applying Rule 12(b)(6) standard to § 1915(e)(2)(B)(ii
How later courts described this case
- applying Rule 12(b)(6) standard to § 1915(e)(2)(B)(ii
- applying Rule 12(b)(6) standard to § 1915(e)(2)(B)(ii) dismissal
- verbal abuse does not give rise to a constitutional claim under § 1983
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
TODD LINGENFELTER, : Civil No. 3:19-cv-2214
:
Plaintiff, :
:
v. :
:
LT. LIPTAK, :
:
Defendant. : Judge Jennifer P. Wilson
MEMORANDUM
Plaintiff Todd Lingenfelter, an inmate presently incarcerated at the Benner
Township State Correctional Institution (“SCI-Benner”) in Bellefonte,
Pennsylvania, commenced this civil rights action pursuant to 42 U.S.C. § 1983 and
the Religious Land Use and Institutionalized Persons Act (“RLUIPA”), 42 U.S.C.
§§ 2000cc-1, et seq. (Docs. 1 and 2.) Lingenfelter seeks to proceed in forma
pauperis. (Doc. 3.) The court has conducted an initial screening of the complaint
pursuant to 28 U.S.C. § 1915(e) and 28 U.S.C. § 1915A, and for the reasons that
follow, the court will grant Lingenfelter’s motion to proceed in forma pauperis but
dismiss the complaint as it fails to state a claim. The court will grant Lingenfelter
twenty-one days to file an amended complaint.
FACTUAL BACKGROUND AND PROCEDURAL HISTORY
On December 27, 2019, Lingenfelter, a Native American inmate housed in a
mental health unit at SCI-Benner, filed this action against a single defendant,
Lieutenant Liptak. (Docs. 1 and 2.) According to the allegations in the complaint,
on April 22, 2019, while Lingenfelter was on the way to lunch with his cellmate
Marvin Banks, Banks informed Lingenfelter that Lt. Liptak was pointing and
laughing at Lingenfelter’s hair style. Lt. Liptak approached Lingenfelter saying
“[you] can’t have [your] hair [that] way.” (Doc. 1 at 5.)1 Lingenfelter told Lt.
Liptak not to laugh at him and that he wore his hair in this manner to honor his
deceased sister. (Id.) Lt. Liptak told Lingenfelter to “take you and your ridiculous
hair back to the block.” (Id.) Lingenfelter returned to his cell block, perched on
the second-tier railing and threatened to jump. (Id.) Lingenfelter got down from
the railing after speaking with Lt. Liptak. (Id. at 19.) Prison officials subsequently
placed Lingenfelter in a psychiatric observation cell because he was a danger to
himself. (Id. at 13.)
Lingenfelter asserts Lt. Liptak violated his First Amendment and equal
protection rights as well as the Religious Land Use and Institutionalized Persons Act
(“RLUIPA”) by questioning him in a disrespectful manner about his Native
1 For ease of reference, the court refers to the page numbers in the CM/ECF header.
American hairstyle. As relief he seeks a million dollars, a handwritten apology, a
prayer pipe, handrum, and a pair of moccasins (size 9.5). He also seeks a television
and tablet for himself and his roommate. (Id. at 6.)
STANDARD OF REVIEW
When a litigant seeks to proceed in forma pauperis, without payment of
fees, 28 U.S.C. § 1915 requires the court to screen the complaint. Similarly, when
a prisoner seeks redress from a government defendant in a civil action, whether
proceeding in forma pauperis or not, the court must screen the complaint. See 28
U.S.C. § 1915A(a). Both 28 U.S.C. § 1915(e)(2)(B) and § 1915(A) give the court
the authority to dismiss a complaint if it is frivolous, malicious, fails to state a
claim on which relief may be granted, or seeks monetary relief from a defendant
who is immune from such relief. See 28 U.S.C. § 1915(e)(2)(B)(i)-(iii); 28 U.S.C.
§ 1915A(b)(1)-(2); Ball v. Famiglio, 726 F.3d 448, 452 (3d Cir. 2013).
A complaint is frivolous if it lacks an arguable basis either in law or fact.
See Mitchell v. Horn, 318 F.3d 523, 530 (3d Cir. 2003) (citing Neitzke v. Williams,
490 U.S. 319, 327–28 (1989)). In deciding whether the complaint fails to state a
claim, the court employs the standard used to analyze motions to dismiss under
Fed. R. Civ. P. 12(b)(6). See Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir.
1999) (applying Rule 12(b)(6) standard to § 1915(e)(2)(B)(ii) dismissal). Under
Rule 12(b)(6), the court “must accept all of the complaint’s well-pleaded facts as
true but may disregard any legal conclusions.” Fowler v. UPMC Shadyside, 578
F.3d 203, 210–11 (3d Cir. 2009) (citing Ashcroft v. Iqbal, 556 U.S. 662, 67–79,
(2009)). The court may also rely on exhibits attached to the complaint and matters
of public record. Sands v. McCormick, 502 F.3d 263, 268 (3d Cir. 2007).
A complaint must contain “a short and plain statement of the claim showing
that the pleader is entitled to relief . . .” Fed. R. Civ. P. 8(a)(2). A complaint is
required to provide “the defendant fair notice of what the . . . claim is and the
grounds upon which it rests.” Phillips v. Cnty. of Allegheny, 515 F.3d 224, 232 (3d
Cir. 2008) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)).
To test the sufficiency of the complaint, the court “must take three steps.”
Connelly v. Lane Constr. Corp., 809 F.3d 780, 787 (3d Cir. 2016). First, a court
must “take note of the elements a plaintiff must plead to state a claim.” Id.
(internal quotations and brackets omitted). Second, the court must identify
allegations that are merely legal conclusions “because they . . . are not entitled to
the assumption of truth.” Id. While detailed factual allegations are not required,
“[t]hreadbare recitals of the elements of a cause of action, supported by mere
conclusory statements, do not suffice.” Iqbal, 556 U.S. at 678 (citing Twombly,
550 U.S. at 555). Third, a court should assume the veracity of all well-pleaded
factual allegations and “then determine whether they plausibly give rise to an
entitlement to relief.” Connelly, 809 F.3d at 787 (quoting Iqbal, 556 U.S. at 679).
A complaint filed by a pro se plaintiff must be liberally construed and “held
‘to less stringent standards than formal pleadings drafted by lawyers.’” Fantone v.
Latini, 780 F.3d 184, 193 (3d Cir. 2015) (citing Haines v. Kerner, 404 U.S. 519,
520–21 (1972)); see also Erickson v. Pardus, 551 U.S. 89, 94 (2007). Yet, even a
pro se plaintiff “must allege sufficient facts in their complaints to support a claim.”
Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 245 (3d Cir. 2013) (citation
omitted). Pro se litigants are to be granted leave to file a curative amended
complaint even when a plaintiff does not seek leave to amend, unless such an
amendment would be inequitable or futile. See Estate of Lagano v. Bergen Cnty.
Prosecutor’s Office, 769 F.3d 850, 861 (3d Cir. 2014). A complaint that sets forth
facts which affirmatively demonstrate that the plaintiff has no right to recover is
properly dismissed without leave to amend. Grayson v. Mayview State Hosp., 293
F.3d 103, 106 (3d Cir. 2002).
DISCUSSION
A. Lingenfelter’s First Amendment Free Exercise Claim
The First Amendment provides that “Congress shall make no law respecting
an establishment of religion, or prohibiting the free exercise thereof ...” U.S. Const.
amend. I. The Free Exercise Clause of the First Amendment prohibits prison
officials from denying an inmate “a reasonable opportunity of pursuing his faith.”
See Cruz v. Beto, 405 U.S. 319, 322 n. 2 (1972). It is well-established that “[o]nly
beliefs which are both sincerely held and religious in nature are protected under the
First Amendment.” Sutton v. Rasheed, 323 F.3d 236, 250–51 (3d Cir. 2003)
(citations and internal quotation marks omitted).
The court understands Lingenfelter’s claim to be that that Lt. Liptak’s
comments regarding his hairstyle is actionable under the Free Exercise Clause.
Lingenfelter is mistaken. The First Amendment does not shield prisoners from
insults or offensive statements. Verbal comments alone do not rise to the level of a
constitutional claim in the prison context. See Begnoche v. DeRose, 676 F. App’x
117, 121 (3d Cir. 2017) (verbal abuse does not give rise to a constitutional claim
under § 1983). Moreover, a single incident of verbal harassment by a corrections
officer regarding an inmate’s religion, without more, fails to state a First
Amendment claim. See Cameron v. Gurnoe, Case No. 2:19-cv-71, 2019 WL
2281333, at *6 (W.D. Mich. May 29, 2019) (citing cases); Munic v. Langan, Civil
No. 4:CV-13-2245, 2015 WL 5530274, at *4 (M.D. Pa. Sept. 18, 2015) (verbal
harassment over religious beliefs does not give rise to a constitutional violation);
Thompson v. Ireland, C.A. No. 13-150 Erie, 2014 WL 4187088, at *5 (W.D. Pa.
Aug. 21, 2014) (verbal harassment based on inmate’s religion is insufficient to
show defendants restricted or interfered with plaintiff’s free exercise of religion).
Here, Lingenfelter does not suggest that the comment regarding his hairstyle
occurred on more than one occasion or that he was prohibited or dissuaded from
practicing his Native American religion due to Lt. Liptak’s actions. Therefore,
Lingenfelter’s First Amendment Free Exercise Claim will be dismissed without
prejudice.
B. Lingenfelter’s RLUIPA Claim
RLUIPA prohibits the government from imposing a “substantial burden” on
a prisoner’s religious exercise unless that burden furthers a compelling interest and
is the least restrictive means of furthering that interest. See 42 U.S.C. § 2000cc-
1(a)(1)–(2). “[A] substantial burden exists where: 1) a follower is forced to choose
between following the precepts of his religion and forfeiting benefits otherwise
generally available to other inmates versus abandoning one of the precepts of his
religion in order to receive a benefit; or 2) the government puts substantial pressure
on an adherent to substantially modify his behavior and to violate his beliefs.”
Washington v. Klem, 497 F.3d 272, 280 (3d Cir. 2007). Therefore, to establish a
prima facie case for a RLUIPA violation, a prisoner-plaintiff must demonstrate
that a substantial burden has been placed on his or her exercise of religious beliefs.
See Robinson v. Sup’t. Houtzdale SCI, 693 F. App’x 111, 115 (3d Cir. 2017) (per
curiam) (“The threshold question in any … RLUIPA case is whether the prison’s
challenged policy or practice has substantially burdened the practice of the inmate-
plaintiff’s religion.”) (citing Washington, 497 F.3d at 277–78).
Lingenfelter alleges that Lt. Liptak harassed and humiliated him because of
his Native American hairstyle. (Doc. 1 at 6.) These allegations fail to establish a
valid claim under RLUIPA as Lingenfelter has not demonstrated that Lt. Liptak’s
actions or words placed a substantial burden on the exercise of his religious beliefs.
He does not allege Lt. Liptak forced him to modify his religious practices or that
Lt. Liptak’s actions forced him to violate his religious beliefs. Since Lingenfelter
has not met the substantial burden requirement under RLUIPA, he has not
established a prima facie case a RLUIPA violation. Accordingly, Lingenfelter’s
RLUIPA claim will be dismissed without prejudice.
C. Lingenfelter’s Equal Protection Claim
“The Equal Protection Clause of the Fourteenth Amendment commands that
no State shall ‘deny to any person within its jurisdiction the equal protection of the
laws,’ which is essentially a direction that all persons similarly situated should be
treated alike.” City of Cleburne v. Cleburne Living Ctr., 473 U.S. 432, 439 (1985)
(quoting Plyler v. Doe, 457 U.S. 202, 216 (1982)). Of course, despite the Equal
Protection Clause’s sweeping language, it does “not forbid classifications. It
simply keeps governmental decisionmakers from treating differently persons who
are in all relevant respects alike.” Nordlinger v. Hahn, 505 U.S. 1, 10 (1992).
Two theories exist upon which a plaintiff may predicate an equal protection
claim. The traditional theory protects a plaintiff from discriminatory treatment
based on membership in a protected class. To prevail on a traditional equal
protection claim, a plaintiff must present evidence that he is a member of a
protected class and was treated differently from others who are similarly situated.
Williams v. Morton, 343 F.3d 212, 221 (3d Cir. 2003). The second theory, which
is the “class of one” theory, requires the plaintiff to state facts showing that: “(1)
the defendant treated him differently from others similarly situated, (2) the
defendant did so intentionally, and (3) there was no rational basis for the difference
in treatment.” Hill v. Borough of Kutztown, 455 F.3d 225, 239 (3d Cir. 2006).
As Lingenfelter does not allege he is a member of a suspect class, it appears
that he proceeds under the class of one theory. He argues that Lt. Liptak
intentionally treated him differently than other inmates of “other faith groups who
wear different hair styles” without reason by ridiculing him in the dining hall and
sending him back to the block before he finished his meal. (Doc. 1 at 6.) He adds
that while “there are no more hair exemptions throughout the DOC” and “no more
restrictions on hair length,” inmates are not permitted to wear mohawks. (Doc. 2.)
Lingenfelter describes his hairstyle that day as his “Native American top bun and
scalp look.” (Id.)
Presently Lingenfelter’s complaint is devoid of any allegations that Lt.
Liptak, without any rational basis, treated him differently than other inmates
suspected of having a hairstyle, religious or non-religious, that did not conform to
institutional policy. See Phillips v. Cnty. of Allegheny, 515 F.3d 224, 243 (3d Cir.
2008). His assertion that Lt. Liptak did not question or ridicule other inmates
wearing their hair in a religious manner is conclusory, and even if accepted as true,
fails to state a plausible equal protection claim. “Threadbare recitals of the
elements of a cause of action, supported by mere conclusory statements, do not
suffice.” See Iqbal, 556 U.S. at 678, 129 S.Ct. at 1949. Accordingly,
Lingenfelter’s equal protect claim will be dismissed without prejudice.
D. Leave to File an Amended Complaint
The court will dismiss Lingenfelter’s complaint in its entirety for failure to
state a claim upon which relief may be granted pursuant to 28 U.S.C. §
1915(e)(2)(B)(ii) and 28 U.S.C. § 1915A(b)(1). However, because it is
conceivable that Lingenfelter may be able to cure the defects of his pleading, the
court will grant Lingenfelter leave to file an amended complaint. If Lingenfelter
decides to file an amended complaint, he must clearly label the document
“Amended Complaint.” It must bear the docket number assigned to this case and
must be retyped (double spaced) or legibly rewritten (double spaced) in its entirety,
on the court-approved form.2 In addition, any amended complaint filed by
2 In the “Caption” section of the amended complaint, Plaintiff must state the first and last
name, to the extent he knows it, of each defendant he wishes to sue. Plaintiff should also indicate
whether he intends to sue each defendant in his or her individual capacity, official capacity, or
both.
Lingenfelter supersedes (replaces) the original complaint already filed. It must be
“retyped or reprinted so that it will be complete in itself including exhibits.” M.D.
Pa. LR 15.1; see also W. Run Student Hous. Assocs. v. Huntingdon Nat’l Bank, 712
F.3d 165, 171 (3d Cir. 2013).
Lingenfelter is also advised that his amended complaint must be concise and
direct. See Fed. R. Civ. P. 8(d). Each allegation must be set forth in individually
numbered paragraphs in short, concise and simple statements. Id. Lingenfelter
should make every effort to ensure his amended complaint, if handwritten, is
double spaced and legible. Illegible documents will be returned to plaintiff.
If Lingenfelter fails to file an amended complaint on the court’s form within
twenty-one days, and in compliance with the court’s instructions, the court will
dismiss his complaint pursuant to 28 U.S.C. § 1915(e)(2)(B).
Finally, Plaintiff is reminded of his obligation to advise the court of any
change of address. See M.D. Pa. LR 83.18. His failure to do so will be deemed as
abandonment of the lawsuit resulting in the dismissal of the action.
CONCLUSION
For the above reasons, the court will grant Lingenfelter’s request to proceed
in forma pauperis but dismiss his complaint pursuant to 28 U.S.C. § 1915(e)(2)(B)
and § 1915A(b)(1) for failure to state a claim upon which relief may be granted.
Lingenfelter will be granted leave to file an amended complaint. An appropriate
order shall follow.
s/Jennifer P. Wilson
JENNIFER P. WILSON
United States District Court Judge
Middle District of Pennsylvania
Dated: June 11, 2020