Third Circuit directed district court to dismiss plaintiff's §1983 claim for prospective relief where he “has done nothing more than allege past exposure to unconstitutional state action’
How later courts described this case
- Third Circuit directed district court to dismiss plaintiff's §1983 claim for prospective relief where he “has done nothing more than allege past exposure to unconstitutional state action’
- To state an actionable claim under §1983, plaintiff must prove that someone deprived her of a constitutional right while acting under the color of state law.
- “payment by check is equivalent to paying with cash’
- Supreme Court held that one of the “few limited circumstances” where a private entity qualifies as a state actor under §1983 is “when the government acts jointly with the private entity”
Written by the judges who cited it.
The opinion
UNITED STATES DISTRICT COURT
MIDDLE DISTRICT OF PENNSYLVANIA
BETHANY LASPINA, :
on behalf of herself and others
similarly situated, :
Plaintiffs, :
CIVIL ACTION NO. 3:18-2018
v. :
(JUDGE MANNION)
SEIU PENNSYLVANIA STATE :
COUNCIL, et al.,
:
Defendants :
MEMORANDUM
Pending before the court are the motions to dismiss the second
amended complaint (“SAC”), (Doc. 66), of plaintiff Bethany LaSpina filed by
defendants SEIU Local 668 (“Local 668”), (Doc. 70), and Scranton Public
Library (“SPL”), (Doc. 88). Defendants’ motion are filed pursuant to Fed.Civ.P.
12(b)(1) for lack of jurisdiction and lack of standing, and for failure to state a
claim upon which relief may be granted pursuant to Fed.R.Civ.P. 12(b)(6).
Local 668 and SPL contend that plaintiff lacks standing with respect to her
claim in Count 1since she did not pay fair-share fees, she did not pay union
dues and, that she lacks standing to pursue class action claims on behalf of
former fair-share fee payers and union members who allegedly joined the
union because of the fair-share fee requirement. Local 668 and SPL also
contend that since plaintiff already received all available relief for her claims
in Count 2, regarding post-resignation dues, and since deduction for dues
cannot re-start without her written authorization, these claims should be
1
dismissed as moot. Further, Local 668 and SPL argue that plaintiff lacks
standing to pursue her claim in Count 3, in which she seeks an order requiring
the union to obtain post-Janus authorizations from its members before
receiving future due since plaintiff no longer has an actual controversy before
the court regarding this claim. For the reasons that follow, Local 668's and
SPL’s motions to dismiss under Rule 12(b)(1) will be GRANTED and,
plaintiff’s federal claims against these defendants will be DISMISSED WITH
PREJUDICE.
I. BACKGROUND1
Plaintiff is an employee of SPL, which is a Pennsylvania non-profit
corporation and represented in collective bargaining by Local 668. Plaintiff
joined Local 668 in October 2015 and was a dues-paying member of this
union until she resigned her membership in August 2018. In her resignation
letter, plaintiff also revoked her prior authorization for SPL to deduct from her
pay dues for Local 668. In her SAC, plaintiff alleges that she became a
member of Local 668 because “she was instructed [by SPL] to fill out a
union-membership form at her job orientation,” and that SPL’s human
1Since the court stated the background of this case in its August 29,
2019 Memorandum granting the motions to dismiss plaintiff’s SAC, (Doc. 66),
of union defendants, SEIU Local 32BJ, (Doc. 46), the Pennsylvania Joint
Board of Workers United, (Doc. 52), and SEIU Healthcare PA, (Doc. 59), and
in its September 11, 2019 Memorandum granting the motion to dismiss of
State Council, it will not be fully repeated herein. (Docs. 98 & 100).
The court also notes that at times it will refer to Local 668 and SPL,
collectively, as “defendants.”
2
resources officer “incorrectly told [her] that ... ‘union dues are mandatory by
law.” Plaintiff states that she would have chosen to be a fair-share fee payer
as opposed to a union member, if SPL had made her aware of that option.
After the Supreme Court decided Janus’, Local 668 notified SPL and its
other public employers and directed them to immediately stop requesting or
deducting fair-share fees from employees who were not members of Local
*Janus_v. American Federation of State, County, and Municipal
Employees, Council 31, — U.S. —, 138 S. Ct. 2448 (2018).
As a backdrop, prior to Janus, unions representing government
employees could use “agency shop” clauses in collective bargaining
agreements “which required every employee represented by a union, even
those who declined to become union members for political or religious
reasons, to pay union dues.” Diamond v. Pennsylvania State Education
Association, --- F.Supp.3d ----, 2019 WL 2929875, *1-2 (W.D.Pa. July 8,
2019). In Abood v. Detroit Board of Education, 431 U.S. 209, 97 S.Ct. 1782
(1977), the Supreme Court “held that the charges were constitutional to the
extent they were used to finance the union’s □□□□□□□□□□□□□□□□□□□□□□□
contract-administration, and grievance activities.” /d. at *2. “[T]ne Court also
concluded that the agency-shop clause and fees were unconstitutional insofar
as the clause compelled non-member teachers to pay fees to the union that
supported the union’s political activities.” /d. Subsequently, in Janus, the
Supreme Court overruled Abood, and held that “a state law requiring
non-union-member public employees to pay fees to the union to compensate
the union for costs incurred in the collective-bargaining process” was
unconstitutional. /d. at *3. Thus, the Court in Janus, 138 S. Ct. at 2486, held
that “States and public-sector unions may no longer extract agency fees from
nonconsenting employees.” Further, the Court held that “[nJeither an agency
fee nor any other payment to the union may be deducted from a
non[-]member’s wages, nor may any other attempt be made to collect such
a payment, unless the employee affirmatively consents to pay.” /d. See also
Babb v. California Teachers Association, 378 F.Supp.3d 857, 867 (C.D.Ca.
2019) (In Janus, the Supreme Court “overruled Abood [ ] and its progeny,
holding that no form of payment to a union, including agency fees, can be
deducted or attempted to be collected from an employee without the
employee's affirmative consent.”) (citing Janus, 138 S.Ct. at 2486).
668. (See Declaration of Claudia Lukert, Local 668’s Chief of Staff, Doc. 72,
¶’s16-17). Following Local 668’s instruction, SPL stopped deducting fair-share
fees from employees who were not members of Local 668 and SPL has not
deducted any such fees since that time. As such, public employees
represented by Local 668 may now either join the union and pay dues or
decline union membership and pay nothing. (Doc. 72, ¶17).
After plaintiff sent her letter to Local 668 on August 21, 2018 resigning
her membership in the union, Local 668 sent a letter to SPL dated October
26, 2018, advising SPL that plaintiff submitted a request to withdraw from the
union and requested SPL to discontinue payroll dues deductions for her
effective immediately. (Doc. 90-1). Local 668 processed plaintiff’s resignation
and sent SPL the letter before it was aware of plaintiff’s instant lawsuit. (Doc.
72, ¶’s 8, 12). Local 668 then directed SPL to refund plaintiff the membership
dues that were deducted from her pay after her resignation, and she was
issued a refund of $55.18 which was included in her November 2018
paycheck. (Doc. 72, ¶9). Local 668 then advised plaintiff on December 3,
2018 that her resignation from the union was processed and her status
changed to non-member as of August 21, 2018. Plaintiff was also advised
that she would receive a refund of any dues deducted after her resignation.
(Doc. 72, ¶’s 8, 10-11). On December 13, 2018, Local 668 sent plaintiff a
check in the amount of $11.81 for dues deducted for the period from August
21 through August 31, 2018. After SPL received the October 2018 letter from
Local 668, it did not deduct any more dues from plaintiff’s pay. (Id.).
4
In this case, plaintiff essentially claims that she was unconstitutionally
required to pay union dues. She raises three federal claims in her SAC
pursuant to 42 U.S.C. §1983.* In Count 1, a putative class action claim,
plaintiff alleges that she and other public employees were employed in
“unconstitutional agency shops” before the Court decided Janus because
non-union members were required to pay fair-share fees for union
representation. She alleges that “the union defendants violated the
constitutional rights of the plaintiff class members by tapping their paychecks
against their will.” Plaintiff seeks a refund of the money she and the putative
class members were “compelled to pay the union” based on the pre-Janus
°The facts alleged in plaintiffs SAC must be accepted as true in
considering defendant SPL’s motion to dismiss. See Dieffenbach v. Dept. of
Revenue, 490 Fed.Appx. 433, 435 (3d Cir. 2012); Evancho v. Evans, 423
F.3d 347, 350 (3d Cir. 2005).
A Rule 12(b)(1) motion based on a factual challenge to subject matter
jurisdiction “is an argument that there is no subject matter jurisdiction because
the facts of the case ... do not support the asserted jurisdiction.” Diamond,
— F.Supp.3d —, 2019 WL 2929875, *6 (citation omitted). “This challenge
‘allows the defendant to present competing facts,’ and the court does not
assume that the plaintiff's allegations [in the complaint] are true.” /d. (Internal
citations omitted). Plaintiff has the burden of proving the existence of subject
matter jurisdiction by a preponderance of the evidence. /d. “However, the
party alleging that a claim has become moot due to a change in a defendant’s
conduct bears the burden to demonstrate mootness.” Molina v. Pennsylvania
Social Service Union, --- F.Supp.3d —-, 2019 WL 3240170, *5 (M.D.Pa. July
18, 2019) (citation omitted).
Local 668 and SPL have presented competing facts and their motions
to dismiss, (see Doc. 72 and Exhibits, Doc. 72-1 to 72-5), insofar as they are
based on Rule 12(b)(1), must be treated as a factual attack on the court’s
subject-matter jurisdiction. See Diamond, 2019 WL 2929875, *6. Thus, “when
evaluating [Local 668's and SPL’s] 12(b)(1) grounds for dismissal, the Court
may consider [SPL’s and Local 668’s] [evidence].” /d. See also Gould Elecs.
v. United States, 220 F.3d 169, 176-77 (3d Cir. 2000).
fair-share fee requirement.
In Count 2, plaintiff alleges that Local 668 and SPL violated her
constitutional rights and state law by failing to stop deductions for dues from
her pay after she resigned from the union. Specifically, plaintiff alleges that
her First Amendment rights were violated when Local 668 continued to take
dues from her paycheck after she resigned her membership in the union,
based on the Janus decision, and after she told SPL to “halt the payroll
deduction of union-related fees.” Count 2 is brought solely on plaintiff’s behalf.
In Count 3, plaintiff alleges that the receipt of membership dues by all
of the union defendants is unconstitutional until the unions obtain affirmative
consents from employees authorizing them to deduct dues pursuant to Janus,
and obtain new agreements to allow them to deduct dues from the pay of their
members. Count 3 is brought on behalf of current and future union members
and plaintiff seeks injunctive relief prohibiting union defendants from receiving
any dues without post-Janus agreements and, she seeks the court to require
union defendants to include specific language in the agreements.
As relief, plaintiff seeks a refund of all of the dues she paid to Local 668.
Plaintiff also seeks to require the defendant unions to refund all dues and fees
they received from her. Additionally, plaintiff seeks punitive damages for
herself and for members of all defendant unions who resigned from the unions
or requested that the unions stop taking dues or fees after the Janus decision
and who continued to have dues or fees withdrawn from their pay.
Further, plaintiff seeks relief under the Declaratory Judgment Act, 22
6
U.S.C. §2201, requesting a permanent injunction enjoining defendants from
accepting dues or fees unless the employees have given their consent to join
the unions. In particular, plaintiff seeks injunctive relief on behalf of a putative
class of current and future union members prohibiting the union defendants
from receiving any membership dues without the new post-Janus agreements
and requiring the union defendants to include specific language in the new
agreements.
Plaintiff also raises state law claims against all defendants for
conversion, trespass to chattels, replevin, restitution, and unjust enrichment.
In addition to Local 668 and SPL, the only remaining defendant in this
case was Lackawanna County Library System.4
Plaintiff is proceeding on her SAC filed January 28, 2019. (Doc. 66). On
February 11, 2019, Local 668 filed its motion to dismiss plaintiff’s SAC in its
entirety. (Doc. 70). On May 3, 2019, SPL filed its motion to dismiss plaintiff’s
SAC in its entirety. (Doc. 88). Both defendants argue, in part, that there is no
live controversy between them and plaintiff regarding any of her federal claims
against them and that she lacks standing to assert her claims. The motions
to dismiss of Local 668 and SPL have been briefed. (Docs. 71, 79 & 81; Docs.
4The court notes that since the plaintiff failed to serve defendant
Lackawanna County Library System with her SAC, she was directed to serve
this defendant within 14 days of the date of the court’s September 11, 2019
Order. Otherwise this defendant would be dismissed from this case pursuant
to Fed.R.Civ.P. 4(m). On September 25, 2019, the plaintiff filed a notice of
voluntary dismissal of Lackawanna County Library System, (Doc. 102),
pursuant to Fed.R.Civ.P. 41(a)(1)(A)(I).
7
90, 93 & 94).
The court has jurisdiction over this case pursuant to 28 U.S.C. §1331
and 28 U.S.C. §1343(a) because plaintiff avers violations of her rights under
the U.S. Constitution. The court can exercise supplemental jurisdiction over
plaintiff's state law claims under 28 U.S.C. 81337. Venue is appropriate in this
court since the alleged constitutional violations occurred in this district. See
28 U.S.C. §1391.
ll. DISCUSSION
In Count 1, plaintiff raises claims based on the pre-Janus requirement
that non-union members had to pay fair-share fees to Local 668. Plaintiff
seeks a refund of fair-share fees paid by non-union members prior to Janus
and injunctive relief prohibiting the future collection of fair-share fees. She
also seeks a refund of money paid by union members, including herself, who
allegedly chose to join Local 668 because of the pre-Janus fair-share fee
requirement. Further, plaintiff seeks a refund of the dues she and other union
members paid based on alleged misrepresentations that they were required
to join the unions. Thus, plaintiff alleges that since she was forced to join the
union and pay dues, she has standing to seek recovery of the dues she and
other union members paid Local 668 prior to Janus.
In her SAC, plaintiff alleges that she was opposed to making any
payments to Local 668 and that she only joined the union and paid due
because she worked in an agency shop and SPL misrepresented to her that
union membership was mandatory. (Doc. 66 at ¶’s 12-16). She also alleges
that she was compelled to pay either union membership dues or fair-share
fees, and that this was why she joined the union and paid dues. Plaintiff
argues that she “suffered injury in fact from the pre-Janus agency-shop
arrangements because she was forced to pay the union [dues] as a condition
of her employment — either by joining the union and paying dues or by
declining union membership and paying ‘fair-share fees.’” (Doc. 93 at 4). She
contends that her constitutional right to withhold money from the union, which
she did not support, was denied, and that this inflicted an “injury in fact” upon
her that can be redressed by a refund of the money that she was allegedly
forced to pay Local 668 against her will.
Further, plaintiff argues that the issue of whether she should be allowed
to represent agency-fee employees and employees who joined the union but
were aware of their right to decline union membership goes to whether one
of her proposed classes should be certified under Rule 23 and is not a
standing issue.
Local 668 and SPL argue that Count 1 of the SAC, which is based upon
the pre-Janus fair-share fee requirement,5 should be dismissed since plaintiff
5As the court noted in its August 29, 2019 Memorandum, fair share fees
are charges non-union member employees had to pay unions prior to Janus
to finance the union’s collective bargaining activities. See Diamond, —
F.Supp.3d —, 2019 WL 2929875, *2 (“In accordance with Abood,
Pennsylvania enacted its own agency-shop statute for public employees in
1988, 71 Pa. Stat. §575.”). In Janus, 138 S.Ct. at 2459, 2486, the Supreme
Court held that it was a violation of the First Amendment for public sector
unions to require non-members to pay fair share fees as a condition of public
9
lacks standing to assert a claim on behalf of fair-share fee payers because
she never paid fair-share fees, i.e., she did not suffer any harm regarding
such fees. Defendants also argue that plaintiff lacks standing to assert a claim
on behalf of union members who allegedly joined the union because of a
fair-share fee requirement since she did not allege that this is why she joined
the union, and “she was never even aware that such a requirement existed.”
(Doc. 94 at 5).
Initially, as the court explained in its August 29, 2019 Memorandum,
2019 WL 4081900, issues of standing are antecedent to issues of class
certification. Thus, the court will consider defendants’ contentions that plaintiff
lacks standing to pursue relief on behalf of other SPL employees and
members of her proposed classes in regards to their instant motions to
dismiss.
In deciding whether plaintiff has standing to assert her claims in Count
1 seeking a refund of dues and fees plaintiff and putative class members were
compelled to pay Local 668, she must allege that she was harmed by the
pre-Janus fair-share fee requirement. “[Rule] 12(b)(1) governs a motion to
dismiss for lack of standing, since ‘standing is a jurisdictional matter.’”
employment. Following Janus, Pennsylvania’s statute allowing the collection
of “fair share” fees from non-members by unions is no longer enforceable.
See Hartnett v. Pennsylvania State Education Association, — F.Supp.3d —,
2019 WL 2160404 (M.D.Pa. May 17, 2019). In Diamond, 2019 WL 2929875,
at *15, the court held that the issue of “whether Union Defendants could
constitutionally collect fair-share fees from Plaintiffs pursuant to Section 575”
“was mooted by the intervening Janus decision, which held that fair-share
fees are unconstitutional”.).
10
Polanco v. Omnicell, Inc., 988 F.Supp.2d 451, 459 (D.N.J. 2013) (citation
omitted). “Standing ‘is a threshold jurisdictional requirement, derived from the
‘case or controversy’ language of Article III of the Constitution.’” Id. (citation
omitted). “A plaintiff must establish his or her standing to bring a case in order
for the court to possess jurisdiction over his or her claim. Id. (citation omitted).
“Article III governs constitutional standing and limits [the court’s]
jurisdiction to actual “cases or controversies.” Neale v. Volvo Cars of North
America, LLC, 794 F.3d 353, 358-59 (3d Cir. 2015). “Article III requires a
plaintiff to demonstrate ‘(1) an ‘injury in fact,’ (2) a sufficient ‘causal
connection between the injury and the conduct complained of,’ and (3) a
‘likel[ihood]’ that the injury ‘will be redressed by a favorable decision.’” Id.
(citations omitted). See also Anjelino v. N.Y. Times Co., 200 F.3d 73, 88 (3d
Cir. 2000) (“Standing is established at the pleading stage by setting forth
specific facts that indicate that the party has been injured in fact or that injury
is imminent, that the challenged action is causally connected to the actual or
imminent injury, and that the injury may be redressed by the cause of
action.”). “Standing requires that the party seeking to invoke federal
jurisdiction ‘demonstrate standing for each claim he seeks to press.’” Neale,
794 F.3d at 359 (citation omitted). “Th[e] ‘case or controversy’ requirement
encompasses, inter alia, two doctrines that are relevant to the present
dispute: mootness and standing.” Diamond, 2019 WL 2929875, at *13
(citations omitted). “The parties must maintain a personal stake in the
resolution of the dispute throughout the litigation”, and “[t]herefore, ‘if
11
developments occurring during the course of adjudication eliminate a
plaintiff's personal stake in the outcome of a suit, then a federal court must
dismiss the case as moot.’” Molina, 2019 WL 3240170, *5 (internal citations
omitted).
Defendants argue that plaintiff lacks standing with respect to her
pre-Janus fair-share fee requirement claim against them in Count 1 since
“[she] has failed to allege she was injured by Local 668’s receipt of fair-share
fees”, and since she has only alleged that she was a union member and
“[she] paid membership dues, not fair-share fees.” Defendants also state that
“[plaintiff] has not alleged she ever paid fair-share fees or was even aware of
that option.” (Doc. 94 at 6) (citing SAC, Doc. 66, ¶’s 13-15). Thus, defendants
contend that plaintiff cannot pursue “any claim to redress the alleged injury
suffered by non-members who paid fair-share fees” since she herself was a
union member and not subjected to such fees. (Doc. 90 at 10-11) (citing Blum
v. Yaretsky, 457 U.S. 991, 999 (1982) (“[A] plaintiff who has been subject to
injurious conduct of one kind [does not] possess by virtue of that injury the
necessary stake in litigating conduct of another kind, although similar, to
which he has not been subject.”).
The court finds that since plaintiff was a dues-paying member of Local
668 during all relevant times, and not a fair-share fee payer, she lacks
standing to seek a refund of fees paid by non-union members or fair-share fee
payers. See Neale, 794 F.3d at 359 (plaintiff must demonstrate that she has
standing for each claim she asserts) (citation omitted). See also Friends of the
12
Earth, Inc. v. Laidlaw Environmental Services (TOC), Inc., 528 U.S. 167, 185
(2000) (“[P]laintiff must demonstrate standing separately for each form of
relief sought.”). There is simply no causal connection between the pre-Janus
fair-share fee requirement which non-union members were compelled to pay
Local 668 and the union membership dues that plaintiff paid to Local 668, and
any injury plaintiff allegedly suffered by her payment of dues was clearly not
caused by the pre-Janus fair-share fee requirement. As such, plaintiff lacks
standing to seek retrospective relief based on this fee requirement.
Insofar as plaintiff argues that part of her membership dues should be
refunded because if she had not joined Local 668 she would have been made
to pay fair-share fees, the court has no standing to redress this speculative
claim since plaintiff suffered no injury due to the fair-share fee requirement as
she was a dues paying union member and she did not pay fair-share fees.
“[T]o satisfy Article III’s standing requirements, a plaintiff must show (1) it has
suffered an ‘injury in fact’ that is (a) concrete and particularized and (b) actual
or imminent, not conjectural or hypothetical; (2) the injury is fairly traceable to
the challenged action of the defendant; and 3) it is likely, as opposed to
merely speculative, that the injury will be redressed by a favorable decision.”
Friends of the Earth, 528 U.S. at 180-81 (citing Lujan v. Defenders of Wildlife,
504 U.S. 555, 560–561 (1992)). See Finkelman v. NFL, 810 F.3d 187, 193
(3d Cir. 2016) (With respect to the first element, injury in fact, it must be
“particularized,” i.e, “an injury must ‘affect the plaintiff in a personal and
individual way.’”) (citation omitted).
13
Further, there is no merit to plaintiff’s contention that since she alleged
she was compelled to pay dues to Local 668 because SPL told her that she
had to join the union, she has standing to challenge all compulsory payments
to Local 668. As the Third Circuit explained in Finkelman, 810 F.3d at 198,
“[t]he causation element of standing requires a plaintiff to allege facts
sufficient to show that his or her injury is ‘fairly traceable’ to the alleged
wrongdoing of the defendant”, and “at a minimum”, the alleged wrongdoing
of the defendant must be a “‘but for’ cause of the plaintiff’s injury.” (internal
citations omitted). As defendants explain, (Doc. 94 at 8), “[b]y [plaintiff’s] own
admission, the wrongful conduct alleged in Count 1 — Local 668’s receipt of
fair-share fees— did not cause her to pay membership dues [to the union].”
Additionally, as SPL states, plaintiff has no standing to assert a claim
in Count 1 on behalf of union members who allegedly joined the union
because of the fair-share fee requirement since she has not alleged that she
was such a union member and she was not injured by this requirement.
Rather, plaintiff alleges that SPL misrepresented to her that she had to join
the union and she alleges that if she had “been informed of her right to ... pay
‘fair share fees,’” she would not have joined the union or remained a union
member. (Doc. 66, ¶’s14, 16). Thus, as defendants state, “[b]y her account,
[plaintiff] was never even aware fair-share fees existed.” Also, as this court
held in its August 29, 2019 Memorandum, “standing cannot be predicated on
an injury which the plaintiff has not suffered, nor can it ‘be acquired through
the back door of a class action.’” (Doc. 98, at 14) (quoting In re Franklin Mut.
14
Funds Fee Litigation, 388 F.Supp.2d at 461).
Additionally, as SPL points out, its alleged past misrepresentations to
plaintiff about her rights to join or not join the union are not sufficient to create
a live controversy. SPL relies upon McNair v. Synapse Group Inc., 672 F.3d
213 (3d Cir. 2012). In McNair, id. at 223-25, the Third Circuit held since
plaintiffs were not customers of defendant and not currently subject to its
alleged deceptive practices, and since plaintiffs were now aware of
defendant’s alleged deceptive techniques, the court lacked jurisdiction to
grant injunctive relief to plaintiffs as “there is no reasonable likelihood that
they will be injured by those techniques in the future.”°
There is no controversy that needs adjudication with respect to plaintiff's
claim in Count 1 regarding the pre-Janus fair-share fee requirement. Thus,
Local 668's and SPL’s Rule 12(b)(1) motions to dismiss plaintiff's claims in
Count 1 seeking retrospective relief based on the pre-Janus fair-share fee
°The court notes that plaintiff cannot hold Local 668 liable for the alleged
misrepresentation of SPL, contained in Count 1, that she was required to join
the union and pay dues since it is not alleged to have been personally
involved with this conduct. It is well-settled that liability under section 1983 is
personal in nature and can only follow personal involvement in the alleged
wrongful conduct shown through specific allegations of personal direction or
actual knowledge and acquiescence. See Robinson v. City of Pittsburgh, 120
F.3d 1286 (3d Cir. 1997) (overturned on other grounds) (citing Rode v.
Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988)). Plaintiff does not allege
that Local 668 told her union membership was mandatory and Local 668 was
not alleged to have been involved when plaintiff was instructed at her
orientation with SPL to fill out a union membership form. (Doc. 66 fs 13-15).
Nor does plaintiff allege that Local 668 directed SPL to make the alleged
misrepresentation to her about union membership. Further, plaintiff does not
allege that Local 668 was even aware of the alleged misrepresentation made
by SPL.
15
requirement will be granted for lack of jurisdiction. As such, Count 1 against
Local 668 and SPL will be dismissed with prejudice pursuant to Rule
12(b)(1).’
Next, defendants argue that plaintiff cannot assert a constitutional claim
against them under §1983 since she fails to establish that they were state
actors acting under color of state law. As stated, SPL is a Pennsylvania non-
profit corporation, and not a municipal entity. Local 668 is a private, non-
governmental entity. As such, defendants move to dismiss the §1983 claims
against them under Rule 12(b)(6) because plaintiff failed to plausibly plead
that they are state actors.
To state a claim under §1983, a plaintiff must meet two threshold
requirements. She must allege: 1) that the alleged misconduct was committed
“As Local 668 also recognizes, the court notes that although “statutory
and contractual provisions authorizing fair-share requirements are no longer
enforceable after Janus”, see Diamond, 2019 WL 2929875, at *14, the good-
faith defense would apply to relieve SPL and Local 668 from liability under
§1983 since they reasonably relied on the constitutionality of Pennsylvania’s
fair-share fee law, §575, and the Supreme Court's decision in Abood which
permitted such fees. See id. at *25-29 (citing, in part, Akers, 376 F.Supp.3d
at 571-72 (“explaining that the plaintiffs could assert a good-faith defense
because they complied with and relied on presumptively-valid state law and
controlling Supreme Court precedent”; Crockett v. NEA-Alaska, 367 F. Supp.
3d 996, 1006 (D. Alaska) (“discussing the inequity of holding the union
defendants liable for pre-Janus fair-share fees when they collected the fees
in accordance with state law and then-binding Supreme Court precedent”);
Akers v. Maryland State Educ. Assoc., 376 F.Supp. 3d 563 (D.Md. 2019). In
Diamond, 2019 WL 2929875, at *21, the court also held that plaintiffs’ claims
for declarative and injunctive relief with respect to fair-share fees were moot
based on the Janus decision and union defendants’ compliance with it. (citing
collection of cases). See a/so Hartnett, — F.Supp.3d —, 2019 WL 2160404,
*6-7.
16
by a person acting under color of state law; and 2) that as a result, she was
deprived of rights, privileges, or immunities secured by the Constitution or
laws of the United States. West v. Atkins, 487 U.S. 42 (1988); Parratt_v.
Taylor, 451 U.S. 527, 535 (1981), overruled in part on other grounds, Daniels
v. Williams, 474 U.S. 327, 330-331 (1986). See also Kneipp v. Tedder, 95
F.3d 1199, 1204 (3d Cir. 1996) (To state an actionable claim under §1983,
plaintiff must prove that someone deprived her of a constitutional right while
acting under the color of state law.). “[M]Jerely private conduct, no matter how
discriminatory or wrongful’ does not subject a defendant to liability under
§1983. Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 49, 119 S.Ct. 977
(1999).
However, “[a] private actor [such as SPL] can be considered a state
actor in one of two ways.” Boyer v. Mohring, 994 F.Supp.2d 649, 657 (E.D.Pa.
2014). As the court in Boyer, id., explained:
“The first category involves an activity that is significantly
encouraged by the state or in which the state acts as a joint
participant.” Dickerson v. DeSimone, Inc., 2011 WL 3273228, at
*2 (E.D.Pa. Aug. 1, 2011) (quoting Leshko v. Servis, 423 F.3d
337, 340 (3d Cir. 2005)). “The second category of cases involves
an actor that is controlled by the state, performs a function
delegated by the state, or is entwined with government policies or
management.” /d. In order to establish the requisite level of joint
participation and collaboration, a plaintiff must aver the existence
of a “pre-arranged plan [between the [state actor] and a private
entity] by which the [state actor] substituted the judgment of [a]
private part[y] for their own official authority.” Cruz v. Donnelly,
727 F.2d 79, 80 (3d Cir. 1984). The Third Circuit has noted that
“the critical issue ... is whether the state, through its agents or
laws, has established a formal procedure or working relationship
that drapes private actors with the power of the state.” Cruz, 727
17
F.2d at 82.
See also Borrell v. Bloomsburg Univ., 870 F.3d 154, 160 (3d Cir. 2017) (to
determine if the defendant is a state actor, the issue is whether there is “such
a close nexus between the State and the challenged action that seemingly
private behavior may be fairly treated as that of the State itself.”).
Defendants contend that they cannot be considered state actors under
either category. First, they state that their alleged conduct cannot be
considered activity “significantly encouraged by the state” or in which the state
acted as a joint participant since “at all relevant times union membership was
optional under Pennsylvania law and it was unlawful for either [SPL] or Local
668 to coerce [plaintiff] into becoming a union member.” (Doc. 90 at 12-13)
(citing 43 Pa.C.S.A. §1101.401). They also state that plaintiff does not allege
that Pennsylvania forced or encouraged, or jointly participated in, their alleged
conduct. Thus, defendants state that since the alleged conduct is “contrary
to the relevant policy articulated by the state”, plaintiff fails to state a cause
of action against them under §1983. (Id.) (quoting Lugar, 457 U.S. at 940).
Secondly, defendants contend that plaintiff has not alleged that they
“acted on behalf of the state” regarding her membership in Local 668, and
that their “management practices cannot be characterized as any kind of state
function.” (Id. at 13). Further, SPL states that since plaintiff’s allegations that
it forced her to join Local 668 by misrepresenting that union membership was
mandatory or failed to advise her that she did not have to join the union was
conduct that violated state law, she cannot show that SPL is “entwined with
18
government policies or management.”
In her SAC, plaintiff has alleged that SPL acted under color of state law
by enforcing the unconstitutional agency shops permitted by Pennsylvania law
and that SPL is liable under §1983 on the same basis as Local 668 is. In
Lugar v. Edmondson Oil Co., Inc., 457 U.S. 922, 942 n.23, 102 S.Ct. 2744
(1982), “the Supreme Court held that private parties using a process
established by state statute can be considered state actors for purposes of
§1983.” Crockett, 367 F.Supp.3d at 1005. See also Manhattan Cmty. Access
Corp. v. Halleck, ––– U.S. ––––, 139 S. Ct. 1921, 1928 (2019) (Supreme
Court held that one of the “few limited circumstances” where a private entity
qualifies as a state actor under §1983 is “when the government acts jointly
with the private entity”). Plaintiff has alleged that although Local 668 and SPL
were private defendants, they were acting under color of state law, namely,
Pennsylvania’s law authorizing the agency-shop arrangements and the
payment by non-union members of fair-share fees, 71 Pa.C.S.A. §575.
Plaintiff states that SPL forced her to pay money to Local 668 based on the
stated policy that was “imposed under color of state law because it was
explicitly authorized by Pennsylvania’s statues.”
Therefore, plaintiff has sufficiently alleged that Local 668 and SPL were
state actors and her claims against them under §1983 will not be dismissed
on this basis pursuant to Rule 12(b)(6). See Leshko, 423 F.3d at 340
(“Determining state action in th[e] [second] category of cases consists of
asking whether the actor is so integrally related to the state that it is fair to
19
impute to the state responsibility for the action.”).
In Count 2, plaintiff alleges that membership dues continued to be
deducted from her pay after she “mailed a letter to SEIU Local 668 and to
[SPL’s] human resources department” resigning her membership in Local 668
and revoking her prior authorization to deduct dues from her pay. (Doc. 66,
¶’s 17-18). Plaintiff seeks retrospective monetary relief on her own behalf for
the dues that were deducted from her paycheck after she resigned from Local
668.
Specifically, in Count 2, plaintiff seeks declaratory and injunctive relief.
She requests the court to “declare that [SPL] violated [her] constitutional
rights” by taking union membership dues from her paycheck after she had
resigned her membership [from Local 668].” (Doc. 66, ¶53(h) and (I)). Plaintiff
also requests the court to “order the defendants to immediately honor and
enforce a public employee’s decision to resign from the union and withdraw
financial support.” (Id., ¶ 53(k)). She seeks prospective relief enjoining Local
668 from deducting dues in the future from her and other employees who
resigned from the union.
Defendants argue that the court lacks subject matter jurisdiction over
Count 2 since plaintiff already received all of the relief potentially available
regarding her claim for retrospective monetary relief. They state that “[b]efore
receiving notice of this lawsuit, Local 668 instructed [SPL] to cease deducting
membership dues from [plaintiff’s] wages, and [SPL] has already stopped
deductions and refunded all dues deducted subsequent to [plaintiff’s]
20
resignation date.” (Doc. 90 at 15; Doc. 90-1; Doc. 72, ¶’s 9-11). Defendants
state that since all of the plaintiff’s money for dues has been refunded after
her resignation, she can not obtain any further retrospective relief and she
does not have a live controversy.
Thus, defendants contend that the retrospective relief plaintiff seeks in
Count 2 is moot and that there is no live controversy regarding her claim since
they have shown that “Local 668 accepted [plaintiff’s] resignation, terminated
dues deductions, and refunded the dues received from [plaintiff] following her
resignation.” (Doc. 90 at 16-17; Doc. 72, ¶’s 9-11). As such, defendants state
that plaintiff no longer has anything to gain from the court’s declaration that
the past deductions for dues from her pay violated her constitutional rights.
Further, defendants state that plaintiff’s request for prospective relief
seeking the court to order Local 668 and SPL to honor her decision to resign
from the union and to stop deducting dues from her paycheck is moot since
Local 668 already accepted plaintiff’s request to resign in August 2018, and
then in October 2018, before learning of plaintiff’s lawsuit, Local 668 directed
SPL to discontinue the payroll deductions for union dues for plaintiff “effective
immediately.” (Doc. 90-1; Doc. 72). SPL then indicates that it complied with
Local 668’s directive and ceased deducting dues from plaintiff’s pay.
Thus, Local 668 and SPL argue that plaintiff’s claims for prospective
and retrospective relief against them in Count 2 are moot and should be
dismissed under Rule 12(b)(1).
Plaintiff counters by stating that she resigned her membership in Local
21
668 on August 21, 2018 but Local 668 continued to have SPL deduct dues
from her paycheck for two more months until October 26, 2018, which was
after she filed her original complaint in this action on October 18, 2018. (Doc.
72, ¶8, Doc. 72-2). As such, plaintiff contends that she has standing to sue
to recover the dues deducted from her paycheck and from the paychecks of
other employees after they resigned their membership from the union. Plaintiff
points out that she is also seeking an injunction to compel SPL to
“immediately honor and enforce a public employee’s decision to resign from
the union and withdraw financial support.” (Doc. 66 at ¶53(k)). Plaintiff argues
that her claims for prospective and retrospective relief are not moot even
though Local 668 refunded her money deducted after her resignation and,
that she has not received all of the relief she has claimed on behalf of herself
and other employees who had dues taken from their pays after they resigned
from the union, including pre and post-judgment interest as well as costs and
attorneys’ fees.
Plaintiff also states that SPL and Local 668 cannot moot her claims by
unilaterally offering her the relief she demands. She cites to Campbell-Ewald
v. Gomez, 136 S.Ct. 663, 672 (2016), in which she states the Supreme Court
held that “an unaccepted settlement offer or offer of judgment does not moot
a plaintiff’s case.” Plaintiff states that she has not accepted Local 668’s offer
and, that even though her post-resignation dues were refunded in the amount
of $55.18 and put in her bank account via direct deposit, she has not cashed
the $11.81 refund check that the union later mailed to her. (See Doc. 72,
22
¶11). She further states that since the full amount of her refund has not been
accepted by her and deposited in her account and since this court has not yet
entered judgment in her favor in the amount of the union’s refund, SPL is
precluded from asserting that her claim for retrospective relief is moot. (Doc.
93, at 12).
Judicial power under Article III “extends only to cases and
controversies.” Acosta v. Democratic City Committee, 288 F.Supp.3d 597,
623 (E.D.Pa. 2018) (citation omitted). “A case becomes moot when (1) ‘the
issues presented are no longer ‘live,’ or (2) ‘the parties lack a legally
cognizable interest in the outcome.’” Id. (citations omitted). “[A] case
‘becomes moot only when it is impossible for a court to grant any effectual
relief whatever to the prevailing party.’” Id. (citations omitted). Further, “[a]n
actual controversy does not exist, rendering a case moot, ‘when the issues
presented are no longer ‘live’ or the parties lack a legally cognizable interest
in the outcome.’” Diamond, 2019 WL 2929875, at *15 (citations omitted). “A
live controversy exists ‘[a]s long as the parties have a concrete interest,
however small, in the outcome of the litigation.’” Id. (citations omitted). Thus,
“a court’s subject matter jurisdiction depends on the existence of an actual
case or controversy.” Akers, 376 F.Supp. 3d at 569 (citation omitted).
Declaratory judgment is not meant to adjudicate alleged past
unlawful activity. There is no question that plaintiff can request declaratory
relief to remedy alleged ongoing violations of her constitutional rights. See
Blakeney v. Marsico, 340 Fed.Appx. 778, 780 (3d Cir. 2009)(Third Circuit held
23
that to satisfy the standing requirement of Article Ill, a party seeking
declaratory relief must allege that there is a substantial likelinood that he will
suffer harm in the future)(citations omitted). However, plaintiff is not entitled
to declaratory relief that any defendant violated her rights in the past as she
alleges. See Brown v. Fauver, 819 F.2d 395, 399-400 (3d Cir. 1987)(Third
Circuit directed district court to dismiss plaintiff's §1983 claim for prospective
relief where he “has done nothing more than allege past exposure to
unconstitutional state action’).
In this case, plaintiff fails to allege any ongoing violations of her
constitutional rights and SPL has demonstrated that plaintiff's resignation was
accepted by Local 668, deductions for union dues from her paycheck were
terminated, and she was given a full refund for the dues that were deducted
after her resignation. See Diamond, 2019 WL 2929875, at *14 (Court held
that plaintiffs’ claims for declaratory and injunctive relief with respect to the
constitutionality of fair-share fees were moot due to the Janus decision and
since the union defendants showed that they complied with Janus by asking
the school district employers to immediately stop fair-share-fee payroll
deductions and to refund any fees paid by employees after Janus.); see a/so
Akers, 376 F.Supp. 3d at 571-72 (citations omitted). In Diamond, 2019 WL
2929875, at *15, the court held that “[bJased on Janus and Union Defendants’
conduct, there is simply no live controversy regarding the constitutionality of
collecting fair-share fees”, and that “there is no continuing conduct for this
24
Court to enjoin or declare unconstitutional.” (citing Hartnett v. Pa. State Educ.
Ass’n, ––– F.Supp.3d ––––, 2019 WL 2160404, at *6-7 (M.D.Pa. May 17,
2019) (“finding comparable claims for declaratory and injunctive relief moot
post-Janus because the ‘[p]laintiffs face no realistic possibility that they will be
subject to the unlawful collection of ‘fair share’ fees’”); (collection of other
cases omitted); see also Molina, 2019 WL 3240170, *9 (court dismissed
plaintiff's claim for retrospective monetary relief seeking post-resignation dues
since this claim was rendered moot by the refund provided by defendants
despite the fact that plaintiff stated he did not yet deposit the refund payment).
Additionally, defendants argue that plaintiff lacks standing to obtain
prospective relief for herself and for other union members regarding the future
deduction from her paycheck for union dues since she fails to show that she
is likely to suffer future injury from their conduct. As stated, plaintiff has
resigned her membership from Local 668 and she is no longer paying any
dues to this union. Defendants have shown that they fully complied with
plaintiff’s wishes to no longer be a union member. The SAC does not allege
ongoing violations of plaintiff’s constitutional rights by either SPL or Local 668.
It contains only allegations of past violations of her rights by these
defendants. Nor does plaintiff allege that she has any intention to rejoin Local
668 in the future. Plaintiff also fails to allege that there is a substantial
likelihood that she will suffer injury in the future if the court does not issue
declaratory judgment. Rather, all of the unlawful conduct she attributes to SPL
25
and Local 668 occurred in the past.
Further, SPL and Local 668 have shown that they have change their
conduct towards agency shop employees based on Janus (see Doc. 72), and,
“[i]t is therefore ‘absolutely clear’ that [these defendants’] wrongful behavior
‘could not reasonably be expected to recur.” Diamond, 2019 WL 2929875 at
*19 (citation omitted).
Insofar as plaintiff seeks prospective relief enjoying SPL and Local 668
from collecting any fees or from taking pay deductions for dues post-Janus,
this claim is moot. See Babb, 378 F.Supp.3d at 870-71 (“This Court has twice
held that claims for prospective relief to prevent the collection of agency fees
post-Janus are moot [since defendants indicated they would no longer
enforce state law that permitted such fees and showed their compliance with
Janus].”) (citing Yohn v. California Teachers Ass’n, 2018 WL 5264076
(C.D.Cal. Sept. 28, 2018); Babb v. California Teachers Ass’n, 2018 WL
7501267 (C.D.Cal. Dec. 7, 2018)). In Babb, id. at 871, the court also indicated
that “every other district court to consider this issue has found claims for
prospective relief moot after Janus.” (citing Cook v. Brown, 364 F.Supp.3d
1184, 1188 (D.Or. 2019); Carey v. Inslee, 364 F.Supp.3d 1220, 1225-27
(W.D.Wash. 2019); Danielson v. Inslee, 345 F.Supp.3d 1336, 1339-40 (W.D.
Wash. 2018)). This court finds the decision in Babb, 378 F.Supp.3d at 870-71,
to be persuasive as well as the cases cited in Babb which found claims similar
to plaintiff LaSpina’s claim for prospective relief to be moot after Janus. See
26
also Diamond, supra; Akers, supra; Molina, 2019 WL 3240170, *8 (court
found that it did not have subject matter jurisdiction over plaintiff's claims for
prospective declaratory and injunctive relief because plaintiff lacked standing
regarding these claims since his dues were already refunded, he was no
longer a member of defendant union and, he was no longer employed with the
County); Wholean v. CSEA SEIU Local 2001, 2019 WL 1873021169
(D.Conn. April 26, 2019); Seager v. United Teachers Los Angeles, 2019 WL
3822001(C.D.Ca. Aug. 14, 2019).
The court also finds plaintiff's reliance on Campbell-Ewald Co. v.
Gomez, —— U.S. ——, 136 S.Ct. 663 (2016), to be misplaced. As the court
in Bais Yaakov_of Spring Valley v. Educational Testing Service, 251
F.Supp.3d 724, 730 (S.D.N.Y. 2017), explained:
In Campbell-Ewald, a plaintiff had brought a class action suit
alleging that the defendant had violated the TCPA by sending
Navy-recruiting text messages to individuals who had not
consented to receipt of such messages. 136 S.Ct. at 667. Prior to
the deadline for the plaintiff to file a motion for class certification,
the defendant filed an offer of judgment pursuant to Rule 68,
offering to pay the plaintiff the full statutory damages to which he
was individually entitled. /d. at 667-68. The plaintiff rejected the
offer, and the defendant thereafter moved to dismiss the case for
lack of subject matter jurisdiction, arguing that the offer of
complete relief mooted the plaintiff's individual claim and therefore
the entire case. See id. at 668.
“The Supreme Court [in Campbell-Ewald] held that the plaintiff's
complaint ‘was not effaced by [the defendant's] unaccepted offer to satisfy his
individual claim’’, and “reasoned that a plaintiff who rejects an offer of
27
judgment retains an interest in the lawsuit, because ‘[a]n unaccepted
settlement offer—like any unaccepted contract offer—is a legal nullity, with no
operative effect.’” Id. (internal citations omitted). Thus, the Supreme Court
held that “‘[u]nder basic principles of contract law, [the defendant's] settlement
bid and Rule 68 offer of judgment, once rejected, had no continuing efficacy.’”
Id. (citation omitted). The Court “[did] not, ... decide whether the result would
be different if a defendant deposits the full amount of the plaintiff's individual
claim in an account payable to the plaintiff, and the court then enters
judgment for the plaintiff in that amount.” Id. (citation omitted).
Thus, in Campbell-Ewald, the Supreme Court found that since the
unaccepted settlement offer was essentially withdrawn when it expired and
plaintiff did not obtain his requested relief, a live controversy was still present
in the case and the court retained jurisdiction over it. Campbell-Ewald, 136
S.Ct. at 670-72.
Defendants distinguish Campbell-Ewald from the instant case since it
involved a case with an unaccepted settlement offer. They state that “Local
668 has not acted under Rule 68 or made a mere offer of settlement but has
instead actually paid to [plaintiff] the entire amount she claims was wrongfully
deducted from her paycheck”, and that “[u]nlike a Rule 68 offer of settlement,
this refund [was not withdrawn] did not require [plaintiff’s] acceptance or ask
[her] to make any reciprocal commitments.” (Doc. 94 at 11).
The court finds that in our case there was no unaccepted Rule 68 offer
28
by defendants and plaintiff LaSpina has received a full recovery of all of the
dues deducted from her pay after her resignation from Local 668. Thus, the
facts of plaintiff LaSpina’s case are different from the facts of the Campbell-
Ewald case and our plaintiff was not left “emptyhanded”.® See Sands v.
NLRB, 825 F.3d 778, 782 (D.C.Cir. 2016) (court found that a former union
member ‘[w]ith a refund of her dues in hand ... can no longer claim her
payment of dues as the basis for her interest in this matter.”).
Further it is not sufficient that plaintiff still has a request for attorneys’
fees in Count 2 for purposes of having a live controversy with respect to her
claim since an “interest in attorneys’ fees does not save a matter from
mootness.” Ivy Club v. Edwards, 943 F.2d 270, 276 (3d Cir. 1991) (citation
omitted). In Lewis v. Continental Bank Corp., 494 U.S. 472, 480 (1990), the
Supreme Court held that plaintiff's interest in attorneys’ fees, is “insufficient
to create an Article Ill case or controversy where none exists on the merits of
the underlying claim.” (citation omitted).
Moreover, the court finds that none of the exceptions to the mootness
doctrine apply in this case, including the exception were the conduct is
capable of repetition yet evades review, since plaintiff has not established that
Slt is of no moment that plaintiff has not yet cashed the dues refund
check Local 668 sent her in the amount of $11.81 since under Pennsylvania
law “a check is a negotiable instrument ... akin to a cash payment.” Sarver v.
Capital Recovery Assoc., Inc., 951 F.Supp. 550, 553 (E.D.Pa. 1996). See
also Molina, supra; Krevsky v. Equifax Check Services, Inc., 85 F.Supp.2d
479, 481 (M.D.Pa. 2000) (“payment by check is equivalent to paying with
cash’).
29
“(1) the challenged action is, in its duration, too short to be fully litigated prior
to cessation or expiration, and (2) there is a reasonable expectation that the
same complaining party will be subject to the same action again.” See Acosta,
288 F.Supp.3d at 623 (citations omitted). The cessation of dues from
plaintiff’s pay has been in effect since Local 668 advised SPL that plaintiff
resigned and it directed the deductions to stop. There is no claim that the
deductions were re-started at any time or that they will likely resume
sometime in the future. In fact, SPL will not make any further deductions for
union dues without written authorization from plaintiff. (See Doc. 72, ¶’s 5 &
8, 13; Doc. 72-1, CBA).
Defendants also contend that the voluntary cessation exception to the
mootness doctrine is not applicable. Defendants maintain that for voluntary
cessation doctrine to apply, a defendant’s voluntary cessation must be due
to plaintiff’s lawsuit, and that since they have shown Local 668 directed SPL
to stop deducting dues from plaintiff’s pay before the union was aware of
plaintiff’s lawsuit, they did not act because of her suit. (See Doc. 72, ¶’s 8, 9
& 12, Local 668 became aware of plaintiff’s lawsuit November 19, 2018).
“The voluntary cessation doctrine refers to situations that do not deprive
a federal court of its power to hear and determine a case, even when a
defendant has voluntarily ceased the challenged practice, because the
allegedly wrongful behavior could reasonably be expected to recur.” Akers,
376 F.Supp. 3d at 571 n. 6 (citation omitted).
30
As the court in Molina, 2019 WL 3240170, *6, explained:
“It is well settled that a defendant's voluntary cessation of a
challenged practice does not deprive a federal court of its power
to determine the legality of the practice.” City of Mesquite v.
Aladdin’s Castle, Inc., 455 U.S. 283, 289, 102 S.Ct. 1070, 71
L.Ed.2d 152 (1982). This is so because “if it did, the courts would
be compelled to leave ‘[t]he defendant...free to return to his old
ways.’” Id. at 289 & n.10, 102 S.Ct. 1070 (citations omitted). The
Supreme Court has announced a “stringent” standard for
“determining whether a case has been mooted by the defendant's
voluntary conduct.” See Friends of the Earth, Inc. v. Laidlaw Envtl.
Servs, Inc., 528 U.S. 167, 189, 120 S.Ct. 693, 145 L.Ed.2d 610
(2000). Specifically, the Supreme Court has stated that “[a] case
might become moot if subsequent events made it absolutely clear
that the allegedly wrongful behavior could not reasonably be
expected to recur.” Id. (internal quotation omitted).
Already, LLC v. Nike, Inc., 568 U.S. 85, 133 S.Ct. 721, 727 (2013) (A
defendant “cannot automatically moot a case simply by ending its unlawful
conduct once sued.”) (emphasis added).
In this case, as discussed, defendants have shown that their allegedly
unlawful conduct “could not reasonably be expected to recur”, id., and there
is absolutely no risk that plaintiff will be subjected to any deduction for dues
in the future without her express consent. As Local 668 states, (Doc. 71 at
21), in its brief “[it] cannot make any further deductions unilaterally” because:
The collective bargaining agreement between Local 668 and
[SPL] provides that the Library’s “obligation to make deductions
shall terminate automatically upon timely receipt of revocations.”
Lukert Decl. Exh. A. Local 668 has notified [SPL] of [plaintiff’s]
revocation of her dues deduction authorization, and [SPL] will only
renew deductions upon receiving a “written authorization
voluntarily executed by [plaintiff].” [Doc. 72] paras. 5, 8 & Exh. A.
Defendants have also shown that Local 668 directed SPL to stop
31
deducting dues from plaintiff’s pay before it learned of her lawsuit, and that
SPL has not received any further dues from plaintiff since the October 26,
2018 payroll period. (Doc. 72, ¶ 8). See ACLU of Mass. v. U.S. Conf. of
Catholic Bishops, 705 F.3d 44, 55 (1st Cir. 2013) (“The voluntary cessation
doctrine does not apply when the voluntary cessation of the challenged
activity occurs because of reasons unrelated to the litigation.”) (citations
omitted).
Nor is it relevant, as plaintiff contends, that she did not receive her
refund until after she filed her original complaint since she did not have
standing regarding this claim for prospective relief and it was moot before she
filed her action when Local 668 processed plaintiff’s resignation, ended her
dues deduction, and directed SPL to stop the dues deduction from her pay.
“Standing requires that the party seeking to invoke federal jurisdiction
‘demonstrate standing for each claim he seeks to press.’” Neale, 794 F.3d at
359 (citation omitted). Thus, the relevant time is when defendants stopped the
deductions of dues from plaintiff’s pay and not when she received her refund
since defendants ceased their alleged unlawful conduct before plaintiff’s
lawsuit was initiated and not to evade her lawsuit. (Id.). See Rendell v.
Rumsfeld, 484 F.3d 236, 243 (3d Cir. 2007) (“The purpose of [the “capable
of repetition”] exception [to the mootness doctrine] is to prevent defendants
from ‘forever ... avoid[ing] judicial review simply by ceasing the challenged
practice, only to resume it after the case [is] dismissed.’”).
32
Moreover, plaintiff cannot proceed with her claim in Count 2 seeking to
enjoin the payment of post-resignation dues on behalf of other putative class
members who have resigned the union, as she suggests if her claim is found
to be moot, since her claim in Count 2 is for individual relief. In any event,
since plaintiff's individual claim is moot, any such claim on behalf of a
proposed class would similarly be moot. See Campbell–Ewald, 136 S.Ct. at
672 ( “While a class lacks independent status until certified, a would-be class
representative with a live claim of her own must be accorded a fair opportunity
to show that certification is warranted.”). Here, plaintiff, a would-be class
representative, does not have a live claim of her own and thus there is no
claim for a proposed class.
Thus, all of plaintiff’s requests for declaratory judgment and injunctive
relief in Count 2 of her SAC against Local 668 and SPL are moot and, they
will be dismissed with prejudice.
Finally, plaintiff lacks standing to proceed with her claim in Count 3
against Local 668 and SPL. In Count 3, plaintiff seeks the court to require
defendants to obtain post-Janus authorizations to deduct union dues from the
paychecks of existing union members or to provide them with additional
information before their authorizations can be obtained. Plaintiff requests the
court to declare Local 668's ongoing receipt of voluntary membership dues by
current union members unconstitutional unless Local 668 receives post-Janus
dues deduction authorizations from each union member, and to enjoin Local
33
668 from collecting any dues until each union member sign a new
authorization form that contains specific language proposed by plaintiff. (Doc.
66, ¶ 53(l), (m)).
The court finds that Count 3 must be dismissed since plaintiff is not
suffering and will not suffer in the future any injury due to defendants’ alleged
conduct. Plaintiff is no longer a member of Local 668. Plaintiff no longer has
standing to request that SPL and Local 668 obtain post-Janus authorizations
from other employees and members of the union and, to request that the
other employees be advised of their right to resign from the union and
withhold the payments of dues to the union, since she resigned her
membership in August 2018 and has no intention of rejoining the union.
Further, as indicated, the CBA between Local 668 and SPL does not allow
SPL to deduct any future dues from plaintiff’s pay without her written
authorization, and plaintiff does not allege that she has any intention of giving
such authorization. (Doc. 72, ¶’s 5, 8 & Doc. 72-1; Doc. 66, ¶ 13). Thus, she
has no injury that she is suffering from or will suffer from if SPL and Local 668
do not obtain the authorizations or waivers from current union members or
future members. The law is clear that plaintiff must have standing regarding
each of her claims throughout the case, and that “if developments occurring
during the course of adjudication eliminate a plaintiff's personal stake in the
outcome of a suit, then a federal court must dismiss the case as moot.”
Molina, 2019 WL 3240170, *5 (quoting Gayle v. Warden Monmouth Cty. Corr.
34
Inst., 838 F.3d 297, 303 (3d Cir. 2016)).
Further, even though plaintiff alleges that she was previously not aware
of her right not to join the union when she began working for SPL and that
SPL failed to inform her of this right, plaintiff was subsequently well aware of
her right not to join Local 668, before she filed her action on October 18,
2018, since she sent the union her resignation on August 21, 2018. This
demonstrates that plaintiff’s request for relief in Count 3 does not redress any
injury from which she is currently suffering or will likely suffer from in the
future. See McNair, 672 F.3d at 223-25.
Additionally, as explained above with respect to Count 2, the voluntary
cessation exception to mootness does not apply to Count 3 since defendants
have shown that they did not temporarily cease their challenged conduct only
to avoid judicial review. See Rendell, 484 F.3d at 243.
Thus, plaintiff lacks standing with respect to the relief she seeks in
Count 3 and it will be dismissed against Local 668 and SPL under Rule
12(b)(1). See Powell v. McCormack, 395 U.S. 486, 496, 89 S.Ct. 1944 (1969)
(“[A] case is moot when the issues presented are no longer ‘live’ or the parties
lack a legally cognizable interest in the outcome.”).
As such, the motions to dismiss of Local 668 and SPL under Rule
12(b)(1) will be granted as to Counts 1-3. Plaintiff’s federal claims against
Local 668 and SPL in her SAC will be dismissed with prejudice since plaintiff
has already filed three complaints in this case and, it would be futile, as
35
discussed above, to allow her to file another complaint against Local 668 and
SPL.
Finally, considering judicial economy, convenience and fairness to the
litigants, the district court in its discretion is permitted to decline the exercise
of supplemental jurisdiction over state law claims if the court has dismissed
all of the claims over which it had original jurisdiction. Kach v. Hose, 589 F.3d
626, 650 (3d Cir. 2009) (citations omitted). See Patel v. Meridian Health
system, Inc., 666 Fed.Appx. 133, 136 (3d Cir. 2016) (“A district court ‘may
decline to exercise supplemental jurisdiction’ over state law claims if it ‘has
dismissed all claims over which it has original jurisdiction[,]’ unless
considerations of judicial economy, convenience, or fairness to the parties
provide an affirmative justification for exercising supplemental jurisdiction.”)
(citing Hedges v. Musco, 204 F.3d 109, 123 (3d Cir. 2000). The court has
made the appropriate considerations and finds no_ extraordinary
circumstances exist in this case to exercise supplemental jurisdiction over
plaintiffs remaining Pennsylvania state law claims against Local 668 and
SPL. Since plaintiff's federal claims over which this court had original
jurisdiction shall not be permitted to proceed to trial against Local 668 and
SPL, the court, in its discretion, declines to exercise supplemental jurisdiction
over plaintiff's state law claims against union defendants. /d.; see also 28
U.S.C. §1367(c)(3); Verdecchia v. Prozan, 274 F.Supp.2d 712, 728 (W.D. Pa.
2003); Akers, 376 F.Supp. 3d at 574.
36
Additionally, since plaintiff lacks standing to assert federal claims
against Local 668 and SPL, the absence of federal jurisdiction over her
federal claims deprives the court from exercising supplemental jurisdiction
over her state law claims against these defendants. Storino v. Borough of
Point Pleasant Beach, 322 F.3d 293, 299-300 (3d Cir. 2003) (citations
omitted).
As such, plaintiff’s state law claims against Local 668 and SPL shall be
dismissed without prejudice.9 Kach, 589 F.3d at 650 (“If a district court
decides not to exercise supplemental jurisdiction and therefore dismisses
state-law claims, it should do so without prejudice, as there has been no
adjudication on the merits.”) (citation omitted).
III. CONCLUSION
Based on the foregoing reasons, the court will GRANT the Rule 12(b)(1)
motions to dismiss plaintiff’s SAC, (Doc. 66), filed by Local 668, (Doc. 70),
and by SPL, (Doc. 88), with respect to her federal claims against them, and
plaintiff’s federal claims against Local 668 and SPL shall be DISMISSED
WITH PREJUDICE. Plaintiff’s state laws claims against Local 668 and SPL
9Local 668 and SPL also argue that plaintiff’s state law claims are
preempted by the exclusive jurisdiction of the Pennsylvania Labor Relations
Board (“PLRB”), and since her allegations that they interfered with her right
to refrain from joining the union constitute unfair labor practices under
Pennsylvania law. (Citing 43 Pa.C.S.A. §§1101.401, 1101.1201, 1101.1301).
However, since the court declines to exercise supplemental jurisdiction over
plaintiff’s state law claims against Local 668 and SPL, it does not address the
preemption issue.
37
shall be DISMISSED WITHOUT PREJUDICE. The claims against defendant
Lackawanna County Library System contained in the plaintiff’s SAC, (Doc.
66), are DISMISSED WITHOUT PREJUDICE pursuant to Fed.R.Civ.P.
41(a)(1)(A)(I). Further, since all of the defendants named in the plaintiff’s SAC
have been dismissed, this case will be CLOSED. An appropriate order shall
issue.
s/ Malachy E. Mannion
MALACHY E. MANNION
United States District Judge
Date: September 30, 2019
18-2018-03.wpd
38