cir. 1999)). There
must also be evidence that the employer “relied upon [the] record of impairment in
making its employment decision.” Id. Additionally, “a relatively short-term
absence from work, without any long-term impairment, is generally held to be
insufficient to create a record of disability.” Id.
Here, there is no evidence of record that Scott had a record of anxiety and
depression that substantially limited a major life activity. While his medical
records state that he has a history of generalized anxiety disorder and he tried
antidepressants, he also testified that he had not had any previous treatment for
mental health-related issues. (Compare Doc. 52-9, p. 9 and Doc. 52-4, p. 8.) This
is insufficient to show that he was substantially limited in performing any major
life activity. Moreover, there is no evidence that his employer had any knowledge
of past mental health treatment. Accordingly, Scott has not produced sufficient
evidence to create a genuine issue of material fact as to whether he is disabled
under a “record of” definition.
Turning last to the “regarded as” definition, according to the statute:
An individual meets the requirement of “being regarded as having such
an impairment” if the individual establishes that he or she has been
subjected to an action prohibited under this chapter because of an actual
or perceived physical or mental impairment whether or not the
impairment limits or is perceived to limit a major life activity.
42 U.S.C. § 12102(3)(A). There is an exception, however, to this definition such
that it “shall not apply to impairments that are transitory and minor. A transitory
impairment is in an impairment with an actual or expected duration of 6 months or
less.” Id. § 12102(3)(B). The statute itself is silent as to the meaning of minor, but
“the ADA regulations clearly state that an employer must establish that the
perceived impairment is objectively both transitory and minor.” Eshleman v.
Patrick Indus., Inc., 961 F.3d 242, 247 (3d Cir. 2020). This exception is “intended
to weed out only ‘claims at the lowest end of the spectrum of severity,’ such as
‘common ailments like the cold or flu,’ and that the exception ‘should be construed
narrowly.’” Id. at 248 (citing H.R. Rep. No. 110–730 pt. 2, at 5 (2008)). The
impairment must be objectively transitory and minor. Budhun v. Reading Hosp. &
Med. Ctr., 765 F.3d 245, 259 (3d Cir. 2014). In reaching this decision, a court
should consider facts such as “the symptoms and severity of the impairment, the
type of treatment required, the risk involved, and whether any kind of surgical
intervention is anticipated or necessary–as well as the nature and scope of post-
operative care.” Eshleman, 961 F.3d at 249. Additionally, “[a]n employer regards
a person as disabled when it ‘misinterpret[s] information about an employee’s
limitations to conclude that the employee is incapable of performing’ his or her job
requirements.’” Id. at 245. Although often referred to as an affirmative defense, a
plaintiff producing evidence of only a transitory and minor impairment has failed
to meet the statutory definition of being “regarded as” disabled. Id. at 246 fn.25.
Defendants argue that Scott has only produced evidence of a transitory and
minor impairment because there is no medical evidence in the record and the
return-to-work slips provided show that his impairment was only transitory and
minor. (Doc. 48, pp. 14, 15.) Scott contends that his medical records show he
suffered from “generalized anxiety disorder” and “situational depression,” and that
prior cases holding a plaintiff only had a transitory and minor impairment did so
with an impairment such as “broken limbs, sprained joints, concussions,
appendicitis, and influenza[.]” (Doc. 52, pp. 20, 21.)
The court agrees with Scott that his impairment is not objectively transitory
and minor. While his patrial inpatient stay may have only been for two weeks,
there is sufficient evidence in the record from Scott’s medical diagnosis of
generalized anxiety disorder and the return-to-work slips advising he continue with
medication and therapy for an indefinite length of time that a reasonable jury could
decide that his impairment was not transitory, that is, lasting for less than six
months. As an employer is required to establish that the condition was both minor
and transitory, this is sufficient to defeat the exception. Nonetheless, given that
cases and EEOC guidance suggest that a “minor” impairment is something like the
flue or a broken limb, a reasonable jury could decide that generalized anxiety and
depression, which at one point escalated to a suicide threat and partial inpatient
treatment, is not a minor impairment.
Therefore, there is a disputed fact regarding whether Scott’s impairment was
transitory and minor. Thus, the court will now determine whether Scott has
produced sufficient evidence that a reasonable jury could conclude that his
employer regarded him as having such an impairment.
The parties dispute the showing required to establish a “regarded as”
disability. Defendants argue that Scott must provide evidence that his employer
regarded him as disabled under the ADA, specifically, that they regarded him as
having an impairment that substantially limited a major life activity because there
is no evidence that the Borough Council viewed him as having a substantially
limiting disability. (Doc. 48, pp. 8–9.) Scott contends that he must only show that
his employer was aware of his impairment and nothing more. (Doc. 52, pp. 18,
19.)
The parties’ confusion stems from the pre- and post-amendment versions of
the ADA. Congress amended the ADA in 2008, and specifically changed the
definition of a “regarded as” disability. Pre-2008 amendments required that a
plaintiff show that the employer regarded the employee as having a disability that
substantially limited the plaintiff’s major life activities. See Williams v. Phila.
Hous. Auth. Police Dept., 380 F.3d 751, 767 (3d Cir. 2004). However, the text of
the statute now specifically rejects this definition, providing that an individual is
regarded as having such an impairment, “if the individual establishes that he or she
has been subjected to an action prohibited under this chapter because of an actual
or perceived physical or mental impairment whether or not the impairment limits
or is perceived to limit a major life activity.” 42 U.S.C. § 12102 (3)(A) (emphasis
added).
Accordingly, under the post-2008 amendment version of the ADA, it is not
necessary for a plaintiff to show that their employer viewed them as having an
impairment that substantially limited a major life activity, as contended by
Defendants. See Jakomas v. City of Pittsburgh, 342 F. Supp. 3d. 632, 647–48
(W.D. Pa. 2018). However, the burden is not as minimal as Scott contends—that a
plaintiff need only show that the employer knew of his impairment. In fact, a
plaintiff can proceed under a regarded as definition of disability if he can show that
the employer knew of the impairment and then took some adverse employment
action because of it. See Rubano v. Farrell Area Sch. Dist., 991 F. Supp. 2d 678,
692–93. (W.D. Pa. 2014.)
This dispute is the crux of this case–whether Scott’s mental health incident
was the reason the Borough terminated his employment. Defendants consistently
argue that Scott was terminated because of his past insubordination, as evidenced
by the findings of fact made by the whole Borough Council, which only reference
his mental health incident and, on their face, do not identify this incident as the
reason for the termination. (Doc. 48, pp. 10–12; Doc. 49-4, p. 5.) On the other
hand, Scott contends that multiple important people in the process leading up to his
final hearing with the Borough Council made statements showing that his suicide
threat was the main consideration in preventing him from returning to work and
starting the process which led to his termination. (Doc. 52, pp. 12–14.)
The court holds that Scott has produced sufficient evidence to enable a
reasonable jury to conclude that the Borough terminated his employment because
of his mental health incident. While Nickerson, McCurdy, and Barrett were not
the people with the final authority to terminate Scott’s employment, they were key
players in the broader decision-making process, and their actions were motivated,
in large part, by Scott’s mental health incident. Further, although Defendants
claim that the Borough heard nothing about Scott’s mental health, both Nickerson
and McCurdy detailed his suicide threat, as relayed to them by Guthrie hospital,
and the hospital employee’s opinion that Scott should not return to work. There
are also statements from police committee members, who made the decision to
allow the Borough Council to vote on the termination of Scott’s employment, that
showed those members were motivated, in part, by Scott’s mental health status.
This is sufficient for a reasonable jury to conclude that the adverse action was
caused by Scott’s mental impairment.
In fact, the issue of causation is a disputed material fact that runs through
every element of showing a violation of the ADA, under any theory presented by
the parties. For example, to prove a prima facie case of discrimination, a plaintiff
must show “(1) he is a disabled person within the meaning of the ADA; (2) he is
otherwise qualified to perform the essential functions of the job, with or without
reasonable accommodations by the employer; and (3) he has suffered an otherwise
adverse employment decision as a result of discrimination.”9 Gaul v. Lucent
Technologies, Inc., 134 F.3d 576, 580 (3d Cir.1998). As to the third prong,
Defendants contend that any employment decision by the Borough Council was
not a result of discrimination because the members of the Council at large did not
know of Scott’s mental health status and only heard about his insubordination, and
the individuals that did have information about his mental health status had no
participation in that decision. (Doc. 63, pp. 3–8.) Defendants question the
sufficiency of the evidence provided by Scott regarding the position of certain
individuals who made comments regarding his mental health and his employment,
and also the sufficiency of his return-to-work notes. (Id.) Scott points to the
statements made by main actors, such as the mayor, the police chief, and police
committee members, to Scott himself, to the police committee, and to the Borough
Council which show a connection between his mental health incident and members
9 Nowhere in their briefing do Defendants dispute that Scott was a qualified individual. Further,
there is evidence in the record that Scott was a full-time police officer with Blossburg Borough
since 2012. (Doc. 52-4, p. 7.) This is a sufficient showing that he was otherwise qualified to
perform the essentials function of the job.
viewing him as unfit for police service. (Doc. 52, pp. 12–14.) These are material
disputes of fact that must be left to a jury to resolve.
The next two pieces of the McDonnel/Douglas framework–the employer
showing a legitimate reason for taking the adverse employment action and the
plaintiff showing that this reason is pretextual–once again revolve around this same
factual dispute. Defendants contend that their legitimate reason for terminating
Scott’s employment was the insubordinate conduct, which the Borough Council
then adopted and based the termination on.10 (Doc. 48, pp. 10–12; 18, 19.) Scott
then contends that this explanation is merely pretextual because each instance of
insubordination was over two years old at the time when he received the charges
and no action was taken at the time of the alleged insubordination.11 (Doc. 52, pp.
29–34.) For the reasons explained above regarding causation, there is a disputed
issue of material fact here that a jury must decide. Additionally, were Scott to
proceed under a direct evidence of discrimination framework, the disputed issue
10 “The employer satisfies its burden of production by introducing evidence which, taken as true,
would permit the conclusion that there was a nondiscriminatory reason for the unfavorable
employment decision.” Fuentes v. Perskie, 32 F.3d 759, 763 (3d Cir. 1994).
11 “[T]o defeat summary judgment when the defendant answers the plaintiff’s prima face case
with legitimate, non-discriminatory reasons for its action, the plaintiff must point to some
evidence, direct or circumstantial, from which a factfinder could reasonably either (1) disbelieve
the employer’s articulated legitimate reasons; or (2) believe than an invidious discriminatory
reason was more likely than not a motivating or determinative cause of the employer’s action.”
Id. at 764.
around causation would remain.12 Accordingly, Defendants’ motion for summary
judgment is denied on the ADA discrimination claim.
2. Retaliation
42 U.S.C. § 12203(a) provides that “[n]o person shall discriminate against
any individual because such individual has opposed any act or practice made
unlawful by this chapter . . . .” Thus, in order to succeed on an ADA retaliation
claim, a plaintiff must show “(1) protected employee activity; (2) adverse action by
the employer either after or contemporaneous with the employee’s protected
activity; and (3) a causal connection between the employee’s protected activity and
the employer’s adverse action.” Williams v. Philadelphia Hous. Auth. Police
Dep’t, 380 F.3d 751, 759 (3d Cir. 2004) (abrogated on other grounds) (citing
Fogleman v. Mercy Hosp., Inc., 283 F.3d 561, 567–68 (3d Cir. 2002)). While still
rather amorphous in the Third Circuit, a plaintiff can establish a causal connection
by showing “[t]emporal proximity between protected activity and adverse
employment action and/or evidence of ongoing antagonism.” Drwal v. Borough of
W. View, Pa., 617 F. Supp. 2d 397, 422 (W.D. Pa. 2009) (citing Abramson v.
12 To proceed under a direct evidence framework, the plaintiff must come forward with evidence
“demonstrat[ing] that the decisionmakers placed substantial negative reliance on an illegitimate
criterion in reaching their decision.” Walden v. Georgia-Pacific Corp., 126 F.3d 506, 512–13.
This evidence “must be connected to the adverse employment action, and it must ‘be strong
enough to permit the factfinder to infer that a discriminatory attitude was more likely than not a
motivating factor in the [employer’s] decision.’” Jacobs v. York Union Rescue Mission, Inc.,
No. 1:12-CV-0288, 2014 WL 6982618, at *11 (M.D. Pa. Dec. 10, 2014) (citing Anderson v.
Wachovia Mortg. Corp., 621 F.3d 261, 269 (3d Cir. 2010)).
William Patterson Coll. of N.J., 260 F.3d 265, 288 (3d Cir. 2001)). Temporal
proximity alone is sufficient if it is unusually suggestive; otherwise, there must be
other evidence of retaliatory motive. Williams, 380 F.3d at 760. However, “[i]t is
important to emphasize that it is causation, not temporal proximity itself, that is an
element of plaintiff’s prima facie case, and temporal proximity merely provides an
evidentiary basis from which an inference can be drawn.” Kachmar v. SunGuard
Data Systems, Inc., 109 F.3d 173, 178 (3d Cir. 1997).
Defendants concede that “alerting his employer” to his mental health
treatment is a protected activity, and terminating his employment was an adverse
action. (Doc. 48, pp. 25.) For purposes of the ADA claim, Scott contends he was
retaliated against for requesting the initial medical leave and for filing an official
charge of discrimination against Blossburg Borough on January 26, 2021. (Doc.
52, p. 34.)13 Accordingly, the only element at issue here is the causal connection
between the protected activity and the adverse action.
Defendants argue that there is not sufficient evidence of a causal connection
between Scott’s leave request and the termination of his employment because they
were separate by approximately six months, there is no evidence of ongoing
antagonism, and his employment was terminated solely based on his
13 Scott also argues he was retaliated against for requesting FMLA leave. (Doc. 52, p. 34.) This
contention will be addressed in the section regarding the FMLA.
insubordination. (Doc. 48, pp. 25–30.) Scott argues that the whole record could
support a finding of retaliation against Scott. (Doc. 52, p. 39.)
Here, for the same reasons as discussed above, there is sufficient evidence for a
reasonable jury to find that, but for Scott alerting his employer that he was seeking
mental health treatment, the Borough would not have taken the subsequent actions
against him. While there may not be unusually suggestive temporal proximity or
evidence of ongoing antagonism, there is sufficient evidence for a jury to infer
causation. Accordingly, Defendants’ motion for summary judgment is denied on
the ADA retaliation claim.
B. PHRA
Both parties contend that the analyses of an ADA claim and a PHRA claim
are the same. (Doc. 48, p. 16; Doc. 52, p. 9.) However, they both cite case law
prior to the 2008 amendments of the ADA, which changed the definition of being
“regarded as” disabled. Since Congress amended the ADA, the Pennsylvania
General Assembly has not amended the PHRA. Jacobs v. York Union Rescue
Mission, Inc., 2014 WL 6982618 at *14 (M.D. Pa. Dec. 10, 2014); see also
Rubano v. Farrell Sch. Dist., 991 F. Supp. 2d 678, 693 (W.D. Pa. 2014).
Accordingly, under the PHRA, a plaintiff must establish that they are disabled
under the pre-2008 amended ADA. Id. Since neither party has appropriately
briefed this issue, whether Scott may proceed with his PHRA claim remains open
and must be resolved prior to trial.
C. FMLA
Defendants argue that Scott has failed to produce evidence of an FMLA
interference claim because there is no evidence that “the Borough was ever
provided notice by Mr. Scott of his need to take leave.” (Doc. 48, pp. 32, 33.)
Scott only makes arguments regarding FMLA retaliation. (Doc. 52, pp. 36, 37.)
Neither of these theories is availing. Turning first to a FMLA interference claim, a
plaintiff must show:
(1) he or she was an eligible employee under the FMLA; (2) the
defendant was an employer subject to the FMLA’s requirements; (3)
the plaintiff was entitled to FMLA leave; (4) the plaintiff gave notice
to the defendant of his or her intention to take FMLA leave; and (5) the
plaintiff was denied benefits to which he or she was entitled under the
FMLA.
Ross v. Gilhuly, 755 F.3d 185, 191–92 (3d Cir. 2014) (quoting Johnson v. Cnty.
Coll. of Allegheny Cnty., 566 F. Supp. 2d 405, 446 (W.D. Pa. 2008). Here, even
assuming that Scott was eligible under the FMLA and that he gave sufficient
notice, there is no evidence that Scott was denied this leave. The parties do not
dispute that Scott’s request to take time off to participate in the partial in-patient
hospitalization program was granted. (Doc. 47, ¶ 14; Doc. 52-1, ¶ 14.) This is the
only evidence of any request for medical leave. Accordingly, there is no genuine
dispute of material fact regarding a FMLA interference claim, and Defendants are
entitled to judgment as a matter of law.
Turning to the FMLA retaliation claim, “[t]o succeed on an FMLA
retaliation claim, a plaintiff must show that ‘(1) [ ]he invoked h[is] right to FMLA-
qualifying leave, (2) [ ]he suffered an adverse employment decision, and (3) the
adverse action was causally related to h[is] invocation of rights.” Ross, 755 F.3d at
193 (quoting Lichtenstein v. Univ. of Pittsburgh Med. Center, 691 F.3d 294, 302
(3d Cir. 2012). Even Assuming that Scott properly invoked his right to FMLA
qualifying leave, there is no evidence demonstrating a causal connection between
his request for leave and the termination of his employment. The evidence in the
record shows disputed facts regarding whether Scott’s employment was terminated
due to his mental health treatment, not due to any request for leave. In fact, his
first request for leave was granted and treated favorably by the Borough. (Doc. 47,
¶ 26.) The adverse employment action is potentially connected to Scott’s ongoing
mental health condition and treatment, not his request to take time off.
Accordingly, there is no genuine dispute of material fact regarding the FMLA
retaliation claim, and Defendants are entitled to judgment as a matter of law on the
FMLA claim.
D. First Amendment
In order for a public employee, such as Scott, to establish a claim of First
Amendment retaliation by their employer, the plaintiff “must show that [their]
speech is protected by the First Amendment and that the speech was a substantial
or motivating factor in what is alleged to be the employer’s retaliatory action.”
Flora v. Cnty. of Luzerne, 776 F.3d 169, 174 (3d Cir. 2015). The burden then
shifts to the employer “to show that it would have taken the same action even if the
speech had not occurred.” Id.
For a public employee’s speech to be protected, he must meet three criteria:
1) he spoke as a citizen, “2) the statement involved a matter of public concern, and
3) the government employer did not have ‘an adequate justification for treating the
employee differently from any other member of the general public’ as a result of
the statement [the employee] made.” Hill v. Borough of Kutztown, 455 F.3d 225,
241–42 (3d Cir. 2006) (quoting Garcetti v. Ceballos, 547 U.S. 410, 418 (2006)).
“[W]hen public employees make statements pursuant to their official duties,
the employees are not speaking as citizens for First Amendment purposes, and the
Constitution does not insulate their communications from employer discipline.”
Garcetti, 547 U.S. at 421. Thus, “[t]he critical question under Garcetti is whether
the speech at issue is itself ordinarily within the scope of an employee’s duties, not
whether it merely concerns those duties.” Lane v. Franks, 573 U.S. 228, 240
(2014). Moreover, “[a]n employee does not speak as a citizen if the mode and
manner of his speech were possible only as an ordinary corollary to his position as
a government employee[.]” De Ritis v. McGarrigle, 861 F.3d 444, 454 (3d Cir.
2017).
Here, Defendants argue that Scott was not speaking as a private citizen
because every part of his speech was within the scope of his job duties. (Doc. 48,
p. 37.) Scott does not address whether he was speaking as a citizen or pursuant to
his employment duties when he made allegations regarding Chief McCurdy’s job
performance to the Borough Council. However, addressing the Borough Council
regarding issues with the police department is acting like a citizen. Kline v.
Valentic, 283 Fed. App’x 913, 916 (3d Cir. 2008) (“To be sure, as a general matter,
police misconduct constitutes a matter of public concern.”). While Scott's
complaint addresses issues he observed with his superior in the context of his
employment, these concerns were raised to the Borough Council as a whole, which
could support the conclusion he was speaking as a citizen. Thus, drawing all
reasonable inferences in favor of the non-movant, there is a genuine issue of fact as
to whether Scott spoke as a citizen.
Moving next to whether the statement involved a matter of public concern,
as noted above, “police misconduct constitutes a matter of public concern.” Id.
The issues brought up in Scott and Warren’s complaint to the Borough Council
regard McCurdy inappropriately searching a residence and McCurdy’s handling of
investigations and evidence. A reasonable jury could infer that these allegations of
wrongdoing were a matter of public concern. Defendants offer no argument
regarding whether the Borough had a justification for treating Scott differently than
the rest of the public after making these statements. Accordingly, a reasonable jury
could find that Scott’s complaint to the Borough Council regarding McCurdy’s
performance as police chief was protected speech.
The final element of a First Amendment retaliation claims is whether “the
speech was a substantial or motivating factor in what is alleged to be the
employer’s retaliatory action.” Flora, 776 F.3d at 174. Scott points to McCurdy’s
testimony at the public hearing before the whole Borough Council in which
McCurdy referenced the complaints attacking his performance as the reason for
why the termination hearing was occurring. (Doc. 49-14, pp. 67–69.) Defendants
only argue that there is no causal connection, without providing any further
elaboration or evidence to support this conclusion. (Doc. 48, p. 37.) Based on the
statements by McCurdy at the termination hearing, there is a dispute of material
fact such that a reasonable jury could find that the speech was a substantial or
motivating factor in the decision to terminate Scott’s employment.
The burden now shifts to Defendants to show they would have taken the
same action if the speech had not occurred. Flora, 776 F.3d at 174. As discussed,
Defendants only provide argument that Scott was not speaking as a citizen when he
made these complaints. As such, Defendants have not supported their burden, and
their motion for summary judgment will be denied on the First Amendment
retaliation claim.
The court will now turn to the issue of punitive damages, as punitive
damages are only available, in this case, under the § 1983 First Amendment
retaliation claim.14 Defendants argue that summary judgment is warranted because
there is no evidence in the record of “conduct that is constitutionally reprehensible
to support a claim of punitive damages against the named defendants.” (Doc. 48,
p. 45.) Scott responds that he has “offered evidence that the Mayor, Chief and
Solicitor all in concert engaged in deliberate conduct to retaliate against Mr. Scott
for previously bringing an internal complaint of illegalities against the chief to
Council and external authorities.” (Doc. 52, p. 47.)
In a § 1983 claim, a request for punitive damages may proceed to a jury
“when the defendant’s conduct is shown to be motivated by evil motive or intent,
or when it involves reckless or callous indifference to the federally protected rights
of others.” Brennan v. Norton, 350 F.3d 399, 438 (3d Cir. 2003) (quoting Smith v.
Wade, 461 U.S. 30, 56 (1983)). This remedy “must be reserved . . . for cases in
14 Punitive damages are not available under the ADA. Doe v. Centre Cnty, Pa., 242 F.3d 437,
457–58 (3d Cir. 2001.)
which the defendant’s conduct amounts to something more than a bare violation
justifying compensatory damages or injunctive relief.” Keenan v. City of Phila.,
983 F.2d 459, 470 (3d Cir. 1992).
Here, there is sufficient evidence to show that McCurdy, at least, acted with
the requisite state of mind when he testified at the public hearing that Scott’s
attempts to expose issues in the police department were insubordination that was
not going stop, among other matters. (Doc. 49-4, pp. 68-70.) Further, given that
Scott often went to Nickerson with his concerns regarding McCurdy’s running of
the police department, and the multiple conferences between all Defendants, a
reasonable jury could find the requisite state of mind. Overall, this issue is better
left for a jury to decide whether the Defendants acted with the requisite state of
mind. Malone v. Economy Borough Mun. Auth., 669 F. Supp. 2d 582, 612 (W.D.
Pa. 2009). Accordingly, the issue of punitive damages may proceed to the jury.
E. Whistleblower
The Pennsylvania Whistleblower Law (“PWL”) provides that:
No employer may . . . retaliate against an employee regarding the
employee’s compensation, terms, conditions, location or privileges of
employment because the employee . . . makes a good faith
report . . . verbally or in writing, to the employer or appropriate
authority an instance of wrongdoing or waste by a public body or an
instance of waste by any other employer as defined in this act.
43 P.S. § 1423(a). The statute further defines wrongdoing as “[a] violation which
is not of a merely technical or minimal nature of a Federal or State statute or
regulation, of a political subdivision ordinance or regulation or of a code of
conduct or ethics designed to protect the interest of the public or the employer.”
Id. § 1422. It also defines waste as “[a]n employer’s conduct or omission which
result in substantial abuse, misuse, destruction or loss of funds or resources
belonging to or derived from Commonwealth or political subdivision sources.” Id.
Moreover, in order to establish a violation of the Whistleblower law for
retaliatory termination, a plaintiff must “show, by a preponderance of the evidence,
that, prior to the alleged acts of retaliation, he had made a good faith report of
wrongdoing to appropriate authorities.” O’Rourke v. Commonwealth, 778 A.2d
1194, 1200 (Pa 2001); 43 P.S. § 1424(c). To meet this burden, “a plaintiff must
‘show by concrete facts or surrounding circumstances that the report [of
wrongdoing or waste] led to [the plaintiff’s] dismissal, such as that there was
specific direction or information received not to file the report or [that] there would
be adverse consequences because the report was filed.’” Golaschevsky v. Com.,
Dep’t of Env’t Prot., 720 A.2d 757, 759 (Pa. 1998) (quoting Gray v. Hafer, 651
A.2d 221, 225 (Pa. Commw. Ct. 1994)). Then, the employer has the opportunity to
raise a defense by “prov[ing] by a preponderance of the evidence that the action by
the employer occurred for separate and legitimate reasons, which are not merely
pretextual.” 43 P.S. § 1424(c).
Defendants argue that Scott’s “whistleblower” complaint in 2019 is so far
removed temporally that it cannot be causally linked to the termination of his
employment in 2021. (Doc. 48, p. 39.) They also argue that there is no causal
connection to the termination of Scott’s employment because the complaints were
meritless and never investigated. (Id. at 40.) Scott argues that the “whistleblower”
complaint and the termination of his employment are causally connected because
they were raised at the Loudermill and Borough Council hearings in 2021. (Doc.
52, p. 42.)
The parties offer no discussion on whether the “whistleblower” complaint is
the type of report of wrongdoing or waste covered by the statute. This is fatal to
Scott’s Whistleblower claim because the type of report covered by the statute must
be a report of actual wrongdoing. “The test is objective, not subjective; that is, it
does not matter whether the plaintiff holds a belief, even if well-founded, that the
conduct constitutes wrongdoing.” Kimes v. Univ. of Scranton, 126 F. Supp. 3d
477, 505 (M.D. Pa. 2015). Because there is no argument or evidence in the record
suggesting that the allegations against Chief McCurdy were found to be actual
violations of the law, Scott’s letter to the Borough Council regarding the perceived
wrongdoings is not clearly covered by the Whistleblower law. Therefore,
Defendants are entitled to judgment as a matter of law and their motion for
summary judgment on this claim will be granted.
CONCLUSION
Scott has provided sufficient evidence to establish that there is a genuine
dispute of material fact such that a reasonable jury could infer that Defendants
discriminated against him based on regarding him as disabled under the ADA,
Defendants retaliated against him under the ADA, and Defendants retaliated
against him under the First Amendment. The motion for summary judgment will
be denied on these claims. The parties have not sufficiently addressed whether
Scott is disabled under the PHRA and this claim must be resolved prior to trial.
There is no genuine dispute of material fact as to Scott’s FMLA claim and the
Pennsylvania Whistleblower Law claim. Defendants’ motion for summary
judgment will be granted on those claims.
An appropriate order will follow.
s/Jennifer P. Wilson
JENNIFER P. WILSON
United States District Judge
Middle District of Pennsylvania
Dated: February 20, 2024