“This court may address the performance and prejudice components in any order, but need not address both if Mr. Foster fails to make a sufficient showing of one.”
How later courts described this case
- “This court may address the performance and prejudice components in any order, but need not address both if Mr. Foster fails to make a sufficient showing of one.”
- “Because both parts of the test must be satisfied in order to show a violation of the Sixth Amendment, the court need not address the performance prong if the defendant cannot meet the prejudice prong, or vice versa.”
- “[T]he failure to lodge an objection to jury instructions before the jury deliberates waives the objection.”
- “State-court factual findings, moreover, are presumed correct; the petitioner has the burden of rebutting the presumption by ‘clear and convincing evidence.’ ”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
MARQUIS MOSLEY, :
Petitioner : CIVIL ACTION NO. 3:15-0334
v. : (Judge Mannion)
Supt. ROBERT GILMORE, :
Respondent :
MEMORANDUM
I. Background
Petitioner Marquis Mosley (“Mosley”), files the instant petition for writ
of habeas corpus pursuant to 28 U.S.C. §2254, seeking relief from the
Judgment of Sentence entered on February 3, 2011, in Court of Common
Pleas of Dauphin County, criminal case CP-22-CR-0002147-2010, following
a jury conviction of second-degree murder, robbery and conspiracy to
commit robbery. (Doc. 1).
For the reasons set forth below, the petition for writ of habeas corpus,
which is governed by the Antiterrorism and Effective Death Penalty Act of
1996, Pub.L.No. 104-132, 110 Stat. 1214, April 24, 1996 (“AEDPA”), will be
denied.
II. State Court Factual and Procedural Background
The following relevant facts and procedural history set forth below are
extracted from the Superior Court of Pennsylvania’s January 16, 2014
decision affirming the denial of Mosely’s petition filed pursuant to the Post
Conviction Relief Act (PCRA), 42 Pa.C.S.A. §§9541-9546:
In our disposition of Appellant’s direct appeal, we summarized
the facts of Appellant’s case as follows:
During the evening hours of March 24, 2010, Shirley
Ragland expressed her financial woes to Appellant and
to her best friend, Lakesha Jefferies. Notes of
Testimony, Jury Trial, 1/31/2011-2/3/2011, at 254-55
(hereinafter N.T.). Together, they hatched a plan to rob
an individual named Qahill Jefferson. Mr. Jefferson was
known to have money and had scheduled a visit with Ms.
Ragland later than night. N.T. at 257, 259. When Mr.
Jefferson arrived, he went upstairs and fell asleep on Ms.
Ragland’s bed. Appellant, Ms. Jefferies, and a man
named Khyrell Smith went upstairs. Appellant, who was
wielding a black handgun, demanded that Mr. Jefferson
get up. N.T. at 277-79. Within two seconds of this
demand, the gun fired, leaving Mr. Jefferson dead. N.T.
at 277-82.
Commonwealth v. Mosley, No. 517 MDA 2011, unpublished
memorandum at 2 (Pa. Super. filed February 3, 2012)(footnote
omitted).
Based on these facts, a jury convicted Appellant of second-
degree murder, robbery and conspiracy to commit robbery. On
February 3, 2011, he was sentenced to an aggregate term of life
imprisonment. Appellant timely appealed and, after this Court
affirmed his judgment of sentence, our Supreme Court denied
his subsequent petition for allowance of appeal.
Commonwealth v. Mosley, 46 A.3d 805 (Pa. Super 2012)
(unpublished memorandum), appeal denied, 48 A.3d 1248 (Pa.
2012).
Appellant filed a timely pro se PCRA petition and counsel was
appointed. After counsel filed a supplemental petition on
Appellant’s behalf, the PCRA court conducted a hearing. On May
2, 2013, the court issued an order denying Appellant’s petition.
He filed a timely notice of appeal, as well as a timely concise
statement of errors complained of on appeal pursuant to
Pa.R.A.P. 1925(b). Herein, he raises one issue for our review:
A. Did the PCRA court commit an error of law when it
denied [Appellant’s] amended petition for post-
conviction relief because trial counsel’s failure to
lodge a timely objection rendered her per se
ineffective under the standards expounded by
Commonwealth v. Pierce[, 786 A.2d 203 (Pa. 2001),
abrogated by Commonwealth v. Grant, 813 A.2d
726 (Pa. 2002),] and its progeny?
Appellant’s Brief at 5.
Appellant’s claim of ineffectiveness centers on trial counsel’s
failure to timely object to what Appellant contends was an
improper supplemental jury instruction. The at-issue instruction
was provided by the court in response to a question posed by the
jury foreperson. On direct appeal, Appellant raised a similar
claim, couched in terms of trial court error rather than counsel’s
ineffectiveness.
(Doc. 15-2, Commonwealth of Pennsylvania v. Mosley, No. 901 MDA 2013,
unpublished memorandum at 1-3 (Pa. Super. filed Jan. 16, 2014).
On January 16, 2014, the Superior Court, finding that the PCRA court
did not err in rejecting Appellant’s ineffectiveness claim, affirmed the PCRA
court’s denial of the petition. Id.
Thereafter, on February 17, 2015, Mosley filed the instant timely
petition for writ of habeas corpus pursuant to 28 U.S.C. §2254. In his petition,
Mosley raises a single claim of Ineffective Assistance of Counsel. (Doc. 1).
III. Legal Standards of Review
A habeas corpus petition pursuant to 28 U.S.C. §2254 is the proper
mechanism for a prisoner to challenge the “fact or duration” of his
confinement. Preiser v. Rodriguez, 411 U.S. 475, 498-99 (1973). 28 U.S.C.
§2254, provides, in pertinent part:
(a) The Supreme Court, a Justice thereof, a circuit judge, or a
district court shall entertain an application for a writ of habeas
corpus in behalf of a person in custody pursuant to the judgment
of a State court only on the ground that he is in custody in
violation of the Constitution or laws or treaties of the United
States
....
(d) An application for a writ of habeas corpus on behalf of a
person in custody pursuant to the judgment of a State court shall
not be granted with respect to any claim that was adjudicated on
the merits in State court proceedings unless the adjudication of
the claim—
(1) resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal
law, as determined by the Supreme Court of the United
States; or
(2) resulted in a decision that was based on an
unreasonable determination of the facts in light of the
evidence presented in the State court proceeding.
28 U.S.C. §2254. Section 2254 sets limits on the power of a federal court to
grant an application for a writ of habeas corpus on behalf of a state prisoner.
Cullen v. Pinholster, 563 U.S. 170, 181 (2011); Glenn v. Wynder, 743 F.3d
402, 406 (3d Cir. 2014). A federal court may consider a habeas petition filed
by a state prisoner only “on the ground that he is in custody in violation of
the Constitution or laws or treaties of the United States.” 28 U.S.C. §2254(a).
This limitation places a high threshold on the courts. Typically, habeas relief
will only be granted to state prisoners in those instances where the conduct
of state proceedings resulted in “a fundamental defect which inherently
results in a complete miscarriage of justice [or] an omission inconsistent with
the rudimentary demands of fair procedure.” Reed v. Farley, 512 U.S. 339,
348 (1994) (citations omitted).
Mosley’s case is governed by the Antiterrorism and Effective Death
Penalty Act of 1996, Pub.L.No. 104-132, 110 Stat. 1214, April 24, 1996
(“AEDPA”).
IV. Discussion
Under the AEDPA, federal courts reviewing a state prisoner’s
application for a writ of habeas corpus may not grant relief “with respect to
any claim that was adjudicated on the merits in State court proceedings”
unless the claim (1) “resulted in a decision that was contrary to, or involved
an unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States” or (2) “resulted in a
decision that was based on an unreasonable determination of the facts in
light of the evidence presented in the State court proceeding.” 28 U.S.C.
§2254(d).
“[B]ecause the purpose of AEDPA is to ensure that federal habeas
relief functions as a guard against extreme malfunctions in the state criminal
justice systems, and not as a means of error correction,” Greene v. Fisher,
565 U.S. 34, 38 (2011) (internal quotations and citations omitted), “[t]his is a
difficult to meet and highly deferential standard . . . which demands that state-
court decisions be given the benefit of the doubt.” Cullen, 563 U.S. at 181
(internal quotation marks and citation omitted). The burden is on Mosley to
prove entitlement to the writ. Id.
Under 28 U.S.C. §2254(d)(1), a decision is “contrary to” federal law if
“the state court applies a rule that contradicts the governing law set forth in
[Supreme Court] cases” or “if the state court confronts a set of facts that are
materially indistinguishable from a decision of [the Supreme] Court and
nevertheless arrives at a result different from [Supreme Court] precedent.”
Williams v. Taylor, 529 U.S. 362, 405-06 (2000). The test for §2254(d)(1)’s
“unreasonable application of” clause is as follows: “[a]n ‘unreasonable
application’ occurs when a state court ‘identifies the correct governing legal
principle from [the Supreme] Court’s decisions but unreasonably applies that
principle to the facts’ of petitioner’s case.” Rompilla v. Beard, 545 U.S. 374,
380 (2005) (quoting Wiggins v. Smith, 539 U.S. 510, 519, 520 (2003)). “It is
not enough that a federal habeas court, in its independent review of the legal
question, is left with a firm conviction that the state court was erroneous.”
Lockyer v. Andrade, 538 U.S. 63, 75 (2003) (internal quotations omitted).
“Under §2254(d)(1)’s ‘unreasonable application’ clause ... a federal habeas
court may not issue the writ simply because that court concludes in its
independent judgment that the relevant state-court decision applied clearly
established federal law erroneously or incorrectly.” Id. at 75–76 (quoting
Williams, 529 U.S. at 411). Rather, “[t]he state court’s application of clearly
established law must be objectively unreasonable” before a federal court
may grant the writ. Andrade, 538 U.S. at 75.
The test for §2254(d)(2)’s “unreasonable determination of facts” clause
is whether the petitioner has demonstrated by “clear and convincing
evidence,” §2254(e)(1), that the state court’s determination of the facts was
unreasonable in light of the record. See Rice v. Collins, 546 U.S. 333, 338–
339 (2006) (“State-court factual findings, moreover, are presumed correct;
the petitioner has the burden of rebutting the presumption by ‘clear and
convincing evidence.’ ”) (quoting §2254(e)(1)) (citing Miller–El v. Dretke, 545
U.S. 231, 240, (2005)). Importantly, the evidence against which a federal
court measures the reasonableness of the state court’s factual findings is the
record evidence at the time of the state court’s adjudication. Cullen, 563 U.S
at 185.
Finally, Section 2254(e) provides that “[i]n a proceeding instituted by
an application for a writ of habeas corpus by a person in custody pursuant to
the judgment of a State court, a determination of a factual issue shall be
presumed to be correct. The applicant shall have the burden of rebutting the
presumption of correctness by clear and convincing evidence.” 28 U.S.C.
§2254(e)(1).
Petitioner’s sole claim that trial counsel was ineffective for failing to
promptly and adequately object to the state trial court’s reinstruction to the
jury has been fully adjudicated on the merits during the state court
proceedings.
In Strickland v. Washington, 466 U.S. 668 (1984), the Supreme Court
explained that there are two components to demonstrating a violation of the
right to effective assistance of counsel. First, the petitioner must show that
counsel’s performance was deficient. This requires showing that “counsel’s
representation fell below an objective standard of reasonableness.” See id.
at 688; see also Williams v. Taylor, 529 U.S. 362, 390-91 (2000). Second,
under Strickland, the petitioner must show that he was prejudiced by the
deficient performance. “This requires showing that counsel’s errors were so
serious as to deprive the defendant of a fair trial, a trial whose result is
reliable.” Strickland, 466 U.S. at 687. To establish prejudice, the defendant
“must show that there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.
A reasonable probability is a probability sufficient to undermine confidence
in the outcome.” See id. at 694. The Strickland test is conjunctive and a
habeas petitioner must establish both the deficiency in the performance
prong and the prejudice prong. See Strickland, 466 U.S. at 687; Dooley v.
Petsock, 816 F.2d 885, 889 (3d Cir. 1987). As a result, if a petitioner fails on
either prong, he loses. See Holladay v. Haley, 209 F.3d 1243, 1248 (11th
Cir. 2000) (“Because both parts of the test must be satisfied in order to show
a violation of the Sixth Amendment, the court need not address the
performance prong if the defendant cannot meet the prejudice prong, or vice
versa.”) (citation omitted); Foster v. Ward, 182 F.3d 1177, 1184 (10th Cir.
1999) (“This court may address the performance and prejudice components
in any order, but need not address both if Mr. Foster fails to make a sufficient
showing of one.”).
The two-pronged test established in Strickland “qualifies as ‘clearly
established Federal law’ ” for purposes of the AEDPA. See Rainey v. Varner,
603 F.3d 189, 197 (3d Cir. 2010) (quoting Williams v. Taylor, 529 U.S. 362,
391 (2000)). Therefore, under §2254(d)(1), the relevant inquiry in assessing
ineffectiveness claims that have been adjudicated on the merits is whether
the state court’s decision involved an unreasonable application of Strickland
or are based on an unreasonable determination of the facts. See Jacobs v.
Horn, 395 F.3d 92, 107 n.9 (3d Cir. 2005). Moreover, Pennsylvania’s three-
pronged test for ineffective assistance claims, see Commonwealth v Pierce,
515 Pa. 153, 527 A.2d 973, 975-77 (Pa. 1987), is not contrary to Strickland,
see Jacobs, 395 F.3d at 107 n.9.
Petitioner contends that the Superior Court’s approval of the trial
court’s erroneous and prejudicial supplemental instruction or reinstruction
constitutes “an unreasonable application” of existing law for at least three
reasons: first, the trial judge failed to correctly respond to the jury’s question;
second, the trial judge then recharged the jury on second-degree murder
only, to the exclusion of the lesser degrees of homicide applicable, thereby
wrongly emphasizing it and virtually directing that eventual verdict; and third,
it failed to correctly issue supplemental instructions or reinstruct the jury
when (belatedly) requested by defense counsel before receiving the jury’s
verdict. (Doc. 25 at 31-32). Petitioner concludes that as a matter of fact and
of law, he was prejudiced by defense counsel’s failure to timely, repeatedly
and adequately object to the Court’s response to the jury’s question and to
its supplemental instruction/reinstruction. Id.
The Pennsylvania Superior Court affirmed the PCRA Court’s rejection
of Petitioner’s claim, finding the following:
We explained Appellant’s challenge to the court’s supplemental
jury instruction as follows:
Shortly after retiring to deliberate, the jury returned with
the following question. “If the jury determines guilt on a
robbery count, are we then only limited to a second
degree murder charge?” N.T. at 611. The jury foreman
sought to clarify the question and added “[a]re we –
because second degree murder is a felony murder, if we
determine a felony occurred, are we therefore, only
limited to determining second degree murder?” N.T. at
612.
The trial court, in response, offered the following instruction:
[Well, maybe. Let me respond the way I should.] My
instructions in terms of how you deal with the verdict is
that you start at the top and work your way down
particularly in that first count of homicide.
Second degree is the most serious, then third. So you
have – counsel, I’m going to give you an opportunity to
tell me if you think I don’t do this correctly. You must
consider each of them under the homicide charge
separately but clearly there is a relationship, but first you
consider the second degree felony murder is a murder
connected with the commission of a felony. In fact, it’s
the Commonwealth’s burden to prove that the Defendant
or in this case partner, accomplice, coconspirator killed
Mr. Jefferson.
Secondly, that the Defendant or the partner did so while
committing or attempting to commit a – in this case
robbery is the crime alleged; and, third that the
Defendant was acting with malice, and you can find that
he was acting with malice or his partner if you’re satisfied
beyond a reasonable doubt that he or the partner
committed or attempted to commit the felony, the
robbery.
Robbery is a crime inherently dangerous to human life,
and therefore, there need not be any other proof of
malice.
If you consider all of that then and find that these
elements have been proven, then you would not, of
course, consider the murder of the third degree or
involuntary manslaughter[, but that was not your
question, right? Your question wasn’t [whether] you had
to go down and consider the other two.]
[The Foreperson: No, that’s correct.]
The trial court asked counsel to come forward for a sidebar
discussion. The discussion was off-the-record and the transcript
does not reflect any objections by defense counsel on the above
portion of the instruction. After going back on the record, the jury
foreman asked for further clarification and re-posed the question,
asking “[t]he question is must you have one in order to have the
other? In other words, if it’s no on one, does that necessitate no
on the other, cart before the horse[?]” N.T. at 614. To this inquiry,
the court responded:
I think I understand. My instructions were – let me – you
should always go down the line. I think you’re not bound
to do that. Sometimes people skip over. It makes more
logical sense to consider them one after another.
Especially when you consider Count 1, clearly you can’t
find him guilty of more than one of the individual
possibilities in Count 1.
As to beyond that, however, and/or within that ambient,
you’re obligated as jurors to consider each of the
charges that have been presented to you for
consideration. It’s your determination as to whether or
not the [C]ommonwealth’s evidence has proven all of the
elements beyond a reasonable doubt and if you so find
guilt as to that, if they have met that burden as to that
particular crime you then consider, you find him guilty. I
don’t know what else to say to that.
N.T. at 614-15.
The jury was then sent out to continue deliberating. Appellant’s
counsel did not object on the record to the instruction or seek
any additional or supplemental instruction before the jury retired.
N.T. at 615. In chambers, after the jury had been sent out and
after the court received notice that the jury had reached a verdict,
defense counsel offered the following:
May it please the Court, following our meeting in
chambers, Your Honor, I just wanted to place on the
record that I had requested an additional instruction be
given to the jurors again indicating that they are not held
to the second degree murder charge only; that they still
have the third and manslaughter degree options open.
You informed that that you felt that – the jurors were
advised of that and you declined any request to
reinstruct them. I just wanted to put that on the record.
N.T. at 615. The trial court immediately rejected what it termed
counsel’s “motion to reinstruct” because it was presented after
the jury returned to its deliberations and reached a verdict. The
court, therefore, found the request/objection untimely. N.T. at
615-16.
Mosley, No. 517 MDA 2011, at 3-6.
Based on these facts, this Court agreed with the trial court that
counsel’s objection to the supplemental instruction was untimely
and, thus, we concluded that Appellant had waived any objection
to that instruction on appeal. Id. at 6-7 (citing Pa.R.Crim.P.
647(B) (“No portions of the charge nor omissions from the charge
may be assigned error, unless specific objections are made
thereto before the jury retires to deliberate.”); Commonwealth v.
Dorm, 971 A.2d 1284, 1287-88 (Pa. Super. 2009) (“[T]he failure
to lodge an objection to jury instructions before the jury
deliberates waives the objection.”)).
Thereafter, Appellant filed the instant PCRA petition, contending
that counsel’s failure to object to the at-issue jury instruction
constituted ineffective representation. In rejecting that claim, the
PCRA court offered the following explanation:
This [c]ourt correctly charged the jury on all of the
relevant offenses, including second and third degree
murder, involuntary manslaughter and robbery; and, in
response to a question raised by the foreperson,
reinstructed the jury regarding the elements of second
degree murder and advising it to begin at the top of the
verdict slip and work its way down therefrom.
Accordingly, we find that [Appellant] did not suffer
prejudice as a result of [defense counsel’s] actions or
inactions and, therefore, she cannot be deemed to have
been ineffective.
PCRA Court Order, 5/2/13 (footnote omitted).
Now, on appeal, Appellant avers that the PCRA court erred in
finding that defense counsel’s representation was adequate.
Before delving into the merits of his argument, we note that “[t]his
Court’s standard of review from the grant or denial of post-
conviction relief is limited to examining whether the lower court’s
determination is supported by the evidence of record and
whether it is free of legal error.” Commonwealth v. Morales, 701
A.2d 516, 520 (Pa. 1997) (citing Commonwealth v. Travaglia,
661 A.2d 352, 356 n.4 (Pa. 1995)). Additionally, where, as here,
a petitioner claims that he received ineffective assistance of
counsel, our Supreme Court has stated:
[A] PCRA petitioner will be granted relief only when he
proves, by a preponderance of the evidence, that his
conviction or sentenced resulted from the “[i]neffective
assistance of counsel which, in the circumstances of the
particular case, so undermined the truth-determining
process that no reliable adjudication of guilt or innocence
could have taken place.” Generally, counsel’s
performance is presumed to be constitutionally
adequate, and counsel will only be deemed ineffective
upon a sufficient showing by the petitioner. To obtain
relief, a petitioner must demonstrate that counsel’s
performance was deficient and that the deficiency
prejudiced the petitioner. A petitioner establishes
prejudice when he demonstrates “that there is a
reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would
have been different.” … [A] properly pled claim of
ineffectiveness posits that: (1) the underlying legal issue
has arguable merit; (2) counsel’s actions lacked an
objective reasonable basis; and (3) actual prejudice
befell the petitioner from counsel’s act or omission.
Commonwealth v. Johnson, 966 A.2d 523, 532-33 (Pa. 2009)
(citations omitted).
It is clear from the record and this Court’s decision on direct
appeal that defense counsel attempted to object to the court’s
supplemental instruction, yet failed to do so in a timely manner,
thus waiving any challenge to the instruction on appeal. Based
on these facts, we conclude that Appellant has proven the first
two prongs of the ineffectiveness test.
For Appellant to prove the third prong, i.e., that he was prejudiced
by counsel’s conduct, he must demonstrate “that there is a
reasonable probability that, but for counsel’s error, the outcome
of the proceeding would have been difference.’”
Commonwealth v. Steele, 961 A.2d 786, 812-13 (Pa. 2008)
(quoting Commonwealth v. Cox, 863 A.2d 536, 546 (Pa. 2004)).
To that end, Appellant argues that the jury’s question indicates
confusion as to whether it was bound to consider only the offense
of second-degree murder if it found Appellant guilty of robbery.
In other words, the jury requested clarification as to whether it
could find Appellant guilty of robbery and one of the lesser
degrees of homicide (third-degree murder or involuntary
manslaughter). Appellant maintains that the court’s
supplemental instruction did not clearly answer this question
and, had counsel lodged a timely objection, the court “would
have issued a clarifying instruction.” Appellant’s Brief at 18. He
avers that a clarifying instruction would have resulted in a
different verdict – namely, a conviction of one of the lesser
degrees of homicide. Id. at 19.
We disagree with Appellant that the court’s instruction was
inadequate. “[W]hen reviewing jury instructions for error, the
charge must be read as a whole to determine whether it was fair
or prejudicial.” Commonwealth v. Sepulveda, 55 A.3d 1108,
1141 (Pa. 2012). Moreover,
[a] trial court has broad discretion in phrasing its
instructions and may choose its own wording as long as
the law is clearly, adequately, and accurately presented
to the jurors. There is error only when the trial court
inaccurately states the law or otherwise abuses its
discretion. An abuse of discretion is not a mere error in
judgment but, rather, involves bias, ill will, partiality,
prejudice, manifest unreasonableness, or misapplication
of law.
Commonwealth v. Scott, 73 A.3d 599, 607 (Pa. Super. 2013)
(citing Commonwealth v. Hoover, 16 A.3d 1148, 1150) (Pa.
Super. 2011)).
Here, reviewing the charge as a whole, we ascertain no error in
the court’s delivery of the relevant legal principles to the jury. In
its initial instruction, the court informed the jury of the elements
of each degree of homicide. N.T. Trial, 1/31/11-2/3/11, at 576-
584. The court then explained:
As to criminal homicide, I try to give a little memory kick
here. Each one listed, murder of the second degree, with
the word [“]or,[“] murder of the third degree or involuntary
manslaughter.
The [“]or[“] is intended to really say if not guilty as to the
one above, then you consider the next. If not guilty you
go to the next. But under the homicide considerations –
but if you find guilty as to one, then you need not
consider as to the one below it; then followed by robbery,
criminal conspiracy to commit robbery, and the fourth
count, person not to possess a firearm.
Id. at 599 (emphasis added).
The court’s use of the phrase “need not,” rather than “must not”
or “cannot,” indicated to the jury that it was not bound to convict
Appellant of second-degree murder, even if it concluded that the
victim’s death occurred during Appellant’s commission of a
robbery. After the jury posed its question to the court, the court
properly reiterated the elements of second-degree murder, and
informed the jury that it should “go down the line” in terms of
assessing the varying degrees of homicide. Id. at 614. However,
the court also clarified that the jury was “not bound to do that,”
and stated that the jury could “skip over” certain charges. Id.
We conclude that the court’s instruction, as a whole, “clearly,
adequately, and accurately presented [the law] to the jurors.”
Scott, 73 A.3d at 607. In particular, the court’s supplemental
instruction sufficiently answered the jury’s question, indicating to
the jurors that they were not precluded from evaluating the
offenses of third-degree murder and/or involuntary
manslaughter. Accordingly, Appellant has failed to demonstrate
that he was prejudiced by defense counsel’s failure to timely
object to the court’s supplemental instruction. Thus, the PCRA
court did not err in rejecting Appellant’s ineffectiveness claim and
dismissing the petition.
(Doc. 15-2, Commonwealth of Pennsylvania v. Mosley, No. 901 MDA 2013,
unpublished memorandum at 3-9 (Pa. Super. filed Jan. 16, 2014).
With respect to Petitioner’s claim that he was prejudiced by defense
counsel’s failure to timely, repeatedly and adequately object to the Court’s
response to the jury’s question and to its supplemental
instruction/reinstruction, the Superior Court affirmed the PCRA court’s
determination that trial counsel was not ineffective. This determination was
not contrary to, or an unreasonable application of Strickland.
The Due Process Clause of the Fourteenth Amendment requires the
government to prove each element of an offense beyond a reasonable doubt.
In re Winship, 397 U.S. 358, 364 (1970). “This bedrock, ‘axiomatic and
elementary’ principle” prohibits a jury instruction that lessens the
prosecution's burden of proof. Francis v. Franklin, 471 U.S. 307, 313 (1985)
(quoting In re Winship, 397 U.S. at 363). If the instruction contains “some
‘ambiguity, inconsistency, or deficiency,’ ” such that it creates a “reasonable
likelihood” the jury misapplied the law and relieved the government of its
burden of proving each element beyond a reasonable doubt, the resulting
criminal conviction violates the defendant’s Constitutional right to due
process. Bennett v. Superintendent Graterford SCI, 886 F.3d 268, 285 (3d
Cir. 2018) (citing Waddington v. Sarausad, 555 U.S. 179, 190-91 (2009)
(internal citations omitted)).
When a habeas petitioner claims the jury instruction was
unconstitutional, “we have an independent duty to ascertain how a
reasonable jury would have interpreted the instructions at issue.” Smith v.
Horn, 120 F.3d 400, 413 (3d Cir. 1997) (citing Francis, 471 U.S. at 315-16).
We exercise this duty by “focus[ing] initially on the specific language
challenged,” Francis, 471 U.S. at 315, and then considering the “allegedly
constitutionally infirm language ... in the context of the charge as a whole” to
determine whether there is a reasonable likelihood the jury applied the
instructions in a manner violative of the accused’s due process rights. Smith,
120 F.3d at 411.
The record reveals that the trial court’s instructions to the jury on the
elements of second, and third degree, murder, and how to deliberate on the
degrees of murder, was as follows:
The first count charges the Defendant with taking the life of Qahill
Jefferson and charged it as criminal homicide. Criminal homicide
is the kind of umbrella charge that includes other charges in this
case. It includes murder of the second degree, murder of the third
degree or involuntary manslaughter, and that's in descending
order of seriousness.
During my -- one part of my discussion with counsel this morning,
the Commonwealth determined it would not seek first degree
murder. So that would normally be in the criminal homicide
general charge.
So we’re down just to the three I mentioned. So you can have six
possible verdicts of guilty or not guilty of these three, murder of
the second degree, third degree murder and involuntary
manslaughter.
Let me tell you a little bit about malice. Malice is an element of
murder but not of manslaughter. A person who kills... must have
acted with malice in order to be found guilty of any degree of
murder. That term malice has a special legal meaning. It doesn't
mean simply hatred or spite or ill will.
It’s a shorthand way of referring to the mental state applicable to
each of the various degrees of murder charge and it differs with
respect to each.
I’ll skip that which would be necessary for first degree, but for
murder of the second degree, which we ofttimes refer to as felony
murder, it's a killing with malice if the perpetrator engages in one
of certain enumerated felonies and killing occurs. Since the law
through this felony murder rule allows the finder of facts, that's
you, to infer that the killing was with malice from the fact that the
actor engaged in a felony of such danger to human life that a
reasonable person knew or should have known that death might
result in the commission of a felony.
For third degree murder, a killing is with malice if the perpetrator's
actions show his or her wanton, willful disregard of an unjustified
and extremely high risk that his or her conduct would result in
death or serious bodily injury to another person.
Now, note that I already said when I mentioned this... that it's his
or her conduct or the conduct of an accomplice or coconspirator.
The Commonwealth is not required to prove that the perpetrator
specifically intended to kill another person under third degree
murder. It must prove, however, that he took action while
conscientiously, that is, knowingly knew he was disregarding the
most serious risk that he or she was creating and that by his
disregard of that risk, he demonstrated his extreme indifference
to the value of human life.
Now, dealing back again with each of these, the Defendant, as I
said --now you're going to be considering within the homicide
charge --he's been charged then with the most serious of them,
second degree murder, felony murder.
To find Defendant guilty of that offense, you must find these three
elements have been proven beyond a reasonable doubt:
First, that Defendant or an accomplice or coconspirator in the
commission of a felony, the object crime, caused the death of
Qahill Jefferson.
Secondly, that Defendant did so while committing or attempting
to commit a robbery as was discussed in this case; and, third,
that Defendant was acting with malice.
I’ll be defining robbery for you momentarily. Now, again some of
this is repetitious but I need to cover it because one of the
concepts that I talked about is the liability of Defendant for acts
of third persons. When two or more persons are partners in a
successful or unsuccessful attempt to commit a felony and one
of them kills a third person, then both parties, both partners may
be guilty of felony murder.
Neither of the partners has to intend to kill nor even anticipate
that anyone would be killed. The person killed doesn’t
necessarily even have to be the person who was to be the victim
of the underlying crime they were trying to commit.
To find Defendant guilty as charged in this case of second
degree murder, you must find that the following four elements
have been proven beyond a reasonable doubt:
First, that the Defendant or his partner killed Qahill Jefferson or
caused his death.
Second, that the Defendant or his partner committed the killing
while he and the partners were attempting to or in the process of
committing a robbery.
Third, that the Defendant his partner did the act that killed or
caused the death of Qahill Jefferson in furtherance of the attempt
or the commission of the robbery; and fourth, that the Defendant
or his partner was acting with malice.
(Doc. 15-3 at 146-148, N.T. at 575-80).
After the trial court properly explained all the elements of second-
degree murder, the court went on to define the elements of third-degree
murder as follows:
The lesser degree of murder that is for your consideration should
you find the Defendant not guilty of second degree murder, then
you should consider and move on to consider third degree.
Third degree murder is any killing with malice -- sort of circular
reasoning sometimes -- the law has defined as any murder that
isn't first or second degree. To find the Defendant guilty of third
degree murder, you must find that the Commonwealth has
proven beyond a reasonable doubt, first, that Qahill Jefferson is
dead; not in dispute.
Secondly, that the Defendant killed him or her or, as I said, his
partner, coconspirator or accomplice and, third, that the
Defendant or the partner killed Qahill Jefferson with malice.
As I said, malice does not simply mean hatred or spite or ill will.
Malice in third degree is a killing with malice in a third degree
killing if the perpetrator's actions showed a wanton and willful
disregard of an unjustified and extremely high risk that his
conduct would result in death or serious bodily injury to another.
In this form of malice, the Commonwealth need not prove that
the perpetrator specifically intended to kill another person. The
Commonwealth must prove, however, beyond a reasonable
doubt that the perpetrator took action while conscientiously and
knowingly disregarding the most serious risk that he was creating
and that by this disregard of that risk the perpetrator
demonstrated his extreme indifference to the value of human life.
(Doc. 15-3 at 148, N.T. 580-81). Pennsylvania’s Suggested Standard
Criminal Jury Instructions contain a virtually identical instruction regarding
second, and third, degree murder. See Pa. SSJI (Crim), §15.2501A(2005).
When asked by the jury foreperson for clarification on the instructions
on second, and third, degree homicide, and how it should deliberate on the
degree of murder, based upon finding Petitioner guilty of robbery, the trial
court correctly reiterated its instruction that the jury should start with the more
serious offense, second-degree murder, and work their way to the less
serious offenses, if the elements for second-degree murder were not met.
The court’s instruction merely reiterated that which had already been given
to the jury.
While Petitioner’s trial counsel could have raised an objection prior to
the jury being excused to conduct its deliberations, the attorney indicated on
the record that she would have raised an objection to the instruction given
and instead instruct the jury that it was not held to the second degree murder
charge only and that the jury still had the third degree murder charge and
manslaughter charge in which the jury could have convicted Petitioner.
However, the trial court’s response to the jury’s inquiry demonstrates that the
trial court did not limit the jury’s deliberation of the degree of murder to
second degree. It is clear from the transcript of the exchange between the
trial court and the jury foreperson, that the jury was properly instructed on
how to deliberate on the degrees of murder. The trial court clearly instructed
the jury to consider each of the degrees of murder and to consider whether
the evidence presented by the Commonwealth satisfied the elements of the
varying degrees of murder. Because the trial court properly instructed and
reinstructed the jury before it left to deliberate, the attorney’s failure to object
to the trial court’s instruction did not prejudice Petitioner, as the instruction,
as a whole, clearly conformed to the Pennsylvania Suggested Jury
Instructions on homicide, and the reinstruction did not limit them to only
second-degree murder. Accordingly, the state court’s determination that
Petitioner’s underlying claim lacked arguable merit, and that he failed to
demonstrate that he was prejudiced by defense counsel’s failure to timely
object to the court’s supplemental instruction, is not contrary to, or an
unreasonable application of Strickland.
V. Certificate of Appealability
Pursuant to 28 U.S.C. §2253(c), unless a circuit justice or judge issues
a certificate of appealability (“COA”), an appeal may not be taken from a final
order in a proceeding under 28 U.S.C. §2254. A COA may issue only if the
applicant has made a substantial showing of the denial of a constitutional
right. 28 U.S.C. §2253(c)(2). “A petitioner satisfies this standard by
demonstrating that jurists of reason could disagree with the district court’s
resolution of his constitutional claims or that jurists could conclude the issues
presented are adequate to deserve encouragement to proceed further.”
Miller-El v. Cockrell, 537 U.S. 322 (2003). Petitioner fails to demonstrate that
a COA should issue.
The denial of a certificate of appealability does not prevent Mosley from
appealing the order denying his petition so long as he seeks, and obtains, a
certificate of appealability from the Third Circuit Court of Appeals. See FED.
R. APP. P. 22(b)(1).
VI. Conclusion
For the reasons set forth above, the petition for writ of habeas corpus
pursuant to 28 U.S.C. § 2254 will be denied.
An appropriate order follows.
s/ Malachy E. Mannion
MALACHY E. MANNION
United States District Judge
DATE: November 10, 2020
15-0334-01