in the retaliation context, where a secretary’s transfer from a fixed position to the secretarial pool was temporary and pay and benefits remained the same
How later courts described this case
- in the retaliation context, where a secretary’s transfer from a fixed position to the secretarial pool was temporary and pay and benefits remained the same
- where a maintenance man’s reassignment to “housekeeping duties” was not permanent and did not reduce his wage
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
LEROY WILLIAMS,
Plaintiff,
CIVIL ACTION
v. NO. 22-3313
SCHOOL DISTRICT OF PHILADELHIA,
Defendant.
PAPPERT, J. May 12, 2023
MEMORANDUM
Leroy Williams has long worked as a counselor for the School District of
Philadelphia. In December of 2020, one of his female colleagues, Jennifer Barbo,
accused Williams of sexually harassing her. Williams is black; Barbo white. Pursuant
to a process that had been in place for at least four years, the District required Williams
to report each day to a designated “reassignment room” while it investigated the
allegations against him. The use of the reassignment room while an employee is under
investigation for sexual harassment was agreed to between the District and the
Philadelphia Federation of Teachers. Taking out the periods of time during the Covid-
19 pandemic where Williams worked virtually from home, he reported in person to the
reassignment room for roughly six months.
While under investigation, Williams received full pay and benefits. He was
never suspended, his title never changed and he retained his seniority with the District.
The conditions of his employment and his daily responsibilities were altered; Williams
contends he did “nothing” except sit around all day on a “hard chair” in a dirty, poorly
ventilated, windowless room. At the conclusion of a lengthy, “multi-level” investigation,
the District found that Williams engaged in conduct that was inappropriate and
offensive, but did not rise to the level of unlawful discrimination or harassment on the
basis of sex. Williams received only a written warning that, pursuant to the Collective
Bargaining Agreement between the District and teachers’ union, was placed in his
personnel file for eighteen months. He returned to his regular duty station.
Williams subsequently filed this lawsuit against the District asserting claims of
racial and gender discrimination and retaliation under Title VII and racial
discrimination and retaliation under 42 U.S.C. § 1981. The District moved for
summary judgment on all claims. Williams did not contest the motion with respect to
the retaliation or § 1981 claims and at oral argument agreed that the Court should
enter judgment in the District’s favor on both of them. (Hr’g Tr. 2:25—3:19.)
After reviewing the parties’ submissions and holding oral argument, the Court
grants the motion with respect to the remaining claims and enters judgment for the
District. Williams did not suffer an adverse employment action. While his
reassignment was for a longer period of time than Williams cared to endure, it was still
temporary and lacked the hallmarks of a “serious and tangible” action. Even if the
reassignment could constitute an adverse employment action, nothing in the record
presents a jury question as to whether Williams’s race or gender played any role in the
District’s decision to follow the established and agreed upon practice of reassigning an
employee pending an investigation of alleged misconduct. The only record evidence
Williams points to under his preferred “cat’s paw” theory is that he was alleged to have
called his accuser “thick for a white girl,” something he denies saying. But that alleged
comment, whether Williams denied making it or not, does not allow a jury to infer that
Barbo’s allegations give rise to an inference of intentional discrimination or that the
reassignment was pretext for illegal discrimination.
I
A
Williams concedes the entirety of the Defendant’s statement of facts; none of the
following is in dispute. (Hr’g Tr. 36:25–37:10.) Barbo accused Williams of sexually
harassing her on November 30, 2020 in a December 1 complaint she filed with the
District’s Office of Employee and Labor Relations. (Ex. 4.) Barbo and Williams were
both counselors at Furness High School; Williams was the lead counselor and Barbo
worked with him. (Ex. 1 7:17–21; Ex. 10 at Request 10.) Barbo’s complaint alleged
Williams made various comments to her at work, including “[d]epressed?! But you’re
too fine to be depressed;” “[y]ou’re thick for a white girl;” and “[t]he boys must love you.”
(Ex. 4.)
After receiving Barbo’s complaint, the Office of Employee and Labor Relations
conducted a brief investigation to determine whether the allegations required
Williams’s reassignment pending their formal review. (Ex. 8 ¶¶12–14.) Traci Gardner,
a District labor relations officer, interviewed Barbo on December 3, 2020. (Ex. 13.)
Based on this interview and the nature of the allegations, Ronak Chokshi, Interim
Deputy of the ELR office, temporarily removed Williams from Furness and assigned
him to the District’s reassignment room on December 11. (Ex. 8 ¶ 12.) Mr. Chokshi
notified Williams of his reassignment by letter, writing:
[Y]ou are to be removed from your regular assignment
pursuant to outcome of an investigation and disciplinary
process. Therefore, pending completion of the disciplinary
process, you are temporarily reassigned to The Education
Center at 440 North Broad Street. You are to report to room
3068A, 3rd floor, Portal A. Due to the COVID-19 pandemic,
you are not required to physically report to The Education
Center at this time.
(Ex. 11.) Williams reported to the reassignment room virtually from December 11
through the end of the school year, and in person from the start of the 2021–2022 school
year until February 22, 2022, when the investigation was complete. (Ex. 11; Ex. 1
36:3–11; Ex. 26.)
The District has utilized the “reassignment room” as a temporary assignment for
employees accused of misconduct posing a risk to students or staff since at least 2016.
(Ex. 8 ¶ 6.) Employees assigned to the room remain there while allegations against
them are investigated. If the allegations are deemed unfounded or otherwise not
supported, employees are returned to their appointed or permanent assignments; if the
reports have merit, disciplinary action is taken. (Ex. 8 ¶ 7.)
In the case of a sexual harassment allegation, it is standard for the District to
remove and reassign an alleged perpetrator. (Ex. 9 34:11–20.) Use of the reassignment
room is an agreed upon practice between the teachers’ union and the District, and the
process is specifically outlined in their Collective Bargaining Agreement. (Ex. 8 ¶¶ 8–9;
Ex. 9 35:4–8.)
B
Williams claims that his time in the reassignment room constitutes an adverse
employment action because Barbo filed her report out of racial and gender animus and
the reassignment itself substantially changed his duties. (Resp. Opp. 8.) When asked
to describe the basis for his belief Barbo was “racially-motivated,” Williams stated:
I as a black male was targeted by a white female who ran out
of options and was desperate. The allegations against me
accused me of referring to Ms. Barbo’s race as well. She had
made various attempts to move me out of my position at
Furness as lead counselor, and she was plagued by years of
mental health issues. When the minor attempts to avoid the
focus on her lack of work ethic failed, she moved to playing a
race card that often has proved to be favorable in history
against African American males—accusing a black male of
sexual harassment and/or inappropriate behavior. This
diverted attention from her incompetencies [sic] and her
failures at work. The timing of the “me too movement” was
of significance at the time of her accusation. My
determination of this being racially motivated is also based
on the fact that I never said anything appropriate or sexual
in any way, shape or form.
(Ex. 10 at Request 10.)1 Williams also claims that the School District accepted Barbo’s
story as true because “she is Caucasian and [he is] not.” (Ex. 27.)
While reassigned, Williams received his full rate of pay, was not suspended, and
retained his seniority. (Ex. 1 35:10–14, 67:6–10.) He also received his lunch and prep
period each day. (Ex. 1 40:8–9, Ex. 9 41:16–19.) Williams conceded that his race and
sex did not factor into Mr. Chokshi’s decision to temporarily reassign him; rather, he
admits that the decision was based strictly on Chokshi’s determination that allegations
had been made against him that implicated the safety and/or well-being of another
member of the Furness staff. (Ex. 8 ¶ 14.)
1 Williams’s speculation as to why Barbo would target him is not sufficient. See Betts v. New
Castle Youth Dev. Ctr., 621 F.3d 249, 252 (3d Cir. 2010). In any event, at oral argument counsel
acknowledged that his client’s subjective belief is not relevant and that he relies only on the fact that
Williams denied making the comment attributed to him. (Hr’g Tr. 38:15–39:10.)
II
A
Summary judgment is warranted if there is “no genuine dispute as to any
material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ.
P. 56(a). The movant bears the initial responsibility of informing the Court of the basis
for its motion and identifying those portions of the record which it believes demonstrate
the absence of a genuine issue of material fact. Conoshenti v. Pub. Serv. Elec. & Gas
Co., 364 F.3d 135, 145 (3d Cir. 2004), holding modified by Erdman v. Nationwide Ins.
Co., 582 F.3d 500 (3d Cir. 2009) (quoting Celotex Corp. v. Catrett, 477 U.S. 317, 323
(1986)).
A dispute is genuine “if the evidence is such that a reasonable jury could return
a verdict for the nonmoving party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248
(1986). A fact is “material” if it may affect the outcome of the suit under the governing
law. Id. A mere scintilla of evidence supporting the nonmoving party will not suffice
for a court to deny summary judgment. Id. at 252. Rather, the nonmovant must “set
forth specific facts showing there is a genuine issue for trial.” Id. at 256. A court “must
view the facts in the light most favorable to the nonmoving party and draw all
inferences in that party's favor.” Prowel v. Wise Bus. Forms, 579 F.3d 285, 286 (3d Cir.
2009). But it need not credit “[u]nsupported assertions, conclusory allegations, or mere
suspicions.” Betts v. New Castle Youth Dev. Ctr., 621 F.3d 249, 252 (3d Cir. 2010). Nor
may a court make credibility determinations or weigh the evidence. See Parkell v.
Danberg, 833 F.3d 313, 323 (3d Cir. 2016).
III
A
Discrimination claims based on circumstantial evidence are analyzed under
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 793 (1973). Under this framework, a
plaintiff must first establish a prima facie case of discrimination. This requires showing
that the plaintiff (1) “is a member of a protected class;” (2) is “qualified for the position”
he seeks to retain; (3) “suffered an adverse employment action;” and (4) “the action
occurred under circumstances that could give rise to an inference of intentional
discrimination.” Makky v. Chertoff, 541 F.3d 205, 214 (3d Cir. 2008). “The burden of
establishing a prima facie case of disparate treatment is not onerous.” Tex. Dep’t of
Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981).
The District concedes that Williams is a member of a protected class and
qualified for the position at issue—so the Court is left to decide whether he has
established that he suffered an adverse employment action under circumstances that
support an inference of discrimination. (Hr’g Tr. 11:12–22.)
Williams argues that his requirement to “physically report to the ‘reassignment
room’ (also referred to as the ‘rubber room’)” was an adverse employment action. (Resp.
Opp. 6). An adverse employment action in the discrimination context is an action
“serious and tangible enough to alter an employee’s compensation, terms, conditions or
privileges of employment,” including “firing, failing to promote, reassignment with
significantly different responsibilities, or a decision causing a significant change in
benefits.” Jones v. SEPTA, 796 F.3d 323, 326 (3d Cir. 2015); Remp v. Alcon Labs., Inc.,
701 F. App’x 103, 106–107 (3d Cir. 2017).
Williams contends, and the District concedes, that his duties changed upon his
reassignment. (Hr’g Tr. 22:12–14, 7:6–13.) He further alleges that the condition of the
room—that it was “windowless, often dirty, and poorly ventilated” contributed to the
reassignment’s impact on him. (Resp. Opp. 6–7.) He relies on Burlington Indus. Inc. v.
Ellerth, 524 U.S. 742 (1998) to support this proposition, citing language that an adverse
employment action is a “significant change in employment status such
as…reassignment.” (Resp. Opp. 6) (citing Burlington, 524 U.S. at 761).
But Williams’s alleged adverse employment action was temporary. He suffered
no permanent change to his employment status; he was not fired, demoted, suspended,
docked pay, or permanently transferred. The only discipline he did receive, a note in
his file, was to be removed after eighteen months. (Ex. 2 at D000223.) The actions
taken against Williams were temporary, standard, and pursuant to a procedure
established in his employment contract and specifically bargained for by his union.
(Ex. 1 8:20–24; Ex. 8 ¶¶ 8–9.)
Other courts in this Circuit have found that a temporary reassignment, without
any other change to employment status, does not constitute an adverse employment
action under Title VII—in either the discrimination or retaliation context. See Young v.
St. James Mgmt., LLC, 749 F. Supp. 2d 281, 298 (E.D. Pa. 2010) (where a maintenance
man’s reassignment to “housekeeping duties” was not permanent and did not reduce
his wage); Ferguson v. E.I. duPont de Nemours & Co., 560 F. Supp. 1172, 1202 (D. Del.
1983) (in the retaliation context, where a secretary’s transfer from a fixed position to
the secretarial pool was temporary and pay and benefits remained the same).
Williams knew his reassignment was temporary. See (Ex. 11). Although his
responsibilities and duties did change during his reassignment—he was not counseling
students—they were not permanently altered. (Hr’g Tr. 7:2–12.)2 Because the process
by which he was reassigned was clearly established, temporary and without any other
change to his employment status, his reassignment was not so “serious and tangible” to
constitute an adverse employment action.
Even if the temporary reassignment could constitute an adverse employment
action, Williams cannot establish that the circumstances of that reassignment support
an inference of discrimination. Whether analyzed as a traditional discrimination claim
or, as Williams requests, through the lens of the “cat’s paw” theory, there is no evidence
in the record that would allow a reasonable juror to conclude that the District
reassigned Williams because of his race or gender. Williams conceded that Chokshi’s
decision to reassign him was devoid of any racial or gender bias, and for the reasons
discussed in Section III.B, infra, there is no evidence in the record to support Williams’s
theory that Barbo was motivated to file her complaint because of gender or racial
animus.
While the bar for proving a prima facie case is “not onerous,” Williams has not
met it here. Tex. Dep’t of Cmty. Affairs, 450 U.S. at 253. Because Williams’s removal
was temporary and no evidence could support an inference of discrimination, Williams
has failed to show a prima facie case of discrimination.
2 District officials testified that the disciplinary process can take a long time for a variety of
reasons and the length of Williams’s process was not unique. (Ex. 9 43:11–23, 44:11–14.)
B
McDonnell Douglas presents a burden shifting framework. The plaintiff “has the
ultimate burden of persuasion at all times,” Carvalho-Grevious v. Del. State Univ., 851
F.3d 249, 257 (3d Cir. 2017), but once he establishes a prima facie case of
discrimination, the burden of production shifts to the defendant to “articulate some
legitimate, nondiscriminatory reason” for the adverse action. McDonnell Douglas, 411
U.S. at 802. If the defendant does so, the burden then shifts back to the plaintiff to
prove that the defendant’s nondiscriminatory reasons were pretextual and the real
reason for the adverse action was illegal discrimination. Burton v. Teleflex, Inc., 707
F.3d 417, 426 (3d Cir. 2013).
Even if Williams could make out his prima facie case, the District had a
legitimate, nondiscriminatory reason for the reassignment: it is standard practice when
investigating complaints of sexual harassment. There is no record evidence that the
reassignment was pretext for illegal or invidious discrimination.
Williams concedes that the District did not demonstrate discriminatory animus
in its decision to assign him to the reassignment room.3 (Ex. 8 ¶ 14.) He instead
proceeds under the cat’s paw theory of discrimination where employers are liable when
an employee performs an act, motivated by animus, to cause an adverse employment
action and that act is a proximate cause of the action. (Resp. Opp. 1); Jones, 796 F.3d
at 330 (3d Cir. 2015) (citing Staub v. Proctor Hospital, 562 U.S. 411, 422 (2011));
McKenna v. City of Philadelphia, 649 F.3d 171, 178 (3d Cir. 2011). To stave off
3 To the extent comparator evidence is relevant to the Court’s analysis, there is no record
evidence that a similarly situated white or female employee was accused of sexual harassment and
not required to report to the reassignment room. (Hr’g Tr. 12:22–25; 25:21–26:7.)
summary judgment under a cat’s paw theory, Williams must establish (1) a genuine
issue of material fact concerning the bias of the subordinate and (2) a genuine issue of
material fact as to whether there is a causal relationship between the subordinate’s
actions and the employment decision. See Afrasiabipour v. Penn. Dept. Trans., 469 F.
Supp. 3d 372, 386–87 (E.D. Pa. 2020). The subordinate employee must be motivated by
discriminatory animus. McKenna v. City of Philadelphia, 649 F.3d 171, 179 (3d Cir.
2011). To meet the proximate cause requirement, there must be “some direct relation
between the injury asserted and the injurious conduct alleged” and this excludes links
that are “remote, purely contingent, or indirect.” Jones, 796 F.3d at 330 (3d Cir. 2015).
On this record, Williams cannot show Barbo was motivated by discriminatory
animus when she filed her complaint against him. Williams propounds a unique
theory: the fact that Barbo accused Williams of referring to her race and gender when
he allegedly called her “thick for a white girl,” and particularly that Williams denies
doing so, shows that Barbo’s allegation was based on Williams’s race and gender. (Hr’g
Tr. 27:10–17.) In other words, falsely accusing someone of making a racial or gender-
tinged comment supports the inference that the allegation itself is motivated by racial
or gender animus. (Id. at 32:1–5.) See also (id. at 19:12–20, 28:6–18, 29:13–21, 32:22–
23 and 36:8–24). That is obviously not the law.
Williams argues that the District is not entitled to summary judgment merely
because he denies Barbo’s allegations and “any and all doubts must be resolved in the
plaintiff’s favor.” (Resp. Opp. 8.) Williams is mistaken. While the Court must resolve
any reasonable doubts in favor of the plaintiff at summary judgment, it need not credit
“[u]nsupported assertions, conclusory allegations, or mere suspicions.” Betts, 621 F.3d
at 252 (3d Cir. 2010). Williams’s contention that Barbo acted out of animus is
unsupported and conclusory; the mere nature of the remarks Barbo reported and
Williams denies cannot be enough to establish Barbo’s own animus. Although his
denial may constitute an issue of material fact as to whether her complaint was
fabricated, there is no evidence on the record to support it was fabricated because of
Williams’s race or gender.
An appropriate Order follows.
BY THE COURT:
/s/ Gerald J. Pappert
GERALD J. PAPPERT, J.