“Proper exhaustion in Pennsylvania requires completion of a three-part procedure; initial review, appeal, and final review.”
How later courts described this case
- “Proper exhaustion in Pennsylvania requires completion of a three-part procedure; initial review, appeal, and final review.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
EARL COTTON, No. 4:19-CV-01359
Plaintiff, (Chief Judge Brann)
v.
PETE DAMITER, et al.,
Defendants.
MEMORANDUM OPINION
DECEMBER 8, 2021
Pro se Plaintiff Earl Cotton (“Plaintiff”), who is presently incarcerated in the
State Correctional Institution-Frackville (“SCI-Frackville”), filed a complaint
pursuant to 42 U.S.C. § 1983 alleging violations of his constitutional rights by
SCI-Frackville prison officials. The Court previously dismissed the claims against
three of the Defendants and allowed the case to proceed only as to Plaintiff’s First
Amendment retaliation claims against Pete Damiter (“Damiter”) and James
Weissinger (“Weissinger”). The remaining Defendants have moved for summary
judgment. For the reasons that follow, the motion will be granted.
I. BACKGROUND
Plaintiff initiated this case through the filing of a complaint on August 6,
2019, naming as Defendants Kelly O’Kane (“O’Kane”), James Meintel
(“Meintel”), Jennifer Newberry (“Newberry”), Damiter, and Weissinger.1
Defendants moved to dismiss on November 20, 2019, and in response, Plaintiff
moved for leave to file an amended complaint.2 The Court granted the motion for
leave to amend,3 and Plaintiff filed an amended complaint on December 27, 2019.4
The amended complaint alleges generally that sometime in 2018, Plaintiff
and three other inmates in SCI-Frackville received information indicating that
Defendant Damiter was misappropriating funds for personal use that were meant
for the Inmate General Welfare Fund.5 Plaintiff and the other prisoners reported
Damiter’s alleged misconduct to Pennsylvania’s Attorney General via a letter and
requested a forensic audit of the welfare fund.6 Plaintiff also reported the alleged
misconduct to Defendant O’Kane and John Wetzel, the secretary of the
Department of Corrections (“DOC”).7 Shortly after reporting the misconduct,
Plaintiff, who had previously been given “Z Code” status allowing him not to have
a cellmate, was told that he was going to move to a different cell that he would
share with a cellmate.8 Plaintiff refused to move from his cell, and was placed in
the Restricted Housing Unit (“RHU”) as a result.9 Defendant Weissinger issued
1 Doc. 1.
2 Docs. 12, 14.
3 Doc. 17.
4 Doc. 18.
5 Id. at 2.
6 Id. at 3.
7 Id.
8 Id. at 4.
9 Id.
Plaintiff a disciplinary charge which claimed that Plaintiff had refused to take a
cellmate.10 Plaintiff alleges that the decision to revoke his Z Code status and give
him a cellmate and the disciplinary charge against him were done in retaliation for
his actions in reporting Damiter’s alleged wrongdoing.11 He requests nominal,
compensatory, and punitive damages against the Defendants for the alleged
retaliation.12
Defendants moved to dismiss the amended complaint on January 10, 2020.13
I granted the motion in part on September 2, 2020, dismissing all claims against
Defendants O’Kane, Meintel, and Newberry and all claims arising from the Eighth
and Fourteenth Amendment, but allowing the case to proceed as to Plaintiff’s First
Amendment retaliation claims against Damiter and Weissinger.14 Defendants
answered the amended complaint on September 22, 2020.15
Following the close of fact discovery, Defendants filed the instant motion
for summary judgment on April 2, 2021 and filed a brief in support of the motion
on May 17, 2021.16 Plaintiff opposed the motion on July 14, 2021.17 Defendants
10 Id.
11 Id. at 4-6.
12 Id. at 7.
13 Doc. 19.
14 Docs. 27-28.
15 Doc. 29. Because all Defendants other than Damiter and Weissinger have been dismissed from
the case, I will collectively refer to Damiter and Weissinger as “Defendants” throughout the
remainder of this opinion.
16 Docs. 49, 57.
17 Doc. 62.
did not file a reply brief in support of the motion, and the deadline for doing so has
expired. Accordingly, the motion is ripe for the Court’s disposition.
II. STANDARD OF REVIEW
Summary judgment is appropriate where “the movant shows that there is no
genuine dispute as to any material fact and the movant is entitled to judgment as a
matter of law.”18 “Facts that could alter the outcome are ‘material facts,’ and
disputes are ‘genuine’ if evidence exists from which a rational person could
conclude that the position of the person with the burden of proof on the disputed
issue is correct.”19 “A defendant meets this standard when there is an absence of
evidence that rationally supports the plaintiff’s case.”20 “A plaintiff, on the other
hand, must point to admissible evidence that would be sufficient to show all
elements of a prima facie case under applicable substantive law.”21
“The inquiry involved in a ruling on a motion for summary judgment or for
a directed verdict necessarily implicates the substantive evidentiary standard of
proof that would apply at the trial on the merits.”22 Thus, “if the defendant in a
run-of-the-mill civil case moves for summary judgment or for a directed verdict
18 Fed. R. Civ. P. 56(a).
19 Clark v. Modern Grp. Ltd., 9 F.3d 321, 326 (3d Cir. 1993) (Hutchinson, J.) (first citing
Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986); and then citing Celotex Corp. v.
Catrett, 477 U.S. 317, 322 (1986)).
20 Clark, 9 F.3d at 326.
21 Id.
22 Anderson, 477 U.S. at 252.
based on a lack of proof of a material fact, the judge must ask himself not whether
he thinks the evidence unmistakably favors one side or the other but whether a fair-
minded jury could return a verdict for the plaintiff on the evidence presented.”23
“The mere existence of a scintilla of evidence in support of the plaintiff’s position
will be insufficient; there must be evidence on which the jury could reasonably
find for the plaintiff.”24 “The judge’s inquiry, therefore unavoidably asks . . .
‘whether there is [evidence] upon which a jury can properly proceed to find a
verdict for the party producing it, upon whom the onus of proof is imposed.”25 The
evidentiary record at trial, by rule, will typically never surpass that which was
compiled during the course of discovery.
“A party seeking summary judgment always bears the initial responsibility
of informing the district court of the basis for its motion, and identifying those
portions of the pleadings, depositions, answers to interrogatories, and admissions
on file, together with the affidavits, if any, which it believes demonstrate the
absence of a genuine issue of material fact.”26 “Regardless of whether the moving
party accompanies its summary judgment motion with affidavits, the motion may,
and should, be granted so long as whatever is before the district court demonstrates
23 Id.
24 Id.
25 Id. (quoting Schuylkill & Dauphin Imp. Co. v. Munson, 81 U.S. 442, 447 (1871)).
26 Celotex, 477 U.S. at 323 (internal quotations omitted).
that the standard for the entry of summary judgment, as set forth in Rule 56(c), is
satisfied.”27
Where the movant properly supports his motion, the nonmoving party, to
avoid summary judgment, must answer by setting forth “genuine factual issues that
properly can be resolved only by a finder of fact because they may reasonably be
resolved in favor of either party.”28 For movants and nonmovants alike, the
assertion “that a fact cannot be or is genuinely disputed” must be supported by: (i)
“citing to particular parts of materials in the record” that go beyond “mere
allegations”; (ii) “showing that the materials cited do not establish the absence or
presence of a genuine dispute”; or (iii) “showing . . . that an adverse party cannot
produce admissible evidence to support the fact.”29
“When opposing summary judgment, the non-movant may not rest upon
mere allegations, but rather must ‘identify those facts of record which would
contradict the facts identified by the movant.”30 Moreover, “if a party fails to
properly support an assertion of fact or fails to properly address another party’s
assertion of fact as required by Rule 56(c), the court may . . . consider the fact
undisputed for purposes of the motion.”31 On a motion for summary judgment,
27 Id.
28 Anderson, 477 U.S. at 250.
29 Fed. R. Civ. P. 56(c)(1).
30 Port Auth. of N.Y. & N.J. v. Affiliated FM Ins. Co., 311 F.3d 226, 233 (3d Cir. 2003).
31 Fed. R. Civ. P. 56(e)(2).
“the court need consider only the cited materials, but it may consider other
materials in the record.”32
Finally, “at the summary judgment stage the judge’s function is not himself
to weigh the evidence and determine the truth of the matter but to determine
whether there is a genuine issue for trial.”33 “There is no issue for trial unless there
is sufficient evidence favoring the nonmoving party for a jury to return a verdict
for that party.”34 “If the evidence is merely colorable . . . or is not significantly
probative, summary judgment may be granted.”35
III. MATERIAL FACTS
Local Rule 56.1 requires a party moving for summary judgment to submit “a
separate, short and concise statement of the material facts, in numbered
paragraphs, as to which the moving party contends there is no genuine issue to be
tried.”36 The non-movant must file a statement in response to the movant’s
statement that responds to the numbered paragraphs in the movant’s statement and
sets forth which paragraphs present a genuine issue of material fact.37 Any facts
32 Fed. R. Civ. P. 56(c)(3).
33 Anderson, 477 U.S. at 249.
34 Id.
35 Id. at 249-50 (internal citations omitted).
36 M.D. Pa. L.R. 56.1.
37 Id.
that are set forth in the movant’s statement that are not contradicted by the non-
movant’s statement are “deemed to be admitted.”38
In this case, Defendants filed a statement of material facts as required by
Local Rule 56.1, but Plaintiff filed only a partial response to the statement of
material facts.39 Accordingly, any factual assertions to which Plaintiff has failed to
respond will be deemed admitted. I will cite directly to Defendants’ statement of
material facts with respect to any such admitted factual assertions. With that in
mind, I turn my attention to the material facts. For the sake of clarity, this section
will only outline the material facts with respect to the merits of Plaintiff’s claims.
Facts that are material to the issue of administrative exhaustion will be outlined in
the exhaustion section of my analysis.
Under DOC policy, inmates who meet certain criteria such as mental health
diagnoses, physical disabilities, high potential for victimization, or past aggressive
behavior may be granted Z Code status allowing them to not have a cellmate.40 Z
Code status is not permanent: it may be reviewed at any time and must be reviewed
by prison staff at least once a year.41 When an inmate’s Z Code status is reviewed,
it is subject to multiple levels of review beginning with prison staff and continuing
through the Regional Deputy Secretary and potentially higher ranking DOC
38 Id.
39 See Docs. 50, 63.
40 Doc. 50 ¶ 3.
41 Id. ¶ 4.
officials.42 The reviewing officials must review several documents in conducting
the review, including the inmate’s misconduct reports, reports from prison medical
staff, and reports from other staff having knowledge of the inmate’s behavior.43
Facility staff conducting a review of an inmate’s Z Code status ultimately
vote on whether the inmate is to receive or continue with his Z Code status.44
Their votes are recorded on a vote sheet, which is sent to the prison’s
Superintendent or other designee for a decision on the inmate’s Z Code.45 If the
Superintendent disapproves the Z Code, the review ends, and the inmate is denied
Z Code status.46 If the Superintendent approves the Z Code, the vote sheet is sent
to the Regional Deputy Secretary.47
Plaintiff had been granted Z Code status sometime prior to the events of this
case. In February and March 2019, eight members of the prison’s staff reviewed
Plaintiff’s Z Code status and recorded their votes on a vote sheet in accordance
with DOC policy.48 Five of the eight staff members recommended that Plaintiff’s
Z Code status be continued, the other three recommended that his Z Code be
discontinued.49 On March 20, 2019, the Superintendent decided to discontinue
42 Id. ¶ 6.
43 Id. ¶ 7.
44 Id. ¶ 8.
45 Id.
46 Id.
47 Id.
48 Id. ¶ 9.
49 Id.
Plaintiff’s Z Code after reviewing the staff members’ vote sheet.50 Plaintiff was
informed of the decision on March 22, 2019.51
On March 28, 2019, a nonparty correctional officer went to Plaintiff’s cell
and ordered him to move to a new cell.52 Plaintiff refused to move from his cell
and was issued a misconduct charge.53 He was placed in the RHU for
administrative custody pending a disciplinary hearing on the misconduct charge.54
On April 2, 2019, Plaintiff had a hearing on the misconduct charge.55
During the hearing, Plaintiff explained that he had refused to move because he had
had a Z Code for twenty years and the prison was taking away his Z Code.56
Plaintiff pled guilty during the hearing and was given fifteen days of disciplinary
custody as a sanction for the misconduct.57
On April 12, 2019, Defendant Weissinger went to Plaintiff’s cell and told
him that his disciplinary time had expired and that he could return to general
population with a cellmate.58 Plaintiff responded, “I ain’t taking a cellie, I’ll stay
50 Id. ¶ 10.
51 Id. ¶ 11.
52 Id. ¶ 12.
53 Id.
54 Id.
55 Id. ¶ 13.
56 Id.
57 Id.
58 Id. ¶ 14.
here.”59 Plaintiff was issued another misconduct and was kept in disciplinary
confinement pending a hearing on the second misconduct.60
On April 15, 2019, Plaintiff’s Z Code status was temporarily reinstated
pending further review by prison officials.61 Plaintiff then had a disciplinary
hearing on the second misconduct charge on April 16, 2019.62 During the hearing,
Plaintiff acknowledged that he had refused to take a cellmate, but pleaded not
guilty to the misconduct charge because of his belief that Weissinger was only
suggesting that he take a cellmate and was not ordering him to take a cellmate.63
Plaintiff was found guilty of the misconduct and was given thirty days disciplinary
confinement as a sanction, which was retroactive to April 12, 2019.64 Plaintiff
appealed the disciplinary decision on April 20, 2019.65
Plaintiff’s Z Code status was reviewed by six prison staff members in April
and May 2019.66 Four of the six staff members recommended that Plaintiff’s Z
Code be reinstated, while the other two recommended that Plaintiff continue to not
59 Id.
60 Id.
61 Id. ¶ 15.
62 Id. ¶ 16.
63 Id.
64 Id.
65 Id.
66 Id. ¶ 18.
have a Z Code.67 Plaintiff’s Z Code status was subsequently reinstated by the
Superintendent following a review of the vote sheet.68
IV. ANALYSIS
Plaintiff’s constitutional claims are brought under 42 U.S.C. § 1983, which
provides in pertinent part:
Every person who, under color of any statute, ordinance, regulation,
custom, or usage, of any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of any
rights, privileges, or immunities secured by the Constitution and laws,
shall be liable to the party injured in an action at law, suit in equity, or
other proper proceeding for redress. . . .
42 U.S.C. § 1983.
“To establish a claim under 42 U.S.C. § 1983, [a plaintiff] must demonstrate
a violation of a right secured by the Constitution and the laws of the United States
[and] that the alleged deprivation was committed by a person acting under color of
state law.”69 “The first step in evaluating a section 1983 claim is to ‘identify the
exact contours of the underlying right said to have been violated’ and to determine
‘whether the plaintiff has alleged a deprivation of a constitutional right at all.’”70
67 Id.
68 Id. ¶ 22.
69 Moore v. Tartler, 986 F.2d 682, 685 (3d Cir. 1993).
70 Nicini v. Morra, 212 F.3d 798, 806 (3d Cir. 2000) (quoting County of Sacramento v. Lewis,
523 U.S. 833, 841 n.5 (1998)).
Defendants argue that they are entitled to summary judgment as to Plaintiff’s
§ 1983 claims because Plaintiff failed to exhaust administrative remedies and
because he cannot produce facts to support his retaliation claim.71 I analyze
Defendants’ arguments below.
A. Exhaustion
Under the Prison Litigation Reform Act (“PLRA”), prisoner plaintiffs must
exhaust all available administrative remedies before they may file suit in federal
court.72 The statute requires “proper exhaustion,” meaning the prisoner must
complete the administrative review process in accordance with the procedural rules
set by the prison.73
The DOC has two administrative remedy systems in place that are relevant
to the instant motion: DC-ADM 804, which governs the filing of administrative
grievances and associated appeals, and DC-ADM 801, which governs prison
disciplinary hearings and associated appeals. Defendants in this case argue that
Plaintiff failed to exhaust administrative remedies under both DC-ADM 804 and
DC-ADM 801.74 I will analyze the two arguments separately.
71 Doc. 57.
72 42 U.S.C. § 1997e(a); Downey v. Pa. Dep’t of Corr., 968 F.3d 299, 304 (3d Cir. 2020).
73 Downey, 968 F.3d at 305 (citing Woodford v. Ngo, 548 U.S. 81, 88 (2006)).
74 Doc. 57 at 11-13.
1. Exhaustion Under DC-ADM 804
Under DC-ADM 804, a prisoner must first submit a timely written grievance
for review by the Superintendent or regional grievance coordinator within fifteen
days from the date of the incident.75 DC-ADM 804 provides that the grievance
must include “a statement of the facts relevant to the claim,” “shall identify
individuals directly involved in the events,” and “shall specifically state any claims
[the inmate] wishes to make concerning violations of Department directives,
regulations, court orders, or other law.”76 If the inmate wishes to receive
compensation or “other legal relief normally available from a court” as a remedy
for his grievance, he “must request the specific relief sought in his/her initial
grievance.”77 A response should be received within ten business days.78 Next, the
prisoner must submit a timely written appeal to an intermediate review level within
ten working days.79 Again, a response should be received within ten working
days.80 Finally, the inmate must submit a timely appeal to the Secretary’s Office of
Inmate Grievances and Appeals (“SOIGA”) within fifteen working days, and the
inmate should receive a final determination within thirty days.81 To fully exhaust
75 DC-ADM 804, DEPARTMENT OF CORRECTIONS, available at https://www.cor.pa.gov/
About%20Us/Documents/DOC%20Policies/804%20Inmate%20Grievances.pdf
76 Id.
77 Id.
78 Id.
79 Id.
80 Id.
81 Id.
an issue or incident in accordance with DC-ADM 804, “[a]n inmate must exhaust
all three levels of review and comply with all procedural requirements of the
grievance review process.”82
The record of this case reflects that Plaintiff filed one grievance related to
the facts of this case under DC-ADM 804.83 In the grievance, which Plaintiff filed
on March 23, 2019, Plaintiff asserted that his Z Code was being discontinued in
retaliation for his reporting of Damiter’s alleged misconduct to the Attorney
General of Pennsylvania.84 Plaintiff did not name Defendant Weissinger in the
grievance, he did not state what relief he was seeking, and he did not identify any
retaliatory misconduct citations against him.85
Plaintiff’s grievance was denied by an initial review response on April 5,
2019.86 Plaintiff appealed the denial to the Superintendent on April 17, 2019.87
Like his initial grievance, Plaintiff’s appeal did not name Defendant Weissinger,
did not state what relief he was requesting, and did not identify any retaliatory
82 Stroman v. Wetzel, No. 1:16-CV-02543, 2019 WL 931653, at *3 M.D. Pa. Feb. 26, 2019); see
also Garcia v. Kimmell, 381 F. App’x 211, 213 n.1 (3d Cir. 2010) (“Proper exhaustion in
Pennsylvania requires completion of a three-part procedure; initial review, appeal, and final
review.”).
83 Doc. 50 ¶ 33.
84 Doc. 50-4. Plaintiff’s March 23, 2019 grievance is reproduced as an exhibit to Defendants’
motion for summary judgment and is docketed at Doc. 50-4. I will cite directly to the grievance
and associated appeals and responses whenever appropriate.
85 Doc. 50-4; Doc. 50 ¶ 33.
86 Doc. 50 ¶ 34; Doc. 50-5.
87 Doc. 50 ¶ 35; Doc. 50-6.
misconduct citations.88 The Superintendent denied the appeal on May 13, 2019.89
Plaintiff appealed to SOIGA, but again failed to name Defendant Weissinger,
failed to state what relief he was requesting, and failed to identify any retaliatory
misconducts.90 SOIGA upheld the denial of Plaintiff’s grievance on July 11,
2019.91
Defendants acknowledge that Plaintiff filed a grievance and subsequently
appealed the grievance through all stages of the DOC’s administrative process, but
argue that Plaintiff did not properly exhaust his administrative remedies because
his grievance and subsequent appeals failed to name Defendant Weissinger, failed
to state what relief Plaintiff sought, and failed to list any retaliatory misconduct
charges that had been brought against Plaintiff.92
Plaintiff argues in response that his failure to name Defendant Weissinger in
the grievance filed under DC-ADM 804 was immaterial given that he was not
alleging that Weissinger was involved in the initial decision to revoke Plaintiff’s Z
Code status.93 As for the failure to include a claim for money damages in the
grievance, Plaintiff argues that the failure should be excused because the entire
88 Doc. 50 ¶ 35; Doc. 50-6.
89 Doc. 50 ¶ 36; Doc. 50-7.
90 Doc. 50 ¶ 37; Doc. 50-8.
91 Doc. 58 ¶ 38; Doc. 50-9.
92 Doc. 57 at 11-12.
93 Doc. 62 at 5.
grievance process was unavailable to him.94 Plaintiff asserts that the grievance
process was rendered unavailable because Meintel participated in the initial
decision to revoke his Z Code status and subsequently reviewed Plaintiff’s
grievance.95 Plaintiff argues that because Meintel was unlikely to admit that he
played in a role in any wrongdoing, “filing a grievance in the first instance was
merely an exercise in futility” and the grievance process was therefore rendered a
dead end.96
Having reviewed the parties’ arguments and the material facts, I find that
Plaintiff failed to exhaust his administrative remedies with respect to his grievance
under DC-ADM 804. The only remedy that Plaintiff seeks in this case is monetary
relief, but he failed to request such relief in his initial grievance or any of his
subsequent appeals. “Because Plaintiff failed to request monetary damages in his
grievance proceedings, he did not properly exhaust his claims for such relief.”97
Plaintiff’s argument that the grievance process was unavailable to him is not
persuasive. In order to exhaust administrative remedies under the PLRA, an
inmate must only exhaust the administrative remedies that are available to him, or,
in other words, the administrative remedies that are “ capable of use’ to obtain
94 Id. at 5-8.
95 Id.
96 Id.
97 Marrow v. Lawler, No. 1:19-CV-01690, 2021 WL 1906406, at *7 (M.D. Pa. May 12, 2021)
(citing Johnson v. Wireman, 809 F. App’x 97, 99 (3d Cir. 2020)).
‘some relief for the action complained of.’”98 A grievance process is unavailable
and may be deemed exhausted in three circumstances: “(1) when the remedy
‘operates as a simple dead end—with officers unable or consistently unwilling to
provide any relief to aggrieved inmates’; (2) when it is ‘so opaque that it becomes,
practically speaking, incapable of use’; and (3) ‘when prison administrators thwart
inmates from taking advantage of a grievance process through machination,
misrepresentation, or intimidation.’”99 Although the burden to establish a
plaintiff’s failure to exhaust administrative remedies ordinarily lies with the
defendants, it is the plaintiff’s burden to establish that a grievance process was
unavailable.100
Plaintiff asserts that the DOC’s grievance process operated as a simple dead
end under Ross because Meintel participated in the initial decision to revoke his Z
Code status and subsequently reviewed Plaintiff’s grievance. The record of the
case, however, shows that the grievance process was “capable of use to obtain
some relief for the action complained of,”101 as Plaintiff filed a grievance under
DC-ADM 804 that he subsequently appealed through all stages of administrative
review. Plaintiff does not explain how the purported unavailability of the
98 Ross v. Blake, 578 U.S. 632, 642 (2016) (quoting Booth v. Churner, 532 U.S. 731, 738 (2001)).
99 Hardy v. Shaikh, 959 F.3d 578, 584 (3d Cir. 2020) (quoting Ross, 578 U.S. at 643-44).
100 Rinaldi v. United States, 904 F.3d 257, 268 (3d Cir. 2018) (citing Tuckel, 660 F.3d 1249, 1253-
54 (10th Cir. 2011)).
101 Ross, 578 U.S. at 642 (internal quotation marks omitted).
grievance system prevented him from requesting monetary relief in his grievance
and subsequent appeals but did not prevent him from filing the grievance and
appeals in the first instance.
Furthermore, Plaintiff’s argument that Meintel’s participation in the review
of his grievance rendered the grievance process unavailable is essentially an
argument that inmates do not have to exhaust administrative remedies when doing
so would likely be futile. Federal courts, however, may not “excuse compliance
with the exhaustion requirement, whether on the ground of futility, inadequacy or
any other basis.”102
Finally, even assuming that Meintel’s review of Plaintiff’s grievance made it
unlikely that Plaintiff would obtain relief at the initial review stage, Plaintiff does
not explain how Meintel’s review of the grievance would have affected the
subsequent appeals of his grievance. There is no indication in the record that
Meintel was involved in the review of Plaintiff’s appeals to the Superintendent or
SOIGA, and any defect in the initial proceeding caused by Meintel’s involvement
therefore could have been cured by the subsequent impartial reviews of the
grievance by the Superintendent and SOIGA. Accordingly, I conclude that
Plaintiff failed to exhaust available administrative remedies with respect to his
102 Nyhuis v. Reno, 204 F.3d 65, 73 (3d Cir. 2000).
grievance filed under DC-ADM 804 due to his failure to seek monetary relief in
his grievance and associated appeals.
2. Exhaustion Under DC-ADM 801
Under DC-ADM 801, an inmate who has been found guilty of a misconduct
charge may appeal to the Program Review Committee (“PRC”) for an initial
review of the guilty finding within fifteen days of the hearing.103 The inmate’s
appeal must include a brief statement of the facts relevant to the appeal and the
issues complained of on appeal.104 If the inmate is unsuccessful at the PRC level,
he must appeal the PRC decision to the Superintendent/designee within seven
calendar days.105 The Superintendent is required to review the appeal and forward
a decision to the inmate within seven working days of the appeal being filed.106 If
the inmate is unsuccessful before the Superintendent, he must appeal to the DOC’s
Chief Hearing Examiner’s Officer within seven days.107 An inmate must appeal
the disciplinary decision through all three stages of appeal to properly exhaust his
administrative remedies.108
103 DC-ADM 804, DEPARTMENT OF CORRECTIONS, available at https://www.cor.pa.gov/
About%20Us/Documents/DOC%20Policies/801%20Inmate%20Discipline.pdf
104 Id.
105 Id.
106 Id.
107 Id.
108 See, e.g., Saleem v. Brungart, No. 3:19-CV-00025, 2020 WL 1130347, at *4 (M.D. Pa. Mar.
6, 2020).
The parties provide differing accounts of the material facts with respect to
the issue of exhaustion under DC-ADM 801. According to Defendants, Plaintiff
appealed the disciplinary decision against him on April 20, 2019, and his appeal
was subsequently reviewed by a PRC comprised of Weissinger and two other staff
members.109 The PRC unanimously voted to uphold the misconduct verdict
against Plaintiff.110 Plaintiff appealed to the Superintendent, who granted
Plaintiff’s appeal and remanded the appeal to the PRC for further consideration.111
The appeal was subsequently reconsidered by a different PRC comprising three
other staff members.112 Defendant Weissinger was not a member of this PRC.113
The new PRC upheld the original disciplinary conviction, and Plaintiff appealed to
the Superintendent.114 The Superintendent upheld the decision.115 Plaintiff did not
seek further appeal.116
Plaintiff agrees that he appealed the initial disciplinary decision on April 20,
2019, that the PRC upheld the decision on May 8, 2019, and that Plaintiff then
appealed to the Superintendent, but his account of the relevant facts differs once
109 Doc. 50 ¶ 19.
110 Id.
111 Id. ¶¶ 20-21.
112 Id. ¶ 23.
113 Id.
114 Id. ¶ 24.
115 Id. ¶ 25.
116 Id. ¶ 26.
the appeal to the Superintendent was filed.117 According to Plaintiff, a copy of the
Superintendent’s decision remanding the appeal to the PRC for further proceedings
was never sent to Plaintiff, which led Plaintiff to file a grievance on May 26, 2019
asserting that he had never received the decision and that his ability to appeal to the
Chief Hearing Examiner’s Office was therefore hindered.118 Plaintiff attaches a
copy of his May 26, 2019 grievance to support his version of events.119 Plaintiff
asserts that because he never received a copy of the Superintendent’s decision, he
filed an appeal to the Chief Hearing Examiner’s Office on June 15, 2019.120
Plaintiff did not receive a timely response from the Chief Hearing Examiner, so on
July 15, 2019, he wrote a follow-up letter.121 The Chief Hearing Examiner
responded on July 29, 2019, rejecting Plaintiff’s appeal for failure to attach the
appropriate paperwork.122 Plaintiff attempted to remedy this error through another
117 Although Plaintiff has provided his account of the relevant facts in his brief in opposition to
the motion for summary judgment rather than his response to Defendants’ statement of material
facts as required by Local Rule 56.1, I will excuse this procedural error because Plaintiff is
proceeding pro se and because he has clearly supported his factual contentions with references
to record evidence. See Sause v. Bauer, 585 U.S. __, 138 S. Ct. 2561, 2563 (2018) (noting that
courts must interpret pro se filings liberally); Rittenhouse Ent’t, Inc. v. City of Wilkes-Barre,
No. 3:11-CV-00617, 2018 WL 3756711, at *10 (M.D. Pa. Aug. 8, 2018) (noting that when
nonmovant’s response to statement of material facts does not respond to factual assertion in
movant’s statement, the court should deem the assertion admitted except where the nonmovant
has clearly disputed the factual assertions with adequate record references), vacated in
nonrelevant part, 782 F. App’x 148 (3d Cir. 2019).
118 Doc. 62 at 9.
119 See Doc. 63-1 at 65.
120 Doc. 62 at 9.
121 Id. Plaintiff’s July 15, 2019 letter to the Chief Hearing Examiner is attached as an exhibit to
his brief and is docketed at Doc. 63-1 at 58.
122 See Doc. 62 at 9; Doc. 63-1 at 59.
letter to the Chief Hearing Examiner on August 4, 2019,123 but the Chief Hearing
Examiner again rejected the appeal on August 14, 2019.124 In the letter rejecting
Plaintiff’s appeal, the Chief Hearing Examiner stated that Plaintiff’s claim that he
had not received a response from the Superintendent did not entitle Plaintiff to
appeal directly to the Chief Hearing Examiner.125 Plaintiff asserts that the Chief
Hearing Examiner’s August 14, 2019 letter was the first time that he learned that
his original appeal had been remanded to the PRC for further consideration.126
Defendants argue that Plaintiff failed to exhaust his administrative remedies
under DC-ADM 801 with respect to his misconduct charge because he failed to
properly file a final appeal to the Chief Hearing Examiner.127 Plaintiff argues that
the administrative remedy system was made unavailable when the Superintendent
failed to provide him with a copy of the order remanding the appeal to the PRC
within seven days.128
Having reviewed the parties’ arguments and the material facts, I find that
there is a genuine issue of material fact as to whether the grievance system was
rendered unavailable to Plaintiff by the actions of DOC officials. Plaintiff has
submitted evidence that could support the conclusion that prison officials failed to
123 See Doc. 62 at 9; Doc. 63-1 at 60.
124 See Doc. 62 at 9-10; Doc. 63-1 at 62.
125 Doc. 63-1 at 62.
126 Doc. 62 at 10.
127 Doc. 57 at 12-13.
128 Doc. 62 at 10-11.
give Plaintiff a copy of the Superintendent’s decision within seven days as required
by DC-ADM 801.129 A prison grievance system is rendered unavailable “as soon
as a prison fails to respond to a properly submitted grievance or appeal within the
time limits prescribed by its own policies.”130 Because there is a genuine dispute
of material fact as to whether that occurred in this case, I find that summary
judgment on the issue of exhaustion is precluded with respect to Plaintiff’s claim
against Defendant Weissinger arising from Plaintiff’s disciplinary hearing. I
accordingly turn my attention to the merits of that claim.
B. Merits
Plaintiff’s sole remaining claim is his First Amendment retaliation claim
against Defendant Weissinger arising from Plaintiff’s disciplinary hearing. A
plaintiff bringing a retaliation claim under 42 U.S.C. § 1983 must establish that (1)
he engaged in constitutionally protected conduct; (2) the defendant took retaliatory
action against the plaintiff that was sufficient to deter a person of ordinary firmness
from exercising his constitutional rights; and (3) there was a causal connection
between the plaintiff’s protected conduct and the defendant’s retaliatory action.131
Causation may be established by showing either an unusually suggestive temporal
proximity between the plaintiff’s protected conduct and the defendant’s allegedly
129 See Doc. 63-1 at 65.
130 Shifflett v. Korszniak, 934 F.3d 356, 365 (3d Cir. 2019).
131 Javitz v. Cty. of Luzerne, 940 F.3d 858, 863 (3d Cir. 2019).
retaliatory action or a pattern of antagonism coupled with timing.132 Causation
may also be implied by “the record as a whole.”133
Defendants argue that Weissinger is entitled to summary judgment because
Plaintiff cannot establish that Weissinger’s actions were sufficiently adverse to
support a retaliation claim or that there was a causal connection between Plaintiff’s
protected conduct and Weissinger’s actions.134 Plaintiff argues that the revocation
of his Z Code status and the misconduct charges against him were sufficiently
adverse actions to support a retaliation claim.135 He further argues that there is
sufficient evidence to find causation because his Z Code status was revoked shortly
after he and the other inmates reported Damiter’s alleged wrongdoing to the
Attorney General.136 Finally, Plaintiff argues that “Defendant Weissinger
falsifying a misconduct was clearly in furtherance of Damiter’s retaliation.”137
I have reviewed the parties’ arguments and the relevant evidence, and I
conclude that Defendant Weissinger is entitled to summary judgment because
Plaintiff has not proffered any evidence to establish a causal connection between
Plaintiff’s conduct and Defendant Weissinger’s allegedly retaliatory actions.
132 Dondero v. Lower Milford Twp., 5 F.4th 355, 361-62 (3d Cir. 2021) (citing Lauren W. ex rel.
Jean W. v. DeFlaminis, 480 F.3d 259, 267 (3d Cir. 2007)).
133 Id. (citing DeFlaminis, 480 F.3d at 267).
134 Doc. 57 at 14-16.
135 Doc. 62 at 13-15.
136 Id. at 13.
137 Id.
Plaintiff asserts that there was an unusually suggestive temporal proximity between
when he reported Defendant Damiter’s alleged misconduct and when Plaintiff’s Z
Code was revoked, but beyond the conclusory assertion that Weissinger falsified
documents in furtherance of Damiter’s retaliation, Plaintiff offers nothing to show
how this connects to Defendant Weissinger. In fact, Plaintiff has clarified in his
brief that “Weissinger . . . was not part of the initial plan to remove Plaintiff’s Z-
Code.”138 Thus, it appears that Plaintiff is attempting to hold Weissinger liable for
retaliation based solely on assumptions and conjecture, which is not sufficient to
survive Defendants’ motion for summary judgment. I will therefore grant
Weissinger summary judgment.
V. CONCLUSION
For the foregoing reasons, the motion for summary judgment will be
granted.
An appropriate Order follows.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
Chief United States District Judge
138 Id. at 5.