noting that “the complaint was not verified, thereby precluding the District Court from treating it as the equivalent of an affidavit for purposes of Federal Rule of Civil Procedure 56(e)”
How later courts described this case
- noting that “the complaint was not verified, thereby precluding the District Court from treating it as the equivalent of an affidavit for purposes of Federal Rule of Civil Procedure 56(e)”
- treating verified complaint as an affidavit on summary judgment motion
- “medical malpractice does not become a constitutional violation merely because the victim is a prisoner”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
ERIC R. WILLIAMS, :
Plaintiff, :
: No. 1:19-cv-720
v. :
: (Judge Rambo)
MICHELLE MCGEE, et al.,1 :
Defendants :
MEMORANDUM
This matter is before the Court pursuant to the motion for summary judgment
filed by remaining Defendants Michelle McGee (“McGee”) and Jason Kowalski
(“Kowalski”). (Doc. No. 35.) Pro se Plaintiff Eric R. Williams (“Plaintiff”) has
filed neither a brief in opposition nor a motion seeking an extension of time to do so.
Accordingly, because the time for Plaintiff to respond has expired, Defendants’
motion for summary judgment is ripe for disposition.
I. BACKGROUND
A. Procedural Background
Plaintiff initiated the above-captioned action on April 24, 2019 by filing a
complaint pursuant to 42 U.S.C. § 1983 against Defendants McGee, Kowalski, Dr.
Platt (“Platt”), Brian Shiptoski (“Shiptoski”), Dr. Andrew Newton (“Newton”), and
1 Plaintiff initially named Michelle Magee as a Defendant in this matter. Defendants’ submissions,
however, indicate that the proper spelling for this Defendant’s last name is McGee. The Court,
therefore, will direct the Clerk of Court to amend the docket to reflect the proper spelling.
Correct Care Solutions, LLC (“CCS”). (Doc. No. 1.) On May 1, 2019, the Court
granted Plaintiff leave to proceed in forma pauperis and directed service of his
complaint upon Defendants. (Doc. No. 5.) CCS filed a motion to dismiss on July
1, 2019. (Doc. No. 16.) Defendants McGee and Kowalski filed an answer to the
complaint on July 3, 2019. (Doc. No. 18.) Defendants Newton, Platt, and Shiptoski
filed a motion to dismiss on July 8, 2019. (Doc. No. 19.)
In a Memorandum and Order dated July 24, 2019, the Court granted CCS’s
motion to dismiss. (Doc. Nos. 22, 23.) On September 18, 2019, the Court granted
the motion to dismiss filed by Defendants Newton, Platt, and Shiptoski. (Doc. Nos.
27, 28.) The Court granted Plaintiff leave to file an amended complaint. (Id.)
Plaintiff, however, did not do so. Plaintiff and Defendants McGee and Williams
subsequently engaged in discovery. After receiving an extension of time (Doc. Nos
33, 34), Defendants McGee and Kowalski filed their motion for summary judgment
(Doc. No. 35) and supporting materials (Doc. Nos. 36, 37).
B. Summary of Plaintiff’s Complaint
Plaintiff is a former Pennsylvania state inmate. (Doc. No. 1 ¶ 1.) He
maintains that he had no history of mental illness before his incarceration. (Id. ¶ 10.)
On December 5, 2014, Plaintiff went through intake at SCI Graterford. (Id. ¶ 11.)
That month, he met with a mental health professional and “explained that he was
2
worried about his wife and he had not been able to sleep for several nights.” (Id.
¶¶ 12-13.) He was prescribed Rymron, but eventually stopped taking the medication
because it made him experience “near sedation.” (Id. ¶¶ 14-15, 17.) Plaintiff was
transferred to SCI Camp Hill in February of 2015. (Id. ¶ 18.) He maintains that he
never had a “PRT meeting” at SCI Graterford and SCI Camp Hill. (Id. ¶ 19.)
Plaintiff was transferred to SCI Mahanoy in May of 2015. (Id. ¶ 21.) By
January of 2016, his “marriage had become strained to the point that he and his wife
started discussing divorce.” (Id. ¶ 22.) Plaintiff began to lose sleep and his appetite,
and on February 15, 2016, received a misconduct “for unauthorized use of telephone
privileges while trying to save his marriage.” (Id ¶¶ 24-25.) When Unit Manager
Holly served Plaintiff with the misconduct, Plaintiff asked to see Defendant McGee
in the psychology department. (Id. ¶ 26.)
When Plaintiff saw Defendant McGee, he told her that he was facing a
potential divorce, was experiencing loss of appetite, and sleep, and had been
“battling depression for approximately one and one half months.” (Id. ¶¶ 27-28.)
Defendant Magee referred him to Defendant Platt. (Id. ¶ 30.) One week later,
Defendant Platt met with Plaintiff and asked him about his mental health history and
his family’s mental health history. (Id. ¶¶ 31-37.) Defendant Platt informed Plaintiff
that he “was genetically predisposed to depression due to his father’s history of
3
mental illness.” (Id. ¶ 38.) Defendant Platt prescribed Plaintiff Depakote and
instructed him to take 300 milligrams twice a day. (Id. ¶ 39.)
Plaintiff began taking Depakote and “immediately began to have
complications.” (Id. ¶¶ 40-41.) In March of 2016, he told Defendant Platt that he
“would be in a drug induced stupor throughout most of the day while still feeling
depressed.” (Id. ¶ 42.) Defendant Platt told him that he needed to get used to the
medication. (Id. ¶ 43.) Plaintiff continued to take Depakote, but at a follow-up visit
in April of 2016, he told Defendant Platt he had not taken the medication in three (3)
weeks “because 300 milligrams twice daily was still to[o] much for him.” (Id. ¶ 44.)
Defendant Platt decided to switch Plaintiff’s prescription to 150 milligrams of
Lithium twice daily. (Id. ¶ 47.)
In July of 2016, Plaintiff saw Defendant Shiptoski for a follow-up
appointment. (Id. ¶ 49.) Plaintiff stated that he no longer felt depressed but that the
Lithium was causing complications such as dry mouth, fatigue, stomach cramps,
headaches, and muscle aches. (Id. ¶¶ 49-50.) Plaintiff also noted he “became
withdrawn, easily annoyed and extremely agitated.” (Id. ¶ 51.) Defendant Shiptoski
noted that Plaintiff could have toxic levels of Lithium in his blood and ordered a
blood draw. (Id. ¶ 52.) Plaintiff last took Lithium during the first week of August
of 2016 but continued to have blood draws through December of 2016. (Id. ¶¶ 53-
4
54.) From August of 2016 through December of 2017, his medication order
remained in place and no one mentioned Plaintiff’s non-compliance. (Id. ¶ 55.)
Defendants Shiptoski and McGee met with Plaintiff every sixty (60) to ninety (90)
days, and Plaintiff “regularly expressed that he no longer felt depressed and that he
was cop[]ing with prison life relatively well.” (Id.)
On December 5, 2017, Plaintiff had an annual review conducted by Unit
Counselor Boltz. (Id. ¶ 56.) After giving Boltz his name and institution number,
Boltz asked Plaintiff “why he was listed as D-stability with a Z-Code.” (Id. ¶¶ 58-
59.) Boltz explained that “D-stability with a Z-Code means he has extreme mental
illness.” (Id. ¶ 61.) Plaintiff asked to see Defendant Magee. (Id. ¶ 62.) When
Defendant McGee arrived, Plaintiff asked her why he was listed as D-stability with
a Z-Code. (Id. ¶ 63.) Defendant McGee stated that she did not know but that
Plaintiff could speak to Defendant Shiptoski on December 21, 2017. (Id. ¶ 64.)
On December 21, 2017, Defendant Shiptoski told Plaintiff that he was not the
one who diagnosed him as D-stability with a Z-Code. (Id. ¶¶ 65-66.) He advised
Plaintiff “to seek the opinion of an outside physician.” (Id. ¶ 68.) Plaintiff told
Defendant Shiptoski that Defendant McGee had told him that he would not be
granted parole if he continued to be non-compliant with his medication. (Id. ¶ 69.)
He stated that “he no longer felt depressed and did not have a need to take
5
medication.” (Id. ¶ 70.) Defendant Shiptoski stated that he had not diagnosed
Plaintiff and had not prescribed medication, and Plaintiff responded that he did not
want to take medication but would do so anyway. (Id. ¶¶ 71-72.)
On January 3, 2018, Plaintiff had a PRT meeting with Defendants McGee,
Shiptoski, and Kowalski. (Id. ¶ 75.) Plaintiff asked Defendant McGee if she agreed
with his diagnosis, and she answered affirmatively. (Id. ¶¶ 79-80.) When Plaintiff
asked Defendant Shiptoski the same question, he refused to answer. (Id. ¶¶ 81-82.)
Defendant Kowalski “chimed in and stated that Plaintiff ha[s] Bipolar Disorder
which is why he ha[s] uncontrolled aggression.” (Id. ¶ 83.) Plaintiff responded “that
his actions and interactions with staff and inmates alike contradict[ed] this
diagnosis” and that “he reported that he was depressed due to being faced with a
potential divorce back in 2016.” (Id. ¶ 84.) Defendant McGee reiterated that
Plaintiff would not be granted parole if he refused to take medication. (Id. ¶ 86.)
Plaintiff responded that he would take medication but would not take Lithium
anymore. (Id. ¶ 87.) Defendant McGee told Plaintiff that she would submit a referral
(id. ¶ 88), and Defendant Kowalski stated that he would prescribe medication and
that Plaintiff should take every dose until he was reviewed by the parole board (id.
¶ 89).
6
On January 19, 2018, Plaintiff met with Defendant Newton. (Id. ¶ 92.)
Defendant Newton stated that “Plaintiff did not need to take medication.” (Id. ¶ 93.)
He told Plaintiff that he did not believe that Plaintiff has Bipolar Disorder and noted
that he would remove Plaintiff’s name from the Department of Corrections
(“DOC”)’ mental health roster. (Id. ¶ 95.) Plaintiff, however, had to sign a consent
form to do so, which he did. (Id. ¶¶ 95-96.)
On February 19, 2018, Plaintiff saw Defendant McGee, who told him that
Defendant Newton had diagnosed him with Antisocial Personality Disorder, stating
that “this disorder was no big deal because he does not have to take medication to
treat this disorder.” (Id. ¶ 97.) Plaintiff told Defendant McGee that Defendant
Newton had stated that Plaintiff’s name would be removed from the DOC’s mental
health roster. (Id. ¶ 98.) Defendant McGee indicated that “she was unaware as to
[w]hy [Defendant] Newton changed the diagnosis but that she would arrange for
Plaintiff to speak with” him. (Id. ¶ 99.)
Plaintiff saw Defendant Newton again on March 19, 2018. (Id. ¶ 100.) He
asked Defendant Newton why he had changed his diagnosis instead of removing his
name from the DOC’s mental health roster. (Id. ¶ 101.) Defendant Newton told
Plaintiff that he could file a grievance if he wanted to, “that individuals write
grievances on him about twice a week, and that it did not matter to him because
7
ultimately no one can tell him how to do his job.” (Id. ¶ 102.) Plaintiff ultimately
utilized the DOC’s grievance procedure. (Id. ¶¶ 103-122.)
Based on the above allegations, Plaintiff alleges that Defendants violated his
rights by forcing him to undergo treatment, deprived him of his Eighth Amendment
rights by not allowing him to refuse treatment, and violated his rights to be free from
cruel and unusual punishment as set forth in the Pennsylvania Constitution. (Id.
¶¶ 123-128.) As relief, Plaintiff seeks compensatory and punitive damages, as well
as costs. (Id. ¶¶ 131-133.)
II. STANDARD OF REVIEW
Federal Rule of Civil Procedure 56(a) requires the court to render summary
judgment “if the movant shows that there is no genuine dispute as to any material
fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a).
“[T]his standard provides that the mere existence of some alleged factual dispute
between the parties will not defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be no genuine issue of material
fact.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-48 (1986).
A disputed fact is “material” if proof of its existence or nonexistence would
affect the outcome of the case under applicable substantive law. Id. at 248; Gray v.
York Newspapers, Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An issue of material
8
fact is “genuine” if the evidence is such that a reasonable jury could return a verdict
for the nonmoving party. Anderson, 477 U.S. at 257; Brenner v. Local 514, United
Bhd. of Carpenters and Joiners of Am., 927 F.2d 1283, 1287-88 (3d Cir. 1991).
When determining whether there is a genuine issue of material fact, the court
must view the facts and all reasonable inferences in favor of the nonmoving party.
Moore v. Tartler, 986 F.2d 682 (3d Cir. 1993); Clement v. Consol. Rail Corp., 963
F.2d 599, 600 (3d Cir. 1992); White v. Westinghouse Electric Co., 862 F.2d 56, 59
(3d Cir. 1988). In order to avoid summary judgment, however, the nonmoving party
may not rest on the unsubstantiated allegations of his or her pleadings. When the
party seeking summary judgment satisfies its burden under Rule 56 of identifying
evidence which demonstrates the absence of a genuine issue of material fact, the
nonmoving party is required by Rule 56 to go beyond his pleadings with affidavits,
depositions, answers to interrogatories or the like in order to demonstrate specific
material facts which give rise to a genuine issue. Celotex Corp. v. Catrett, 477 U.S.
317, 324 (1986). The party opposing the motion “must do more than simply show
that there is some metaphysical doubt as to the material facts.” Matsushita Electric
Indus. Co. v. Zenith Radio, 475 U.S. 574, 586 (1986). When Rule 56 shifts the
burden of production to the nonmoving party, that party must produce evidence to
show the existence of every element essential to its case which it bears the burden
9
of proving at trial, for “a complete failure of proof concerning an essential element
of the nonmoving party’s case necessarily renders all other facts immaterial.”
Celotex, 477 U.S. at 323. See Harter v. G.A.F. Corp., 967 F.2d 846, 851 (3d Cir.
1992).
In determining whether an issue of material fact exists, the court must
consider the evidence in the light most favorable to the nonmoving party. White,
826 F.2d at 59. In doing so, the Court must accept the nonmovant’s allegations as
true and resolve any conflicts in his favor. Id. (citations omitted). However, a party
opposing a summary judgment motion must comply with Local Rule 56.1, which
specifically directs the oppositional party to submit a “statement of the material
facts, responding to the numbered paragraphs set forth in the statement required [to
be filed by the movant], as to which it is contended that there exists a genuine issue
to be tried”; if the nonmovant fails to do so, “[a]ll material facts set forth in the
statement required to be served by the moving party will be deemed to be admitted.”
L.R. 56.1. A party cannot evade these litigation responsibilities in this regard simply
by citing the fact that he is a pro se litigant. These rules apply with equal force to
all parties. See Sanders v. Beard, No. 09-CV-1384, 2010 WL 2853261, at *5 (M.D.
Pa. July 20, 2010) (pro se parties “are not excused from complying with court orders
and the local rules of court”); Thomas v. Norris, No. 02-CV-01854, 2006 WL
10
2590488, at *4 (M.D. Pa. Sept. 8, 2006) (pro se parties must follow the Federal Rules
of Civil Procedure).
III. STATEMENT OF MATERIAL FACTS2
Defendants McGee and Kowalski are Psychological Services Specialists at
SCI Mahanoy and held that position during the time period relevant to the events set
forth in Plaintiff’s complaint. (Doc. No. 36 ¶¶ 3-4.) As Psychological Services
Specialists, Defendants McGee and Kowalski are not licensed to prescribe medicine.
(Id. ¶¶ 5, 7.) Defendants McGee and Kowalski neither prescribed medicine to
2 The Local Rules of this Court provide that in addition to filing a brief in opposition to the moving
party’s brief in support of its motion, “[t]he papers opposing a motion for summary judgment shall
include a separate, short and concise statement of material facts responding to the numbered
paragraphs set forth in the statement [of material facts filed by the moving party] . . . as to which
it is contended that there exists a genuine issue to be tried.” M.D. Pa. L.R. 56. 1. The Rule further
requires the inclusion of references to the parts of the record that support the statements. Id.
Finally, the Rule states that the statement of material facts required to be served by the moving
party will be deemed to be admitted unless controverted by the statement required to be served by
the opposing party. See id. Unless otherwise noted, the factual background herein is taken from
Defendants’ Rule 56.1 statement of material facts. (Doc. No. 36.)
Plaintiff did not file a response to Defendants’ statement of facts in compliance with M.D.
Pa. L.R. 56.1. However, he has filed a verified amended complaint, which may be treated as an
affidavit in opposition to summary judgment. See Ziegler v. Eby, 77 F. App’x 117, 120 (3d Cir.
2003) (noting that “the complaint was not verified, thereby precluding the District Court from
treating it as the equivalent of an affidavit for purposes of Federal Rule of Civil Procedure 56(e)”);
Reese v. Sparks, 760 F.2d 64, 67 (3d Cir. 1985) (treating verified complaint as an affidavit on
summary judgment motion); see also Boomer v. Lewis, No. 06-850, 2009 WL 2900778, at *2 n.4
(M.D. Pa. Sept. 9, 2009) (“A verified complaint may be treated as an affidavit in support of or in
opposition to a motion for summary judgment if the allegations are specific and based on personal
knowledge.”). However, this Court is not “required to accept unsupported, self-serving testimony
as evidence sufficient to create a jury question.” Hammonds v. Collins, Civ. No. 12-236, 2016
WL 1621986, at *3 (M.D. Pa. Apr. 20, 2016) (citing Brooks v. Am. Broad. Co., 999 F.2d 167, 172
(6th Cir. 1993)). Accordingly, unless otherwise noted, the Court deems the facts set forth by
Defendants to be undisputed. See M.D. Pa. LR 56. 1; Fed. R. Civ. P. 56(e)(2).
11
Plaintiff nor provided a diagnosis for Plaintiff. (Id. ¶¶ 6, 8, 9-10.) Rather, Plaintiff’s
medications were prescribed by Defendant Platt. (Id. ¶ 13.) Defendants McGee and
Kowalski “did not involuntarily administer medication for the Plaintiff.” (Id. ¶¶ 16-
17.) Defendants McGee and Kowalski did not vote on Plaintiff’s parole
recommendation. (Id. ¶¶ 18-19.) Plaintiff was granted parole in December of 2018.
(Id. ¶ 20.)
IV. DISCUSSION
Defendants argue that they are entitled to summary judgment because: (1)
they were not personally involved in the decisions regarding Plaintiff’s
prescriptions; (2) Plaintiff made the decision to take the medication; (3) the alleged
side effects do not constitute serious medical conditions; (4) negligence is
insufficient to establish liability under the Eighth Amendment; and (5) Plaintiff’s
claims under the Pennsylvania Constitution should be dismissed. (Doc. No. 37 at
3.)
A. Claims Regarding Right to Refuse Treatment
In Count I of his complaint, Plaintiff alleges that Defendants violated his right
to refuse treatment by threatening to deny him parole if he was non-compliant with
his medication. (Doc. No. 1 ¶ 124.) Plaintiff suggests that Defendants’ threat to do
so “constitutes forced administration of treatment.” (Id.) In Count II of his
12
complaint, Plaintiff alleges that Defendants’ “acts and omissions . . . by forced
administration of treatment for loss of sleep and appetite due to marital problems
constitutes a deliberate indifference to Plaintiff’s right to refuse treatment thereby
establishing a violation of the Eighth Amendment to the United States Constitution.”
(Id. ¶ 126.)
Although Plaintiff has framed these claims as violations of the Eighth
Amendment, “the Eighth Amendment does not define the total universe of legal
rights applicable to inmates in a medical setting.” Leaphart v. Prison Health Servs.
Inc., No. 3:10-cv-1019, 2010 WL 5391315, at *6 (M.D. Pa. Nov. 22, 2010), Report
and Recommendation adopted, 2010 WL 5391188 (M.D. Pa. Dec. 22, 2010). Courts
have recognized that the “Due Process clause of the Fourteenth Amendment
substantively protects certain fundamental rights. Among these are the right to be
free from unjustified intrusions into the body, the related right to refuse unwanted
medical treatment, and . . . the right to sufficient information to intelligently exercise
those rights.” White v. Napoleon, 897 F.2d 103, 111 (3d Cir. 1990) (internal citations
omitted). The Third Circuit has held that “convicted prisoners . . . retain a limited
right to refuse treatment and a related right to be informed of the proposed treatment
and viable alternatives. The scope of the right to refuse treatment, however, must
be circumscribed by legitimate countervailing State interests.” Id. at 113; see also
13
Sell v. United States, 439 U.S. 166, 178 (2003) (noting that “an individual has a
‘significant’ constitutionally protected ‘liberty interest’ in ‘avoiding the unwanted
administration of antipsychotic drugs’” (quoting Washington v. Harper, 494 U.S.
210, 221 (1990))); Riggins v. Nevada, 504 U.S. 127, 133-35 (1992) (noting that
“[t]he forcible injection of medication into a nonconsenting person’s body . . .
represents a substantial interference with that person’s liberty”); Pabon v. Wright,
459 F.3d 241, 246 (2d Cir. 2006) (concluding that “the Fourteenth Amendment’s
recognized liberty interest in an individual’s right to refuse medical treatment carries
with it a concomitant right to such information as a reasonable patient would deem
necessary to make an informed decision regarding medical treatment”). Thus, “a
prison may compel a prisoner to accept treatment when prison officials, in the
exercise of professional judgment, deem it necessary to carry out valid medical or
penological objectives.” White, 897 F.2d at 113. To establish a violation of the
constitutional right to medical information, “a prisoner must show that (1)
government officials failed to provide him with such information; (2) this failure
caused him to undergo medical treatment that he would have refused had he been so
informed; and (3) the officials’ failure was undertaken with deliberate indifference
to the prisoner’s right to refuse medical treatment.” Pabon, 459 F.3d at 246.
14
In the instant case, Plaintiff does not allege that his constitutional right to
medical information was violated. Rather, he maintains that his right to refuse
treatment was violated because Defendant McGee, in Defendant Kowalski’s
presence, told him that he would not be granted parole if he was not compliant with
his medication. (Doc. No. 1 ¶¶ 69, 86.) Nothing in the record before the Court,
however, including Plaintiff’s verified complaint, establishes a genuine issue of
material fact from which a reasonable jury could conclude that Defendants McGee
and Kowalski violated Plaintiff’s right to refuse treatment. As an initial matter, the
record indicates that Defendants McGee and Kowalski are not licensed to prescribe
medication and never prescribed medication to Plaintiff while he was incarcerated
at SCI Mahanoy. (Doc. No. 36 ¶¶ 5-8.) Moreover, Defendants McGee and
Kowalski did not vote on Plaintiff’s parole recommendation. (Id. ¶¶ 18-19.) Finally,
the evidence before the Court indicates that Plaintiff decided to take his medication
because of Defendant McGee’s warning concerning parole. (Doc. No. 1 ¶¶ 86-87,
90; Doc. No. 36-3 at 52-54.) To the extent Plaintiff argues that Defendants McGee
and Kowalski compelled him to become compliant to be granted parole,
“rehabilitation of inmates has been recognized as a ‘valid penological interest.’”
Hampton v. Wetzel, No. 1:15-cv-897, 2016 WL 561951, at *5 (M.D. Pa. Feb. 12,
2016) (quoting O’Lone v. Estate of Shabazz, 482 U.S. 342, 348 (1987)). Plaintiff
15
has not cited, and the Court has not located, any case concluding that a warning that
non-compliance with medication could affect parole eligibility constitutes a
violation of the right to refuse medical treatment. Thus, the Court will grant
Defendants summary judgment with respect to this claim. See George v. Rockland
State Psychiatric Ctr., No. 10-cv-8091 (NSR), 2014 WL 5410059, at *6-7 (S.D.N.Y.
Oct. 23, 2014) (granting summary judgment to defendants as to plaintiff’s
Fourteenth Amendment claim regarding forced administration of medication
because there was no evidence of record that the defendants forced him to comply
with their suggestions of medication and drug treatment).3
3 Plaintiff’s complaint could also be construed as raising a First Amendment retaliation claim
against Defendants McGee and Kowalski for forcing him to take medication as well as stating that
he would not be granted parole if he did not comply. Defendants have not addressed such a claim
in their brief; nevertheless, the Court concludes that Plaintiff cannot maintain such a claim. To
state a retaliation claim under the First Amendment, a plaintiff bears the burden of satisfying three
(3) elements. First, a plaintiff must prove that he was engaged in a constitutionally protected
activity. See Rauser v. Horn, 241 F.3d 330, 333 (3d Cir. 2001). Second, a plaintiff must
demonstrate that he “suffered some ‘adverse action’ at the hands of prison officials.” Id. (quoting
Allah v. Seiverling, 229 F.3d 220, 225 (3d Cir. 2000)). This requirement is satisfied by showing
adverse action “sufficient ‘to deter a person of ordinary firmness’ from exercising his First
Amendment rights.” Id. (quoting Suppon v. Dadonna, 2013 F.3d 228, 235 (3d Cir. 2000)). Third,
a prisoner must prove that “his constitutionally protected conduct was ‘a substantial or motivating
factor’ in the decision to discipline him.” Id. at 333-34 (quoting Mount Healthy City Sch. Dist.
Bd. of Educ. v. Doyle, 429 U.S. 274, 287 (1977)). Nothing in the record, however, suggests that
Plaintiff was engaged in constitutionally protected activity. Moreover, nothing suggests that he
suffered adverse action because he was granted parole in December 2018. (Doc. No. 36 ¶ 20.)
Accordingly, to the extent Plaintiff pleads a retaliation claim, such a claim fails. See George, 2014
WL 5410059, at *5-6 (granting summary judgment to defendants on plaintiff’s claim that
defendants retaliated against him for his complaints “by attempting to force him to take
psychotropic medication as well as threatening to report noncompliance to [his] parole officer’s
supervisor”).
16
B. Eighth Amendment Medical Care Claim
Defendants McGee and Kowalski appear to have construed Plaintiff’s
complaint as asserting an Eighth Amendment violation concerning adequate medical
care based upon side effects he experienced from the lithium he was prescribed. For
the reasons set forth below, the Court agrees with Defendants that Plaintiff cannot
maintain such a claim against them.
In the context of medical care, the Eighth Amendment “requires prison
officials to provide basic medical treatment to those whom it has incarcerated.”
Rouse v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999). To establish an Eighth
Amendment deliberate indifference claim, a claimant must demonstrate “(i) a
serious medical need, and (ii) acts or omissions by prison officials that indicate
deliberate indifference to that need.” Natale v. Camden Cty. Corr. Facility, 318 F.3d
575, 582 (3d Cir. 2003).
Deliberate indifference has been found “where the prison official (1) knows
of a prisoner’s need for medical treatment but intentionally refuses to provide it; (2)
delays necessary medical treatment based on a non-medical reason; or (3) prevents
a prisoner from receiving needed or recommended medical treatment.” Rouse, 182
F.3d at 197. The “deliberate indifference” prong of the Eighth Amendment test
requires that the defendant actually know of and disregard “an excessive risk to
17
inmate health or safety.” Farmer v. Brennan, 511 U.S. 825, 837 (1994).
Circumstantial evidence can establish subjective knowledge if it shows that the
excessive risk was so obvious that the official must have known about it. See Beers-
Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir. 2001) (citing Farmer, 511 U.S. at
842)). Moreover, “[i]f a prisoner is under the care of medical experts . . . a non-
medical prison official will generally be justified in believing that the prisoner is in
capable hands.” Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir. 2004). Accordingly,
“absent a reason to believe (or actual knowledge) that prison doctors or their
assistants are mistreating (or not treating) a prisoner, a non-medical prison official
. . . will not be chargeable with the Eighth Amendment scienter requirement of
deliberate indifference.” Id.
The second prong of the Eighth Amendment inquiry is whether the plaintiff’s
medical needs were serious. A serious medical need is “one that has been diagnosed
by a physician as requiring treatment or one that is so obvious that a lay person would
easily recognize the necessity for a doctor’s attention.” Monmouth Cty. Corr. Inst.
Inmates v. Lanzaro, 834 F.2d 326, 347 (3d Cir. 1987). Not every condition is a
serious medical need; instead, the serous medical need element contemplates a
condition of urgency, namely, one that may produce death, degeneration, or extreme
pain. See id. Moreover, because only egregious acts or omissions can violate this
18
standard, mere medical malpractice cannot result in an Eighth Amendment violation.
See White, 897 F.2d at 108-10; see also Estelle v. Gamble, 429 U.S. 97, 106 (1976)
(“medical malpractice does not become a constitutional violation merely because the
victim is a prisoner”).
In his complaint, Plaintiff avers that he experienced complications from the
lithium. (Doc. No. 1 ¶ 49.) He maintains that he experienced “dry mouth, fatigue,
stomach cramps, diarrhea, muscle aches, muscle twitches[,] and headaches.” (Id.
¶ 50.) He also alleges that he “became withdrawn, easily annoyed[,] and extremely
agitated.” (Id. ¶ 51.) Defendants assert that these side effects are not indicative of
a serious medical condition such that Eighth Amendment liability can be established.
(Doc. No. 37 at 7-8.) Assuming arguendo, however, that such side effects do
constitute a serious medical condition, Plaintiff has not demonstrated that
Defendants McGee and Kowalski were deliberately indifferent to his medical needs.
As noted above, Defendants McGee and Kowalski are not licensed to prescribe
medication and never prescribed medication to Plaintiff while he was incarcerated
at SCI Mahanoy. (Doc. No. 36 ¶¶ 5-8.) Thus, Plaintiff has failed to demonstrate
that Defendants McGee and Kowalski were personally involved in the alleged
misconduct such that they could be held liable for the alleged violation of Plaintiff’s
Eighth Amendment rights. See Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005)
19
(noting that individual liability may only be imposed under § 1983 if the state actor
played an “affirmative part” in the alleged misconduct (quoting Rode v.
Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1998)). Moreover, nothing in the record
indicates that Defendants McGee and Kowalski had reason to believe or actual
knowledge that Plaintiff’s medical providers were allegedly mistreating or failing to
treat him. See Spruill, 372 F.3d at 236. Accordingly, the Court will grant
Defendants summary judgment with respect to any Eighth Amendment claim
Plaintiff is asserting concerning the adequacy of his medical care.
C. Pennsylvania Constitution Claims
In Count III of his complaint, Plaintiff seeks damages based on Defendants’
alleged violation of his rights under Article I, Section 13 of the Pennsylvania
Constitution “and its prohibition against the infliction of cruel and unusual
punishment.” (Doc. No. 1 ¶ 128.) As the Third Circuit has recognized, however,
“[n]o Pennsylvania statute establishes, and no Pennsylvania court has recognized, a
private cause of action for damages under the Pennsylvania Constitution.” Pocono
Mtn. Charter Sch. v. Pocono Mtn. Sch. Dist., 442 F. App’x 681, 687 (3d Cir. 2011).
Accordingly, the Court will grant Defendants’ motion for summary judgment with
respect to Plaintiff’s claims pursuant to the Pennsylvania Constitution.
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V. CONCLUSION
For the foregoing reasons, Defendants’ motion for summary judgment (Doc.
No. 35) will be granted. An appropriate Order follows.
s/ Sylvia H. Rambo
United States District Judge
Date: April 28, 2020
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