discussing AEDPA’s “modified res judicata rule” under §2244
How later courts described this case
- discussing AEDPA’s “modified res judicata rule” under §2244
- explaining that the “contrary to” and “unreasonable application of” clauses of §2254(d)(1) have independent meaning
- “the §2254(e)(1) presumption of correctness applies regardless of whether there has been an ‘adjudication on the merits’ for purposes of §2254(d).”
- reversing court of appeals’ decision because “[t]he panel majority’s attempt to use a set of debatable inferences to set aside the conclusion reached by the state court does not satisfy AEDPA’s requirements for granting a writ of habeas corpus.”
Written by the judges who cited it.
The opinion
MIDDLE DISTRICT OF PENNSYLVANIA
JOSUE FAURELUS, :
Petitioner : CIVIL ACTION NO. 3:17-0727
v. : (JUDGE MANNION)
DEREK F. OBERLANDER, :
Respondent :
MEMORANDUM
Petitioner, Josue Faurelus, files the above captioned petition for writ
of habeas corpus pursuant to 28 U.S.C. §2254. (Doc. 1). He challenges his
conviction and sentence imposed in the Court of Common Pleas of Luzerne
County. Id. The petition is ripe for disposition. For the reasons outlined below,
the petition will be denied.
I. Background
The procedural and factual background underlying Faurelus’
conviction and sentence is adopted from the August 31, 2016 Memorandum
Opinion of the Pennsylvania Superior Court, affirming the denial of
Petitioner’s petition pursuant to the Post Conviction Relief Act, 42 Pa.C.S.
§§9541-9546, and is as follows:
Appellant was charged with criminal homicide (18 Pa.C.S.
§2501) and possession of a firearm prohibited (18 Pa.C.S.
§6105(a)(1)) in connection with October 20, 2008 shooting death
of Christly Aristide (“the victim”). On that day, Jose Cruz agreed
to drive Tabitha Bidgood and her friend, Appellant, to a home on
High Street in Wilkes-Barre, Pennsylvania. Bidgood and Cruz
stayed in the car while Appellant entered the home. Shortly
thereafter, the victim exited the house and ran up the street.
Appellant then left the home and jumped into Cruz’s car. Cruz
noticed Appellant’s lip was bleeding. Appellant indicated that his
friend had punched him and swore he was “going to get this
nigger.” Notes of Testimony (N.T.) Trial, 10/14/09 - 10/20/09, at
101, 409.
Once Cruz began driving, Appellant spotted the victim two blocks
away. Appellant yelled for Cruz to stop the vehicle, got out, and
ran behind the vehicle towards the victim. Bidgood heard
Appellant say to the victim, “What now, pussy?” N.T. Trial at 411.
Both Bidgood and Cruz heard gunshots. Cruz looked back and
saw “a young guy on the floor” and claimed that he observed
“someone getting beaten with something.” N.T. Trial at 103.
Appellant jumped back in the vehicle and told Cruz and Bidgood,
“you guys didn’t see nothing.” N.T. Trial at 104. Appellant wiped
the gun off, handed it to Bidgood, ordered her to get out of the
car, and demanded that Cruz continue to drive.
Complying with Appellant’s orders, Cruz observed an unmarked
police car while stopped at a traffic light. Cruz waited at the light
after it turned green, hoping the officer would initiate a traffic stop.
Police subsequently detained Cruz’s vehicle and arrested
Appellant. Despite Appellant’s attempts to remove gunpowder
residue from his person, the police discovered gunpowder
residue on Appellant’s hands and clothing.
Police responded to the scene and found the victim with a head
wound and two gunshot wounds, one of which was to the victim’s
back. Officers spoke to eyewitnesses who observed the victim
being beaten while he lay on the ground dying. The victim was
found in possession of $1,373 in cash. Through a tip from an
informant, the officers also recovered the firearm used in the
shooting from one of Appellant’s associates.
Charged with the aforementioned offenses, Appellant filed
several pretrial motions, including a motion to suppress a letter
delivered to the prosecutor’s office on November 21, 2008. On
that date, an unidentified man gave a sealed letter addressed to
the Luzerne County District Attorney to the office’s receptionist,
who in turn handed it to Assistant District Attorney Jeffrey
Tokach. ADA Tokash opened the sealed envelope and
discovered a second, previously opened envelope addressed to
Appellant’s girlfriend, Nicole Wenrich, from Appellant, who listed
the county jail as the return address. This envelope contained a
letter in which Appellant directed Wenrich to convince certain
witnesses to provide false testimony.
After a hearing, the suppression court denied Appellant’s motion,
rejecting his argument that the Commonwealth violated a
constitutionally protected privacy interest in the letter by reading
the letter without first obtaining a warrant. Since the envelope
Appellant sent to his girlfriend was already opened when
delivered to the prosecutor’s office, the suppression court
reasoned that any alleged search of the letter was performed by
a private party who was not acting as an agent of the
Commonwealth or with the knowledge of a Commonwealth
official. See Commonwealth v. Harris, 572 Pa. 489, 513, 817
A.2d 1033, 1047 (2002) (stating “[t]he proscriptions of the Fourth
Amendment and Article I, §8, do not apply to searches and
seizures conducted by private individuals”) (citations omitted).
Even assuming Appellant had a constitutional right to privacy in
the letter,1 the suppression court found the Commonwealth’s
viewing of the letter did not exceed the scope of the private
search. See id. at 515, 817 A.2d at 1048 (indicating that
“additional invasions of privacy by [] government agent[s]
following a private search must be tested by the degree to which
they exceeded the scope of the private search”) (citation
omitted).
1 This Court pointed out on direct appeal that an inmate generally has no
constitutional right to privacy in his non-privileged prison mail.
Commonwealth v. Faurelus, No. 459 MDA 2010, unpublished
memorandum at 7 (Pa.Super. filed September 28, 2011) (citing
Commonwealth v. Moore, 928 A.2d 1092, 1102 (Pa.Super. 2007)).
On October 14-20, 2009, the trial court conducted a jury trial on
the homicide charge.2 As Appellant conceded he shot the victim,
most of the Commonwealth’s evidence was uncontested.
Appellant’s intent and state of mind at the time of the shooting
were the disputed issues at trial. In support of its theory that
Appellant intended to kill the victim, the Commonwealth called
several eyewitnesses who testified that Appellant beat the victim
while he lay dying. In addition, the Commonwealth’s expert
witness indicated Appellant shot the victim in the back. The
Commonwealth also presented evidence that Appellant
attempted to cover up the crime by discarding the murder
weapon, trying to remove gunpowder residue from his body, and
intimidating witnesses to influence their testimony.
Appellant testified in his own behalf, admitting to shooting the
victim, but claiming he did so in self-defense. In giving his
account of the events of October 20, 2008, Appellant alleged that
after encountering the victim in the home on High Street, the
victim punched Appellant, stole Appellant’s money, and ran from
the home. Further, Appellant claimed that, when the men met
again in the street, the victim pulled a gun on Appellant. Appellant
explained that when he reached to grab the gun from the victim,
it went off, causing him to panic and run away without retrieving
his money. The defense also presented the testimony of
Appellant’s sister, Nahomie Faurelus, who claimed that she had
given Appellant $1,500 in cash before the shooting to pay
Appellant’s rent and medical bills and partly as a gift for
Appellant’s son’s birthday.
At the conclusion of the trial, the jury convicted Appellant of third
degree murder.3 On February 23, 2010, the trial court sentenced
Appellant to twenty to forty years’ incarceration. Appellant filed a
timely appeal. On September 28, 2011, this Court affirmed
Appellant’s judgment of sentence. On April 12, 2012, our
2 Upon motion of the Commonwealth, the trial court severed the charge for
illegally possessing a firearm from the homicide charge.
3 Appellant pled guilty to the charge of possessing a firearm prohibited and
was sentenced on a separate docket.
Supreme Court denied Appellant’s Petition for Allowance of
Appeal.
On December 10, 2012, Appellant filed a timely pro se PCRA
petition.4 The PCRA court appointed counsel to represent
Appellant, held a hearing on his petition on May 27, 2015, and
entered an order on June 9, 2013 denying the petition. This
timely appeal followed. Appellant complied with the PCRA
court’s direction to file a concise statement of errors complained
of on appeal pursuant to Pa.R.A.P. 1925(b).
Appellant raises the following issues for our review on appeal:
A. Whether Appellate Counsel was ineffective in failing
to properly raise the issue of whether the evidence was
sufficient to establish malice in that the Commonwealth,
rather than [Appellant] had the burden to prove
[Appellant] did not act in the heat of passion?
B. Whether first Appellate Counsel was ineffective in
failing to properly raise the issue of insufficiency of the
Commonwealth’s evidence in disproving his claim of
self-defense in the 1925(b) Statement and whether
Second Appellate Counsel was ineffective in failing to
ask the Superior Court to remand the case back to
supplement the 1925(b) statement?
C. Whether Trial Counsel was ineffective for failing to
object to hearsay testimony of Assistant District Attorney
Jeffrey Tokach during the Suppression Hearing?
D. Whether Trial Counsel was ineffective for failing to
object and/or request a complete and adequate
reinstruction of malice when the jury requested the
definition of malice to be re-read to them during
deliberation?
4 See 42 Pa.C.S. §9545(b)(1) (“Any petition under this subchapter, including
a second or subsequent petition, shall be filed within one year of the date the
judgment becomes final....”).
E. Whether Trial Counsel was ineffective for failing to
object to improper jury instructions given by the Court
regarding the crime of voluntary manslaughter?
F. Whether Trial Counsel was ineffective in failing to
object to prejudicial and improper statements made by
the Commonwealth during the Commonwealth’s closing
argument?
Appellant’s Brief, at 4 (reordered for review).
(Doc. 24-2 at 494, Commonwealth v. Faurelus, No. 1236 MDA 2015, slip op.
at 1-7). On August 31, 2016, the Pennsylvania Superior Court affirmed the
PCRA court’s order denying Faurelus’ petition. Id. On March 15, 2017, the
Pennsylvania Supreme denied Faurelus’ Petition for Allowance of Appeal.
Commonwealth v. Faurelus, 710 MAL 2016 (Pa. 2/23/17).
On April 21, 2017, Petitioner filed a second PCRA petition. (Doc. 24).
Four days later, April 25, 2017, he filed the instant petition for writ of habeas
corpus. (Doc. 1). By Order dated May 17, 2017, this Court issued a stay of
the instant petition for writ of habeas corpus. (Doc. 4). On September 20,
2018, Petitioner’s second PCRA petition was denied. A Notice of Appeal was
filed and docketed to 1767 MDA 2018, but it was subsequently withdrawn on
August 16, 2019. On June 8, 2020 the stay of the Petitioner’s federal habeas
corpus was lifted, and a Notice of Election was sent to him. (Doc. 13, 15).
On July 20, 2020 Petitioner filed an all-inclusive petition (Doc. 17).
II. Grounds For Relief
Faurelus’ amended petition asserts the following grounds for relief:
1. The Commonwealth failed to present sufficient evidence of
malice to rebut a claimed defense of heat of passion provocation.
2. Trial counsel was ineffective for failing to object to the Court’s
reinstruction on malice.
3. Direct appeal counsel was ineffective when presenting the
issue of insufficient malice.
4. Trial counsel was ineffective for failing to request a proper jury
instruction regarding voluntary manslaughter.
5. Trial counsel was ineffective for failing to object to the jury
instruction that permits a finding of malice based on the use of a
deadly weapon on a vital part of the body.
6. The Commonwealth violated Petitioner’s Fourth Amendment
rights when it search a letter delivered to the District Attorney’s
office.
7. Trial counsel was ineffective for failing to object to hearsay
testimony of ADA Tokach during the suppression hearing.
(Doc. 17 at 20-21).
III. Standard of Review
A habeas corpus petition pursuant to 28 U.S.C. §2254 is the proper
mechanism for a prisoner to challenge the “fact or duration” of his
confinement. Preiser v. Rodriguez, 411 U.S. 475, 498-99 (1973). 28 U.S.C.
§2254, provides, in pertinent part:
(a) The Supreme Court, a Justice thereof, a circuit judge, or a
district court shall entertain an application for a writ of habeas
corpus in behalf of a person in custody pursuant to the judgment
of a State court only on the ground that he is in custody in
violation of the Constitution or laws or treaties of the United
States
....
(d) An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court shall
not be granted with respect to any claim that was adjudicated on
the merits in State court proceedings unless the adjudication of
the claim—
(1) resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United
States; or
(2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.
28 U.S.C. §2254. Section 2254 sets limits on the power of a federal court to
grant an application for a writ of habeas corpus on behalf of a state prisoner.
Cullen v. Pinholster, 563 U.S. 170, 181 (2011); Glenn v. Wynder, 743 F.3d
402, 406 (3d Cir. 2014). A federal court may consider a habeas petition filed
by a state prisoner only “on the ground that he is in custody in violation of
the Constitution or laws or treaties of the United States.” 28 U.S.C. §2254(a).
This limitation places a high threshold on the courts. Typically, habeas relief
will only be granted to state prisoners in those instances where the conduct
of state proceedings resulted in “a fundamental defect which inherently
results in a complete miscarriage of justice [or] an omission inconsistent with
the rudimentary demands of fair procedure.” Reed v. Farley, 512 U.S. 339,
348 (1994) (citations omitted).
Section 2254(d)(1) applies to questions of law and mixed questions of
law and fact. In applying it, this Court’s first task is to ascertain what law falls
within the scope of the “clearly established Federal law, as determined by
the Supreme Court of the United States[,]” 28 U.S.C. §2254(d)(1). It is “ ‘the
governing legal principle or principles set forth by the Supreme Court at the
time the state court renders its decision’.” Dennis v. Sec’y, Pennsylvania
Dep’t of Corr., 834 F.3d 263, 280 (2016) (en banc) (quoting Lockyer v.
Andrade, 538 U.S. 63, 71-72 (2003)).
Once the “clearly established Federal law, as determined by the
Supreme Court of the United States” is ascertained, this Court must
determine whether the Superior Court’s adjudication of the claim at issue
was “contrary to” that law. Williams v. Taylor, 529 U.S. 362, 404-05 (2000)
(explaining that the “contrary to” and “unreasonable application of” clauses
of §2254(d)(1) have independent meaning). A state-court adjudication is
“contrary to ... clearly established Federal law, as determined by the
Supreme Court of the United States” §2254(d)(1), “if the state court applies
a rule that contradicts the governing law set forth in [Supreme Court] cases,”
Williams, 529 U.S. at 405, or “if the state court confronts a set of facts that
are materially indistinguishable from a decision of [the Supreme Court] and
nevertheless arrives at a result different from [Supreme Court] precedent,”
id. at 406.
A “run-of-the-mill” state-court adjudication applying the correct legal
rule from Supreme Court decisions to the facts of a particular case will not
be “contrary to” Supreme Court precedent. Williams, 529 U.S. at 406.
Therefore, the issue in most federal habeas cases is whether the
adjudication by the state court survives review under §2254(d)(1)’s
“unreasonable application” clause.
“A state court decision is an ‘unreasonable application of federal law’ if
the state court ‘identifies the correct governing legal principle,’ but
‘unreasonably applies that principle to the facts of the prisoner’s case’.”
Dennis, 834 F.3d at 281 (quoting Williams, 529 U.S. at 413). To satisfy his
burden under this provision of AEDPA’s standard of review, Petitioner must
do more than convince this Court that the Superior Court’s decision was
incorrect. Id. He must show that it “ ‘was objectively unreasonable’.” Id.
(quoting Williams, 529 U.S. at 409) (emphasis added by Court of Appeals).
This means that Petitioner must demonstrate that the Superior Court’s
decision “was so lacking in justification that there was an error well
understood and comprehended in existing law beyond any possibility for
fairminded disagreement.” Richter, 562 U.S. at 103. As the Supreme Court
noted:
It bears repeating that even a strong case for relief does
not mean the state court’s contrary conclusion was
unreasonable. See Lockyer, supra, at 75, 123 S. Ct. 1166.
If this standard is difficult to meet, that is because it was
meant to be. As amended by AEDPA, §2254(d) stops short
of imposing a complete bar on federal court relitigation of
claims already rejected in state proceedings. Cf. Felker v.
Turpin, 518 U.S. 651, 664, 116 S. Ct. 2333, 135 L.Ed.2d
827 (1996) (discussing AEDPA’s “modified res judicata
rule” under §2244). It preserves authority to issue the writ
in cases where there is no possibility fairminded jurists
could disagree that the state court’s decision conflicts with
this Court’s precedents. It goes no further.
Id. at 102.
The standard of review set forth at §2254(d)(2) applies when a
petitioner “challenges the factual basis for” the state court’s “decision
rejecting a claim[.]” Burt v. Titlow, 571 U.S. 12, 18 (2013).7 “[A] state court
decision is based on an ‘unreasonable determination of the facts’ if the state
court's factual findings are ‘objectively unreasonable in light of the evidence
presented in the state-court proceeding,’ which requires review of whether
there was sufficient evidence to support the state court's factual findings.”
Dennis, 834 F.3d at 281 (quoting §2254(d)(2) and citing Miller-El v. Cockrell,
537 U.S. 322, 340 (2003)). “‘[A] state-court factual determination is not
unreasonable merely because the federal habeas court would have reached
a different conclusion in the first instance’.” Titlow, 571 U.S. at 18 (quoting
Wood v. Allen, 558 U.S. 290, 301 (2010)); see Rice v. Collins, 546 U.S. 333,
342 (2006) (reversing court of appeals’ decision because “[t]he panel
majority’s attempt to use a set of debatable inferences to set aside the
conclusion reached by the state court does not satisfy AEDPA’s
requirements for granting a writ of habeas corpus.”). Thus, “if ‘[r]easonable
minds reviewing the record might disagree’ about the finding in question, ‘on
habeas review that does not suffice to supersede’” the state court’s
adjudication. Wood, 558 U.S at 301 (quoting Collins, 546 U.S. at 341-42).
If the Superior Court did not adjudicate a claim on the merits, the Court
must determine whether that was because Petitioner procedurally defaulted
it. If the claim is not defaulted, or if Petitioner has established grounds to
excuse his default, the standard of review at §2254(d) does not apply and
the Court reviews the claim de novo. See, e.g., Appel v. Horn, 250 F.3d 203,
210 (3d Cir. 2001). However, in all cases and regardless of whether the
standard of review at §2254(d) applies, the state court’s factual
determinations are presumed to be correct under §2254(e)(1) unless
Petitioner rebuts that presumption by clear and convincing evidence. Palmer
v. Hendricks, 592 F.3d 386, 392 (3d Cir. 2010); Nara v. Frank, 488 F.3d 187,
201 (3d Cir. 2007) (“the §2254(e)(1) presumption of correctness applies
regardless of whether there has been an ‘adjudication on the merits’ for
purposes of §2254(d).”) (citing Appel, 250 F.3d at 210).
Faurelus’ case is governed by the Antiterrorism and Effective Death
Penalty Act of 1996, Pub.L.No. 104-132, 110 Stat. 1214, April 24, 1996
(“AEDPA”).
III. Discussion
Petitioner’s amended petition raises seven allegations of error, which
include five claims of ineffective assistance of counsel. For the sake of clarity,
the Court will initially address Petitioner’s two free standing claims before
collectively addressing Petitioner’s ineffective assistance of counsel claims.
Claim 1 - Sufficiency of Evidence
Petitioner claims that the Commonwealth “did not offer any evidence,
from any source, which would prove or even suggest the absence of heat of
passion upon the provocation, as constitutionally required by Mullaney v.
Wilbur, 421 U.S. 684 (1975) and Due Process demand, that in order to
establish malice needed for murder, ‘the Due Process Clause requires the
prosecution to prove, beyond a reasonable doubt, the absence of heat of
passion or provocation, when the issue is properly presented in a homicide
case,’ Mallaney, 421 U.S. at 693-705.” (Doc. 17 at 87).
The “clearly established Federal law” governing sufficiency of the
evidence claims is set forth in the United States Supreme Court’s decision in
Jackson v. Virginia, 443 U.S. 307 (1979). Under Jackson, evidence is
sufficient to support a conviction if, “after reviewing the evidence in the light
most favorable to the prosecution, any rational trier of fact could have found
the essential elements of the crime beyond a reasonable doubt.” Id. at 319.
“Jackson leaves juries broad discretion in deciding what inferences to draw
from the evidence presented at trial, requiring only that jurors ‘draw
reasonable inferences from basic facts to ultimate facts’.” Coleman v.
Johnson, 566 U.S. 650, 651 (2012) (quoting Jackson, 443 U.S. at 319).
The sufficiency of the evidence supporting Petitioner’s third degree
murder conviction was raised on direct appeal. The Superior Court set forth
the following standard of review:
When examining a challenge to the sufficiency of the evidence,
our standard of review is as follows:
The standard we apply in reviewing the sufficiency of the
evidence is whether viewing all the evidence admitted at
trial in the light most favorable to the verdict winner, there
is sufficient evidence to enable the fact-finder to find
every element of the crime beyond a reasonable doubt.
In applying [the above] test, we may not weigh the
evidence and substitute our judgment for the fact-finder.
In addition, we note that the facts and circumstances
established by the Commonwealth need not preclude
every possibility of innocence. Any doubts regarding a
defendant's guilt may be resolved by the fact-finder
unless the evidence is so weak and inconclusive that as
a matter of law no probability of fact may be drawn from
the combined circumstances. The Commonwealth may
sustain its burden of proving every element of the crime
beyond a reasonable doubt by means of wholly
circumstantial evidence. Moreover, in applying the
above test, the entire record must be evaluated and all
evidence actually received must be considered. Finally,
the [trier] of fact while passing upon the credibility of
witnesses and the weight of the evidence produced, is
free to believe all, part or none of the evidence.
Commonwealth v. Hansley, 24 A.3d 410, 416 (Pa.Super. 2011)
(quoting Commonwealth v. Jones, 874 A.2d 108, 120-21
(Pa.Super. 2005)).
(Doc. 24-2 at 588, Commonwealth of Pennsylvania v. Faurelus, No. 459
MDA 2010, slip. op. at 13).
Clearly, the Superior Court applied the Pennsylvania equivalent of the
Jackson standard. See also Evans v. Court of Common Pleas, Delaware
Cnty., 959 F.2d 1227, 1233 (3d Cir. 1992) (noting that the test for sufficiency
of the evidence is the same under both Pennsylvania and federal law).
Because the Superior Court applied the correct legal standard, its
adjudication satisfies review under the “contrary to” clause of §2254(d)(1).
See, e.g., Williams, 529 U.S. at 405-06.
We next consider whether the trial court’s decision amounted to an
“unreasonable application” of Jackson.
Jackson claims face a high bar in federal habeas proceedings
because they are subject to two layers of judicial deference. First,
on direct appeal, “it is the responsibility of the jury ... to decide
what conclusions should be drawn from evidence admitted at
trial. A reviewing court may set aside the [trial court’s] verdict on
the ground of insufficient evidence only if no rational trier of fact
could have agreed with the [trial court].” Cavazos v. Smith, 565
U.S. 1 (2011). And second, on habeas review, “a federal court
may not overturn a state court decision rejecting a sufficiency of
the evidence challenge simply because the federal court
disagrees with the state court. The federal court instead may do
so only if the state court decision was ‘objectively unreasonable’.”
Ibid. (quoting Renico v. Lett, 559 U.S.766 (2010)).
- - -
[T]he only question under Jackson is whether [the state court’s]
finding was so insupportable as to fall below the threshold of bare
rationality. The state court of last review did not think so, and that
determination in turn is entitled to considerable deference under
AEDPA, 28 U.S.C. §2254(d).
Coleman, 566 U.S. at 651, 656.
Faurelus’ sufficiency of the evidence claims mirror those raised on
appeal. Specifically, Faurelus claims that “[a]s to the element of Malice in
this case, the Commonwealth “failed to offer any evidence, which would
prove, beyond a reasonable doubt, or even suggest the absence of heat of
passion upon provocation, as Constitutionally required by Due Process,
under the directives of Mullaney v. Wilbur, 421 U.S. 684 (1975) when the
issue is properly presented in a homicide case.” (Doc. 17 at 20). Specifically,
Petitioner claims that the Commonwealth failed to prove an absence of
provocation and passion beyond a reasonable doubt, as interpreted in
Mullaney. Id.
In considering Petitioner’s issue, the Superior Court, initially found that
“Appellant’s Rule 1925(b) statement did not include the specific allegation of
the Commonwealth’s failure to disprove the self-defense claim” and
“[t]herefore, Appellant waived this argument for appellate review.” (Doc. 24-
2 at 589). Thus, Petitioner’s claim of disproving his self-defense claim is
unexhausted and procedurally defaulted.
“When a claim is not exhausted because it has not been ‘fairly
presented’ to the state courts, but state procedural rules bar the applicant
from seeking further relief in state courts, the exhaustion requirement is
satisfied because there is ‘an absence of available State corrective process.’
28 U.S.C. §2254(b). In such cases, however, applicants are considered to
have procedurally defaulted their claims and federal courts may not consider
the merits of such claims unless the applicant establishes ‘cause and
prejudice’ or a ‘fundamental miscarriage of justice’ to excuse his or her
default. See Coleman v. Thompson, 501 U.S. 722, 750, 111 S.Ct. 2546, 115
L.Ed.2d 640 (1991).” McCandless v. Vaughn, 172 F.3d 255, 260 (3d Cir.
1999).
To demonstrate “cause” for a procedural default, a petitioner must
point to some objective external factor which impeded his efforts to comply
with the state’s procedural rule. See Murray v. Carrier, 477 U.S. 478, 488
(1986). “Prejudice” will be satisfied only if he can demonstrate that the
outcome of the state proceeding was “unreliable or fundamentally unfair” as
a result of a violation of federal law. See Lockhart v. Fretwell, 506 U.S. 364,
366 (1993).
Alternatively, if a petitioner demonstrates that a “constitutional violation
has probably resulted in the conviction of one who is actually innocent,”
Murray, 477 U.S. at 496, then a federal court can excuse the procedural
default and review the claim in order to prevent a fundamental miscarriage
of justice. Edwards, 529 U.S. at 451; Wenger v. Frank, 266 F.3d 218, 224
(3d Cir. 2001). The miscarriage of justice exception applies only in
extraordinary cases, and actual innocence means factual innocence, not
legal insufficiency. Bousley v. United States, 523 U.S. 614, 623 (1998);
Murray, 477 U.S. at 496. A petitioner establishes actual innocence by
asserting “new reliable evidence—whether it be exculpatory scientific
evidence, trustworthy eyewitness accounts, or critical physical evidence—
that was not presented at trial,” showing that no reasonable juror would have
voted to find the petitioner guilty beyond a reasonable doubt. Hubbard v.
Pinchak, 378 F.3d 333, 339-40 (3d Cir. 2004).
Faurelus fails to identify some objective external factor which
prevented him from complying with the state’s procedural rules in presenting
this claim, and he does not demonstrate that the outcome of the state
proceeding was “unreliable or fundamentally unfair” as a result of a violation
of federal law. Nor is there any argument or indication that a “constitutional
violation has probably resulted in the conviction of one who is actually
innocent,” Murray, 477 U.S. at 496. Federal review of Petitioner’s claim that
the Commonwealth did not disprove his self-defense claim is foreclosed.
As to the remainder of Petitioner’s claim, that the Commonwealth failed
to prove that Petitioner acted with malice, the Superior Court noted that:
“Third degree murder occurs when a person commits a killing
which is neither intentional nor committed during the preparation
of a felony, but contains the requisite malice.” Commonwealth
v. Ventura, 975 A.2d 1128, 1142 (Pa. Super. 2009), appeal
denied, 604 Pa. 706, 987 A.2d 161 (2009).
The elements of third degree murder, as developed by
case law, are a killing done with legal malice but without
specific intent to kill required in first degree murder.
Malice is the essential element of third degree murder,
and is the distinguishing factor between murder and
manslaughter.
Malice under the law comprehends not only a particular
ill-will, but every case where there is wickedness of
disposition, hardness of heart, cruelty, recklessness of
consequences, and a mind regardless of social duty,
although a particular person may not be intend[ed] to be
injured. Malice may be inferred from the attending
circumstances of the act resulting in death.
Otherwise stated, malice may be found where the
defendant has consciously disregarded an
unjustified and extremely high risk that [his] conduct
might cause death or serious injury to another.
Commonwealth v. Geiger, 944 A.2d 85, 90 (Pa. Super. 2008),
appeal denied, 600 Pa. 738, 964 A.2d 1 (2009) (internal citations
omitted and quotation marks omitted) (emphasis added).
Malice can be inferred from the use of a deadly weapon on a vital
part of the victim’s body. Ventura, supra at 1142. “To
summarize: If there was an unlawful killing with (legal) malice,
express, or implied, that will constitute murder even though there
was no intent to injure or kill the particular person who was killed
and even though his death was unintentional or accidental… .”
Commonwealth v. Seibert, 622 A.2d 361, 365 (Pa. Super.
1993), appeal denied, 537 Pa. 631, 642 A.2d 485 (1994).
(Doc. 24-2 at 588-589).
Consistent with the elements of third degree murder, the Superior
Court found sufficient evidence in the following:
Regarding the sufficiency of the evidence to support the
conviction, Tabitha Bidgood testified that she had known
Appellant and the victim since July 4, 2008. On October 30,
2008, Appellant, Ms. Bidgood, and several others spent the day
drinking alcohol and smoking marijuana at Ms. Bidgood’s
residence. At approximately 9:30 p.m., Ms. Bidgood called Jose
Cruz to ask for a ride. Mr. Cruz agreed to give Ms. Bidgood a
ride, and he drove his gold Ford Explorer to her residence. Upon
arriving at the residence, Ms. Bidgood informed Mr. Cruz that she
actually needed him to provide transportation for Appellant. Mr.
Cruz did not know Appellant and did not feel comfortable with
him. To alleviate his concerns, Ms. Bidgood offered to go along
for the ride. Mr. Cruz ultimately agreed to drive Appellant and Ms.
Bidgood. Appellant wore a striped shirt and a black “doorag” on
his head and sat in the backseat of the vehicle.
Appellant asked Mr. Cruz first to stop at a residence on High
Street. Upon arriving at High Street, Mr. Cruz parked his vehicle
in front of the residence, and Appellant exited the vehicle. From
inside the vehicle, Ms. Bidgood saw Appellant step onto the front
porch to speak with the victim, who wore a gray hoodie. Ms.
Bidgood stated Appellant and the victim “were play fighting, got
serious, and the [victim] actually full fledge hit [Appellant] and
then ran.” (See N.T. Trial, 10/14-20/09, at 409.) Mr. Cruz also
testified that the victim ran away from the High Street residence.
Minutes later, Appellant left the residence and returned to the
vehicle. Mr. Cruz immediately noticed blood coming from
Appellant’s lip. When Mr. Cruz asked what had happened,
Appellant responded, “My friend just punched me in my mouth.”
(Id. at 101). Ms. Bidgood testified that Appellant also said, “I’m
going to get this nigger.” (Id. at 409).
With Appellant inside the vehicle, Mr. Cruz departed from High
Street. Approximately two blocks away, near the intersection of
Grove and Moyallen Streets, Appellant saw the victim and
ordered Mr. Cruz to stop the vehicle. Before the vehicle came to
a complete stop, Appellant exited, approached the victim and
said, “What now, pussy?” (Id. at 411). Ms. Bidgood heard three
gunshots and saw muzzle flares coming from a firearm. Mr. Cruz
also heard three gunshots. After hearing the gunshots, Mr. Cruz
rolled down his window, looked to where the men were standing,
and saw “somebody…getting beaten with something.” (Id. at
103). Mr. Cruz also saw “a young guy on the floor laying there.”
(Id.) Mr. Cruz did not see any people in the street other than
Appellant and the victim. Shortly thereafter, Appellant reentered
the vehicle. Appellant told Mr. Cruz and Ms. Bidgood, “You guys
didn’t see nothing.” (Id. at 104, 416).
As Mr. Cruz drove away from the scene, Ms. Bidgood observed
Appellant using his undershirt to wipe down a firearm. When the
vehicle stopped at a nearby traffic light, Appellant gave the
firearm to Ms. Bidgood and said, “You know what to do with that.”
(Id. at 417). Appellant ordered Ms. Bidgood to take the gun and
exit the vehicle. Ms. Bidgood complied with Appellant’s
commands. After returning to her residence, Ms. Bidgood
wrapped the firearm in a black t-shirt, put the firearm into a plastic
bag, and placed the plastic bag in an abandoned garage nearby.
Ms. Bidgood later gave the firearm to Jeremy Battle, a mutual
friend of Ms. Bidgood and Appellant. State police recovered the
firearm during an unrelated investigation into the criminal
activities of Mr. Battle.
Bianca Ennis, a Grove Street resident, testified that she could
see the intersection of Grove and Moyallen Streets from her
kitchen window. At approximately 10:45 p.m. on the night of the
shooting, Ms. Ennis heard gunshots. After hearing three or four
gunshots in rapid succession, Ms. Ennis looked out the kitchen
window. Ms. Ennis said, “[I]t looked as though someone was
being brutally beaten outside of my house.” (Id. at 79). Ms. Ennis
explained, “[T]he entire time there was an SUV, a light colored
SUV, that was stopped right in the middle of the street….” (Id. at
82). Ms. Ennis testified that after the beating ceased, the attacker
stepped over the victim and entered the back of the vehicle.
Wilkes-Barre Police Officer Joseph Sinavage had just completed
a 2:00 p.m. to 10:00 p.m. shift on the night of the shooting, and
he went to visit a friend at 96 Grove Street. While inside his
friend’s residence, Officer Sinavage heard three gunshots.
Officer Sinavage looked out a second floor window and “saw a
man walking from the middle of the street to a parked Ford
Explorer outside that residence underneath the streetlight….”
(Id. at 57). Officer Sinavage described the man as wearing a
“dark in color bandana on his head, black shirt with stripes on it.”
(Id. at 58). Officer Sinavage called 911 to report the shooting.
Police and paramedics responded and found the victim lying in
the middle of the street. Paramedics observed two fatal gunshot
wounds, one to the back of the victim’s head and another above
his sternum.
Approximately ten minutes after the shooting, police stopped Mr.
Cruz’s vehicle in the parking lot of a nearby convenience store.
Officer Sinavage arrived at the convenience store, identified
Appellant as the man he had seen, and police arrested Appellant.
After police had cuffed Appellant’s hands behind his back, Officer
James Conmy placed Appellant in the back of a patrol vehicle. A
few moments later, Officer Conmy observed Appellant with his
hands in front of him, rubbing them on his legs. Officers removed
Appellant from the vehicle and re-cuffed his hands behind his
back. Officers also placed plastic bags over Appellant’s hands.
Subsequent testing revealed the presence of gunshot residue on
Appellant’s hands and clothing.
Here, the evidence established that Appellant exited Mr. Cruz’s
vehicle, shot the victim, and immediately attempted to conceal
his crime by threatening the occupants of the vehicle, disposing
of the firearm, and wiping gunshot residue from his hands. The
element of malice can be inferred from Appellant’s use of a
firearm to shoot the victim’s head and chest. See Ventura,
supra. Under these circumstances, sufficient evidence
supported Appellant’s conviction for third degree murder. See 18
Pa.C.S.A. §2502(c).
(Doc. 24-2 at 244-248).
Taking into consideration all of this evidence as a whole and viewing
the evidence in the light most favorable to the prosecution, the Court finds
that the state court’s conclusion that there was sufficient evidence at trial to
establish the necessary elements for third degree murder and to sustain the
verdict, is not objectively unreasonable. There simply is no possibility that
fair-minded jurist could find that this determination conflicts with applicable
Supreme Court precedent. Nor, based on review of the state court evidence,
is it an unreasonable determination of the facts. Thus, habeas relief is denied
as to Petitioner’s sufficiency of evidence claim.
Claim 6 – Fourth Amendment
Petitioner claims that a letter he mailed from a correctional facility to
his girlfriend was “later intercepted by an alleged private party, who without
leaving an explanation or any information about its contents, gave it to a
secretary at the District Attorney’s Office, in a ‘sort of’ torn condition but still
containing its pages inside,” and that the “subsequent warrantless actions of
District Attorney Jeffrey Tokach in removing its multiple page contents to
reveal the nature of the unexposed notes on them, which turned out to be
incriminating, was an illegal search that went forth and thus exceeded the
scope of the alleged private search which had exposed no facts.” (Doc. 17
at 21). Thus, Petitioner concludes that this “violated his privacy interest and
right to be free from warrantless searches and seizures as protected by the
4th Amendment of the Constitution and thus, the trial court erred in denying
Petitioner’s motion to suppress its fruits.” Id.
Faurelus raised these claims during post-trial motions and pursued
them on direct appeal. The Supreme Court has held that “where the State
has provided an opportunity for full and fair litigation of a Fourth Amendment
claim, a state prisoner may not be granted federal habeas corpus relief on
the ground that evidence obtained in an unconstitutional search or seizure
was introduced at his trial.” Stone v. Powell, 428 U.S. 465, 494 (1976); see
also, Wright v. West, 505 U.S. 277, 293 (1992); Marshall v. Hendricks, 307
F.3d 36 (3d Cir. 2002); Deputy v. Taylor, 19 F.3d 1485 (3d Cir. 1994)
On July 15, 2009, Petitioner filed a motion to suppress the letter to Ms.
Wenrich as well as any testimony concerning its content. (Doc. 24-2 at 578).
Petitioner asserted, “The opening of the…letters without a valid search
warrant and without [Appellant’s] consent, or any other exception to the
warrant requirement, was in violation of [Appellant’s] Constitutional rights….”
Id. He also contended that the content of the letter led the police to interview
several witnesses who provided statements to incriminate Petitioner; thus,
the court should suppress the incriminating statements as “fruit of the
poisonous tree.” Id. The suppression court conducted a hearing on
September 23, 2009. Id. At the conclusion of the hearing, the court took the
matter under advisement. Id. Prior to the court’s ruling, the Commonwealth
asked the court to reopen the record to receive additional testimony. On
October 5, 2009, the court granted the Commonwealth’s request. The court
conducted another hearing on October 7, 2009, at which time Appellant
formally objected to the reopening of the record. Id. Thereafter, the court
received additional testimony on behalf of the Commonwealth. Id. On
October 9, 2009, the court denied Appellant’s suppression motion. Id.
Petitioner raised his Fourth Amendment challenges in his direct appeal to
the Superior Court. Id. The state courts thoroughly considered his claims and
rejected them. Thus, because Faurelus had the opportunity to fully, and
fairly, litigate his Fourth Amendment claim, habeas relief is not available.
Claims 2-5, 7 - Ineffective Assistance of Counsel
Faurelus raises a multitude of ineffective assistance of counsel claims.
The clearly established ineffective assistance of counsel standard as
determined by the Supreme Court of the United States is as follows:
Ineffective assistance of counsel claims are “governed by the
familiar two-prong test set forth in Strickland v. Washington, 466
U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).” Shelton v.
Carroll, 464 F.3d 423, 438 (3d Cir. 2006) (citing Wiggins v. Smith,
539 U.S. 510, 521, 123 S.Ct. 2527, 156 L.Ed.2d 471 (2003)). For
AEDPA purposes, the Strickland test qualifies as “clearly
established Federal law, as determined by the Supreme Court.”
Williams, 529 U.S. at 391, 120 S.Ct. 1495. Under Strickland, a
habeas petitioner must demonstrate that: (1) counsel’s
representation fell below an objective standard of
reasonableness; and (2) there is a reasonable probability that,
but for counsel’s error, the result would have been different. 466
U.S. at 687, 104 S.Ct. 2052. For the deficient performance prong,
“[t]he proper measure of attorney performance remains simply
reasonableness under prevailing professional norms.” Id. at 688,
104 S.Ct. 2052. This review is deferential:
A fair assessment of attorney performance requires that
every effort be made to eliminate the distorting effects of
hindsight, to reconstruct the circumstances of counsel’s
challenged conduct, and to evaluate the conduct from
counsel’s perspective at the time. Because of the difficulties
inherent in making the evaluation, a court must indulge a
strong presumption that counsel’s conduct falls within the
wide range of reasonable professional assistance....
Id. at 689, 104 S.Ct. 2052
Not every “error by counsel, even if professionally
unreasonable, ... warrant[s] setting aside the judgment of a
criminal proceeding.” Id. at 691, 104 S.Ct. 2052. “Even if a
defendant shows that particular errors of counsel were
unreasonable, ... the defendant must show that they actually
had an adverse effect on the defense”; in other words, the
habeas petitioner must show that he was prejudiced by
counsel’s deficient performance. Id. at 693, 104 S.Ct. 2052.
To establish prejudice, “[t]he defendant must show that
there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would
have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.” Id. at
694, 104 S.Ct. 2052.
In assessing an ineffective assistance of counsel claim, “the
ultimate focus of inquiry must be on the fundamental fairness of
the proceeding.... In every case the court should be concerned
with whether ... the result of the particular proceeding is
unreliable because of a breakdown in the adversarial process
that our system counts on to produce just results.” Id. at 696, 104
S.Ct. 2052.
Rainey v. Varner, 603 F.3d 189, 197–98 (3d Cir. 2010).
When the state court has decided the claim on the merits, “[t]he
question ‘is not whether a federal court believes the state court’s
determination’ under the Strickland standard ‘was incorrect but whether that
determination was unreasonable—a substantially higher threshold.’ ”
Knowles v. Mirzayance, 556 U.S. 111, 123 (2009) (quoting Schriro v.
Landrigan, 550 U.S. 465, 473 (2007)). “And, because the Strickland standard
is a general standard, a state court has even more latitude to reasonably
determine that a defendant has not satisfied that standard.” Id.
The Superior Court stated that the proper standard governing
ineffective assistance of counsel claims requires a petitioner “to prove that
(1) the underlying substantive claim has arguable merit; (2) counsel whose
effectiveness is being challenged did not have a reasonable basis for his or
her actions or failure to act; and (3) the petitioner suffered prejudice as a
result of counsel’s deficient performance. Commonwealth v. Sneed, 616
Pa. 1, 18, 45 A.3d 1106 (2012) (quoting Commonwealth v. Pierce, 567 Pa.
186, 203, 786 A.2d 203, 213 (2001)).” (Doc. 24-2 at 533). The Third Circuit
has specifically held that the very ineffectiveness assistance of counsel test
relied upon by the Superior Court in this matter is not contrary to the
Supreme Court’s Strickland standard. See Werts v. Vaughn, 228 F.3d 178,
204 (3d Cir. 2000). Therefore, we reject any argument by Faurelus that the
Superior Court’s decision is contrary to Strickland.
Below, we consider whether the state courts’ disposition of Faurelus’
exhausted ineffective assistance of counsel claims involved an
unreasonable application of Strickland or resulted in a decision based on an
unreasonable determination of the facts in light of the evidence presented in
the state courts.
Claim 2. Trial counsel was ineffective for failing to object
and request a complete and adequate re-
instruction on Malice.
Petitioner states that “because of the evidence of provocation which,
thereby, successfully triggered the application of the heat of
passion/provocation defense, as a matter of law the only way to establish
malice was, [for] the prosecution to prove beyond a reasonable doubt the
absence of heat of passion when the issue is properly presented in a
homicide case.” (Doc. 17 at 92-93). He argues that “under the above
mentioned conditions for finding malice, in this case, initially, although the
list of instructions given to the jury properly included an instruction that ‘you
can find malice or murder only if you are satisfied, beyond a reasonable
doubt, that the defendant was not acting under sudden intense passion
resulting from a serious provocation by the victim’,” however, “after
deliberating for approximately two (2) hours and seven (7) minutes, the jury
returned with a note indicating ‘we would like to know the definition of
malice’.” Id. Petitioner concludes that “since it was impossible to look into the
jurors’ minds to determine what they forgot, missed and/or failed to
understand about malice, without being selective, it was appropriate to take
the question as if they forgot everything about malice, as a whole, since, they
were not selective in their note” and, instead, “upon re-instruction the Court
make no mention of the vital and essential requirement that they could find
malice or murder only if they were satisfied, beyond a reasonable doubt, that
the Defendant was not acting under intense passion from serious
provocation, a potential area of instruction that likely could have remained
lost in the jurors memory lapse and/or defect.” Id. (emphasis in original).
After an evidentiary hearing May 27, 2015, the PCRA court determined
in its December 17, 2015 Opinion, that Petitioner failed to demonstrate that
he was prejudiced by trial counsel’s alleged ineffectiveness as follows:
We likewise find nothing improper in our response to the jury’s
request to be reinstructed with regard to malice.5 The jury
requested that we re-read the instruction as to malice, intent, first
degree murder and third degree murder and we accommodated
their request. (Trial N.T. page(s) 814). Counsel cannot be
deemed ineffective for failing to object to that which is patently
5 We instructed the jury as follows: “Accordingly you can find malice and
murder only if you are satisfied beyond a reasonable doubt that the
Defendant was not acting under a sudden and intension passion resulting
from serious provocation by Christly Aristide.” (Trial N.T. page 797-798).
not objectionable. Defendant’s brief suggests that trial counsel
failed to request a jury instruction indicating that specific intent to
kill is not a requirement of voluntary manslaughter. Initially, we
note that the Defendant has not put forth any evidence which
would suggest that he was prejudiced by this jury instruction.
Additionally, we instructed the jury to begin its deliberation
considering the highest graded offense first and directed them
only to proceed to the lesser included offenses if or when they
find Defendant not guilty of the greater offense. (Trial N.T.
page(s) 809-810). Given our instructions, there is no opportunity
for the jury to be confused as the Defendant’s brief suggests, nor
is it of any moment that the jury did not hear another personalized
iteration of the voluntary manslaughter instruction. The
Defendant was convicted of third degree murder and therefore
the jury did not have to consider voluntary manslaughter.
(Doc. 24-2 at 752-753). The Superior Court affirmed the PCRA court finding
the following:
Fourth, Appellant contends that trial counsel was ineffective for
failing to object and/or request a complete and adequate
reinstruction of malice when the jury requested the definition of
malice to be re-read to them during deliberation. However, after
reviewing the record, we note that the trial court fully
accommodated the jury’s request by thoroughly explaining the
concept of malice and the differences between first and third
degree murder. N.T. Trial at 814-18. As such, there was no
reason for counsel to object or request a different instruction.
Thus, we find this claim to be without merit.
(Doc. 24-2 at 506).
While states may choose to define crimes as they see fit, the
Constitution requires that every element necessary to constitute the crime
be proven beyond a reasonable doubt. See In re Winship, 397 U.S. 358, 364
(1970). The Due Process Clause is violated if a jury instruction relieves the
state of its burden. See Waddington v. Sarausad, 555 U.S. 179, 190-91
(2009); Sandstrom v. Montana, 442 U.S. 510, 521 (1979). As a reviewing
court, we may be asked, as here, whether there is “some ‘ambiguity,
inconsistency, or deficiency’ in the instruction, such ... that there was ‘a
reasonable likelihood’ that the jury applied the instruction in a way that
relieved the State of its burden of proving every element of the crime beyond
a reasonable doubt.” Sarausad, 555 U.S. at 190-91 (quoting Middleton v.
McNeil, 541 U.S. 433, 437 (2004) (per curiam), and Estelle v. McGuire, 502
U.S. 62, 72 (1991) (quoting Boyde v. California, 494 U.S. 370, 380 (1990))).
In making this determination, we must not judge the jury instruction “in
artificial isolation” but rather consider it in the context of the instructions as a
whole and of the trial record.” Id. at 191 (quoting Estelle, 502 U.S. at 72). Our
Court of Appeals cautions that “[w]hile a single defect does not necessarily
make an instruction erroneous, ... other language in the instruction does not
always serve to cure the error. This is so even when other language correctly
explains the law.” Bey, 856 F.3d at 241 & n.54 (citing Francis v. Franklin, 471
U.S. 307, 322 (1985)). Where two conflicting instructions are given, and
nothing in those specific sentences or in the charge as a whole “makes clear
to the jury that one of these contradictory instructions carries more weight
than the other,” the constitutional infirmity of the instruction is not absolved
by “[l]anguage that merely contradicts and does not explain” the
constitutionally infirm instruction. Francis v. Franklin, 471 U.S. 307, 322
(1985). In cases, where “[a] reviewing court has no way of knowing which of
the two irreconcilable instructions the jurors applied in reaching their verdict,”
the error cannot be deemed harmless. Id. See also Bennett v.
Superintendent Graterford SCI, 886 F.3d 268, 284-85 (3d Cir. 2018)
(reviewing case law).
As is apparent from the trial transcript in this case, that after charging
the jury on self-defense and justification, the judge then charged the jury with
the types of malice for each degree of murder and then proceeded to define
the elements of the three types of criminal homicide, beginning with the most
serious. (Doc. 24-2 at 21-30). When asked to define malice, intent, and First
and Third degree murder, the trial court limited his response to only that,
defining malice and again explaining the elements necessary for First and
Third degree murder and manslaughter. (Doc. 24-2 at 33-34). Any argument
by trial counsel that the court’s instruction violated Petitioner’s due process
rights would have been without merit, as the trial court was required only to
answer the jury’s question and not re-read its entire charge. Weeks v.
Angelone, 528 U.S. 225, 234 (2000). Where a judge “respond[s] to the jury’s
question by directing its attention to the precise paragraph of the
constitutionally adequate instruction that answers its inquiry,” and the jury
asks no follow-up question, this Court has presumed that the jury fully
understood the judge’s answer and appropriately applied the jury instruction.
Id. Accordingly, this Court cannot conclude that trial counsel’s performance
in failing to object and request a complete and adequate re-instruction on
malice was objectively unreasonable under the Strickland test. Thus, the
Court finds that the state courts’ decisions were not contrary to, or an
unreasonable application of, established federal law.
Claim 3. Direct Appeal Counsel was ineffective.
Plaintiff claims that appellate counsel was ineffective for failing to argue
“the specific issue of the Commonwealth’s failure to satisfy the Due Process
requirement of proving absence of heat of passion from provocation in
establishing malice, in this particular type of homicide case as was
articulated in Mullaney v. Wilbur, 421 U.S. 685 (1975).” (Doc. 17 at 100).
This Court, having found that the Commonwealth presented ample
evidence to show that Appellant did not act in self-defense, supra at 19-23,
finds that the Superior Court’s determination that “that defense counsel had
a strategic basis for not raising a weak sufficiency claim to focus on other
issues that they believed had arguable merit” (Doc. 24-2 at 504) is a
reasonable application of the arguable merit prong of Strickland and
constitutes an objectively reasonable determination of the facts in light of the
evidence presented to the state court. Faurelus is not entitled to relief on this
claim.
Claim 4. Trial Counsel was ineffective for failing to request a
proper jury instruction and object to inadequate jury
instruction regarding voluntary manslaughter.
Petitioner states that trial counsel was ineffective for failing to “request
a proper jury instruction and object to inadequate jury instructions couched
only in terms that a voluntary manslaughter finding required an intent to kill,
without any accompanying explanation of the other types of intent such as
to inflict serious bodily injury or intent with a degree of recklessness which
would also suffice; a failure which likely relieved the prosecution of it’s Due
Process burden of disproving heat of passion for establishing malice/murder
since it prevented a voluntary manslaughter verdict even if the jury found that
defendant acted under circumstances that would have otherwise been heat
of passion, but lacked intent to kill, leaving them stuck at 3rd Degree Murder,
which was described as not requiring intent to kill.” (Doc. 17 at 107).
Voluntary Manslaughter requires an intentional killing of another
person. See 18 Pa.C.S. §2503(b).
The trial court’s jury instruction, in pertinent part, reads as follows:
The Commonwealth must prove, however, that he or she took
action while consciously, that is, knowingly disregarding the most
serious risk he or she was creating and that by his or her
disregard of that risk, he or she demonstrated his extreme
indifference to the value of human life.
On the other hand, a killing is without malice if the perpetrator
acts with lawful justification or under circumstances that reduce
the killing to voluntary manslaughter. When deciding whether the
Defendant acted with malice, you should consider all of the
evidence regarding his words, conduct and the attending
circumstances that may show his state of mind. If you believe
that the Defendant intentionally used a deadly weapon on a vital
part of Christly Aristide’s body, you may regard that as an item
of circumstantial evidence from which you may, if you choose,
infer that the Defendant acted with malice.
As my earlier definition of malice indicates, there can be no
malice when certain reducing circumstances are present. When
these circumstances are present, a killing may be voluntary
manslaughter but never murder. This is true when a Defendant
kills in the heat of passion following serious provocation or kills
under an unreasonable mistaken belief in justifying
circumstances. Accordingly, you could find malice and murder
only if you are satisfied beyond a reasonable doubt that the
Defendant was not acting under a sudden and intense passion
resulting from serious provocation by Christly Aristide or under
an unreasonable belief the circumstances were such that if they
existed would have justified the killing.
A Defendant acts under an intense passion if he or she acts
under an emotion such as anger, rage, sudden resentment or
terror that is so strong that it renders him or her incapable of cool
reflection. A Defendant acts under a sudden passion if the time
between the provocation and the killing is not long enough for the
passion of a reasonable person to cool. A Defendant’s passion
results from serious provocation if it results from conduct or
events that are sufficient to excite an intense passion in a
reasonable person. Thus, the existence of intense passion turns
on the actual mental and emotional state of Defendant while the
existence of sudden passion and serious provocation turn on
how a reasonable person confronted by the same provocation
would react.
Remember, you can find malice and murder only if you are
satisfied beyond a reasonable doubt that the Defendant was not
acting under a sudden and intense passion resulting from serious
provocation by the victim.
The law recognizes that the cumulative impact of a series of
related events can lead to sudden passion and amount to serious
provocation. The test is whether a reasonable person confronted
with the same series of events would become so impassioned
that he or she would be incapable of cool reflection.
The reducing circumstance of a Defendant acting under an
unreasonable belief that the circumstances of a killing were
justified applies where the Defendant actually believed that he
was in imminent danger of death or serious bodily injury at the
time he used deadly force, but his belief was unreasonable in
light of the facts as they appeared to him at the time. The
Defendant did not provoke the use of force by the alleged victim
by engaging in conduct that showed it was his intent to cause
death or serious bodily injury to the alleged victim and the
Defendant did not violate his duty to retreat from the place,
surrender possession of something or comply with a lawful
demand as I explained those terms when I described to you the
justification defense.
Therefore, you can find malice and murder only if the
Commonwealth proves beyond a reasonable doubt one of the
following elements: That the Defendant did not actually believe
that he was in immediate danger of death or serious bodily injury
from Christly Aristide at the time he used deadly force, note that
the unreasonableness of the Defendant’s belief is not in issue
here as it was when I explained justification to you. The question
is whether the Defendant actually believed such an immediate
danger existed at the time he used deadly force and to prove
malice through this element, the Commonwealth must prove that
the Defendant did not actually hold such a belief or the Defendant
provoked the use of force by the alleged victim by engaging in
conduct that showed it was his intent to cause death or serious
bodily injury to the alleged victim, or the Defendant could have
avoided the use of deadly force by retreating from the place,
surrendering possession of something or complying with a lawful
demand as I had previously defined those concepts for you when
I discussed the defense of justification.
If you do not find that the Defendant had malice and committed
murder, you may find him guilty of manslaughter as long as you
are satisfied that the following three elements have been proven
beyond a reasonable doubt: First, that Christly Aristide is dead;
second, that the Defendant killed him; and third, that the
Defendant had the intent to kill.
(Doc. 24-2 at 27-29).
The Superior Court addressed this issue on appeal, finding the
following:
Fifth, Appellant argues that trial counsel was ineffective for failing
to object to the trial court’s jury instruction regarding the voluntary
manslaughter charge, asserting that the jury was misled into
believing they could not convict Appellant of the lesser offense
of voluntary manslaughter unless they found Appellant had
specific intent to kill the victim. Appellant contends that trial
counsel should have asked the trial court to include in this
instruction that the jury could find Appellant had intent to kill or
seriously injure the victim in convicting him of voluntary
manslaughter. Appellant cites Commonwealth v. Moore, 398
Pa. 198, 202, 157 A.2d 65, 68 n. 2 (1959), for the principle that
“where there is a nonmalicious felonious killing with a specific
intent either to kill or to seriously injure, it is voluntary
manslaughter.” Id.
With respect to jury instruction challenges, our Supreme Court
has held the following:
When reviewing a challenge to jury instructions, the
reviewing court must consider the charge as a whole to
determine if the charge was inadequate, erroneous, or
prejudicial. The trial court has broad discretion in
phrasing its instructions, and may choose its own
wording so long as the law is clearly, adequately, and
accurately presented to the jury for its consideration. A
new trial is required on account of an erroneous jury
instruction only if the instruction under review contained
fundamental error, misled, or confused the jury.
Commonwealth v. Fletcher, 604 Pa. 493, 546, 986 A.2d 759,
792 (2009) (internal citations and quotations omitted).
Regardless of whether the trial court’s instruction was proper,6
Appellant has not shown any prejudice in counsel’s decision not
to object as the record contains overwhelming evidence of
Appellant’s intent to kill the victim. Appellant fired his weapon at
the victim several times, hitting several of the victim’s vital body
parts and piercing several of his vital organs. The jury was free
to infer from Appellant’s conduct in using a deadly weapon on
the victim’s vital body parts that Appellant intended to kill the
victim. See Hitcho, supra. The Commonwealth also presented
testimony of eyewitnesses that observed Appellant subsequently
beating the victim as he lay dying from the gunshot wounds
Appellant inflicted. Appellant has not shown it is probable that,
but for counsel’s failure to object to the instruction, the result of
the proceeding would have been different. See Johnson, supra.
This lack of prejudice leads us to conclude that the PCRA court
did not err in denying this ineffectiveness claim.
(Doc. 24-2 at 506-508).
Here, the Superior Court concluded that when “consider[ing] the
charge on voluntary manslaughter as a whole,” the trial court arguably
provided the correct instruction regarding the elements of the crime. Id. And,
even had it not done so, the Superior Court noted that Petitioner had failed
to establish prejudice. Id. The state court’s determination was not objectively
unreasonable. A thorough review of the trial court’s instruction show that it
6 We note that the Supreme Court has provided that “[v]oluntary
manslaughter, imperfect self-defense, requires that the Commonwealth
establish that the defendant ‘intentionally and knowingly’ killed another.”
Commonwealth v. Weston, 561 Pa. 199, 207, 749 A.2d 458, 462 (2000)
(quoting 18 Pa.C.S. §2503(b)).
tracked Pennsylvania’s standard criminal jury instruction for voluntary
manslaughter. See Pennsylvania Standard Suggested Jury Instructions
(Criminal) §15.2503A (1979). Thus, there is no basis for habeas relief.
Moreover, even if the trial court’s jury instruction was erroneous, the
Superior Court’s determination that Petitioner nonetheless failed to establish
prejudice was not unreasonable. The Superior Court noted that the jury
found that Petitioner’s actions revealed an intent to kill. (Doc. 24-2 at 506-
508). The Superior Court concluded that this evidence supported that
Petitioner did not act in the heat of passion. Id.
Even if the trial court’s instruction had included language Petitioner
believed necessary, given the evidence, the verdict would not have been
different and his trial counsel, therefore, did not render ineffective assistance.
As such, this claim does not merit habeas relief.
Claim 5. Trial Counsel ineffective for failing to object to Court’s
instruction that the jury could infer malice.
Petitioner claims that trial counsel was ineffective for failing to object to
“the Court’s contradicting and misleading part of the jury instructions that
can’t be applied for finding malice in this type of homicide case, that ‘If you
believe the Defendant intentionally used a deadly weapon on a vital part of
the victims body you may regard that…if you choose, to infer that the
Defendant acted with malice’.” (Doc. 17 at 116). Petitioner believes that this
“relieved the jury of the obligation of finding the absence of heat of passion
upon provocation, in finding malice and thereby effectively relieved the
Commonwealth of it’s Due Process burden of proving that fact.” Id.
The Superior Court dismissed Petitioner’s claim on appeal as follows:
First, Appellant contends appellate counsel was ineffective in
failing to properly raise a challenge to the sufficiency of the
evidence supporting his third-degree murder conviction.
Appellant claims counsel should have argued that the burden of
proof was improperly shifted to Appellant to prove he did not act
with malice, but instead acted in the heat of passion to warrant a
conviction on the lesser offense of voluntary manslaughter.
Although the issue statement is styled as a sufficiency claim,
Appellant seems to argue in his brief that trial counsel should
have asked the trial court to instruct the jury that the
Commonwealth had the burden of disproving that Appellant
acted in the heat of passion. However, the trial court did instruct
the jury that the Commonwealth had the burden of proof and
indicated that if they believed Appellant acted in the heat of
passion, this finding would eliminate the element of malice.
Specifically, the trial court stated that the jury “could find malice
and murder only if you are satisfied beyond a reasonable doubt
that [Appellant] was not acting under a sudden and intense
passion resulting from serious provocation by [the victim].” N.T.
Trial at 797.7
In addition, Appellant suggests trial counsel should have not
allowed the trial court to instruct the jury that both specific intent
and malice may be proven by the use of a deadly weapon to a
vital part of the victim’s body. However, our Supreme Court has
emphasized that “the finder of fact may infer malice and specific
intent to kill based on the defendant's use of a deadly weapon on
a vital part of the victim's body.” Commonwealth v. Hitcho,
___Pa.___, 123 A.3d 731, 746 (2015) (citing Commonwealth v.
7 Appellant does not claim that defense counsel were ineffective in deciding
not to pursue an argument that he acted in the heat of passion.
Arrington, 624 Pa. 506, 86 A.3d 831, 840 (2014), cert. denied,
___U.S. ___, 135 S.Ct. 479, 190 L.Ed.2d 363 (2014)). The trial
court did not shift the burden of proof to Appellant, but found it
reasonable for the jury to infer Appellant’s malice as he
admittedly shot the victim in the abdomen and back, where the
bullets punctured several of the victim’s vital organs. N.T. Trial at
489-91.
While Appellant argues that trial counsel should have asked the
trial court for a specifically worded jury instruction, he does not
show actual prejudice as he failed to show there is a reasonable
probability that the outcome of his trial would have been more
favorable to him had counsel objected to the trial court’s
instruction. See Commonwealth v. Spotz, 624 Pa. 4, 47-48, 84
A.3d 294, 320 (2014) (“to establish prejudice from trial counsel’s
failure to object to the challenged portion of the [jury] charge, [the
petitioner] must show there is a reasonable probability that, but
for counsel’s error or omission, the result of the proceeding would
have been different”). We thus conclude that the PCRA court
correctly dismissed this claim of ineffectiveness.
(Doc. 24-2 at 501-503).
Again, the Superior Court, having found that the challenged portion of
the trial court’s instructions were proper, particularly viewed in light of the
instruction as a whole, Petitioner’s underlying claim the trial counsel was
ineffective for failing to object to such instruction is without merit.
Claim 7. Trial counsel ineffective for failing to object to hearsay
testimony during Plaintiff’s suppression hearing.
Petitioner claims that trial counsel was ineffective for “failing to object
to the hearsay testimony of District Attorney Jeffrey Tokach which denied
Petitioner’s right and need to confront and cross-examine the allege
declarant, under oath, to test the truth and accuracy of her alleged, out of
court, statements and involvement in the matter.” (Doc. 17 at 137).
Finding that Petitioner was not prejudiced by the entry of the letter, the
Superior Court affirmed the PCRA court’s dismissal of Petitioner’ ineffective
assistance claim as follows:
Third, Appellant claims trial counsel was ineffective for failing to
object to hearsay testimony of Assistant District Attorney Jeffrey
Tokash during the Suppression Hearing. Appellant takes issue
with the fact that the trial court allowed ADA Tokash to testify that
the receptionist of the prosecutor’s office told him that an
unidentified male dropped off the letter addressed to the district
attorney’s office. Appellant claims that he suffered significant
prejudice when the Commonwealth was allowed to admit this
letter, which Appellant wrote to his girlfriend in an attempt to
dissuade witnesses from testifying or in influencing their
testimony.
The PCRA court rejected Appellant’s argument as it found that
trial counsel had a strategic basis for refraining from objecting to
ADA Tokach’s testimony. Atty. Fannick testified at the PCRA
hearing that he wished to focus on his theory that the
Commonwealth had violated Appellant’s right to privacy in
reading the letter without the permission of Appellant or the
letter’s intended recipient. On direct appeal, Appellant had
argued there was no evidence to establish that anyone other
than the district attorney or the police had viewed the letter and
thus, contended that there was a governmental intrusion of
privacy which exceeded that of any private party.
Regardless of whether the PCRA court properly admitted ADA
Tokach’s testimony, we find that Appellant has not shown he was
prejudiced by the entry of this additional evidence that Appellant
attempted to influence witness testimony before his trial.
Appellant’s girlfriend, Nicole Wenrich, testified at trial that
Appellant would call her and send her letters from prison asking
her to contact Cruz and Bidgood to influence their testimony.
Both Jose Cruz and Tabitha Bidgood testified that either
Appellant himself or Appellant’s associates approached them
and asked them not to testify or to testify in favor of Appellant.
Wenrich also shared that Appellant asked her to research how to
eliminate gunshot residue from clothing. The actual letter from
Appellant to Wenrich was merely cumulative evidence
corroborating the aforementioned testimony that Appellant
attempted to cover up his role in the shooting. As a result, we
find the PCRA court did not err in dismissing this ineffectiveness
claim.
(Doc. 24-2 at 504-506).
To demonstrate deficient performance, Faurelus must show that his
counsel’s actions “fell below an objective standard of reasonableness under
prevailing professional norms.” Buehl v. Vaughn, 166 F.3d 163, 169 (3d Cir.
1999) (citing Strickland v. Washington, 466 U.S. 668, 688 (1984)). The
inquiry requires courts to be “ ‘highly deferential’ to counsel’s reasonable
strategic decisions and guard against the temptation to engage in hindsight.”
Marshall v. Hendricks, 307 F.3d 36, 85 (3d Cir. 2002) (quoting and citing
Strickland, 466 U.S. at 689–90). Indeed, counsel is presumed to have acted
within the range of “reasonable professional assistance,” and the defendant
bears the burden of “overcom[ing] the presumption that, under the
circumstances, the challenged action ‘might be considered sound trial
strategy.’ ” Strickland, 466 U.S. at 689 (quoting and citing Michel v.
Louisiana, 350 U.S. 91, 101 (1955)).
The Court find that Faurelus’ counsel performed reasonably when
employing his strategy for refraining from objecting to ADA Tokach’s
testimony. Specifically, that he wished to focus on his theory that the
Commonwealth had violated Appellant’s right to privacy in reading the letter
without the permission of Appellant or the letter’s intended recipient. Because
counsel’s conduct could reasonably be considered part of a sound trial
strategy, we conclude that it was not unreasonable for the state courts to
conclude that Petitioner failed to establish that trial counsel’s performance
was deficient.
Regardless, Petitioner has not shown prejudice, as his girlfriend, Ms.
Wenrich, testified that Petitioner asked her to influence the testimony of two
other witnesses. Thus, the disputed letter was merely cumulative evidence
of Petitioner’s attempts to cover up his role in the murder of the Victim. As
such, Petitioner is not entitled to habeas relief on this claim.
IV. Certificate of Appealability
“Under the Antiterrorism and Effective Death Penalty Act of 1996
(‘AEDPA’), a ‘circuit justice or judge’ may issue a COA [certificate of
appealability] only if the petitioner ‘has made a substantial showing of the
denial of a constitutional right.’” Tomlin v. Britton, 448 Fed.Appx. 224, 227
(3d Cir. 2011) (citing 28 U.S.C. §2253(c)). “Where a district court has
rejected the constitutional claims on the merits, ... the petitioner must
demonstrate that reasonable jurists would find the district court’s
assessment of the constitutional claims debatable or wrong.” Slack v.
McDaniel, 529 U.S. 473, 484 (2000).
For the reasons set forth herein, Petitioner has not made a substantial
showing of the denial of a constitutional right or that jurists of reason would
find it debatable that Court’s assessment of the claims debatable or wrong.
Accordingly, a COA will not issue.
V. Conclusion
For the reasons set forth above, the Court will deny the petition for writ
of habeas corpus. A separate order shall issue.
s/ Malachy E. Mannion
MALACHY E. MANNION
United States District Judge
DATE: August 23, 2022
17-0727-01