concluding that a mere “linkage in the prison chain of command” is not sufficient to demonstrate personal involvement for purposes of a civil rights action
How later courts described this case
- concluding that a mere “linkage in the prison chain of command” is not sufficient to demonstrate personal involvement for purposes of a civil rights action
- concluding that where a defendant, after being informed of the violation through the filing of grievances, reports, or appeals, failed to take action to remedy the alleged wrong is not enough to show that the defendant had the necessary personal involvement
- noting that a complaint alleging that prison officials failed to respond to the inmate plaintiff’s grievance does not state a constitutional claim
- noting that “medical malpractice does not become a constitutional violation merely because the victim is a prisoner”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
DONNELL PRICE, :
Plaintiff, :
: No. 1:18-cv-00583
v. :
: (Judge Kane)
W. TED WILLIAMS, et al., :
Defendants :
MEMORANDUM
Presently before the Court is a motion for summary judgment filed by Defendants W.
Ted Williams (“Williams”), Activity Manager Gray (“Gray”), Unit Manager Alexander
(“Alexander”), Unit Manager Lechner (“Lechner”), Facility Manager M. Garman (“Garman”),
and Secretary John Wetzel (“Wetzel”). (Doc. No. 68.) For the reasons set forth below, the Court
will grant the motion.
I. BACKGROUND
Pro se Plaintiff Donnell Price (“Plaintiff”), who is presently confined at the State
Correctional Institution Rockview in Bellefonte, Pennsylvania (“SCI Rockview”), initiated the
above-captioned action on March 13, 2018 by filing a complaint pursuant to 42 U.S.C. § 1983
against Defendants Williams, Gray, Alexander, Lechner, Garman, Wetzel, Hans Reisinger
(“Reisinger”), Nurse Ficks (“Ficks”), Dr. Doll (“Doll”), and Dr. Bainbridge (“Bainbridge”).
(Doc. No. 1.) The above-captioned case is proceeding on Plaintiff’s amended complaint, filed on
January 4, 2019, against Defendants Williams, Gray, Alexander, Lechner, Garman, Wetzel,
Reisinger, Doll, and Bainbridge. (Doc. No. 42.) Plaintiff alleges that on March 7, 2016, he was
using a pull-up bar at SCI Rockview when the bar broke and he fell. (Id. ¶¶ 19-20.) Plaintiff
maintains that he suffered various injuries and did not receive adequate medical treatment for
those injuries. (Id.) Plaintiff states further that Defendants refused to accommodate his need for
a bottom cell assignment and to eat meals in his cell. (Id. ¶¶ 41-53, 108-22.) Based on these
allegations, Plaintiff asserts that Defendants Williams, Gray, Alexander, Lechner, Haldman,
Garman, Wetzel, Doll, Reisinger, and Bainbridge violated his Eighth Amendment rights by
demonstrating deliberate indifference to his medical needs and that Defendants Haldman,
Alexander, Garman, and Wetzel violated his First Amendment rights by retaliating against him.
(Id. ¶¶ 152-67.) Plaintiff also asserts a medical malpractice claim against Defendants Williams,
Reisinger, Doll, and Bainbridge pursuant to Pennsylvania state law. (Id. ¶¶ 168-70.) Plaintiff
requests declaratory and injunctive relief, as well as damages. (Id. ¶ 171.)
Defendants Alexander, Garman, Gray, Haldman, Lechner, Wetzel, and Williams filed an
answer to the amended complaint on February 8, 2019. (Doc. No. 49.) Defendants Doll and
Reisinger filed a motion to dismiss on February 14, 2019. (Doc. No. 50.) In an Order dated
March 7, 2019, Magistrate Judge Carlson directed Plaintiff to respond to the motion to dismiss
on or before March 22, 2019. (Doc. No. 52.) Plaintiff, however, did not file a response.
Accordingly, in a Memorandum and Order dated April 16, 2019, the Court granted Defendants
Doll and Reisinger’s motion to dismiss. (Doc. Nos. 53, 54.)
In an Order dated August 15, 2019, the Court directed Plaintiff to show cause why
Defendant Bainbridge should not be dismissed pursuant to Rule 4(m) of the Federal Rules of
Civil Procedure. (Doc. No. 59.) Plaintiff filed a response (Doc. No. 60), and in an Order dated
September 11, 2019, the Court directed Plaintiff to provide information regarding Defendant
Bainbridge’s current whereabouts within ninety (90) days (Doc. No. 61). Plaintiff did not
provide such information. Accordingly, in an Order dated January 30, 2020, the Court dismissed
Defendant Bainbridge without prejudice pursuant to Rule 4(m) of the Federal Rules of Civil
Procedure. (Doc. No. 67.)
After receiving extensions of time to do so (Doc. Nos. 62, 63, 65, 66), the remaining
parties completed discovery and Defendants Williams, Gray, Alexander, Lechner, Haldman,
Garman, and Wetzel filed their motion for summary judgment (Doc. No. 68) and supporting
materials (Doc. Nos. 69, 70) on February 20, 2020. To date, Plaintiff has filed neither a brief in
opposition nor a motion seeking an extension of time to do so. The Court, therefore, deems
Defendants’ motion unopposed. See M.D. Pa. L.R. 7.6. Accordingly, because the time for filing
an oppositional brief has expired, Defendants’ motion for summary judgment is ripe for
disposition. On May 8, 2020, Defendants filed a motion to dismiss the above-captioned case for
failure to prosecute. (Doc. No. 71.)
II. LEGAL STANDARD
Federal Rule of Civil Procedure 56(a) requires the Court to render summary judgment “if
the movant shows that there is no genuine dispute as to any material fact and the movant is
entitled to judgment as a matter of law.” See Fed. R. Civ. P. 56(a). “[T]his standard provides
that the mere existence of some alleged factual dispute between the parties will not defeat an
otherwise properly supported motion for summary judgment; the requirement is that there be no
genuine issue of material fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986).
A disputed fact is “material” if proof of its existence or nonexistence would affect the
outcome of the case under applicable substantive law. See id. at 248; Gray v. York Newspapers,
Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An issue of material fact is “genuine” if the evidence
is such that a reasonable jury could return a verdict for the nonmoving party. See Anderson, 477
U.S. at 257; Brenner v. Local 514, United Bhd. of Carpenters & Joiners of Am., 927 F.2d 1283,
1287-88 (3d Cir. 1991).
When determining whether there is a genuine issue of material fact, the Court must view
the facts and all reasonable inferences in favor of the nonmoving party. See Moore v. Tartler,
986 F.2d 682 (3d Cir. 1993); Clement v. Consol. Rail Corp., 963 F.2d 599, 600 (3d Cir. 1992);
White v. Westinghouse Elec. Co., 862 F.2d 56, 59 (3d Cir. 1988). In order to avoid summary
judgment, however, the nonmoving party may not rest on the unsubstantiated allegations of his
or her pleadings. When the party seeking summary judgment satisfies its burden under Rule 56
of identifying evidence that demonstrates the absence of a genuine issue of material fact, the
nonmoving party is required to go beyond his pleadings with affidavits, depositions, answers to
interrogatories, or the like in order to demonstrate specific material facts that give rise to a
genuine issue. See Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). The party opposing the
motion “must do more than simply show that there is some metaphysical doubt as to the material
facts.” See Matsushita Elec. Indus. Co. v. Zenith Radio, 475 U.S. 574, 586 (1986). When Rule
56 shifts the burden of production to the nonmoving party, that party must produce evidence to
show the existence of every element essential to its case that it bears the burden of proving at
trial, for “a complete failure of proof concerning an essential element of the nonmoving party’s
case necessarily renders all other facts immaterial.” See Celotex, 477 U.S. at 323; see also
Harter v. G.A.F. Corp., 967 F.2d 846, 851 (3d Cir. 1992).
In determining whether an issue of material fact exists, the Court must consider the
evidence in the light most favorable to the nonmoving party. See White, 862 F.2d at 59. In
doing so, the Court must accept the nonmovant’s allegations as true and resolve any conflicts in
his favor. See id. (citations omitted). However, a party opposing a summary judgment motion
must comply with Local Rule 56.1, which specifically directs the oppositional party to submit a
“statement of the material facts, responding to the numbered paragraphs set forth in the statement
required [to be filed by the movant], as to which it is contended that there exists a genuine issue
to be tried”; if the nonmovant fails to do so, “[a]ll material facts set forth in the statement
required to be served by the moving party will be deemed to be admitted.” See L.R. 56.1. A
party cannot evade these litigation responsibilities in this regard simply by citing the fact that he
is a pro se litigant. These rules apply with equal force to all parties. See Sanders v. Beard, Civ.
No. 09-1384, 2010 WL 2853261, at *5 (M.D. Pa. July 20, 2010) (stating that pro se parties “are
not excused from complying with court orders and the local rules of court”); Thomas v. Norris,
Civ. No. 02-01854, 2006 WL 2590488, at *4 (M.D. Pa. Sept. 8, 2006) (explaining that pro se
parties must follow the Federal Rules of Civil Procedure).
III. STATEMENT OF MATERIAL FACTS1
On March 7, 2016, Plaintiff was using a pull-up bar at SCI Rockview when the pull-up
bar broke. (Doc. No. 70 ¶¶ 1-2.) Before the bar broke, Plaintiff “had no reason to believe there
was anything wrong with it.” (Id. ¶ 3.) Plaintiff received medical attention that same day and
was provided with a crutch, an ice pack, and an Ace bandage. (Id. ¶ 4.) After Plaintiff reported
1 The Local Rules provide that in addition to the requirement that a party file a brief in
opposition to the moving party’s brief in support of its motion, “[t]he papers opposing a motion
for summary judgment shall include a separate, short and concise statement of material facts
responding to the numbered paragraphs set forth in the statement [of material facts filed by the
moving party] . . . as to which it is contended that there exists a genuine issue to be tried.” See
M.D. Pa. L.R. 56. 1. The Rule further requires the inclusion of references to the parts of the
record that support the statements. See id. Finally, the Rule states that the statement of material
facts required to be served by the moving party will be deemed to be admitted unless
controverted by the statement required to be served by the opposing party. See id. Unless
otherwise noted, the background information set forth herein is derived from Defendants’
statement of material facts. (Doc. No. 70.) Plaintiff failed to file a response to Defendants’
statement of material facts in compliance with M.D. Pa. L.R. 56.1. Accordingly, the Court
deems the facts set forth by Defendants to be undisputed. See Fed. R. Civ. P. 56(e)(2); M.D. Pa.
L.R. 56.1; United States v. Alberto, No. 3:18-cv-1014, 2020 WL 730316, at *2 (M.D. Pa. Feb.
13, 2020) (concluding that “[f]ailure to file this [responsive statement of material facts] results in
admission of the moving party’s statement of facts”).
back pain, a nurse gave him ibuprofen and told him to keep using the crutch and Ace bandage.
(Id. ¶ 5.)
Plaintiff saw medical staff again on March 16, 2016. (Id. ¶ 6.) During that visit, he was
told to continue the ibuprofen and that his X-rays were normal. (Id.) Between March 16, 2016
and June 2016, Plaintiff “was seen by medical staff more than once, and continued to receive
medication for his back pain.” (Id. ¶ 7.) Eventually, Plaintiff’s housing status was changed
because he was having difficulty using stairs; “that decision was made by a Unit [Manager] in
conjunction with medical.” (Id. ¶ 8.)
At some point, Plaintiff complained to Defendants Haldman and Garman that Defendant
Alexander had not helped him with his housing assignment. (Id. ¶ 9.) Plaintiff also complained
that Defendant Williams did not provide information to him regarding his medical treatment
when responding to a grievance. (Id. ¶ 10.) Ultimately, the medical department “made the
decision to take away the Plaintiff’s crutches and cane.” (Id. ¶ 11.) However, Plaintiff was seen
by medical staff every other day to use an extraction machine. (Id. ¶ 12.)
During this time, Defendant Haldman allowed Plaintiff to eat in his cell because Plaintiff
was having trouble sitting down in the dining hall. (Id. ¶ 13.) After a few months had passed,
Defendant Haldman told the medical department to stop allowing Plaintiff to eat his meals in his
cell. (Id. ¶ 14.) When Plaintiff “was unable to eat in the dining hall (or not eat while standing up
in the dining hall), he was able to eat commissary in his cell instead.” (Id. ¶ 15.)
IV. DISCUSSION
A. Claims Against Defendants Williams, Garman, and Wetzel
It appears that Plaintiff seeks to hold Defendants Williams, Garman, and Wetzel liable
based solely upon their responses to his various grievances. (Doc. No. 42 ¶¶ 50-54, 72-78.)
Defendants argue that involvement in responding to Plaintiff’s grievances is insufficient to allow
Plaintiff to maintain his claims against Defendants Williams, Garman, and Wetzel. (Doc. No. 69
at 6.) For the reasons set forth below, the Court agrees with Defendants.
Inmates do not have a constitutional right to prison grievance procedures. See Lions v.
Wetzel, No. 1:13-cv-2952, 2015 WL 2131572, at *6 (M.D. Pa. May 6, 2015). The filing of a
grievance, participation in “after-the-fact” review of a grievance, or dissatisfaction with the
response to an inmate’s grievance, do not establish the involvement of officials and
administrators in any underlying constitutional deprivation. See Pressley v. Beard, 266 F.
App’x. 216, 218 (3d Cir. 2008) (“The District Court properly dismissed these defendants and any
additional defendants who were sued based on their failure to take corrective action when
grievances or investigations were referred to them.”); Brooks v. Beard, 167 F. App’x. 923, 925
(3d Cir. 2006) (holding that allegations that prison officials responded inappropriately to an
inmate’s later-filed grievances do not establish the involvement of those officials and
administrators in the underlying constitutional deprivation); Ramos v. Pa. Dep’t of Corr., No. 06-
1444, 2006 WL 2129148, at *3 (M.D. Pa. July 27, 2006) (“[C]ontentions that certain correctional
officials violated an inmate’s constitutional rights by failing to follow proper procedure or take
corrective action following his submission of an institutional grievance are generally without
merit.”); Wilson v. Horn, 971 F. Supp. 943, 947 (E.D. Pa. 1997) (noting that a complaint
alleging that prison officials failed to respond to the inmate plaintiff’s grievance does not state a
constitutional claim), aff’d, 142 F.3d 430 (3d Cir. 1998); Rode v. Dellarciprete, 845 F.2d 1195,
1207 (3d Cir. 1988) (concluding that where a defendant, after being informed of the violation
through the filing of grievances, reports, or appeals, failed to take action to remedy the alleged
wrong is not enough to show that the defendant had the necessary personal involvement); Ayers
v. Coughlin, 780 F.2d 205, 210 (2d Cir. 1985) (concluding that a mere “linkage in the prison
chain of command” is not sufficient to demonstrate personal involvement for purposes of a civil
rights action). Consequently, any allegations asserted by Plaintiff in an attempt to establish
liability against Defendants Williams, Garman, and Wetzel based solely upon the substance of
their respective responses to Plaintiff’s grievances do not support a constitutional claim. See
Alexander v. Gennarini, 144 F. App’x 924, 925 (3d Cir. 2005) (providing that involvement in the
post-incident grievance process is not a basis for liability); see also Brooks, 167 F. App’x at 925;
Ramos, 2006 WL 2129148, at *3.
It also appears that Plaintiff attempts to assert claims against Defendant Bradley based
upon his respective supervisory position. Supervisors, however, “may not be held liable for the
unconstitutional conduct of their subordinates under a theory of respondeat superior.” See
Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009). The United States Court of Appeals for the Third
Circuit has noted that there are two theories of supervisory liability applicable to claims brought
pursuant to 42 U.S.C. § 1983: (1) “a supervisor may be personally liable under § 1983 if he or
she participated in violating the plaintiff’s rights, directed others to violate them, or, as the
person in charge, had knowledge of and acquiesced in his subordinates’ violations”; and (2)
policymakers may also be liable under § 1983 “if it is shown that such defendants, ‘with
deliberate indifference to the consequences, established and maintained a policy, practice or
custom which directly caused [the] constitutional harm.’” See A.M. ex rel. J.M.K. v. Luzerne
Cty. Juvenile Det. Ctr., 372 F.3d 572, 586 (3d Cir. 2004). With respect to the second theory of
liability, the plaintiff must allege that “(1) existing policy or practice creates an unreasonable risk
of constitutional injury; (2) the supervisor was aware that the unreasonable risk was created; (3)
the supervisor was indifferent to that risk; and (4) the injury resulted from the policy or practice.”
See Merring v. City of Carbondale, 558 F. Supp. 2d 540, 547 (M.D. Pa. 2008) (citing Sample v.
Diecks, 885 F.2d 1099, 1118 (3d Cir. 1989)).
In the instant case, Plaintiff fails to establish plausible supervisory liability claims against
Defendants Williams, Garman, and Wetzel. Plaintiff cites no evidence from which a reasonable
jury could conclude that Defendants Williams, Garman, and Wetzel directed others to violate
Plaintiff’s constitutional rights, knew of such violations and acquiesced in them, or maintained a
policy or custom that caused Plaintiff constitutional harm. See A.M. ex rel. J.M.K., 372 F.3d at
586. Accordingly, the Court will grant Defendants summary judgment with respect to Plaintiff’s
claims against Defendants Williams, Garman, and Wetzel.
B. Eighth Amendment Claims
The Eighth Amendment prohibits the infliction of cruel and unusual punishment of
prisoners. See Farmer v. Brennan, 511 U.S. 825, 834 (1994) (noting that “[t]o violate the Cruel
and Unusual Punishment Clause, a prison official must have a sufficiently culpable state of
mind. . . . In prison-conditions cases that state of mind is one of ‘deliberate indifference’ to
inmate health or safety.”). An Eighth Amendment claim includes both objective and subjective
components. See Wilson v. Seiter, 501 U.S. 294, 298 (1991). Serious hardship to the prisoner is
required to satisfy the Eighth Amendment’s objective component. See id. The subjective
component is met if the person or persons causing the deprivation acted with “a sufficiently
culpable state of mind.” See id.
1. Medical Care
In the context of medical care, the Eighth Amendment “requires prison officials to
provide basic medical treatment to those whom it has incarcerated.” See Rouse v. Plantier, 182
F.3d 192, 197 (3d Cir. 1999). In order to establish an Eighth Amendment deliberate indifference
claim, a claimant must demonstrate “(i) a serious medical need, and (ii) acts or omissions by
prison officials that indicate deliberate indifference to that need.” See Natale v. Camden Cty.
Corr. Facility, 318 F.3d 575, 582 (3d Cir. 2003).
Deliberate indifference has been found “where the prison official (1) knows of a
prisoner’s need for medical treatment but intentionally refuses to provide it; (2) delays necessary
medical treatment based on a non-medical reason; or (3) prevents a prisoner from receiving
needed or recommended medical treatment.” See Rouse, 182 F.3d at 197. The “deliberate
indifference” prong of the Eighth Amendment test requires that the defendant actually know of
and disregard “an excessive risk to inmate health or safety.” See Farmer, 511 U.S. at 837.
Circumstantial evidence can establish subjective knowledge if it shows that the excessive risk
was so obvious that the official must have known about it. See Beers-Capitol v. Whetzel, 256
F.3d 120, 133 (3d Cir. 2001) (citing Farmer, 511 U.S. at 842)). Moreover, “[i]f a prisoner is
under the care of medical experts . . . a non-medical prison official will generally be justified in
believing that the prisoner is in capable hands.” See Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir.
2004). Accordingly, “absent a reason to believe (or actual knowledge) that prison doctors or
their assistants are mistreating (or not treating) a prisoner, a non-medical prison official . . . will
not be chargeable with the Eighth Amendment scienter requirement of deliberate indifference.”
See id.
The second prong of the Eighth Amendment inquiry is whether the plaintiff’s medical
needs were serious. A serious medical need is “one that has been diagnosed by a physician as
requiring treatment or one that is so obvious that a lay person would easily recognize the
necessity for a doctor’s attention.” See Monmouth Cty. Corr. Inst. Inmates v. Lanzaro, 834 F.2d
326, 347 (3d Cir. 1987). Not every condition is a serious medical need; instead, the serious
medical need element contemplates a condition of urgency, namely, one that may produce death,
degeneration, or extreme pain. See id. Moreover, because only egregious acts or omissions can
violate this standard, mere medical malpractice cannot result in an Eighth Amendment violation.
See White v. Napoleon, 897 F.2d 103, 108-10 (3d Cir. 1990); see also Estelle v. Gamble, 429
U.S. 97, 106 (1976) (noting that “medical malpractice does not become a constitutional violation
merely because the victim is a prisoner”).
Additionally, prison medical authorities are given considerable latitude in the diagnosis
and treatment of inmate patients, see Young v. Kazmerski, 266 F. App’x 191, 194 (3d Cir.
2008), and a doctor’s disagreement with the professional judgment of another doctor is not
actionable under the Eighth Amendment. See White, 897 F.2d at 108-10. Furthermore, it is well
settled that an inmate’s dissatisfaction with a course of medical treatment, standing alone, does
not give rise to a viable Eighth Amendment claim. See Taylor v. Norris, 36 F. App’x 228, 229
(8th Cir. 2002); Abdul-Wadood v. Nathan, 91 F.3d 1023, 1024-25 (7th Cir. 1996); Sherrer v.
Stephens, 50 F.3d 496, 497 (8th Cir.1994); Brown v. Borough of Chambersburg, 903 F.2d 274,
278 (3d Cir. 1990) (“[A]s long as a physician exercises professional judgment his behavior will
not violate a prisoner’s constitutional rights.”); see also Pearson v. Prison Health Servs., 850
F.3d 528, 535 (3d Cir. 2017) (“[W]hen medical care is provided, we presume that the treatment
of a prisoner is proper absent evidence that it violates professional standards of care.”).
In the instant case, Defendants do not challenge whether Plaintiff had a serious medical
need. Rather, they maintain that they were not responsible for Plaintiff’s medical care and that
he was “consistently seen by medical personnel.” (Doc. No. 69 at 5.) The Court agrees with
Defendants. The record before the Court establishes that Plaintiff received medical care from the
time of his injury. (Doc. No. 70-1 at 20-21.) Nothing in the record suggests that Defendants
were not “justified in believing that [Plaintiff was] in capable hands” since he was receiving
medical treatment. See Spruill, 372 F.3d at 236. Likewise, there is no suggestion that
Defendants believed or had actual knowledge that medical staff at SCI Rockview were either
mistreating or not treating Plaintiff. See id.; see also Deshields v. Moclock, No. 1:18-cv-1709,
2019 WL 4082674, at *4 (M.D. Pa. Aug. 29, 2019) (noting that summary judgment is
appropriate “with respect to Eighth Amendment claims against health care administrators
because they are not physicians and cannot assess the reasonableness of the treatment chosen by
prison doctors”) (citing McAleese v. Owens, 770 F. Supp. 255, 263 (M.D. Pa 1991)). Moreover,
to the extent that Plaintiff faults Defendants Alexander, Lechner, and Haldner for delaying his
assignment to a cell on the bottom tier, there is no evidence before the Court suggesting that
these Defendants could unilaterally make the determination that such an accommodation was
warranted. Rather, during his deposition, Plaintiff testified that unit managers make decisions
regarding cell and bunk assignments “in conjunction with medical.” (Doc. No. 70-1 at 22); see
Matthews v. Pa. Dep’t of Corr., 613 F. App’x 163, 170-71 (3d Cir. 2015) (concluding, under
Spruill, that while “corrections officers were aware of [the inmate-plaintiff’s] difficulty
descending from his top bunk, using the stairs, and moving about on crutches, they were also
justified in trusting that the medical professionals who regularly treated [the inmate-plaintiff]
would recommend a bunk or cell reassignment if he needed one”).
Given that the Court previously dismissed Plaintiff’s claims against Defendants Reisinger
and Doll, who provided medical care to Plaintiff, after concluding that his allegations against
them “amount[ed] to disagreement with the medical treatment provided” (Doc. No. 53 at 10), the
Court agrees with Defendants that “it would defy logic to hold the non-medical personnel liable
when the actual providers were not liable” (Doc. No. 69 at 7). Consequently, the Court will
grant Defendants summary judgment as to Plaintiff’s Eighth Amendment claim concerning
medical care.
2. Meals
Defendants have construed Plaintiff’s amended complaint as raising an Eighth
Amendment claim regarding his inability to eat meals in the dining hall. (Doc. No. 69 at 8-9.)
As noted above, Plaintiff alleges that the medical department granted him permission to receive
his meals in his cell so that he did not have to walk to the dining hall, but that Defendant
Haldman terminated that status approximately forty (40) days later. (Doc. No. 42 ¶¶ 108-09.)
He maintains that he received a misconduct for disobeying a direct order when his pain
prevented him from sitting down in the dining hall during breakfast. (Id. ¶ 112.) Plaintiff states
that he “went many days without [eating] out of the [dining] hall and nothing was done,” but that
he was able to eat commissary in his cell. (Id. ¶¶ 121-22.)
“Prison officials violate an inmate’s Eighth Amendment rights when they deprive [him]
of ‘a single identifiable human need such as food.’” Chavarriaga v. N.J. Dep’t of Corr., 806 F.3d
210, 226 (3d Cir. 2015) (quoting Wilson v. Seiter, 501 U.S. 294, 304 (1991)). “[O]nly a
substantial deprivation of food to a prisoner” rises to the level of an Eighth Amendment
violation. See Lindsey v. O’Connor, 327 F. App’x 319, 321 (3d Cir. 2009); see also Bennett v.
PrimeCare Med., Inc., No. 3:18-cv-517, 2019 WL 7856757, at *7 (M.D. Pa. Dec. 20, 2019)
(noting that “[a] systemic failure to provide food in sufficient quantity to maintain normal health
violates the Eighth Amendment”), report and recommendation adopted, 2020 WL 564940 (M.D.
Pa. Feb. 5, 2020).
In the instant case, Plaintiff cites no evidence to the Court suggesting that Defendants,
particularly Defendant Haldman, deliberately caused a substantial deprivation of food. While
Plaintiff alleges that Defendant Haldman told medical staff not to allow Plaintiff to eat in his
cell, there is nothing in the record before the Court establishing that Defendant Haldman was
involved in the incidents where Plaintiff was told by unidentified corrections officers that he
could not eat in the dining hall while standing. Moreover, Plaintiff has not provided any
evidence suggesting that he was unable to “maintain normal health” because of the alleged
deprivation of meals. See Bennett, 2019 WL 7856757, at *7. While Plaintiff alleges he “lost
over 20 [pounds] because of the degeneration of health” (Doc. No. 42 ¶ 143), his amended
complaint is unsworn and, therefore, may not be treated as an affidavit in opposition to
Defendants’ motion for summary judgment. See Ziegler v. Eby, 77 F. App’x 117, 120 (3d Cir.
2003). Rather, the evidence before the Court establishes that Plaintiff was able to eat
commissary in his cell on days that he was unable to eat in the dining hall and was provided
meals in his cell in the Restricted Housing Unit. (Doc. No. 70-1 at 28-31.) Accordingly, the
Court will grant Defendants summary judgment with respect to Plaintiff’s Eighth Amendment
claim concerning the deprivation of meals.2
2 While unclear, Plaintiff may also be raising an Eighth Amendment conditions of confinement
claim against Defendant Gray for failing to ensure that the pull-up bar was well maintained.
(Doc. No. 42 ¶¶ 25-28.) Plaintiff suggests that Defendant Gray “act[ed] as if he couldn’t locate
the broken [pull-up] bar station” and indicates that it “was not fixed until May 2018.” (Id. ¶¶ 26,
28.) To succeed on such a claim, a plaintiff must establish that “(1) he was incarcerated under
conditions imposing a substantial risk of serious harm, (2) the defendant-official was deliberately
indifferent to that substantial risk to his health and safety, and (3) the defendant-official’s
deliberate indifference caused him harm.” See Bistrian v. Levi, 696 F.3d 352, 367 (3d Cir.
2015). In the instant case, Plaintiff fails to cite evidence to the Court suggesting that Defendant
Gray was aware that the pull-up bar was broken prior to Plaintiff using it and that he was
deliberately indifferent to any risk of harm posed by the broken bar. Accordingly, to the extent
Plaintiff asserts a conditions of confinement claim, Defendants are entitled to summary judgment
on this claim, as well.
C. First Amendment Claim
Plaintiff next alleges that Defendants Wetzel, Garman, Alexander, and Haldman violated
his First Amendment rights by retaliating against him for submitting grievances. (Doc. No. 42
¶¶ 161-67.) Specifically, it appears that Plaintiff believes Defendants Alexander and Haldman
retaliated by delaying his housing reassignment, that Defendant Haldman retaliated by directing
the medical department to terminate Plaintiff’s permission to eat meals in his cell, and that
Defendants Wetzel and Garman retaliated through their responses to his grievances. (Id. ¶¶ 50-
164-65.)
To state a retaliation claim under the First Amendment, a plaintiff bears the burden of
satisfying three (3) elements. First, a plaintiff must prove that he was engaged in a
constitutionally protected activity. See Rauser v. Horn, 241 F.3d 330, 333 (3d Cir. 2001).
Second, a plaintiff must demonstrate that he “suffered some ‘adverse action’ at the hands of
prison officials.” See id. (quoting Allah v. Seiverling, 229 F.3d 220, 225 (3d Cir. 2000)). This
requirement is satisfied when the adverse action is “sufficient ‘to deter a person of ordinary
firmness’ from exercising his First Amendment rights.” See id. (quoting Suppon v. Dadonna,
2013 F.3d 228, 235 (3d Cir. 2000)). Third, a prisoner must prove that “his constitutionally
protected conduct was ‘a substantial or motivating factor’ in the decision to discipline him.” See
Rauser, 241 F.3d at 333-34 (quoting Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle, 429
U.S. 274, 287 (1977)).
The mere fact that an adverse action occurs after either a complaint or grievance is filed
is relevant, but not dispositive, for the purpose of establishing a causal link between the two
events. See Lape v. Pennsylvania, 157 F. App’x 491, 498 (3d Cir. 2005). Only when the facts of
a particular case are “unusually suggestive” of a retaliatory motive will temporal proximity, on
its own, support an inference of causation. See Krouse v. Am. Sterilizer Co., 126 F.3d 494, 503
(3d Cir. 1997). If a prisoner establishes a prima facie case of retaliation, the burden shifts to
prison officials to show, by a preponderance of the evidence, that “they would have made the
same decision absent the protected conduct for reasons reasonably related to a legitimate
penological interest.” See Rauser, 241 F.3d at 334. “This is often referred to as the ‘same
decision defense.’” Watson v. Rozum, 834 F.3d 417, 422 (3d Cir. 2016). If the prison officials
can make this showing, it defeats the retaliation claim. See Carter v. McGrady, 292 F.3d 152,
159 (3d Cir. 2002).
Plaintiff engaged in protected activity by filing grievances. See Mearin v. Vidonish, 450
F. App’x 100, 102 (3d Cir. 2011). The Court, therefore, must next consider whether Defendants
Alexander, Haldman, Garman, and Wetzel took adverse action against him. To be actionable
under § 1983, the adverse action “need not be great” but “must be more than de minimus.” See
McKee v. Hart, 436 F.3d 165, 170 (3d Cir. 2006). Plaintiff appears to suggest that Defendants
Garman and Wetzel took adverse action against him by denying his grievances. The Third
Circuit has noted, however, that “[t]he denial of grievances is not an ‘adverse action’ for
retaliation purposes.” See Owens v. Coleman, 629 F. App’x 163, 167 (3d Cir. 2015).
Accordingly, Plaintiff cannot maintain his retaliation claim against Defendants Garman and
Wetzel. However, the Court assumes without deciding that Defendants Alexander and
Haldman’s act of delaying his housing reassignment to a bottom tier cell and Defendant
Haldman’s act of directing the medical department to terminate Plaintiff’s permission to eat
meals in his cell constitutes adverse action sufficient to satisfy the second element of a retaliation
claim.
Defendants argue that Plaintiff has not demonstrated a causal connection between these
actions and his act of filing grievances. (Doc. No. 69 at 11.) While causation may be established
by direct or circumstantial evidence, “motivation is also never subject to proof by direct
evidence.” See Watson, 834 F.3d 417, 422 (3d Cir. 2016). Thus, motivation is typically
demonstrated by “evidence of either (1) an unusually suggestive temporal proximity between the
protected activity and the allegedly retaliatory action or (2) a pattern of antagonism coupled with
timing that suggests a causal link.” See id.
The Court agrees with Defendants that Plaintiff has not demonstrated a causal
connection. Nothing in the evidence presently before the Court would permit a finding that
Defendants Alexander and Haldman delayed Plaintiff’s housing reassignment in retaliation for
Plaintiff’s act of filing grievances. Rather, as discussed supra, the evidence establishes that unit
managers make housing assignment decisions in conjunction with the medical department.
Nothing in the record permits an inference that Defendants Alexander and Haldman deliberately
ignored a medical directive that Plaintiff receive an assignment to a bottom tier cell because of
Plaintiff’s use of the grievance system. Plaintiff, therefore, cannot maintain his retaliation claim
regarding this action, for the relevant evidence of record indicates that Defendants Alexander and
Haldman “would have made the same decision absent the protected conduct.” See Rauser, 241
F.3d at 334; see also Carter, 292 F.3d at 159. Moreover, in his deposition, Plaintiff stated that he
“[had] no idea” why Defendant Haldman told the medical department to discontinue the
directive that he receive meals in his cell. (Doc. No. 70-1 at 27.) Furthermore, Plaintiff
indicated that Defendant Haldman took this action “a couple of months” after Plaintiff started
taking his meals in his cell. Such a passage of time is not unusually suggestive to infer
causation. See Liddick v. Tritt, No. 1:14-cv-1813, 2018 WL 3639858, at *7 (M.D. Pa. June 29,
2018) (discussing such a claim involving the passage of two (2) months), report and
recommendation adopted, 2018 WL 3631872 (M.D. Pa. July 31, 2018); Burt v. Lane, No. 1:16-
cv-1180, 2017 WL 4681807, at *9-10 (M.D. Pa. Apr. 4, 2017) (collecting decisions indicating
that temporal proximities of seventeen (17) days, three (3) weeks, seven (7) weeks, and between
one (1) to three (3) months all were insufficient to establish causation and finding that a six (6)-
month temporal gap defeated the inmate-plaintiff’s retaliation claim). Plaintiff’s speculations
that Defendants Alexander and Haldman retaliated against him are simply insufficient to create a
genuine issue of material fact to survive summary judgment. See Alexander v. Forr, 297 F.
App’x 102, 105 (3d Cir. 2008) (concluding that district court properly granted summary
judgment to defendants on inmate-plaintiff’s retaliation claim because the inmate’s “allegations
of causation typically amount[ed] to no more than unsupported assertions; indeed, he often
appear[ed] to rely on his unwarranted belief that causation is self-evident”).
D. Medical Malpractice Claim
Plaintiff also asserts a medical malpractice claim pursuant to Pennsylvania state law
against Defendant Williams. (Doc. No. 42 ¶¶ 168-70.) Defendants assert that the Court may
decline supplemental jurisdiction over this claim if all of Plaintiff’s federal claims are dismissed
or, alternatively, grant summary judgment because Plaintiff failed to file the requisite certificate
of merit to support his claim. (Doc. No. 69 at 13-14.)
Under Rule 1042.3 of the Pennsylvania Rules of Civil Procedure, plaintiffs seeking to
raise medical malpractice claims must file a valid certificate of merit. That rule states in
pertinent part:
(a) In any action based upon an allegation that a licensed professional deviated from
an acceptable professional standard, the attorney for the plaintiff, or the plaintiff if
not represented, shall file with the complaint or within sixty days after the filing of
the complaint, a certificate of merit signed by the attorney or party that either[:]
(1) an appropriate licensed professional has supplied a written statement
that there exists a reasonable probability that the care, skill or knowledge
exercised or exhibited in the treatment, practice or work that is the subject
of the complaint, fell outside acceptable professional standards and that
such conduct was a cause in bringing about the harm, or
(2) the claim that the defendant deviated from an acceptable professional
standard is based solely on allegations that other licensed professionals for
whom this defendant is responsible deviated from an acceptable
professional standard; or
(3) expert testimony of an appropriate licensed professional is unnecessary
for prosecution of the claim.
Pa. R. Civ. P. 1042.3. The requirements of Rule 1042.3 are deemed substantive in nature and,
therefore, federal courts in Pennsylvania must apply these prerequisites of Pennsylvania law
when assessing the merits of a medical malpractice claim. See Liggon-Reading v. Estate of
Sugarman, 659 F.3d 258, 262-65 (3d Cir. 2011); Iwanejko v. Cohen & Grigsby, P.C., 249 F.
App’x 938, 944 (3d Cir. 2007). This requirement applies with equal force to counseled
complaints and to pro se medical malpractice actions brought under state law. See Hodge v.
Dep’t of Justice, 372 F. App’x 264, 267 (3d Cir. 2010) (affirming district court’s dismissal of
medical negligence claim for failure to file a certificate of merit); Levi v. Lappin, No. 07-1839,
2009 WL 1770146, at *1 (M.D. Pa. June 22, 2009).
Here, Plaintiff has failed to file a certificate of merit. The usual consequence for failing
to file a certificate of merit is dismissal of the claim without prejudice. See Booker v. United
States, 366 F. App’x 425, 427 (3d Cir. 2010). However, dismissal with prejudice is proper when
the statute of limitations has run on the claim. See Smith v. Bolava, No. 14-cv-5753, 2015 WL
2399134, at *3 (E.D. Pa. May 20, 2015) (quoting Booker, 366 F. App’x at 427). Pennsylvania’s
statute of limitations for medical malpractice claims is two years. See 42 Pa. Cons. Stat.
§ 5524(7). Here, the allegations in Plaintiff’s amended complaint concern events that occurred
in 2016 and 2017. Thus, the statute of limitations has run on Plaintiff’s medical malpractice
claim, and it is subject to dismissal with prejudice. See Smith, 2015 WL 2399134, at *3.
Accordingly, the Court will grant summary judgment to Defendants with respect to Plaintiff’s
medical malpractice claim.
V. CONCLUSION
For the foregoing reasons, Defendants’ motion for summary judgment (Doc. No. 68) will
be granted. Defendants’ motion to dismiss for failure to prosecute (Doc. No. 71) will be denied
as moot. An appropriate Order follows.