“Negligent hiring, training and retention of an unfit supervisor is not one of the negligent acts for which [sovereign] immunity is waived.”
How later courts described this case
- “Negligent hiring, training and retention of an unfit supervisor is not one of the negligent acts for which [sovereign] immunity is waived.”
- finding vague assertions of policy deficiencies insufficient to impose liability under Monell and § 1983
- “[A] single incident of unconstitutional activity is not sufficient to impose liability under Monell, unless proof of the incident includes proof that it was caused by existing, unconstitutional municipal policy, which policy can be attributed to a municipal policymaker.”
- upholding dismissal of complaint that “does not contain any factual allegation sufficient to plausibly suggest [the defendants’] discriminatory state of mind”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
TAMRA ROPER,
Plaintiff, CIVIL ACTION NO. 3:22-cv-00307
v. (SAPORITO, M.J.)
LUZERNE COUNTY, et al.,
Defendants.
MEMORANDUM
This is a federal civil rights and employment discrimination action,
brought by Tamra Roper, a correctional officer employed at Luzerne
County Correctional Facility (“LCCF”), against her employer, Luzerne
County, and two of her supervisors at LCCF, Mark Rockovich and Sam
Hyder. At the time of events giving rise to this action, Rockovich was the
“division head” of the Luzerne County Division of Correctional Services
and warden of LCCF, and Hyder was deputy warden of LCCF.
In her complaint, Roper alleges that, on multiple occasions and over
a course of years, she has been subjected to workplace sexual harassment
and a hostile work environment, including offensive and demeaning
statements personally made by Rockovich and Roper to her co-workers
and in the presence of other county managerial employees. Roper claims
that this conduct violated the Title VII of the Civil Rights Act of 1964
(“Title VII”), 42 U.S.C. § 2000e et seq., and the Pennsylvania Human
Relations Act (the “PHRA”), 43 P.S. § 951 et seq. She further claims that,
because she was a municipal employee, this same conduct constituted a
violation of her Fourteenth Amendment equal protection rights, made
actionable under 42 U.S.C. § 1983. She has also asserted state-law
negligent hiring, training, supervision, and retention and intentional
infliction of emotional distress claims, pursuant to 28 U.S.C. § 1367.
The matter has been referred to the undersigned United States
magistrate judge on consent of the parties, pursuant to 28 U.S.C. § 636(c)
and Fed. R. Civ. P. 73. The defendants have filed a Rule 12(b)(6) motion
to partially dismiss the complaint for failure to state a claim upon which
relief can be granted. (Doc. 17.) The motion is fully briefed and ripe for
decision. (Doc. 29; Doc. 32; Doc. 35.)
I. BACKGROUND
Roper has been a correctional officer at LCCF since February 2008.
Throughout that time period, she has maintained satisfactory job
performance. Throughout that same period, Roper alleges that she has
been subjected to a hostile work environment due to open, severe, and
pervasive incidents of sexual harassment and discrimination that altered
the conditions of her employment there. She alleges that managerial or
supervisory employees repeatedly, openly, and falsely stated during
meetings with other managerial or supervisory employees that Roper
was traveling to have sex or “gangbangs” with strange men.
Specifically, Roper took a preplanned, five-day vacation to Mexico
in March 2020. While she was away on vacation, Roper alleges that,
during a meeting with about twelve other, unidentified county
managerial or supervisory employees, defendant Rockovich allegedly
announced that he was dealing with Roper “having sex with strange
men.” During that same meeting, defendant Hyder allegedly stated that
Roper was “banging 2 pool boys at once,” that he “wonder[ed] how many
Mexicans she if fucking,” and that she was engaged in a “gangbang” by
the pool. Roper alleges that Rockovich made no effort to take any
corrective action or to intervene during or after Hyder’s comments.
A few days after her return, on March 26, 2020, Rockovich allegedly
informed Roper’s immediate coworkers that other coworkers had called
the county human resources department to allege that Roper had gone
on vacation to “have sex with strange men.”
Roper alleges that other, male employees at LCCF took vacation
around the same time, but no statements were made about those male
employees taking vacation to have sex with unknown individuals.
Roper alleges that Luzerne County and LCCF policy prohibits
unlawful discrimination or harassment based upon sex, but it has failed
to adhere to or enforce that policy. Roper alleges that she filed a
complaint of sexual harassment with her employer, requesting an
investigation, but the County failed to take any corrective action. Roper
alleges that she was never even interviewed about her complaint. Roper
alleges that, notwithstanding its written polices, it is the custom and
practice of Luzerne County to allow violators of sexual harassment policy
to resign or retire instead of facing discipline or investigation.
As a result of this allegedly unlawful discrimination or harassment,
Roper alleges that she was required to pass on overtime shifts, resulting
in a loss of income, she experienced stress and anxiety at work, and she
experienced embarrassment, humiliation, and insult as well. Roper
alleges that she also experienced psychological and emotional trauma as
a result of the harassment, and she sought the care of a psychologist.
II. LEGAL STANDARD
Rule 12(b)(6) of the Federal Rules of Civil Procedure authorizes a
defendant to move to dismiss for “failure to state a claim upon which
relief can be granted.” Fed. R. Civ. P. 12(b)(6). “Under Rule 12(b)(6), a
motion to dismiss may be granted only if, accepting all well-pleaded
allegations in the complaint as true and viewing them in the light most
favorable to the plaintiff, a court finds the plaintiff’s claims lack facial
plausibility.” Warren Gen. Hosp. v. Amgen Inc., 643 F.3d 77, 84 (3d Cir.
2011) (citing Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 555–56
(2007)). In deciding the motion, the Court may consider the facts alleged
on the face of the complaint, as well as “documents incorporated into the
complaint by reference, and matters of which a court may take judicial
notice.” Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322
(2007). Although the Court must accept the fact allegations in the
complaint as true, it is not compelled to accept “unsupported conclusions
and unwarranted inferences, or a legal conclusion couched as a factual
allegation.” Morrow v. Balaski, 719 F.3d 160, 165 (3d Cir. 2013) (quoting
Baraka v. McGreevey, 481 F.3d 187, 195 (3d Cir. 2007)). Nor is it required
to credit factual allegations contradicted by indisputably authentic
documents on which the complaint relies or matters of public record of
which we may take judicial notice. In re Washington Mut. Inc., 741 Fed.
App’x 88, 91 n.3 (3d Cir. 2018); Sourovelis v. City of Philadelphia, 246 F.
Supp. 3d 1058, 1075 (E.D. Pa. 2017); Banks v. Cty. of Allegheny, 568 F.
Supp. 2d 579, 588–89 (W.D. Pa. 2008).
III. DISCUSSION
The plaintiff has filed a five-count complaint in this action. All five
counts are nominally brought against all three named defendants.1 In
Count I, the plaintiff asserts claims of sexual harassment and hostile
work environment, in violation of Title VII. In Count II, she asserts
parallel state-law claims of sexual harassment and hostile work
environment under the PHRA. In Count III, she asserts a Fourteenth
Amendment equal protection claim under 42 U.S.C. § 1983. In Count IV,
1 The defendants do not seek dismissal on the basis of Roper’s
“group pleading” of facts and claims against the “defendants” generically.
For the plaintiff’s consideration in preparing any future amended
complaint, however, we note that, at least with respect to § 1983 claims
requiring plausible allegations of personal involvement, group pleadings
against “defendants” generically are potentially subject to dismissal. See,
e.g., Simonton v. Ryland-Tanner, 836 Fed. App’x 81, 84 (3d Cir. 2020)
(per curiam); Caristo v. Blairsville-Saltsburg Sch. Dist., 370 F. Supp. 3d
554, 569 n.21 (W.D. Pa. 2019) (“Group pleadings as to such matters will
not suffice.”).
she asserts state-law tort claims for negligent hiring, training,
supervision, and retention. In Count V, she asserts a state-law tort claim
for intentional infliction of emotional distress. For relief, she seeks an
unspecified award of compensatory and punitive damages, back pay and
front pay, plus reasonable attorney fees and costs incurred in this
litigation.
The defendants have moved to partially dismiss the complaint. We
address their arguments count-by-count below.
A. Title VII Employment Discrimination Claims
In Count I, the plaintiff asserts Title VII employment
discrimination claims. The defendants have moved to dismiss this count
to the extent it seeks recovery from the two individual defendants,
Rockovich and Hyder, and to the extent it seeks an award of punitive
damages. They do not otherwise seek dismissal of the plaintiff’s Title VII
claim against her employer, Luzerne County.
In her brief in opposition to the defendants’ motion to dismiss,
Roper has explicitly conceded these points. (See Pl.’s Opposition Br. 3, 15,
Doc. 32, at 7, 19.) The filing of a brief in opposition to a motion to dismiss
that fails to respond to a substantive argument to dismiss a particular
claim results in the waiver or abandonment of that claim. See Dreibelbis
v. Scholton, 274 Fed. App’x 183, 185 (3d Cir. 2008) (affirming district
court’s finding of waiver as to an argument where plaintiff had
opportunity to address it in his opposition brief but failed to do so); Levy-
Tatum v. Navient Solutions, Inc., 183 F. Supp. 3d 701, 712 (E.D. Pa. 2016)
(collecting cases); D’Angio v. Borough of Nescopeck, 34 F. Supp. 2d 256,
265 (M.D. Pa. 1999) (finding claims waived where plaintiff failed to
address defendant’s argument in his brief in opposition to a motion to
dismiss); see also LM Gen. Ins. Co. v. LeBrun, 470 F. Supp. 3d 440, 460
(E.D. Pa. 2020); Celestial Cmty. Dev. Corp. v. City of Philadelphia, 901 F.
Supp. 2d 566, 578 (E.D. Pa. 2012).
Accordingly, the plaintiff’s Title VII employment discrimination
claim, set forth in Count I of the complaint, will be dismissed to the extent
it seeks to hold individual defendants Rockovich and Hyder liable and to
the extent it seeks an award of punitive damages against the County.
This claim shall otherwise proceed, however, as against Luzerne County.
B. PHRA Employment Discrimination Claims
In Count II, the plaintiff asserts parallel state-law employment
discrimination claims under the PHRA. Although the parallel federal
cause of action under Title VII does not permit for individual liability,
the PHRA permits an individual supervisory employee to be held liable
for his own direct acts of discrimination or for his failure to take action
to prevent further discrimination by an employee under his supervision.
See Slater v. Susquehanna Cnty., 613 F. Supp. 2d 653, 669–70 (M.D. Pa.
2009). Thus, the defendants have moved to dismiss this count only to the
extent it seeks an award of punitive damages, which are not authorized
under the PHRA.
In her brief in opposition to the defendants’ motion to dismiss,
Roper has explicitly conceded this point. (See Pl.’s Opposition Br. 15, Doc.
32, at 19.) Thus, she has waived or abandoned any claim for punitive
damages under the PHRA. See Dreibelbis, 274 Fed. App’x at 185; Levy-
Tatum, 183 F. Supp. 3d at 712; D’Angio, 34 F. Supp. 2d at 265; see also
LeBrun, 470 F. Supp. 3d at 460; Celestial Cmty. Dev. Corp., 901 F. Supp.
2d at 578.
Accordingly, the plaintiff’s PHRA employment discrimination
claims, set forth in Count II of the complaint, will be dismissed to the
extent they seek an award of punitive damages. This claim shall
otherwise proceed, however, as against all three defendants.
C. § 1983 Fourteenth Amendment Equal Protection Claims
In Count III, the plaintiff asserts § 1983 Fourteenth Amendment
equal protection claims. The defendants have moved to dismiss this count
for failure to state a claim on which relief can be granted with respect to
all three defendants, and to the extent it seeks an award of punitive
damages from the County.
1. Punitive Damages
The defendants have moved to dismiss this count to the extent it
seeks an award of punitive damages against the County. As the
defendants note in their brief in support, municipalities are immune from
punitive damages awards under § 1983. See City of Newport v. Fact
Concerts, Inc., 453 U.S. 247, 271 (1981).
In her brief in opposition to the defendants’ motion to dismiss,
Roper has explicitly conceded this point. (See Pl.’s Opposition Br. 15, Doc.
32, at 19.) Thus, she has waived or abandoned any § 1983 claim for
punitive damages against the County. See Dreibelbis, 274 Fed. App’x at
185; Levy-Tatum, 183 F. Supp. 3d at 712; D’Angio, 34 F. Supp. 2d at 265;
see also LeBrun, 470 F. Supp. 3d at 460; Celestial Cmty. Dev. Corp., 901
F. Supp. 2d at 578.
Accordingly, the plaintiff’s § 1983 equal protection claims, set forth
in Count III of the complaint, will be dismissed to the extent they seek
an award of punitive damages from the County.
2. Municipal Liability
In this count, the plaintiff seeks to hold Luzerne County liable for
the allegedly unconstitutional conduct of the individual defendants,
county employees Rockovich and Hyder.2 The plaintiff contends that the
County has failed to develop and implement employment policies,
practices, and procedures to prevent or correct unconstitutional
workplace sex discrimination. The complaint also alleges that the County
also failed to adequately train and supervise its correctional staff with
respect to sexual harassment and appropriate workplace conduct.
“On its face, § 1983 makes liable ‘every person’ who deprives
2 In asserting § 1983 equal protection claims against Rockovich and
Hyder, the complaint does not specify whether these individual
defendants are named in their official or personal capacities, and briefing
has failed to clarify this issue any further. To the extent these §1983
claims are brought against the individual defendants in their official
capacities, such claims are dismissed as duplicative of the plaintiff’s
§ 1983 claims against the County itself, addressed in this part of our
opinion. Halchak v. Dorrance Twp. Bd. of Supervisors, ___ F. Supp. 3d
____, 2022 WL 17742270, at *11 n.18 (M.D. Pa. Dec. 16, 2022). To the
extent these § 1983 claims are brought against the individual defendants
in their personal capacities, we address them separately below. See id.
another of civil rights under color of state law.” Burns v. Reid, 500 U.S.
478, 497 (1991) (Scalia, J., concurring in part and dissenting in part). In
Monell v. Department of Social Services, 436 U.S. 658 (1978), the
Supreme Court of the United States established that municipalities and
other local governmental units are included among those “persons”
subject to liability under § 1983. Id. at 690. Luzerne County is such a
municipality subject to liability as a “person” under § 1983. See id. at 694;
Mulholland v. Gov’t Cty. of Berks, 706 F.3d 227, 237 (3d Cir. 2013).
But “[u]nder Monell, a municipality cannot be subjected to liability
solely because injuries were inflicted by its agents or employees.” Jiminez
v. All American Rathskeller, Inc., 503 F.3d 247, 249 (3d Cir. 2007).
Rather, a municipality can be liable under § 1983 only if the conduct
alleged to be unconstitutional either “implements or executes a policy
statement, ordinance, regulation, or decision officially adopted and
promulgated by that body’s officers” or is “visited pursuant to
governmental ‘custom’ even though such a custom has not received
formal approval through the body’s official decision-making channels.”
Monell, 436 U.S. at 690–91. “[I]t is when execution of a government’s
policy or custom, whether made by its lawmakers or by those whose
edicts or acts may fairly be said to represent official policy, inflicts the
injury that the government as an entity is responsible under § 1983.”
Jiminez, 503 F.3d at 249. “A plaintiff must identify the challenged policy,
attribute it to the [municipality or corporation] itself, and show a causal
link between execution of the policy and the injury suffered.” Losch v.
Borough of Parkesburg, 736 F.2d 903, 910 (3d Cir. 1984). Alternatively,
“[a] municipality may be held liable under § 1983 for failure to train,
monitor, or supervise, [but] only where the plaintiff can ‘identify a failure
to provide specific training that has a causal nexus with their injuries
and must demonstrate that the absence of that specific training can
reasonably be said to reflect a deliberate indifference to whether the
alleged constitutional deprivations occurred.’” Watson v. Philadelphia
Hous. Auth., 629 F. Supp. 2d 481, 487 (E.D. Pa. 2009) (quoting Gilles v.
Davis, 427 F.3d 197, 207 n.7 (3d Cir. 2005)); see also Nawuoh v. Venice
Ashby Cmty. Ctr., 802 F. Supp. 2d 633, 645 (E.D. Pa. 2011) (“While
municipal liability under § 1983 originally hinged on affirmative policies,
or customs, modern jurisprudence has extended it to a [municipality]’s
failure to train, supervise and discipline its officers.”).
Here, the plaintiff does not rely on the affirmative implementation
or execution of a policy—indeed, her complaint alleges that county policy
“strictly prohibits” unlawful discrimination or harassment—but instead
relies on the County’s alleged failure to adopt and implement adequate
policies to prevent workplace sex discrimination or sexual harassment or
to take effective corrective action when it occurs. The complaint further
alleges that LCCF had a workplace culture that tolerated workplace sex
discrimination and sexual harassment and discouraged reporting of
violations of the formal policies prohibiting such conduct.
Beyond these vague assertions that existing policies were
inadequate, see Groman v. Twp. of Manalapan, 47 F.3d 628, 637 (3d Cir.
1995) (finding vague assertions of policy deficiencies insufficient to
impose liability under Monell and § 1983), the plaintiff points to no prior
incidents from which we might reasonably infer that the County and its
governing officials had actual or constructive knowledge of the purported
policy deficiencies upon which the plaintiff’s § 1983 Monell claims are
premised. See Connick v. Thompson, 563 U.S. 51, 62 (2011) (“A pattern
of similar constitutional violations by untrained employees is ‘ordinarily
necessary’ to demonstrate deliberate indifference for purposes of failure
to train. . . . Without notice that a course of training is deficient in a
particular respect, decisionmakers can hardly be said to have
deliberately chosen a training program that will cause violations of
constitutional rights.”); see also City of Oklahoma City v. Tuttle, 471 U.S.
808, 823–24 (1985) (“[A] single incident of unconstitutional activity is not
sufficient to impose liability under Monell, unless proof of the incident
includes proof that it was caused by existing, unconstitutional municipal
policy, which policy can be attributed to a municipal policymaker.”);
Brown v. City of Pittsburgh, 86 F.3d 263, 292–93 (3d Cir. 2009)
(recognizing that, where no explicit policy is identified, “‘more proof than
the single incident will be necessary’ to establish a causal connection
between the incident and some municipal policy”).
The complaint attempts to identify three such prior incidents,
identifying three other lawsuits against the County that involved sex
discrimination and harassment directed against female correctional
officers or staff at LCCF. (See Compl. ¶ 35, Doc. 1, at 6.) These lawsuits
include: (1) Beckley v. Luzerne County Correctional Facility, Case No.
3:11-cv-00315 (M.D. Pa. filed Feb. 15, 2011), which was settled and
dismissed on November 30, 2011; (2) Sweet v. Luzerne County
Correctional Facility, Case No. 3:11-cv-00330 (M.D. Pa. filed Feb. 18,
2011), which was settled and dismissed on November 22, 2011; and (3)
Karavitch v. Luzerne County, Case No. 3:22-cv-00308 (M.D. Pa. filed Mar.
1, 2022), which was settled and dismissed on June 24, 2022.
The last of these three lawsuits, Karavitch, cannot be relied upon
because it was filed on the same day as this action, two years after the
events giving rise to this action, which occurred in March 2020.
The other two lawsuits, Beckley and Sweet, filed and dismissed
nearly a decade before events giving rise to this action, are likewise
unhelpful to the plaintiff here. Both of these prior lawsuits were settled
without any finding against—or admission of liability by—the County
with respect to constitutionally inadequate policies, training, or
discipline. The mere filing of these two civil complaints is insufficient to
support the imposition of municipal liability under Monell. See Lawson
v. City of Philadelphia, Civil Action No. 17-4228, 2020 WL 93941, at *4
& n.3 (E.D. Pa. Jan. 8, 2020). “To impose liability on a municipality more
information about such lawsuits is required, such as whether they
resulted in a finding that a constitutional violation occurred and whether
the municipality’s response to the suits could demonstrate deliberate
indifference to the risk of future constitutional violations.” Pharaoh v.
Dewees, Civil Action No. 14-3116, 2016 WL 2593842, at *5 (E.D. Pa. May
4, 2016). Moreover, by referencing the court’s docket record for these two
prior lawsuits, it is evident that, although both case involved claims of
sexual harassment or hostile work environment under Title VII and the
PHRA, neither complaint asserted a § 1983 claim of unconstitutional
discrimination.3
Alternatively, the plaintiff argues in her brief that the County can
be held liable because Rockovich and Hyder are “final policymakers” for
the County, and thus their knowledge and acquiescence in discriminatory
and harassing conduct, or their own direct participation in such conduct,
can be attributed to the County, placing it on notice of the allegedly
unconstitutional conduct as it occurred. The complaint’s labeling of these
defendants as “final policymakers,” however, is an unsupported legal
conclusion, which is not entitled to any deference on a motion to dismiss.
See Morrow, 719 F.3d at 165.
As the Supreme Court of the United States has instructed,
[t]he fact that a particular official—even a
policymaking official—has discretion in the exercise of
3 A district court, of course, may properly take judicial notice of its
own records. See Fed. R. Evid. 201; Ernst v. Child & Youth Servs. of
Chester Cty., 108 F.3d 486, 498–99 (3d Cir. 1997).
particular functions does not, without more, give rise
to municipal liability based on an exercise of that
discretion. The official must also be responsible for
establishing final government policy respecting such
activity before the municipality can be held liable.
Pembaur v. City of Cincinnati, 475 U.S. 469, 481–83 (1986) (emphasis
added, citation and footnotes omitted). Under county municipal law, the
Division of Correctional Services is responsible for the operation of LCCF
and related offices and programs. See Luzerne Cnty. Admin. Code § 6.03
(amended Aug. 23, 2022), available at https://www.luzernecounty.org/
DocumentCenter/View/29781/Luzerne-County-Administrative-Code-
August-23--2022.4 That division is, in turn, headed by a division head,
who also functions as the warden of LCCF. See id. This ordinance further
provides that the warden will be assisted by a deputy warden in
overseeing LCCF. See id. But the ordinance does not confer upon the
warden final policymaking authority with respect to personnel policies at
LCCF. See id. Instead, county municipal law explicitly provides that the
county policymaker with final decision-making authority over the
4 “Municipal ordinances that are available online via a
municipality’s website . . . constitute public records and are subject to
judicial notice.” Hena v. Vandegrift, ___ F. Supp. 3d ____, 2020 WL
1158640, at *25 (W.D. Pa. Mar. 10, 2020).
personnel policies that govern LCCF employees, including policies
concerning sexual harassment, is the county manager. See Luzerne Cnty.
Pers. Code § 1004.01(A) (amended July 24, 2018) (providing that all
personnel policies are subject to approval by the county manager),
available at https://www.luzernecounty.org/DocumentCenter/View/
13934/Personnel-Code-Amended-07-24-18l; id. § 1004.01(B) (providing
that personnel policies include policies covering sexual harassment).
Thus, neither Rockovich nor Hyder is a “final policymaker” for Monell
purposes.
Ultimately, the complaint suggests that the County should be held
liable because the alleged sex discrimination or sexual harassment
directed at Roper over a period of days in March 2020 could have been
prevented if the County had simply implemented better policies. But
policies are not deficient simply because they are not the best. See Serafin
v. City of Johnstown, 53 Fed. App’x 211, 215 (3d Cir. 2002) (“The fact that
the City’s policy was not the most effective policy possible, however, does
not, without more, create an unreasonable risk to detainees’ safety or
demonstrate the City’s indifference to such a risk, and there is no ‘more’
here.”); see also Koreny v. Smith, Civil Action No. 17-371, 2018 WL
1141513, at *16 (W.D. Pa. Mar. 2, 2018) (“An assertion that a
constitutional injury could have been avoided with more or better
training is insufficient.”).
Accordingly, the plaintiff’s § 1983 equal protection claims, set forth
in Count III of the complaint, will be dismissed to the extent that they
seek to impose Monell municipal liability on Luzerne County.
3. Individual Defendants
In this count, the plaintiff seeks to hold the individual defendants,
Rockovich and Hyder, liable for violation of her Fourteenth Amendment
equal protection rights. She alleges that Rockovich and Hyder sexually
harassed her over a period of several days in March 2020.5 She further
alleges that unspecified male employees who took vacation around that
same time were treated differently—that is, the defendants did not make
similarly derogatory statements about those unspecified male colleagues
at the time.6
5 Specifically, the complaint alleges one incident of harassment that
occurred during a meeting attended by Rockovich and Hyder that took
place sometime between March 18 and 23, 2020, while Roper was away
on vacation, and a second incident that occurred when Rockovich spoke
to her coworkers on March 26, 2020.
6 The plaintiff asserts traditional protected-class equal protection
(continued on next page)
To prevail on an equal protection claim, a plaintiff must
demonstrate that she was treated differently from persons who are
similarly situated, and that this discrimination was purposeful or
intentional rather than incidental. See City of Cleburne v. Cleburne
Living Ctr., Inc., 473 U.S. 432, 439 (1985); Tillman v. Lebanon Cnty. Corr.
Facility, 221 F.3d 410, 423–24 (3d Cir. 2000). Mere conclusory allegations
will not suffice. See Blanchard v. Gallick, 448 Fed. App’x 173, 176 (3d
Cir. 2011).
While Roper has alleged in conclusory fashion that she was treated
differently from unidentified male colleagues who went on vacation
around the same time, she has failed to articulate any facts whatsoever
to support a plausible claim that she was indeed treated differently from
similarly situated individuals. See D’Altilio v. Dover Twp., Civil Action
No. 1:06-CV-1931, 2007 WL 2845073, at *8 (M.D. Pa. Sept. 26, 2007)
(“Mere harassment based on protected-class status without identification
claims, based on gender. The defendants noted in their initial brief that
an equal protection claim based on a “class of one” theory is not
cognizable in the public employment context. See, e.g., Adams v. Luzerne
Cnty., 36 F. Supp. 3d 511, 519–20 (M.D. Pa. 2014). The plaintiff did not
respond to this statement in her opposition brief, and it is clear from the
complaint and briefs that she does not also rely on a “class of one” theory.
of similarly situated individuals outside the class will not support an
equal protection violation.”). The bald assertion that male employees
were treated in a dissimilar manner, without more, does not provide the
defendants with the notice required to frame a responsive pleading to
Roper’s equal protection claim. See Young v. New Sewickley Twp., 160
Fed. App’x 263, 266 (3d Cir. 2005); see also D’Altilio, 2007 WL 2845073,
at *8 (“[T]he plaintiff must allege ‘occasions or circumstances’ of
differential treatment.”). “[E]ven if [the complaint] were deemed
sufficient to suggest differential treatment, it lacks any factual basis for
an inference that [she] was treated differently because of [her] gender.”
Burnett v. Springfield Twp., Civil Action No. 13-1646, 2014 WL 3109963,
at *8 (E.D. Pa. July 8, 2014); see also Ashcroft v. Iqbal, 556 U.S. 662, 683
(2009) (upholding dismissal of complaint that “does not contain any
factual allegation sufficient to plausibly suggest [the defendants’]
discriminatory state of mind”).
Accordingly, the plaintiff’s § 1983 equal protection claims, set forth
in Count III of the complaint, will be dismissed to the extent that they
seek to hold the individual defendants, Rockovich and Hyder, liable.
D. State-Law Negligent Hiring, Training, Supervision, and
Retention Claims
In Count IV, the plaintiff asserts state-law negligent hiring,
training, supervision, and retention claims against all three defendants.
The defendants seek dismissal of these claims on the merits and on the
ground that the defendants are entitled to immunity under the
Pennsylvania Political Subdivision Tort Claims Act (“PPSTCA”), 42 Pa.
Cons. Stat. § 8541 et seq.
The PPSTCA bars claims of negligent hiring, training, supervision,
and retention as against the county or its employees. See Hernandez v.
York Cnty., 288 Fed. App’x 781, 783 (3d Cir. 2008) (per curiam) (affirming
district court finding that county and warden were entitled to immunity
from state-law negligent hiring, training, retention, and supervision
claims under the PPSTCA); L.H. v. Pittston Area Sch. Dist., 130 F. Supp.
3d 918, 930 (M.D. Pa. 2015) (finding school district and superintendent
immune from negligent supervision, hiring, and training claims under
PPSTCA); Joyner v. Sch. Dist. of Philadelphia, 313 F. Supp. 2d 495, 504
(E.D. Pa. 2004) (“Negligent hiring, training and retention of an unfit
supervisor is not one of the negligent acts for which [sovereign] immunity
is waived.”).
In her brief in opposition, the plaintiff argues that the individual
defendants, Rockovich and Hyder, are not entitled to immunity because
their direct involvement in the allegedly discriminatory or harassing
conduct goes beyond negligence to deliberate indifference or willful
conduct. As this court has previously observed, “the PPSTCA . . . strips
an employee of immunity if he or she engages in conduct that is found to
constitute ‘a crime, actual fraud or willful misconduct.’” M.S. ex rel. Hall
v. Susquehanna Twp. Sch. Dist., 43 F. Supp. 3d 412, 433 (M.D. Pa. 2014)
(quoting 42 Pa. Cons. Stat. § 8550).
“Willful misconduct is synonymous with intentional tort.” Id. But
the plaintiff here has asserted a claim for negligent hiring, training,
supervision, and retention and, “by definition, negligent acts do not
include acts or conduct which constitutes a crime, actual fraud, actual
malice[,] or willful misconduct.” Id. The plaintiff’s argument that the
individual defendants acted with deliberate indifference is likewise
unavailing, because “deliberate indifference is a standard which falls
short of intent to cause harm and is not willful misconduct abrogating
immunity under the PPSTCA.” Id. (internal quotation marks omitted).
Accordingly, the plaintiff’s state-law negligent hiring, training,
supervision, and retention claims, set forth in Count IV of the complaint,
will be dismissed in their entirety.
E. State-Law Intentional Infliction of Emotional Distress
Claims
In Count V, the plaintiff asserts state-law intentional infliction of
emotional distress (“IIED”) claims against all three defendants. The
defendants seek dismissal of these claims on the merits and on the
ground that the defendants are entitled to immunity under the
PPSTCA.7
It is simply beyond cavil that, under the PPSTCA, the County is
entitled to immunity from claims of IIED, an intentional tort. See Lakits
v. York, 258 F. Supp. 2d 401, 405 (E.D. Pa. 2003) (“Courts have held that
intentional torts constitute ‘willful misconduct’ under the Act, for which
a municipality cannot be held liable under the Tort Claims Act. Courts
have specifically found that municipalities are immune from claims of
‘intentional infliction of emotional distress.’”) (citations omitted); see also
7 The defendants also argue that the plaintiff’s IIED claims are
preempted by the Pennsylvania Workers Compensation Act. But we
decline to consider this argument, which is deemed waived because it was
raised for the first time in a reply brief. See Hayes v. Silvers, Langsam &
Weitzman, P.C., 441 F. Supp. 3d 62, 66 n.4 (E.D. Pa. 2020); Penn Nat’l
Ins. v. HNI Corp., 482 F. Supp. 2d 568, 603 n.7 (M.D. Pa. 2007).
Simpson v. Philadelphia Sheriff’s Office, 351 F. Supp. 3d 919, 926 (E.D.
Pa. 2019); Dull v. W. Manchester Twp. Police Dep’t, 604 F. Supp. 2d 739,
754 n.10 (M.D. Pa. 2009); Roskos v. Sugarloaf Twp., 295 F. Supp. 2d 480,
490–91 (M.D. Pa. 2003).
As an intentional tort, PPSTCA immunity does not extend to IIED
claims against municipal employees Rockovich and Hyder. See M.S., 43
F. Supp. 3d at 433. But under Pennsylvania law, sexual harassment in
the employment context typically only rises to the level of outrageousness
necessary to support an IIED claim when the employer has engaged in
both harassment and retaliation. See Andrews v. City of Philadelphia,
895 F.2d 1469, 1487 (3d Cir. 1990); Doe 1 v. Shawnee Holding, Inc., Civil
Action No. 3:21-cv-01037, 2022 WL 801503, at *3 (M.D. Pa. Mar. 15,
2022). No retaliation is alleged in this case. Thus, the plaintiff has failed
to state plausible IIED claims against defendants Rockovich and Hyder.
Accordingly, the plaintiff’s state-law intentional infliction of
emotional distress claims, set forth in Count V of the complaint, will be
dismissed in their entirety.
F. Leave to Amend
The Third Circuit has instructed that if a civil rights complaint is
vulnerable to dismissal for failure to state a claim, the district court must
permit a curative amendment, unless an amendment would be
inequitable or futile. Grayson v. Mayview State Hosp., 293 F.3d 103, 108
(3d Cir. 2002). This instruction applies equally to pro se plaintiffs and
those represented by counsel. Alston v. Parker, 363 F.3d 229, 235 (3d Cir.
2004). In this case, based on the facts alleged in the complaint, it is clear
that any amendment would be futile with respect to the plaintiff’s Title
VII and state-law claims, but it is not clear that amendment would be
futile with respect to the plaintiff’s § 1983 claims. Nor that it would be
inequitable to the defendants. Therefore, upon dismissal of the plaintiff’s
§ 1983 equal protection claims, set forth in Count III of the complaint,
she will be granted leave to file an amended complaint.
IV. CONCLUSION
For the foregoing reasons, the defendants’ motion to dismiss will be
granted. The plaintiff’s Title VII claim against Luzerne County and her
PHRA claims against all three defendants will be permitted to proceed.
All other claims, including the plaintiff’s request for punitive damages
under Title VII and the PHRA, will be dismissed. The plaintiff will be
permitted to attempt to cure any pleading deficiencies and file an
amended complaint. If the plaintiff fails to timely file an amended
complaint, however, the defendants will be directed to answer the
original complaint and the case will proceed with that as the operative
pleading.
An appropriate order follows.
Dated: March 17, 2023 s/Joseph F. Saporito, Jr.
JOSEPH F. SAPORITO, JR.
United States Magistrate Judge