explaining how an analysis of the second Turner factor must be approached “sensibly and expansively,” in order to encompass other alternative methods that are available and serve the same underlying function
How later courts described this case
- explaining how an analysis of the second Turner factor must be approached “sensibly and expansively,” in order to encompass other alternative methods that are available and serve the same underlying function
- discussing Turner case law and how such deference is owed to the judgment of prison administrators
- explaining that, while prison officials are required to demonstrate that a rational connection exists between the regulation and a legitimate penological interest, the inmate bears the ultimate burden of demonstrating that the regulation is unconstitutional (citation omitted)
- explaining that “the absence of ready alternatives is evidence of the reasonableness of a prison regulation,” while “the existence of obvious, easy alternatives may be evidence that the regulation is not reasonable, but is an ‘exaggerated response’ to prison concerns”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
DEREK ISAAC, :
Plaintiff :
: No. 1:20-cv-01993
v. :
: (Judge Rambo)
ROBERT MARSH, et al., :
Defendants :
MEMORANDUM
Pending before the Court is Defendants Sergeant Zachary Hammers and
Corrections Officer Robert McClincy’s motion for summary judgment filed
pursuant to Rule 56 of the Federal Rules of Civil Procedure. (Doc. No. 36.) For the
reasons set forth below, the motion will be granted.
I. BACKGROUND
Pro se Plaintiff Derek Isaac (“Plaintiff”), who is a convicted and sentenced
state prisoner in the custody of the Pennsylvania Department of Corrections
(“DOC”), is currently incarcerated at State Correctional Institution Benner
Township (“SCI Benner”) in Bellefonte, Pennsylvania. On October 30, 2020, he
commenced the above-captioned action by filing a complaint pursuant to the
provisions of 42 U.S.C. § 1983 (“Section 1983”), asserting violations of his
constitutional rights while incarcerated there. (Doc. No. 1.) In addition to the
complaint, Plaintiff also filed a motion for leave to proceed in forma pauperis, as
well as his prisoner trust fund account statement (Doc. Nos. 2, 3).
On November 5, 2020, the Court conducted an initial review of the complaint
pursuant to the Prison Litigation Reform Act of 1995 (“PLRA”)1 and partially
dismissed the complaint for failure to state a claim upon which relief may be granted.
(Doc. Nos. 5, 6.) The Court also granted Plaintiff leave to file an amended complaint
within thirty (30) days. (Id.) On December 14, 2020, in accordance with the Court’s
directive, Plaintiff filed an amended complaint. (Doc. No. 9.)
Although the original complaint named numerous individuals as defendants
(Doc. No. 1), the amended complaint only names the following three (3) individuals,
all of whom appear to have been employed by the DOC and worked at SCI Benner
during the period of time relevant to Plaintiff’s claims: Stefan Stessney (“Stessney”),
a Unit Manager of the Bravo Unit; Zachary Hammers (“Hammers”), a Sergeant; and
Robert McClincy (“McClincy”), a corrections officer. (Doc. No. 9 at 1-3.)2 Plaintiff
asserts that the events giving rise to his claims occurred at SCI Benner on June 3,
2020, when his First Amendment right to free speech was violated. (Id. at 4 (stating
that the “crux” of his complaint is the violation of his “civil rights pertaining [to] the
freedom of speech . . . ”).) In support of this assertion, Plaintiff sets forth the
following allegations in his amended complaint.
1 See The Prison Litigation Reform Act of 1995, Pub. L. No. 104-134, 110 Stat.
1321 (April 26, 1996).
2 The Court has taken the spelling of Defendants’ full names from their filings. See,
e.g., (Doc. No. 36 at 1).
Plaintiff alleges that he was sitting at a table in the dayroom of Bravo Unit
Alpha Pod, wearing a COVID-19 mask with the words “I can’t breathe” written on
it, when Defendant McClincy approached him and stated that he was “[in]citing a
riot.” (Id.) Plaintiff responded that he was not inciting a riot and, instead, was
honoring George Floyd, and went to cell 179. (Id.) Defendant Hammers
subsequently appeared at the entrance of the cell and informed Plaintiff he was there
to confiscate the mask and that “these orders came from high.” (Id.) Although
Defendant Hammers confiscated Plaintiff’s “I can’t breathe” mask, Plaintiff
acknowledges Defendant Hammers got him a new COVID-19 mask. (Id.)
Following this incident, Plaintiff alleges that he witnessed a “white male inmate
wearing a skull face mask in the presence of [Defendant] Hammers.” (Id. at 5.)
Plaintiff alleges that he subsequently saw this inmate wearing the mask on two (2)
other occasions, but “no action had been taken.” (Id.) Finally, Plaintiff, who appears
to allege that he grieved this incident, takes issue with how Defendant Stessney
responded to his initial grievance. (Id.) More specifically Defendant Stessney states
in his response that, “[w]hen staff observe an inmate with an altered mask, they have
been directed to provide the inmate with a new mask to ensure [everyone] [is]
adhering to COVID-19 safety precautions.” (Doc. No. 9-1 at 2.) Plaintiff asesrts
that Defendant Stessney violated DOC code of ethics because this directive was not
being enforced. (Doc. No. 9 at 5.)
In connection with all of these allegations, Plaintiff claims that Defendants
Stessney, Hammers, and McClincy violated his right to free speech under the First
Amendment to the United States Constitution.3 (Id. at 6.) As a result of this alleged
violation, Plaintiff asserts that “this ordeal has been emotionally and mentally
distressing and ha[s] cause[d] an ongoing effect of sorrow, sadness[s] and despair.”
(Id.) He seeks compensatory and punitive damages for this “emotional and mental
distress” he has experienced. (Id.)
On April 13, 2021, Defendants Stessney, Hammers, and McClincy filed an
answer with affirmative defenses to Plaintiff’s amended complaint. (Doc. No. 20.)
The following day, the Court directed the parties to complete discovery within six
months and to file any dispositive motions within sixty (60) days of the date on
which discovery closes. (Doc. No. 21.) Following two (2) extensions of time to
complete discovery (Doc. Nos. 26, 27, 30, 31), Defendants Stessney, Hammers, and
McClincy filed a collective motion for summary judgment on February 28, 2022,
along with a statement of material facts, a supporting brief, and various exhibits.
(Doc. Nos. 36, 37, 38.)
Thereafter, on September 28, 2022, Plaintiff filed a motion to dismiss
Defendant Stessney from this litigation. (Doc. No. 41.) In his motion, Plaintiff
3 Although Plaintiff also claims that Defendants violated 18 Pa. Cons. Stat. Ann. §§
2710 and 5301(2), these claims were dismissed with prejudice by the Court on
November 5, 2020. (Doc. Nos. 5, 6.)
explained that, although he wished to dismiss Defendant Stessney as a defendant
from this litigation, he is still pursuing his claims against Defendants Hammers and
McClincy. (Id.) On October 3, 2022, the Court issued an Order, which, inter alia,
granted Plaintiff’s motion and dismissed Defendant Stessney as a defendant from
this litigation. (Doc. No. 42.) In that Order, the Court also directed Plaintiff to file
a response to the pending motion for summary judgment. (Id.) As reflected by the
Court’s docket, however, Plaintiff has not filed a response, and the time period for
doing so has well since passed. Thus, Defendants Hammers and McClincy’s motion
for summary judgment is ripe for the Court’s resolution.
II. LEGAL STANDARD
Rule 56(a) of the Federal Rules of Civil Procedure provides that “[t]he court
shall grant summary judgment if the movant shows that there is no genuine dispute
as to any material fact and the movant is entitled to judgment as a matter of law.”
See Fed. R. Civ. P. 56(a). “A disputed fact is ‘material’ if it would affect the outcome
of the suit as determined by the substantive law.” Gray v. York Newspapers, Inc.,
957 F.2d 1070, 1078 (3d Cir. 1992) (quoting Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 248 (1986)). And, a disputed material fact is “genuine . . . [i]f the evidence
is such that a reasonable jury could return a verdict for the nonmoving party[.]” See
Brenner v. Local 514, United Bhd. of Carpenters and Joiners of Am., 927 F.2d 1283,
1287-88 (3d Cir. 1991) (citing Anderson, 477 U.S. at 248).
A party moving for summary judgment has the initial burden “of informing
the district court of the basis for its motion, and identifying those portions of [the
record], which it believes demonstrate the absence of a genuine issue of material
fact.” See Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). The moving party’s
burden “may be discharged by ‘showing’—that is, pointing out to the district court—
that there is an absence of evidence to support the nonmoving party’s case.” See id.
at 325.
Once the moving party has met its initial burden, the burden shifts to the
nonmoving party, who may not rest upon the unsubstantiated allegations or denials
of its pleadings and, instead, must go beyond its pleadings, “citing to particular parts
of materials in the record, including depositions, documents, electronically stored
information, affidavits or declarations, stipulations (including those made for
purposes of the motion only), admissions, interrogatory answers, or other materials”
to show a genuine dispute of material fact. See Fed. R. Civ. P. 56(c); Celotex Corp.,
477 U.S. at 324. If the nonmoving party “fails to make a showing sufficient to
establish the existence of an element essential to that party’s case, and on which that
party will bear the burden at trial[,]” summary judgment is proper. See id. at 322.
Summary judgment is also proper if the nonmoving party provides evidence that is
“merely colorable” or that “is not significantly probative[.]” See Gray, 957 F.2d at
1078.
In addition, when deciding a motion for summary judgment, “the court must
view all evidence and draw all inferences in the light most favorable to the non-
moving party[.]” See Lawrence v. City of Philadelphia, 527 F.3d 299, 310 (3d Cir.
2008) (citing Davis v. Mountaire Farms, Inc., 453 F.3d 554, 556 (3d Cir. 2006));
M.S. by & through Hall v. Susquehanna Twp. Sch. Dist., 969 F.3d 120, 125 (3d Cir.
2020) (stating that, when reviewing a motion for summary judgment, courts are to
“view the evidence in the light most favorable to the non-moving party”).
III. DISCUSSION
A. Statement of Material Facts
Defendants Hammers and McClincy (together, “Defendants”)4 have filed a
motion for summary judgment pursuant to Rule 56 of the Federal Rules of Civil
Procedure. (Doc. No. 36.) Under the Court’s Local Rules, a motion for summary
judgment “shall be accompanied by a separate, short and concise statement of the
material facts, in numbered paragraphs, as to which the moving party contends there
is no genuine issue to be tried.” See M.D. Pa. L.R. 56.1. In addition, “[t]he papers
opposing a motion for summary judgment shall include a separate, short and concise
statement of the material facts, responding to the numbered paragraphs set forth in
[the moving party’s statement], as to which [the non-moving party] contend[s] that
4 As set forth above, Defendant Stessney has been dismissed as a defendant from
this litigation. (Doc. No. 42.)
there exists a genuine issue to be tried.” See id. All material facts set forth in the
moving party’s statement “will be deemed to be admitted unless controverted by [the
non-moving party’s statement].” See id.
In accordance with the Court’s Local Rules, Defendants filed a statement of
material facts in support of their motion for summary judgment. (Doc. No. 37.)
Plaintiff, however, did not file his own statement of material facts, responding to the
numbered paragraphs set forth in Defendants’ statement. Thus, under the Court’s
Local Rules, Defendants’ facts are deemed admitted since:
A failure to file a counter-statement equates to an admission of all the
facts set forth in the movant’s statement. This Local Rule serves several
purposes. First, it is designed to aid the Court in its determination of
whether any genuine issue of material fact is in dispute. Second, it
affixes the burden imposed by Federal Rule of Civil Procedure 56(e),
as recognized in Celotex Corp. v. Catrett, on the nonmoving party ‘to
go beyond the pleadings and by her own affidavits, or by the
depositions, answers to interrogatories, and admissions on file,
designated specific facts showing that there is a genuine issue for trial.’
477 U.S. 317, 324, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986) (internal
quotations omitted) (emphasis added).
See Williams v. Gavins, No. 1:13-cv-0387, 2015 WL 65080, at *5 (M.D. Pa. Jan. 5,
2015), aff’d sub nom. Williams v. Gavin, 640 F. App’x 152 (3d Cir. 2016)
(unpublished) (emphasis in original) (citation omitted).
Accordingly, the material facts in this Memorandum are derived from
Defendants’ statement of material facts. (Doc. No. 37.) That being said, however,
the Court has conducted a thorough and impartial review of the record in this matter.
To the extent that there are any disputed issues of material fact that are relevant to
Defendants’ motion for summary judgment, the Court expressly notes such disputes
herein.
On or around June 3, 2020, Plaintiff was sitting at a table in the day room at
SCI Benner. (Doc. No. 37 ¶ 2.) Inmates were required to wear a COVID-19 mask
when they were in the day room and, on that day, Plaintiff was wearing a mask with
the words “I can’t breathe” written on it. (Id. ¶ 3.) Plaintiff alleges that Defendant
McClincy approached him in the day room and accused him of “[in]citing a riot.”
(Id. ¶ 4.) In response, Plaintiff stated that “I am not [in]citing a riot. I am honoring
George Floyd.” (Id. ¶ 5.) Plaintiff “then arose” and “quietly went to” his cell on his
own volition. (Id. ¶ 6.)
Defendant Hammers went to Plaintiff’s cell “approximately 5 or 10 minutes
later” and confiscated Plaintiff’s “I can’t breathe” mask and gave Plaintiff a new
COVID-19 mask. (Id. ¶ 7.) Defendant Hammers confiscated Plaintiff’s mask
because inmates are not permitted to alter state-issued items, and the mask was a
state-issued item. (Id. ¶ 8.) More specifically, DC-ADM 815 Section 1 B.1 provides
as follows: “All items issued to an inmate must be used by the inmate to whom they
are issued and solely for their intended purpose. Abuse or misuse of these items may
result in disciplinary action in accordance with Department policy DC-ADM 801,
‘Inmate Discipline.’” (Id. ¶ 9.) Plaintiff has not worn a mask with any alterations
since his mask was confiscated on June 3, 2020. (Id. ¶ 10.)
In addition, Plaintiff alleges that he subsequently observed another inmate that
he referred to as “Travis” wearing a mask that displayed a skull image on June 10,
11, and 12, 2020. (Id. ¶ 11.) Plaintiff alleges that Defendant Hammers saw this
inmate wearing the altered mask, but did not confiscate the mask. (Id. ¶ 12.)
Defendant Hammers does not recall ever having witnessed an inmate wearing such
a mask. (Id. ¶ 13.) Moreover, Defendant Hammers states that, if he had seen an
inmate wearing a skull mask, he would have asked the inmate to swap out the altered
mask for the same reasons that he asked Plaintiff to swap out his altered mask. (Id. ¶
14.) Plaintiff concedes that he has not seen inmate Travis wear an altered mask at
any time after June 12, 2020. (Id. ¶ 15.)
B. Plaintiff’s Claim and the Parties’ Arguments
Plaintiff has brought this civil rights action pursuant to the provisions of
Section 1983, which provides, in pertinent part, as follows:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of any
rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law, suit in equity, or
other proper proceeding for redress.
See 42 U.S.C. § 1983. Thus, “Section 1983 imposes civil liability upon any person
who, acting under the color of state law, deprives another individual of any rights,
privileges, or immunities secured by the Constitution or laws of the United States.”
See Shuman v. Penn Manor School Dist., 422 F.3d 141, 146 (3d Cir. 2005) (citation
omitted). Section 1983 “does not create any new substantive rights but instead
provides a remedy for the violation of a federal constitutional or statutory right.”
See id. (citation omitted). Thus, in order for a plaintiff to state a claim under Section
1983, he must allege “a deprivation of a federally protected right and that this
deprivation was committed by [a person] acting under color of state law.” See
Woloszyn v. County of Lawrence, 396 F.3d 314, 319 (3d Cir. 2005) (citation and
internal quotation marks omitted).
In the amended complaint, Plaintiff claims that Defendants violated his First
Amendment right to free speech by confiscating his “I can’t breathe” COVID-19
mask. (Doc. No. 9 at 4, 6.) The First Amendment, made applicable to the states
through the Fourteenth Amendment, see United Bhd. of Carpenters & Joiners of
Am., Loc. 610, AFL-CIO v. Scott, 463 U.S. 825, 831 (1983), provides that
“Congress shall make no law respecting an establishment of religion, or prohibiting
the free exercise thereof; or abridging the freedom of speech, or of the press; or the
right of the people peaceably to assemble, and to petition the Government for a
redress of grievances.” See U.S. Const. amend. I. Prisoners retain those rights so
long as they are not inconsistent with their status as prisoners or with the legitimate
penological objectives of the corrections system. See Pell v. Procunier, 417 U.S.
817, 822 (1974); Mack v. Warden Loretto FCI, 839 F.3d 286, 298 (3d Cir. 2016)
(recognizing this legal principle and citing Pell).
With respect to the prison setting, the United States Supreme Court has stated
that “convicted prisoners do not forfeit all constitutional protections by reason of
their conviction and confinement in prison[,]” and, thus, they “clearly retain
protections afforded by the First Amendment[.]” See O’Lone v. Est. of Shabazz,
482 U.S. 342, 348 (1987) (citations and internal quotation marks and citations
omitted). That being said, the lawful incarceration of prisoners necessarily limits
“many privileges and rights,” which is “justified by the considerations underlying
our penal system.” See id. (citation and internal quotation marks omitted). Those
limitations “arise both from the fact of incarceration and from valid penological
objectives—including deterrence of crime, rehabilitation of prisoners, and
institutional security.” See id. (citations omitted).
The United States Supreme Court has “often said that [the] evaluation of
penological objectives is committed to the considered judgment of prison
administrators, who are actually charged with and trained in the running of the
particular institution under examination.” See id. at 349 (citations and internal
quotation marks omitted). Thus, “when a prison regulation impinges on inmates’
constitutional rights, the regulation is valid if it is reasonably related to legitimate
penological interests.” See Turner v. Safley, 482 U.S. 78, 89 (1987) (alteration
omitted). This standard “ensures the ability of corrections officials to anticipate
security problems and to adopt innovative solutions to the intractable problems of
prison administration . . . and[, additionally, this standard] avoids unnecessary
intrusion of the judiciary into problems particularly ill suited to resolution by
decree.” See O’Lone, 482 U.S. at 349-50 (citations and internal quotation marks
omitted).
Courts are to consider several factors when determining the reasonableness of
a prison regulation that infringes on inmates’ constitutional rights, including: (1)
whether there is a “valid, rational connection between the prison regulation and the
legitimate governmental interest put forward to justify it[;]” (2) “whether there are
alternative means of exercising the right that remain open to prison inmates[;]” (3)
“the impact accommodation of the asserted constitutional right will have on guards
and other inmates, and on the allocation of prison resources generally[;]” and (4)
“the absence of ready alternatives is evidence of the reasonableness of a prison
regulation.” See Turner, 482 U.S. at 89-91 (citations and internal quotation marks
omitted).
Regarding these factors, while prison officials are required to demonstrate that
a rational connection exists between the regulation and a legitimate penological
interest, the inmate bears the ultimate burden of demonstrating that the regulation is
unconstitutional. See Fontroy v. Beard, 559 F.3d 173, 177 (3d Cir. 2009) (citation
omitted); Monroe v. Beard, 536 F.3d 198, 207 (3d Cir. 2008) (stating that “the party
challenging the prison regulation bears the burden of showing that it is
constitutionally unreasonable” (citation omitted)). Thus, because the inmate “must
overcome the presumption that the prison officials acted within their broad
discretion[,]” the inmate’s burden is a “heavy” one. See Shaw v. Murphy, 532 U.S.
223, 232 (2001) (citation and internal quotation marks omitted).
Here, Defendants argue that all of the Turner factors are satisfied. (Doc. No.
38 at 4-8.) Having reviewed the record in this matter, the Court agrees. With respect
to the first Turner factor, the Court concludes that Defendants have established that
there is a valid, rational connection between the prohibition on prisoners making
alterations to state-issued COVID-19 masks and the legitimate governmental interest
put forward to justify it. As appropriately argued by Defendants, SCI Benner’s
interest here is twofold: (1) the prison has a legitimate interest in the efficacy of
COVID-19 masks, which are designed to limit the transmission of the virus; and (2)
the prison has a legitimate interest in prohibiting prisoners from making alterations
to any state-issued items, including COVID-19 masks. (Id. at 5-6; id. at 5 (arguing
that allowing prisoners to write, draw, paint or otherwise on state-issued COVID-19
masks could impair the integrity and functionality of the masks, which could
ultimately lead to more COVID-19 infections at the prison); id. at 6 (arguing that, if
prisoners were permitted to alter state-issued items, it would be exceedingly difficult
for prison administrators to distinguish between permissible and impermissible
alterations and to attempt to manage and regulate those alterations)).
In support of these asserted governmental interests, Defendants have
submitted several pieces of evidence into the summary judgment record. More
specifically, Defendants have submitted evidence that Defendant Hammers
requested Plaintiff “to swap” the COVID-19 mask he was wearing for a new one.
(Doc. No. 37-2 (containing Defendant Hammers’ declaration, wherein he declares
this fact under the penalty of perjury).) Defendants have also submitted evidence of
a DOC Policy—and specifically, DC-ADM 815—which instructs inmates that all
items issued to them must be used “solely for their intended purpose” and, further,
that any “[a]buse or misuse” of such items may result in disciplinary action. (Doc.
No. 37-3.) Finally, Defendants have submitted evidence that the challenged
prohibition on altering—more specifically—state-issued COVID-19 masks was
expressly set forth in an information bulletin, dated July 8, 2020.5 (Doc. No. 37-2 ¶
7; Doc. No. 9-1 at 1.)
5 The Court notes that, because this bulletin is dated July 8, 2020, it was not issued
until after Plaintiff’s COVID-19 mask was confiscated. Even acknowledging this
fact, however, the Court still finds, that in reviewing the summary judgment record
as a whole, the DOC’s prohibition on altering state-issued items, such as COVID-
In considering this evidence, the Court finds that the articulated connections
between the prohibition of altering state-issued COVID-19 masks, and the interests
put forth to justify that prohibition, are logical and legitimate. The Court further
notes that, in this regard, the professional judgment of prison administrators at SCI
Benner is owed substantial deference. See Beard v. Banks, 548 U.S. 521, 528 (2006)
(discussing Turner case law and how such deference is owed to the judgment of
prison administrators); Overton v. Bazzetta, 539 U.S. 126, 132 (2003) (explaining
that federal courts “must accord substantial deference to the professional judgment
of prison administrators, who bear a significant responsibility for defining the
legitimate goals of a corrections system and for determining the most appropriate
means to accomplish them” (citations omitted)). Accordingly, the Court concludes
that the first Turner factor supports the reasonableness of SCI Benner’s prohibition
on altering state-issued COVID-19 masks.
Regarding the second Turner factor, the Court finds that Defendants have
established that Plaintiff has alternative means of exercising his right to free speech
without altering the state-issued COVID-19 masks. More specifically, Defendants
argue, and the Court agrees, that prisoners are able to express themselves verbally
and in writing without altering the masks. (Id. at 6.) Defendants also argue, and
19 masks, had a valid, rational connection to legitimate penological interests. (Doc.
No. 37-3.)
again the Court agrees, that Plaintiff has not alleged or shown that he was prohibited
from discussing the events surrounding George Floyd or any other asserted instances
of racial injustice with other prisoners at SCI Benner or any other individuals for
that matter. (Id.) In addition, Plaintiff has also not alleged or shown that he was
limited or prevented from writing about such events in letters, journals, pamphlets,
or other documents of the sort. (Id. at 6-7.) While, perhaps, these other methods of
exercising his constitutional right to free speech may not have been preferred by or
most ideal to Plaintiff, this does not change the fact that alternative methods of
exercising his right not only existed but were available to him. See Thornburgh v.
Abbott, 490 U.S. 401, 417-18 (1989) (explaining how an analysis of the second
Turner factor must be approached “sensibly and expansively,” in order to encompass
other alternative methods that are available and serve the same underlying function).
Accordingly, the Court concludes that the second Turner factor supports the
reasonableness of SCI Benner’s prohibition on altering state-issued COVID-19
masks.
Regarding the third Turner factor, Defendants assert that an accommodation
permitting prisoners to alter state-issued COVID-19 masks would have a negative
impact on fellow prisoners, corrections officers, and the allocation of prison
resources. (Doc. No. 38 at 7.) In support of this assertion, Defendants argue that an
accommodation could lead to more COVID-19 infections at SCI Benner, which
would endanger the prisoners and staff alike. (Id.) Defendants further argue that an
accommodation would also negatively impact prison resources because it would be
difficult (if not impossible) to administer, as it would place prison administrators in
the position of having to exercise judgment over what is and what is not a permissible
alteration. (Id.) Finally, Defendants argue that an accommodation would provide
prisoners with additional grounds to make complaints about prison staff, which in
turn would require the prison to expend additional administrative resources in
dealing with those complaints. (Id.) And, similarly, as to the fourth Turner factor,
Defendants argue that there is no effective way to adopt a more limited policy
accommodating some COVID-19 mask alterations, but not others. (Id. at 7-8.)
While these arguments are persuasive, the Court observes that Defendants
have not cited to particular parts of materials in the record in order to support these
arguments. Even acknowledging this observation, however, the Court cannot find
that this suggests any unreasonableness with respect to SCI Benner’s prohibition on
altering state-issued COVID-19 masks. In fact, the record before the Court does not
suggest any alternatives here and, thus, this absence of such alternatives only further
supports the reasonableness of the challenged prohibition. See Turner, 482 U.S. at
90 (explaining that “the absence of ready alternatives is evidence of the
reasonableness of a prison regulation,” while “the existence of obvious, easy
alternatives may be evidence that the regulation is not reasonable, but is an
‘exaggerated response’ to prison concerns”).
As a result, the Court concludes that Defendants have met their summary
judgment burden in asserting legitimate penological interests that are reasonably
related to SCI Benner’s prohibition on altering state-issued COVID-19 masks. The
burden thus shifts to Plaintiff to demonstrate that there is a genuine issue for trial.
See Fed. R. Civ. P. 56(e); see also Beard, 548 U.S. at 529-30 (explaining, in the
context of a Turner analysis, that courts must “distinguish between evidence of
disputed facts and disputed matters of professional judgment” and, therefore,
“[u]nless a prisoner can point to sufficient evidence regarding such issues of
judgment to allow him to prevail on the merits, he cannot prevail at the summary
judgment stage”); Fontroy, 559 F.3d at 177 (explaining that, while prison officials
are required to demonstrate that a rational connection exists between the regulation
and a legitimate penological interest, the inmate bears the ultimate burden of
demonstrating that the regulation is unconstitutional (citation omitted)).
Plaintiff, however, has not filed a response to Defendants’ motion for
summary judgment, despite being specifically ordered to do so. (Doc. No. 42.) As
such, Plaintiff has not asserted any arguments or submitted any evidence to
overcome the deference that is afforded to prison administrators in these types of
matters. See Shaw, 532 U.S. at 232 (explaining that, because the inmate “must
overcome the presumption that the prison officials acted within their broad
discretion[,]” the inmate’s burden is a “heavy” one (citation and internal quotation
marks omitted)).
That being said, the Court has conducted a thorough and impartial review of
the record in this matter. While Plaintiff asserts allegations in his amended
complaint that a fellow inmate wore a skull face mask on three (3) separate occasions
at SCI Benner (Doc. No. 9 at 5), the Court finds that these allegations have not been
fully developed for the Court’s consideration and, further, that Plaintiff has not set
forth any argument concerning these allegations. Additionally, the Court observes
that Plaintiff’s amended complaint has not been signed under the penalty of perjury.
Thus, the Court does not treat Plaintiff’s amended complaint as admissible evidence
opposing Defendants’ motion for summary judgment. See generally Porter v.
Pennsylvania Dep’t of Corr., 974 F.3d 431, 443 (3d Cir. 2020) (explaining that a
district court, in ruling a motion for summary judgment, may consider a plaintiff’s
sworn verified complaint to the extent that it is based on “personal knowledge and
set[s] out facts that would be admissible in evidence” (citations omitted)); Ziegler v.
Eby, 77 F. App’x 117, 120 (3d Cir. 2003) (unpublished) (explaining that the plaintiff
“did not submit any evidence to refute these [affidavits] or any other affidavits
produced by any of the defendants” and that “the complaint was not verified, thereby
precluding the District Court from treating it as the equivalent of an affidavit for
purposes of Federal Rule of Civil Procedure 56(e)” (citing Reese v. Sparks, 760 F.2d
64, 67 (3d Cir.1985))).6
Consequently, the Court finds that Plaintiff has not met his heavy burden of
overcoming the presumption that SCI Benner prison officials acted within their
broad discretion in prohibiting prisoners from making alterations to state-issued
COVID-19 masks. As a result, the Court will grant Defendants’ motion for
summary judgment and direct the Clerk of Court to close this case.7
IV. CONCLUSION
Accordingly, for the reasons set forth above, the Court will grant Defendants’
motion for summary judgment. (Doc. No. 36.) An appropriate Order follows.
Dated: April 12, 2023, s/ Sylvia H. Rambo
SYLVIA H. RAMBO
United States District Judge
6 To the extent that Plaintiff’s deposition contains any similar allegations regarding
this fellow inmate, the Court notes that Plaintiff refused to affirm that his deposition
testimony was the truth, the whole truth, and nothing but the truth. (Doc. No. 37-1
at 2.)
7 In light of the Court’s conclusion with respect to the Turner standard, the Court
need not address Defendants’ remaining arguments. (Doc. No. 38 at 8-10.)