“[A]n inmate must exhaust irrespective of the forms of relief sought and offered through administrative avenues.”
How later courts described this case
- “[A]n inmate must exhaust irrespective of the forms of relief sought and offered through administrative avenues.”
- holding that the exhaustion requirement of the PLRA applies to grievance procedures “regardless of the relief offered through administrative procedures”
- “[I]t is well established that ‘ignorance of the law, even for an incarcerated pro se petitioner, generally does not excuse prompt filing.’ ”
- in the medical context, an inadvertent failure to provide adequate medical care cannot be said to constitute an unnecessary and wanton infliction of pain or to be repugnant to the conscience of mankind
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
JOSEPH WHITFIELD, :
Plaintiff : CIVIL ACTION NO. 3:18-1390
v. : (JUDGE MANNION)
COMM. OF PA, et al., :
Defendants :
MEMORANDUM
I. BACKGROUND
Plaintiff, Joseph Whitfield, an inmate formerly confined at the Dauphin
County Prison, Harrisburg, Pennsylvania, filed the above caption civil rights
action pursuant to 42 U.S.C. §1983.1 (Doc. 1). The named Defendants are
the Commonwealth of Pennsylvania, Dauphin County Sheriff’s Department,
Dauphin County Prison, Warden Brian Clark, PrimeCare Medical, Inc. and
Dr. William Young. Id. Plaintiff, who is sixty years old and “disabled, using a
cane to get around”, alleges that on January 8, 2018, he “fell to the ground
while handcuffed to another inmate” after that inmate “fell on ice that had not
1 Plaintiff is currently housed in the Harrisburg Community Corrections
Center, 27 N. Cameron Street, Harrisburg, Pennsylvania.
been removed prior to being transported from the Dauphin County
Courthouse by the County Sheriff’s Department.” Id. He claims that the
inmate was “taken to the Harrisburg Hospital by ambulance and [he] was told
to go back to the County Jail and see the medical department.” Id. However,
“upon returning [Plaintiff] was told by the Sgt. on duty to go back to his
housing block and tell the C.O. to call medical but was sent back to his cell
without ever being called to medical.” Id. Plaintiff states that “despite many
request slips to the medical dept., [he] did not see a representative until
approximately two weeks later.” Id.
Plaintiff was seen by Dr. Young, who Plaintiff claims “told [Plaintiff] he
wouldn’t be given any pain medicine or treatment for his injuries.” Id. In May
2018, Plaintiff was “seen by a nurse in the Medical Department, who
“prescribed ‘Ben Gay Rubbing Cream’ for his injuries.” Id. On June 18, 2018,
Plaintiff was again seen by Dr. Young and “was told that he will not let the
Plaintiff have a ‘Second Opinion’ and he will have to wait until he is released
on bail or is discharged from the prison by the Court.” Id. On June 29, 2018,
Plaintiff wrote to Mr. John Addison, Directory of Treatment, “explaining to him
what Dr. Young had said to him.” Id. On June 26, 2018, Plaintiff wrote to the
Warden and “also explained to him that he wrote to Mr. Addison, again no
response has been received.” Id.
On July 13, 2018, Plaintiff filed the instant action in which he claims
that he “suffered physical injuries to his left arm, left shoulder and right knee”
when he fell on January 8, 2018. For relief, he seeks damages for “pain and
suffering, medical negligence and cruel and unusual punishment.” Id.
On March 25, 2019, a motion to dismiss was filed on behalf of
Defendants Dr. Young and the Dauphin County Jail Medical Department
(“Medical Defendants”). (Doc. 21). On the same date, a separate motion to
dismiss was filed on behalf of Defendants Brian Clark, Dauphin County Jail
and Dauphin County Sheriff’s Department (“Dauphin County Defendants”),
in which Defendants address the merits, as well as argue that Plaintiff’s
action should be dismissed for Plaintiff’s failure to properly exhaust his
administrative remedies in accordance with the Prison Litigation Reform Act
(“PLRA”), 42 U.S.C. §1997e(a). (Doc. 23).
On January 21, 2020, in accordance with Paladino v. Newsome, 885
F.3d 203 (3d Cir. 2018), (holding that the District Court shall provide the
parties notice that it will consider exhaustion in its role as fact finder under
Small v. Camden Cty., 728 F.3d 265 (3d Cir. 2013)), this Court issued an
Order, converting Dauphin County Defendants’ motion to dismiss to a motion
for summary judgment and allowing the parties an opportunity to supplement
the record with supporting evidence relevant to the exhaustion of
administrative remedies. (Doc. 38).
On February 18, 2020, Defendants filed a statement of material facts
in support of their motion for summary judgment. (Doc. 44). On March 5,
2020, Plaintiff filed a brief in opposition to Defendants’ motion for summary
judgment. (Doc. 45).
Defendants’ motions are ripe for disposition. For the reasons set forth
below, the Court will grant Dauphin County Defendants’ motion for summary
judgment and the Medical Defendants motion to dismiss.
II. STANDARDS OF REVIEW
A. Summary Judgment
Federal Rule of Civil Procedure 56(a) requires the court to render
summary judgment “if the movant shows that there is no genuine dispute as
to any material fact and the movant is entitled to judgment as a matter of
law.” Fed. R. Civ. P. 56(a). “[T]his standard provides that the mere existence
of some alleged factual dispute between the parties will not defeat an
otherwise properly supported motion for summary judgment; the requirement
is that there be no genuine issue of material fact.” Anderson v. Liberty Lobby,
Inc., 477 U.S. 242, 247-48 (1986).
A disputed fact is “material” if proof of its existence or nonexistence
would affect the outcome of the case under applicable substantive law. Id. at
248; Gray v. York Newspapers, Inc., 957 F.2d 1070, 1078 (3d Cir. 1992). An
issue of material fact is “genuine” if the evidence is such that a reasonable
jury could return a verdict for the nonmoving party. Anderson, 477 U.S. at
257; Brenner v. Local 514, United Bhd. of Carpenters and Joiners of Am.,
927 F.2d 1283, 1287-88 (3d Cir. 1991).
When determining whether there is a genuine issue of material fact,
the court must view the facts and all reasonable inferences in favor of the
nonmoving party. Moore v. Tartler, 986 F.2d 682 (3d Cir. 1993); Clement v.
Consol. Rail Corp., 963 F.2d 599, 600 (3d Cir. 1992); White v. Westinghouse
Electric Co., 862 F.2d 56, 59 (3d Cir. 1988). In order to avoid summary
judgment, however, the nonmoving party may not rest on the
unsubstantiated allegations of his or her pleadings. When the party seeking
summary judgment satisfies its burden under Rule 56 of identifying evidence
which demonstrates the absence of a genuine issue of material fact, the
nonmoving party is required by Rule 56 to go beyond his pleadings with
affidavits, depositions, answers to interrogatories or the like in order to
demonstrate specific material facts which give rise to a genuine issue.
Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986). The party opposing the
motion “must do more than simply show that there is some metaphysical
doubt as to the material facts.” Matsushita Electric Indus. Co. v. Zenith Radio,
475 U.S. 574, 586 (1986). When Rule 56 shifts the burden of production to
the nonmoving party, that party must produce evidence to show the
existence of every element essential to its case which it bears the burden of
proving at trial, for “a complete failure of proof concerning an essential
element of the nonmoving party’s case necessarily renders all other facts
immaterial.” Celotex, 477 U.S. at 323. See Harter v. G.A.F. Corp., 967 F.2d
846, 851 (3d Cir. 1992).
In determining whether an issue of material fact exists, the court must
consider the evidence in the light most favorable to the nonmoving party.
White, 826 F.2d at 59. In doing so, the Court must accept the nonmovant’s
allegations as true and resolve any conflicts in his favor. Id. (citations
omitted). However, a party opposing a summary judgment motion must
comply with Local Rule 56.1, which specifically directs the oppositional party
to submit a “statement of the material facts, responding to the numbered
paragraphs set forth in the statement required [to be filed by the movant], as
to which it is contended that there exists a genuine issue to be tried”; if the
nonmovant fails to do so, “[a]ll material facts set forth in the statement
required to be served by the moving party will be deemed to be admitted.”
L.R. 56.1. A party cannot evade these litigation responsibilities in this regard
simply by citing the fact that he is a pro se litigant. These rules apply with
equal force to all parties. See Sanders v. Beard, No. 09-CV-1384, 2010 WL
2853261, at *5 (M.D. Pa. July 20, 2010) (pro se parties “are not excused
from complying with court orders and the local rules of court”); Thomas v.
Norris, No. 02-CV-01854, 2006 WL 2590488, at *4 (M.D. Pa. Sept. 8, 2006)
(pro se parties must follow the Federal Rules of Civil Procedure).
B. Motion to Dismiss
Fed.R.Civ.P. 12(b)(6) authorizes dismissal of a complaint for “failure to
state a claim upon which relief can be granted.” Under Rule 12(b)(6), we
must “accept all factual allegations as true, construe the complaint in the light
most favorable to the plaintiff, and determine whether, under any reasonable
reading of the complaint, the plaintiff may be entitled to relief.” Fowler v.
UPMC Shadyside, 578 F.3d 203, 210 (3d Cir. 2009)(quoting Phillips v.
County of Allegheny, 515 F.3d 224, 231 (3d Cir. 2008)). While a complaint
need only contain “a short and plain statement of the claim,” Fed.R.Civ.P.
8(a)(2), and detailed factual allegations are not required, Bell Atlantic Corp.
v. Twombly, 550 U.S. 544, 555 (2007), a complaint must plead “enough facts
to state a claim to relief that is plausible on its face.” Id. at 570. “The
plausibility standard is not akin to a ‘probability requirement,’ but it asks for
more than a sheer possibility that a defendant has acted unlawfully.” Ashcroft
v. Iqbal, 556 U.S. 662 (2009) (quoting Twombly, 550 U.S. at 556). “[L]abels
and conclusions” are not enough, Twombly, 550 U.S. at 555, and a court “is
not bound to accept as true a legal conclusion couched as a factual
allegation.” Id. (quoted case omitted). Thus, “a judicial conspiracy claim must
include at least a discernible factual basis to survive a Rule
12(b)(6) dismissal.” Capogrosso v. The Supreme Court of New Jersey, 588
F.3d 180, 184 (3d Cir. 2009) (per curiam).
In resolving the motion to dismiss, we thus “conduct a two-part
analysis.” Fowler, supra, 578 F.3d at 210. First, we separate the factual
elements from the legal elements and disregard the legal conclusions. Id. at
210-11. Second, we “determine whether the facts alleged in the complaint
are sufficient to show that the plaintiff has a “plausible claim for relief”.” Id. at
211 (quoted case omitted).
III. STATEMENT OF MATERIAL FACTS2
The Dauphin County Prison has an inmate grievance procedure. (See
Doc. 43-4 at 1). The process first requires the inmate to “write out the
complete grievance being as brief but as specific as possible soon after the
alleged occurrence.” Id. The grievance must be submitted to the Warden,
Deputy Warden, or a Security Major. Id. If the grievance is denied, the inmate
can appeal to the Chairman of the Dauphin County Prison Board of
Inspectors. Id. A further appeal can then be taken to the full Prison Board.
Id. Finally, an appeal from the full Prison Board can be taken to the Dauphin
County Solicitor. Id.
2 The Local Rules of Court provide that in addition to filing a brief in
opposition to the moving party’s brief in support of its motion, “[t]he papers
opposing a motion for summary judgment shall include a separate, short and
concise statement of material facts responding to the numbered paragraphs
set forth in the statement [of material facts filed by the moving party]...as to
which it is contended that there exists a genuine issue to be tried.” M.D. Pa.
L.R. 56. 1. The Rule further requires the inclusion of references to the parts
of the record that support the statements. Id. Finally, the Rule states that the
statement of material facts required to be served by the moving party will be
deemed to be admitted unless controverted by the statement required to be
served by the opposing party. See id. Unless otherwise noted, the factual
background herein is taken from Defendants’ Rule 56.1 statement of material
facts. (Doc. 44). Plaintiff did not file a response to Defendants’ statement of
facts in compliance with M.D. Pa. L.R. 56.1. Thus, the Court deems the facts
set forth by Defendants to be undisputed. See M.D. Pa. LR 56. 1; Fed. R.
Civ. P. 56(e)(2).
On June 26, 2018, Plaintiff submitted a request slip to Warden Brian
Clark stating the following:
On June 19, 2018 [I] Wrote to Mr. J. Addison telling him what
Doctor Young had told me that he will not let me have a second
opinion to go to the hospital about my left shoulder and right leg.
Doctor Young told me to take him to court. He knows that I have
medical problems. He also knows that on Jan. 8, 2018 that [sic]
when I was at the courthouse I was hand-cuff to a inmate and we
fell to the ground hitting the ice. Inmate James Smith was taken
to the hospital and I was taken back to the prison and was told
to see the doctor at the prison. I have been having problems
[since] the courthouse!!! I have not been getting any help from
this prison!!!
(Doc. 43-5 at 1, Plaintiff’s Grievance).
On June 29, 2018, Geoffrey Boblick, Director of Administration,
forwarded Plaintiff’s grievance to the medical department for review. (Doc.
43-5 at 2).
On July 13, 2018, eighteen days after filing his grievance, Plaintiff
filed the instant action. (Doc. 1).
On September 20, 2018, Jennifer Ruble, Assistant Director of
Nursing submitted the following in response to Plaintiff’s grievance:
This memorandum is written in response to the grievance
received from the Warden’s Office of the Dauphin County
Prison for the above mentioned patient on June 29, 2018. The
patient has been in the facility since 8-12-17.
After review of this patient’s chart, Mr. Whitfield has been seen
by medical providers on several occasions and was offered and
ordered several different pain medications. Mr. Whitfield has
been referred to an outside orthopedic practice for further
treatment and care of his left shoulder.
In regard to the issues/concerns outlined in the grievance, he
was seen, treated and appropriate care was provided. If there
are any questions regarding this memorandum, please contact
me at (717) 780-6815.
(Doc. 43-5).
On September 21, 2018, Warden Clark denied Plaintiff’s
grievance as follows:
Please be advised that, as a result of your recent
complaint/grievance regarding medical care, your concerns
were forwarded to the Medical Department, which has reviewed
your complaint/grievance and provided me with a response.
After a review of your medical records, it appears that you have
been seen by the medical providers on several occasions and
were offered and ordered several different pain medications.
You have been referred to an outside orthopedic practice for
further treatment and care of your left shoulder.
After review, it is evident that appropriate care has been
rendered. Based on this review, you have been appropriately
and properly treated. Therefore, your complaint/grievance is
denied.
If you do not agree with the above findings, you may appeal to
the next level. The appeal along with any additional information
should be directed to the Administrative Offices for forwarding
to the Prison Board Chairman at the Chair’s monthly Prison
Board meeting.
(Doc. 43-5 at 4, Memorandum). No further appeal was filed.
IV. DISCUSSION
A. Exhaustion
Under the PLRA, a prisoner must pursue all available avenues for relief
through the prison’s grievance system before bringing a federal civil rights
action. See 42 U.S.C. §1997e(a); Booth v. Churner, 532 U.S. 731, 741 n.6
(2001) (“[A]n inmate must exhaust irrespective of the forms of relief sought
and offered through administrative avenues.”). Section 1997(e) provides, in
relevant part “[n]o action shall be brought with respect to prison conditions
under section 1983 of the Revised Statutes of the United States, or any other
Federal law, by a prisoner confined in any jail, prison, or other correctional
facility until such administrative remedies as are available are exhausted. 42
U.S.C. §1997(e). The exhaustion requirement is mandatory. Williams v.
Beard, 482 F.3d 637, 639 (3d Cir. 2007); Booth, 532 U.S. at 742 (holding
that the exhaustion requirement of the PLRA applies to grievance
procedures “regardless of the relief offered through administrative
procedures”). Moreover, while Plaintiff was released from prison after filing
the above-captioned case (Doc. No. 10), he is still bound by the exhaustion
requirement because he has raised claims concerning events that occurred
prior to his release. See Ahmed v. Dragovich, 297 F.3d 201, 210 (3d Cir.
2002).
The United States Court of Appeals for the Third Circuit has further
provided that there is no futility exception to §1997e’s exhaustion
requirement. Nyhuis v. Reno, 204 F.3d 65, 75-76 (3d Cir. 2000). Courts have
typically required across-the-board administrative exhaustion by inmates
who seek to pursue claims in federal court. Id. Additionally, courts have
imposed a procedural default component on this exhaustion requirement,
holding that inmates must fully satisfy the administrative requirements of the
inmate grievance process before proceeding into federal court. Spruill v.
Gillis, 372 F.3d 218 (3d Cir. 2004). Courts have concluded that inmates who
fail to fully, or timely, complete the prison grievance process are barred from
subsequently litigating claims in federal court. See e.g., Bolla v. Strickland,
304 F. App’x 22 (3d Cir. 2008); Booth v. Churner, 206 F.3d 289 (3d Cir.
2000).
This broad rule favoring full exhaustion allows for a narrowly defined
exception. If the actions of prison officials directly caused the inmate’s
procedural default on a grievance, the inmate will not be held to strict
compliance with this exhaustion requirement. See Camp v. Brennan, 219
F.3d 279 (3d Cir. 2000). However, case law recognizes a clear “reluctance
to invoke equitable reasons to excuse [an inmate’s] failure to exhaust as the
statute requires.” Davis v. Warman, 49 F. App’x 365, 368 (3d Cir. 2002).
Thus, an inmate’s failure to exhaust will only be excused “under certain
limited circumstances,” Harris v. Armstrong, 149 F. App’x 58, 59 (3d Cir.
2005), and an inmate can defeat a claim of failure to exhaust only by showing
“he was misled or that there was some extraordinary reason he was
prevented from complying with the statutory mandate.” Warman, 49 F. App’x
at 368.
In the absence of competent proof that an inmate was misled by
corrections officials, or some other extraordinary circumstances, inmate
requests to excuse a failure to exhaust are frequently rebuffed by the courts.
Thus, an inmate cannot excuse a failure to timely comply with these
grievance procedures by simply claiming that his efforts constituted
“substantial compliance” with this statutory exhaustion requirement. Harris v.
Armstrong, 149 F. App’x 58, 59 (3d Cir. 2005). Nor can an inmate avoid this
exhaustion requirement by merely alleging that the administrative policies
were not clearly explained to him. Warman, 49 F. App’x at 368. Thus, an
inmate’s confusion regarding these grievances procedures does not,
standing alone, excuse a failure to exhaust. Casey v. Smith, 71 F. App’x 916
(3d Cir. 2003); see also Marsh v. Soares, 223 F.3d 1217, 1220 (10th Cir.
2000) (“[I]t is well established that ‘ignorance of the law, even for an
incarcerated pro se petitioner, generally does not excuse prompt filing.’ ”)
(citations omitted).
Recently, the Supreme Court considered what renders administrative
remedies unavailable to an inmate such that a failure to exhaust can be
excused. See Ross v. Blake, 136 S. Ct. 1850 (2016). The Court noted “three
kinds of circumstances in which an administrative remedy, although officially
on the books, is not capable of use to obtain relief.” Id. at 1859. First, an
administrative procedure is not available “when (despite what regulations or
guidance materials may promise) it operates as a simple dead end—with
officers unable or consistently unwilling to provide any relief to aggrieved
inmates.” Id. Second, a procedure is not available when it is “so opaque that
it becomes, practically speaking, incapable of use.” Id. Finally, a procedure
is unavailable when “prison administrators thwart inmates from taking
advantage of a grievance process through machination, misinterpretation, or
intimidation. Id. at 1860.
The Third Circuit recently joined other circuits to hold “that
administrative remedies are not ‘available’ under the PLRA where a prison
official inhibits an inmate from resorting to them through serious threats of
retaliation and bodily harm.” Rinaldi v. United States, 904 F.3d 257, 267 (3d
Cir. 2018). To defeat a failure-to-exhaust defense based on such threats, “an
inmate must show (1) that the threat was sufficiently serious that it would
deter a reasonable inmate of ordinary firmness and fortitude from lodging a
grievance and (2) that the threat actually did deter this particular inmate.” Id.
at 269.
Finally, failure to exhaust is an affirmative defense that must be pled
by the defendant. Jones v. Bock, 549 U.S. 199, 216 (2007). “In a motion for
summary judgment, where the movants have the burden of proof at trial,
‘they [have] the burden of supporting their motion for summary judgment with
credible evidence... that would entitle [them] to a directed verdict if not
controverted at trial’.” Foster v. Morris, 208 F. App’x 174, 179 (3d Cir. 2006)
(quoting In re Bressman, 327 F.3d 229, 237 (3d Cir. 2003) (internal
quotations omitted)). If “the motion does not establish the absence of a
genuine factual issue, the district court should deny summary judgment even
if no opposing evidentiary matter is presented.” Id. (quoting Nat’l State Bank
v. Fed. Reserve Bank of N.Y., 979 F.2d 1579, 1582 (3d Cir. 1992) (internal
quotations omitted)).
Here, Defendants argue that Plaintiff’s grievance record demonstrates
that he failed to properly exhaust his administrative remedies prior to filing
the instant action because he did not wait for a response to his grievance
before filing in federal court, and he made no effort to file an appeal of his
grievance after it was denied.
In opposition, Plaintiff states that he did attempt to file an appeal of the
Warden’s decision to the Prison Board Chairman. (Doc. 45). He attaches to
his brief in opposition an October 4, 2018 Inmate Request Form, which states
the following:
I would like to appeal the September 21, 2018 decision made by Brian
S. Clark, Warden to the Prison Bard Chairman at the Chair’s monthly
Prison Board Meeting.
(Doc. 45 at 7).
The Court finds that while Plaintiff may have attempted to exhaust his
grievance to final review, he did so after he had already filed the above
captioned action in federal court. To that end, the PLRA mandates that
prisoners exhaust all available administrative remedies prior to initiating a
suit under §1983 for the deprivation of Constitutional rights. 42 U.S.C.
§1997e(a); Woodford v. Ngo, 548 U.S. 81, 85 (2006) (finding that prisoners
must pursue their claims through prison channels prior to commencing
related litigation in federal courts). The record is clear that Plaintiff did not
exhaust his administrative remedies prior to filing the instant action, and
Defendants are entitled to summary judgment.
B. Eighth Amendment Medical Claim
In order to establish an Eighth Amendment medical claim, a plaintiff
must show “(i) a serious medical need, and (ii) acts or omissions by prison
officials that indicate deliberate indifference to that need.” Natale v. Camden
Cty. Correctional Facility, 318 F.3d 575, 582 (3d Cir. 2003). See also Rouse
v. Plantier, 182 F.3d 192, 197 (3d Cir. 1999). A serious medical need is one
that has been diagnosed by a physician as requiring treatment, or one that
is so obvious that a layperson would recognize the need for a doctor's
attention. Monmouth County Correctional Institutional Inmates v. Lanzaro,
834 F.2d 326, 347 (3d Cir. 1987). In addition, “if unnecessary and wanton
infliction of pain results as a consequence of denial or delay in the provision
of adequate medical care, the medical need is of the serious nature
contemplated by the eighth amendment.” Id.
A prison official acts with deliberate indifference to an inmate’s serious
medical needs when he “knows of and disregards an excessive risk to inmate
health or safety; the official must both be aware of facts from which the
inference could be drawn that a substantial risk of serious harm exists, and
he must also draw the inference.” Farmer v. Brennan, 511 U.S. 825, 837
(1994). Thus, a complaint that a physician or a medical department “has
been negligent in diagnosing or treating a medical condition does not state
a valid claim of medical mistreatment under the Eighth Amendment ...”
Estelle v. Gamble, 429 U.S. 97, 106 (1976). For instance, a “medical decision
not to order an X-ray, or like measures, does not represent cruel and unusual
punishment. At most it is medical malpractice.” Id., 429 U.S. at 107. “[A]s
long as a physician exercises professional judgment his behavior will not
violate a prisoner's constitutional rights.” Brown v. Borough of
Chambersburg, 903 F.2d 274, 278 (3d Cir. 1990). Further, a doctor’s
disagreement with the professional judgment of another doctor is not
actionable under the Eighth Amendment. See White v. Napoleon, 897 F.2d
103, 110 (3d Cir. 1990). In sum, negligence, unsuccessful medical treatment,
or medical malpractice does not give rise to a §1983 cause of action, and an
inmate's disagreement with medical treatment is insufficient to establish
deliberate indifference. See Durmer v. O’Carroll, 991 F.2d 64, 69 (3d Cir.
1993).
Further, a prison administrator cannot be found deliberately indifferent
under the Eighth Amendment because he or she fails to respond to the
medical complaints of an inmate being treated by a prison physician, or
because, as non-physicians, they defer to the medical judgment of the
inmate's treating physicians. Id., 991 F.2d at 69. If, however, non-medical
prison personnel had “a reason to believe (or actual knowledge) that prison
doctors or their assistants are mistreating (or not treating) a prisoner,” liability
may be imposed. Spruill, 372 F.3d 236.
A mere difference of opinion between the prison’s medical staff and
the inmate regarding the diagnosis or treatment which the inmate receives
does not support a claim of cruel and unusual punishment. Farmer v.
Carlson, 685 F. Supp. 1335, 1339 (M.D. Pa. 1988). See McCracken v.
Jones, 562 F.2d 22, 24 (10th Cir. 1977); Smart v. Villar, 547 F.2d 112, 113
(10th Cir. 1976).
Additionally, if there is a dispute over the adequacy of the received
treatment, courts have consistently been reluctant to second guess the
medical judgment of the attending physician. Little v. Lycoming County, 912
F. Supp. 809, 815 (M.D. Pa.), aff’d, 101 F.3d 691 (3d Cir. 1996). The key
question is whether the defendant has provided the plaintiff with some type
of treatment, regardless of whether it is what the plaintiff desires. Farmer v.
Carlson, 685 F. Supp. at 1339.
Assuming, without deciding, that Plaintiff’s medical needs were serious
in the constitutional sense, the allegations in Plaintiff’s complaint and
Plaintiff’s exhibits clearly demonstrate that Plaintiff received medical
attention, and that the attention Plaintiff received lacks the requisite
deliberate indifference to support a Section 1983 claim.
Additionally, Plaintiff’s own exhibits, filed in opposition to Dauphin
County Defendants’ motion for summary judgment, reveal that Plaintiff has
been referred to an outside orthopedic practice for further treatment and care
of his left shoulder. (See Doc. 45 at 6).
At best, Plaintiff’s complaint demonstrates his disagreement with the
type of treatment rendered. Though he may have disagreed with Dr. Young’s
assessment that no additional treatment was necessary, nor was a second
opinion necessary, his disagreement with the course of action that was taken
is not enough to state a §1983 claim. Sample v. Diecks, 885 F.2d 1099, 1109
(3d Cir. 1989) (citing Estelle, 429 U.S. at 105-06 (in the medical context, an
inadvertent failure to provide adequate medical care cannot be said to
constitute an unnecessary and wanton infliction of pain or to be repugnant to
the conscience of mankind)). This is particularly so in light of the fact that
there are no allegations in the complaint that any of the Defendants
intentionally withheld medical treatment from Plaintiff in order to inflict pain
or harm upon Plaintiff. Farmer; Rouse. To the extent that record
demonstrates that Plaintiff has been referred to an outside orthopedic
practice for further treatment and care of his left shoulder, shows that
Defendants continue to be attentive to Plaintiff's situation. Thus, the
allegations in the Plaintiff’s complaint amount to nothing more than Plaintiff’s
subjective disagreement with the treatment decisions and medical judgment
of the medical staff at the prison. At most, the allegations in the complaint
only rise to the level of mere negligence. As simple negligence cannot serve
as a predicate to liability under §1983, Hudson v. Palmer, 468 U.S. 517
(1984), Plaintiff’s civil rights complaint fails to articulate an arguable claim.
See White, 897 F.2d at 108-110.
C. Defendant PrimeCare Medical, Inc.
Plaintiff asserts a §1983 claim against PrimeCare Medical, a limited
liability company that provides health care services to the Dauphin County
Prison under contract. A private corporation providing health services to
inmates may be liable under §1983 to the extent its policies or customs
exhibit deliberate indifference to a prisoner’s serious medical needs.
Palakovic v. Wetzel, 854 F.3d 209, 232 (3d Cir. 2017) (citing Natale v.
Camden Cty. Corr. Facility, 318 F.3d 575, 583-84 (2d Cir. 2003). A plaintiff
must show that a relevant policy or custom cause the constitutional violation
at issue. Natale, 318 F.3d at 583-84, (“In order for PHS to be liable, the
[plaintiffs] must provide evidence that there was a relevant PHS policy or
custom, and that the policy caused the constitutional violation they allege.”).
In the absence of a predicate constitutional injury, however, there can
be no liability on the part of PrimeCare. Cessna v. Corr. Med. Servs., 794
F.Supp.2d 544, 550 (D. Del. 2011)(“The court has concluded that Dr.
Wallace did not violate plaintiff's constitutional rights under the Eighth
Amendment. CMS, therefore, cannot be liable based on the theory that it
established or maintained an unconstitutional policy or custom responsible
for violating plaintiff’s rights.”) (citing Goodrich v. Clinton Cty. Prison, 214 F.
App’x. 105, 113 (3d Cir. 2007)).
Here, Plaintiff has failed to assert facts that could plausibly establish a
violation of his Eighth Amendment rights. Moreover, Plaintiff has not
asserted that his health care providers acted in a manner that was
deliberately indifferent to his serious medical needs. In any event, however,
Plaintiff’s own allegations indicate that he was seen by medical staff on
numerous occasions. During the course of his treatment, Plaintiff was given
pain medication and referred to an outside orthopedic specialist. Based on
the facts alleged, Plaintiff has not demonstrated that prison medical
personnel were deliberately indifferent to his serious medical needs. See
Matthews v. Pa. Dep’t of Corr., 613 F. App’x. 163, 170 (3d Cir. 2015), (prison
medical officials were not deliberately indifferent to plaintiff’s Achilles
tendonitis, where complaint allegations showed that they saw him regularly,
prescribed a cast and crutches, and advised him not to participate in certain
physical activities during his recovery; to the extent they exposed him to
greater risk of injury by refusing to recommend a cell reassignment, their
mistake involved only negligence, not deliberate indifference); Brandner v.
First Corr. Medical, Civil No. 05-3920, 167 F. App’x. 328 (3d Cir. 2006)(per
curiam), (plaintiff inmate who suffered from a swollen and painful knee did
not state an Eighth Amendment claim against correctional medical center,
medical director, or nursing supervisor where plaintiff had been seen by staff
on approximately a monthly basis, medical staff provided pain medication
and performed x-rays, plaintiff was given a cane, a post-complaint MRI
showed that his knee was within “normal range,” plaintiff had continued to
receive medication and joint injections, and he had been referred to an
orthopedic specialist).
Because no Eighth Amendment violation has been asserted,
PrimeCare Medical cannot be liable under §1983. Accordingly, this
Defendant is entitled to dismissal.
D. Defendant Warden Brian Clark
Plaintiff’s Eighth Amendment claim against Warden Clark is predicated
on the theory that he was aware of Plaintiff's medical condition but refused
to do anything about it.
Again, “non-medical prison officials are generally justified in relying on
the expertise and care of prison medical providers.” Spruill, 372 F.3d at 236.
Thus, “[i]f a prisoner is under the care of medical experts ... a non-medical
prison official will generally be justified in believing that the prisoner is in
capable hands.” Id. “[A]bsent a reason to believe (or actual knowledge) that
prison doctors or their assistants are mistreating (or not treating) a prisoner,
a non-medical prison official ... will not be chargeable with the Eighth
Amendment scienter requirement of deliberate indifference.” Id.
Here, Plaintiff’s allegations establish that he was under continuous
treatment by the prison’s health care providers. For the reasons previously
discussed, Plaintiff has failed to allege facts that could plausibly establish
deliberate indifference on the part of medical staff members to Plaintiff’s
serious medical needs. It follows that Plaintiff cannot establish liability
against these Defendants for failing to intervene in Plaintiff’s treatment plan.
In addition, Plaintiff’s claims against Clark are also deficient to the
extent they are predicated on Clark’s denial of Plaintiff’s grievance. A prison
official’s participation in the grievance processes, including appeals, fails to
establish the requisite personal involvement.” Brooks v. Beard, 167
Fed.Appx. 923, 925 (3d Cir. 2006) (“Although the complaint alleges that
[prison officials] responded inappropriately to [the plaintiff’s] later-filed
grievances about his medical treatment, these allegations do not establish
[the prison officials’] involvement in the treatment itself.”).
In sum, Plaintiff has failed to plead a plausible constitutional violation
for which Clark could be liable. Even if he had, Clark’s participation in the
grievance process would be insufficient to establish his own personal
involvement in the alleged wrongdoing. And, because Clark is a non-medical
prison official, he was entitled to rely on the professional judgment of
Plaintiff’s health care providers. As such, Defendant Clark is entitled to
dismissal.
E. Defendants Dauphin County Prison and Sheriff’s Department
“On its face, §1983 makes liable ‘every person’ who deprives another
of civil rights under color of state law.” Burns v. Reid, 500 U.S. 478, 497
(1991) (Scalia, J., concurring in part and dissenting in part). In Monell v.
Department of Social Services, 436 U.S. 658 (1978), the Supreme Court of
the United States established that municipalities and other local
governmental units are included among those “persons” subject to liability
under §1983. Id. at 690. However, as a matter of law, the Dauphin County
Prison and the Dauphin County Sheriff’s Department are merely subunits of
their respective municipalities, and not “persons” subject to suit under §1983.
See Fischer v. Cahill, 474 F.2d 991, 992 (3d Cir. 1973); Benard v.
Washington County, 465 F. Supp. 2d 461, 470 (W.D. Pa. 2006) (county
sheriff’s office).
There is also no claim by Plaintiff that his constitutional rights were
violated as the result of any policy, custom or practice of the Dauphin County
Prison. See Monell, 436 U.S. at 690-91.
F. Commonwealth of Pennsylvania
The United States Supreme Court has ruled that a civil rights action
brought against a “State and its Board of Corrections is barred by the
Eleventh Amendment unless [the State] has consented to the filing of such
a suit.” Alabama v. Pugh, 438 U.S. 781, 782 (1978). In Will v. Michigan Dep’t
of State Police, 491 U.S. 58 (1989), the Supreme Court established “that the
State and arms of the State, which have traditionally enjoyed Eleventh
Amendment immunity” are not subject to civil rights liability in federal court.
Howlett v. Rose, 496 U.S. 356, 365 (1990). Accordingly, the Commonwealth
of Pennsylvania is not a properly named Defendant in this matter.
V. LEAVE TO AMEND
The Third Circuit has instructed that if a civil rights complaint is
vulnerable to dismissal for failure to state a claim, the district court must
permit a curative amendment, unless an amendment would be inequitable
or futile. Grayson v. Mayview State Hosp., 293 F.3d 103, 108 (3d Cir. 2002).
Here, it is clear from the facts alleged in the pro se complaint that any
attempt to amend the plaintiff’s §1983 claims against the named Defendants
would be futile. See Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir. 2004). Thus,
the Court will dismiss the Plaintiff’s §1983 claims without leave to amend.
VI. CONCLUSION
For the reasons set forth above, the Court will grant the motion to
dismiss filed on behalf of Defendants PrimeCare Medical Inc., and Dr.
William Young, (see Doc. 21), and the motion for summary judgment, filed
on behalf of Defendants Warden Brian Clark, Dauphin County Jail and
Dauphin County Sheriff’s Department. (Doc. 23). A separate Order shall
issue.
s/ Malachy E. Mannion
MALACHY E. MANNION
United States District Judge
DATE: March 30, 2020
18-1390-01