“[MJedical malpractice does not become a constitutional violation merely because the victim is a prisoner.”
How later courts described this case
- “[MJedical malpractice does not become a constitutional violation merely because the victim is a prisoner.”
- “[A]s long as a physician exercises professional judgment his behavior will not violate a prisoner's constitutional rights.”
- affirming district court's dismissal of deliberate indifference claim and agreeing “with the District Court that [defendant's] alleged failure to inform [plaintiff] of the side effects of [a medication] amounts to nothing more than negligence”
- holding that “the condition of thirty days’ notice prior to seeking dismissal of an action for failure to comply with the COM regime is substantive and must be applied in federal court’
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
GARY WALKER, Civil No. 3:21-cv-2167
Plaintiff (Judge Mariani)
v .
CHCA MERRITT-SCULLY, et al., □
Defendants
MEMORANDUM
Plaintiff Gary Walker (“Walker”), an inmate housed at the State Correctional
Institution, Coal Township, Pennsylvania (“SCI-Coal Township”), commenced this civil rights
action on November 10, 2021, in the Court of Common Pleas of Northumberland County,
Pennsylvania. (Doc. 1-1). The action was subsequently removed to the United States
District Court for the Middle District of Pennsylvania. (Doc. 1). Named as Defendants are
Correctional Healthcare Administrator Merritt-Scully, Physician Assistant Brian Davis, and
Diamond Pharmacy. Before the Court is a Rule 12(b) motion to dismiss filed by Defendant
Diamond Pharmacy. (Doc. 14). For the reasons set forth below, the motion will be granted
in part and denied in part.
I. Allegations of the Contplaint
Walker alleges that he was prescribed the medication Pamelor to treat his arthritis.
(Doc. 1-1, p. 3] 8). After taking the medication, Walker developed stomach pains, severe
headaches, blurred vision, and depression. (/d. at p. 7). He alleges that he was
prescribed Pamelor without being informed about the potential side effects of the
medication. (/d. at p. 3 8). Walker then researched the medication and discovered that it
is an antidepressant and is occasionally used to treat pain. (/d.). He contends that the
Department of Corrections (“DOC”) has a policy, pertaining to the administration of
psychotropic medications, that requires psychiatrists to obtain electronic consent from the
inmate, and confirmation that the inmate was advised of the medication’s side effects, prior
to initiating psychiatric treatment. (/d. at p. 4 {J 10).
Walker asserts that, when exhausting his administrative remedies, he was advised
by the Correctional Health Care Administrator that “the records showed that P.A. Davis
noted that he had given the Plaintiff knowledge to the side-effects of the medication.” (/d. at
p. 49 13). Walker maintains that Defendant Davis never informed him of the potential side
effects of the medication. (/d.). He alleges that Diamond Pharmacy denied inmates the
opportunity to examine medication labels containing precautions related to the medication.
(Id. at p. 4 J] 12).
Il. Legal Standard
A complaint must be dismissed under Federal Rule of Civil Procedure 12(b)(6), if it
does not allege “enough facts to state a claim to relief that is plausible on its face.” Bell Atl.
Corp. v. Twombly, 550 U.S. 544, 570, 127 S. Ct. 1955, 167 L. Ed. 2d 929 (2007). The
plaintiff must aver “factual content that allows the court to draw the reasonable inference
that the defendant is liable for the misconduct alleged.” Ashcroft v. Iqbal, 556 U.S. 662, 129
S. Ct. 1937, 1949, 173 L. Ed. 2d 868 (2009).
“Though a complaint ‘does not need detailed factual allegations, . . . a formulaic
recitation of the elements of a cause of action will not do.” DelRio-Mocci v. Connolly Prop.
Inc., 672 F.3d 241, 245 (3d Cir. 2012) (citing Twombly, 550 U.S. at 555). In other words,
“[flactual allegations must be enough to raise a right to relief above the speculative level.”
Covington v. Int'l Ass'n of Approved Basketball Officials, 710 F.3d 114, 118 (3d Cir. 2013)
(internal citations and quotation marks omitted). A court “take{s] as true all the factual
allegations in the Complaint and the reasonable inferences that can be drawn from those
facts, but . . . disregards] legal conclusions and threadbare recitals of the elements of a
cause of action, supported by mere conclusory statements.” Ethypharm S.A. France v.
Abbott Laboratories, 707 F.3d 223, 231, n.14 (3d Cir. 2013) (internal citations and quotation
marks omitted).
Twombly and /qbal require [a district court] to take the following three steps to
determine the sufficiency of a complaint: First, the court must take note of the
elements a plaintiff must plead to state a claim. Second, the court should
identify allegations that, because they are no more than conclusions, are not
entitled to the assumption of truth. Finally, where there are well-pleaded
factual allegations, a court should assume their veracity and then determine
whether they plausibly give rise to an entitlement for relief.
Connelly v. Steel Valley Sch. Dist., 706 F.3d 209, 212 (3d Cir. 2013).
“[W)here the well-pleaded facts do not permit the court to infer more than the mere
possibility of misconduct, the complaint has alleged — but it has not show([n] — that the
pleader is entitled to relief.” /gbal, 556 U.S. at 679 (internal citations and quoiation marks
omitted). This “plausibility” determination will be a “context-specific task that requires the
reviewing court to draw on its judicial experience and common sense.” /d.
However, even “if a complaint is subject to Rule 12(b)(6) dismissal, a district court
must permit a curative amendment unless such an amendment would be inequitable or
futile.” Phillips v. Cnty. of Allegheny, 515 F.3d 224, 245 (3d Cir. 2008).
[Elven when plaintiff does not seek leave to amend his complaint after a
defendant moves to dismiss it, unless the district court finds that amendment
would be inequitable or futile, the court must inform the plaintiff that he or she
has leave to amend the complaint within a set period of time.
Id.
lll. Discussion
A. — Eighth Amendment Deliberate Indifference Claim
Walker alleges that Defendants were deliberately indifferent to his serious medical
need, in violation of the Eighth Amendment, for prescribing Pamelor for his arthritis and
failing to disclose the potential side effects of the medication. (Doc. 1-1, p. 5 | 18). With
respect to Defendant Diamond Pharmacy, Walker alleges as follows:
Diamond Pharmacy, has violated the rights of the patient/Plaintiff by and
throught U.S. Const. and the Food and Drug Administration, by refusing to
give inmates the opportunity to examine the lables and/or any precaustions
pertaining to medications it gives to its customers, which violates the rules of
the FDA on product discriptions and warning lables of possible side effects
and other percaustions intented for informed consent to its comsumers and
contractors alike.
(Doc. 1-1, p. 4 {| 12) (sic).
The Eighth Amendment prohibits the infliction of cruel and unusual punishment on
prisoners. Fuentes v. Wagner, 206 F.3d 335, 344 (3d Cir. 2000). In the context of medical
care, the Eighth Amendment “requires prison officials to provide basic medical treatment to
those whom it has incarcerated.” Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999). To
establish an Eighth Amendment claim based on a prison’s denial of medical care, an inmate
must allege acts or omissions by prison officials that were sufficiently harmful to establish
deliberate indifference to a serious medical need. See Spruill v. Gillis, 372 F.3d 218, 235
(3d Cir. 2004); Natale v. Camden Cty. Corr. Facility, 318 F.3d 575, 582 (3d Cir. 2003). The
relevant inquiry is whether the defendant: (1) was subjectively deliberately indifferent (2) to
the plaintiff's objectively serious medical needs. Farmer v. Brennan, 511 U.S. 825, 834, 837
(1994); Chavarriaga v. N.J. Dep't of Corr., 806 F.3d 210, 226 (3d Cir. 2015).
The “deliberate indifference” prong of the applicable Eighth Amendment analysis
requires that the defendant actually know of and disregard “an excessive risk to inmate
health or safety.” Farmer, 511 U.S. at 837. Circumstantial evidence can establish
subjective knowledge on the part of the defendant if it shows that the excessive risk was so
obvious that the official must have known about it. See Beers-Capitol v. Whetzel, 256 F.3d
120, 133 (3d Cir. 2001) (citing Farmer, 511 U.S. at 842). The Third Circuit has found
deliberate indifference when a prison official: “(1) knows of a prisoner's need for medical
treatment but intentionally refuses to provide it; (2) delays necessary medical treatment
based on a non-medical reason; or (3) prevents a prisoner from receiving needed or
recommended medical treatment.” Rouse, 182 F.3d at 197.
The second prong of the Eighth Amendment inquiry is whether the plaintiff's medical
needs were serious. A serious medical need is “one that has been diagnosed by a
physician as requiring treatment or one that is so obvious that a lay person would easily
recognize the necessity for a doctor's attention.” Monmouth Cty. Corr. Inst. Inmates v.
Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987). Not every condition is a serious medical need;
instead, the serious medical need element contemplates a condition of urgency, namely,
one that may produce death, degeneration, or extreme pain. See id.
Moreover, because only egregious acts or omissions can violate this standard, mere
medical malpractice cannot result in an Eighth Amendment violation. White v. Napoleon,
897 F.2d 103, 108-10 (3d Cir. 1990); Estelle v. Gamble, 429 U.S. 97, 106 (1976) (“[MJedical
malpractice does not become a constitutional violation merely because the victim is a
prisoner.”). The Supreme Court has held that negligence or inadvertence alone do not rise
to the level of a constitutional violation. Whitley v. Albers, 475 U.S. 312 (1986).
Prison medical authorities are given considerable latitude in the diagnosis and
treatment of inmate patients, see Young v. Kazmerski, 266 F. App’x 191, 194 (3d Cir. 2008),
and a doctor’s disagreement with the professional judgment of another doctor is not
actionable under the Eighth Amendment. See White, 897 F.2d at 108-10. Furthermore, it is
well-settled that an inmate’s dissatisfaction with a course of medical treatment, standing
alone, does not give rise to a viable Eighth Amendment claim. See Brown v. Borough of
Chambersburg, 903 F.2d 274, 278 (3d Cir. 1990) (“[A]s long as a physician exercises
professional judgment his behavior will not violate a prisoner's constitutional rights.”);
Pearson v. Prison Health Servs., 850 F.3d 528, 535 (3d Cir. 2017) (“[W]hen medical care is
provided, we presume that the treatment of a prisoner is proper absent evidence that it
violates professional standards of care.”).
Here, Walker fails to demonstrate that Defendant Diamond Pharmacy was
deliberately indifferent to his serious medical need. Walker alleges that Defendant Diamond
Pharmacy exhibited deliberate indifference by failing to inform him of the potential side
effects of Pamelor and denying him the opportunity to examine the label containing
precautions related to the medicine. This type of claim generally sounds in negligence and
does not rise to the level of deliberate indifference. See e.g., Bryant v. Kaskie, 744 F. App’x
39, 42 (3d Cir. 2018) (stating that “[defendant’s] alleged failure to inform [plaintiff] of the
potential side effects of [a medication] is insufficient to demonstrate deliberate indifference.
Even if this allegation could rise to the level of negligence, simple negligence cannot
support an Eighth Amendment claim’); Jetter v. Beard, 130 F. App'x. 523, 526, (3d Cir.
2005) (affirming district court's dismissal of deliberate indifference claim and agreeing “with
the District Court that [defendant's] alleged failure to inform [plaintiff] of the side effects of [a
medication] amounts to nothing more than negligence”). Not warning someone about
potential side effects of medication is not akin to intentionally refusing to provide care or
inflicting pain. Therefore, the Court will dismiss Walker's Eighth Amendment inadequate
medical care claim for failure to state a claim upon which relief may be granted.
B. Medical Negligence Claim
In Pennsylvania, medical negligence, or medical malpractice, is defined as “the
unwarranted departure from generally accepted standards of medical practice resulting in
injury to a patient, including all liability-producing conduct arising from the rendition of
professional medical services.” Toogood v. Owen J. Rogal, D.D.S., P.C., 824 A.2d 1140,
1145 (Pa. 2003) (citing Hodgson v. Bigelow, 7 A.2d 338 (Pa. 1939)). The existence of an
injury, by itself, does not prove a doctor's negligence. Mitchell v. Shikora, 209 A.3d 307,
315 (Pa. 2019) (citations omitted). Rather, to establish a cause of action for negligence
under Pennsylvania law, a plaintiff must prove the following elements: (1) a duty or
obligation recognized by law; (2) a breach of that duty; (3) a causal connection between the
conduct and the resulting injury; and (4) actual damages. See Northwestern Mut. Life Ins.
Co. v. Babayan, 430 F.3d 121, 139 (3d Cir. 2005) (citing In re TMI, 67 F.3d 1103, 1117 (3d
Cir. 1995)).
Pennsylvania Rule of Civil Procedure 1042.3 requires a plaintiff alleging professional
negligence to file a certificate of merit within 60 days of filing the complaint. PA. R. Civ. P.
1042.3. The certificate must include one of the following: a written attestation by “an
appropriate licensed professional’ that there is a “reasonable probability that the care, skill
or knowledge exercised or exhibited” by the defendant “fell outside acceptable professional
standards,” and that this was the cause of the plaintiff's injuries; a statement that the claim
against the defendant is based only on the professional negligence of those for whom the
defendant is responsible; or a statement that expert testimony is unnecessary for the
plaintiff's claim to proceed. PA. R. Civ. P. 1042.3(a)(1)-(3). Failure to file a certificate of
merit is fatal to a plaintiffs claim. PA. R. Civ. P. 1042.7. The requirements of Rule 1042.3
are substantive in nature and, therefore, federal courts in Pennsylvania must apply these
prerequisites of Pennsylvania law when assessing the merits of a medical malpractice
claim. See Liggon-Redding v. Estate of Sugarman, 659 F.3d 258, 262-65 (3d Cir. 2011);
Iwanejko v. Cohen & Grigsby, P.C., 249 F. App’x 938, 944 (3d Cir. 2007). This requirement
applies with equal force to counseled complaints and to pro se medical malpractice actions
brought under state law. See Hodge v. Dep't of Justice, 372 F. App’x 264, 267 (3d Cir.
2010) (affirming district court's dismissal of medical negligence claim for failure to file a
certificate of merit).
The Pennsylvania Supreme Court has noted that “[b]ecause the negligence of a
physician encompasses matters not within the ordinary knowledge and experience of
laypersons[,] a medical malpractice plaintiff must present expert testimony to establish the
applicable standard of care, the deviation from that standard, causation and the extent of
the injury.” Toogood, 824 A.2d at 1145. A very narrow exception applies “where the matter
is so simple or the lack of skill or care is so obvious as to be within the range of experience
and comprehension of even non-professional persons.” Hightower-Warren v. Silk, 698 A.2d
52, 54 n.1 (Pa. 1997).
Defendant Diamond Pharmacy seeks to dismiss Walker’s medical malpractice claim
based on his failure to comply with Pennsylvania’s certificate of merit requirements. There
is no indication that counsel for Defendant Diamond Pharmacy mailed Walker a Notice of
Intent to Dismiss pursuant to Pennsylvania Rule of Civil Procedure 1042.7. Because
Defendant Diamond Pharmacy failed to attach proof that a Notice of Intent to Dismiss for
failure to file a certificate of merit was served upon Walker, the Court must deny the motion
on this ground.! See Schmigel v. Uchal, 800 F.3d 113, 123 (3d Cir. 2015) (holding that “the
condition of thirty days’ notice prior to seeking dismissal of an action for failure to comply
with the COM regime is substantive and must be applied in federal court’).
IV. Leave to Amend
When a complaint fails to present a prima facie case of liability, district courts must
generally grant leave to amend before dismissing the complaint. See Grayson v. Mayview
State Hosp., 293 F.3d 103, 108 (3d Cir. 2002); Shane v. Fauver, 213 F.3d 113, 116-17 (3d
Cir. 2000). Specifically, the Third Circuit Court of Appeals has admonished that when a
complaint is subject to dismissal for failure to state a claim, courts should liberally grant
1 Pennsylvania Rule of Civil Procedure 1042.6(b) provides that a judgment of non pros for failure
to file a certificate of merit may be entered without notice if “(1) the court has granted a motion to extend the
time to file the certificate and the plaintiff has failed to file it within the extended time, or (2) the court has
denied the motion to extend the time.” PA. R. Civ. P. 1042.6(b). Neither circumstance applies here.
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leave to amend “unless such an amendment would be inequitable or futile.” Phillips, 515
F.3d at 245 (citing Alston v. Parker, 363 F.3d 229, 235 (3d Cir. 2004)). The federal rules
allow for liberal amendments in light of the “principle that the purpose of pleading is to
facilitate a proper decision on the merits.” Foman v. Davis, 371 U.S. 178, 182 (1962)
(citations and internal quotations omitted). The claims against Defendant Diamond
Pharmacy are factually and legally flawed; thus, the Court concludes that granting leave to
amend would be futile.
V. Conclusion
For the reasons set forth above, the motion (Doc. 14) to dismiss by Diamond
Pharmacy will be granted in part and denied in part. A separate Order shall issue.
CLAY
| yt
. Robert\D. Mariani
5. United States District Judge
Dated: December 0. 2022
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