courts may consider “matters of public record” in determining whether a pleading has stated a claim
How later courts described this case
- courts may consider “matters of public record” in determining whether a pleading has stated a claim
- holding the incarcerated man had been given an initial opportunity to be heard upon confinement and again on period reviews as sufficient to satisfy due process
- “The essential requirements of any procedural due process claim are notice and the opportunity to be heard.”
- “[M]ental illness has not been recognized as a suspect class . . . under the equal protection clause.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
CHARLES TALBERT : CIVIL ACTION
:
v. : NO. 23-2262
:
JOSH SHAPIRO :
MEMORANDUM
KEARNEY, J. July 14, 2023
Incarcerated serial litigant Charles Talbert now sues Pennsylvania Governor Josh Shapiro
challenging decisions made by unnamed state actors in unidentified correctional facilities to hold
him in restricted housing units without providing him mental health treatments or an ability to
obtain release. Congress requires we screen his allegations for merit before issuing summons. Mr.
Talbert raises fair questions about the way our society addresses the mental health concerns of our
incarcerated persons. And these fair questions should be examined including at a policy and
legislative level as warranted. But Mr. Talbert cannot sue the Governor in his official capacity for
damages given the Commonwealth’s immunity under the Eleventh Amendment. And Mr. Talbert
does not come close to pleading facts which would allow us to plausibly infer the Governor (in his
individual capacity) has either personal involvement or supervisory knowledge of Mr. Talbert’s
status or claims. We cannot see how the Governor would have such knowledge. We dismiss all
claims against the Governor in his individual capacity without prejudice to Mr. Talbert possibly
being able to timely plead specific facts allowing us to infer some personal liability of the
Governor.
I. Alleged pro se facts and matters of public record.1
Unnamed officers arrested Charles Talbert for an unidentified crime and detained him in
an unidentified facility on January 8, 2019.2 An unnamed Philadelphia Court of Common Pleas
judge “realized” Mr. Talbert suffered from serious mental illness about a year later.3 The judge
ordered the Commonwealth provide Mr. Talbert with mental health treatment and appropriate
housing the same day.4
But the Commonwealth instead has held Mr. Talbert in the restrictive housing unit in
solitary confinement at unidentified facilities since January 13, 2020 because of his behaviors
related to his mental health conditions.5 Mr. Talbert is not being treated for his mental health
diagnoses while in solitary confinement.6
The Parole Board denies Mr. Talbert’s access to parole hearings.
Mr. Talbert has accrued time in the restrictive housing unit while incarcerated at unnamed
facilities lasting through 2032 “[d]ue to the symptoms of [his] mental health conditions[.]”7 Mr.
Talbert claims he completed his minimum sentence eleven months ago in July 2022, but the Parole
Board denied him a parole hearing because he is in the restrictive housing unit.8
Mr. Talbert claims the Commonwealth’s Parole Board has a process where it considers
whether an incarcerated person will be eligible for parole after reaching a minimum sentence.9 But
if an incarcerated person is placed in the restrictive housing unit, he will not be eligible for a Parole
Board hearing.10 So Mr. Talbert’s “maximum term” is now up in 2026 which is five years
“beyond” his minimum sentence since the Parole Board is not holding a hearing for him in the
restrictive housing unit.11 Mr. Talbert is “being forced to do the remainder of his sentence in
isolation.”12
The Governor ignores Mr. Talbert’s prolonged isolation.
The Department of Justice at some unknown time informed the Commonwealth and its
past and present governors through its investigative report the Department of Corrections keeps
incarcerated persons with serious mental illness in prolonged isolated confinement.13 Governor
Shapiro “[u]pon being elected into the office” at some unknown time “knowingly, intentionally,
and in reckless disregard for the mental health of [incarcerated persons] in prolonged isolated
confinement, failed to take any reasonable, meaningful, [or] appropriate measure to cease, desist,
and correct the [] unconstitutional practice.”14
Mr. Talbert claims Governor Shapiro “[t]hrough his chairmanship of the Executive Board”
and “administrative and policy statements contained in Executive orders, or by Management and
other Directives” establishes policies and practices for all employees and agencies under his
jurisdiction.15 And the Department of Corrections “is an agency under [Governor Shapiro’s]
jurisdiction.”16 So, because of the Department of Justice’s investigation report on the
unconstitutional practice along with “other Federal and International laws[,]” Governor Shapiro
knew he had a duty to rectify the “unconstitutional practice of torturing inmates with serious
mental health conditions, by taking reasonable measures to reform the manner in which they can
be punished . . . for their behavior caused by [] mental health symptoms.”17
But instead Governor Shapiro “turned a blind eye” and “approved[ed] the
[Commonwealth’s] unconstitutional practice without any intent of correction.”18 And Governor
Shapiro failed to take reasonable measures to “cease, desist, and correct” the Commonwealth’s
practice of punishing incarcerated individuals’ mental health behavior by isolating them instead of
providing them court ordered treatment and housing, and he “recklessly” denied them parole.19
Mr. Talbert alleges Governor Shapiro’s “acts and inactions” subjected him to unnecessary and
wanton infliction of psychological pain and suffering; inflicted disproportionate punishment to the
severity of his misdemeanor; affected his serious mental health needs; deprived him of his
protected liberty interests without due process; deprived him equal access to parole hearings; and
aggravated his preexisting hypertension.20
II. Analysis
Mr. Talbert pro se sues Governor Shapiro in his individual and official capacities and
separately under a theory of supervisory liability.21 Mr. Talbert’s Complaint, construed in the most
liberal fashion without speculation, seemingly tries to plead civil rights claims against Governor
Shapiro for depriving him of his due process rights, his Eighth Amendment rights, and his right to
equal protection. Mr. Talbert seeks more than $250,000.00, costs, punitive damages, fees, and
injunctive relief.
We must screen these allegations for merit before issuing summons as Mr. Talbert knows
from his earlier cases.22 Congress in 28 U.S.C. § 1915A requires we screen the incarcerated Mr.
Talbert’s Complaint.23 Congress requires we must “review, before docketing, if feasible or, in any
event, as soon as practicable after docketing, a complaint in a civil action in which a prisoner seeks
redress from a governmental entity or officer or employee of a governmental entity.”24 On review,
we must “identify cognizable claims or dismiss the complaint, or any portion of the complaint, if
the complaint . . . is frivolous, malicious, or fails to state a claim upon which relief may be granted;
or … seeks monetary relief from a defendant who is immune from such relief.”25 We apply the
same standard under Federal Rule of Civil Procedure 12(b)(6) when considering whether to
dismiss a complaint for failure to state a claim under section 1915A(b)(1).26 A complaint
containing “sufficient factual matter, accepted as true, to ‘state a claim to relief that is plausible on
its face’” meets the Rule 12(b)(6) standard.27
We accept all facts in Mr. Talbert’s Complaint as true and construe those facts in light most
favorable to him to determine whether he states a claim to relief plausible on its face.28 We are
directed by our Court of Appeals to be “mindful of our obligation to liberally construe a pro se
litigant’s pleadings particularly where the pro se litigant is imprisoned.”29 We are to “remain
flexible” and “apply the relevant legal principle even when the complaint has failed to name it.”30
But “pro se litigants still must allege sufficient facts in their complaints to support a claim” and
“cannot flout procedural rules—they must abide by the same rules that apply to all other
litigants.”31
A. We dismiss damages claims against Governor Shapiro in his official capacity.
Mr. Talbert sues Governor Shapiro for violating his civil rights in both his individual and
official capacities.32 Mr. Talbert claims Governor Shapiro failed to take reasonable measures to
“cease, desist, and correct” the Commonwealth’s practice of punishing incarcerated individuals’
mental health behavior by isolating them instead of providing them with court ordered treatment
and housing.33 And he “recklessly” denied them parole.34
Mr. Talbert cannot sue Governor Shapiro for damages in his official capacity. “Absent
consent by the State, the Eleventh Amendment provides the [Governor] protection from federal
suit in [his] official capacit[y].”35 As our Court of Appeals has held “the Commonwealth of
Pennsylvania has expressly withheld its consent to be sued” so “the governors enjoy Eleventh
Amendment Immunity from suit for acts taken in their official capacities.”36
We dismiss all damages claims against Governor Shapiro in his official capacity with
prejudice.37
B. We dismiss Mr. Talbert’s individual capacity claims against Governor
Shapiro without prejudice.
Mr. Talbert sues Governor Shapiro in his individual capacity for violating his due process
rights under the Fourteenth Amendment, the Eighth Amendment’s ban on cruel and unusual
punishments, and his right to equal protection of the laws under section 1983.38 “Individual
capacity claims under section 1983 ‘seek to recover money from a government official, as an
individual, for acts performed under color of state law.’”39 “A[n individual government] defendant
in a civil rights action must have personal involvement in the alleged wrongdoing; liability cannot
be predicated solely on the operation of respondeat superior. Personal involvement can be shown
through allegations of personal direction or of actual knowledge and acquiescence.”40
1. We dismiss Mr. Talbert’s due process claim.
Mr. Talbert sues Governor Shapiro for violating his due process rights. Mr. Talbert claims
he had a protected liberty interest to receive mental health treatment and appropriate housing, but
“Defendants” established the “practice of punishing inmates for the symptoms of the mental health
disorders” by placing them in solitary confinement.41 He claims Governor Shapiro “caused [him]
to be deprived of meaningful process by failing to cease, desist, and correct” the “unconstitutional
practice.”42
Under the Due Process clause of the Fourteenth Amendment, no State shall “deprive any
person of life, liberty, or property, without due process of law[.]”43 The Fourteenth Amendment’s
Due Process clause protects both substantive and procedural due process rights.44 The relevant
inquiry in determining whether government conduct violates substantive due process “is whether
the behavior of the government officer is so egregious, so outrageous, that it may fairly be said to
shock the contemporary conscience.”45 Mr. Talbert must establish “the loss of a protected property
interest without adequate process” to succeed on a Fourteenth Amendment procedural due process
claim.46
Mr. Talbert appears to bring a procedural due process claim against Governor Shapiro as
he claims Governor Shapiro caused him to be deprived of “meaningful process” by failing to
“cease, desist, and correct” his placement in the restrictive housing unit.47 “[D]ue process of law”
essentially requires the government provide a person notice and opportunity to be heard in
connection with the deprivation of life, liberty, or property.48 “The core of due process is the right
to notice and a meaningful opportunity to be heard.”49 We must first determine whether Mr. Talbert
has a liberty interest protected by the “liberty or property” language of the Fourteenth
Amendment.50 If so, we determine what process is due to protect the interest and whether Governor
Shapiro, in his personal capacity, violated the process due.51
Our Supreme Court has held “segregated confinement d[oes] not present the type of
atypical, significant deprivation in which a State might conceivably create a liberty interest.”52
And a transfer from one level of custody in a prison to another level normally does not affect a
constitutionally protected interest.53 But a liberty interest may arise when a prison’s actions impose
an “atypical and significant hardship on the inmate in relation to the ordinary incidents of prison
life.”54 To determine whether disciplinary segregation imposes such a hardship, we must consider:
“(1) the duration of the disciplinary confinement; and (2) whether the conditions of confinement
were significantly more restrictive than those imposed upon other inmates in solitary
confinement.”55
Our Court of Appeals in Shoats v. Horn found long term solitary confinement can impose
a “significant hardship on the inmate in relation to the ordinary incidents of prison life.”56 Mr.
Shoats had been confined in “virtual isolation for almost eight years.”57 Our Court of Appeals held
eight years in administrative custody, with no prospect of immediate release in the near future, is
“atypical” and Mr. Shoats had a protected liberty interest adversely affected by his indefinite
segregation.58 But our Court of Appeals rejected Mr. Shoats’s argument he had been deprived of
the process due under the Fourteenth Amendment because “periodic reviews conducted by the
[program review committee] . . . comport with the minimum constitutional standards for due
process.”59
Mr. Talbert’s alleged placement in the restrictive housing unit for three and a half years
where he claims he has been kept in solitary confinement may implicate a protected liberty
interest.60 But he does not plead how the state actors denied him procedures to challenge his
placement in the restrictive housing unit. He only pleads Governor Shapiro “caused” him “to be
deprived of meaningful process by failing to cease, desist, and correct the [] unconstitutional
practice.”61 This is not enough. Mr. Talbert does not plead Governor Shapiro individually denied
him of a procedure which he must do to establish civil rights liability.62 Personal involvement must
be alleged.
Mr. Talbert also seemingly tries to allege Governor Shapiro denied him due process
because he is not eligible to be heard by the Parole Board while in the restrictive housing unit.63
But “[t]he Board of Probation and Parole, not the [Department of Corrections], has exclusive
authority over parole supervision.”64 So Governor Shapiro had no involvement in Mr. Talbert’s
supervision regarding parole unless Mr. Talbert pleads facts allowing us to infer Governor
Shapiro’s direct involvement.
Mr. Talbert does not plead facts allowing us to infer Governor Shapiro personally denied
him of due process. We dismiss Mr. Talbert’s due process claim against Governor Shapiro in his
individual capacity without prejudice.
2. Mr. Talbert does not state an Eighth Amendment claim against Governor
Shapiro.
Mr. Talbert alleges his placement in the restrictive housing unit amounted to cruel and
unusual punishment. He claims Governor Shapiro’s “practice” caused him “to be denied treatment
while in solitary confinement for over [three and a half] consecutive years.”65 He also claims he
suffered “psychological and physical pain” in the restrictive housing unit.66 But Mr. Talbert fails
to sufficiently plead facts Governor Shapiro had personal involvement in his alleged punishment
or even knew of his placement in the restrictive housing unit.
The Eighth Amendment outlaws cruel and unusual “punishments.”67 The Eighth
Amendment prohibits punishments which violate civilized standards and concepts of human
decency.68 “The relevant Eighth Amendment inquiry is whether [Mr. Talbert] has been deprived
of the ‘minimal civilized measure of life’s necessities.’”69 “To sufficiently allege prison officials
violated his Eighth Amendment rights by imposing inhumane conditions, [Mr. Talbert’s]
complaint ha[s] to allege facts showing (1) the deprivation he endured was ‘sufficiently serious,’
and (2) the prison officials had ‘a sufficiently culpable state of mind.’”70 Mr. Talbert must show a
substantial risk of serious harm to adequately plead the deprivation element.71 The second element
is subjective and requires Mr. Talbert to sufficiently plead Governor Shapiro acted with deliberate
indifference.72
Deliberate indifference is “effectively alleged where an [incarcerated person] shows
officials knew of, but disregarded, [] the prison conditions posed an excessive risk to [incarcerated
person’s] health and safety.”73 There must be a deliberate and unnecessary infliction of pain done
knowingly to constitute cruel and unusual punishment.74 Prison officials have a duty to protect
incarcerated persons from violence at the hands of others.75 But they also have a duty to provide
appropriate mental health care as mandated by the Eighth Amendment.76
“[D]etention in a [restrictive housing unit], without more, generally is insufficient to
establish an Eighth Amendment violation.”77 But our Court of Appeals has “repeatedly recognized
the severe effects of prolonged solitary confinement[.]”78 And our Court of Appeals has
acknowledged “the robust body of legal and scientific authority recognizing the devastating mental
health consequences caused by long-term isolation” and the “growing consensus” solitary
confinement conditions can cause “severe and traumatic psychological damage” which in turn
leads to high rates of self-harm or suicide in inmates who had spent time in solitary confinement.79
Against this backdrop, our Court of Appeals in Clark v. Coupe held an incarcerated person alleged
facts he endured a “sufficiently serious” deprivation where prison officials knew he suffered a
serious mental illness but kept him in complete isolation for seven months.80 And our Court of
Appeals also found the incarcerated person alleged the prison official “possessed a culpable state
of mind” because, among other things, the alleged the official had been “well aware” the
incarcerated person suffered a serious mental illness given he had been treated for schizophrenia
and bipolar disorder at the prison for over ten years.81
Mr. Talbert alleges he has been in solitary confinement in the restrictive housing unit for
over three years “for behavior related to the symptoms of his mental health conditions.”82 He
claims this “punishment” caused him “to suffer from unnecessary and wanton psychological and
physical pain[.]”83 But Mr. Talbert pleads no facts showing Governor Shapiro personally subjected
him to cruel and unusual punishment with a deliberate indifference towards his well-being. Mr.
Talbert does not plead Governor Shapiro in his personal capacity deprived Mr. Talbert of mental
health treatment. Mr. Talbert does not plead Governor Shapiro placed him in the restrictive
housing unit. Mr. Talbert pleads no facts indicating Governor Shapiro personally caused him to
suffer serious consequences. Unlike in Clark v. Coupe, where the incarcerated person alleged the
official had been aware the incarcerated person suffered a serious mental illness, Mr. Talbert pleads
no facts showing Governor Shapiro knows of his mental illness or consciously disregarded a risk
to Mr. Talbert’s mental health treatment.
Mr. Talbert fails to sufficiently plead Governor Shapiro had any personal involvement in
his alleged Eighth Amendment violations. We dismiss Mr. Talbert’s Eighth Amendment claims
against Governor Shapiro without prejudice.
3. Mr. Talbert fails to state an equal protection claim against Governor Shapiro.
Mr. Talbert sues Governor Shapiro in his individual capacity for violating his rights under
the equal protection clause of the Fourteenth Amendment. Mr. Talbert claims Governor Shapiro’s
“practice” caused him “and others with mental health disorders” to be discriminated against
because of their “symptomatic behavior[] by being kept in prolonged isolated confinement and
denied parole hearings like others similarly situated with minimum sentences.”84 Mr. Talbert
alleges “no rational basis for the difference in treatment[.]”85 But Mr. Talbert provides no facts
about other incarcerated persons’ treatments. Mr. Talbert also fails to provide facts about Governor
Shapiro’s personal involvement with Mr. Talbert’s placement in the restrictive housing unit.
Under the equal protection clause, no state shall “deny to any person within its jurisdiction
the equal protection of the laws.”86 “This is not a command that all persons be treated alike but,
rather, ‘a direction that all persons similarly situated should be treated alike.’”87 To state a claim
under the equal protection clause, Mr. Talbert must show “he was treated differently than other
similarly situated [incarcerated persons], and that this different treatment was the result of
intentional discrimination based on his membership in a protected class[.]”88 But “[t]he mentally
ill are not a recognized protected class for equal protection purposes.”89
Mr. Talbert may raise a “class of one” equal protection claim where he shows he alone
“has been intentionally treated differently from others similarly situated and that there is no
rational basis for the difference[.]”90 To maintain such a claim Mr. Talbert must allege: “(1) the
defendant treated him differently from others similarly situated, (2) the defendant did so
intentionally, and (3) there was no rational basis for the difference in treatment.”91 Our Court of
Appeals held in Glenn v. Barua and in Hill v. Borough of Kutztown claimants must identify
similarly situated individuals being treated differently.92 And when alleging the existence of
similarly situated individuals, Mr. Talbert “cannot use . . . ‘conclusory, boilerplate language’ to
show that he may be entitled to relief,” and “bald assertion[s] that other[s] . . . were treated in a
dissimilar manner” will not suffice.93
Mr. Talbert does not plead disparate treatment compared to other specified incarcerated
persons, but instead pleads the conditions of his treatment impacted him and “others.”94 Mr.
Talbert does not allege others displaying his same behavior do not receive the same treatment. Mr.
Mr. Talbert claims his treatment is “clearly irrational” but he “cannot use conclusory, boilerplate
language to show that he may be entitled to relief[.]”95
We dismiss Mr. Talbert’s equal protection claim without prejudice if Mr. Talbert can plead
the necessary elements in good faith.
C. Mr. Talbert’s claims against Governor Shapiro as a “supervisor” also fail.
Mr. Talbert also does not state a claim to the extent we can liberally construe his allegations
as seeking to impose liability upon Governor Shapiro under a “supervisory liability” theory. Mr.
Talbert does not allege Governor Shapiro is the supervisor of a correctional officer at the unnamed
facility where the Department of Corrections incarcerates Mr. Talbert. Mr. Talbert instead pleads
Governor Shapiro “establishes policies and practices for all employees and agencies under his
jurisdiction” with the Department of Corrections being “an agency” under his jurisdiction.96 And
Governor Shapiro “knew, or had reason to know” the Commonwealth, Department of Corrections,
and previous governors “established and maintained an unconstitutional practice of punishing
people for the symptoms of their mental illness in prolonged isolated confinement.”97
There are two theories of supervisory liability under section 1983.98 The first theory allows
section 1983 liability if the supervisor “with deliberate indifference to the consequences,
established and maintained a policy, practice or custom which directly caused [the] constitutional
harm.”99 Under the first theory, Mr. Talbert must show: (1) “the policy or procedures in effect at
the time of the alleged injury created an unreasonable risk of a constitutional violation”; (2) “the
defendant-official was aware that the policy created an unreasonable risk”; (3) “the defendant was
indifferent to that risk”; and (4) “the constitutional injury was caused by the failure to implement
the supervisory procedure.”100 The second theory relates to whether the supervisor “participated
in violating the plaintiffs rights, directed others to violate them, or, as the person in charge, had
knowledge of an acquiesced in his subordinates’ violations.”101 But “liability may not be based
solely on a theory of respondeat superior; the official must have had some personal involvement
in the events giving rise to the cause of action.”102
We are guided by Judge Arbuckle’s reasoned decision in Nottingham v. Shapiro where Mr.
Nottingham sued Governor Shapiro—through his supervisory role as the attorney general at the
time—under section 1983 for alleged police, prosecutorial, and judicial misconduct.103 Judge
Arbuckle found Mr. Nottingham failed to state a claim because he did not show Attorney General
Shapiro knew, or even had a reason to know, about the alleged harms he suffered.104 And Mr.
Nottingham failed to allege Attorney General Shapiro had responsibility over the actions of police,
prosecutors, and local judges, nor could he, as the attorney general does not supervise and oversee
the work of local county prosecutors, local police, state police, or judges.105 So Judge Arbuckle
concluded a complaint which “asks [him] to infer [] [Attorney General] Shapiro might somehow
be involved in any part of this thirty-two year pattern of misconduct solely because of his
government position is not reasonable.”106
Mr. Talbert, like Mr. Nottingham, fails to allege Governor Shapiro has responsibility over
the unnamed correctional officers, or anyone at the unnamed facilities, who placed Mr. Talbert in
the restrictive housing unit. And Mr. Talbert fails to plead Governor Shapiro acted with deliberate
indifference and maintained a policy, practice or custom which directly caused Mr. Talbert to
remain in prolonged isolation in the restrictive housing unit under the first theory of supervisory
liability. Beyond claiming Governor Shapiro “knew, or had reason to know” the Commonwealth,
Department of Corrections, and previous governors maintained an unconstitutional practices of
placing incarcerated individuals in insolation as punishment for symptoms of their mental illness,
Mr. Talbert does not plead facts to support these conclusions.107 We must accept Mr. Talbert’s
factual allegations as true.108 But we are not obligated to credit his legal conclusions.109
Mr. Talbert does not plead Governor Shapiro established and maintained a policy, practice
or custom which led to Mr. Talbert’s placement in the restrictive housing unit. Mr. Talbert instead
alleges Governor Shapiro “turned a blind eye” to the “unconstitutional practice of torturing
[incarcerated persons] with serious mental health conditions” and thus “approv[ed] the
[Commonwealth’s] unconstitutional practice without any intent of correction.”110 And “[a]lthough
a supervisor cannot encourage constitutional violations, a supervising public official has [no]
affirmative constitutional duty to supervise and discipline so as to prevent violations of
constitutional rights by his or her subordinates.”111 So alleging Governor Shapiro “turned a blind
eye” to the unconstitutional practices of the Commonwealth and Department of Correction is not
sufficient to impose supervisor liability.112
And we cannot even assume Governor Shapiro knew of Mr. Talbert’s placement in the
restrictive housing unit. As Judge Arbuckle found in Nottingham, we cannot infer Governor
Shapiro “might somehow be involved” in Mr. Talbert’s placement in the restrictive housing unit
“solely because of his government position.”113
Mr. Talbert does not plead facts beyond his conclusory allegations Governor Shapiro
maintained a policy, practice or custom under the first theory of supervisory liability. And he
pleads no facts Governor Shapiro directly participated in violating his rights, directed others to
violate his rights, or knew of this violation under the second theory of supervisor liability. We
cannot allow this claim to move forward on broad speculation alone.114 The only facts we can
glean are unknown prison officials housed him in solitary confinement and he suffers an
unspecified mental health disability. Mr. Talbert does not attribute personal involvement of
Governor Shapiro in violating his constitutional rights.115
We dismiss Mr. Talbert’s claims based on a theory of supervisory liability without
prejudice.
III. Conclusion
Mr. Talbert cannot sue Governor Shapiro in his official capacity. We dismiss all claims
brought against Governor Shapiro in his official capacity with prejudice. We dismiss Mr. Talbert’s
civil rights claims against Governor Shapiro in his individual capacity and brought under a theory
of supervisory liability for depriving Mr. Talbert of his due process rights, violating his Eighth
Amendment rights, and violating his rights to equal protection without prejudice. We allow Mr.
Talbert to timely amend his Complaint if he can allege facts consistent with Federal Rule of Civil
Procedure 11. We remind Mr. Talbert “[a] defendant in a civil rights action must have personal
involvement in the alleged wrongs” to be liable.116
1 We may take judicial notice of publicly available records. See Buck v. Hampton Twp. Sch. Dist.,
452 F.3d 256, 260 (3d Cir. 2006) (courts may consider “matters of public record” in determining
whether a pleading has stated a claim).
2 ECF 1 ¶ 8; see also Com. v. Talbert, CP-51-CR-0008348-2018 (Phila. Cnty. Com. Pl.).
3 ECF 1 ¶ 9.
4 Id.
5 Id. ¶ 10. We know Mr. Talbert is now being held at SCI Phoenix because of his current mailing
address. Id. at 9.
6 Id. ¶ 11.
7 Id. ¶ 16.
8 Id. ¶ 18.
9 Id. ¶ 14.
10 Id. ¶ 15.
11 Id. ¶ 16.
12 Id.
13 Id. ¶ 4. Mr. Talbert filed the Department of Justice’s investigative report as an exhibit at the
same time he filed his Complaint. The report is addressed to Governor Tom Corbett, not Governor
Shapiro. See ECF 2.
14 ECF 1 ¶ 5.
15 Id. ¶ 6.
16 Id. ¶ 7.
17 Id. ¶ 12.
18 Id. ¶ 13.
19 Id. ¶ 17.
20 Id. ¶ 19.
21 Id. ¶¶ 3, 20–23.
22 We detailed Mr. Talbert’s history of filing complaints while in prison and his status as a “three-
strike” plaintiff in our April 5, 2019 memorandum in Talbert v. Carney. Nos. 19-1340, 19-1341,
2019 WL 1516940, at *3 n.19 (E.D. Pa. Apr. 5, 2019). Mr. Talbert filed “at least fifty-four
lawsuits” in our District by April 2019. Id. at *3. He had “at least four” pro se complaints dismissed
for being frivolous or failing to state a claim from 2013 to 2016. Id. We reviewed his April 2019
complaint in Talbert v. Carney under Section 1915(g), and required Mr. Talbert plead imminent
danger of serious physical injury. Id. We declined his motion to proceed in forma pauperis because
he did not plead imminent danger. Id.
23 Shane v. Fauver, 213 F.3d 113, 116 n.2 (3d Cir. 2000).
24 28 U.S.C. § 1915A(a).
25 28 U.S.C. § 1915A(b).
26 Turner v. District Att’y Phila. Cnty., No. 22-491, 2022 WL 1568395, at *3 (E.D. Pa. May 18,
2022) (citing Neal v. Pa. Bd. of Prob. & Parole, No. 96-7923, 1997 WL 338838, at *1 (E.D. Pa.
June 19, 1997); Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999)).
27 Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544,
570 (2007)).
28 Elansari v. Univ. of Pennsylvania, 779 F. App’x 1006, 1008 (3d Cir. 2019) (citing Allah v.
Seiverling, 229 F.3d 220, 223 (3d Cir. 2000)) (quoting Fleisher v. Standard Ins. Co., 679 F.3d 116,
120 (3d Cir. 2012)).
29 Dooley v. Wetzel, 957 F.3d 366, 374 (3d Cir. 2020) (quoting Higgs v. Att’y Gen., 655 F.3d 333,
339 (3d Cir. 2011) and citing Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244–45 (3d Cir.
2013)) (internal quotations omitted).
30 Yogt v. Wetzel, 8 F.4th 182, 185 (3d Cir. 2021) (quoting Mala, 704 F.3d at 244).
31 Id. (quoting Mala, 704 F.3d at 245) (italics added).
32 ECF 1 ¶ 3.
33 Id. ¶ 17.
34 Id.
35 Ulrich v. Corbett, 614 F. App’x 572, 573 (3d Cir. 2015) (citing MCI Telecomm. Corp. v. Bell
Atl. Pa., 271 F.3d 491, 503–04 (3d Cir. 2001)).
36 Id. at 573–574; see also Hampton v. Wetzel, No. 15-897, 2015 WL 2405062, at *2 (M.D. Pa.
May 20, 2015) (“[T]he former governor and governor enjoy Eleventh Amendment immunity from
suit for acts taken in their official capacities.”).
37 Although the Eleventh Amendment does not bar claims against the Commonwealth seeking
prospective injunctive relief, see Seminole Tribe of Fla. v. Florida, 517 U.S. 44, 73 (1996), Mr.
Talbert has not alleged a plausible claim seeking prospective injunctive relief against Governor
Shapiro for the same reasons he has not alleged a claim. He has not plead a basis to find a
reasonable likelihood of success on his injunction claim.
38 ECF 1.
39 Geiger v. C/O Curry et al., No. 21-2244, 2021 WL 4453628, at *5 (E.D. Pa. Sept. 29, 2021)
(quoting Gregory v. Chehi, 843 F.2d 111, 120 (3d Cir. 1988)).
40 Evancho v. Fisher, 423 F.3d 347, 353 (3d Cir. 2005) (quoting Rode v. Dellarciprete, 845 F.2d
1195, 1207 (3d Cir. 1988).
41 ECF 1 ¶ 25.
42 Id. ¶ 26.
43 U.S. Const. amend. XIV.
44 United States v. Salerno, 481 U.S. 739, 746 (1987).
45 Kaucher v. Cnty. of Bucks, 455 F.3d 418, 425 (3d Cir. 2006) (quoting Cnty. of Sacramento v.
Lewis, 523 U.S. 833, 847 n.8 (1998)).
46 Sherrill v. City of Hoboken, No. 20-1251, 2021 WL 4473392, at *1 (3d Cir. Sept. 30, 2021)
(citing Schmidt v. Creedon, 639 F.3d 587, 595 (3d Cir. 2011)).
47 ECF 1 ¶ 26.
48 Zappan v. Pennsylvania Bd. of Probation and Parole, 152 F. App’x 211, 220 (3d Cir. 2005)
(“The essential requirements of any procedural due process claim are notice and the opportunity
to be heard.”).
49 LaChance v. Erickson, 522 U.S. 262, 266 (1998).
50 Shoats v. Horn, 213 F.3d 140, 143 (3d Cir. 2000).
51 Id. (citing Morrissey v. Brewer, 408 U.S. 471, 481 (1972)).
52 Sandin v. Conner, 515 U.S. 472, 486 (1995).
53 Washington-El v. Beard, No. 08-1688, 2013 WL 1314528, at *7 (W.D. Pa. Feb. 26, 2013),
report and recommendation adopted, No. 08-1688, 2013 WL 1314521 (W.D. Pa. Mar. 28, 2013),
aff’d, 562 F. App’x 61 (3d Cir. 2014) (citing Wilkinson v. Austin, 545 U.S. 209, 125 (2005)) (no
liberty interest “in avoiding transfer to more adverse conditions of confinement”)).
54 Shoats, 213 F.3d at 143 (internal quotation omitted).
55 Deans v. Floyd, No. 21-00362, 2023 WL 3729300, at *12 (W.D. Pa. May 30, 2023) (citing
Sandin v. Conner, 515 U.S. 472, 486 (1995)).
56 Shoats, 213 F.3d at 143
57 Id. at 144.
58 Id.
59 Id. at 147; see also Bowen v. Ryan, 248 F. App’x 302, 304 (3d Cir. 2007) (holding the
incarcerated man had been given an initial opportunity to be heard upon confinement and again on
period reviews as sufficient to satisfy due process).
60 Shoats, 213 F.3d at 143–44.
61 ECF 1 ¶ 26.
62 Rode, 845 F.2d at 1207.
63 ECF 1 ¶¶ 16–17.
64 Powell v. Weiss, 757 F.3d 338, 346 (3d Cir. 2014).
65 ECF 1 ¶ 28.
66 Id. ¶ 29.
67 Farmer v. Brennan, 511 U.S. 825, 837 (1994).
68 Clark v. Coupe, 55 F.4th 167, 179 (3d Cir. 2022) (quoting Thomas v. Tice, 948 F.3d 133, 138
(3d Cir. 2020)).
69 Thomas v. Rosemeyer, 199 F. App’x 195, 198 (3d Cir. 2006).
70 Clark, 55 F.4th at 179 (citing Thomas, 948 F.3d at 138).
71 Id.
72 Id. (citing Farmer, 511 U.S. at 834). Mr. Talbert also attempts to bring a separate “Deliberate
Indifference” claim. Id. ¶¶ 31–32. But deliberate indifference is not a separate claim, but an
element of his Eighth Amendment claim.
73 Clark, 55 F.4th at 179 (citing Beers-Capitol v. Whetzel, 256 F.3d 120, 133 (3d Cir. 2001)).
74 Id. at 183.
75 Id.
76 Disability Rights Montana v. Batista, 930 F.3d 1090, 1097 (9th Cir. 2019) (quoting Brown v.
Plata, 563 U.S. 493, 510 (2011)).
77 Fleming v. Pennsylvania Dep’t of Corr., No. 19-00113, 2020 WL 3574634, at *10 (W.D. Pa.
June 30, 2020) (citing Cook v. Corbett, No. 14-5895, 2015 WL 4111692, *6 (E.D. Pa. July 8,
2015).
78 Porter v. Pennsylvania Dep’t of Corr., 974 F.3d 431, 442 (3d Cir. 2020) (citing Shoats, 213 F.3d
at 144; Palakovic v. Wetzel, 854 F.3d 209, 225 (3d Cir. 2017)).
79 Clark, 55 F.4th at 179.
80 Id. at 180.
81 Id.
82 ECF 1 ¶ 10.
83 Id. ¶ 29.
84 Id. ¶ 33.
85 Id. ¶ 34.
86 U.S. Const. Amend. XIV, § 1.
87 Deans v. Floyd, 21-00362, 2023 WL 3729300, at *6 (W.D. Pa. May 30, 2023) (quoting Artway
v. Attorney Gen. of State of N.J., 81 F.3d 1235, 1267 (3d Cir. 1996)).
88 Brown v. Tice, 20-00698, 2022 WL 1158611, at *4 (M.D. Pa. Apr. 19, 2022) (quoting Mack v.
Warden Loretto FCI, 839 F.3d 286, 305 (3d Cir. 2016)).
89 Brandt v. Cirillo, No. 22-3752, 2023 WL 157431, at *13 (D.N.J. Jan. 10, 2023) (citing Cospito
v. Heckler, 742 F.2d 72, 83 (3d Cir. 1984) (“[M]ental illness has not been recognized as a suspect
class . . . under the equal protection clause.”); Disability Rights N.J., Inc. v. Velez, No. 10–3950,
2011 WL 2976849, at *15 (D.N.J. Jul. 20, 2011) (“[I]ndividuals with mental illness have never
been held a ‘suspect class.’”)).
90 Id. (internal citations omitted).
91 Hill v. Borough of Kutztown, 455 F.3d 225, 239 (3d Cir. 2006).
92 Glenn v. Barua, 252 F. App’x 493, 500 (3d Cir. 2007) (quoting Hill, 455 F.2d 239).
93 Brandt, 2023 WL 157431, at *13 (internal citations omitted).
94 ECF 1 ¶ 33.
95 Brandt, 2023 WL 157431, at *13 (internal citations omitted) (cleaned up).
96 ECF 1 ¶¶ 6–7.
97 Id. ¶ 20.
98 Nottingham v. Shapiro, No. 21-396, 2021 WL 9166614, at *4 (M.D. Pa. Oct. 5, 2021), report
and recommendation adopted, No. 21-396, 2021 WL 9166613 (M.D. Pa. Nov. 19, 2021), aff’d
sub nom. Nottingham v. Att’y Gen. Pennsylvania, No. 21-3298, 2021 WL 9166614 (3d Cir. July
27, 2022).
99 Id. (citing A.M. ex rel. J.M.K. v. Luzerne Cnty. Juv. Det. Ctr., 372 F.2d 572, 586 (3d Cir. 2004)).
100 Beers v. Northumberland Cnty., No. 22-01101, 2023 WL 2469905, at *4 (M.D. Pa. Mar. 10,
2023) (internal citations omitted).
101 Nottingham, 2021 WL 9166614, at *4 (internal citations omitted).
102 Banegas v. Hampton, No. 8-5348, 2009 WL 1098845, at *4 (E.D. Pa. Apr. 22, 2009) (citing
Rode, 845 F.2d at 1207).
103 Nottingham, 2021 WL 9166614, at *5.
104 Id.
105 Id.
106 Id.
107 ECF 1 ¶¶ 20–23.
108 Morse v. Lower Merion Sch. Dist., 132 F.3d 902, 906 (3d Cir. 1997).
109 Id.
110 ECF 1 ¶¶ 12–13.
111 Mack v. Clark, No. 21-00004, 2022 WL 2669510, at *5 (W.D. Pa. July 11, 2022) (quoting
Chinchello v. Fenton, 805 F.2d 126, 133 (3d Cir. 1986); Brown v. Grabowski, 922 F.2d 1097, 1120
(3d Cir. 1990)) (cleaned up).
112 Washington v. Wolf, No. 16-01714, 2017 WL 9487089, at *5 (W.D. Pa. Oct. 26, 2017), report
and recommendation adopted as modified, No. 16-01714, 2017 WL 5589089 (W.D. Pa. Nov. 21,
2017).
113 Nottingham, 2021 WL 9166614, at *5.
114 Id.
115 Mable v. Wetzel, No. 20-01771, 2022 WL 1620079, at *7 (W.D. Pa. May 23, 2022).
116 Rode, 845 F.2d at 1207.