Opinion

Isaac v. Marsh

Court
District Court, M.D. Pennsylvania
Filed
Apr 12, 2023
Cited by
0 cases
Authority
More cited than 29.2%

explaining how an analysis of the second Turner factor must be approached “sensibly and expansively,” in order to encompass other alternative methods that are available and serve the same underlying function

How later courts described this case

  • explaining how an analysis of the second Turner factor must be approached “sensibly and expansively,” in order to encompass other alternative methods that are available and serve the same underlying function
  • discussing Turner case law and how such deference is owed to the judgment of prison administrators
  • explaining that, while prison officials are required to demonstrate that a rational connection exists between the regulation and a legitimate penological interest, the inmate bears the ultimate burden of demonstrating that the regulation is unconstitutional (citation omitted)
  • explaining that “the absence of ready alternatives is evidence of the reasonableness of a prison regulation,” while “the existence of obvious, easy alternatives may be evidence that the regulation is not reasonable, but is an ‘exaggerated response’ to prison concerns”

Written by the judges who cited it.

The opinion

IN THE UNITED STATES DISTRICT COURT

FOR THE MIDDLE DISTRICT OF PENNSYLVANIA

DEREK ISAAC, :

Plaintiff :

: No. 1:20-cv-01993

v. :

: (Judge Rambo)

ROBERT MARSH, et al., :

Defendants :

MEMORANDUM

Pending before the Court is Defendants Sergeant Zachary Hammers and

Corrections Officer Robert McClincy’s motion for summary judgment filed

pursuant to Rule 56 of the Federal Rules of Civil Procedure. (Doc. No. 36.) For the

reasons set forth below, the motion will be granted.

I. BACKGROUND

Pro se Plaintiff Derek Isaac (“Plaintiff”), who is a convicted and sentenced

state prisoner in the custody of the Pennsylvania Department of Corrections

(“DOC”), is currently incarcerated at State Correctional Institution Benner

Township (“SCI Benner”) in Bellefonte, Pennsylvania. On October 30, 2020, he

commenced the above-captioned action by filing a complaint pursuant to the

provisions of 42 U.S.C. § 1983 (“Section 1983”), asserting violations of his

constitutional rights while incarcerated there. (Doc. No. 1.) In addition to the

complaint, Plaintiff also filed a motion for leave to proceed in forma pauperis, as

well as his prisoner trust fund account statement (Doc. Nos. 2, 3).

On November 5, 2020, the Court conducted an initial review of the complaint

pursuant to the Prison Litigation Reform Act of 1995 (“PLRA”)1 and partially

dismissed the complaint for failure to state a claim upon which relief may be granted.

(Doc. Nos. 5, 6.) The Court also granted Plaintiff leave to file an amended complaint

within thirty (30) days. (Id.) On December 14, 2020, in accordance with the Court’s

directive, Plaintiff filed an amended complaint. (Doc. No. 9.)

Although the original complaint named numerous individuals as defendants

(Doc. No. 1), the amended complaint only names the following three (3) individuals,

all of whom appear to have been employed by the DOC and worked at SCI Benner

during the period of time relevant to Plaintiff’s claims: Stefan Stessney (“Stessney”),

a Unit Manager of the Bravo Unit; Zachary Hammers (“Hammers”), a Sergeant; and

Robert McClincy (“McClincy”), a corrections officer. (Doc. No. 9 at 1-3.)2 Plaintiff

asserts that the events giving rise to his claims occurred at SCI Benner on June 3,

2020, when his First Amendment right to free speech was violated. (Id. at 4 (stating

that the “crux” of his complaint is the violation of his “civil rights pertaining [to] the

freedom of speech . . . ”).) In support of this assertion, Plaintiff sets forth the

following allegations in his amended complaint.

1 See The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat.

1321 (April 26, 1996).

2 The Court has taken the spelling of Defendants’ full names from their filings. See,

e.g., (Doc. No. 36 at 1).

Plaintiff alleges that he was sitting at a table in the dayroom of Bravo Unit

Alpha Pod, wearing a COVID-19 mask with the words “I can’t breathe” written on

it, when Defendant McClincy approached him and stated that he was “[in]citing a

riot.” (Id.) Plaintiff responded that he was not inciting a riot and, instead, was

honoring George Floyd, and went to cell 179. (Id.) Defendant Hammers

subsequently appeared at the entrance of the cell and informed Plaintiff he was there

to confiscate the mask and that “these orders came from high.” (Id.) Although

Defendant Hammers confiscated Plaintiff’s “I can’t breathe” mask, Plaintiff

acknowledges Defendant Hammers got him a new COVID-19 mask. (Id.)

Following this incident, Plaintiff alleges that he witnessed a “white male inmate

wearing a skull face mask in the presence of [Defendant] Hammers.” (Id. at 5.)

Plaintiff alleges that he subsequently saw this inmate wearing the mask on two (2)

other occasions, but “no action had been taken.” (Id.) Finally, Plaintiff, who appears

to allege that he grieved this incident, takes issue with how Defendant Stessney

responded to his initial grievance. (Id.) More specifically Defendant Stessney states

in his response that, “[w]hen staff observe an inmate with an altered mask, they have

been directed to provide the inmate with a new mask to ensure [everyone] [is]

adhering to COVID-19 safety precautions.” (Doc. No. 9-1 at 2.) Plaintiff asesrts

that Defendant Stessney violated DOC code of ethics because this directive was not

being enforced. (Doc. No. 9 at 5.)

In connection with all of these allegations, Plaintiff claims that Defendants

Stessney, Hammers, and McClincy violated his right to free speech under the First

Amendment to the United States Constitution.3 (Id. at 6.) As a result of this alleged

violation, Plaintiff asserts that “this ordeal has been emotionally and mentally

distressing and ha[s] cause[d] an ongoing effect of sorrow, sadness[s] and despair.”

(Id.) He seeks compensatory and punitive damages for this “emotional and mental

distress” he has experienced. (Id.)

On April 13, 2021, Defendants Stessney, Hammers, and McClincy filed an

answer with affirmative defenses to Plaintiff’s amended complaint. (Doc. No. 20.)

The following day, the Court directed the parties to complete discovery within six

months and to file any dispositive motions within sixty (60) days of the date on

which discovery closes. (Doc. No. 21.) Following two (2) extensions of time to

complete discovery (Doc. Nos. 26, 27, 30, 31), Defendants Stessney, Hammers, and

McClincy filed a collective motion for summary judgment on February 28, 2022,

along with a statement of material facts, a supporting brief, and various exhibits.

(Doc. Nos. 36, 37, 38.)

Thereafter, on September 28, 2022, Plaintiff filed a motion to dismiss

Defendant Stessney from this litigation. (Doc. No. 41.) In his motion, Plaintiff

3 Although Plaintiff also claims that Defendants violated 18 Pa. Cons. Stat. Ann. §§

2710 and 5301(2), these claims were dismissed with prejudice by the Court on

November 5, 2020. (Doc. Nos. 5, 6.)

explained that, although he wished to dismiss Defendant Stessney as a defendant

from this litigation, he is still pursuing his claims against Defendants Hammers and

McClincy. (Id.) On October 3, 2022, the Court issued an Order, which, inter alia,

granted Plaintiff’s motion and dismissed Defendant Stessney as a defendant from

this litigation. (Doc. No. 42.) In that Order, the Court also directed Plaintiff to file

a response to the pending motion for summary judgment. (Id.) As reflected by the

Court’s docket, however, Plaintiff has not filed a response, and the time period for

doing so has well since passed. Thus, Defendants Hammers and McClincy’s motion

for summary judgment is ripe for the Court’s resolution.

II. LEGAL STANDARD

Rule 56(a) of the Federal Rules of Civil Procedure provides that “[t]he court

shall grant summary judgment if the movant shows that there is no genuine dispute

as to any material fact and the movant is entitled to judgment as a matter of law.”

See Fed. R. Civ. P. 56(a). “A disputed fact is ‘material’ if it would affect the outcome

of the suit as determined by the substantive law.” Gray v. York Newspapers, Inc.,

957 F.2d 1070, 1078 (3d Cir. 1992) (quoting Anderson v. Liberty Lobby, Inc., 477

U.S. 242, 248 (1986)). And, a disputed material fact is “genuine . . . [i]f the evidence

is such that a reasonable jury could return a verdict for the nonmoving party[.]” See

Brenner v. Local 514, United Bhd. of Carpenters and Joiners of Am., 927 F.2d 1283,

1287-88 (3d Cir. 1991) (citing Anderson, 477 U.S. at 248).

A party moving for summary judgment has the initial burden “of informing

the district court of the basis for its motion, and identifying those portions of [the

record], which it believes demonstrate the absence of a genuine issue of material

fact.” See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The moving party’s

burden “may be discharged by ‘showing’—that is, pointing out to the district court—

that there is an absence of evidence to support the nonmoving party’s case.” See id.

at 325.

Once the moving party has met its initial burden, the burden shifts to the

nonmoving party, who may not rest upon the unsubstantiated allegations or denials

of its pleadings and, instead, must go beyond its pleadings, “citing to particular parts

of materials in the record, including depositions, documents, electronically stored

information, affidavits or declarations, stipulations (including those made for

purposes of the motion only), admissions, interrogatory answers, or other materials”

to show a genuine dispute of material fact. See Fed. R. Civ. P. 56(c); Celotex Corp.,

477 U.S. at 324. If the nonmoving party “fails to make a showing sufficient to

establish the existence of an element essential to that party’s case, and on which that

party will bear the burden at trial[,]” summary judgment is proper. See id. at 322.

Summary judgment is also proper if the nonmoving party provides evidence that is

“merely colorable” or that “is not significantly probative[.]” See Gray, 957 F.2d at

1078.

In addition, when deciding a motion for summary judgment, “the court must

view all evidence and draw all inferences in the light most favorable to the non-

moving party[.]” See Lawrence v. City of Philadelphia, 527 F.3d 299, 310 (3d Cir.

2008) (citing Davis v. Mountaire Farms, Inc., 453 F.3d 554, 556 (3d Cir. 2006));

M.S. by & through Hall v. Susquehanna Twp. Sch. Dist., 969 F.3d 120, 125 (3d Cir.

2020) (stating that, when reviewing a motion for summary judgment, courts are to

“view the evidence in the light most favorable to the non-moving party”).

III. DISCUSSION

A. Statement of Material Facts

Defendants Hammers and McClincy (together, “Defendants”)4 have filed a

motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil

Procedure. (Doc. No. 36.) Under the Court’s Local Rules, a motion for summary

judgment “shall be accompanied by a separate, short and concise statement of the

material facts, in numbered paragraphs, as to which the moving party contends there

is no genuine issue to be tried.” See M.D. Pa. L.R. 56.1. In addition, “[t]he papers

opposing a motion for summary judgment shall include a separate, short and concise

statement of the material facts, responding to the numbered paragraphs set forth in

[the moving party’s statement], as to which [the non-moving party] contend[s] that

4 As set forth above, Defendant Stessney has been dismissed as a defendant from

this litigation. (Doc. No. 42.)

there exists a genuine issue to be tried.” See id. All material facts set forth in the

moving party’s statement “will be deemed to be admitted unless controverted by [the

non-moving party’s statement].” See id.

In accordance with the Court’s Local Rules, Defendants filed a statement of

material facts in support of their motion for summary judgment. (Doc. No. 37.)

Plaintiff, however, did not file his own statement of material facts, responding to the

numbered paragraphs set forth in Defendants’ statement. Thus, under the Court’s

Local Rules, Defendants’ facts are deemed admitted since:

A failure to file a counter-statement equates to an admission of all the

facts set forth in the movant’s statement. This Local Rule serves several

purposes. First, it is designed to aid the Court in its determination of

whether any genuine issue of material fact is in dispute. Second, it

affixes the burden imposed by Federal Rule of Civil Procedure 56(e),

as recognized in Celotex Corp. v. Catrett, on the nonmoving party ‘to

go beyond the pleadings and by her own affidavits, or by the

depositions, answers to interrogatories, and admissions on file,

designated specific facts showing that there is a genuine issue for trial.’

477 U.S. 317, 324, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (internal

quotations omitted) (emphasis added).

See Williams v. Gavins, No. 1:13-cv-0387, 2015 WL 65080, at *5 (M.D. Pa. Jan. 5,

2015), aff’d sub nom. Williams v. Gavin, 640 F. App’x 152 (3d Cir. 2016)

(unpublished) (emphasis in original) (citation omitted).

Accordingly, the material facts in this Memorandum are derived from

Defendants’ statement of material facts. (Doc. No. 37.) That being said, however,

the Court has conducted a thorough and impartial review of the record in this matter.

To the extent that there are any disputed issues of material fact that are relevant to

Defendants’ motion for summary judgment, the Court expressly notes such disputes

herein.

On or around June 3, 2020, Plaintiff was sitting at a table in the day room at

SCI Benner. (Doc. No. 37 ¶ 2.) Inmates were required to wear a COVID-19 mask

when they were in the day room and, on that day, Plaintiff was wearing a mask with

the words “I can’t breathe” written on it. (Id. ¶ 3.) Plaintiff alleges that Defendant

McClincy approached him in the day room and accused him of “[in]citing a riot.”

(Id. ¶ 4.) In response, Plaintiff stated that “I am not [in]citing a riot. I am honoring

George Floyd.” (Id. ¶ 5.) Plaintiff “then arose” and “quietly went to” his cell on his

own volition. (Id. ¶ 6.)

Defendant Hammers went to Plaintiff’s cell “approximately 5 or 10 minutes

later” and confiscated Plaintiff’s “I can’t breathe” mask and gave Plaintiff a new

COVID-19 mask. (Id. ¶ 7.) Defendant Hammers confiscated Plaintiff’s mask

because inmates are not permitted to alter state-issued items, and the mask was a

state-issued item. (Id. ¶ 8.) More specifically, DC-ADM 815 Section 1 B.1 provides

as follows: “All items issued to an inmate must be used by the inmate to whom they

are issued and solely for their intended purpose. Abuse or misuse of these items may

result in disciplinary action in accordance with Department policy DC-ADM 801,

‘Inmate Discipline.’” (Id. ¶ 9.) Plaintiff has not worn a mask with any alterations

since his mask was confiscated on June 3, 2020. (Id. ¶ 10.)

In addition, Plaintiff alleges that he subsequently observed another inmate that

he referred to as “Travis” wearing a mask that displayed a skull image on June 10,

11, and 12, 2020. (Id. ¶ 11.) Plaintiff alleges that Defendant Hammers saw this

inmate wearing the altered mask, but did not confiscate the mask. (Id. ¶ 12.)

Defendant Hammers does not recall ever having witnessed an inmate wearing such

a mask. (Id. ¶ 13.) Moreover, Defendant Hammers states that, if he had seen an

inmate wearing a skull mask, he would have asked the inmate to swap out the altered

mask for the same reasons that he asked Plaintiff to swap out his altered mask. (Id. ¶

14.) Plaintiff concedes that he has not seen inmate Travis wear an altered mask at

any time after June 12, 2020. (Id. ¶ 15.)

B. Plaintiff’s Claim and the Parties’ Arguments

Plaintiff has brought this civil rights action pursuant to the provisions of

Section 1983, which provides, in pertinent part, as follows:

Every person who, under color of any statute, ordinance, regulation,

custom, or usage, of any State or Territory or the District of Columbia,

subjects, or causes to be subjected, any citizen of the United States or

other person within the jurisdiction thereof to the deprivation of any

rights, privileges, or immunities secured by the Constitution and laws,

shall be liable to the party injured in an action at law, suit in equity, or

other proper proceeding for redress.

See 42 U.S.C. § 1983. Thus, “Section 1983 imposes civil liability upon any person

who, acting under the color of state law, deprives another individual of any rights,

privileges, or immunities secured by the Constitution or laws of the United States.”

See Shuman v. Penn Manor School Dist., 422 F.3d 141, 146 (3d Cir. 2005) (citation

omitted). Section 1983 “does not create any new substantive rights but instead

provides a remedy for the violation of a federal constitutional or statutory right.”

See id. (citation omitted). Thus, in order for a plaintiff to state a claim under Section

1983, he must allege “a deprivation of a federally protected right and that this

deprivation was committed by [a person] acting under color of state law.” See

Woloszyn v. County of Lawrence, 396 F.3d 314, 319 (3d Cir. 2005) (citation and

internal quotation marks omitted).

In the amended complaint, Plaintiff claims that Defendants violated his First

Amendment right to free speech by confiscating his “I can’t breathe” COVID-19

mask. (Doc. No. 9 at 4, 6.) The First Amendment, made applicable to the states

through the Fourteenth Amendment, see United Bhd. of Carpenters & Joiners of

Am., Loc. 610, AFL-CIO v. Scott, 463 U.S. 825, 831 (1983), provides that

“Congress shall make no law respecting an establishment of religion, or prohibiting

the free exercise thereof; or abridging the freedom of speech, or of the press; or the

right of the people peaceably to assemble, and to petition the Government for a

redress of grievances.” See U.S. Const. amend. I. Prisoners retain those rights so

long as they are not inconsistent with their status as prisoners or with the legitimate

penological objectives of the corrections system. See Pell v. Procunier, 417 U.S.

817, 822 (1974); Mack v. Warden Loretto FCI, 839 F.3d 286, 298 (3d Cir. 2016)

(recognizing this legal principle and citing Pell).

With respect to the prison setting, the United States Supreme Court has stated

that “convicted prisoners do not forfeit all constitutional protections by reason of

their conviction and confinement in prison[,]” and, thus, they “clearly retain

protections afforded by the First Amendment[.]” See O’Lone v. Est. of Shabazz,

482 U.S. 342, 348 (1987) (citations and internal quotation marks and citations

omitted). That being said, the lawful incarceration of prisoners necessarily limits

“many privileges and rights,” which is “justified by the considerations underlying

our penal system.” See id. (citation and internal quotation marks omitted). Those

limitations “arise both from the fact of incarceration and from valid penological

objectives—including deterrence of crime, rehabilitation of prisoners, and

institutional security.” See id. (citations omitted).

The United States Supreme Court has “often said that [the] evaluation of

penological objectives is committed to the considered judgment of prison

administrators, who are actually charged with and trained in the running of the

particular institution under examination.” See id. at 349 (citations and internal

quotation marks omitted). Thus, “when a prison regulation impinges on inmates’

constitutional rights, the regulation is valid if it is reasonably related to legitimate

penological interests.” See Turner v. Safley, 482 U.S. 78, 89 (1987) (alteration

omitted). This standard “ensures the ability of corrections officials to anticipate

security problems and to adopt innovative solutions to the intractable problems of

prison administration . . . and[, additionally, this standard] avoids unnecessary

intrusion of the judiciary into problems particularly ill suited to resolution by

decree.” See O’Lone, 482 U.S. at 349-50 (citations and internal quotation marks

omitted).

Courts are to consider several factors when determining the reasonableness of

a prison regulation that infringes on inmates’ constitutional rights, including: (1)

whether there is a “valid, rational connection between the prison regulation and the

legitimate governmental interest put forward to justify it[;]” (2) “whether there are

alternative means of exercising the right that remain open to prison inmates[;]” (3)

“the impact accommodation of the asserted constitutional right will have on guards

and other inmates, and on the allocation of prison resources generally[;]” and (4)

“the absence of ready alternatives is evidence of the reasonableness of a prison

regulation.” See Turner, 482 U.S. at 89-91 (citations and internal quotation marks

omitted).

Regarding these factors, while prison officials are required to demonstrate that

a rational connection exists between the regulation and a legitimate penological

interest, the inmate bears the ultimate burden of demonstrating that the regulation is

unconstitutional. See Fontroy v. Beard, 559 F.3d 173, 177 (3d Cir. 2009) (citation

omitted); Monroe v. Beard, 536 F.3d 198, 207 (3d Cir. 2008) (stating that “the party

challenging the prison regulation bears the burden of showing that it is

constitutionally unreasonable” (citation omitted)). Thus, because the inmate “must

overcome the presumption that the prison officials acted within their broad

discretion[,]” the inmate’s burden is a “heavy” one. See Shaw v. Murphy, 532 U.S.

223, 232 (2001) (citation and internal quotation marks omitted).

Here, Defendants argue that all of the Turner factors are satisfied. (Doc. No.

38 at 4-8.) Having reviewed the record in this matter, the Court agrees. With respect

to the first Turner factor, the Court concludes that Defendants have established that

there is a valid, rational connection between the prohibition on prisoners making

alterations to state-issued COVID-19 masks and the legitimate governmental interest

put forward to justify it. As appropriately argued by Defendants, SCI Benner’s

interest here is twofold: (1) the prison has a legitimate interest in the efficacy of

COVID-19 masks, which are designed to limit the transmission of the virus; and (2)

the prison has a legitimate interest in prohibiting prisoners from making alterations

to any state-issued items, including COVID-19 masks. (Id. at 5-6; id. at 5 (arguing

that allowing prisoners to write, draw, paint or otherwise on state-issued COVID-19

masks could impair the integrity and functionality of the masks, which could

ultimately lead to more COVID-19 infections at the prison); id. at 6 (arguing that, if

prisoners were permitted to alter state-issued items, it would be exceedingly difficult

for prison administrators to distinguish between permissible and impermissible

alterations and to attempt to manage and regulate those alterations)).

In support of these asserted governmental interests, Defendants have

submitted several pieces of evidence into the summary judgment record. More

specifically, Defendants have submitted evidence that Defendant Hammers

requested Plaintiff “to swap” the COVID-19 mask he was wearing for a new one.

(Doc. No. 37-2 (containing Defendant Hammers’ declaration, wherein he declares

this fact under the penalty of perjury).) Defendants have also submitted evidence of

a DOC Policy—and specifically, DC-ADM 815—which instructs inmates that all

items issued to them must be used “solely for their intended purpose” and, further,

that any “[a]buse or misuse” of such items may result in disciplinary action. (Doc.

No. 37-3.) Finally, Defendants have submitted evidence that the challenged

prohibition on altering—more specifically—state-issued COVID-19 masks was

expressly set forth in an information bulletin, dated July 8, 2020.5 (Doc. No. 37-2 ¶

7; Doc. No. 9-1 at 1.)

5 The Court notes that, because this bulletin is dated July 8, 2020, it was not issued

until after Plaintiff’s COVID-19 mask was confiscated. Even acknowledging this

fact, however, the Court still finds, that in reviewing the summary judgment record

as a whole, the DOC’s prohibition on altering state-issued items, such as COVID-

In considering this evidence, the Court finds that the articulated connections

between the prohibition of altering state-issued COVID-19 masks, and the interests

put forth to justify that prohibition, are logical and legitimate. The Court further

notes that, in this regard, the professional judgment of prison administrators at SCI

Benner is owed substantial deference. See Beard v. Banks, 548 U.S. 521, 528 (2006)

(discussing Turner case law and how such deference is owed to the judgment of

prison administrators); Overton v. Bazzetta, 539 U.S. 126, 132 (2003) (explaining

that federal courts “must accord substantial deference to the professional judgment

of prison administrators, who bear a significant responsibility for defining the

legitimate goals of a corrections system and for determining the most appropriate

means to accomplish them” (citations omitted)). Accordingly, the Court concludes

that the first Turner factor supports the reasonableness of SCI Benner’s prohibition

on altering state-issued COVID-19 masks.

Regarding the second Turner factor, the Court finds that Defendants have

established that Plaintiff has alternative means of exercising his right to free speech

without altering the state-issued COVID-19 masks. More specifically, Defendants

argue, and the Court agrees, that prisoners are able to express themselves verbally

and in writing without altering the masks. (Id. at 6.) Defendants also argue, and

19 masks, had a valid, rational connection to legitimate penological interests. (Doc.

No. 37-3.)

again the Court agrees, that Plaintiff has not alleged or shown that he was prohibited

from discussing the events surrounding George Floyd or any other asserted instances

of racial injustice with other prisoners at SCI Benner or any other individuals for

that matter. (Id.) In addition, Plaintiff has also not alleged or shown that he was

limited or prevented from writing about such events in letters, journals, pamphlets,

or other documents of the sort. (Id. at 6-7.) While, perhaps, these other methods of

exercising his constitutional right to free speech may not have been preferred by or

most ideal to Plaintiff, this does not change the fact that alternative methods of

exercising his right not only existed but were available to him. See Thornburgh v.

Abbott, 490 U.S. 401, 417-18 (1989) (explaining how an analysis of the second

Turner factor must be approached “sensibly and expansively,” in order to encompass

other alternative methods that are available and serve the same underlying function).

Accordingly, the Court concludes that the second Turner factor supports the

reasonableness of SCI Benner’s prohibition on altering state-issued COVID-19

masks.

Regarding the third Turner factor, Defendants assert that an accommodation

permitting prisoners to alter state-issued COVID-19 masks would have a negative

impact on fellow prisoners, corrections officers, and the allocation of prison

resources. (Doc. No. 38 at 7.) In support of this assertion, Defendants argue that an

accommodation could lead to more COVID-19 infections at SCI Benner, which

would endanger the prisoners and staff alike. (Id.) Defendants further argue that an

accommodation would also negatively impact prison resources because it would be

difficult (if not impossible) to administer, as it would place prison administrators in

the position of having to exercise judgment over what is and what is not a permissible

alteration. (Id.) Finally, Defendants argue that an accommodation would provide

prisoners with additional grounds to make complaints about prison staff, which in

turn would require the prison to expend additional administrative resources in

dealing with those complaints. (Id.) And, similarly, as to the fourth Turner factor,

Defendants argue that there is no effective way to adopt a more limited policy

accommodating some COVID-19 mask alterations, but not others. (Id. at 7-8.)

While these arguments are persuasive, the Court observes that Defendants

have not cited to particular parts of materials in the record in order to support these

arguments. Even acknowledging this observation, however, the Court cannot find

that this suggests any unreasonableness with respect to SCI Benner’s prohibition on

altering state-issued COVID-19 masks. In fact, the record before the Court does not

suggest any alternatives here and, thus, this absence of such alternatives only further

supports the reasonableness of the challenged prohibition. See Turner, 482 U.S. at

90 (explaining that “the absence of ready alternatives is evidence of the

reasonableness of a prison regulation,” while “the existence of obvious, easy

alternatives may be evidence that the regulation is not reasonable, but is an

‘exaggerated response’ to prison concerns”).

As a result, the Court concludes that Defendants have met their summary

judgment burden in asserting legitimate penological interests that are reasonably

related to SCI Benner’s prohibition on altering state-issued COVID-19 masks. The

burden thus shifts to Plaintiff to demonstrate that there is a genuine issue for trial.

See Fed. R. Civ. P. 56(e); see also Beard, 548 U.S. at 529-30 (explaining, in the

context of a Turner analysis, that courts must “distinguish between evidence of

disputed facts and disputed matters of professional judgment” and, therefore,

“[u]nless a prisoner can point to sufficient evidence regarding such issues of

judgment to allow him to prevail on the merits, he cannot prevail at the summary

judgment stage”); Fontroy, 559 F.3d at 177 (explaining that, while prison officials

are required to demonstrate that a rational connection exists between the regulation

and a legitimate penological interest, the inmate bears the ultimate burden of

demonstrating that the regulation is unconstitutional (citation omitted)).

Plaintiff, however, has not filed a response to Defendants’ motion for

summary judgment, despite being specifically ordered to do so. (Doc. No. 42.) As

such, Plaintiff has not asserted any arguments or submitted any evidence to

overcome the deference that is afforded to prison administrators in these types of

matters. See Shaw, 532 U.S. at 232 (explaining that, because the inmate “must

overcome the presumption that the prison officials acted within their broad

discretion[,]” the inmate’s burden is a “heavy” one (citation and internal quotation

marks omitted)).

That being said, the Court has conducted a thorough and impartial review of

the record in this matter. While Plaintiff asserts allegations in his amended

complaint that a fellow inmate wore a skull face mask on three (3) separate occasions

at SCI Benner (Doc. No. 9 at 5), the Court finds that these allegations have not been

fully developed for the Court’s consideration and, further, that Plaintiff has not set

forth any argument concerning these allegations. Additionally, the Court observes

that Plaintiff’s amended complaint has not been signed under the penalty of perjury.

Thus, the Court does not treat Plaintiff’s amended complaint as admissible evidence

opposing Defendants’ motion for summary judgment. See generally Porter v.

Pennsylvania Dep’t of Corr., 974 F.3d 431, 443 (3d Cir. 2020) (explaining that a

district court, in ruling a motion for summary judgment, may consider a plaintiff’s

sworn verified complaint to the extent that it is based on “personal knowledge and

set[s] out facts that would be admissible in evidence” (citations omitted)); Ziegler v.

Eby, 77 F. App’x 117, 120 (3d Cir. 2003) (unpublished) (explaining that the plaintiff

“did not submit any evidence to refute these [affidavits] or any other affidavits

produced by any of the defendants” and that “the complaint was not verified, thereby

precluding the District Court from treating it as the equivalent of an affidavit for

purposes of Federal Rule of Civil Procedure 56(e)” (citing Reese v. Sparks, 760 F.2d

64, 67 (3d Cir.1985))).6

Consequently, the Court finds that Plaintiff has not met his heavy burden of

overcoming the presumption that SCI Benner prison officials acted within their

broad discretion in prohibiting prisoners from making alterations to state-issued

COVID-19 masks. As a result, the Court will grant Defendants’ motion for

summary judgment and direct the Clerk of Court to close this case.7

IV. CONCLUSION

Accordingly, for the reasons set forth above, the Court will grant Defendants’

motion for summary judgment. (Doc. No. 36.) An appropriate Order follows.

Dated: April 12, 2023, s/ Sylvia H. Rambo

SYLVIA H. RAMBO

United States District Judge

6 To the extent that Plaintiff’s deposition contains any similar allegations regarding

this fellow inmate, the Court notes that Plaintiff refused to affirm that his deposition

testimony was the truth, the whole truth, and nothing but the truth. (Doc. No. 37-1

at 2.)

7 In light of the Court’s conclusion with respect to the Turner standard, the Court

need not address Defendants’ remaining arguments. (Doc. No. 38 at 8-10.)

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

A word about cookies

We need a few to keep you signed in and the library working. The rest help us see which pages people use and where they get stuck. They stay off unless you say yes.