stating that an ALJ is required to provide “specific reasons for rejecting lay testimony”
How later courts described this case
- stating that an ALJ is required to provide “specific reasons for rejecting lay testimony”
- referring to 20 C.F.R. § 404.1529
- agreeing that “SSR 96–2p does not prohibit the ALJ from crediting some parts of a treating source's opinion and rejecting other portions”
- recognizing that “there are significant differences in the definition of disability under the Social Security and VA systems”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KATHLEEN A. STANCAVAGE, : Civil No. 1:19-CV-1296
:
Plaintiff : (Magistrate Judge Carlson)
:
v. :
:
ANDREW M. SAUL :
Commissioner of Social Security1 :
:
Defendant :
MEMORANDUM OPINION
I. Introduction
The Supreme Court has recently underscored for us the limited scope of our
review when considering Social Security appeals, noting that:
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency
factfinding. T-Mobile South, LLC v. Roswell, 574 U.S. ––––, ––––,
135 S. Ct. 808, 815, 190 L.Ed.2d 679 (2015). Under the substantial-
evidence standard, a court looks to an existing administrative record
and asks whether it contains “sufficien[t] evidence” to support the
agency’s factual determinations. Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229, 59 S. Ct. 206, 83 L.Ed. 126 (1938) (emphasis
deleted). And whatever the meaning of “substantial” in other contexts,
the threshold for such evidentiary sufficiency is not high. Substantial
evidence, this Court has said, is “more than a mere scintilla.” Ibid.; see,
e.g., Perales, 402 U.S. at 401, 91 S. Ct. 1420 (internal quotation marks
1 Pursuant to Rule 25(d) of the Federal Rules of Civil Procedure, the Commissioner
of Social Security, Andrew Saul, is automatically substituted as the defendant in
place of the former Acting Commissioner of Social Security. Fed. R. Civ. P. 25(d).
1
omitted). It means—and means only—“such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.”
Consolidated Edison, 305 U.S. at 229, 59 S. Ct. 206. See Dickinson v.
Zurko, 527 U.S. 150, 153, 119 S. Ct. 1816, 144 L.Ed.2d 143 (1999)
(comparing the substantial-evidence standard to the deferential clearly-
erroneous standard).
Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019).
In the instant case, the plaintiff, Kathleen Stancavage applied for disability
insurance benefits under Title II of the Social Security Act on October 20, 2016,
alleging disability due to severe degenerative arthritis in both knees, plantar fasciitis
in both feet, post-traumatic stress disorder (PTSD), degenerative disc disease of the
lumbar spine, acid reflux, pain in the legs and feet, and cornea abrasion. (Tr. 151).
However, after consideration of the medical records and opinion evidence, including
the objective diagnostic tests and clinical findings on Stancavage’s physical and
mental examinations, Stancavage’s longitudinal treatment history, and her
documented activities of daily living, the Administrative Law Judge (“ALJ”) who
reviewed this case concluded that Stancavage could perform a limited range of
sedentary work and denied her disability application.
Mindful of the fact that substantial evidence “means only—'such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion,’”
Biestek, 139 S. Ct. at 1154, we find that substantial evidence supported the ALJ’s
2
findings in this case. Therefore, for the reasons set forth below, we will affirm the
decision of the Commissioner denying this claim.
II. Statement of Facts and of the Case
Stancavage is a 41-year-old female who is a veteran of the U.S. Army. (Tr.
72). Stancavage has a high school education and a bachelor’s degree and master’s
degree in social work. (Tr. 73-74). On October 20, 2016, Stancavage applied for
disability benefits pursuant to Title II of the Social Security Act. (Tr. 25). In this
application, Stancavage alleged that she became disabled beginning July 8, 2009, as
a result of severe degenerative arthritis in both knees, plantar fasciitis in both feet,
PTSD, degenerative disc disease of the lumbar spine, acid reflux, pain in the legs
and feet, and cornea abrasion. (Tr. 238). Stancavage was 30 years old on her alleged
onset date of disability. (Tr. 150). Prior to the alleged onset of her disability
Stancavage served as a cashier at a convenience store and a petroleum supply
specialist in the U.S. Army (combat infantry). (Tr. 85, 229).
The medical record in this case is mixed and equivocal but contains substantial
evidence which indicates that Stancavage retained the capacity to perform some
work. Stancavage’s medical history indicates that her principal concern was her
inability to work due to her PTSD. (Tr. 64-92; Doc. 10 p. 1-20). Specifically,
Stancavage alleges that she suffers from severe PTSD stemming from her
3
experiences as part of the combat infantry in Iraq and Afghanistan. (Doc. 10 p. 2).
To date, the Department of Veterans Affairs has granted 100 percent service
connected disability rating to Stancavage based on her PTSD. (Tr. 500, 942). The
ALJ concluded, however, that there is no equivalency between the VA rating system
and the Social Security Administration’s Rules and Regulations governing the
determination of disability. (Tr. 33). Further, a VA rating of total and permanent
disability is not legally binding on the Commissioner, because the criteria applied
by the two agencies are different. (Id.)
On this score, Stancavage’s treatment history discloses that in July 8, 2009,
claimant’s alleged onset date, Stancavage had an outpatient psychotherapy session
for PTSD with Dr. Thomas Roedema. (Tr. 32). Stancavage was on her summer break
from school, but planned to start her social work internship in the fall and to graduate
in December. (Tr. 788). Stancavage planned to continue until she attained her
master’s degree in social work. (Id.). During her psychotherapy session, Stancavage
stated that most of her social contact was with her sister’s children. (Id.). Stancavage
indicated that she had an increase in PTSD symptoms from fireworks and old
military friends contacting her. (Id.). Dr. Roedema reported, however, that
Stancavage demonstrated no disturbances of thought processes or thought content;
4
that her expressive and receptive communication was intact; that she was
interpersonally appropriate; and that she did not show any signs of impulsivity. (Id.).
In January 2010, Stancavage saw Dr. Roedema for another outpatient
psychotherapy session. (Tr. 32). During the examination, Stancavage admitted to an
increase in free time following her graduation from college. (Id.). Stancavage
planned to enter a graduate social work program that spring. (Id.). On examination,
Stancavage showed no disturbances of thought process or thought content; she had
no signs of perceptual disturbances and did not describe any history of the same; her
expressive and receptive communication were intact; her mental status findings were
the same as her previous psychotherapy appointment; she reported her mood was
more anxious and stressed due to back pain, but her affect did not reflect her reported
mood. (Id.).
In December 2010, Stancavage met with Dr. Roedema and it was reported
that she “seems to be handling things well.” (Id.). Stancavage reported that she was
completing her schooling, including an internship in social work; she did not feel
depressed; and she did not complain of re-experiencing avoidance, or arousal
symptoms. (Tr. 797, 889). Stancavage’s mood was stable and her affect was within
normal limits. (Tr. 797, 889). In March 2011, Stancavage met with Dr. Roedema,
however, the conversation primarily concerned Stancavage’s relationship issues,
5
and was not related to her PTSD. (Id.). Additionally, on examination, Stancavage
revealed normal mental status findings. (Id.).
In May 2012, subsequent to her date last insured, Stancavage had an
individual psychotherapy session with Dr. Peter Lielbriedis for treatment for her
PTSD. (Id.). The treatment notes revealed that Stancavage was taking amitriptyline,
a psychotropic medication used to treat mental and mood problems, such as
depression. (Tr. 421). Additionally, the treatment notes indicated that Stancavage
was experiencing trust issues, depression, trouble sleeping, tension, pain, difficulty
focusing and concentrating, and problems setting boundaries. (Tr. 421). It was also
noted that Stancavage was experiencing difficulty dealing with symptoms consistent
with PTSD and that she was managing her PTSD mostly by avoidance. (Id.). In
terms of her mental status examination, Dr. Lielbriedis noted that Stancavage
presented on time and casually, but appropriately dressed; she was alert and verbal;
she had good eye contact; her speech was clear with normal volume, pace, and tone;
she was oriented to self, others, and surroundings; and her judgement and insight
were within normal limits. (Id.). Dr. Lielbriedis also noted a Global Assessment of
Functioning (GAF) score of 65.2
2 The Global Assessment of Functioning (“GAF”), scores are used to rate the
seriousness of a mental illness. They are based on the Diagnostic and Statistical
Manual of Mental Disorders, Fourth Edition (DSM-IV), but are no longer included
6
In July 2017, Dr. Frank Mrykalo completed a Psychiatric Review Technique
Form, indicating that Stancavage had medically determinable impairments of
anxiety and obsessive-compulsive disorders, during the relevant period. (Tr. 34). Dr.
Mrykalo determined that Stancavage had mild restrictions in understanding,
remembering or applying information; mild difficulties interacting with others;
moderate difficulties in maintaining concentration, persistence, or pace; and mild
difficulties adapting or managing oneself. (Id.).
In July 2017, Dr. Mrykalo also completed a Mental Residual Functional
Capacity Assessment. (Tr. 155-56). In the assessment, Dr. Mrykalo concluded that
Stancavage was moderately limited in her ability to carry out detailed instructions,
maintain attention and concentration for extended periods, complete a normal
workday and workweek without interruption from psychologically based symptoms
and to perform at a consistent pace without an unreasonable number and length of
rest periods. (Id.) Dr. Mrykalo further opined that Stancavage was moderately
limited in her ability to interact appropriately with the general public and get along
in the most recent publication. It measures how much an individual’s symptoms
affect his or her daily life on a scale of 0-100. Scores in the range of 60-51
demonstrate moderate symptoms (e.g. flats and circumstantial speech, occasional
panic attacks) or moderate difficulty in social occupational, or social functioning
(e.g., few friends, conflicts with co-workers).
7
with co-workers or peers without distracting them of exhibiting behavior extremes.
(Id.).
In contrast, in November of 2018, Dr. Holly Kricher, who had counseled
Stancavage about tobacco use cessation on several occasions in 2011 and 2012,
completed a medical source statement on Stancavage’s mental ability to do work-
related activities. (Tr. 3639-40). In the statement, Dr. Kricher gave her opinions
concerning Stancavage’s conditions and limitations as of and prior to December 31,
2011, some seven years earlier. (Tr. 33). Dr. Kricher opined that Stancavage had
marked and extreme limitations in her mental abilities to do unskilled and semi-
skilled work during the relevant period prior to her date last insured—December 31,
2011. (Id.). Dr. Kricher explained that PTSD causes difficulty managing stress in the
workplace and with others. (Id.). She further opined that Stancavage was likely to
miss work frequently due to inability to tolerate stress and frustrations, stating that
PTSD interferes with ability to concentrate and focus. (Id.).
Stancavage applied for disability insurance benefits on October 20, 2016, and
her application for benefits was denied on August 9, 2017. (Tr. 25). Thereafter,
Stancavage filed a written request for a hearing on September 7, 2017, and a hearing
was held on December 11, 2018. (Id.). At the hearing both Stancavage and a
8
Vocational Expert testified. (Id.). By a decision dated February 8, 2019, the ALJ
denied Stancavage’s application for benefits. (Id.).
In that decision, the ALJ first concluded that Stancavage met the insured status
requirements of the Social Security Act through December 31, 2011 and had not
engaged in any substantial gainful activity since her alleged onset date of disability
on July 8, 2009, through her date last insured of December 31, 2011. (Tr. 28). At
Step 2 of the sequential analysis that governs Social Security cases, the ALJ found
that Stancavage had one severe impairment—PTSD. (Id.). The ALJ concluded that
this impairment significantly limited Stancavage’s ability to perform basic work
activities. (Id.). At Step 3, the ALJ determined that Stancavage did not have an
impairment or combination of impairments that meets or medically equals the
severity of one of the listed impairments. (Id.).
Between Steps 3 and 4, the ALJ fashioned a residual functional capacity
(RFC), considering Stancavage’s limitations from her impairments:
After careful consideration of the entire record, the undersigned finds
that, through the date last insured, the claimant had the [RFC] to
perform a range of sedentary unskilled work that did not involve
detailed instructions. She was confined to routine, repetitive tasks with
no assembly line production and no more than occasional contact with
the public and co-workers.
(Tr. 31).
9
Specifically, in making the RFC determination, the ALJ accorded no weight
to the Department of Veterans Affairs grant of 100 percent service connected
disability rating to Stancavage based on her PTSD. (Tr. 33). The ALJ noted that she
considered this rating along with the medical records in reaching the conclusions in
this decision. (Id.). The ALJ concluded, however, that there was no equivalency
between the VA rating system and the Social Security Administration’s Rules and
Regulations governing determination of disability. (Id.). Additionally, the ALJ
explained that a VA rating of total and permanent disability is not legally binding on
the Commissioner, because the criteria applied by the two agencies are different.
(Id). The ALJ further explained that the relative weight to be given to this type of
evidence will vary, depending upon the factual circumstances of each case. (Id.).
The ALJ gave little weight to Dr. Kricher’s opinion. (Tr. 33). Dr. Kricher
opined that Stancavage had marked and extreme limitations in her mental abilities
to do unskilled and semi-skilled work during the relevant period prior to her date last
insured. (Id.). Dr. Kricher explained that PTSD causes difficulty managing stress in
the workplace and with others. (Id.). She opined that Stancavage was likely to miss
work frequently due to her inability to tolerate stress and frustrations. (Id.). She
further indicated that PTSD interferes with an individual’s ability to concentrate and
focus. (Id.).
10
The ALJ assigned little weight to Dr. Kricher’s opinion, concluding that it was
inconsistent with the record of treatment during the relevant period and with
Stancavage’s broad range of activities during the relevant period. (Id.). The ALJ
reasoned that Stancavage returned to school and obtained both a bachelor’s degree
and a master’s degree in social work, and that she participated in two internship
programs while pursuing her undergraduate degree. (Id.). The ALJ further explained
that Stancavage went to the gym three to five times a week; she went to doctor’s
appointments alone; she became friends with the people at work; she drove 45
minutes to school, attended school and studied at night and on weekends; and she
could prepare her own meals, and do her own laundry and light cleaning. (Id.).
Moreover, the ALJ noted that Dr. Kricher saw Stancavage in June 2011, July
2011, and May 2012 for a group therapy session for tobacco use counseling,
however, Dr. Kricher’s treatment of Stancavage during the relevant period, from her
alleged onset date to her date last insured, focused primarily on tobacco use
counseling and smoking cessation and not on her PTSD. (Id.). Lastly, the ALJ
reasoned that subsequent to Stancavage’s date last insured, she had an individual
psychotherapy session with Dr. Lielbriedis in 2012 for treatment of her PTSD and
her GAF rating was 65. (Id.).
11
The ALJ accorded great weight to the opinion of Dr. Mrykalo. (Tr. 34). Dr.
Mrykalo completed a Psychiatric Review Technique Form, finding that Stancavage
had medically determinable impairments of anxiety and obsessive-compulsive
disorders during the relevant period. (Tr. 34). Dr. Mrykalo further determined that
Stancavage had mild restriction in understanding, remembering or applying
information; mild difficulties interacting with others; moderate difficulties in
maintaining concentration, persistence, or pace; and mild difficulties adapting or
managing oneself. (Id.).
Additionally, Dr. Mrykalo completed a Mental Residual Functional Capacity
Assessment, finding that Stancavage was moderately limited in her ability to carry
out detailed instructions, maintain attention and concentration for extended periods,
complete a normal workday and workweek without interruption from
psychologically based symptoms, and to perform at a consistent pace without an
unreasonable number and length of rest periods. (Id.) Moreover, Dr. Mrykalo opined
that Stancavage was moderately limited in her ability to interact appropriately with
the general public and get along with co-workers or peers without distracting them
of exhibiting behavior extremes. (Id.).
The ALJ accorded great weight to the opinions of Dr. Mrykalo, on the
Psychiatric Review Technique Form and the Mental Residual Functional Capacity
12
Assessment. (Id.). In doing so, the ALJ limited Stancavage to unskilled work that
does not involve detailed instructions, and further confined Stancavage to routine,
repetitive tasks with no assembly line production and no more than occasional
contact with the public and co-workers. (Id.)
Having arrived at this RFC assessment for Stancavage based upon a careful
evaluation of these various medical opinions, many of which supported a conclusion
that Stancavage could work, the ALJ found at Step 5 that, while Stancavage could
not return to her prior occupations, there were other sedentary jobs in the national
economy which she could perform. (Tr. 34-35). Accordingly, the ALJ concluded
that Stancavage did not meet the stringent standard for disability set by the Act and
denied her disability claim. (Id.).
This appeal followed. (Doc. 1). On appeal, Stancavage contends that the
ALJ’s decision is not based on substantial evidence required under 42 U.S.C. §
405(g) because the ALJ erred in assessing the medical opinion evidence. This case
is fully briefed and is, therefore, ripe for resolution. For the reasons set forth, under
the deferential standard of review that applies here, the Commissioner’s final
decision is affirmed.
13
III. Discussion
A. Substantial Evidence Review – the Role of this Court
When reviewing the Commissioner’s final decision denying a claimant’s
application for benefits, this Court’s review is limited to the question of whether the
findings of the final decision-maker are supported by substantial evidence in the
record. See 42 U.S.C. §405(g); Johnson v. Comm’r of Soc. Sec., 529 F.3d 198, 200
(3d Cir. 2008); Ficca v. Astrue, 901 F. Supp.2d 533, 536 (M.D.Pa. 2012).
Substantial evidence “does not mean a large or considerable amount of evidence, but
rather such relevant evidence as a reasonable mind might accept as adequate to
support a conclusion.” Pierce v. Underwood, 487 U.S. 552, 565 (1988). Substantial
evidence is less than a preponderance of the evidence but more than a mere scintilla.
Richardson v. Perales, 402 U.S. 389, 401 (1971). A single piece of evidence is not
substantial evidence if the ALJ ignores countervailing evidence or fails to resolve a
conflict created by the evidence. Mason v. Shalala, 994 F.2d 1058, 1064 (3d Cir.
1993). But in an adequately developed factual record, substantial evidence may be
“something less than the weight of the evidence, and the possibility of drawing two
inconsistent conclusions from the evidence does not prevent [the ALJ’s decision]
from being supported by substantial evidence.” Consolo v. Fed. Maritime Comm’n,
383 U.S. 607, 620 (1966). “In determining if the Commissioner’s decision is
14
supported by substantial evidence the court must scrutinize the record as a whole.”
Leslie v. Barnhart, 304 F. Supp.2d 623, 627 (M.D.Pa. 2003).
The Supreme Court has recently underscored for us the limited scope of our
review in this field, noting that:
The phrase “substantial evidence” is a “term of art” used throughout
administrative law to describe how courts are to review agency
factfinding. T-Mobile South, LLC v. Roswell, 574 U.S. ––––, ––––,
135 S.Ct. 808, 815, 190 L.Ed.2d 679 (2015). Under the substantial-
evidence standard, a court looks to an existing administrative record
and asks whether it contains “sufficien[t] evidence” to support the
agency's factual determinations. Consolidated Edison Co. v. NLRB,
305 U.S. 197, 229, 59 S.Ct. 206, 83 L.Ed. 126 (1938) (emphasis
deleted). And whatever the meaning of “substantial” in other contexts,
the threshold for such evidentiary sufficiency is not high. Substantial
evidence, this Court has said, is “more than a mere scintilla.” Ibid.; see,
e.g., Perales, 402 U.S. at 401, 91 S.Ct. 1420 (internal quotation marks
omitted). It means—and means only—“such relevant evidence as a
reasonable mind might accept as adequate to support a conclusion.”
Consolidated Edison, 305 U.S. at 229, 59 S.Ct. 206. See Dickinson v.
Zurko, 527 U.S. 150, 153, 119 S.Ct. 1816, 144 L.Ed.2d 143 (1999)
(comparing the substantial-evidence standard to the deferential clearly-
erroneous standard).
Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019).
The question before this Court, therefore, is not whether the claimant is
disabled, but rather whether the Commissioner’s finding that she is not disabled is
supported by substantial evidence and was reached based upon a correct application
of the relevant law. See Arnold v. Colvin, No. 3:12-CV-02417, 2014 WL 940205,
at *1 (M.D.Pa. Mar. 11, 2014)(“[I]t has been held that an ALJ’s errors of law denote
15
a lack of substantial evidence.”)(alterations omitted); Burton v. Schweiker, 512 F.
Supp. 913, 914 (W.D.Pa. 1981)(“The Secretary’s determination as to the status of a
claim requires the correct application of the law to the facts.”); see also Wright v.
Sullivan, 900 F.2d 675, 678 (3d Cir. 1990)(noting that the scope of review on legal
matters is plenary); Ficca, 901 F. Supp.2d at 536 (“[T]he court has plenary review
of all legal issues . . . .”).
Several fundamental legal propositions which flow from this deferential
standard of review. First, when conducting this review “we are mindful that we must
not substitute our own judgment for that of the fact finder.” Zirnsak v. Colvin, 777
F.3d 607, 611 (3d Cir. 2014) (citing Rutherford, 399 F.3d at 552). Thus, we are
enjoined to refrain from trying to re-weigh the evidence. Rather our task is to simply
determine whether substantial evidence supported the ALJ’s findings. However, we
must also ascertain whether the ALJ’s decision meets the burden of articulation
demanded by the courts to enable informed judicial review. Simply put, “this Court
requires the ALJ to set forth the reasons for his decision.” Burnett v. Comm'r of Soc.
Sec. Admin., 220 F.3d 112, 119 (3d Cir. 2000). As the Court of Appeals has noted
on this score:
In Burnett, we held that an ALJ must clearly set forth the reasons for
his decision. 220 F.3d at 119. Conclusory statements . . . are
insufficient. The ALJ must provide a “discussion of the evidence” and
an “explanation of reasoning” for his conclusion sufficient to enable
16
meaningful judicial review. Id. at 120; see Jones v. Barnhart, 364 F.3d
501, 505 & n. 3 (3d Cir.2004). The ALJ, of course, need not employ
particular “magic” words: “Burnett does not require the ALJ to use
particular language or adhere to a particular format in conducting his
analysis.” Jones, 364 F.3d at 505.
Diaz v. Comm'r of Soc. Sec., 577 F.3d 500, 504 (3d Cir. 2009).
Thus, in practice ours is a twofold task. We must evaluate the substance of the
ALJ’s decision under a deferential standard of review, but we must also give that
decision careful scrutiny to ensure that the rationale for the ALJ’s actions is
sufficiently articulated to permit meaningful judicial review.
B. Initial Burdens of Proof, Persuasion, and Articulation for the ALJ
To receive benefits under the Social Security Act by reason of disability, a
claimant must demonstrate an inability to “engage in any substantial gainful activity
by reason of any medically determinable physical or mental impairment which can
be expected to result in death or which has lasted or can be expected to last for a
continuous period of not less than 12 months.” 42 U.S.C. §423(d)(1)(A); 42 U.S.C.
§1382c(a)(3)(A); see also 20 C.F.R. §§404.1505(a), 416.905(a). To satisfy this
requirement, a claimant must have a severe physical or mental impairment that
makes it impossible to do his or her previous work or any other substantial gainful
activity that exists in the national economy. 42 U.S.C. §423(d)(2)(A); 42 U.S.C.
§1382c(a)(3)(B); 20 C.F.R. §§404.1505(a), 416.905(a). To receive benefits under
17
Title II of the Social Security Act, a claimant must show that he or she contributed
to the insurance program, is under retirement age, and became disabled prior to the
date on which he or she was last insured. 42 U.S.C. §423(a); 20 C.F.R. §404.131(a).
In making this determination at the administrative level, the ALJ follows a
five-step sequential evaluation process. 20 C.F.R. §§404.1520(a), 416.920(a).
Under this process, the ALJ must sequentially determine: (1) whether the claimant
is engaged in substantial gainful activity; (2) whether the claimant has a severe
impairment; (3) whether the claimant’s impairment meets or equals a listed
impairment; (4) whether the claimant is able to do his or her past relevant work; and
(5) whether the claimant is able to do any other work, considering his or her age,
education, work experience and residual functional capacity (“RFC”). 20 C.F.R.
§§404.1520(a)(4), 416.920(a)(4).
Between Steps 3 and 4, the ALJ must also assess a claimant’s residual
functional capacity (RFC). RFC is defined as “that which an individual is still able
to do despite the limitations caused by his or her impairment(s).” Burnett v. Comm’r
of Soc. Sec., 220 F.3d 112, 121 (3d Cir. 2000) (citations omitted); see also 20 C.F.R.
§§404.1520(e), 404.1545(a)(1), 416.920(e), 416.945(a)(1). In making this
assessment, the ALJ considers all of the claimant’s medically determinable
18
impairments, including any non-severe impairments identified by the ALJ at step
two of his or her analysis. 20 C.F.R. §§404.1545(a)(2), 416.945(a)(2).
There is an undeniable medical aspect to an RFC determination, since that
determination entails an assessment of what work the claimant can do given the
physical limitations that the claimant experiences. Yet, when considering the role
and necessity of medical opinion evidence in making this determination, courts have
followed several different paths. Some courts emphasize the importance of medical
opinion support for an RFC determination and have suggested that “[r]arely can a
decision be made regarding a claimant's residual functional capacity without an
assessment from a physician regarding the functional abilities of the claimant.”
Biller v. Acting Comm'r of Soc. Sec., 962 F. Supp. 2d 761, 778–79 (W.D. Pa. 2013)
(quoting Gormont v. Astrue, Civ. No. 11–2145, 2013 WL 791455 at *7 (M.D. Pa.
Mar. 4, 2013)). In other instances, it has been held that: “There is no legal
requirement that a physician have made the particular findings that an ALJ adopts
in the course of determining an RFC.” Titterington v. Barnhart, 174 F. App’x 6, 11
(3d Cir. 2006). Further, courts have held in cases where there is no evidence of any
credible medical opinion supporting a claimant’s allegations of disability that “the
proposition that an ALJ must always base his RFC on a medical opinion from a
19
physician is misguided.” Cummings v. Colvin, 129 F. Supp. 3d 209, 214–15 (W.D.
Pa. 2015).
These seemingly discordant legal propositions can be reconciled by
evaluation of the factual context of these decisions. Those cases which emphasize
the importance of medical opinion support for an RFC assessment typically arise in
the factual setting where a well-supported medical source has opined regarding
limitations which would support a disability claim, but an ALJ has rejected the
medical opinion which supported a disability determination based upon a lay
assessment of other evidence. In this setting, these cases simply restate the
commonplace idea that medical opinions are entitled to careful consideration when
making a disability determination, particularly when those opinions support a
finding of disability. In contrast, when an ALJ is relying upon other evidence, such
as contrasting clinical or opinion evidence or testimony regarding the claimant’s
activities of daily living, to fashion an RFC courts have adopted a more pragmatic
view and have sustained the ALJ’s exercise of independent judgment based upon all
of the facts and evidence. See Titterington v. Barnhart, 174 F. App'x 6, 11 (3d Cir.
2006); Cummings v. Colvin, 129 F. Supp. 3d 209, 214–15 (W.D. Pa. 2015). In either
event, once the ALJ has made this determination, our review of the ALJ's assessment
of the plaintiff's RFC is deferential, and that RFC assessment will not be set aside if
20
it is supported by substantial evidence. Burns v. Barnhart, 312 F.3d 113, 129 (3d
Cir. 2002); see also Metzger v. Berryhill, No. 3:16-CV-1929, 2017 WL 1483328, at
*5 (M.D. Pa. Mar. 29, 2017), report and recommendation adopted sub nom. Metzgar
v. Colvin, No. 3:16-CV-1929, 2017 WL 1479426 (M.D. Pa. Apr. 21, 2017); Rathbun
v. Berryhill, No. 3:17-CV-00301, 2018 WL 1514383, at *6 (M.D. Pa. Mar. 12,
2018), report and recommendation adopted, No. 3:17-CV-301, 2018 WL 1479366
(M.D. Pa. Mar. 27, 2018).
At Steps 1 through 4, the claimant bears the initial burden of demonstrating
the existence of a medically determinable impairment that prevents him or her in
engaging in any of his or her past relevant work. Mason, 994 F.2d at 1064. Once
this burden has been met by the claimant, it shifts to the Commissioner at Step 5 to
show that jobs exist in significant number in the national economy that the claimant
could perform that are consistent with the claimant’s age, education, work
experience and RFC. 20 C.F.R. §§404.1512(f), 416.912(f); Mason, 994 F.2d at
1064.
The ALJ’s disability determination must also meet certain basic substantive
requisites. Most significant among these legal benchmarks is a requirement that the
ALJ adequately explain the legal and factual basis for this disability determination.
Thus, in order to facilitate review of the decision under the substantial evidence
21
standard, the ALJ's decision must be accompanied by "a clear and satisfactory
explication of the basis on which it rests." Cotter v. Harris, 642 F.2d 700, 704 (3d
Cir. 1981). Conflicts in the evidence must be resolved and the ALJ must indicate
which evidence was accepted, which evidence was rejected, and the reasons for
rejecting certain evidence. Id. at 706-707. In addition, “[t]he ALJ must indicate in
his decision which evidence he has rejected and which he is relying on as the basis
for his finding.” Schaudeck v. Comm’r of Soc. Sec., 181 F. 3d 429, 433 (3d Cir.
1999).
C. Legal Benchmarks for the ALJ’s Assessment of Medical Opinion
and Lay Evidence
The Commissioner’s regulations also set standards for the evaluation of
medical evidence, and define medical opinions as “statements from physicians and
psychologists or other acceptable medical sources that reflect judgments about the
nature and severity of [a claimant’s] impairment(s), including [a claimant’s]
symptoms, diagnosis and prognosis, what [a claimant] can still do despite
impairments(s), and [a claimant’s] physical or mental restrictions.” 20 C.F.R.
§404.1527(a)(2). Regardless of its source, the ALJ is required to evaluate every
medical opinion received. 20 C.F.R. §404.1527(c).
In deciding what weight to accord to competing medical opinions and
evidence, the ALJ is guided by factors outlined in 20 C.F.R. §404.1527(c). “The
22
regulations provide progressively more rigorous tests for weighing opinions as the
ties between the source of the opinion and the individual become weaker.” SSR 96-
6p, 1996 WL 374180 at *2. Treating sources have the closest ties to the claimant,
and therefore their opinions are generally entitled to more weight. See 20 C.F.R.
§404.1527(c)(2)(“Generally, we give more weight to opinions from your treating
sources...”); 20 C.F.R. §404.1502 (defining treating source). Under some
circumstances, the medical opinion of a treating source may even be entitled to
controlling weight. 20 C.F.R. §§04.1527(c)(2); see also SSR 96-2p, 1996 WL
374188 (explaining that controlling weight may be given to a treating source’s
medical opinion only where it is well-supported by medically acceptable clinical and
laboratory diagnostic techniques, and it is not inconsistent with the other substantial
evidence in the case record).
Where no medical source opinion is entitled to controlling weight, the
Commissioner’s regulations direct the ALJ to consider the following factors, where
applicable, in deciding the weight given to any non-controlling medical opinions:
length of the treatment relationship and frequency of examination; nature and extent
of the treatment relationship; the extent to which the source presented relevant
evidence to support his or her medical opinion, and the extent to which the basis for
the source’s conclusions were explained; the extent to which the source’s opinion is
23
consistent with the record as a whole; whether the source is a specialist; and, any
other factors brought to the ALJ’s attention. 20 C.F.R. §404.1527(c).
At the initial level of administrative review, State agency medical and
psychological consultants may act as adjudicators. See SSR 96-5p, 1996 WL 374183
at *4. As such, they do not express opinions; they make findings of fact that become
part of the determination. Id. However, 20 C.F.R. §404.1527(e) provides that at the
ALJ and Appeals Council levels of the administrative review process, findings by
nonexamining State agency medical and psychological consultants should be
evaluated as medical opinion evidence. Therefore, ALJs must consider these
opinions as expert opinion evidence by nonexamining physicians and must address
these opinions in their decisions. SSR 96-5p, 1996 WL 374183 at *6. Opinions by
State agency consultants can be given weight “only insofar as they are supported by
evidence in the case record.” SSR 96-6p, 1996 WL 374180 at *2. In appropriate
circumstances, opinions from nonexamining State agency medical consultants may
be entitled to greater weight than the opinions of treating or examining sources. Id.
at *3.
Oftentimes, as in this case, an ALJ must evaluate medical opinions and
records tendered by both treating and non-treating sources. Judicial review of this
aspect of ALJ decision-making is guided by several settled legal tenets. First, when
24
presented with a disputed factual record, it is well-established that “[t]he ALJ – not
treating or examining physicians or State agency consultants – must make the
ultimate disability and RFC determinations.” Chandler v. Comm’r of Soc. Sec., 667
F.3d 356, 361 (3d Cir. 2011). Thus, “[w]here, . . . , the opinion of a treating physician
conflicts with that of a non-treating, non-examining physician, the ALJ may choose
whom to credit but ‘cannot reject evidence for no reason or for the wrong reason.’”
Morales v. Apfel, 225 F.3d 310, 317 (3d Cir. 2000) (quoting Mason, 994 F.2d at
1066). Therefore, provided that the decision is accompanied by an adequate,
articulated rationale, it is the province and the duty of the ALJ to choose which
medical opinions and evidence deserve greater weight.
Further, in making this assessment of medical evidence:
An ALJ is [also] entitled generally to credit parts of an opinion without
crediting the entire opinion. See Thackara v. Colvin, No. 1:14–CV–
00158–GBC, 2015 WL 1295956, at *5 (M.D. Pa. Mar. 23, 2015);
Turner v. Colvin, 964 F. Supp. 2d 21, 29 (D.D.C. 2013) (agreeing that
“SSR 96–2p does not prohibit the ALJ from crediting some parts of a
treating source's opinion and rejecting other portions”); Connors v.
Astrue, No. 10–CV–197–PB, 2011 WL 2359055, at *9 (D.N.H. June
10, 2011). It follows that an ALJ can give partial credit to all medical
opinions and can formulate an RFC based on different parts from the
different medical opinions. See e.g., Thackara v. Colvin, No. 1:14–CV–
00158–GBC, 2015 WL 1295956, at *5 (M.D. Pa. Mar. 23, 2015).
Durden v. Colvin, 191 F.Supp.3d 429, 455 (M.D. Pa. 2016).
25
Similar considerations govern an ALJ’s evaluation of lay testimony. When
evaluating lay testimony regarding a claimant’s reported degree of disability, we are
reminded that:
[T]he ALJ must necessarily make certain credibility determinations,
and this Court defers to the ALJ's assessment of credibility. See Diaz v.
Comm'r, 577 F.3d 500, 506 (3d Cir. 2009) (“In determining whether
there is substantial evidence to support an administrative law judge's
decision, we owe deference to his evaluation of the evidence [and]
assessment of the credibility of witnesses....”). However, the ALJ must
specifically identify and explain what evidence he found not credible
and why he found it not credible. Adorno v. Shalala, 40 F.3d 43, 48 (3d
Cir. 1994) (citing Stewart v. Sec'y of Health, Education and Welfare,
714 F.2d 287, 290 (3d Cir. 1983)); see also Stout v. Comm'r, 454 F.3d
1050, 1054 (9th Cir. 2006) (stating that an ALJ is required to provide
“specific reasons for rejecting lay testimony”). An ALJ cannot reject
evidence for an incorrect or unsupported reason. Ray v. Astrue, 649
F.Supp.2d 391, 402 (E.D. Pa. 2009) (quoting Mason v. Shalala, 994
F.2d 1058, 1066 (3d Cir. 1993)).
Zirnsak v. Colvin, 777 F.3d 607, 612–13 (3d Cir. 2014).
Yet, it is also clear that:
Great weight is given to a claimant's subjective testimony only when it
is supported by competent medical evidence. Dobrowolsky v. Califano,
606 F.2d 403, 409 (3d Cir. 1979); accord Snedeker v. Comm'r of Soc.
Sec., 244 Fed.Appx. 470, 474 (3d Cir. 2007). An ALJ may reject a
claimant's subjective testimony that is not found credible so long as
there is an explanation for the rejection of the testimony. Social
Security Ruling (“SSR”) 96–7p; Schaudeck v. Comm'r of Social
Security, 181 F.3d 429, 433 (3d Cir. 1999). Where an ALJ finds that
there is an underlying medically determinable physical or mental
impairment that could reasonably be expected to produce the
individual's pain or other symptoms, however, the severity of which is
not substantiated by objective medical evidence, the ALJ must make a
26
finding on the credibility of the individual's statements based on a
consideration of the entire case record.
McKean v. Colvin, 150 F.Supp.3d 406, 415–16 (M.D. Pa. 2015) (footnotes omitted).
Thus, we are instructed to review an ALJ’s evaluation of a claimant’s subjective
reports of pain under a standard of review which is deferential with respect to the
ALJ’s well-articulated findings but imposes a duty of clear articulation upon the ALJ
so that we may conduct meaningful review of the ALJ’s conclusions.
In the same fashion that medical opinion evidence is evaluated, the Social
Security Rulings and Regulations provide a framework under which the severity of
a claimant's reported symptoms are to be considered. 20 C.F.R. §§ 404.1529,
416.929; SSR 16–3p. It is important to note that though the “statements of the
individual concerning his or her symptoms must be carefully considered, the ALJ is
not required to credit them.” Chandler, 667 F.3d at 363 (referencing 20 C.F.R.
§404.1529(a) (“statements about your pain or other symptoms will not alone
establish that you are disabled.”). It is well-settled in the Third Circuit that
“[a]llegations of pain and other subjective symptoms must be supported by objective
medical evidence.” Hantraft v. Apfel, 181 F.3d 358, 362 (3d Cir. 1999) (referring to
20 C.F.R. § 404.1529). When evaluating a claimant’s symptoms, the ALJ must
follow a two-step process in which the ALJ resolves whether a medically
27
determinable impairment could be the cause of the symptoms alleged by the
claimant, and subsequently must evaluate the alleged symptoms in consideration of
the record as a whole. SSR 16-3p.
First, symptoms, such as pain or fatigue, will only be considered to affect a
claimant's ability to perform work activities if such symptoms result from an
underlying physical or mental impairment that has been demonstrated to exist by
medical signs or laboratory findings. 20 C.F.R. §§ 404.1529(b), 416.929(b); SSR
16–3p. During the second step of this credibility assessment, the ALJ must determine
whether the claimant's statements about the intensity, persistence or functionally
limiting effects of his or her symptoms are substantiated based on the ALJ's
evaluation of the entire case record. 20 C.F.R. § 404.1529(c), 416.929(c); SSR 16–
3p. This includes but is not limited to: medical signs and laboratory findings,
diagnosis and other medical opinions provided by treating or examining sources, and
other medical sources, as well as information concerning the claimant's symptoms
and how they affect his or her ability to work. Id. The Social Security Administration
has recognized that individuals may experience their symptoms differently and may
be limited by their symptoms to a greater or lesser extent than other individuals with
the same medical impairments, signs, and laboratory findings. SSR 16–3p.
28
Thus, to assist in the evaluation of a claimant's subjective symptoms, the
Social Security Regulations identify seven factors which may be relevant to the
assessment of the severity or limiting effects of a claimant's impairment based on a
claimant's symptoms. 20 C.F.R. §§ 404.1529(c)(3), 416.929(c)(3). These factors
include: activities of daily living; the location, duration, frequency, and intensity of
the claimant's symptoms; precipitating and aggravating factors; the type, dosage,
effectiveness, and side effects of any medication the claimant takes or has taken to
alleviate his or her symptoms; treatment, other than medication that a claimant has
received for relief; any measures the claimant has used to relieve his or her
symptoms; and, any other factors concerning the claimant's functional limitations
and restrictions. Id.; see George v. Colvin, No. 4:13–CV–2803, 2014 WL 5449706,
at *4 (M.D. Pa. Oct. 24, 2014); Koppenaver v. Berryhill, No. 3:18-CV-1525, 2019
WL 1995999, at *9 (M.D. Pa. Apr. 8, 2019), report and recommendation adopted
sub nom. Koppenhaver v. Berryhill, No. 3:18-CV-1525, 2019 WL 1992130 (M.D.
Pa. May 6, 2019); Martinez v. Colvin, No. 3:14-CV-1090, 2015 WL 5781202, at
*8–9 (M.D. Pa. Sept. 30, 2015).
29
D. The ALJ’s Decision in this Case is Supported by Substantial
Evidence.
In this setting, we are mindful that we are not free to substitute our
independent assessment of the evidence for the ALJ’s determinations. Rather, we
must simply ascertain whether the ALJ’s decision is supported by substantial
evidence, a quantum of proof which is less than a preponderance of the evidence but
more than a mere scintilla, Richardson v. Perales, 402 U.S. 389, 401 (1971), and
“does not mean a large or considerable amount of evidence, but rather such relevant
evidence as a reasonable mind might accept as adequate to support a conclusion.”
Pierce v. Underwood, 487 U.S. 552, 565 (1988). Judged against these deferential
standards of review, we find that substantial evidence supported the decision by the
ALJ that Stancavage could perform a limited range of sedentary work and was not
disabled.
1. The ALJ’s Step Two Evaluation is Supported by Substantial
Evidence and Any Alleged Error is Harmless on These Facts
Stancavage’s first claim of error challenges the ALJ’s step two evaluation.
(Doc. 16 p. 1). Specifically, Plaintiff argues that the ALJ concluded that she suffered
from the severe impairment of PTSD, but failed to find that her lumber degenerative
disc disease status-post surgery and degenerative joint disease of the right knee with
bilateral patellofemoral syndrome were severe impairments. (Id.) Stancavage
30
contends that this error is harmful because having deemed these impairments to
cause no significant limitations, the ALJ overestimated her RFC. (Doc. P. 7). Thus,
the ALJ’s decision should be reversed. (Id.).
In response, the Commissioner argues that Stancavage failed to meet her
burden of showing that her lumbar degenerative disc disease and osteoarthritis of the
knees qualified as severe impairments. (Doc. 15 p. 7). The Commissioner contends
that given the record evidence, there is no support for a finding that Stancavage’s
lumbar degenerative disc disease and osteoarthritis of the knees significantly
impacted her performance of basic work activities. (Id.). Moreover, the
Commissioner avers that because the ALJ did not end the step two inquiry and went
on to consider all of Stancavage’s credibly established limitations, her step two
argument should be dismissed. (Id.).
At step-two of the sequential analysis, the ALJ determines whether a claimant
has a medically severe impairment or combination of impairments. Bowen v.
Yuckert, 482 U.S. 137, 140-41 (1987). An impairment is considered severe if it
“significantly limits an individual’s physical or mental abilities to do basic work
activities. 20 C.F.R. 404.1520(c). An impairment is severe if it is “something beyond
a ‘slight abnormality which would have no more than a minimal effect on the
Plaintiff’s ability to do basic work activities. McCrea v. Comm’r of Soc. Sec., 370
31
F.3d at 357, 360 (3d Cir. 2004) (quoting SSR 85-28, 1985 WL 56856 (1985)). The
Court of Appeals is clear that the step-two inquiry is a de minimis screening device
used to cast out meritless claims. McCrea, 370 F.3d at 360; Newell v. Comm’r of
Soc. Sec., 347 F.3d 541, 546 (3d Cir. 2003). The burden is on the claimant to show
that an impairment qualifies as severe. Bowen, 482 U.S. at 146.
Applying the above standard, we find that the ALJ’s step two evaluation is
supported by substantial evidence. At step two, the ALJ considered all of
Stancavage’s alleged impairments, including her lumbar degenerative disc disease
status post-surgery, degenerative joint disease of the right knee with bilateral
patellofemoral syndrome, and PTSD. (Tr. 28-31). The ALJ, however, concluded that
through the date last insured, Stancavage had one severe impairment—PTSD. (Tr.
28). The ALJ then went on to conclude that Stancavage had nonsevere impairments
of degenerative disc disease status post-surgery, degenerative joint disease of the
right knee and bilateral patellofemoral syndrome. (Id.). In forming this
determination, the ALJ considered Stancavage’s treatment records and testimony
concerning her activities of daily living, which demonstrated that these impairments
did not result in more than a minimal impact on Stancavage’s ability to perform
some work-related activities. (Tr. 28).
32
The ALJ explained, that with regard to Stancavage’s lumbar spine
degenerative disc disease status post-surgery, Stancavage had underwent an L5-S1
anterior lumbar fusion in April 2010 and x-rays of her lumbosacral spine showed no
evidence of hardware failure after her anterior lumbar fusion L5-S1. (Tr. 30). The
ALJ noted that Stancavage’s EMG was negative for lumbosacral radiculopathy and
her neurological examination was intact and unchanged from pre-operative and post-
operative exams. (Id.). Additionally, the ALJ explained that Stancavage’s physical
examinations demonstrated some tenderness, but overall exhibited normal findings,
including good range of motion, normal reflexes, negative straight leg raise, no
swelling, and no instability. (Tr. 31). Further, the ALJ noted that Stancavage’s x-
rays of her lumbar spine showed no significant interval changes and only mild
degenerative disc disease at L4-5, no substantial canal stenosis, epidural fibrosis or
other thecal sac pathology; only mild lumbar spondylosis status post anterior fusion
at L5-S1; and no thecal sac compression. (Tr. 30).
With regard to Stancavage’s degenerative joint disease of the right knee and
bilateral patellofemoral syndrome, the ALJ explained that although Stancavage
complained of bilateral knee pain, her examinations revealed limited abnormal
findings. For example, Stancavage exhibited some crepitance in the right knee with
no effusion; the left knee had a mild patella sign, but no effusion or crepitance; and
33
she wore knee braces and had a mild antalgic limp. (Tr. 30). Further, the ALJ
explained that Stancavage’s right and left knee x-rays showed only moderate
degenerative changes. (Id.). Additionally, the ALJ noted that Stancavage’s physical
examinations revealed good range of motion, slight crepitus and tenderness, no
swelling, and no instability. (Tr. 31). The ALJ further cited Stancavage’s
conservative treatment as a basis for her decision, explaining that Stancavage
received medication management and periodic injections for her knees to manage
her pain. (Id.).
The ALJ concluded that Stancavage’s impairments of lumbar spine
degenerative disc disease status post-surgery and degenerative joint disease of the
right knee and bilateral patellofemoral syndrome were nonsevere impairments in
light of the contrasting medical evidence and findings, but also given other record
evidence. For example, the ALJ found that no treating source of record had opined
any physical limitations for Stancavage. (Tr. 30). Further, at her hearing, Stancavage
testified primarily about her mental health limitations. (Id.). Additionally,
Stancavage indicated that during the relevant period, she was working out at the gym
three to five times a week. (Id.)
In any event it is evident that the ALJ considered these impairments
throughout the sequential evaluation process and incorporated them into the
34
sedentary RFC, which placed very limited exertional demands upon Stancavage.
This continued consideration of Stancavage’s physical impairments is fatal to this
Step 2 argument since it is well-settled that: “[E]ven if an ALJ erroneously
determines at step two that one impairment is not ‘severe,’ the ALJ's ultimate
decision may still be based on substantial evidence if the ALJ considered the effects
of that impairment at steps three through five.” Naomi Rodriguez v. Berryhill, No.
1:18-CV-684, 2019 WL 2296582, at *10 (M.D. Pa. May 30, 2019)(citing cases). In
this case, contrary to Stancavage’s contentions, the ALJ considered her physical
impairments at step two of the sequential evaluation process, and continued to
consider them throughout this process in crafting the sedentary RFC for the plaintiff.
Therefore, we find no basis for disturbing the ALJ’s determination as to this issue.
2. Substantial Evidence Supports the ALJ’s Assignment of
“Little” Weight to the opinion of Dr. Kricher
Next, Stancavage argues that the ALJ erred in assigning “little” weight to the
opinion of Dr. Kricher, a treating psychologist. (Doc. 10 p. 7-14). Stancavage asserts
that had Dr. Kricher’s opinion been credited, the ALJ would have been compelled
to render a finding of disabled. (Doc. 10 p. 10). Stancavage further contends that the
ALJ’s rationale for assigning “little” weight to Dr. Kricher’s opinion was erroneous.
(Id.). Specifically, Stancavage asserts:
35
[The] ALJ assigned Dr. Kricher’s opinion “little weight” based on her
view that “it is not consistent with either the record of treatment during
the relevant period, nor with claimant’s broad range of activities during
the relevant period” (R. 33). The ALJ’s reasoning was erroneous.
(Doc. 10 p. 10-11). Stancavage argues that the ALJ’s reasoning that Dr. Kricher’s
opinion is inconsistent with her treatment records is belied by the record evidence,
as Dr. Kricher’s findings are confirmed by the treatment records. (Doc. 10 p. 11).
Stancavage avers that in failing to credit Dr. Kricher’s opinion, the ALJ substituted
her own lay opinion about the treatment record for the expert judgment of Dr.
Kricher. (Doc. 10 p. 12). Stancavage further argues that the ALJ’s reliance on her
activities of daily living is misplaced. (Doc. 10 p. 13). Stancavage contends that her
ability to engage in some sporadic activities for brief periods of time at her own
discretion is not dispositive of what she could do in a competitive work environment.
(Id.).
In response, the Commissioner argues:
An ALJ must consider medical opinions by acceptable medical sources
in evaluating a claimant’s RFC, [however] an ALJ is not bound by the
finding of a treating physician if: (1) they are not well-supported by
medically acceptable clinical and laboratory diagnostic techniques, or
(2) they are inconsistent with other substantial evidence of record.
(Doc. 15 p. 10). In the present case, the Commissioner argues that the ALJ
adequately explained her rationale in according Dr. Kricher’s opinion “little” weight.
36
(Doc. 15 p. 10-11). Thus, the ALJ’s assessment on this matter complied with the
dictates of the law. (Doc. 15 p. 11).
The Court of Appeals has ruled that the ALJ—not treating or examining
physicians or State agency consultants—must make the ultimate disability and RFC
determinations. Chandler, 667 F.3d at 361. The ALJ is charged with a duty to
evaluate all the medical opinions in the record under the factors set forth in the
regulations and to resolve any conflicts. 20 C.F.R. § 404.1527. An ALJ may give an
opinion less weight or no weight if it does not present relevant evidence or a
sufficient explanation to support it, or if it is inconsistent with the record as a whole.
20 C.F.R. § 404.1527(c). The ALJ may choose which medical evidence to credit and
which to reject as long as there is a rational basis for the decision. Plummer v. Apfel,
186 F.3d 422, 429 (3d Cir. 1999).
Here, the Court finds that substantial evidence supports the ALJ’s assignment
of “little” weight to the opinion of Dr. Kricher. In the present case, the ALJ
considered the opinion of Dr. Kricher, a treating phycologist, and accorded her
opinion “little” weight. (Tr. 33). The ALJ reasoned that Dr. Kricher’s opinion, which
was rendered long after the fact, was inconsistent with the record of treatment during
the relevant period and Stancavage’s broad range of activities during the relevant
period. (Id.). The ALJ explained that the record evidence demonstrated that
37
Stancavage returned to school and obtained both her bachelor’s degree and master’s
degree in social work, and she participated in two internship programs while
pursuing her undergraduate degree. (Id.). Additionally, she reasoned that the record
revealed that Stancavage went to the gym three to five times of a week; and she went
to doctor’s appointments alone. (Id.). The ALJ further explained that Stancavage
testified that she became friends with the people at work; she drove 45 minutes to
school, attended school and studied at night and on the weekends; and she could
prepare her own meals, and do her laundry and light cleaning. (Id.).
In sum, the ALJ was confronted by a record marked by contrasting medical
opinions and inconsistencies in Stancavage’s abilities and limitations. In reconciling
the discordant and conflicting threads of this evidence, the ALJ assigned “little”
weight to the opinion of Dr. Kricher, finding that Dr. Kricher’s opinion was
inconsistent with the overall medical record and her broad range of daily activities.
It is the right and responsibility of the ALJ to make such assessments and we find
that substantial evidence supported the ALJ’s decision. It appears that Stancavage
is requesting that this Court re-weigh the evidence. This we may not do. See, e.g.,
Rutherford, 399 F.3d at 552 (“In the process of reviewing the record for substantial
evidence, we may not ‘weigh the evidence or substitute our own conclusions for
those of the fact-finder.”’ (quoting Williams v. Sullivan, 970 F.2d 1178, 1182 (3d
38
Cir. 1992))). Because we cannot re-weigh the evidence, and because we find that
the ALJ properly articulated that substantial evidence did not support lending greater
weight to this medical opinion, we find the ALJ has not erred in assigning “little”
weight to the opinion of Dr. Kricher.
3. Substantial Evidence Supports the ALJ’s Assignment of
“Little” Weight to the VA Finding of 100 Percent Service
Connected Disability for PTSD
Stancavage’s next claim of error challenges the ALJ’s assignment of “little”
weight to the VA finding of 100 percent service connected disability for PTSD.
(Doc. 10 p. 14-16). Specifically, Stancavage argues:
In the instant case, the VA has found Ms. Stancavage disabled with a
100 percent service connected disability rating for her PTSD (R. 33,
72). The ALJ stated that she “considered this rating,” but also stated
that “[t]here is no equivalency between the VA rating system” and
Social Security regulations, and that “[a] VA rating of total and
permanent disability is not binding on the Commissioner, because the
criteria applied by the two agencies are different” (R. 33). The ALJ
concluded that “[t]he relative weight to be given to this type of evidence
will vary, depending on the factual circumstances of each case” (R. 33).
However, the ALJ never stated what weight she assigned to this
evidence, if any.
(Doc. 10 p. 15-16). Stancavage argues that the ALJ provided no explanation as to
how the disability finding by the VA is not probative with regard to her disability
claim. (Doc. 10 p. 16). Therefore, because the ALJ failed to assign significant weight
39
to the VA disability rating and failed to provide an adequate explanation, her
decision should be reversed. (Id.).
In response, the Commissioner argues that the ALJ considered the VA
determination of 100 percent disability due to Stancavage’s PTSD. (Doc. 15 p. 12).
The ALJ, however, noted that there was no equivalent between the VA rating system
and the agency regulations. (Id.). The Commissioner further contends that the ALJ
adequately explained the legal and factual basis for her determination, citing
Stancavage’s minimal treatment and extensive activities as a reason for affording
“little” weight to the VA’s disability determination. (Id.). Thus, the ALJ’s
assessment on this matter complied with the dictates of the law. (Id.).
The VA disability rating process is substantively different from the Social
Security Disability determinations. Durden v. Colvin, 191 F. Supp. 3d 429, 444
(M.D. Pa. 2016); McCleary v. Colvin, 187 F. Supp. 3d 497, 542 (M.D. Pa. 2016);
Bowyer v. Brown, 7 Vet.App. 549, 552 (1995) (recognizing that “there are
significant differences in the definition of disability under the Social Security and
VA systems”). For example, the Department of Veteran’s Affairs requires less proof
of disability than the Social Security Administration; service-connected disability
compensation is different from the benefits obtainable under the Social Security Act;
there are substantive differences between VA disability and Social Security
40
disability regarding the amount of money an individual can still earn and be
considered disabled; and there are differences in the VA’s approach to determining
entitlement to individual unemployability. Durden, 191 F. Supp. 3d at 444-48;
Jenkins v. Astrue, No. 1:11-CV-23-MP-GRJ, 2012 WL 807487, at 10-11 (N.D. Fl
Feb. 8, 2012).
While disability determinations from other government agencies are not
binding, they must be considered. McCleary v. Colvin, 187 F. Supp. 3d 497, 542
(M.D. Pa. 2016); 20 C.F.R. §§ 404.1504, 416.904. To “consider” means to provide
explanation sufficient for a “subsequent reviewer to follow the adjudicator’s
reasoning.” McCleary, 187 F. Supp. 3d at 542. Courts have ruled that an ALJ
commits no error in finding that the VA’s determination of “total disability” should
be accorded less weight based on the “substantial differences in the criteria used by
the VA in making disability evaluations compared to the disability decisions under
the Social Security Act. Jenkins v. Astrue, No. 1:11-CV-23-MP-GRJ, 2012 WL
807487, at 10-11 (N.D. Fl Feb. 8, 2012); Barnett v. Astrue, No. 3:10–CV–1316,
2012 WL 75046, at *15–18 (S.D.W.Va. Jan. 10, 2012) (affirming ALJ decision
giving “little weight” to VA rating); Hacia v. Comm'r of Soc. Sec.,601 Fed.Appx.
783, 785–86 (11th Cir. 2015) (finding no requirement that an ALJ must make
detailed findings in support of his conclusion that the relative disability standards
41
differ where “the ALJ's decision reflects that he considered both standards,
determined that the DOD's disability standard was lower than that of the
Commissioner, and thus assigned limited weight to the DOD's determination”).
Additionally, circuit courts have held that attributing “great” weight to a
disability determination of the VA “disregards the substantial difference between the
criteria used in the [VA and the SSA] programs.” Durden, 191 F. Supp. 3d at 444;
Allord v. Barnhart, 455 F.3d 818, 820 (7th Cir. 2006). Further, even in circuits which
hold that other agency disability determinations are entitled to “great weight,” courts
still give varying weight to such determinations, “depending upon the factual
circumstances of each case.” Durden, 191 F. Supp. 3d at 444; Chambliss v.
Massanari, 269 F.3d 520, 522 (5th Cir.2001); Fitzgerald v. Astrue, No. 2:08-CV-
170, 2009 WL 4571762, at *7 (D.Vt. Nov. 30, 2009).
Applying the above standard, the Court finds that the ALJ’s consideration of
Stancavage’s 100 percent VA disability rating is supported by substantial evidence.
Here, the ALJ considered the Department of Veterans Affairs grant of 100 percent
service connected disability rating to Stancavage based on her PTSD along with the
entire medical record. (Tr. 33). The ALJ noted, however, that there was no
equivalency between the VA rating system and the Social Security Administration’s
Rules and Regulations governing determination of disability. (Id.). The ALJ further
42
explained that a VA rating of total and permanent disability is not legally binding on
the Commissioner, because the criteria applied by the two agencies are different.
(Id.). Additionally, consistent to case law, the ALJ concluded that the relative weight
to be accorded to this type of evidence will vary, depending upon the factual
circumstances of each case. (Id.). Thus, contrary to Stancavage’s contentions, the
ALJ considered her VA 100 percent rating of total and permanent disability.
Stancavage argues that the ALJ assigned no weight to the VA’s disability
determination and provided no explanation as to how the disability finding by the
VA is not probative with respect to her claim. (Doc. 10 p. 16). However, as stated
supra, courts have ruled that an ALJ commits no error in finding that the VA’s
determination of “total disability” should be accorded less weight based on the
“substantial differences in the criteria used by the VA in making disability
evaluations compared to the disability decisions under the Social Security Act.
Jenkins v. Astrue, No. 1:11-CV-23-MP-GRJ, 2012 WL 807487, at 10-11 (N.D. Fl
Feb. 8, 2012); Barnett v. Astrue, No. 3:10–CV–1316, 2012 WL 75046, at *15–18
(S.D.W.Va. Jan. 10, 2012) (affirming ALJ decision giving “little weight” to VA
rating); Hacia v. Comm'r of Soc. Sec.,601 Fed.Appx. 783, 785–86 (11th Cir.
2015) (finding no requirement that an ALJ must make detailed findings in support
of his conclusion that the relative disability standards differ where “the ALJ's
43
decision reflects that he considered both standards, determined that the DOD's
disability standard was lower than that of the Commissioner, and thus assigned
limited weight to the DOD's determination”).
Therefore, because the ALJ’s assessment on this matter complied with the
dictates of the law, we find that the ALJ’s determination as to his issue is supported
by substantial evidence and may not be disturbed on appeal.
4. Substantial Evidence Supports the ALJ’s Evaluation of
Stancavage’s symptom allegations
Next, Stancavage argues that the ALJ failed to properly address her statements
regarding her impairments. (Doc. 10 p. 16). Specifically, Stancavage asserts:
The ALJ found that Ms. Stancavage’s “medically determinable
impairments could reasonably be expected to cause the alleged
symptoms” but found her statements concerning the intensity,
persistence, and limiting effects of her symptoms “while generally
accepted, do not demonstrate work preclusive limitations during the
relevant period for the reasons explained in this decision” (R. 32)
(emphasis added). The ALJ then provided a summary of some of the
evidence in the record, but never provided the promised “reasons
explained in [the] decision” that explained why the claimant’s
allegations were not work preclusive.
(Doc. 10 p. 16-17). Stancavage avers that in assessing a claimant’s subjective
complaints, 20 C.F.R. § 404.1529 provides that an ALJ must consider the seven
enumerated factors and explain what evidence is relevant to those factors when a
claimant’s allegations are not accepted. (Doc. 10 p. 17). In the present case, however,
44
Stancavage insists that the ALJ provided no explanation. (Id.). Thus, in Stancavage’s
view the ALJ’s decision should be reversed. (Id.).
We disagree. To be sure an ALJ must consider all of a claimant’s symptoms
in determining whether the claimant is disabled, including the claimant’s pain. 20
C.F.R. § 404.1529(a). Statements about a claimant’s pain, however, are not by
themselves sufficient to establish that the claimant is disabled. (Id.). To establish
disability, there must be objective medical evidence from an acceptable medical
source showing that the claimant has a medical impairment which could reasonably
be expected to produce the pain or other symptoms alleged and that leads to the
conclusion that the claimant is disabled when considered with the other evidence of
record. (Id.).
As mentioned supra, an ALJ must conduct a two-step process in analyzing a
claimant’s pain or other symptoms. First, the ALJ must determine whether the
claimant has “a medically determinable impairment that could reasonably be
expected to produce [the claimant’s] symptoms, such as pain.” 20 C.F.R. §
404.1529(b). Second, when the record shows that the claimant has a “medically
determinable impairment(s) that could reasonably be expected to produce [the
claimant’s] symptoms,” the ALJ “must then evaluate the intensity and persistence
of [the claimant’s] symptoms” to determine how the symptoms limit the claimant’s
45
capacity for work. 20 C.F.R. § 404.1529(c)(1). “In evaluating the intensity and
persistence” of a claimant’s symptoms, the ALJ considers “all of the available
evidence” from “medical sources and nonmedical sources” to determine how the
symptoms affect the claimant. (Id.).
Despite Stancavage’s contentions, the Court finds that the ALJ properly
evaluated her symptom allegations. In this case, the ALJ considered all of
Stancavage’s medically determinable impairments in determining whether
Stancavage was disabled, including her PTSD, lumbar spine degenerative disc
disease status post-surgery, and degenerative joint disease of the right knee and
bilateral patellofemoral syndrome. (Tr. 28). The ALJ, however, found that while
Stancavage’s medically determinable impairments could reasonable be expected to
cause her pain and other symptoms, they did not demonstrate work preclusive
limitations during the relevant period. (Tr. 32).
With regard to Stancavage’s PTSD, the ALJ considered and weighed the
opinion evidence of record, including the opinions of Dr. Roedema, Dr. Kricher, and
Dr. Mrykalo. (Tr. 31-34). However, the ALJ noted some internal inconsistencies
with Stancavage’s record of treatment and her broad range of activities, as
Stancavage described her daily activities in terms that were not wholly disabling.
For example, during the relevant period, Stancavage returned to school and obtained
46
both her bachelor’s degree and master’s degree in social work; she participated in
two internship programs, while pursuing her undergraduate degree; she went to the
gym three to five times a week with her brother-in-law; she went to doctor’s
appointments unaccompanied; and she became friends with the people at work. (Tr.
33). The ALJ further noted that Stancavage drove 45 minutes school; she attended
school and studied at night and the weekends; she could prepare her own meals; and
she could complete household chores, such as laundry and light cleaning. (Id.). In
addition to Stancavage’s broad range of activities, the ALJ explained that the overall
findings revealed that Stancavage presented with stable mental status examinations,
including no signs of perceptual disturbances and thought processes, her affect was
within normal limits, her expressive and receptive communication was intact, she
showed no signs of impulsivity, and indicated appropriate activities of daily living.
(Tr. 31-34).
Additionally, with regard to Stancavage’s physical impairments, the ALJ
explained that Stancavage’s lumbar spine degenerative disc disease status post-
surgery, Stancavage had underwent an L5-S1 anterior lumbar fusion in April 2010
and x-rays of her lumbosacral spine showed no evidence of hardware failure after
her anterior lumbar fusion L5-S1. (Tr. 30). Further, the ALJ noted that Stancavage’s
EMG was negative for lumbosacral radiculopathy and her neurological examination
47
was intact and unchanged from pre-operative and post-operative exams. (Id.).
Moreover, the ALJ explained that Stancavage’s physical examinations demonstrated
some tenderness, but overall exhibited normal findings, including good range of
motion, normal reflexes, negative straight leg raise, no swelling, and no instability.
(Tr. 31). Finally, the ALJ noted that Stancavage’s x-rays of her lumbar spine showed
no significant interval changes and only mild degenerative disc disease at L4-5, no
substantial canal stenosis, epidural fibrosis or other thecal sac pathology; only mild
lumbar spondylosis status post anterior fusion at L5-S1; and no thecal sac
compression. (Tr. 30).
With respect to Stancavage’s degenerative joint disease of the right knee and
bilateral patellofemoral syndrome, the ALJ explained that although Stancavage
complained of bilateral knee pain, her examinations revealed limited abnormal
findings. For example, Stancavage exhibited some crepitance in the right knee with
no effusion; the left knee had a mild patella sign, but no effusion or crepitance; and
she wore knee braces and had a mild antalgic limp. (Tr. 30). Further, the ALJ
explained that Stancavage’s right knee x-rays and an MRI showed moderate
degenerative changes and an MRI of the left knee also only showed mild
degenerative changes. (Id.). Additionally, the ALJ noted that Stancavage’s physical
examinations revealed good range of motion, slight crepitus and tenderness, no
48
swelling, and no instability. (Tr. 31). The ALJ further cited Stancavage’s minimal
treatment, explaining that Stancavage received medication management and
periodic injections for her knees to manage her pain. (Id.).
Accordingly, the Court finds that the ALJ fulfilled her duty in considering
Stancavage’s symptom allegations and weighed them against the entire medical
record. In doing so, the ALJ provided a thorough explanation for affording limiting
weight to Stancavage’s symptom allegations, and thus her credibility. This is all that
the law requires, and all that a claimant like Stancavage can demand in a disability
proceeding. It appears that Stancavage is requesting that this Court re-weigh the
evidence, which this court cannot do. Rutherford, 399 F.3d at 552 (“In the process
of reviewing the record for substantial evidence, we may not ‘weigh the evidence or
substitute our own conclusions for those of the fact-finder.”’ (quoting Williams, 970
F.2d at 1182)). Because the Court cannot re-weigh the evidence, we find the ALJ
has not erred in her consideration of Stancavage’s symptom allegations.
5. Substantial Evidence Supports the ALJ’s Step Five Evaluation
Stancavage’s last contention challenges the ALJ’s step five evaluation.
Specifically, Stancavage argues that the ALJ’s hypothetical question(s) to the
vocational expert, failed to incorporate all of her credibly established limitations.
(Doc. 10 p. 18). Stancavage argues:
49
In the instant case, the ALJ's hypothetical omitted the credibly
established limitations assessed by Dr. Kricher (R. 87- 88). When
counsel included some of the most significant limitations assessed by
Dr. Kricher, the VE testified that all work would be precluded by any
one of them (R. 89-90). Moreover, the ALJ failed to include all of her
own findings in the hypothetical on which she relied. The ALJ found
that Plaintiff had moderate limitations in adapting and managing herself
(R. 29), but failed to convey the effect of those limitations on her ability
to adapt to changes in a workplace in the hypothetical (R. 87-88). This
was reversible error. See Ramirez, 372 F.3d at 552-55 (ALJ failed to
convey to VE her own finding of moderate limitations in concentration,
persistence or pace).
(Doc. 10 p. 18). Stancavage avers that there is no substantial evidence of work
available given Stancavage’s credibly established limitations. (Doc. 10 p. 18).
Stancavage asserts that the ALJ based her denial of benefits on the vocational
expert’s answer to her defective hypothetical, and failed to carry her burden of
production at step five of the sequential evaluation. (Doc. 10 p. 19). Thus, the ALJ’s
decision should be reversed. (Id.).
In response, the Commissioner argues that the ALJ did not accept the
vocational expert’s testimony based upon assumed limitations not supported by the
record, i.e. Dr. Kricher’s limitations. (Doc. 15 p. 13). The Commissioner further
contends that the ALJ was not required to include moderate limitations in the RFC
and hypothetical question to the vocational expert. (Doc. 15 p. 14). Specifically, the
Commissioner avers:
The ALJ’s finding of moderate limitations refers to the paragraph B
50
criteria of the Listings. 20 C.F.R. pt. 404, subpt. P, app. 1, § 12.00A
(explaining that each listing, except 12.04 and 12.06, consists of a
statement describing the disorder addressed by the listing, identified as
the paragraph A criteria, and a set of impairment-related functional
limitations, identified as the paragraph B criteria). An assessment of the
paragraph B criteria of the listings is an evaluation at step three of the
sequential evaluation process. 20 C.F.R. § 404.1520(a)(4)(iii) (stating
that at the third step of the sequential evaluation process, we consider
the severity of your impairment under the listings). As such, it is not a
residual functional capacity assessment, which occurs at step four of
the sequential evaluation process. 20 C.F.R. § 404.1520(a)(4)(iv). The
ALJ, therefore, appropriately did not include a limitation to moderate
difficulties in interacting with others and adapting or managing oneself
in her residual functional capacity determination. See Hux v. Astrue,
No. 11-1306, 2012 WL 4498845, at *5-6 (W.D. Pa. Aug. 27, 2012)
(explaining that the findings under the four broad functional areas are
only relevant for the purpose of determining whether the ALJ needs to
make a residual functional capacity assessment). Because the
hypothetical question to the VE fairly set forth all of Plaintiff’s
limitations, the VE’s testimony supports the ALJ’s conclusion that
Plaintiff was not disabled.
(Doc. 15 p. 14-15).
The Court of Appeals has ruled that the ALJ—not treating or examining
physicians or State agency consultants—must make the ultimate disability and RFC
determinations. Chandler, 667 F.3d at 361. RFC is defined as “that which an
individual is still able to do despite the limitations caused by his or her
impairment(s).’” Burnett, 220 F.3d at 121 (3d Dept 2000) (quoting Hartranft v.
Apfel, 181 F.3d 358, 359(3d Cir. 1999)). It reflects the most that an individual can
still do, despite his or her limitations, and is used at steps four and five to evaluate
51
the claimant’s case. 20 C.F.R. §§ 404.1520, 404.1545; SSR 96-8P, 1996 WL 374184
at *2. In assessing the RFC, the ALJ must consider all the evidence of the record
and, regardless of its source, “evaluate every medical opinion . . . receive[d].”
Burnett, 220 F.3d at 121 (internal citations omitted). The Court’s “review of the
ALJ’s assessment of the [claimant]’s RFC is deferential,” and the “RFC assessment
will not be set aside if it is supported by substantial evidence.” Black v. Berryhill,
No. 16-1768, 2018 WL 4189661 at *3 (M.D. Pa. Apr. 13, 2018); see also Martin v.
Comm’r of Soc. Sec., 547 F. App’x 153, 160 (3d Cir. 2013) (“We examine the ALJ’s
conclusions as to a claimant’s RFC with the deference required of the substantial
evidence standard of review.” (internal quotation marks omitted)).
At step five of the sequential evaluation process, the ALJ considers the
claimant’s age, education, and work experience to determine whether the claimant
can make the adjustment to other work by posing a hypothetical question(s) to the
vocational expert. Chrupcala v. Heckler, 829 F.2d 1269, 176 (3d Cir. 1987); see also
Rutherford, 399 F.3d at 554; Ramirez, 372 F.3d at 552-55; Podedworny v. Harris,
745 F.2d 210, 218 (3d Cir. 1984). As correctly stated by Stancavage, “a hypothetical
question posed to the vocational expert must reflect all of the claimant’s impairments
that are supported by the record; otherwise the question is deficient and the
[vocational] expert’s answer to it cannot be considered substantial evidence.
52
Chrupcala, 829 F.2d at 1276; see also Rutherford, 399 F.3d at 554; Ramirez, 372
F.3d at 552-55; Podedworny,745 F.2d at 218. The ALJ, however, is not required to
submit to the vocational expert every impairment alleged by a claimant. Rutherford,
399 F.3d at 554. “[S]uch references to ‘all impairments’ encompass only those that
are medically established.” (Id.). Thus, the question posed to the ALJ must
accurately convey to the vocational expert all of a claimant’s credibly established
limitations. Id. (quoting Plummer, 186 F.3d at 431).
Applying the above standard, the Court is not persuaded by Stancavage’s
argument as to this issue. Stancavage argues that the ALJ’s hypothetical question(s)
posed to the vocational expert, omitted the credibly established limitations assessed
by Dr. Kricher. (Doc. 10 p. 18). However, the ALJ was not required to include all of
the limitations assessed by Dr. Kricher’s, she was only required to include all of
Stancavage’s credibly established limitations. See Rutherford, 399 F.3d at 554;
Plummer, 186 F.3d at 431. Further, while Stancavage contends that the ALJ omitted
Dr. Kricher’s limitations in the hypothetical question posited to the vocational
expert, Stancavage fails to identify the limitations omitted by the ALJ and fails to
establish that any additional limitations should have been included.
Additionally, Stancavage argues that the ALJ failed to include all of her own
findings, including her determination that Stancavage had moderate limitations in
53
the paragraph B category of adapting and managing oneself. (Doc. 10 p. 18).
Specifically, Stancavage alleges that the ALJ failed to convey the effect of those
limitations on her ability to adapt to changes in a workplace. (Id.). We find
Stancavage’s contentions on this score are unavailing. The ALJ did consider
Stancavage’s moderate limitations in the category of adapting and managing oneself
in her hypothetical question posed to the vocational expert. For example, the ALJ
posited the following question to the vocational expert:
Assume . . . an individual of this claimant’s age, education, and past
work history. Further assume the individual is capable of performing a
range of sedentary, unskilled work that does not involve detailed
instructions. Confined to routine, repetitive tasks with no assembly line
production and no more than occasional contact with the public and
coworkers.
While the hypothetical question posed to the vocational expert must account for all
of a claimant’s impairments, “those findings need only be “adequately conveyed” in
the ALJ’s statement of the limitation, not recited verbatim. Hess v. Commissioner
Social Security, 931 F.3d 198, 208-10 (3d Cir. 2019). Moreover, the ALJ accounted
for Stancavage’s moderate limitations in the category of adapting and managing
oneself in crafting the RFC. For example, after careful consideration of the record,
the ALJ concluded:
[Stancavage] had the [RFC] to perform a range of sedentary unskilled
work that did not involve detailed instructions. She was confined to
54
routine, receptive tasks with no assembly line production and no more
than occasional contact with the public and co-workers.
(Tr. 31). Lastly, even assuming that the ALJ did not address Stancavage’s moderate
limitations in the category of adapting and managing oneself in the hypothetical
question posited to the vocational expert, any error is harmless. The Court of
Appeals has held:
[The] limitations identified in the “paragraph B” and “paragraph C”
criteria are not an RFC assessment but are used to rate the severity
of mental impairment(s) at steps 2 and 3 of the sequential evaluation
process. The mental RFC assessment used at steps 4 and 5 of the
sequential evaluation process requires a more detailed assessment by
itemizing various functions contained in the broad categories found in
paragraphs B and C of the adult mental disorders listings in 12.00 of
the Listing of Impairments, and summarized on the PRTF.
Ramirez, 372 F.3d at 551-52.
Because we find that the ALJ’s hypothetical question posited to the vocational
expert, adequately set forth all of Stancavage’s credibly established limitations, we
find that the ALJ committed no error as to this issue.
In closing, the ALJ’s assessment of the evidence in this case complied with
the dictates of the law and was supported by substantial evidence. This is all that the
law requires, and all that a claimant can demand in a disability proceeding. Thus,
notwithstanding the argument that this evidence might have been viewed in a way
which would have also supported a different finding, we are obliged to affirm this
55
ruling once we find that it is “supported by substantial evidence, ‘even [where] this
court acting de novo might have reached a different conclusion.’ ” Monsour Med.
Ctr. v. Heckler, 806 F.2d 1185, 1190–91 (3d Cir. 1986) (quoting Hunter Douglas,
Inc. v. NLRB, 804 F.2d 808, 812 (3d Cir. 1986)). Accordingly, under the deferential
standard of review that applies to appeals of Social Security disability
determinations, we find that substantial evidence supported the ALJ’s evaluation of
this case.
IV. Conclusion
Accordingly, for the foregoing reasons, IT IS ORDERED that the final
decision of the Commissioner denying these claims is AFFIRMED.
An appropriate order follows.
/s/ Martin C. Carlson
Martin C. Carlson
United States Magistrate Judge
Submitted this 29th day of June, 2020
56