explaining that leave to amend may be denied due to “repeated failure to cure deficiencies by amendments previously allowed”
How later courts described this case
- explaining that leave to amend may be denied due to “repeated failure to cure deficiencies by amendments previously allowed”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
TODD ALAN BROWN, No. 4:22-CV-01154
Plaintiff, (Chief Judge Brann)
v.
WARDEN GLOVER, et al.,
Defendants.
MEMORANDUM OPINION
OCTOBER 12, 2022
Plaintiff Todd Alan Brown is currently in pretrial detention in a state
correctional institution. Prior to being transferred into the state prison system, he
was detained at Huntingdon County Prison in Huntingdon, Pennsylvania. Brown
filed the instant pro se Section 19831 action concerning the alleged medical care
(or lack thereof) he received at the prison, asserting constitutional violations
against various prison officials and medical staff. Brown’s first complaint was
dismissed but he was granted leave to amend. Currently pending is Brown’s
amended complaint. The Court will dismiss in part the amended complaint
pursuant to 28 U.S.C. § 1915A(b)(1) for failure to state a claim upon which relief
may be granted.
1 42 U.S.C. § 1983. Section 1983 creates a private cause of action to redress constitutional
wrongs committed by state officials. The statute is not a source of substantive rights; it serves
as a mechanism for vindicating rights otherwise protected by federal law. See Gonzaga Univ.
I. STANDARDS OF REVIEW
Courts are statutorily obligated to review, “as soon as practicable,” pro se
prisoner complaints targeting governmental entities, officers, or employees.2 One
basis for dismissal at the screening stage is if the complaint “fails to state a claim
upon which relief may be granted[.]”3 This language closely tracks Federal Rule
of Civil Procedure 12(b)(6). Accordingly, courts apply the same standard to
screening a pro se prisoner complaint for sufficiency under Section 1915A(b)(1) as
they utilize when resolving a motion to dismiss under Rule 12(b)(6).4
In deciding a Rule 12(b)(6) motion to dismiss, courts should not inquire
“whether a plaintiff will ultimately prevail but whether the claimant is entitled to
offer evidence to support the claims.”5 The court must accept as true the factual
allegations in the complaint and draw all reasonable inferences from them in the
light most favorable to the plaintiff.6 In addition to the facts alleged on the face of
the complaint, the court may also consider “exhibits attached to the complaint,
matters of public record, as well as undisputedly authentic documents” attached to
2 See 28 U.S.C. § 1915A(a). Section 1915A screening of amended complaints is likewise
required. See Fields v. Venable, 674 F. App’x 225, 228 (3d Cir. 2016) (nonprecedential)
(noting that district court “fulfill[ed] its duty to screen” pro se prisoner’s amended complaint).
3 Id. § 1915A(b)(1).
4 See Grayson v. Mayview State Hosp., 293 F.3d 103, 109-10 & n.11 (3d Cir. 2002); O’Brien
v. U.S. Fed. Gov’t, 763 F. App’x 157, 159 & n.5 (3d Cir. 2019) (per curiam) (nonprecedential);
cf. Allah v. Seiverling, 229 F.3d 220, 223 (3d Cir. 2000).
5 Scheuer v. Rhodes, 416 U.S. 232, 236 (1974); see Nami v. Fauver, 82 F.3d 63, 66 (3d Cir.
1996).
a defendant’s motion to dismiss if the plaintiff’s claims are based upon these
documents.7
When the sufficiency of a complaint is challenged, the court must conduct a
three-step inquiry.8 At step one, the court must “tak[e] note of the elements [the]
plaintiff must plead to state a claim.”9 Second, the court should distinguish well-
pleaded factual allegations—which must be taken as true—from mere legal
conclusions, which “are not entitled to the assumption of truth” and may be
disregarded.10 Finally, the court must review the presumed-truthful allegations
“and then determine whether they plausibly give rise to an entitlement to relief.”11
Deciding plausibility is a “context-specific task that requires the reviewing court to
draw on its judicial experience and common sense.”12
Because Brown proceeds pro se, his pleadings are to be liberally construed
and his amended complaint, “however inartfully pleaded, must be held to less
stringent standards than formal pleadings drafted by lawyers[.]”13 This is
particularly true when the pro se litigant, like Brown, is incarcerated.14
7 Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010) (citing Pension Benefit Guar. Corp.
v. White Consol. Indus., 998 F.2d 1192, 1196 (3d Cir. 1993)).
8 Connelly v. Lane Const. Corp., 809 F.3d 780, 787 (3d Cir. 2016) (internal citations and
quotation marks omitted) (footnote omitted).
9 Id. (quoting Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009) (alterations in original)).
10 Id. (quoting Iqbal, 556 U.S. at 679).
11 Id. (quoting Iqbal, 556 U.S. at 679).
12 Iqbal, 556 U.S. at 681.
13 Erickson v. Pardus, 551 U.S. 89, 94 (2007) (citations omitted).
II. DISCUSSION
In his original complaint, Brown alleged that he was involved in an incident
with police officers and suffered serious injuries from their use of excessive force,
including a hematoma, facial contusion, broken left pinky finger, and concussion.15
He was hospitalized, and after his discharge on December 21, 2021, he was taken
to Huntingdon County Prison and remained there until February 3, 2022.16
Brown appears to be raising a claim under the Fourteenth Amendment17 for
alleged deliberate indifference to serious medical needs. In his original complaint,
he named as defendants Warden Brad Glover, Deputy Warden Daniel Weikert,
grievance coordinator Lieutenant Rhone, nurse “Susan,” and an unidentified
“doctor” at the prison.18 In his amended complaint, he does not set forth the named
defendants, and it appears that he is relying on his initial complaint to provide
Defendants’ names and titles. Accordingly, the Court must determine—through
review of Brown’s amended pleadings—if he has stated a Section 1983 claim
against any identified state actor.
15 Doc. 1 at 5.
16 Id. at 4; Doc. 11 at 1.
17 Because Brown is a pretrial detainee, his claims implicate the Fourteenth Amendment, not the
Eighth. See Jacobs v. Cumberland County, 8 F.4th 187, 193-94 (3d Cir. 2021); Thomas v.
Cumberland County, 749 F.3d 217, 223 n.4 (3d Cir. 2014).
A. Personal Involvement
It is well established that, in Section 1983 actions, liability cannot be
“predicated solely on the operation of respondeat superior.”19 Rather, a Section
1983 plaintiff must aver facts that demonstrate “the defendants’ personal
involvement in the alleged misconduct.”20 Personal involvement can include direct
wrongful conduct by a defendant, but it can also be demonstrated through
allegations of “personal direction” or of “actual knowledge and acquiescence”;
however, such averments must be made with particularity.21
In his amended complaint, Brown does not include any allegations that
would establish personal involvement by Weikert or Rhone in the purported
constitutional violations. Thus, it appears that Brown has abandoned any claim
against these Defendants and they will be dismissed from the instant action.
As to Glover, Brown alleges that he informed Glover (at some unspecified
point in time) that he had not been taken to his scheduled medical appointments
and Glover responded, “Brown if you start your shit and file grievances and [a]
lawsuit I’ll have your ass transferred to SCI Smithfield where you will get
nothing.”22 Brown further avers that he believes “the Jail is under o[r]ders by the
19 Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988) (citations omitted); see also Ashcroft
v. Iqbal, 556. U.S. 662, 676 (2009) (affirming same principle in Bivens context).
20 Dooley, 957 F.3d at 374 (citing Rode, 845 F.2d at 1207).
21 Id. (quoting Rode, 845 F.2d at 1207).
Warden Glover” and that Glover “tells them what [they can] and can’t do.”23
These allegations are plainly insufficient to establish personal involvement in the
purported medical indifference. Such sparse assertions fail to establish denial of
medical care or deliberate indifference to Brown’s medical conditions. Nor do
they show personal direction or knowledge and acquiescence in a constitutional
violation.
Therefore, the Court will dismiss the claims against Glover, Weikert, and
Rhone. As this is Brown’s second attempt to plead a claim against these
Defendants and he is unable to aver facts that would state a Section 1983 cause of
action, dismissal will be with prejudice.24
B. Alleged Fourteenth Amendment Violation
As previously noted, Brown is a pretrial detainee, so his claims implicate the
Due Process Clause of the Fourteenth Amendment rather than the Eighth
Amendment’s cruel-and-unusual-punishment provision. However, it does not
appear that the United States Court of Appeals for the Third Circuit has established
or adhered to a different standard with respect to Fourteenth Amendment pretrial
detainee medical indifference claims versus those raised by incarcerated
23 Id. at 7.
24 See Foman v. Davis, 371 U.S. 178, 182 (1962) (explaining that leave to amend may be denied
due to “repeated failure to cure deficiencies by amendments previously allowed”); Jones v.
individuals under the Eighth Amendment.25 Accordingly, the Court will apply
existing Eighth Amendment jurisprudence to Brown’s Fourteenth Amendment
medical indifference claims.
In the context of prison medical care, the Eighth Amendment “requires
prison officials to provide basic medical treatment to those whom it has
incarcerated.”26 To state an Eighth Amendment deliberate indifference claim
regarding inadequate medical care, a plaintiff must plausibly plead “(i) a serious
medical need, and (ii) acts or omissions by prison officials that indicate deliberate
indifference to that need.”27 A serious medical need is “one that has been
diagnosed by a physician as requiring treatment or one that is so obvious that a lay
person would easily recognize the necessity for a doctor’s attention.”28
Deliberate indifference by prison officials may be evidenced by intentional
refusal to provide care known to be medically necessary, delayed provision of
25 This remains so even following the Supreme Court of the United States’ decision in Kingsley
v. Hendrickson, 576 U.S. 389 (2015), which established a different standard for pretrial
detainee excessive force claims. See Moore v. Luffey, 757 F. App’x 335, 340 & n.2 (3d Cir.
2019) (nonprecedential) (rejecting plaintiff’s argument to apply Kingsley’s holding to
Fourteenth Amendment medical care claim and instead analyzing under Eighth Amendment
jurisprudence); see also Parker v. Butler County, 832 F. App’x 777, 780 & n.1 (3d Cir. 2020)
(nonprecedential) (applying Eighth Amendment standard to pretrial detainee medical care
claim while acknowledging Fourteenth Amendment is source of right); Miller v. Steele-Smith,
713 F. App’x 74, 76 n.1, 78 (3d Cir. 2017) (nonprecedential) (same); Goode v. Giorla, 643 F.
App’x 127, 129 & n.3 (3d Cir. 2016) (nonprecedential) (same); Edwards v. Northampton
County, 663 F. App’x 132, 136-37 (3d Cir. 2016) (nonprecedential) (citing Natale v. Camden
Cnty Corr. Facility, 318 F.3d 575, 581 (3d Cir. 2003)).
26 Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999).
27 Natale v. Camden Cnty. Corr. Facility, 318 F.3d 575, 582 (3d Cir. 2003).
medical treatment for non-medical reasons, denial of prescribed medical treatment,
or denial of reasonable requests for treatment resulting in suffering or risk of
injury.29 Deliberate indifference to serious medical needs is an exacting standard,
requiring a showing of “unnecessary and wanton infliction of pain.”30 Claims
sounding in mere medical negligence will not suffice.31
The only Defendants for which Brown includes allegations involving his
purportedly deficient medical care is “nurse Susan” and an unspecified doctor at
Huntingdon County Prison. In his amended complaint, Brown alleges that it took
these medical providers 33 days to send him to a follow-up otolaryngologist
appointment that these providers knew should have been scheduled within three
days after Brown’s release from the hospital.32 He also claims that, upon
admission to the prison, he underwent an initial health screening by the doctor and
nurse Susan (the only nurse in the jail) and he showed them his broken left pinky
finger.33 Brown asserts that it took nurse Susan 44 days to schedule a follow-up
appointment for this injury, resulting in serious pain, the need for a more
complicated surgery, and loss of function in his finger.34 Brown additionally
alleges that he “fell unconscious” while at the prison but was never seen by
29 See Durmer v. O’Carroll, 991 F.2d 64, 68 & n.11 (3d Cir. 1993) (quoting Lanzaro, 834 F.2d
at 346).
30 Estelle v. Gamble, 429 U.S. 97, 104 (1976) (citation omitted).
31 Rouse, 182 F.3d at 197.
32 Doc. 11 at 2.
33 Id.
medical or taken to an outside hospital despite having recently suffered serious
head trauma.35
These allegations, taken as true, are adequate to state a claim of deliberate
indifference to serious medical needs. Brown’s Fourteenth Amendment claims
against nurse Susan and the unidentified prison physician may move forward.
C. Leave to Amend
Generally, “plaintiffs who file complaints subject to dismissal under [the
Prison Litigation Reform Act of 1995] should receive leave to amend unless
amendment would be inequitable or futile.”36 As explained above, the claims
against Rhone, Weikert, and Glover will be dismissed with prejudice for failure to
cure deficiencies by previous amendments allowed.
III. CONCLUSION
Based on the foregoing, the Court will dismiss in part Brown’s amended
complaint pursuant to 28 U.S.C. § 1915A(b)(1). An appropriate Order follows.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
Chief United States District Judge
35 Id. at 4.