observing that the adoption by a prison of an anti-smoking policy “will bear heavily on the inquiry into deliberate indifference’
How later courts described this case
- observing that the adoption by a prison of an anti-smoking policy “will bear heavily on the inquiry into deliberate indifference’
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE MIDDLE DISTRICT OF PENNSYLVANIA
KALVIN MCCULLOUGH, Civil No. 3:17-cv-1780
Plaintiff (Judge Mariani)
v .
LAWRENCE MAHALLY, et al, .
Defendants
MEMORANDUM
I. Background
Plaintiff Kalvin McCullough (“McCullough”), an inmate who was housed at all relevant
times at the State Correctional Institution, Dallas, Pennsylvania (“SCI-Dallas’), initiated this
action pursuant to 42 U.S.C. § 1983, alleging violations of his rights as protected by the
Eighth Amendment of the United States Constitution regarding his exposure to
environmental tobacco smoke (“ETS”). (Doc. 1). Named as Defendants are
Superintendent Lawrence Mahally, Deputy Superintendent Demming, and Major White.
(Id.).
Presently pending before the Court is Defendants’ motion (Doc. 13) for summary
judgment pursuant to Federal Rule of Civil Procedure 56. Despite being directed to file a
brief in opposition to Defendants’ motion, Plaintiff failed to respond to the motion and the
time for responding has now passed.’ (See Doc. 16). In the absence of any timely
response by McCullough, the motion is deemed ripe for resolution. For the reasons set
forth below, the Court will grant Defendants’ motion.
ll. Legal Standard
Through summary adjudication, the court may dispose of those claims that do not
present a “genuine dispute as to any material fact.” FED. R. Civ. P. 56(a). “As to materiality,
_.. fo]nly disputes over facts that might affect the outcome of the suit under the governing
law will properly preclude the entry of summary judgment.” Anderson v. Liberty Lobby, Inc.,
477 U.S. 242, 248 (1986).
The party moving for summary judgment bears the burden of showing the absence
of a genuine issue as to any material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323, 106
S.Ct. 2548, 91 L.Ed.2d 265 (1986). Once such a showing has been made, the non-moving
party must offer specific facts contradicting those averred by the movant to establish a
genuine issue of material fact. Lujan v. Nat'l Wildlife Fed’n, 497 U.S. 871, 888 (1990).
Therefore, the non-moving party may not oppose summary judgment simply on the basis of
the pleadings, or on conclusory statements that a factual issue exists. Anderson, 477 U.S.
at 248. “A party asserting that a fact cannot be or is genuinely disputed must support the
! McCullough was admonished that failure to file a brief in opposition to Defendants’ motion
would result in the motion being deemed unopposed. (Doc. 16) (see also M.D. Pa. Local Rule 7.6 (“Any
party opposing any motion . . . shall file a brief in opposition [to] the movant's brief... Any party who fails
to comply with this rule shall be deemed not to oppose such motion.’)).
assertion by citing to particular parts of materials in the record . . . or showing that the
materials cited do not establish the absence or presence of a genuine dispute, or that an
adverse party cannot produce admissible evidence to support the fact.” FED. R. Civ. P.
96(c)(1)(A)-(B). In evaluating whether summary judgment should be granted, “[t]he court
need consider only the cited materials, but it may consider other materials in the record.”
FED. R. Civ. P. 56(c)(3). “Inferences should be drawn in the light most favorable to the
non-moving party, and where the non-moving party's evidence contradicts the movant's,
then the non-movant’s must be taken as true.” Big Apple BMW, Inc. v. BMW of N. Am.,
Inc., 974 F.2d 1358, 1363 (3d Cir.1992), cert. denied 507 U.S. 912 (1993).
However, “facts must be viewed in the light most favorable to the nonmoving party
only if there is a ‘genuine’ dispute as to those facts.” Scott v. Harris, 550 U.S. 372, 380, 127
S. Ct. 1769, 1776, 167 L. Ed. 2d 686 (2007). If a party has carried its burden under the
summary judgment rule,
its opponent must do more than simply show that there is some metaphysical
doubt as to the material facts. Where the record taken as a whole could not
lead a rational trier of fact to find for the nonmoving party, there is no genuine
issue for trial. The mere existence of some alleged factual dispute between
the parties will not defeat an otherwise properly supported motion for
summary judgment; the requirement is that there be no genuine issue of
material fact. When opposing parties tell two different stories, one of which is
blatantly contradicted by the record, so that no reasonable jury could believe
it, a court should not adopt that version of the facts for purposes of ruling on a
motion for summary judgment.
Id. (internal quotations, citations, and alterations omitted).
lil. Statement of Undisputed Facts?
McCullough initiated this action pursuant to 42 U.S.C. § 1983 alleging an Eighth
Amendment violation due to his exposure to secondhand cigarette smoke while housed at
SCl-Dallas. (Doc. 14 □ 1). McCullough was housed at SCI-Dallas from approximately
August 28, 2016 to January 18, 2018. (Doc. 14 {| 3; Deposition of Kalvin McCullough
(“McCullough Dep.”), p. 13, lines 8-11).
McCullough was diagnosed with asthma in 2013. (Doc. 14 7; McCullough Dep., p.
15). He does not take any medications for lung problems. (McCullough Dep., p. 14).
McCullough admitted that he did not have any lung difficulties at SCl-Dallas, he was
never treated for lung problems at SCI-Dallas, and never had an asthma attack at SCI-
Dallas. (Doc. 14 ff 8, 13-14; McCullough Dep., p. 16, lines 4-6, p. 27, p. 28, lines 18-20).
McCullough’s medical records for the relevant time period do not refute his testimony
regarding his lack of complaints or medical care at SCl-Dallas. (Doc. 14 {| 17; Doc. 14-2).
McCullough underwent a chest x-ray at the State Correctional Institution, Benner
Township (“SCl-Benner’), in June of 2016 due to shortness of breath. (Doc. 14 { 9;
2 Local Rule 56.1 requires that a motion for summary judgment pursuant to Federal Rule of Civil
Procedure 56 be supported “by a separate, short, and concise statement of the material facts, in numbered
paragraphs, as to which the moving party contends there is no genuine issue to be tried.” LOCAL RULE OF
CouRT 56.1. A party opposing a motion for summary judgment must file a separate statement of material
facts, responding to the numbered paragraphs set forth in the moving party's statement and identifying
genuine issues for trial. See id. Unless otherwise noted, the factual background herein derives from
Defendants’ Rule 56.1 statement of material facts. (Doc. 14). McCullough did not file a response to
Defendants’ statement of material facts. The Court accordingly deems the facts set forth by Defendants to
be undisputed. See LOCAL RULE OF CouRT 56.1.
McCullough Dep., p. 18). The x-ray report was normal. (McCullough Dep., p. 19).
McCullough had no treatment for a breathing problem from June of 2016, when he had the
x-ray at SCl-Benner, until April of 2019, when he was at the State Correctional Institution,
Coal Township (“SCl-Coal Township”). (Doc. 14 J 10; McCullough Dep., pp. 19-20).
McCullough stated that sometimes exercise causes his asthma attacks and that sometimes
he is short of breath for no reason. (Doc. 14 J 11; McCullough Dep., pp. 21-22).
McCullough was not prescribed an asthma inhaler until approximately April of 2019.
(Doc. 14 J 5; McCullough Dep., p. 14). At the time he was prescribed an inhaler, he had
not been at SCI-Dallas for over a year. (/d.). McCullough stated that he got the inhaler
after he left SCl-Dallas, while housed at SCl-Coal Township, because he was experiencing
shortness of breath at night. (Doc. 14 JJ 5-6; McCullough Dep., pp. 14-15).
As of July 1, 2019, smoking is no longer allowed in any state correctional institutions
under the supervision of the Department of Corrections (“DOC”). (Doc. 14 § 15;
McCullough Dep., p. 29, lines 1-5, p. 37, lines 7-9).
IV. Discussion
In order to make out a prima facie case that a prison official’s actions violate the
Eighth Amendment's prohibition against cruel and unusual punishment, an inmate must
show two elements. First, a prisoner must show that the condition, either alone or in
combination with other conditions, deprived him of “the minimal civilized measure of life's
necessities,” or at least a “single, identifiable human need.” Wilson v. Seiter, 501 U.S. 294,
111 S.Ct. 2321, 115 L.Ed.2d 271 (1991) (citing Rhodes v. Chapman, 452 U.S. 337, 347,
101 S.Ct. 2392, 69 L.Ed.2d 59 (1981)). Second, an inmate must demonstrate deliberate
indifference to prison conditions on the part of prison officials. Farmer v. Brennan, 511 U.S.
825, 114 S.Ct. 1970, 128 L.Ed.2d 811 (1994): Wilson, 501 U.S. at 297; Rhodes, 452 U.S. at
347,
A prisoner may maintain an action under the Eighth Amendment based on his
exposure to environmental tobacco smoke in one of two ways-a present injury claim and a
future injury claim. Atkinson v. Taylor, 316 F.3d 257, 262 (3d Cir. 2003). A present injury
claim alleges that exposure to ETS poses a risk to a prisoner's existing medical needs. A
present injury claim based on exposure to ETS requires proof of: (1) a sufficiently serious
medical need related to ETS exposure; and (2) deliberate indifference by the prison
authorities to that need. /d. at 266 (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)).
A future injury claim “alleges that an inmate’s ETS exposure is creating a risk of
future medical harm so grave that society will not condone its prisoners (or anyone else)
being exposed to it.” Atkinson, 316 F.3d at 273 (citing Helling v. McKinney, 509 U.S. 25,
36, 113 S.Ct. 2475, 125 L.Ed.2d 22 (1994)). A future injury claim based on exposure to
ETS requires proof of: (1) exposure to unreasonably high levels of ETS contrary to
contemporary standards of decency; and (2) deliberate indifference by the authorities to the
exposure to ETS. Atkinson, 316 F.3d at 262-63 (citing Helling, 509 U.S. at 35).
Thus, both present and future injury claims require an objective component, either
that the prisoner suffer from a sufficiently serious medical need, or that the prisoner be
subjected to an unreasonably high level of ETS; and, both require, as a subjective
component, that the prison authorities were deliberately indifferent. Defendants argue that
McCullough cannot satisfy either prong. The Court agrees.
With respect to a present injury claim, the Court notes that there is no record
evidence that McCullough suffers from any type of medical need or illness related to ETS
exposure. In fact, the medical records contain no diagnosis or treatment related to
exposure to ETS. (See Doc. 14-2). McCullough concedes that he never had any lung
problems at SCI-Dallas, he was never treated for lung problems at SCI-Dallas, and never
had an asthma attack at SCl-Dallas. (McCullough Dep., p. 16, lines 4-6, 9. 27, p. 28, lines
18-20). This is corroborated by the medical records. (Doc. 14-2, pp, 45-52). Moreover,
when McCullough was transferred from SCI-Dallas to SCI-Coal Township on January 18,
2018, he underwent an intake examination. (Doc. 14-2, p. 12). During the intake
examination, McCullough reported that he did not suffer from any chronic illnesses and did
not take any medications. (Id.). Thus, McCullough fails to meet the objective element of a
present injury claim, as he has failed to link any symptom to ETS exposure. See Goode v.
Nash, 2007 WL 201007 (M.D. Pa. Jan. 23, 2007) (despite opportunity to develop a record,
the plaintiff relied on only his only speculations that ETS exposure resulted in his nasal
discomfort, coughing, and other maladies), affd, 241 F. App’x 868 (3d Cir. 2007); Brown v.
Varner, 2013 WL 4591817, at *18-19 (M.D. Pa. Aug. 28, 2013) (when prisoner filed
grievances of ETS but did not have any injuries and was informed that the prison had a
no-smoking policy that was enforced, his claims failed).
For a future injury claim, McCullough must show that he was exposed to
unreasonably high levels of ETS, which can be met by showing that the risk he complains of
“is not one that today’s society chooses to tolerate.” Helling, 509 U.S. at 36. McCullough
has failed to produce any objective evidence of extremely high levels of tobacco smoke
which society deems intolerable. McCullough makes only conclusory allegations that he
was on a housing unit with inmates who “openly consume[d] tobacco products,” and that the
tobacco smoke he was exposed to “was extraordinarily high.” (Doc. 1, p. 3). The party
adverse to summary judgment must raise “more than a mere scintilla of evidence in its
favor’ and cannot survive Rule 56 scrutiny by relying on unsupported assertions, conclusory
allegations, or mere suspicions. Williams v. Borough of West Chester, Pa., 891 F.2d 458,
460 (3d Cir. 1989). See Befts v. New Castle Youth Development Center, 621 F.3d 249, 252
(3d Cir. 2010) (citing Williams, 891 F.2d at 460); Podobnik v. U.S. Postal Serv., 409 F.3d
584, 594 (3d Cir. 2005) (quoting Celotex Corp., 477 U.S. at 325). Rule 56 requires
affirmative evidence in support of a claim. See FED. R. Civ. P. 56(e). The record is devoid
of any such affirmative evidence. The Court finds that McCullough has not established that
he was exposed to unreasonably high levels of ETS, an essential element of a future injury
claim.
Furthermore, the record does not support a finding of deliberate indifference by the
Defendants. See Farmer, 511 U.S. at 835. McCullough has failed to produce any evidence
that Defendants acted with deliberate indifference to a medical condition, especially in light
of the fact that McCullough never sought any medical treatment at SCl-Dallas for lung
problems. When McCullough did complain about inmates smoking indoors, Defendant
Mahally advised him that the correctional officers would make sure that no one was
smoking. (Doc. 14-1, p. 30). Additionally, the record demonstrates that the DOC now has a
policy prohibiting smoking. See Helling, 509 U.S. at 36 (observing that the adoption by a
prison of an anti-smoking policy “will bear heavily on the inquiry into deliberate
indifference’).
Because McCullough has not made a factual showing sufficient to establish the
existence of the objective elements of a present or future injury claim, and failed to prove
that prison officials were deliberately indifferent to a serious risk of harm, Defendants are
entitled to judgment as a matter of law. Consequently, their motion for summary judgment
will be granted.
V. Conclusion
The Court will grant Defendants’ motion (Doc. 16) and enter summary judgment in
their favor. A separate Order shall issue.
1 SRG
Dated: January , 2020 [4 LANA
Robert DNMariahi
United States District Judge
10