stating that, “[w]here . . . the parties have executed an agreement, a party cannot avoid its independent contractual obligations simply because a change in the law confers upon it a benefit” after the parties executed the agreement
How later courts described this case
- stating that, “[w]here . . . the parties have executed an agreement, a party cannot avoid its independent contractual obligations simply because a change in the law confers upon it a benefit” after the parties executed the agreement
- noting, on appeal from the grant of a Rule 12(c) motion, that “leave to amend shall be freely given, in the absence of circumstances such as undue delay, bad faith or dilatory motive, undue prejudice to the opposing party or futility of amendment”
- noting that “[a] change in the law does not retroactively render [union] agreements void or voidable”
- affirming the constitutionality of agency-shop arrangements, pursuant to which fair- share fees were deducted from the wages of nonmembers
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
FRANCES BIDDISCOMBE, :
Plaintiff :
: No. 4:20-cv-02462
v. :
: (Judge Kane)
SERVICE EMPLOYEES :
INTERNATIONAL UNION, LOCAL :
668, et al., :
Defendants :
MEMORANDUM
Plaintiff Frances Biddiscombe (“Plaintiff”) is a state employee and former member of
Defendant Service Employees International Union, Local 668 (“Local 668”). (Doc. No. 1.) She
resigned from Local 668 membership in July 2020, but the terms of her membership permitted
her to revoke her dues deduction authorization only during an annual window period that had
lapsed one month prior. Plaintiff commenced this action in December 2020, pursuant to 42
U.S.C. § 1983, asserting that she was forced to pay union dues as a nonmember in violation of
her constitutional rights under Janus v. AFSCME, 138 S. Ct. 2448 (2018). Local 668 and
Defendants Michael Newsome and Brian T. Lyman (the “Commonwealth Defendants,” and with
Local 668, “Defendants”), sued in their official capacities, move to dismiss Plaintiff’s claims and
for judgment on the pleadings pursuant to Federal Rule of Civil Procedure 12(b)(6) and (c).
(Doc. Nos. 30, 35.) For the reasons that follow, the Court will grant Defendants’ motions.
BACKGROUND1
Plaintiff began working for the Pennsylvania Department of Human Services (“DHS”) in
1 This background is drawn from the allegations in Plaintiff’s complaint, which the Court has
accepted as true, as well as exhibits attached to her complaint and matters incorporated by
reference or integral to the complaint. See Lum v. Bank of Am., 361 F.3d 217, 221 n.3 (3d Cir.
2004); see also Mayer v. Belichick, 605 F.3d 223, 230 (3d Cir. 2010).
2014 and around the same time joined Local 668 as a member. (Doc. No. 1 ¶ 21.) Plaintiff is a
public and Commonwealth employee—and Local 668 is an employee organization and
representative—as defined in the Public Employee Relations Act (“PERA”). (Id. ¶¶ 10-11)
(citing 43 P.S. § 1101.301(2)-(4), (15)). Local 668 represents Commonwealth employees for
collective bargaining purposes and is the exclusive collective bargaining representative for
Plaintiff’s unit. (Id. ¶ 11.) Defendant Newsome is the Secretary of the Office of Administration,
and Defendant Lyman is the Chief Accounting Officer and Deputy Secretary for the Office of
Comptroller. (Id. ¶¶ 12-13.) Newsome “negotiated, entered into, and is the signatory to, on
behalf of the Commonwealth,” the collective bargaining agreement (“CBA”) governing the
terms and conditions of Plaintiff’s employment. (Id. ¶ 12.) Lyman is responsible for issuing
employee wages and oversees the Commonwealth’s payroll system, including the processing of
union dues and other payroll deductions. (Id. ¶ 13.)
PERA authorizes public employers and employee organizations and representatives to
engage in bargaining over membership dues deductions. (Id. ¶ 16) (citing 43 P.S. § 1101.705).
“PERA defines ‘membership dues deduction’ as ‘the practice of a public employer to deduct
from the wages of a public employe, with her written consent, an amount for the payment of her
membership dues in an employe organization, which deduction is transmitted by the public
employer to the employe organization.’” (Id. ¶ 17) (quoting 43 P.S. § 1101.301(11)). The CBA
that currently governs Plaintiff’s employment is in effect from July 1, 2019, to June 30, 2023.
(Id. ¶ 15.) The CBA reflects the Commonwealth’s agreement to deduct union membership dues
and other fees from the wages of an employee who requests in writing that such deductions be
made. (Id. ¶¶ 18-19.) The Commonwealth then remits those dues and fees to Local 668. (Id.)
In July 2020, Plaintiff notified Local 668 of her resignation from union membership and
directed the union to immediately cease deducting dues from her wages. (Id. ¶ 23.) She
provided the same notice to the Commonwealth, i.e., her employer. (Id. ¶ 24.) Local 668
responded by letter dated July 17, 2020, signed by Kaitlyn Gutshall of Local 668, stating: “the
[M]embership [A]pplication you signed on June 7, 2018[,] [is] a valid contract between you[]
and [] Local 668.” (Doc. No. 1-2 at 13.) The letter further stated:
While we will process your request to withdraw from [u]nion membership, you
remain obligated to pay an amount equal to your regular [u]nion dues payments
until the annual window period specified in the [attached] [M]embership
[A]pplication. . . . This will stop immediately upon the commencement of the
window period unless you notify us in advance that you wish to rescind your
request to withdraw.
(Id.) (emphasis added). The letter advised Plaintiff that Local 668 would process her resignation
request “within 10 days” unless she informed the union that she “wish[ed] to reconsider” her
request. (Id.)
Concerning the “annual window period” (or “AWP”) referenced in Local 668’s July 17,
2020 letter, the Membership Application attached to the letter provided that Plaintiff’s “dues
deduction authorization cannot be revoked” for a “period of one year from the date of
execution”—and “from year to year thereafter”—unless Plaintiff provided “notice of revocation
not less than ten (10) days and not more than thirty (30) days before the end of any yearly
period[.]” (Doc. No. 32 at 29.)2 It further provided that, if “the applicable collective [CBA]
specifies a longer period before the revocation window, then only that longer period shall apply.”
(Id.) Plaintiff does not allege that the CBA provided for a longer period.
2 Although Plaintiff attached a copy of Local 668’s July 17, 2020 letter as an exhibit to her
complaint, she did not include a copy of the Membership Application referenced in that letter.
(See Doc. No. 1-2 at 13.) With its motion papers, however, Local 668 submitted the declaration
of its grievance coordinator, Gutshall (the “Gutshall Declaration”), attached to which is a copy of
the Membership Agreement. (Doc. No. 32 at 29.) As discussed more fully herein, infra, the
Court has considered the Membership Application in deciding the pending motions.
In commencing this action, Plaintiff alleges that Local 668 “did not process [her]
membership resignation until at least July 27, 2020” (Doc. No. 1 ¶ 26) and, further, that
Defendants “continue to take and accept purported union dues or fees from [her] wages against
[her] will and without her consent” (id. ¶ 38). She asserts two counts against Defendants for
violations of her free speech and association rights under the First Amendment (Count I) and her
due process rights under the Fourteenth Amendment (Count II). (Id. ¶¶ 42-64.) These counts are
based on allegations that, following Plaintiff’s resignation from union membership, Defendants
failed: (1) to inform her of her constitutional right to refuse to pay union dues or fees; (2) to
provide her with notice and an opportunity to object to “how any nonconsensual dues or fees
taken from her are used” or the “process by which the money is deducted”; (3) to request that she
to pay money to Local 668 as a nonmember; and (4) to seek a waiver of her constitutional rights,
such as the right to refuse to pay nonmember dues, and to obtain a waiver of those rights from
her. (Id. ¶¶ 31-34, 39.) Plaintiff avers “on information and belief” that Local 668 “uses the
financial support forcibly seized from [her] for purposes of political speech and activity” to
which she objects. (Id. ¶ 40.) Plaintiff seeks declaratory, injunctive, and monetary relief against
Local 668, including a refund of any dues or fees deducted from her wages after her resignation,
and declaratory and injunctive relief against the Commonwealth Defendants. (Id. at 15-17.)
On June 30, 2021, after filing answers to Plaintiff’s complaint (Doc. Nos. 21-22), Local
668—and, separately, the Commonwealth Defendants—filed the pending motions to dismiss and
for judgment on the pleadings (Doc. Nos. 30, 35). Defendants assert, among other things, that
Local 668 stopped deducting union dues from Plaintiff’s wages as of May 21, 2021, during the
AWP reflected in the Membership Application. (Doc. Nos. 31 at 17-18, 36 at 8.) Plaintiff filed
briefs in opposition to both motions on July 30, 2021 (Doc. Nos. 39-40), and Defendants filed
reply briefs on August 13, 2021 (Doc. Nos. 41-42). Having been fully briefed (Doc. Nos. 31, 36,
39-42), Defendants’ motions are ripe for disposition.3
LEGAL STANDARDS
Defendants’ motions implicate Rule 12(b)(6) and Rule 12(c) of the Federal Rules of Civil
Procedure, the applicable standards for which are set forth below.
A. Rule 12(b)(6) Motions to Dismiss
Federal notice and pleading rules require the complaint to provide the defendant notice of
the claim and the grounds upon which it rests. See Phillips v. Cnty. of Allegheny, 515 F.3d 224,
232 (3d Cir. 2008). When reviewing the sufficiency of a complaint pursuant to a motion to
dismiss under Federal Rule of Civil Procedure 12(b)(6), the Court must accept as true all
material allegations in the complaint and all reasonable inferences that can be drawn from them,
viewed in the light most favorable to the plaintiff. See In re Ins. Brokerage Antitrust Litig., 618
F.3d 300, 314 (3d Cir. 2010). However, the Court need not accept legal conclusions proffered as
factual allegations. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). Rather, a civil
complaint must “set out ‘sufficient factual matter’ to show that the claim is facially plausible.”
See Fowler v. UPMC Shadyside, 578 F.3d 203, 210 (3d Cir. 2009) (quoting Ashcroft v. Iqbal,
556 U.S. 662, 678 (2009)).
Consistent with the Supreme Court’s rulings in Twombly and Iqbal, the Third Circuit has
identified three steps a district court must take when determining the sufficiency of a complaint
under Rule 12(b)(6): (1) identify the elements a plaintiff must plead to state a claim; (2) identify
3 The Court granted Defendants leave to file consolidated briefs in support of their pending
motions in this case and two other cases involving plaintiffs who assert virtually identical claims
against the same Defendants. (Doc. No. 28.) The Court subsequently granted Plaintiff and the
two plaintiffs from those actions—all three of whom share the same counsel—leave to file
consolidated briefs in opposition to Defendants’ motions. (Doc. No. 38.)
any conclusory allegations contained in the complaint “not entitled” to the assumption of truth;
and (3) determine whether any “well-pleaded factual allegations” contained in the complaint
“plausibly give rise to an entitlement to relief.” See Santiago v. Warminster Twp., 629 F.3d 121,
130 (3d Cir. 2010) (internal quotation marks omitted). A complaint is properly dismissed where
the factual content in the complaint does not allow a court “to draw the reasonable inference that
the defendant is liable for the misconduct alleged.” See Iqbal, 556 U.S. at 678.
B. Rule 12(c) Motions for Judgment on the Pleadings
Rule 12(c) permits parties to move for judgment on the pleadings once the pleadings are
closed. See Fed. R. Civ. P. 12(c). “A motion for judgment on the pleadings based on the
defense that the plaintiff has failed to state a claim is analyzed under the same standards that
apply to a Rule 12(b)(6) motion.” Revell v. Port Auth., 598 F.3d 128, 134 (3d Cir. 2010). The
only significant difference between a Rule 12(c) motion and Rule 12(b)(6) motion is that, on a
motion for judgment on the pleadings, the Court reviews not only the complaint, but also the
answer and written instruments attached to the pleadings. See 2 James Wm. Moore et al.,
Moore’s Federal Practice Civil § 12.38 (Matthew Bender 3d ed. 2013).
Accordingly, in assessing such a motion, “the court must ‘view the facts presented in the
pleadings and the inferences to be drawn therefrom in the light most favorable to the nonmoving
party,’ and may not grant the motion ‘unless the movant clearly establishes that no material issue
of fact remains to be resolved and that [s]he is entitled to judgment as a matter of law.’” See
Wolfington v. Reconstructive Orthopaedic Assocs. II PC, 935 F.3d 187, 195 (3d Cir. 2019)
(quoting In re Asbestos Prods. Liab. Litig. (No. VI), 822 F.3d 125, 133 n.6 (3d Cir. 2016)). If
the facts alleged raise a “right to relief above the speculative level,” then the claim is plausible on
its face and will survive a motion to dismiss, see Twombly, 550 U.S. at 555-56, or a judgment on
the pleadings, see Turbe v. Gov’t of Virgin Islands, 938 F.2d 427, 428 (3d Cir. 1991). In
connection with a Rule 12(c) motion, the Court considers the pleadings, the exhibits attached
thereto, matters of public record, and “undisputedly authentic” documents if the plaintiff’s claims
are based on those documents. See Pension Benefit Guar. Corp. v. White Consol. Indus., Inc.,
998 F.2d 1192, 1196-97 (3d Cir. 1993).
DISCUSSION
Prior to Janus, public employees could either join a union such as Local 668 and pay
membership dues or decline to join the union and pay a “lesser nonmember ‘fair-share fee,’” also
referred to as an “agency fee.” See LaSpina v. SEIU Pa. State Council, 985 F.3d 278, 281 (3d
Cir. 2021) (citing Janus, 138 S. Ct. at 2486). This practice was sanctioned by the nation’s labor
laws and authorized under Pennsylvania law. See id. at 281-82 (first citing Diamond v. Pa. State
Educ. Ass’n, 972 F.3d 262, 265-66 (3d Cir. 2020); and then citing 71 Pa.C.S. § 575(b)
(providing that “[i]f the provisions of a collective bargaining agreement so provide, each
nonmember of a collective bargaining unit shall be required to pay to the exclusive
representative a fair share fee”)); see also Abood v. Detroit Bd. of Ed., 431 U.S. 209, 211-12
(1977) (affirming the constitutionality of agency-shop arrangements, pursuant to which fair-
share fees were deducted from the wages of nonmembers).
In 2018, however, the Supreme Court in Janus held that “compelling nonmembers to pay
fair-share fees violates their First Amendment associational rights.” See LaSpina, 985 F.3d at
281 (citing Janus, 138 S. Ct. at 2486). Following Janus—“the primary legal effect” of which
was “to invalidate the Illinois state law that permitted unions to collect ‘agency fees’ from
nonmembers,” see id. at 288—public employers “stopped automatically deducting [agency] fees
from nonmembers,” see Belgau v. Inslee, 975 F.3d 940, 944 (9th Cir. 2020). “But the world did
not change for [individuals] who affirmatively signed up to be union members.” See Belgau,
975 F.3d at 944 (stating that “Janus repudiated agency fees imposed on nonmembers, not union
dues collected from members, and left intact ‘labor-relations systems exactly as they are’”
(quoting Janus, 138 S. Ct. at 2485 n.27)). Public employees eligible for Local 668 membership
can still opt into a union and choose to have “monthly dues automatically deducted from [their]
paycheck[s],” see Oliver v. Serv. Emps. Int’l Union Loc. 668, 830 F. App’x 76, 78 (3d Cir.
2020),4 but they do “not have a right to join a union for free,” see id. at 80.
It is against this background that the Court concludes that Plaintiff has failed to state a
plausible constitutional claim for relief against any Defendant under 42 U.S.C. § 1983.5 Section
4 Throughout this decision the Court has cited to some “not precedential” appellate opinions
(“NPOs”) from this and other circuits, including Oliver. While the United States Court of
Appeals for the Third Circuit’s internal operating procedures provide that “[t]he court by
tradition does not cite to its [NPOs] as authority,” see Internal Operating Procedure 5.7, the Third
Circuit has acknowledged that its NPOs may nonetheless contain persuasive reasoning, see New
Jersey, Dep’t of Treasury, Div. of Inv. v. Fuld, 604 F.3d 816, 823 (3d Cir. 2010) (noting that an
NPO is “as persuasive as its reasoning”); see also Drinker v. Colonial Sch. Dist., 78 F.3d 859,
864 n.12 (3d Cir. 1996) (following an NPO based on “factual similarity” and “look[ing] to the
[NPO] as a paradigm of the legal analysis”). As to other circuits’ NPOs, the Third Circuit has on
occasion declined to “ignore” them where the NPOs are “informative and persuasive . . . .” See
United States v. Kluger, 722 F.3d 549, 560 n.15 (3d Cir. 2013) (considering Second Circuit
case). The NPOs cited herein are not binding authority, but the Court has cited to them because:
(1) their reasoning is persuasive and consistent with the decisions of numerous federal appellate
and trial courts and the United States Supreme Court; (2) the post-Janus body of case law is still
growing, and the Third Circuit has yet to opine (in a precedential decision) as to the precise
allegations pleaded here; (3) many courts both in and out of this circuit have relied on the Third
Circuit’s reasoning in its NPOs concerning Janus; and (4) the NPOs bear factual similarities to
the allegations advanced in this case.
5 In reaching this conclusion, the Court can and has considered the applicable CBA (Doc. No. 1-
2 at 3-11), Plaintiff’s Membership Application (Doc. No. 32 at 29), her notice of resignation
from union membership (id. at 19), and Local 668’s letter response to her resignation notice
(Doc. Nos. 1-2 at 13). Some of these materials, including the CBA and Local 668’s letter
response, are exhibits to Plaintiff’s complaint and can be considered on that basis—the
remaining materials are referenced and relied upon in Plaintiff’s complaint, integral to her
claims, and not disputed as to their authenticity, see supra at n.1.
1983 provides citizens a means to redress violations of federal law committed by state officials.
See 42 U.S.C. § 1983. The statute provides, in pertinent part:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States of other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress.
Id. “Section 1983 is not a source of substantive rights but rather a mechanism to vindicate rights
afforded by the Constitution or a federal statute.” See Barna v. Bd. of Sch. Directors of Panther
Valley Sch. Dist., 877 F.3d 136, 142 (3d Cir. 2017) (internal quotation marks omitted).
To state a claim under § 1983 a plaintiff must allege that: (1) the conduct complained of was
committed by persons acting under color of state law; and (2) the conduct violated a right,
privilege, or immunity secured by the Constitution or laws of the United States. See Harvey v.
Plains Twp. Police Dep’t, 421 F.3d 185, 189 (3d Cir. 2005).
The Court now turns to Plaintiff’s specific claims under the First and Fourteenth
Amendments, beginning with her claims for prospective relief. In doing so, the Court will not
separately address Local 668’s motion and the Commonwealth Defendants’ motion because
resolution of both turns on the same analysis. The Court therefore refers to all Defendants in its
discussion below and will generally cite to Local 668’s briefing insofar as the arguments it raises
mirror the arguments raised in the Commonwealth Defendants’ motion.
A. Plaintiff’s Claims for Prospective Relief
Defendants first contend that Plaintiff’s claims for prospective relief are moot because
Local 668 ceased deducting dues from Plaintiff during the 2021 AWP. (Doc. Nos. 31 at 21-23,
36 at 7-10.) As to her claims for prospective relief, Plaintiff seeks a declaration either: that Local
668’s post-resignation deduction of dues “without proper constitutional notice and waiver
violates” her First and Fourteenth Amendment rights; or that Local 668 is required to provide
“constitutionally adequate notice and a meaningful opportunity to object to the nonconsensual
monies being seized from her and the purposes for which the monies are used . . . .” (Doc. No. 1
at 15-16.) She also seeks a permanent injunction enjoining Defendants from collecting dues
from her pursuant to the Membership Agreement without providing her notice and obtaining a
waiver of her constitutional rights. (Id. at 16-17.)
A “claim is moot if it no longer presents a ‘live’ controversy or the parties no longer have
a personal stake in the claim’s resolution,” see LaSpina, 985 F.3d at 289 (quoting Hartnett v. Pa.
State Educ. Ass’n, 963 F.3d 301, 305 (3d Cir. 2020)), and “[f]ederal courts may not ‘decide
questions that cannot affect the rights of litigants in the case before them’ or give ‘opinion[s]
advising what the law would be upon a hypothetical state of facts,’” see Chafin v. Chafin, 568
U.S. 165, 172 (2013) (alteration in original) (quoting Lewis v. Continental Bank Corp., 494 U.S.
472, 477 (1990)). The “vitality of the controversy and the parties’ personal stakes in it must
exist not just at the outset of the litigation, but throughout its duration.” See LaSpina, 985 F.3d
at 289 (citing Chafin, 568 U.S. at 171-72). If “developments occurring during the course of
adjudication eliminate a plaintiff’s personal stake in the outcome of a suit, then a federal court
must dismiss the case as moot.” See Rosetti v. Shalala, 12 F.3d 1216, 1224 (3d Cir. 1993).
In support of their contention that Plaintiff’s claims for prospective relief are moot,
Defendants rely on the Gutshall Declaration, which states that Local 668 instructed the
Commonwealth to terminate Plaintiff’s dues deductions on May 18, 2021, and indicates that she
“will have no further funds deducted from her paychecks for financial support of Local 668 after
May 21, 2021.” (Doc. No. 32 ¶ 13.) Defendants note that the Membership Application, which
Plaintiff signed on June 7, 2018, provided that she could not revoke her dues deduction
authorization “for a period of one year from the date of execution” and “for year to year
thereafter,” unless she did so within the AWP. Defendants further note that the AWP is defined
as “not less than ten (10) days and not more than thirty (30) days before the end of any yearly
period.” (Doc. No. 32 at 29.) Observing that “yearly period” is marked by the date on which
Plaintiff executed the Membership Application (June 7, 2018), Defendants maintain that
Plaintiff’s AWP was between May 8th to May 28th annually.6 (Doc. No. 31 at 17-18.)
Defendants therefore submit that when Plaintiff resigned from union membership in July 2020,
she did not do so within the AWP and was not entitled to revoke her dues deduction
authorization. Conversely, because Local 668 ceased dues deductions on May 21, 2021, within
the next available AWP, Defendants contend that Local 668 complied with the terms of
Plaintiff’s Membership Application. (Id.)
As a preliminary matter, the Court notes that neither Rule 12(b)(6) nor Rule 12(c) permits
the Court to consider the contents of the Gutshall Declaration, a document outside the pleadings
and not referenced in or integral to the complaint.7 Nevertheless, because federal courts are
constitutionally barred from deciding issues that are “no longer live” or where “the parties lack a
cognizable interest in the outcome,” see Blanciak v. Allegheny Ludlum Corp., 77 F.3d 690, 698
(3d Cir. 1996), the Court may “sua sponte dismiss a complaint . . . pursuant to Federal Rule of
Civil Procedure 12(b)(1) when the allegations within the complaint ‘are . . . no longer open to
discussion,’” among other grounds, see DeGrazia v. F.B.I., 316 F. App’x 172, 173 (3d Cir. 2009)
6 As Local 668 notes, “not less than 10 days before” June 7th is May 28th, and “not more than
30 days before” June 7th is May 8th. (Doc. No. 42 at 20.)
7 The Court can, however, consider the Membership Application attached to the Gutshall
Declaration because that document is referenced in Plaintiff’s complaint and implicates matters
integral to her claims.
(quoting Hagans v. Lavine, 415 U.S. 528, 536-37 (1974)). In doing so, the Court “may examine
facts outside the pleadings” because such a motion implicates “the trial court’s jurisdiction—its
very power to hear the case.” See Robinson v. Dalton, 107 F.3d 1018, 1021 (3d Cir. 1997)
(internal quotation marks omitted).
In light of these principles, the Court will sua sponte consider Defendants’ motions to
include motions to dismiss under Rule 12(b)(1) as to Plaintiff’s prospective claims for relief. In
evaluating Defendants’ mootness claims, the Court will therefore consider the following: (1) the
statement in the Gutshall Declaration that Local 668 directed that her dues deductions be
terminated on May 18, 2021, and that no dues would be deducted after May 21, 2021 (Doc. No.
32 at 7-8); (2) the May 18, 2021 letter from Gutshall to Plaintiff’s employer directing the
discontinuance of dues deductions from her wages (id. at 36); (3) Plaintiff’s representation that
Local 668 “ceased deductions from [her] wages” (Doc. No. 39 at 13-14); and (4) Defendants’
representation that dues deductions ceased no later than May 21, 2021 (Doc. No. 31 at 17).
Notably, the Gutshall Declaration and the representations of the parties are consistent with
Plaintiff’s pleadings because she alleges that Defendants wronged her by refusing to cease dues
deductions until the 2021 AWP under the terms of the Membership Application, not by
collecting dues following the expiration of the AWP. In sum, based on the record and the
undisputed fact that Plaintiff’s dues deductions ceased no later than May 21, 2021, the Court
concludes that Plaintiff’s claims for prospective relief are moot.
The Court is not persuaded by Plaintiff’s arguments to the contrary. She argues that
Local 668 “strategic[ally] delay[ed]” filing its instant motion “until it had ceased deductions
from [her] wages, all while defending its entitlement to [her] money.” (Doc. No. 39 at 13-14.)
She also argues that “prospective and injunctive relief” would “establish [her] rights for any
potential future decision to rejoin Local 668.” (Id. at 14.) As Local 668 notes, numerous courts
have considered post-Janus applications for prospective relief and concluded “that the lawsuits
[we]re moot and that the voluntary-cessation exception to the mootness doctrine does not apply.”
See Diamond, 399 F. Supp. 3d at 393.8 Concerning voluntary cessation, Plaintiff cites to case
law for the proposition that courts are “reluctant to declare a case moot [] when the defendant
argues mootness because of some action it took unilaterally after the litigation began.” See
Hartnett, 963 F.3d at 306 & 307 (concluding that claims for prospective relief in a post-Janus
agency-fee case were moot). However, the pleadings of this case, along with the materials
considered above, demonstrate that Local 668 ceased collecting dues not as a strategic tactic to
negate subject matter jurisdiction but pursuant to the terms of Plaintiff’s Membership
Application. These circumstances do not make the Court “skeptical” of Local 668’s voluntary
cessation of dues deductions from Plaintiff’s wages. See id. at 306.
Moreover, Plaintiff’s theoretical rejoining of Local 668 is too “speculative” and
“hypothetical” to warrant “further judicial review.” See Blanciak, 77 F.3d at 699. To remain a
live controversy there must be “some injury, or threat thereof, ‘of sufficient immediacy and
ripeness to warrant judicial intervention.’” See Belitskus v. Pizzingrilli, 343 F.3d 632, 650 (3d
8 The fact that Diamond arose in the context of challenges to the collection of fair-share fees
does not affect the Court’s analysis. To be sure, there is a stronger argument to be made in favor
of mootness in fair-share-fee cases given that unions are now constitutionally barred from
collecting such fees. Yet the same underlying rationale applies in the context of former union
member’s claims for prospective relief. As to voluntary cessation, “the timing of and reason for
[Local 668]’s cessation” of dues deductions “make it clear that [Local 668] did not cease the
challenged conduct due to this litigation.” See Diamond, 399 F. Supp. 3d at 390-91. Further, as
the court noted in Diamond, mootness cannot be overcome by speculative assertions concerning
future harm. See id. at 403. All that Plaintiff has alleged here is mere speculation that she will
rejoin the union and that the union will in some way violate her rights upon her rejoining.
Additionally, Plaintiff is now fully aware of her constitutional right to decline union membership
and pay no dues or fees.
Cir. 2003) (quoting Warth v. Seldin, 422 U.S. 490, 516 (1975)). Here, there “is nothing to
suggest, aside from Plaintiff’s own assertions, that [s]he would become a member of [Local 668]
in the future and suffer the complained-of conduct again.” See Molina v. Pennsylvania Soc.
Serv. Union, 392 F. Supp. 3d 469, 482 (M.D. Pa. 2019). She “is not now a member of the
[u]nion,” and “there is no basis for deduction of dues pursuant to PERA unless [s]he freely
rejoins the [u]nion, in which case the deductions would be authorized.” See Mayer v.
Wallingford-Swarthmore Sch. Dist., 405 F. Supp. 3d 637, 642 (E.D. Pa. 2019). Further, Local
668’s “alleged past misrepresentations to [P]laintiff about her rights to join or not join the union
are not sufficient to create a live controversy.” See LaSpina, 2019 WL 4750423, at *6; see also
Diamond, 399 F. Supp. 3d at 393.
B. Plaintiff’s First Amendment Claims
Plaintiff alleges that she became a DHS employee in 2014, joined Local 668, and then, in
July 2020, notified Local 668 of her resignation from union membership. She does not plausibly
allege that Defendants coerced her into signing the Membership Application or forced her to
authorize the deduction of dues from her wages. Rather, she claims that Defendants failed to
provide her with notice of her constitutional rights, failed to secure a waiver of her rights, and
failed to notify her that she was constitutionally permitted to refuse to pay union dues or fees
following her resignation. None of these claims give rise to violations of the First Amendment,
which provides that “Congress shall make no law respecting an establishment of religion, or
prohibiting the free exercise thereof; or abridging the freedom of speech, or of the press; or the
right of the people peaceably to assemble, and to petition the government for a redress of
grievances.” See U.S. Const. amend. I.
Plaintiff’s Membership Application contains three sections, each of which is followed by
her signature next to a handwritten date—“6/7/18.” (Doc. No. 32 at 29.) The first section begins
with the bolded language: “YES! I want to join my fellow employees and become a member of
SEIU Local 668.” (Id.) Directly below that language reads the following:
I request and accept membership in SEIU Local 668 and I agree to abide by the
SEIU Local 668 constitution and by-laws. I authorize SEIU Local 668 to act as my
exclusive representative in collective bargaining over wages, benefits and other
terms and conditions of employment with my employer. I understand that
membership and dues deduction require separate authorizations. I also understand
that dues deduction is a requirement for membership in SEIU Local 668 and that
my financial obligations to SEIU Local 668 are governed by the provisions below.
(Id.) The second section of the Membership Application provides that Plaintiff’s “voluntary
authorization and assignment of dues deduction shall be irrevocable, regardless of whether [she
is] or remain[s] a member,” unless upon written notice of her revocation of the dues deduction
authorization within the AWP. (Id.) The third section provides for a “Direct Deposit
Authorization,” pursuant to which Plaintiff authorized Local 668 to “initiate a recurring,
automatic electronic funds transfer with [her] financial institution . . . in order to deduct . . . the
regular monthly dues and initiation fees uniformly applicable to members of [] Local 668.” (Id.)
As the above provisions indicate, Plaintiff agreed “to be financially responsible for
[u]nion membership dues for a period of one year from the date of signing [the Membership
Application],” and she could “relieve [herself] of [her] dues deductions obligations only by
notifying the [u]nion and the Commonwealth of [her] desire to do so, in writing, during the
[AWP] . . . .” See Fultz v. Am. Fed’n of State, Cnty. & Mun. Emps., Council 13, No. 20-cv-
2107, 2021 WL 3205427, at *3 (M.D. Pa. July 29, 2021). Because Plaintiff voluntarily
consented to join the union and pay dues, her reliance on Janus is misplaced. Janus “protects
nonmembers from being compelled to support the [u]nion,” but it does not “render [a union
member’s] knowing and voluntary choice to join [the union] nonconsensual.” See Oliver, 830 F.
App’x at 79. This is so because the First Amendment “does not provide a right to ‘disregard
promises that would otherwise be enforced under state law,’” see Fischer, 842 F. App’x at 753
(quoting Cohen, 501 U.S. at 672), and does not give rise to a “right to renege on [a] promise to
join and support [a] union” made “in the context of a contractual relationship between the union
and its employees,” see Belgau, 975 F.3d at 950 (citing Cohen, 501 U.S. at 672).
Further, a “subsequent change in the law” (such as Janus) does not “permit a party to a
contract who has enjoyed the benefit of the bargain to rescind it with the benefit of hindsight.”
See Oliver v. Serv. Emps. Int’l Union Loc. 668, 415 F. Supp. 3d 602, 607-08 (E.D. Pa. 2019)
(alteration in original), aff’d, Oliver, 830 F. App’x 76; see also Hendrickson v. AFSCME
Council 18, 992 F.3d 950, 961 (10th Cir. 2021) (noting that “[a] change in the law does not
retroactively render [union] agreements void or voidable”); Ehrheart v. Verizon Wireless, 609
F.3d 590, 596 (3d Cir. 2010) (stating that, “[w]here . . . the parties have executed an agreement, a
party cannot avoid its independent contractual obligations simply because a change in the law
confers upon it a benefit” after the parties executed the agreement); Fultz, 2021 WL 3076410, at
*6 (noting that “[p]laintiffs may not avoid their contractual obligations, for which they received
valuable consideration, based upon subsequent changes in contractual law”). Plaintiff “assumed
the risk that subsequent changes in the law could alter the cost-benefit balance of [her] bargain.”
See Fischer, 842 F. App’x at 753.
Consistent with these decisions, the Court concludes that Janus did not invalidate
Plaintiff’s agreement to authorize the ongoing deduction of membership dues or fees until the
AWP. To the extent Plaintiff alleges that Defendants “fail[ed] to promptly process her
resignation notice and terminate the associated dues deductions,” there is no “First Amendment
violation under Janus for an employer’s or union’s failure to promptly process a member’s
resignation notice and terminate the associated dues deductions.” See LaSpina, 985 F.3d at 288.
“The deduction of membership dues without authorization in this context may be an injury. It is
just not a constitutional one. And certainly Janus compels no such result.” See id. at 287. If
Plaintiff “is due a refund of certain monies that were deducted from her wages after she resigned,
the claim is not a federal one; rather, it is, if anything, a state court claim for conversion or
trespass to chattel.” See id. at 281.
The Court recognizes that cases such as Fischer and Oliver are not precedential, and that
Belgau and other cases cited herein are decisions from other circuits, but the reasoning adopted
by these courts aligns with the “‘swelling chorus of courts’ [that] has recognized that ‘Janus does
not extend a First Amendment right to avoid paying union dues’ when those dues arise out of a
contractual commitment that was signed before Janus was decided.” See Fischer, 842 F. App’x
at 753 (quoting Belgau, 975 F.3d at 944-45) (noting that “the state common law of contracts is a
‘law of general applicability’ that does not run afoul of First Amendment principles” (quoting
Cohen, 501 U.S. at 670)). Indeed, as one court has noted, one “need look no further than Janus
and Cohen to dispose of Plaintiff[’s] First Amendment claims,” as “courts have universally
recognized that Janus does not articulate a path ‘to escape the terms’ of an agreement to pay
union dues, which remain binding under Cohen even where an employee has resigned” from
union membership. See Troesch v. Chicago Tchrs. Union, Loc. Union No. 1, Am. Fed’n of
Tchrs., No. 20 C 2682, 2021 WL 736233, at *4 (N.D. Ill. Feb. 25, 2021), aff’d, No. 21-1525,
2021 WL 2587783 (7th Cir. Apr. 15, 2021).
Plaintiff’s remaining arguments in support of her First Amendment claims are
unpersuasive. One of her contentions is based on excerpted language from Janus, including that
nonmembers’ First Amendment waivers must be “freely given and shown by ‘clear and
compelling’ evidence,” and “employees [must] clearly and affirmatively consent before any
money is taken from them . . . .” See Janus, 138 S. Ct. at 2486 (emphasis added) (quoting Curtis
Publishing Co. v. Butts, 388 U.S. 130, 145 (1967) (plurality opinion)); (Doc. No. 39 at 17).
Plaintiff argues that “Defendants’ actions are unconstitutional because without a proper waiver,
‘[n]either an agency fee nor any other payment to the union may be deducted from a
nonmember’s wages.’” (Doc. No. 39 at 18) (alteration in original) (quoting Janus, 138 S. Ct. at
2486). She maintains that she could not have voluntarily, knowingly, and intelligently waived
any rights because she was never informed of her First Amendment right to refuse payment to a
union altogether under Janus and because “the Membership Application does not contain a valid
notice of constitutional waiver.” (Id. at 17.)
With respect to this argument, as numerous courts have noted, Janus “in no way created a
new First Amendment waiver requirement for union members before dues are deducted pursuant
to a voluntary agreement.” See Belgau, 975 F.3d at 952. Further, as Janus itself indicates,
public employees who joined a union prior to Janus waived their First Amendment rights
“simply ‘[b]y agreeing to pay.’” See Troesch, 2021 WL 736233, at *5 (alterations in original)
(quoting Janus, 138 S. Ct. at 2486). It bears repeating that Plaintiff does not have a
“constitutional right to disregard promises that would otherwise be enforced under state law,”
see Cohen, 501 U.S. at 672, and that the “subsequent change in the law” effected by Janus did
not confer a right upon her to “rescind [her membership and dues deduction authorization] with
the benefit of hindsight[,]” see Oliver, 415 F. Supp. 3d at 607-08. Plaintiff points to no authority
for the proposition that union members who opted into unions before Janus enjoy “a First
Amendment right to drop their union memberships at any time.” See Campos v. Fresno Deputy
Sheriff’s Ass’n, No. 1:18-cv-1660, 2020 WL 6684606, at *4 (E.D. Cal. Nov. 12, 2020).
Plaintiff also contends that “even if Local 668 could rely on a contract to avoid the
requirements of Janus—and it cannot—the determination that the alleged contracts are
enforceable cannot be made in this procedural posture.” (Doc. No. 39 at 12.) She notes that in
Fischer—where the Third Circuit affirmed a district court’s rejection of a post-Janus challenge to
union membership agreements on cross-motions for summary judgment—the court
acknowledged that the plaintiffs had chosen to enter into their union membership agreements and
pay dues in “exchange for valuable consideration.”9 (Id. at 19-20) (internal quotation marks
omitted) (quoting Fischer, 842 F. App’x at 744). Plaintiff posits that the Court is not positioned
to determine whether the Membership Application is an enforceable agreement supported by
valid consideration. (Id.) She maintains that the “validity of [her] Membership Application[]
must be scrutinized before this Court could reject [her] claims on that ground—an inappropriate
consideration at this stage of the litigation.” (Id. at 12.) She similarly argues that the
Membership Application is confusing and ambiguous.
Plaintiff’s contentions on this score hinge on the proposition that under Janus, a union
member can invoke the First Amendment to invalidate a pre-Janus membership agreement that is
unenforceable or without adequate consideration under state law. Regardless of the merits of
that proposition, nowhere in her complaint does Plaintiff allege that she did not sign the
Membership Application, or that the Membership Application is unenforceable or otherwise
invalid under state law. Nor has she alleged any “fact[s] support[ing] even a whiff of
compulsion” on the part of Defendants. See Belgau, 975 F.3d at 950 (noting that “[e]mployees,
9 Plaintiff does not address the fact that “[j]oining [a] union confer[s] rights and benefits,” e.g.,
rights such as the ability to “vote on the ratification of collective bargaining agreements,” serve
“on bargaining committees,” participate in the unions internal affairs, as well as benefits
including “discounts on goods and services, access to scholarship programs, and the ability to
apply for disaster/hardship relief grants.” See Belgau, 975 F.3d at 945.
who are union members, experienced no such compulsion” of the kind articulated in Janus).
Plaintiff now speculates that the Membership Agreement “may not be enforceable, and discovery
is needed to determine the viability of Local 668’s contract-based defense,” asserting that
“valuable consideration may not be present.” (Doc. No. 39 at 20.) She asserts that she “may be
able to establish that [she] already had the benefits of membership and thus received no further
consideration in exchange for agreeing to pay nonmember dues.” (Id.) These assertions,
however, even if alleged in her complaint, fall far short raising a right to relief beyond the
speculative level. The Court is obliged to disregard conclusory averments—which are not
entitled to the assumption of truth—and cannot “conjure allegations of an unenforceable contract
from thin air to support Plaintiff[’s] § 1983 claims.” See Fultz, 2021 WL 3205427, at *6.
Furthermore, contrary to Plaintiff’s contention, the Membership Application clearly
reflects her voluntary and knowing decision to join Local 668. The Membership Application’s
provisions “authorizing the withholding of dues and making that authorization irrevocable for
certain periods were in clear, readable type on a simple one-page form, well within the ken of
unrepresented or lay parties.” See Fisk v. Inslee, 759 F. App’x 632, 633-34 (9th Cir. 2019).10
10 The Fisk opinion does not itself include the relevant provisions, but one of the appellee’s
briefs in that case sets forth the membership dues deduction provision at issue:
I authorize my employer(s) to deduct from my wages all Union dues and other fees
or assessments as shall be certified by 775 under its Constitution and Bylaws and
to remit those amounts to 775. This authorization is irrevocable for a period of one
year from the date of execution and from year to year thereafter, regardless of my
membership status, unless not less than thirty (30) and not more than forty-five (45)
days prior to the annual anniversary date of this authorization or the termination of
the contract between my employer and the Union, whichever occurs first, I notify
the Union and my employer in writing, with my valid signature, of my desire to
revoke this authorization. 775 is authorized to use this authorization with my
current employer(s) and with any other employer(s) in the event I change employers
or obtain additional employment.
The Third Circuit in Oliver addressed a Local 668 membership application/agreement containing
similar language, including the following: “I hereby wish to apply for [u]nion membership”; “I
hereby apply for membership in the [u]nion”; and “I further request and authorize the
Commonwealth [] to deduct from my earnings an amount sufficient to provide for the regular
payment of the current rate of union dues.” See Oliver, 830 F. App’x at 79 (internal quotation
marks omitted). The Third Circuit found it “difficult to imagine language that would be more
clear and compelling as evidence of consent to join the [u]nion and also pay union dues.” See id.
(internal quotation marks omitted). This case is no different.11
Accordingly, the Court rejects Plaintiff’s contention that it would be premature to grant
Defendants’ motions at this stage given her inability to point to any allegations or even non-
conclusory assertions casting doubt on the enforceability of her agreement, the clear import of
the terms of her Membership Application, and the fact that her claim is squarely based on
Defendants’ failure to notify her of her constitutional rights and obtain a waiver from her, a
position unsupported by the holding in Janus. The Court recognizes that Oliver and Fischer and
See Brief of Appellee Seiu 775, Fisk v. Inslee, 759 F. App’x 632, 633-34 (9th Cir. 2019) (No.
17-35957), 2018 WL 2981774, at *7-8.
11 Plaintiff’s additional arguments as to the issues of ambiguity and unenforceability are similarly
without merit. For example, she notes that the top right-hand corner of the Membership
Application indicates “Date Received: 6-28-18,” which she alleges renders the Application
ambiguous given that she dated her signatures as executed on “6/25/18.” (Doc. Nos. 32 at 29, 39
at 21.) She further argues that the AWP is not clearly set out by the Application’s terms. The
Court sees no ambiguity. The AWP is based on the “yearly period,” which runs “from the date
of execution” and “for year to year thereafter.” To “execute” in this context is “[t]o make (a
legal document) valid by signing.” See Execute, Black’s Law Dictionary (11th ed. 2019). The
date of execution is distinct from the date on which the Membership Application was
“[r]eceived,” and the AWP is readily discernable and “well within the ken of unrepresented or
lay parties.” See Fisk, 759 F. App’x at 633-34. Plaintiff also quibbles with the “ten-day waiting
period” pursuant to which Local 668 provided her with ten days to reconsider her resignation
from membership. (Doc. No. 39 at 23.) There is nothing about that waiting period that
undermines or renders unclear the critical provisions in the Membership Application.
other cases involving the issues presented here were resolved on motions for summary judgment,
but the Court is tasked with evaluating the allegations advanced in Plaintiff’s complaint, and
those allegations do not state a plausible claim for relief based on purported violations of her
First Amendment rights.
C. Plaintiff’s Due Process Claims
Turning to Plaintiff’s due process claims, the Court finds that they too fail to state a claim
upon which relief can be granted. “The Fourteenth Amendment provides that no State [shall]
deprive any person of life, liberty, or property, without due process of law.” Burns v. PA Dep’t
of Correction, 544 F.3d 279, 285 (3d Cir. 2008) (citing U.S. Const. amend. XIV, § 1). “To
prevail on a procedural due process claim, a litigant must show (1) that the state deprived h[er] of
a protected interest in life, liberty, or property and (2) that the deprivation occurred without due
process of law.” Id. More specifically, Plaintiff must plead and ultimately establish the
following five elements:
(1) that [s]he was deprived of a protected liberty or property interest; (2) that the
deprivation was without due process; (3) that [Defendants] subjected [her], or
caused [her] to be subjected to, this deprivation without due process; (4) that
[Defendants] w[ere] acting under color of state law; and (5) that [] [P]laintiff
suffered injury as a result of the deprivation without due process.
See Rockledge Dev. Co. v. Wright Twp., No. 3:08-cv-2064, 2011 WL 588068, at *2 (M.D. Pa.
Feb. 10, 2011) (quoting Sample v. Diecks, 885 F.2d 1099, 1113-14 (3d Cir. 1989)).
At the outset, the Court notes that Plaintiff’s due process claims suffer from the same
overarching defects as her First Amendment claims given that: Janus did not confer any new
rights upon public employees who had voluntarily joined a union and agreed to pay dues; the
change in the law effected by Janus did not render preexisting union membership agreements
constitutionally infirm; and nothing in Janus gave rise to an obligation on the part of Local 668
to provide Plaintiff with notice of her constitutional rights after she resigned from membership.
For these reasons alone, Plaintiff has not stated a due process claim for relief under Janus.
Although there is little case law addressing post-Janus due process claims challenging the
deduction of union dues from a nonmember until an AWP, courts that have considered similar
claims have found them lacking. In so finding, courts have noted that Janus “established only
protected liberty or property interests for non-union members, not union members like Plaintiff.”
See Yates v. Washington Fed’n of State Emps., Am. Fed’n of States, Cty. & Mun. Emps.,
Council 28 AFL-CIO, No. 3:20-cv-05082 2020 WL 5607631, at *3 (W.D. Wash. Sept. 16,
2020). This rationale is supported by the Third Circuit’s recognition of Janus’s narrow holding,
which is that “nonmembers compelled to pay fees to a union they declined to join suffered First
Amendment injury.” See LaSpina, 985 F.3d at 285 (emphasis added). Courts have accordingly
rejected post-Janus due process claims based on a plaintiff’s “voluntar[y] assent[] to [u]nion
membership and deduction of [u]nion dues.” See Wagner v. Univ. of Washington, No. 2:20-cv-
00091, 2020 WL 5520947, at *5 (W.D. Wash. Sept. 11, 2020).
The same is true here. Plaintiff cannot establish the “depriv[ation] of a protected liberty
or property interest” based on dues deductions she herself authorized. See Marsh v. AFSCME
Loc. 3299, No. 2:19-cv-02382, 2021 WL 164443, at *6 (E.D. Cal. Jan. 19, 2021). The post-
resignation deduction of membership dues—for a limited period pursuant to a union membership
agreement—does not constitute a “deprivation of an individual liberty interest” when the dues
“were deducted . . . to satisfy [a] contractual obligation to the union and did not violate [the] First
Amendment . . . .” See Molina, 2020 WL 2306650, at *11. In fact, as Molina suggests,
Plaintiff’s due process claims are no more than thinly veiled First Amendment claims. Plaintiff
alleges that she was deprived of notice, procedures, and processes that would have enabled her to
challenge speech with which she does not agree. She strenuously asserts that she “has a liberty
or property interest in her wages,” but the dispositive issue is whether she “suffered a deprivation
of a constitutionally protected interest” flowing from the deduction of “membership dues
according” to her Membership Application. See Wagner, 2020 WL 5520947, at *5. Plaintiff is
therefore “improperly invok[ing] procedural due process as a means of attempting to protect her
asserted First Amendment rights,” see Woltkamp v. Los Rios Classified Emp. Ass’n, No. 2:20-
cv-00457, 2021 WL 1929054, at *7 (E.D. Cal. May 13, 2021), and as the Court has already held,
she has failed to state any viable First Amendment claims.
Finally, the Court notes that Chicago Tchrs. Union, Loc. No. 1, AFT, AFL-CIO v.
Hudson, 475 U.S. 292 (1986), upon which Plaintiff heavily relies, is inapposite. Hudson
involved a First Amendment challenge to a union’s procedure for considering objections by
nonmembers who were required to pay fair-share fees. See id. at 296-297. The Supreme Court
found several flaws in the union’s procedure, including that the procedure offered dissenting
nonmembers “the possibility of a rebate,” leaving open the possibility that the nonmembers’ fair-
share fees could be “used temporarily for an improper purpose.” See id. at 305. The Supreme
Court observed that a “nonunion employee, whose First Amendment rights are affected by the
agency shop itself and who bears the burden of objecting, is entitled to have her objections
addressed in an expeditious, fair, and objective manner.” See id. at 307. Because Hudson
concerned the First Amendment rights of nonunion employees, whose payment of agency-shop-
related fees constituted a “limited infringement” on their rights, its holding is inapplicable to the
circumstances presented here given Plaintiff’s failure to allege any First Amendment violations
in the first instance.
LEAVE TO AMEND
The Third Circuit has “instructed that if a complaint is vulnerable to 12(b)(6) dismissal, a
district court must permit a curative amendment, unless an amendment would be inequitable or
futile.” See Phillips, 515 F.3d at 236 (citing Grayson v. Mayview State Hosp., 293 F.3d 103,
108 (3d Cir. 2002)). “This is true even where the plaintiff’s failure to state a claim is raised in a
defendant’s Rule 12(c) motion.” Hu v. Herr Foods, Inc., 251 F. Supp. 3d 813, 824 (E.D. Pa.
2017) (citing Jablonski v. Pan Am. World Airways, Inc., 863 F.2d 289, 292 (3d Cir. 1988)
(noting, on appeal from the grant of a Rule 12(c) motion, that “leave to amend shall be freely
given, in the absence of circumstances such as undue delay, bad faith or dilatory motive, undue
prejudice to the opposing party or futility of amendment”)). “An amendment is futile if the
amended complaint would not survive a motion to dismiss for failure to state a claim upon which
relief could be granted.” Alvin v. Suzuki, 227 F.3d 107, 121 (3d Cir. 2000) (citing Smith v.
NCAA, 139 F.3d 180, 190 (3d Cir. 1998), rev’d on other grounds, 525 U.S. 459 (1999)).
Here, given the clear import of Plaintiff’s non-conclusory allegations, her failure to posit
any theory of liability under which she can state a § 1983 claim arising from the deduction of
dues from her wages until the AWP, and her inability to point to any non-speculative basis for
asserting a viable § 1983 claim against any Defendant, the Court finds that permitting Plaintiff to
amend her complaint would be futile. There is simply no plausible basis alleged or asserted by
Plaintiff from which this Court can infer the existence of a potential § 1983 claim in these
circumstances, and permitting amendment would therefore also be inequitable.
CONCLUSION
For the foregoing reasons, the Court will grant Defendants’ motions to dismiss and for
judgment on the pleadings (Doc. Nos. 30, 35). An appropriate Order follows.