prison officials cannot be held liable solely based on their failure to take corrective action when grievances or investigations were referred to them
How later courts described this case
- prison officials cannot be held liable solely based on their failure to take corrective action when grievances or investigations were referred to them
- concluding that review of a grievance is insufficient to demonstrate the actual knowledge necessary to establish personal involvement
- A plaintiff “must portray specific conduct by state officials which violates some constitutional right.”
- “The verbal abuse and harassment of which he complains, although not commendable, does not rise to the level of a constitutional violation.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
JAMES DINKINS, No. 4:19-CV-01460
Plaintiff, (Judge Brann)
v.
CAPTAIN HALL,
Defendant.
MEMORANDUM OPINION
DECEMBER 29, 2020
Plaintiff James Dinkins, a prisoner presently confined at the Federal Medical
Center at Springfield in Springfield, Missouri filed a complaint pursuant to Bivens
v. Six Unknown Named Agents of the Federal Bureau of Narcotics1 against
Defendants James Potope, Michael Maygar, Captain Michael Hall, Physician’s
Assistant Bennett-Meehan, and Dr. Brian Buschman asserting an Eighth
Amendment medical claim regarding treatment that ultimately resulted in the
amputation of a toe. The complaint also alleged an Eighth Amendment conditions
of confinement claim regarding his work assignment.2 The Court previously entered
summary judgment in favor of all medical defendants on the medical claim, but
permitted Defendant Hall to file a second motion for summary judgment to address
the dispositive issues in the Eighth Amendment conditions of confinement claim
1 403 U.S. 388 (1971).
against him.3 Presently before the Court is Defendant Hall’s motion for summary
judgment, which is now ripe for adjudication.4 For the reasons that follow, the Court
will grant the motion.
I. FACTUAL BACKGROUND
On July 1, 2009, Plaintiff was sentenced in the United States District Court
for the District of Maryland to 480 months’ incarceration for conspiracy to distribute
and for possession with intent to distribute in violation of 21 U.S.C. § § 841–851
and 21 U.S.C. § 846.5 Plaintiff is also serving a life sentence for obstruction of
justice for killing another person with a firearm with the intent to prevent the person
from attending and providing testimony at an official proceeding in violation of 18
U.S.C. § 1512.6 Plaintiff was incarcerated at the United States Penitentiary at
Allenwood in White Deer, Pennsylvania from April 2, 2018, until April 11, 2019,
where the events giving rise to the complaint occurred.7
The vast majority of Plaintiff’s complaint involves medical conditions arising
as a complication of his diabetes and care that he did or did not receive by the
medical provider Defendants. As noted above, the Court has already granted
summary judgment in favor of these Defendants. Plaintiff, however, also alleges
3 Docs. 26, 27.
4 Doc. 29.
5 Doc. 17 at 2.
6 Id.
7 Id.
that Defendant Hall violated his constitutional rights by forcing him to work on an
outside work detail, not changing his work assignment to one in food service, and
paying Plaintiff a lower rate of pay than other prisoners.8
Defendant Michael Hall has been employed by the Bureau of Prisons (“BOP”)
since October 1997 in positions of increasing responsibility; and he became the
captain at the USP Allenwood in or around June 2018.9
Sentenced inmates who are physically and mentally able to work are required
to participate in the BOP’s work program.10 Inmates may be classified as “medically
unassigned” when, because of medical restrictions, they are unable to be assigned to
a work program.11 Inmates with medical conditions who are able to work may be
assigned a light duty work assignment based on physical limitations, temporary or
otherwise.12
As captain, Defendant Hall is responsible for oversight of certain inmate work
details including the barber shop, compound sanitation, and corridor sanitation, but
his oversight is ministerial in nature; he does not select the inmates on his details
and he does not directly oversee the work performed by inmates.13 Each BOP
institution has an Institution Work and Performance Pay Committee responsible for
8 See generally Doc. 1.
9 Doc. 34 at 2.
10 Id.
11 Id.
12 Id.
13 Id.
approving aspects of the inmate work and performance pay program to include job
descriptions, number of inmates on each work detail, and the number of pay grades
in each detail.14 By policy, Defendant Hall is not on the Institution Work and
Performance Pay Committee and has no role in determining the pay rate for
inmates.15
Correctional counselors, a member of an inmate’s unit team, are responsible
for assigning inmates to work details.16 Correctional counselors are tasked with
ensuring appropriate assignments and quotas are filled to provide institutional
needs.17 Defendant Hall is not responsible for assigning inmates to work details, nor
does he have the authority to reassign an inmate to a different work detail.18 Inmates
must address work assignments with their correctional counselor.19
Consistent with his or her duties, the correctional counselor for Plaintiff
assigned him to the compound sanitation detail.20 Plaintiff began working on
compound sanitation detail on or about May 1, 2018, approximately two months
before Defendant Hall’s arrival at USP Allenwood.21 Compound sanitation is
responsible for picking up trash, disposing of trash in trash cans, washing windows,
14 Id.
15 Id.
16 Id.
17 Id.
18 Id.
19 Id.
20 Id.
21 Id.
weeding around the track, keeping sidewalks clear and clean, and sweeping.22 The
compound sanitation job assignment does not require prolonged standing and is a
preferred job for many inmates because they are permitted to be outside and have a
relative degree of freedom.23 The only safety equipment required for inmates
assigned to this detail is nitrile gloves.24 Safety shoes are reserved for those jobs
involving use of equipment or movement on slippery surfaces.25 A job assignment
in food services would require safety shoes of the type Plaintiff claims he had to
wear for compound sanitation.26
Defendant Hall denies Plaintiff’s allegations that he threatened him or made
disparaging remarks regarding his religion.27 While Defendant Hall recalls Plaintiff
speaking to him regarding his job detail and his medical issues, those interactions
were typically brief and in passing.28 According to Defendant Hall, he did not tell
Plaintiff he would be placed in the Special Housing Unit (“SHU”) for failure to
program if he did not work as that infraction would not be used to take up the limited
bed space available in the SHU.29 Rather, Defendant Hall told Plaintiff to provide
proof of his inability to work to anyone in the chain of command and he would be
22 Id.
23 Id.
24 Id.
25 Id.
26 Id.
27 Id.
28 Id.
29 Id.
removed from the detail.30 The chain of command regarding the job detail would
have been Defendant Hall, his secretary, or Plaintiff’s correctional counselor.31
Health services staff are not responsible for informing counselors or detail
supervisors of changes in an inmate’s duty status.32 Instead, inmates are provided
copies of the paperwork detailing changes in their duty status to provide to their
supervisors.33 Defendant Hall never received any indication that Plaintiff had a
verifiable medical issue that would have prevented him from continuing in his
position in compound sanitation detail.34 Had Defendant Hall received
documentation to show that Plaintiff was unable to continue in his compound
sanitation position, he would have forwarded it to his counselor so that Plaintiff
could be removed from the compound detail and be placed in a more appropriate job
at the institution.35
Plaintiff has filed an answer to Defendant Hall’s statement of material facts.
Plaintiff has failed to respond to each fact individually and has instead provided a
narrative response.36 Plaintiff states that Defendant Hall knew Plaintiff’s job detail
violated his Eighth Amendment rights because Plaintiff is Muslim and having to
30 Id.
31 Id.
32 Id.
33 Id.
34 Id.
35 Id.
36 See generally Doc. 36.
clean up geese droppings was a violation of his religious beliefs.37 Plaintiff generally
states that to force Plaintiff to continue working was not only a “violation of his
religion [sic] beliefs but against his medical restrictions” and “was indeed a hate
crime.”38
Plaintiff states that Defendant Hall is an intricate part of the chain of
command, and “executed his power by force and threats while ignoring Plaintiff’s
request for a job replacement.”39 Plaintiff alleges that when he showed his leg
injuries to Defendant Hall, Defendant Hall dismissed his complaints and told him to
stop complaining.40
Plaintiff reiterates that Defendant Hall forced him to clean up goose feces,
which violated his rights; Plaintiff adds that sometimes the ground had standing
water, which combined with the goose feces, wet his shoes and lower legs.41 This
was a hardship because Plaintiff only had one pair of shoes.42
II. Standard of Review
Summary judgment should be granted when the pleadings, depositions,
answers to interrogatories, admissions on file, and affidavits show that there is no
genuine dispute as to any material fact and that the moving party is entitled to a
37 Id. at 1.
38 Id. at 1-2.
39 Id. at 2.
40 Id. at 3.
41 Id. at 3-4.
42 Id. at 4.
judgment as a matter of law.43 A disputed fact is material when it could affect the
outcome of the suit under the governing substantive law.44 A dispute is genuine if
the evidence is such that a reasonable jury could return a verdict for the nonmoving
party.45 The Court should view the facts in the light most favorable to the non-
moving party and make all reasonable inferences in that party’s favor.46 When the
non-moving party fails to refute or oppose a fact, it may be deemed admitted.47
Initially, the moving party must show the absence of a genuine issue
concerning any material fact.48 Once the moving party has satisfied its burden, the
non-moving party, “must present affirmative evidence in order to defeat a properly
supported motion for summary judgment.”49 “While the evidence that the non-
moving party presents may be either direct or circumstantial, and need not be as
great as a preponderance, the evidence must be more than a scintilla.”50 “If a party
. . . fails to properly address another party’s assertion of fact as required by Rule
56(c),” a court may grant summary judgment or consider the fact undisputed for
purposes of the motion.51
43 Fed. R. Civ. P. 56(c).
44 Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986).
45 Id. at 250.
46 Hugh v. Butler County Family YMCA, 418 F.3d 265, 267 (3d Cir. 2005).
47 See Fed. R. Civ. P. 56(e)(2); Local R. 56.1 (“All material facts set forth in the statement
required to be served by the moving party will be deemed to be admitted unless controverted
by the statement required to be served by the opposing party.”).
48 See Celotex Corp. v. Carrett, 477 U.S. 317, 323 (1986).
49 Anderson, 477 U.S. at 257.
50 Hugh, 418 F.3d at 267 (citing Anderson, 477 U.S. at 251).
51 Fed. R. Civ. P. 56(e)(2)-(3).
If the court determines that “the record taken as a whole could not lead a
rational trier or fact to find for the non-moving party, there is no ‘genuine issue for
trial.’”52 Rule 56 mandates the entry of summary judgment against the party who
fails to make a showing sufficient to establish the existence of an element essential
to that party’s case, and on which that party will bear the burden of proof at trial.53
Here, although Plaintiff has filed a narrative response to Defendant Hall’s
statement of facts, Plaintiff fails to dispute the facts dispositive to this matter, as the
Court will discuss infra. A thorough and comprehensive review of the record makes
clear that no material fact is in dispute as to the dispositive issue in this case. As
such, summary judgment is appropriate.54
III. DISCUSSION
It its previous memorandum opinion, the Court explained that:
Prison inmates lack a protected liberty or property interest in prison
employment.55 “The right to earn wages while incarcerated is a
privilege, not a constitutionally guaranteed right. An inmate’s
expectation of keeping a specific prison job, or any job, does not
implicate a protected property interest.”56 Further, it is clear that
Plaintiff was under the medical treatment of medical professionals and
receiving treatment. As Defendant Hall correctly points out, “[i]f a
52 Matushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quoting First
Nat’l Bank of Arizona v. Cities Serv. Co., 391 U.S. 253, 289 (1968)).
53 Celotex Corp., 477 U.S. at 322.
54 See Fed. R. Civ. P. 56(e)(3) (“If a party fails to properly support an assertion of fact or fails
to properly address another party’s assertion of fact as required by Rule 56(c), the court may
. . . grant summary judgment if the motion and supporting materials — including the facts
considered undisputed — show that the movant is entitled to it.”).
55 See James v. Quinlan, 866 F.2d 627, 630-31 (3d Cir. 1989).
56 Wilkins v. Bittenbender, No. 04-cv-2397, 2006 WL 860140, *9 (M.D. Pa. Mar. 31, 2006)
(quoting Bulger v. United States Bureau of Prisons, 65 F.3d 48, 50 (5th Cir. 1995)).
prisoner is under the care of medical experts . . . a non-medical prison
official will generally be justified in believing that the prisoner is in
capable hands.”57 While that may be true, it is also true that a prisoner-
plaintiff may state an Eighth Amendment conditions of confinement
claim when a prisoner is forced to do work that causes injury.58 “In this
type of case, the plaintiff must prove that the defendants knowingly
compelled [the prisoner] ‘to perform labor that is beyond an inmate’s
strength, dangerous to his or her life or health, or unduly painful’”
The Court found that Plaintiff’s medical duty status form restricted him from work
that involved “prolonged standing” or “safety shoes,” and that it was not clear from
the record whether Defendant Hall knew of these restrictions, whether Plaintiff’s
work required prolonged standing or safety shoes, or whether Plaintiff’s injuries
resulted from his work assignment. As such, the Court denied Defendant Hall’s
motion for summary judgment, with leave to file a second motion that addresses
these issues.
The undisputed material facts now demonstrate that Defendant Hall did not
assign Plaintiff to an outside work assignment, had no authority to change Plaintiff’s
work assignment, had no control over Plaintiff’s rate of pay, and never received a
medical duty status sheet from Plaintiff. These facts are simply insufficient to hold
Defendant Hall liable for any Eighth Amendment violation.
57 See Durmer v. O’Carroll, 991 F.2d 64, 69 (3d Cir. 1993).
58 See, e.g., Williams v. Norris, 148 F.3d 983 (8th Cir. 1998) (“The evidence in the record
supports the findings that [plaintiff] had medical restrictions on his duties, that [defendants]
knew of the restrictions, that his work assignment was contrary to the restrictions, and that
neither official took action to rescue him from work that was dangerous to his health and that
in fact resulted in damage to him.”). See also Johnson v. Townsend, 314 F. App’x 436, 440-
41 (3d Cir. 2008).
“A defendant in a civil rights action ‘must have personal involvement in the
alleged wrongs to be liable,’ and ‘cannot be held responsible for a constitutional
violation which he or she neither participated in nor approved.’”59 Further,
supervisory liability cannot be imposed under § 1983 by respondeat superior.60
“Absent vicarious liability, each Government official, his or her title
notwithstanding, is only liable for his or her own misconduct.”61 A plaintiff must
show that an official’s conduct caused the deprivation of a federally protected right.62
In addition, a prisoner’s allegation that prison officials and administrators responded
inappropriately or failed to respond to a prisoner’s complaint or an official grievance
does not establish that the officials and administrators were involved in the
underlying allegedly unconstitutional conduct.63
59 Baraka v. McGreevey, 481 F.3d 187, 210 (3d Cir. 2007). See Evancho v. Fisher, 423 F.3d
347, 353 (3d Cir. 2005); Rode v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988).
60 See Ashcroft v. Iqbal, 556 U.S. 662 (2009); Monell v. Dep’t of Social Servs., 436 U.S. 658
(1978); Rizzo v. Goode, 423 U.S. 362 (1976); Durmer v. O’Carroll, 991 F.2d 64, 69 n.14 (3d
Cir. 1993).
61 Iqbal, 556 U.S. at 677.
62 See Kentucky v. Graham, 473 U.S. 159, 166 (1985); Gittlemacker v. Prasse, 428 F.2d 1, 3
(3d Cir. 1970) (A plaintiff “must portray specific conduct by state officials which violates
some constitutional right.”).
63 See Rode, 845 F.2d at 1207-08 (concluding that review of a grievance is insufficient to
demonstrate the actual knowledge necessary to establish personal involvement); Pressley v.
Beard, 266 F. App’x 216 (3d Cir. 2008) (prison officials cannot be held liable solely based
on their failure to take corrective action when grievances or investigations were referred to
them); Brooks v. Beard, 167 F. App’x 923, 925 (3d Cir. 2006); Croom v. Wagner, No. 06-
1431, 2006 WL 2619794, at *4 (E.D. Pa. Sept. 11, 2006) (holding that neither the filing of a
grievance nor an appeal of a grievance is sufficient to impose knowledge of any
wrongdoing); Ramos v. Pennsylvania Dep’t of Corrs., No. 06-cv-1444, 2006 WL 2129148, at
*2 (M.D. Pa. July 27, 2006) (holding that the review and denial of the grievances and
subsequent administrative appeal does not establish personal involvement).
It is clear that Defendant Hall acted in a supervisory role regarding certain
work assignments at USP Allenwood, but had no control over specific work
assignments. Plaintiff does not dispute these facts. At best, Defendant Hall had
knowledge that Plaintiff had a medical condition. A supervisory official, however,
has no affirmative constitutional duty to supervise or discipline subordinates so as
to prevent the alleged violation of constitutional rights,64 and it is clear that
Defendant was not in charge of providing inmates with their work assignments.
Further, even if Defendant Hall had been responsible for Plaintiff’s work assignment
and had the ability to change it, Defendant Hall never received the medical duty
status report from Plaintiff. Again, Plaintiff does not dispute this fact.
To the extent that Plaintiff alleges that Defendant Hall made unkind remarks
to him about his medical condition, words alone are insufficient to establish a
constitutional violation.65 Defendant Hall was not personally involved in assigning
or maintaining Plaintiff’s prison work assignment or his rate of pay, nor did Plaintiff
provide him with a medical duty status report. As such, summary judgment is
appropriate here.
64 Brown v. Grabowski, 922 F.2d 1097, 1120 (3d Cir. 1990).
65 See, e.g., Burkholder v. Newton, 116 F. App’x 358, 360 (3d Cir. 2004); Wilson v. Horn, 971
F. Supp. 943, 948 (E.D. Pa. 1997) (“The verbal abuse and harassment of which he complains,
although not commendable, does not rise to the level of a constitutional violation.”), aff’d,
142 F.3d 430 (3d Cir. 1998) (table).
IV. CONCLUSION
Based on the foregoing, the motion for summary judgment will be granted.
An appropriate Order follows.
BY THE COURT:
s/ Matthew W. Brann
Matthew W. Brann
United States District Judge