“We construe Vogt’s pro se filings liberally. This means we remain flexible, especially ‘when dealing with imprisoned pro se litigants’ like Vogt.” (internal citations omitted) (quoting Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244–45 (3d Cir. 2013))
How later courts described this case
- “We construe Vogt’s pro se filings liberally. This means we remain flexible, especially ‘when dealing with imprisoned pro se litigants’ like Vogt.” (internal citations omitted) (quoting Mala v. Crown Bay Marina, Inc., 704 F.3d 239, 244–45 (3d Cir. 2013))
- “Today, we join numerous sister Circuits in holding that prison sexual abuse can violate the Constitution.” (citations omitted)
- “[W]e conclude that the test will turn on an analysis of a subjective and an objective component. That is, the incident must be objectively, sufficiently intolerable and cruel, capable of causing harm, and the official must have a culpable state of mind.”
- nothing that “objectively serious sexual contact would include sexualized fondling, coerced sexual activity, combinations of ongoing harassment and abuse, and exchanges of sexual activity for special treatment or to avoid discipline”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
OSVALDO PUMBA, :
:
Plaintiff, : CIVIL ACTION NO. 22-137
:
v. :
:
LEHIGH COUNTY JAIL :
ADMINISTRATION, SAL MADRID, :
JANIN DONATTE, and TARALYNA :
GONZALEZ, :
:
Defendants. :
MEMORANDUM OPINION
Smith, J. April 29, 2022
The pro se plaintiff has applied for leave to proceed in forma pauperis in this action where
he attempts to raise claims for Eighth Amendment violations against various defendants associated
with a county jail. The plaintiff, who is a convicted and sentenced inmate, claims that one of the
defendants sexually abused and sexually harassed him on three occasions. He also alleges that
another of the defendants failed to protect him from this abuse and harassment after he told him
about it. He further asserts that two of the other defendants, one of which is the warden of the jail,
did not do anything with respect to grievances he filed.
After reviewing the in forma pauperis application and screening the complaint pursuant to
28 U.S.C. § 1915(e)(2), the court will allow the plaintiff to proceed on his claims based on one of
the three incidents of sexual abuse and harassment and his failure-to-protect claim. The court will
deny without prejudice his other claims for sexual abuse and sexual harassment, his claims against
the jail’s administration, and his claims against two supervisory defendants. The court will also
dismiss with prejudice any claims based on violations of the jail’s handbook.
The court will provide the plaintiff with the opportunity to fix the claims dismissed without
prejudice by filing an amended complaint. Alternatively, the plaintiff may inform the court that he
intends to proceed with only those claims that have passed statutory screening.
I. ALLEGATIONS AND PROCEDURAL HISTORY
The pro se plaintiff, Osvaldo Pumba (“Pumba”), commenced this action by filing an
application for leave to proceed in forma pauperis and a complaint that the clerk of court docketed
on January 10, 2022. See Doc. Nos. 1, 2. On January 28, 2022, this court denied the in forma
pauperis application without prejudice to Pumba refiling a new application along with a prisoner
trust fund account statement as required by 28 U.S.C. § 1915(a)(2). See Jan. 28, 2022 Order at 2–
3, 7, Doc. No. 4.1 On February 2, 2022, the clerk of court docketed a number of documents
submitted by Pumba, including (1) a motion for a speedy trial, (2) a motion “of one million dollars
lawsuit,” (3) a motion for extension of time, (4) a motion for leave to proceed in forma pauperis,
and (5) a prisoner trust fund account statement. See Doc. Nos. 5–9. On February 7, 2022, the clerk
of court docketed two additional documents submitted by Pumba: (1) another motion for leave to
proceed in forma pauperis and (2) another prisoner trust fund account statement.2 See Doc. Nos.
11, 12.
Regarding the complaint, Pumba names the following defendants: (1) the Lehigh County
Jail Administration; (2) correctional officer Sal Madrid (“C.O. Madrid”); (3) Janine Donate,
1 Pumba has also filed five other complaints in this court. See Pumba v. Lehigh Cnty. Jail, et al., Civ. A. No. 21-5585,
Doc. No. 2; Pumba v. Madrid, et al., Civ. A. No. 21-5639, Doc. No. 2; Pumba v. Lehigh Cnty. Jail Admin., et al., Civ.
A. No. 22-134, Doc. No. 2; Pumba v. Lehigh Cnty. Jail Admin., et al., Civ. A. No. 22-179, Doc. No. 2; Pumba v.
Maldonado, et al., Civ. A. No. 22-476, Doc. No. 3. This order also addressed Pumba’s in forma pauperis applications
in four of those cases.
The court also notes that in each of these other cases, Pumba asserts claims under 42 U.S.C. § 1983 against
defendants associated with the Lehigh County Jail. This memorandum opinion only addresses the above-captioned
matter.
2 The court has considered Pumba’s two in forma pauperis applications/motions collectively. They are collectively
referred to as the “IFP Application.”
Director of the Lehigh County Jail (“Director Donate”);3 (4) Sergeant Taralyna Gonzalez
(“Sergeant Gonzalez”); and (5) Sergeant Victor Pachionni (“Sergeant Pachionni”). In the
complaint, Pumba, a convicted and sentenced inmate, alleges facts about three incidents of alleged
sexual misconduct by C.O. Madrid. See id. at ECF pp. 3–4; Doc. No. 2-1 at ECF pp. 1, 2.4
The first incident allegedly occurred on July 22, 2021, when C.O. Madrid put his hands
inside Pumba’s jumper, grabbed his penis and stated, “you got big black, I’d love to suck it.”
Compl. at ECF p. 3. A second incident allegedly occurred on June 30, 2021, when C.O. Madrid
made “the same comments” while watching Pumba use the bathroom. See id. The third incident
allegedly occurred on October 25, 2021, when C.O. Madrid “sexually harassed” Pumba while he
was in the shower. See id.
Pumba also alleges that he notified Sergeant Pachionni of the July 22, 2021 and June 30,
2021 incidents. See id. at ECF p. 4. Upon hearing about these incidents, Sergeant Pachionni told
Pumba that he would continue to get sexually harassed if he does not comply with prison officials’
demands. See id. Sergeant Pachionni also allegedly told Pumba that C.O. Madrid’s sexually
explicit comments while grabbing Pumba’s penis was “a normal thing.” Id.
Pumba states that he informed Sergeant Gonzalez about the October 25, 2021 incident;
however, she allegedly refused to make a report for him. See id. Pumba also avers that Director
Donate was “notified” about the incidents, but “she [did] nothing” in response. See id. Finally,
Pumba alleges that the defendants failed to follow the Lehigh County Jail handbook’s “zero-
tolerance policy” against sexual abuse and harassment. See id.
3 Pumba misspelled Director Donate’s name in the complaint. See Compl. at ECF p. 1. The court will use the correct
spelling.
4 Pumba attached copies of two grievances to his complaint. The clerk of court docketed those grievances as a separate
exhibit. See Doc. No. 2-1.
Based on the aforementioned allegations, Pumba seeks relief for constitutional violations
under 42 U.S.C. § 1983.5 See id. at ECF pp. 1, 3. He seeks $1 million in damages. See id. at ECF
p. 3.
II. DISCUSSION
A. The IFP Application
Regarding applications to proceed in forma pauperis,
any court of the United States may authorize the commencement, prosecution or
defense of any suit, action or proceeding, civil or criminal, or appeal therein,
without prepayment of fees or security therefor, by a person who submits an
affidavit that includes a statement of all assets such prisoner possesses that the
person is unable to pay such fees or give security therefor.
28 U.S.C. § 1915(a)(1). This statute
“is designed to ensure that indigent litigants have meaningful access to the federal
courts.” Neitzke v. Williams, 490 U.S. 319, 324, 109 S.Ct. 1827, 104 L.Ed.2d 338
(1989). Specifically, Congress enacted the statute to ensure that administrative
court costs and filing fees, both of which must be paid by everyone else who files
a lawsuit, would not prevent indigent persons from pursuing meaningful litigation.
Deutsch[ v. United States, 67 F.3d 1080, 1084 (3d Cir. 1995)]. Toward this end, §
1915(a) allows a litigant to commence a civil or criminal action in federal court in
[sic] forma pauperis by filing in good faith an affidavit stating, among other things,
that he is unable to pay the costs of the lawsuit. Neitzke, 490 U.S. at 324, 109 S.Ct.
1827.
Douris v. Middletown Twp., 293 F. App’x 130, 131–32 (3d Cir. 2008) (per curiam) (footnote
omitted).
The litigant seeking to proceed in forma pauperis must establish that the litigant is unable
to pay the costs of suit. See Walker v. People Express Airlines, Inc., 886 F.2d 598, 601 (3d Cir.
1989) (“Section 1915 provides that, in order for a court to grant in forma pauperis status, the
litigant seeking such status must establish that he is unable to pay the costs of his suit.”). “In this
5 Although Pumba does not allege what constitutional provision he believes was violated, the court presumes he brings
his claims under the Eighth Amendment, which is applicable here because Pumba is a convicted and sentenced inmate.
See Hubbard v. Taylor, 399 F.3d 150, 166 (3d Cir. 2005).
Circuit, leave to proceed in forma pauperis is based on a showing of indigence. [The court must]
review the affiant’s financial statement, and, if convinced that he or she is unable to pay the court
costs and filing fees, the court will grant leave to proceed in forma pauperis.” Deutsch, 67 F.3d at
1084 n.5 (internal citations omitted).
Here, after reviewing the IFP Application, it appears that Pumba is unable to prepay the
fees to commence this civil action. Therefore, the court will grant him leave to proceed in forma
pauperis.6
B. Standard of Review – Screening of Complaint Under 28 U.S.C. § 1915
Because the court has granted Pumba leave to proceed in forma pauperis, the court must
engage in the second part of the two-part analysis and examine whether the complaint is frivolous,
malicious, fails to state a claim upon which relief can be granted, or asserts a claim against a
defendant immune from monetary relief. See 28 U.S.C. § 1915(e)(2)(B)(i)–(iii) (providing that
“[n]otwithstanding any filing fee, or any portion thereof, that may have been paid, the court shall
dismiss the case at any time if the court determines that-- . . . (B) the action or appeal—(i) is
frivolous or malicious; (ii) fails to state a claim on which relief may be granted; or (iii) seeks
monetary relief against a defendant who is immune from such relief”). A complaint is frivolous
under section 1915(e)(2)(B)(i) if it “lacks an arguable basis either in law or fact,” Neitzke, 490
U.S. at 325, and is legally baseless if it is “based on an indisputably meritless legal theory.”
Deutsch, 67 F.3d at 1085. As for whether a complaint is malicious,
[a] court that considers whether an action is malicious must, in accordance with the
definition of the term “malicious,” engage in a subjective inquiry into the litigant’s
motivations at the time of the filing of the lawsuit to determine whether the action
is an attempt to vex, injure or harass the defendant.
6 As Pumba is a prisoner, he must fully pay the filing fee in installments due to the Prison Litigation Reform Act. See
28 U.S.C. § 1915(b).
Id. at 1086. “[A] district court may dismiss a complaint as malicious if it is plainly abusive of the
judicial process or merely repeats pending or previously litigated claims.” Brodzki v. CBS Sports,
Civ. No. 11-841, 2012 WL 125281, at *1 (D. Del. Jan. 13, 2012).
Concerning the analysis under section 1915(e)(2)(B)(ii), the standard for dismissing a
complaint for failure to state a claim pursuant to this subsection is identical to the legal standard
used when ruling on motions to dismiss under Federal Rule of Civil Procedure 12(b)(6). See
Tourscher v. McCullough, 184 F.3d 236, 240 (3d Cir. 1999) (applying Rule 12(b)(6) standard to
dismissal for failure to state claim under section 1915(e)(2)(B)). Thus, to survive dismissal, “a
complaint must contain sufficient factual matter, accepted as true, to ‘state a claim to relief that is
plausible on its face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atlantic Corp. v.
Twombly, 550 U.S. 544, 570 (2007)). The plaintiff’s factual allegations “must be enough to raise
a right to relief above the speculative level.” Twombly, 550 U.S. at 556 (citation omitted).
In addressing whether a pro se plaintiff’s complaint fails to state a claim, the court must
liberally construe the allegations set forth in the complaint. See Shorter v. United States, No. 20-
2554, 2021 WL 3891552, at *5 (3d Cir. Sept. 1, 2021) (“At this early stage of the litigation, we
accept the facts alleged [in the pro se] complaint as true, draw all reasonable inferences in [the pro
se plaintiff’s] favor, and ask only whether that complaint, liberally construed, . . . contains facts
sufficient to state a plausible . . . claim.” (citation, internal quotation marks, and all original
alterations omitted)); Vogt v. Wetzel, 8 F.4th 182, 185 (3d Cir. 2021) (“We construe Vogt’s pro se
filings liberally. This means we remain flexible, especially ‘when dealing with imprisoned pro se
litigants’ like Vogt.” (internal citations omitted) (quoting Mala v. Crown Bay Marina, Inc., 704
F.3d 239, 244–45 (3d Cir. 2013))); Higgs v. Att’y Gen., 655 F.3d 333, 339–40 (3d Cir. 2011)
(explaining that “when presented with a pro se litigant, we have a special obligation to construe
his complaint liberally” (citation and internal quotation marks omitted)). Yet, conclusory
allegations will not suffice. See Iqbal, 556 U.S. at 678 (“A pleading that offers ‘labels and
conclusions’ or ‘a formulaic recitation of the elements of a cause of action will not do.’” (quoting
Twombly, 550 U.S. at 555)).
Additionally, when construing a pro se plaintiff’s complaint, the court will “‘apply the
relevant legal principle even when the complaint has failed to name it.’” Vogt, 8 F.4th at 185
(quoting Mala, 704 F.3d at 244). However, pro se litigants “‘cannot flout procedural rules—they
must abide by the same rules that apply to all other litigants.’” Id. (quoting Mala, 704 F.3d at 245).
C. Analysis
Pumba is seeking relief in this case under 42 U.S.C. § 1983. This statute provides in
pertinent part as follows:
Every person who, under color of any statute, ordinance, regulation, custom, or
usage, of any State or Territory or the District of Columbia, subjects, or causes to
be subjected, any citizen of the United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or immunities secured by the
Constitution and laws, shall be liable to the party injured in an action at law, suit in
equity, or other proper proceeding for redress[.]
42 U.S.C. § 1983. When attempting to establish a claim under section 1983, a plaintiff must allege
and prove that a “person” deprived the plaintiff of a constitutional right while acting under color
of state law. See West v. Atkins, 487 U.S. 42, 49 (1988) (“To state a claim under § 1983, a plaintiff
must allege the violation of a right secured by the Constitution and laws of the United States, and
must show that the alleged deprivation was committed by a person acting under color of state
law.”).
1. Claims Against the Lehigh County Jail Administration
Pumba names the “Lehigh County Jail Administration” as a defendant. It is unfortunately
unclear to the court who the Lehigh County Jail Administration is and why Pumba names it as a
defendant in this case. Pumba does not include any specific allegations in the complaint that would
explain the personal involvement of this defendant in the events giving rise to his claims. See Rode
v. Dellarciprete, 845 F.2d 1195, 1207 (3d Cir. 1988) (explaining that, to be liable, “[a] defendant
in a civil rights action must have personal involvement in the alleged wrongs”).
In addition, the absence of any specific allegations about the Lehigh County Jail
Administration warrants dismissal of this defendant under Rule 8 of the Federal Rules of Civil
Procedure. Rule 8 requires pleadings to contain “a short and plain statement” showing that the
plaintiff is entitled to relief. Fed. R. Civ. P. 8(a)(2); see Garrett v. Wexford Health, 938 F.3d 69,
92 (3d Cir. 2019) (“Under Rule 8(a)(2), a complaint need only contain ‘a short and plain statement
of the claim showing that the pleader is entitled to relief.’” (quoting Fed. R. Civ. P. 8(a)(2)));
Travaline v. U.S. Supreme Ct., 424 F. App’x 78, 79 (3d Cir. 2011) (per curiam) (“Rule 8 of the
Federal Rules of Civil Procedure requires that a complaint contain ‘a short and plain statement of
the claim showing that the pleader is entitled to relief,’ and ‘a demand for the relief sought.’”
(quoting Fed. R. Civ. P. 8(a)(2), (3))). To determine whether a pleading satisfies Rule 8’s “plain”
statement requirement, the court should “ask whether, liberally construed, a pleading ‘identifies
discrete defendants and the actions taken by these defendants’ in regard to the plaintiff’s claims.”
Garrett, 938 F.3d at 93 (citation omitted). The paramount consideration for the court is whether
“a pro se complaint’s language . . . presents cognizable legal claims to which a defendant can
respond on the merits.” Id. at 94 (citations omitted). Since Pumba has failed to allege any facts
about the Lehigh County Jail Administration’s involvement in his alleged constitutional harm, he
has failed to state plausible claims against it. Accordingly, the court will dismiss without prejudice
Pumba’s claims against the Lehigh County Jail Administration.
2. Sexual Abuse Claim Against C.O. Madrid
Pumba alleges that C.O. Madrid subjected him to three separate incidents of sexual abuse
or harassment. Sexual abuse and harassment violate an inmate’s rights under the Eighth
Amendment, which prohibits cruel and unusual punishment. See U.S. Const. amend. VIII
(“Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual
punishments inflicted.”); Ricks v. Shover, 891 F.3d 468, 473 (3d Cir. 2018) (“Today, we join
numerous sister Circuits in holding that prison sexual abuse can violate the Constitution.”
(citations omitted)). Claims for sexual abuse and harassment are evaluated similarly to excessive
force claims in that the prisoner must allege facts plausibly establishing both objective and
subjective components. See id. at 475 (“[W]e conclude that the test will turn on an analysis of a
subjective and an objective component. That is, the incident must be objectively, sufficiently
intolerable and cruel, capable of causing harm, and the official must have a culpable state of
mind.”). Regarding the subjective component, the court “consider[s] whether the official had a
legitimate penological purpose or if he or she acted ‘maliciously and sadistically for the very
purpose of causing harm.’” Id. (quoting Whitley v. Albers, 475 U.S. 312, 320–21 (1986)).
Concerning the objective prong, the court considers whether the defendant’s action is “repugnant
to the conscience of mankind” or whether it is “sufficiently serious or severe.” Id. at 475, 477
(citations omitted). Also, “not . . . every malevolent touch by a prison guard gives rise to a federal
cause of action.” Id. (quoting Hudson v. McMillian, 503 U.S. 1, 9 (1992)).
Here, Pumba states a plausible cause of action under the Eighth Amendment for sexual
abuse against C.O. Madrid in connection with the July 22, 2021 incident where C.O. Madrid
grabbed Pumba’s penis while stating “you’ve got big black, I’d like to suck it.” Compl. at ECF p.
3. The facts Pumba alleges plausibly satisfy both the objective and subjective components of a
sexual abuse claim. Therefore, the court will permit Pumba to proceed on his sexual abuse claim
against C.O. Madrid based on the July 22, 2021 incident.
As for Pumba’s claims relating to the incidents on June 30, 2021 and October 25, 2021, he
has failed to state plausible Eighth Amendment claims for sexual abuse or harassment. Pumba
alleges that on June 30, 2021, C.O. Madrid made “the same comments”—presumably the explicit
and offensive statements from the July 22, 2021 incident—while watching Pumba use the
bathroom. See id. Pumba also alleges that on October 25, 2021, C.O. Madrid “sexually harassed”
him while he was in shower. See id.
Pumba has failed to state a claim concerning these two incidents because an Eighth
Amendment claim for sexual abuse or harassment requires a showing of physical contact with the
alleged perpetrator. See Ricks, 891 F.3d at 471 (“Our society requires prisoners to give up their
liberty, but that surrender does not encompass the basic right to be free from severe unwanted
sexual contact.” (emphasis added)); Williams v. Wetzel, 776 F. App’x 49, 53 (3d Cir. 2019) (per
curiam) (affirming district court’s dismissal of Eighth Amendment sexual conduct claim because
prisoner’s allegations did not involve any sexual contact between prisoner and corrections officer);
McCain v. Wetzel, Civ. A. No. 17-194 Erie, 2018 WL 1211507, at *3 (W.D. Pa. Mar. 8, 2018)
(stating that “sexual harassment in the absence of contact or touching does not establish an Eighth
Amendment violation” (citation omitted)); Washington v. Gilmore, Civ. A. No. 15-1031, 2017 WL
4155371, at *8 (W.D. Pa. Aug. 31, 2017) (dismissing Eighth Amendment sexual assault claim
where plaintiff did not allege any “direct physical contact” with alleged perpetrators). “Verbal
harassment, including lewd comments, sexual propositioning, and the like, is not sufficient to
satisfy the objective element of an Eighth Amendment sexual harassment claim.” McCain, 2018
WL 1211507, at *3 (citation omitted).
Here, Pumba’s allegations concerning the June 30, 2021 and October 25, 2021 incidents
fail to state claims for sexual abuse that are plausible because he does not allege that C.O. Madrid
had any direct physical contact with him. He merely alleges that C.O. Madrid made sexual
comments and watched him while he was in the bathroom or shower. Without more, these facts
are insufficient to meet the objective prong of an Eighth Amendment sexual abuse claim. See
Ricks, 891 F.3d at 477 (nothing that “objectively serious sexual contact would include sexualized
fondling, coerced sexual activity, combinations of ongoing harassment and abuse, and exchanges
of sexual activity for special treatment or to avoid discipline”). Accordingly, the court will dismiss
Pumba’s claims against C.O. Madrid based on the June 30, 2021 and October 25, 2021 incidents.
3. Claims Against Sergeant Pachionni
The court understands Pumba to be alleging that Sergeant Pachionni violated Pumba’s
Eighth Amendment rights when he failed to protect Pumba from C.O. Madrid. Under the Eighth
Amendment, prison officials have a duty to provide humane conditions of confinement, including
adequate food, clothing, shelter, medical care, and must take reasonable measures to guarantee the
safety of the inmates. See Farmer v. Brennan, 511 U.S. 825, 832–33 (1994) (internal citation and
quotation marks omitted). To state a plausible failure-to-protect claim under the Eighth
Amendment, Pumba must allege that (1) the conditions in which he was incarcerated posed a
substantial risk of serious harm; (2) the prison official acted with deliberate indifference to that
substantial risk of serious harm; and (3) the official’s deliberate indifference caused harm. See
Farmer, 511 U.S. at 834; Hamilton v. Leavy, 117 F.3d 742, 746 (3d Cir. 1997); see also Travillion
v. Wetzel, 765 F. App’x 785, 790 (3d Cir. 2019) (per curiam) (stating elements for failure-to-
protect claim). Regarding deliberate indifference, it is a subjective standard in that “the prison
official-defendant must actually have known or been aware of the excessive risk to inmate safety.”
Bistrian v. Levi, 696 F.3d 352, 367 (3d Cir. 2012). Thus, a plaintiff must show that the defendant
was subjectively aware of the risk of harm to the plaintiff’s health or safety, and disregarded it.
See, e.g., Farmer, 511 U.S. at 837; Natale v. Camden Cnty. Corr. Facility, 318 F.3d 575, 582 (3d
Cir. 2003). It is insufficient that prison officials “should have been aware.” Beers-Capitol v.
Whetzel, 256 F.3d 120, 133 (3d Cir. 2001).
Pumba alleges that when he told Sergeant Pachionni about the incidents involving C.O.
Madrid, Sergeant Pachionni did nothing to stop the abuse, told Pumba that C.O. Madrid’s conduct
was “normal,” and warned Pumba that his failure to obey prison officials will only result in
additional harassment. See Compl. at ECF p. 4. Accepting Pumba’s allegations as true, as the court
is obligated to do at this stage of the litigation, Pumba has stated a plausible Eighth Amendment
claim against Sergeant Pachionni and will be permitted to proceed on this claim.
4. Claims Against Director Donate and Sergeant Gonzalez
Unfortunately, Pumba does not clearly state the basis for his claims against Director Donate
and Sergeant Gonzalez in the complaint. He alleges merely that Sergeant Gonzalez refused to file
a grievance report for him and that Director Donate “did nothing” after being notified of alleged
sexual misconduct by C.O. Madrid.7 To the extent Pumba’s claims against these defendants are
based on their high-level positions in the prison, the claims against Director Donate and Sergeant
Gonzalez are implausible.
As already noted, individuals must have personal involvement in the unconstitutional
conduct to be liable. See Rode, 845 F.2d at 1207. Pumba has failed to allege that Director Donate,
Warden McFadden, or Deputy McFadden were personally involved in his alleged constitutional
7 The court understands Pumba to be referring to Director Donate’s November 2, 2021 response to his grievance,
wherein she states that the “June 30th and July 22nd [incidents] are well beyond an appropriate time-line in which to
review” and directs that Pumba “[b]e more specific in [his] allegation of Oct. 25th.” Doc. No. 2-1 at ECF p. 2.
harm. Generalized allegations that a supervisory defendant is “in charge of” or “responsible for”
an office or facility are insufficient to allege personal involvement in an underlying constitutional
violation. See Saisi v. Murray, 822 F. App’x 47, 48 (3d Cir. 2020) (per curiam) (“Saisi asserted
that some defendants were ‘in charge of agencies that allowed this to happen,’ and that liability
stemmed merely from defendants’ ‘belief’ that their conduct would be ‘tolerated.’ However, a
director cannot be held liable ‘simply because of his position as the head of the [agency].’”
(quoting Evancho v. Fisher, 423 F.3d 347, 354 (3d Cir. 2005))).
Pumba has also failed to allege a basis for supervisory liability against these defendants. If
a plaintiff seeks to hold a supervisor liable for the unconstitutional acts by subordinates, there are
two theories of supervisory liability: (1) “Individual defendants who are policymakers may be
liable under § 1983 if it is shown that such defendants, with deliberate indifference to the
consequences, established and maintained a policy, practice or custom which directly caused [the]
constitutional harm[;]” and (2) “[A] supervisor may be personally liable under § 1983 if he or she
participated in violating the plaintiff’s rights, directed others to violate them, or, as the person in
charge, had knowledge of and acquiesced in his subordinates’ violations.” A.M. ex rel. J.M.K. v.
Luzerne Cnty. Juv. Det. Ctr., 372 F.3d 572, 586 (3d Cir. 2004) (citation omitted).
Here, Pumba has not alleged that these defendants acted “with deliberate indifference to
the consequences, established and maintained a policy, practice or custom which directly caused
[the] constitutional harm.” Barkes v. First Corr. Med., Inc., 766 F.3d 307, 316 (3d Cir. 2014)
(alteration in original) (quoting A.M., 372 F.3d at 586), rev’d on other grounds by Taylor v. Barkes,
575 U.S. 822 (2015). He further has not alleged that the defendants “participated in violating [his]
rights, directed others to violate them, or, as the person in charge, had knowledge of and acquiesced
in the subordinate’s unconstitutional conduct.” Id. Therefore, Pumba has failed to state a plausible
claim for supervisory liability against Director Donate or Sergeant Gonzalez.
Additionally, to the extent that Pumba’s claims against Director Donate and Sergeant
Gonzalez are based on their alleged failure to respond adequately to grievances he filed, the claims
are implausible. Any such claim based on the handling of prison grievances fails because “[p]rison
inmates do not have a constitutionally protected right to a grievance process.” Jackson v. Gordon,
145 F. App’x 774, 777 (3d Cir. 2005) (per curiam); see also Caldwell v. Beard, 324 F. App’x 186,
189 (3d Cir. 2009) (per curiam) (“The District Court correctly noted that an inmate has no
constitutional right to a grievance procedure.” (citation omitted)); Woods v. First Corr. Med. Inc.,
446 F. App’x 400, 403 (3d Cir. 2011) (per curiam) (“[B]ecause a prisoner has no free-standing
constitutional right to an effective grievance process, see Flick v. Alba, 932 F.2d 728, 729 (8th Cir.
1991), . . . based upon his perception that [the defendant] ignored and/or failed to properly
investigate his grievances.”). Thus, a prison official’s involvement in the grievance process alone,
is not actionable under section 1983. See Folk v. Prime Care Med., 741 F. App’x 47, 51 (3d Cir.
2018) (per curiam) (“Although some of these defendants were apparently involved in responding
to some of Folk's prison grievances, there are no allegations linking them to the underlying
incidents and thus no basis for liability based on those later grievance reviews.”); Curtis v. Wetzel,
763 F. App’x 259, 263 (3d Cir. 2019) (per curiam) (“The District Court properly determined that
Defendants [Superintendent] Wenerowicz, Lewis, and Shaylor – who participated only in the
denial of Curtis’ grievances – lacked the requisite personal involvement [in the conduct at issue].”).
Moreover, Pumba cannot state a plausible claim against Sergeant Gonzalez based on
allegations that she refused to file a grievance on his behalf. See Heleva v. Kramer, 214 F. App’x
244, 247 (3d Cir. 2007) (affirming district court’s conclusion that “alleged obstruction of prison
grievance procedures does not give rise to an independent claim” because “[p]risoners do not have
a constitutional right to prison grievance procedures” (citing Massey v. Helman, 259 F.3d 641, 647
(7th Cir. 2001))). Accordingly, the court will dismiss Pumba’s claims against Director Donate and
Sergeant Gonzalez.
5. Claims Based on Lehigh County Jail Handbook
The court has interpreted the complaint as including claims against the defendants for
alleged violations of the sexual harassment and sexual abuse policy in the Lehigh County Jail’s
handbook. See Compl. at ECF p. 4. Pumba may not base his claims on alleged violation of the
Lehigh County Jail’s handbook because a prison official’s failure to abide by prison policy does
not constitute an independent basis for a constitutional claim. See Bowman v. Wetzel, Civ. A. No.
2:20-cv-135, 2020 WL 3258946, at *6 (W.D. Pa. June 16, 2020) (“As many courts have held,
corrections officials cannot be held liable for failing to conform to procedures outlined in inmate
handbooks and other internal prison procedures.”); see also Laufgas v. Speziale, Civ. A. No. 04-
cv-1697 (PGS), 2006 WL 2528009, at *9 (D.N.J. Aug. 31, 2006) (“[A] prison’s departure from
the policies and procedures outlined in the facility’s handbook does not, in and of itself, amount
to a constitutional violation actionable under § 1983.”). Therefore, to the extent Pumba has
attempted to assert a section 1983 claim against the defendants based on violations of Lehigh
County Jail’s handbook, the court dismisses this claim with prejudice for the failure to state a
claim.
6. Miscellaneous Motions
Pumba has also filed three other motions in this case: (1) a motion for extension of time;
(2) a motion for speedy trial; and (3) a motion “of one million dollars lawsuit”. See Doc. Nos. 6–
8. The court addresses each motion in turn.
In the motion for an extension of time, Pumba indicates that due to the “corrupted” jail
where he is detained, he is unable to review mail or “use the electronics [or] cellphone.” Doc. No.
6 at ECF p. 2. While Pumba makes this claim, it is unclear why or for what purpose Pumba needs
or requests an extension. To the extent that Pumba needs additional time to file pleadings with the
court, he may submit a specific request at the appropriate time.
The court will also deny Pumba’s motion for speedy trial. It is unclear whether Pumba is
attempting to reference a pending criminal trial or the civil trial in this case. If he is seeking a
speedy trial in this case, it is premature as it is unclear at this juncture whether this case will go to
trial. If he is seeking a trial in a pending criminal matter, he may not seek that relief in a civil action
under § 1983 because “[a] speedy trial claim necessarily seeks dismissal of the indictment and
leads to immediate release from confinement, so it must be brought through a habeas petition after
exhausting state remedies.” Garrett v. Murphy, No. 21-2810, 2022 WL 313799, at *1 (3d Cir. Feb.
2, 2022) (per curiam) (citing cases).
Finally, as for Pumba’s motion “of one million dollars lawsuit”, the court also denies this
motion. It appears that Pumba is attempting to make a preliminary request for relief, which is both
premature and duplicative of the relief he seeks in his complaint.
III. CONCLUSION
For the foregoing reasons, the court will grant the IFP Application and will dismiss the
following claims without prejudice pursuant to 28 U.S.C. § 1915(e)(2)(B)(ii): (1) Pumba’s claims
against the Lehigh County Jail Administrator; (2) Pumba’s Eighth Amendment claims against C.O.
Madrid based on incidents that allegedly took place on June 30, 2021 and October 25, 2021; and
(3) Pumba’s claims against Director Donate and Sergeant Gonzalez. The court will also dismiss
with prejudice any claims based on violations of the Lehigh County Jail’s handbook. The court
will further allow Pumba’s sexual abuse claim against C.O. Madrid based on the July 22, 2021
incident and his failure-to-protect claim against Sergeant Pachionni to pass statutory screening,
and these claims will be served for a responsive pleading.
In addition, because the court cannot say at this time that Pumba cannot cure the defects in
the claims that have been dismissed without prejudice, the court will grant Pumba the option of
filing an amended complaint to attempt to cure the defects in those claims or advise the court that
he seeks to proceed only on the claims that have passed statutory screening.8
The court will enter a separate order.9
BY THE COURT:
/s/ Edward G. Smith
EDWARD G. SMITH, J.
8 A district court should generally provide a pro se plaintiff with leave to amend unless amending would be inequitable
or futile. See Grayson v. Mayview St. Hosp., 293 F.3d 103, 114 (3d Cir. 2002) (stating general rule). Also, “in civil
rights cases district courts must offer amendment—irrespective of whether it is requested—when dismissing a case
for failure to state a claim unless doing so would be inequitable or futile.” Fletcher-Harlee Corp. v. Pote Concrete
Contractors, Inc., 482 F.3d 247, 252 (3d Cir. 2007).
9 This order will provide further instruction about Pumba’s options for proceeding.