Opinion

RUDOLPH v. WELLPATH

Court
District Court, M.D. Pennsylvania
Filed
Mar 17, 2023
Cited by
0 cases
Authority
More cited than 29.2%

holding that a municipality cannot be liable under § 1983 on a theory of respondeat superior

How later courts described this case

  • holding that a municipality cannot be liable under § 1983 on a theory of respondeat superior
  • ‘[A]s long as a physician exercises professional judgment his behavior will not violate a prisoner's constitutional rights.’

Written by the judges who cited it.

The opinion

UNITED STATES DISTRICT COURT

MIDDLE DISTRICT OF PENNSYLVANIA

ERIC RUDOLPH,

Plaintiff, CIVIL ACTION NO. 3:22-CV-00382

v.

(MEHALCHICK, M.J.)

WELLPATH, et al.,

Defendants.

MEMORANDUM

Presently before the Court is a motion to dismiss the amended complaint filed by

Defendants Wellpath, Rajinder Malhi, M.D. (“Dr. Malhi”), Fawn Baldauf, CRNP, Gabrielle

Nally, PA-C (“PA Nally”) (collectively, “Defendants”). (Doc. 33). Plaintiff Eric Rudolph

(“Rudolph”), an inmate incarnated at the State Correctional Institution in Huntingdon,

Pennsylvania (“SCI-Huntingdon”), initiated this action by filing a complaint on March 10,

2022. (Doc. 1). Rudolph filed an amended complaint on July 26, 2022. (Doc. 31). On April

11, 2022, the parties consented to proceed before the undersigned United States Magistrate

Judge pursuant to Fed. R. Civ. P. 73 and 28 U.S.C. § 636(c). (Doc. 21). For the following

reasons, Defendants’ motion to dismiss will be DENIED.

I. BACKGROUND AND PROCEDURAL HISTORY

Rudolph initiated this civil rights action on March 10, 2022, by filing a complaint

pursuant to 42 U.S.C. §1983 against Defendants. (Doc. 1). On June 6, 2022, Defendants filed

a motion to dismiss. (Doc. 24). In response, Rudolph filed the amended complaint on July

26, 2022. (Doc. 31).

In the amended complaint, Rudolph alleges that he was transferred to SCI-

Huntingdon on or about July 13, 2020, and shortly thereafter, he complained to PA Nally of

vision issues and requested an eye exam. (Doc. 31, ¶¶ 10-11). Rudolph underwent Snellen

vision tests on July 28, 2020, and August 6, 2020. (Doc. 31, ¶¶ 13-14). RN Price, a non-

defendant, then allegedly indicated that Rudolph should be referred to the eye clinic at the

prison. (Doc. 31, ¶ 15). Rudolph alleges that he was next seen on October 14, 2020, by CRNP

Baldauf who noted that he had failed his Snellen vision screening in August and was awaiting

an optometry appointment. (Doc. 31, ¶¶ 16-17). Then, Rudolph alleges that he saw Dr. Malhi

on December 17, 2020, at which time he complaint about his decreased vision. (Doc. 31, ¶

19). As a result, Rudolph was referred to an ophthalmologist, which Rudolph alleges was the

same referral that CRNP Baldauf made two months earlier. (Doc. 31, ¶ 21). An

ophthalmology consultation request was then made, and Rudolph was scheduled for an

appointment on January 25, 2021. (Doc. 31, ¶ 22). On January 25, 2021, Rudolph alleges that

he attended an appointment with Dr. Christopher Patitsas, an ophthalmologist, who

diagnosed him with chronic angle closure glaucoma in both eyes. (Doc. 31, ¶ 24). Dr. Patitsas

then recommended a treatment plan for both eyes, including surgical intervention with a laser.

(Doc. 31, ¶¶ 25-26). Thereafter, Rudolph alleges PA Nally placed an order for him to be

restricted to the bottom tier of the prison due to his poor vision to avoid falling on the stairs.

(Doc. 31, ¶ 31). Rudolph also alleges that on October 18, 2021, Dr. Patitsas found that he had

severe advanced end-stage chronic angle closure glaucoma in both eyes. (Doc. 31, ¶ 32).

Rudolph contends that his vision will likely never return to normal and had he been referred

to the optometrist for intervention in July or August, he would have avoided months of vision

loss caused by the advancing glaucoma. (Doc. 31, ¶¶ 33-34). Rudolph asserts claims for

deliberate indifference to a serious medical need in violation of the Eighth Amendment in

Counts I and II, and claims of state law professional negligence in Count III. (Doc. 31, at 11-

17). The motion to dismiss has been fully briefed and is ripe for disposition. (Doc. 33; Doc.

34; Doc. 35).

II. STANDARD OF REVIEW

Rule 12(b)(6) of the Federal Rules of Civil Procedure authorizes a defendant to move

to dismiss for “failure to state a claim upon which relief can be granted.” Fed. R. Civ. P.

12(b)(6). To assess the sufficiency of a complaint on a Rule 12(b)(6) motion, a court must first

take note of the elements a plaintiff must plead to state a claim, then identify mere conclusions

which are not entitled to the assumption of truth, and finally determine whether the

complaint’s factual allegations, taken as true, could plausibly satisfy the elements of the legal

claim. Burtch v. Milberg Factors, Inc., 662 F.3d 212, 221 (3d Cir. 2011). In deciding a Rule

12(b)(6) motion, the court may consider the facts alleged on the face of the complaint, as well

as “documents incorporated into the complaint by reference, and matters of which a court

may take judicial notice.” Tellabs, Inc. v. Makor Issues & Rights, Ltd., 551 U.S. 308, 322 (2007).

After recognizing the required elements which make up the legal claim, a court should

“begin by identifying pleadings that, because they are no more than conclusions, are not

entitled to the assumption of truth.” Ashcroft v. Iqbal, 556 U.S. 662, 679 (2009). The plaintiff

must provide some factual ground for relief, which “requires more than labels and

conclusions, and a formulaic recitation of the elements of a cause of action will not do.” Bell

Atlantic Corp. v. Twombly, 550 U.S. 544, 555 (2007). “[T]hreadbare recitals of the elements of

a cause of action, supported by mere conclusory statements, do not suffice.” Iqbal, 556 U.S.

at 678. Thus, courts “need not credit a complaint’s ‘bald assertions’ or ‘legal

conclusions . . .’” Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997) (quoting

In re Burlington Coat Factory Securities Litigation, 114 F.3d 1410, 1429-30 (3d Cir. 1997)). The

court also need not assume that a plaintiff can prove facts that the plaintiff has not

alleged. Associated Gen. Contractors of Cal. v. California State Council of Carpenters, 459 U.S. 519,

526 (1983).

A court must then determine whether the well-pleaded factual allegations give rise to

a plausible claim for relief. “A claim has facial plausibility when the plaintiff pleads factual

content that allows the court to draw the reasonable inference that the defendant is liable for

the misconduct alleged.” Palakovic v. Wetzel, 854 F.3d 209, 219-20 (3d Cir. 2017) (quoting

Iqbal, 556 U.S. at 678) (internal quotation marks omitted); see also Sheridan v. NGK Metals

Corp., 609 F.3d 239, 262 n.27 (3d Cir. 2010). The court must accept as true all allegations in

the complaint, and any reasonable inferences that can be drawn therefrom are to be construed

in the light most favorable to the plaintiff. Jordan v. Fox, Rothschild, O'Brien & Frankel, 20 F.3d

1250, 1261 (3d Cir. 1994). This “presumption of truth attaches only to those allegations for

which there is sufficient factual matter to render them plausible on their face.” Schuchardt v.

President of the United States, 839 F.3d 336, 347 (3d Cir. 2016) (internal quotation and citation

omitted). The plausibility determination is context-specific and does not impose a heightened

pleading requirement. Schuchardt, 839 F.3d at 347.

Additionally, Federal Rule of Civil Procedure 8(a)(2) requires “a short and plain

statement of the claim showing that the pleader is entitled to relief.” Thus, a well-pleaded

complaint must recite factual allegations sufficient to raise the plaintiff’s claimed right to relief

beyond the level of mere speculation, set forth in a “short and plain” statement of a cause of

action. There is no requirement that the pleading be specific or probable. Schuchardt, 839 F.3d

at 347 (citing Phillips v. County of Allegheny, 515 F.3d at 224, 233-234 (3d Cir. 2008). Rule 8(a)

requires a “showing that ‘the pleader is entitled to relief, in order to give the defendant fair

notice of what the . . . claim is and the grounds upon which it rests.’” Erickson v. Pardus, 551

U.S. 89, 93-94 (2007) (quoting Fed. R. Civ. P. 8(a)(2)); see also Phillips, 515 F.3d at 233 (citing

Twombly, 550 U.S. at 545).

III. DISCUSSION

Defendants move to dismiss Rudolph’s complaint for two reasons.1 First, Defendants

argue that the amended complaint fails to state cognizable claims for a violation of his Eighth

Amendment rights against Defendants Baldauf, Dr. Malhi, and PA Nally. (Doc. 34, at 3-4).

Second, Defendants contend Rudolph has failed to state a viable Eighth Amendment Monell

claim against Wellpath. (Doc. 34, at 9). In opposition, Rudolph argues the amended

complaint does state a claim against Defendants for violating his Eighth Amendment rights.

(Doc. 35, at 3-13).

A. COUNT I – EIGHTH AMENDMENT CLAIM AGAINST DEFENDANTS BALDAUF,

DR. MALHI, AND PA NALLY

First, Defendants move to dismiss the amended complaint on the grounds that

Rudolph’s allegations and grievance records illustrate that Defendants Baldauf, Dr. Malhi,

and PA Nally “had minimal involvement with respect to his eyecare, and even so, they sought

further treatment as appropriate,” and “timely” responded to Rudolph’s medical needs. (Doc.

34, at 4-5). Defendants aver that “[a]lthough the case Defendants sought might have been

ultimately delayed, this appears to have occurred as a result of actions by those outside of

1 Defendants do not address Rudolph’s state law negligence claims, arguing that

“should no Federal claims survive past 12(b)(6), the Court [should] not exercise its

supplemental jurisdiction over any remaining state claims pursuant to 28 U.S.C. § 1367(c)(3).

As discussed infra, the Court finds that Rudolph has alleged sufficient facts to allege Eighth

Amendment violations against Defendants. Therefore, the Court will deny Defendants’

motion to dismiss and continue to exercise its supplemental jurisdiction over Rudolph’s state

law professional negligence claims in Count III of the amended complaint.

their control, i.e. either personnel of the Department of Corrections or eyecare providers who

are separate entities.” (Doc. 34, at 4). In response, Rudolph argues that because he alleges a

six-month delay in treating his known vision deterioration, a reasonable jury could conclude

that Rudolph’s care was delayed for non-medical reasons. (Doc. 35, at 6). Further, Rudolph

contends “[t]e reality is, Defendants had the ability and authority to place an order for the

outside consultation which Mr. Rudolph finally received.” (Doc. 35, at 8). Thus, Rudolph

asserts that “[t]here is no reason to wait six months for an eye clinic which was not open, nor

any justification for blaming RN Price.” (Doc. 35, at 8).

Rudolph asserts federal civil rights claims pursuant to 42 U.S.C. § 1983. (Doc. 31).

Section 1983 provides a private cause of action for violations of federal constitutional rights.

The statute provides in pertinent part:

Every person who, under color of any statute, ordinance, regulation, custom,

or usage, of any State or Territory or the District of Columbia, subjects, or

causes to be subjected, any citizen of the United States or other person within

the jurisdiction thereof to the deprivation of any rights, privileges, or

immunities secured by the Constitution and laws, shall be liable to the party

injured in an action at law, suit in equity, or other proper proceeding for

redress . . . .

42 U.S.C. § 1983.

Section 1983 does not create substantive rights, but instead provides remedies for rights

established elsewhere. City of Oklahoma City v. Tuttle, 471 U.S. 808, 816 (1985). To succeed on

a § 1983 claim, a plaintiff must demonstrate that the defendants, acting under color of state

law, deprived the plaintiff of a right secured by the United States Constitution. Mark v. Borough

of Hatboro, 51 F.3d 1137, 1141 (3d Cir. 1995).

To sustain a claim under the Eighth Amendment for medical deliberate indifference

against Defendants Baldauf, Dr. Malhi, and PA Nally, Rudolph must plead facts that:

[M]eet two requirements: (1) “the deprivation alleged must be objectively,

sufficiently serious;” and (2) the “prison official must have a sufficiently

culpable state of mind.” Farmer v. Brennan, 511 U.S. 825, 834, 114 S. Ct. 1970,

128 L.Ed.2d 811 (1994) (quotations marks and citations omitted). In prison

condition cases, “that state of mind is one of ‘deliberate indifference’ to inmate

health or safety.” Id. “Deliberate indifference” is a subjective standard under

Farmer—the prison official-defendant must actually have known or been aware

of the excessive risk to inmate safety.

Beers-Capitol v. Whetzel, 256 F.3d 120, 125 (3d Cir. 2001).

These principles apply with particular force to Eighth Amendment claims premised

upon inadequate medical care. In the medical context, a constitutional violation under the

Eighth Amendment occurs only when state officials are deliberately indifferent to an inmate's

serious medical needs. Estelle, 429 U.S. at 105. To establish a violation of his constitutional

right to adequate medical care in a prison setting, Brown is required to point to evidence that

demonstrates both (1) a serious medical need, and (2) acts or omissions by prison officials that

indicate deliberate indifference to that need. Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999).

A serious medical need is “one that has been diagnosed by a physician as requiring treatment

or one that is so obvious that a lay person would easily recognize the necessity for a doctor's

attention.” Monmouth Cty. Corr. Inst. Inmates v. Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987).

Deliberate indifference to a serious medical need involves the “unnecessary and wanton

infliction of pain.” Estelle, 429 U.S. at 104. Such indifference may be evidenced by an

intentional refusal to provide care, delayed provision of medical treatment for non-medical

reasons, denial of prescribed medical treatment, denial of reasonable requests for treatment

that results in suffering or risk of injury, Durmer v. O'Carroll, 991 F.2d 64, 68 (3d Cir. 1993),

or by “persistent conduct in the face of resultant pain and risk of permanent injury.” White v.

Napoleon, 897 F.2d 103, 109 (3d Cir. 1990).

However, it is also clear that the mere misdiagnosis of a condition or medical need, or

even negligent treatment provided for a condition, is not actionable as an Eighth Amendment

claim because medical malpractice is not a constitutional violation. Estelle, 429 U.S. at 106.

“Indeed, prison authorities are accorded considerable latitude in the diagnosis and treatment

of prisoners.” Durmer, 991 F.2d at 67 (citations omitted). Furthermore, in a prison medical

context, deliberate indifference is generally not found when some significant level of medical

care has been offered to the inmate. Clark v. Doe, No. 99-CV-5616, 2000 WL 1522855, at *2

(E.D. Pa. Oct. 13, 2000) (“[C]ourts have consistently rejected Eighth Amendment claims

where an inmate has received some level of medical care”). Thus, such complaints fail as

constitutional claims under § 1983 since “the exercise by a doctor of his professional judgment

is never deliberate indifference.” See e.g., Brown v. Borough of Chambersburg, 903 F.2d 274, 278

(3d Cir. 1990) (‘[A]s long as a physician exercises professional judgment his behavior will not

violate a prisoner's constitutional rights.’); Gindraw v. Dendler, 967 F. Supp. 833, 836 (E.D.

Pa. 1997).

Applying this exacting standard, courts have frequently rejected Eighth Amendment

claims that are based upon the level of professional care that an inmate received, particularly

where it can be shown that significant medical services were provided to the inmate but the

prisoner is dissatisfied with the outcome of these services. See e.g., Ham v. Greer, 269 F. App'x

149 (3d Cir. 2008); James v. Dep't of Corrections, 230 F. App'x 195 (3d. Cir. 2007); Gillespie v.

Hogan, 182 F. App'x 103 (3d Cir. 2006); Bronson v. White, No. 05-CV-2150, 2007 WL 3033865

(M.D. Pa. Oct. 15, 2007); Gindraw, 967 F. Supp. 833. Instead, courts have defined the precise

burden that an inmate must sustain in order to advance an Eighth Amendment claim against

a healthcare professional premised on allegedly inadequate care, stating that:

The district court [may] properly dis[miss an] Eighth Amendment claim, as it

concerned [a care giver], because [the] allegations merely amounted to a

disagreement over the proper course of his treatment and thus failed to allege a

reckless disregard with respect to his ... care. The standard for cruel and unusual

punishment under the Eighth Amendment, established by the Supreme Court

in Estelle v. Gamble, 429 U.S. 97, 104, 97 S.Ct. 285, 50 L.Ed.2d 251 (1976), and

its progeny, has two prongs: 1) deliberate indifference by prison officials and 2)

serious medical needs. “It is well-settled that claims of negligence or medical

malpractice, without some more culpable state of mind, do not constitute

‘deliberate indifference.’” “Nor does mere disagreement as to the proper

medical treatment support a claim of an eighth amendment violation.” . . . .

[The inmate] alleged no undue delay in receiving treatment and, as the district

court noted, the evidence he presented established that he received timely

care . . . . Although [an inmate plaintiff] may have preferred a different course

of treatment, [t]his preference alone cannot establish deliberate indifference as

such second-guessing is not the province of the courts.

James, 230 F. App'x. at 197-198 (citations omitted).

In short, in the context of the Eighth Amendment, any attempt to second-guess the

propriety or adequacy of a particular course of treatment is disavowed by courts since such

determinations remain a question of sound professional medical judgment. Inmates of

Allegheny County Jail v. Pierce, 612 F.2d 754, 762 (3d Cir. 1979) (quoting Bowring v. Godwin,

551 F.2d 44, 48 (4th Cir. 1977)). Therefore, where a dispute in essence entails no more than

a disagreement between an inmate and doctors over alternate treatment plans, the inmate's

complaint will fail as constitutional claims under § 1983 since “the exercise by a doctor of his

professional judgment is never deliberate indifference.” Gindraw, 967 F. Supp. at 836

(citations omitted).

In order to allege a cognizable Eighth Amendment violation, Rudolph is required to

plead facts showing that he suffered from a serious medical need, Defendants were

subjectively aware of facts from which the inference could be drawn that failure to provide

treatment for that need posed a substantial risk of serious harm or undue suffering, and that

they drew that inference but disregarded the risk anyway. In Count I of the complaint,

Rudolph asserts that Defendants were deliberately indifferent to his loss of vision, a serious

medical need, in violation of the Eighth Amendment. (Doc. 31, at 11-12). Rudolph contends

that Baldauf, PA Nally, and Dr. Malhi knew of his serious medical needs and “[d]espite this

knowledge, the individual medical defendants, through their inaction, delayed and denied

Mr. Rudolph the individualized care his serious medical needs required—namely, a

consultation with an eye specialist—for over six months.” (Doc. 31, ¶¶ 70-71). Specifically,

Rudolph alleges that:

a) On July 13, 2020, he informed PA Nally that his vision was “growing

worse” and requested an eye exam (Doc. 31, ¶ 11);

b) On July 28, 2020, he performed poorly on a first “Snellen” eye examination

(Doc. 31, ¶ 13);

c) On August 6, 2020, he performed poorly on a second “Snellen” eye

examination (Doc. 31, ¶ 14);

d) On October 14, 2020, Baldauf noted that he had “failed” his eye exam and

was awaiting an optometry appointment (Doc. 31, ¶ 17);

e) On November 30, 2020, he reported his concerns about vision loss to

mental health provider, Mark Peters (Doc. 31, ¶ 18);

f) On December 17, 2020, he spoke with Dr. Malhi and reported decreased

vision, which had been degenerating for months (Doc. 31, ¶ 19);

g) On January 25, 2021, he was seen by ophthalmologist, Christopher

Patitsas, who diagnosed him with chronic angle closure glaucoma in both

eyes, and prescribed him a prompt course of treatment (Doc. 31, ¶ 24).

h) On January 25, 2021, and February 16, 2021, Dr. Patitsas performed a

YAG Peripheral Iridotomy operation in both eyes. (Doc. 31, ¶¶ 25-29).

i) On October 18, 2021, Dr. Patitsas examined him and found that he had

severe advanced end-stage chronic angle closure glaucoma in both eyes.

(Doc. 31, ¶ 32).

Rudolph claims that “[b]y denying Mr. Rudolph timely individualized care and treatment of

his diminishing vision, the individual defendants have denied him treatment which was

consistent with the medical standard of care, and have by omission imposed punishment far

in excess of that authorized by law, contrary to the Eighth Amendment.” (Doc. 31, ¶ 72).

Further, Rudolph asserts that “[t]he denial of timely medical care for Mr. Rudolph’s

diminishing vision violated all standards of decency, contrary to the Eighth Amendment.”

(Doc. 31, ¶ 73).

Defendants argue that they “timely” responded to Rudolph and that Rudolph’s

allegations and grievance records illustrate that Defendants Baldauf, Dr. Malhi, and PA Nally

“had minimal involvement with respect to his eyecare, and even so, they sought further

treatment as appropriate,” and “timely” responded to Rudolph’s medical needs. (Doc. 34, at

4-5). Specifically, Rudolph filed Grievance No. 912075 against the medical department at

SCI-Huntingdon, stating:

I [am] filing this due to the neglect of medical on 1-25-21 at 7:30 am. I was told

that I have glaucoma in both eyes, not cataracts. Dr. Malhi never did a proper

eye exam. He only use[d] a light and said cataracts. This is a violation of the

8th Amendment, deliberate indifference. Because the doctor knew he didn’t do

the proper exam. Deputy Spyker also knew of this by denying grievance

900914. The outside doctor said this could have been prevented if seen sooner

and not waiting 6 months. 90% damage in my right eye and 35% damage in

left eye. I kept putting sick call slips in and nothing was done until 12-17-2[0]

and still had to wait another month to see the outside doctor 1-25-21. My relief

is $200,000 for emotional distress and pain and suffering. I need all records

saved, all call outs from July of 2020 to 12-17-20. I meet the criteria for 8th

Amendment Violations.

(Doc. 31, ¶ 37; Doc. 33-2, at 5).

Defendants aver that “[a]lthough the case Defendants sought might have been ultimately

delayed, this appears to have occurred as a result of actions by those outside of their control,

i.e. either personnel of the Department of Corrections or eyecare providers who are separate

entities.” (Doc. 34, at 4).

The Court finds that taking Rudolph’s allegations as true, the amended complaint

sufficiently alleges deliberately indifferent conduct by Defendants Baldauf, PA Nally, and Dr.

Malhi under Estelle. Based on the facts alleged in the amended complaint, the Court can

reasonably infer that Rudolph’s visual impairments were more than just “slight.” Rudolph

alleges that on July 13, 2020, he informed PA Nally that his vision was “growing worse,” and

requested an eye exam, but he was not seen by an ophthalmologist until January 25, 2021.

(Doc. 31, ¶¶ 11, 24). Glaucoma is an illness that can lead to blindness without proper

treatment. Parrish v. Corizon Health, Inc., No. CV 15-01813, 2016 WL 4123937, at *4 (E.D. Pa.

Aug. 3, 2016). Furthermore, during the six months since he initially raised his vision loss with

the medical staff at SCI-Huntingdon, Rudolph alleges that “he has permanently-impaired

vision which makes even activities like using the stairs dangerous, which is directly

attributable to the unjustifiable delay in his diagnosis and treatment.” (Doc. 31, ¶ 35). Thus,

Rudolph has provided sufficient allegations to show that his optometric needs were serious.

See Parker v. Boring, No. 1:15-CV-01784, 2016 WL 3381287, at *8 (M.D. Pa. May 19, 2016),

report and recommendation adopted, No. 1:15-CV-1784, 2016 WL 3227250 (M.D. Pa. June 13,

2016). Since Rudolph asserts that on January 25, 2021, an ophthalmologist diagnosed him

with chronic angle closure glaucoma in both eyes and performed a YAG Peripheral Iridotomy

operation in the left eye immediately, and then in the right eye “very soon,” it follows that

the alleged failure of Baldauf, PA Nally, and Dr. Malhi to provide a consultation with an

ophthalmologist for six months sufficiently pleads deliberate indifference. (Doc. 31, ¶¶ 24-29);

see Mazariegos v. Monmouth Cty. Corr. Inst., No. CIV.A. 12-5626 FLW, 2014 WL 1266659, at

*8 (D.N.J. Mar. 25, 2014) (denying motion to dismiss where defendants delayed treatment

for seven months); Estelle, 429 U.S. at 105. When read in the context of Rudolph’s allegations,

the Court finds that the amended complaint adequately pleads a claim of deliberate

indifference to his serious medical need for the timely care of an appropriate specialist doe his

vision issues against Defendants Baldauf, PA Nally, and Dr. Malhi.

Accordingly, Defendants’ motion to dismiss is denied as to Count I of the amended

complaint.

B. COUNT II – EIGHTH AMENDMENT CLAIM AGAINST DEFENDANT WELLPATH

Next, Defendants argue that Wellpath should be dismissed because Rudolph has failed

to set forth sufficient allegation under Monell that it maintained a policy, custom, or practice

of deliberate indifference to his serious medical needs, including his eye care. (Doc. 34, at 9).

Defendants contend there are no factual allegations specific to Wellpath in the amended

complaint and that the amended complaint only makes conclusory allegations that Wellpath

has a collegial review process wherein it is decided whether any specialty care is necessary

and that this process resulted in any alleged delay for Rudolph being seen by an

ophthalmologist. (Doc. 34, at 11). In opposition, Rudolph argues the complaint sets forth a

Monell claim against Defendant Wellpath for two policies and practices that contributed to

the delay he suffered in the care and treatment of his vision loss. (Doc. 35, at 10).

To state a claim against Wellpath, Rudolph must allege that the violation of his rights

was caused by a Wellpath policy, custom, or practice. As the Court has observed in the past:

In Monell v. Department of Social Services of the City of New York, 436 U.S. 658, 98

S.Ct. 2018, 56 L.Ed.2d 611 (1978) (“Monell”), the Supreme Court held that a

municipality may be held liable under 42 U.S.C. § 1983 for a constitutional

injury that directly resulted from a municipality's policy, custom, or practice.

Id. at 695, 98 S.Ct. 2018. Accordingly, a Monell claim seeks to impose

municipal liability for a constitutional injury that was causally connected to a

municipal policy, custom, or practice. See id.; see also Carreno v. City of Newark,

834 F.Supp.2d 217, 231 (D.N.J. 2011). “Under Monell, a municipality cannot

be subjected to liability solely because injuries were inflicted by its agents or

employees.” Jiminez v. All American Rathskeller, Inc., 503 F.3d 247, 249 (3d Cir.

2007). Instead, “it is when execution of a government's policy or custom,

whether made by its lawmakers or by those whose edicts or acts may fairly be

said to represent official policy, inflicts the injury that the government as an

entity is responsible under § 1983.” Id. (quoting Monell, 436 U.S. at 694, 98

S.Ct. 2018). It is essential to a Monell claim that there be a “direct causal link

between a municipal policy or custom and the alleged constitutional

deprivation” in order to establish municipal liability. City of Canton v. Harris,

489 U.S. 378, 385, 109 S.Ct. 1197, 103 L.Ed.2d 412 (1989).

Hunter v. Prisbe, 984 F.Supp.2d 345, 353 (M.D. Pa. 2013).

While Monell initially addressed the question of governmental institutional liability, subsequent

case law has extended these legal tenets to claims of corporate institutional civil rights liability.

On this score it is well-settled that:

[P]rivate corporations that contract with the state to provide services also

cannot be subjected to liability under § 1983 on the basis of respondeat superior.

See Natale v. Camden County Corr. Facility, 318 F.3d 575, 583-84 (3d Cir. 2003);

see also Monell v. Dep't of Soc. Servs., 436 U.S. 658, 691-94, 98 S.Ct. 2018, 56

L.Ed.2d 611 (1978) (holding that a municipality cannot be liable under § 1983

on a theory of respondeat superior). Instead, in order to hold a private corporation

liable under § 1983, a plaintiff must prove that he suffered a constitutional

deprivation as a result of an official corporate policy or custom. Natale, 318

F.3d at 583-84; see also Bd. of the County Comm'rs v. Brown, 520 U.S. 397, 404,

117 S.Ct. 1382, 137 L.Ed.2d 626 (1997); Griggs v. Dauphin County Prison, No.

1:06-0823; 2008 WL 2518090, at *4 (M.D. Pa. June 19, 2008); Miller v. City of

Phila., No. 96-3578, 1996 U.S. Dist. LEXIS 17514, 1996 WL 683827, at *4

(E.D. Pa. Nov. 26, 1996) (in order to establish liability for a private corporation,

a plaintiff must show that the corporation, “with ‘deliberate indifference to the

consequences, established and maintained a policy, practice or custom which

directly caused [plaintiff's] constitutional harm.’”) (quoting Stoneking v. Bradford

Area Sch. Dist., 882 F.2d 720, 725 (3d Cir. 1989) ). As the Third Circuit has

explained, a

policy or custom can be established in two ways. Policy is made when

a “decisionmaker possessing final authority to establish municipal

policy with respect to the action” issues an official proclamation, policy,

or edict. A course of conduct is considered to be a “custom” when,

though not authorized by law, “such practices of state officials [are] so

permanent and well-settled” as to virtually constitute law.

Mason v. PrimeCare Med., Inc., No. 1:14-CV-1680, 2017 WL 1386198, at *8

(M.D. Pa. Apr. 18, 2017) (quoting Beck v. City of Pittsburgh, 89 F.3d 966, 971

(3d Cir. 1996)).

Custom may also be established by evidence that demonstrates knowledge or acquiescence.

Beck, 89 F.3d at 971 (citing Fletcher v. O'Donnell, 867 F.2d 791, 793 (3d Cir. 1989)).

Case law construing Monell and its corporate progeny makes it clear, however, that a

single act by an agency head can in proper circumstances define agency policy or custom and

establish institutional civil rights liability. Thus, a government policy or custom can be

established in two ways. See Andrews v. City of Philadelphia, 895 F.2d 1469, 1480 (3d Cir. 1990).

A plaintiff may establish a government policy by showing that a “decisionmaker possess[ing]

final authority to establish municipal policy with respect to the action” issued an official

statement of policy. Pembaur v. City of Cincinnati, 475 U.S. 469, 481 (1986). A plaintiff may

establish that a course of conduct constitutes a ‘custom’ when, though not authorized by law,

“such practices of . . . officials [are] so permanent and well settled” that they operate as law.

Monell, 436 U.S. at 690. In either instance, the plaintiff has the burden of showing that a

government policymaker is responsible by action or acquiescence for the policy or custom.

Jiminez v. All Am. Rathskeller, Inc., 503 F.3d 247, 250 (3d Cir. 2007) (citing Andrews, 895 F.2d

at 1480).

As the Supreme Court has observed: “it is plain that [institutional] liability may be

imposed for a single decision by . . . policymakers under appropriate circumstances.” Pembaur,

475 U.S. at 480. In this setting institutional liability attaches whenever the decisionmaker

possesses final authority to establish policy with respect to the action ordered. Penbaur, 475

U.S. at 481. “Accordingly, proof that a[n agency's] authorized decisionmaker has

intentionally deprived a plaintiff of a federally protected right necessarily establishes that the

[agency] acted culpably. Similarly, the conclusion that the action taken or directed by the . . .

authorized decisionmaker itself violates federal law will also determine that the [agency]

action was the moving force behind the injury of which the plaintiff complains.” Bd. of Cty.

Comm'rs of Bryan Cty., 520 U.S. 397, 405 (1997).

Upon consideration of Rudolph’s allegations, the Court finds that he sufficiently

alleged facts that would permit a finding of institutional corporate culpability. In Count II of

the amended complaint, Rudolph first alleges “Wellpath has established a policy and practice

which does not permit inmates to automatically receive the medical care which is prescribed

and/or ordered by medical providers.” (Doc. 31, ¶ 78). Rudolph avers that “[i]nstead, inmates

may only receive medical consultations and/or treatment outside the prison, which has been

first requested then and approved by the regional medical director, in a process known as

‘collegial review,’” which is a “system is to ensure that Wellpath controls the number of

medical consultations and medical care outside the prison facility, for which it is required to

bear the cost.” (Doc. 31, ¶¶ 79-80). Next, Rudolph alleges that Wellpath “established a

practice of permitting inmates, with known serious medical conditions, to linger for months

without any effort to expedite the required next step of care.” (Doc. 31, ¶ 81). Rudolph avers

that “Wellpath does not require its staff or medical providers to timely follow up with patients,

to ensure that known serious medical conditions are being treated as ordered,” and “grants

its staff carte blanche to delay care without fear of negative employment consequences.” (Doc.

31, ¶¶ 82, 84). As a result of these two practices of Wellpath, Rudolph alleges “inmate care is

routinely delayed within the Department of Corrections, sometimes for months, without any

medical justification for the delay.” (Doc. 31, ¶ 85). At the outset of this litigation, where the

Court simply considers the pleadings, the Court finds that these averments satisfy the

requirement of pleading “that a[n agency's] authorized decisionmaker has intentionally

deprived a plaintiff of a federally protected right [which] necessarily establishes that the

[agency] acted culpably.” Brown, 520 U.S. at 405.

In sum, “questions of motive and intent, policy and custom are integral to the

resolution of [Rudolph]'s Eighth Amendment corporate culpability claims.” Bennett v.

PrimeCare Med. Inc., No. 3:18-CV-517, 2018 WL 6072126, at *9 (M.D. Pa. Sept. 14, 2018),

report and recommendation adopted, No. 3:18-CV-00517, 2018 WL 6062306 (M.D. Pa. Nov. 20,

2018). These questions are not amenable to resolution on the pleadings alone, and Rudolph

has alleged sufficient well-pleaded facts to state a plausible claim for relief against Wellpath

under Monell. “Whether [Rudolph] can prove what he has pleaded must await another day,

and another court proceeding or motion in which we may look beyond the pleadings

themselves.” Bennett, 2018 WL 6072126, at *9. Therefore, at this stage of litigation, where the

Court must simply assess the quality of a complaint, rather than the quantity of a plaintiff’s

proof, Rudolph's federal constitutional claims will be permitted to proceed forward.

Accordingly, Defendants’ motion to dismiss is denied Count II of the amended

complaint.

IV. CONCLUSION

For the foregoing reasons, Defendants’ motion to dismiss is DENIED. (Doc. 33).

An appropriate Order follows.

BY THE COURT:

Dated: March 17, 2023 s/ Karoline Mehalchick

KAROLINE MEHALCHICK

Chief United States Magistrate Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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