emphasizing that “this was an action for damages,” and that “the award of damages” is not authorized when a jury has concluded that “no constitutional harm” was inflicted
How later courts described this case
- emphasizing that “this was an action for damages,” and that “the award of damages” is not authorized when a jury has concluded that “no constitutional harm” was inflicted
- “Because vicarious liability is inapplicable to Bivens and § 1983 suits, a plaintiff must plead that each Government-official defendant, through the official’s own individual actions, has violated the Constitution.”
- holding that “in a substantive due process case arising out of a police pursuit, an underlying constitutional tort can still exist even if no individual police officer violated the Constitution”
- emphasizing that dismissal was appropriate because the plaintiff “suffered no violation of his constitutional rights” and that a § 1983 claim cannot be sustained where there is no alleged constitutional harm
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
TERRENCE R. YOAST,
Plaintiff,
CIVIL ACTION NO. 19-720
v.
POTTSTOWN BOROUGH, et al.,
Defendant.
MEMORANDUM OPINION
Rufe, J. March 21, 2022
Defendants Correctional Officer VanDorick, Correctional Officer Stein, and Montgomery
County (together, the “County Defendants”) and Defendants Primecare Medical, Inc.
(“Primecare”) and Anthony Hoch (together, the “Primecare Defendants”) have moved for
summary judgment on Plaintiff Terrence Yoast’s remaining claims under 28 U.SC. § 1983
alleging violations of his rights under the Fourteenth Amendment and for intentional infliction of
emotional distress under Pennsylvania law.1 Plaintiff, proceeding pro se, opposes summary
judgment with respect to Defendants Montgomery County and Primecare, and does not contest
summary judgment with respect to Defendants VanDorick, Stein, and Hoch.2 For the reasons
stated below, Defendants’ motions will be granted.
1 County Defs.’ Mot. Summ. J. [Doc. No. 133]; Primecare Defs.’ Mot. Summ. J. [Doc. No. 131].
2 Pl.’s Resp. County Defs.’ Mot. Summ. J. [Doc. No. 140-2] (“Plaintiff does not oppose the request for summary
judgment as to Defendants, Stein and VanDorick, and elects to confine his rebuttals to Defendant Montgomery
County.”); Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 1 n.1 (“Plaintiff does not contest
Defendant Hoch’s request for summary judgment and elects to confine his rebuttals to Defendant PrimeCare”).
I. BACKGROUND3
This case arises from Plaintiff Yoast’s brief pretrial incarceration in the Montgomery
County Correctional Facility (MCCF) between February 27 and February 28, 2017, and again
between March 3 and March 11, 2017.4 While detained, Plaintiff was not provided a continuous
positive airway pressure (“CPAP”) machine, even though he was diagnosed with sleep apnea in
2014 and regularly uses a CPAP machine to ameliorate his condition.5 Defendants were involved
with the operation of the MCCF and Plaintiff’s medical treatment during his incarceration:
Defendant Montgomery County operates the MCCF, Defendant Correctional Officers
VanDorick and Stein are employed by Montgomery County at the MCCF,6 Defendant Primecare
is a corporation contracted to provide medical services to the MCCF, and Defendant Hoch is a
“certified medical assistant” employed by Primecare at the MCCF.7
A. Plaintiff’s First Incarceration (February 27 to February 28)
Plaintiff, a landlord, was arrested and transported to the MCCF on February 27, 2017,
following a series of altercations with one of his residential tenants.8 When Plaintiff arrived at
the MCCF, Defendant Hoch conducted a “receiving screening” of Plaintiff’s medical condition.9
At that screening, Plaintiff disclosed to Hoch that he was diagnosed with sleep apnea and
3 The following facts are undisputed or viewed in the light most favorable to Plaintiff, the non-moving party.
4 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. Counter-Affidavit [Doc. No. 139-5] ¶¶ 10–11.
5 Second Am. Compl. [Doc. No. 112] passim.
6 Second Am. Compl. [Doc. No. 112] ¶¶ 5, 9–10.
7 Second Am. Compl. [Doc. No. 112] ¶¶ 7–8.
8 Second Am. Compl. [Doc. No. 112] ¶¶ 14–44.
9 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF pages 2–11.
2
regularly used a CPAP machine.10 CPAP machines are not kept in stock at the MCCF, but “can
be ordered for use by a doctor, physician assistant, or nurse practitioner.”11 Hoch asked Plaintiff
if a family member or friend would be able to deliver Plaintiff’s personal CPAP machine to the
MCCF if necessary, and Plaintiff confirmed that they could.12 Hoch, who has no authority to
prescribe or order a CPAP machine, documented Plaintiff’s statements.13
Plaintiff was referred for further evaluation related to his request for a CPAP machine,
and was seen by Certified Registered Nurse Practitioner Kenya Lindsay less than twenty-four
hours later on February 28, 2017.14 NP Lindsay documented that Plaintiff’s breathing was
“unlabored” and that he showed no signs of “resp[iratory] distress” at that visit. However, NP
Lindsay also noted that Plaintiff uses a CPAP machine “every night,” is under the treatment of a
sleep specialist, Dr. Freidenheim, and that Plaintiff “asked to be assessed to bring in [a] CPAP
machine.”15 Although NP Lindsay documented that Plaintiff told her that “his sleep apnea is
characterized as mild,” Plaintiff disputes this characterization and alleges that he never described
his condition as “mild.”16
Following this visit NP Lindsay consulted with her colleague, Dr. Sestitio, who informed
her about procedures for authorizing delivery of CPAP machines to the MCCF. NP Lindsay
10 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 4.
11 Primecare Defs.’ Mot. Summ. J. Ex. B [Doc. No. 132-3] ¶ 8.
12 Second Am. Compl. [Doc. No. 112] ¶ 90.
13 Primecare Defs.’ Mot. Summ. J. Ex. B [Doc. No. 132-3] ¶ 14.
14 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 27.
15 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 25.
16 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 25; Pl.’s Resp. Primecare Defs.’ Mot.
Summ. J. Counter-Affidavit [Doc. No. 139-5] ¶ 4.
3
formulated a plan of care, in which she noted that she would need Plaintiff to sign a “Release of
Information” (“ROI”) to obtain treatment records from Dr. Freidenheim. NP Lindsay also noted
that she would need to inform Plaintiff about the protocols surrounding delivery of Plaintiff’s
personal CPAP machine.17 NP Lindsay scheduled an appointment for the next day, March 1, to
obtain this ROI.18 However, less than an hour after the appointment with NP Lindsay, Plaintiff
was released from the MCCF after posting bail.19 The March 1 appointment was cancelled due to
Plaintiff’s release.20
B. Plaintiff’s Second Incarceration (March 2 to March 11)
Plaintiff was rearrested two days later, on March 2, 2017, after a confrontation with
police officers outside the home of his residential tenant.21 Plaintiff alleges that on the first night
of his second detention, “in the early hours of March 3” he notified an unidentified correctional
officer of his sleep apnea and requested a CPAP machine. The officer told Plaintiff that this
could not be addressed at night because of a lack of staff but that he would submit Plaintiff’s
request.22 On March 3, 2017, a Primecare employee, Medical Assistant Niambi Mays, performed
a second “receiving screening,” at which Plaintiff again raised his need for a CPAP machine.23
17 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF pages 25–26.
18 Pl.’s Response Opp’n Mot. Summ. J. Ex. A [Doc. No. 139-3] at ECF pages 13–14.
19 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. Counter-Affidavit [Doc. No. 139-5] ¶ 2.
20 Pl.’s Response Opp’n Mot. Summ. J. Ex. A [Doc. No. 139-3] at ECF page 14.
21 Second Am. Compl. [Doc. No. 112] ¶¶ 45–65.
22 Second Am. Compl. [Doc. No. 112] ¶¶ 69–76.
23 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 14.
4
During that screening Plaintiff signed an ROI to allow Primecare to request records from Dr.
Freidenheim. This request was forwarded to Dr. Freidenheim on that same day.24
Over the next four days, Plaintiff alleges that he twice told correctional officers about his
condition. First, Plaintiff alleges that on the morning of March 5 he told Defendant VanDorick
that he needed access to a CPAP machine, to which VanDorick allegedly replied “Dude, I don’t
even care” and indicated that he was unable to help with Plaintiff’s request.25 No evidence
suggests that Defendant VanDorick took any steps in response to Plaintiff’s complaint.
On March 7, 2017, Defendant Stein allegedly noted that Plaintiff was snoring loudly.
Plaintiff explained that he suffered from sleep apnea, was disturbing the other inmates at night,
and that he “ha[d] trouble breathing” without a CPAP machine. Plaintiff allegedly requested
Stein’s help in getting a CPAP machine. In response, Stein purportedly asked Plaintiff if he had
told the nurse about his condition, and Plaintiff confirmed that he had.26 No evidence suggests
that Defendant Stein took any further steps in response to Plaintiff’s complaint.
Plaintiff’s medical records were received on March 6, 2017.27 On March 7, the day after
these records were received, Plaintiff was evaluated by Certified Registered Nurse Practitioner
Christina Kline.28 NP Kline conducted a physical exam, and documented that Plaintiff had
“slight expiratory wheezing” and “good air entry throughout.”29 NP Kline noted that Plaintiff
24 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 28; Pl.’s Resp. Primecare Defs.’ Mot.
Summ. J. Counter-Affidavit [Doc. No. 139-5] ¶¶ 13–17.
25 Second Am. Compl. [Doc. No. 112] ¶¶ 129–136.
26 Second Am. Compl. [Doc. No. 112] ¶¶ 148–156.
27 Primecare Defs.’ Mot. Summ. J. Ex. A [Doc. No. 132-2] ¶ 33.
28 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF pages 24–25.
29 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 24.
5
reported “no acute distress” related to sleep apnea and reported no symptoms while sleeping.30
Plaintiff disputes this record of his conversation with NP Kline, and avers that he clearly reported
sleep disturbances and interrupted breathing at night.31 NP Kline also instructed Plaintiff to fill
out a “sick call form” if he had any worsening symptoms.32 Although NP Kline had the authority
to order a CPAP machine for Plaintiff, she chose not to order one on March 7.33 A CPAP
machine would have been provided had NP Kline ordered one.34
On March 9, NP Kline scheduled an appointment with Plaintiff for March 15, 2017, to
follow up on Plaintiff’s sleep apnea complaint and confirm whether Plaintiff had a contact who
could deliver his CPAP machine to the MCCF.35 This appointment was set for the highest
priority.36 If Plaintiff could have his CPAP machine delivered, NP Kline noted that she would
complete the “Doctor’s Orders to Jailor” to have the machine cleared by the MCCF’s security.37
30 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 25.
31 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. Counter-Affidavit [Doc. No. 139-5] ¶¶ 12, 18–27.
32 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 25.
33 Primecare Defs.’ Mot. Summ. J. Ex. A [Doc. No. 132-2] ¶ 38; Primecare Defs.’ Mot. Summ. J. Ex. B
[Doc. No. 132-3] ¶ 8.
34 Primecare Defs.’ Mot. Summ. J. Ex. A [Doc. No. 132-2] ¶¶ 37–38, 41.
35 County Defs.’ Mot. Summ. J. Ex. K [Doc. No. 133-12] at ECF page 2. The Court notes that the County
Defendants conflate the March 7 appointment with NP Kline’s follow-up activities on March 9. See County Defs.’
Mem. L. Supp. Mot. Summ. J. [Doc. No. 133] at 6. The medical records show that Plaintiff was first evaluated by
NP Kline on March 7, 2017, and then two days later on March 9 she scheduled a follow-up appointment for March
15. See Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF pages 24–25 (documenting March 7 sick
call in which NP Kline evaluated Plaintiff’s respiratory status); County Defs.’ Mot. Summ. J. Ex. K [Doc. No. 133-
12] at ECF page 2 (documenting the March 9 creation of a March 15 appointment by NP Kline).
36 County Defs.’ Mot. Summ. J. Ex. K [Doc. No. 133-12] at ECF page 2 (noting that the appointment was “Priority
1” on a scale of 1-5 where 1 is “high” and 5 is “low”).
37 County Defs.’ Mot. Summ. J. Ex. K [Doc. No. 133-12] at ECF page 2.
6
On March 11 Plaintiff was again released from the MCCF after posting bail,38 and the follow-up
appointment was cancelled.39
Throughout both periods of incarceration, Plaintiff was assigned to “Q Pod,” an intake
unit where inmates reside while they are evaluated for a housing classification.40 Each inmate in
Q Pod is actively assessed by the medical department as a matter of policy and practice.41
Throughout his second period of incarceration, Plaintiff received regular medical care and
observation for other medical issues unrelated to his sleep apnea. Specifically, based upon the
history of alcohol use that Mr. Yoast provided in the March 3 screening, he was placed on a
detox watch.42 In total, between the period of March 3 and March 10, Plaintiff was seen on seven
different occasions by medical personnel.43
II. LEGAL STANDARD
Under Federal Rule of Civil Procedure 56, a party moving for summary judgment bears
the initial burden of informing a court of the basis for the motion and identifying those portions
of the record that the movant “believes demonstrate the absence of a genuine issue of material
fact.”44 The non-moving party must show that facts are genuinely disputed by either “citing to
particular parts of materials in the record,” or “showing that the materials cited [by the moving
party] do not establish the absence . . . of a genuine dispute, or that an adverse party cannot
38 Second Am. Compl. [Doc. No. 112] ¶ 65.
39 County Defs.’ Mot. Summ. J. Ex. K [Doc. No. 133-12] at ECF page 2.
40 Second Am. Compl. [Doc. No. 112] ¶ 69; County Defs.’ Mot. Summ. J. Ex. B [Doc. No. 133-3] at 3.
41 County Defs.’ Mot. Summ. J. Ex. D [Doc. No. 133-5] at ECF pages 5–6.
42 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 22.
43 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF page 22.
44 Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986).
7
produce admissible evidence to support the fact.”45 “In attempting to defeat summary judgment,
speculation and conclusory allegations do not satisfy the nonmoving party’s duty.”46
However, even if the non-moving party does not contest a particular fact, “a ‘district
court may not rely solely on the [movant’s] statement of undisputed facts,”47 but “must be
satisfied that the citation to evidence in the record supports the assertion.”48 Summary judgment
is only proper if “the pleadings, depositions, answers to interrogatories, and admissions on file,
together with the affidavits, if any, show that there is no genuine issue as to any material fact and
that the moving party is entitled to a judgment as a matter of law.”49 In evaluating a motion for
summary judgment, the Court must “draw all reasonable inferences from the record in favor of
the non-moving party.”50 Where a party is representing himself pro se, the filings are to be
construed liberally. “Thus, if the Court can reasonably read Plaintiff’s pleadings together with
his summary judgment submissions to show an entitlement to relief, the Court should do so
despite any failure to cite proper legal authority, confusion of legal theories, poor syntax and
sentence construction, or the litigant’s unfamiliarity with pleading requirements.”51
45 Fed. R. Civ. P. 56(c)(1).
46 Razak v. Uber Techs., Inc., 951 F.3d 137, 144 (3d Cir. 2020), amended, 979 F.3d 192 (3d Cir. 2020) (quotations
omitted).
47 Doeblers’ Pa. Hybrids, Inc. v. Doebler, 442 F.3d 812, 820 n.8 (3d Cir. 2006), amended (3d. Cir. 2006) (quoting
Vermont Teddy Bear Co. v. 1-800 Beargram Co., 373 F.3d 241, 244 (2d Cir. 2004)).
48 Vermont Teddy Bear Co., 373 F.3d at 244 (citation omitted).
49 Fed. R. Civ. P. 56(c).
50 Scott v. Calpin, 527 F. App’x 123, 124 (3d Cir. 2013).
51 Whitenight v. Elbel, No. 2:16-CV-00646, 2019 WL 6828653, at *2 (W.D. Pa. Dec. 13, 2019).
8
III. DISCUSSION
As a pretrial detainee, Plaintiff’s claims for inadequate medical care are “adjudicated
under the Due Process Clause of the Fourteenth Amendment,” rather than under the Eighth
Amendment.52 The Third Circuit has recognized that “pretrial detainees are entitled to at least as
much protection as convicted prisoners and that decisions interpreting the Eighth Amendment
serve as useful analogies” for analyzing suits alleging that a pretrial detainee received inadequate
medical care.53 To establish an Eighth Amendment claim for inadequate medical care under 42
U.S.C. § 1983, “a plaintiff must make (1) a subjective showing that “the defendants were
deliberately indifferent to [his or her] medical needs” and (2) an objective showing that “those
needs were serious.”54 “While the deliberate indifference test is not dispositive in analyzing the
claims of pretrial detainees, it [is] still . . . instructive as a guide.”55
A. Defendants Ryan VanDorick, Timothy Stein, and Anthony Hoch
The Second Amended Complaint brings § 1983 claims against Defendants VanDorick,
Stein, and Hoch in their individual capacities for “failure to render medical aid.”56 Plaintiff’s
responses in opposition to the motions for summary judgment indicate that he does not contest
summary judgment with respect to Defendants VanDorick, Stein, and Hoch.57
52 Edwards v. Northampton Cnty., 663 F. App’x 132, 136 (3d Cir. 2016).
53 Boring v. Kozakiewicz, 833 F.2d 468, 472 (3d Cir. 1987) (quotations omitted).
54 Pearson v. Prison Health Serv., 850 F.3d 526, 534 (3d Cir. 2017).
55 Warren v. PrimeCare Med. Inc., No. 16-CV-0643, 2017 WL 11508219, at *3 (E.D. Pa. Feb. 2, 2017).
56 See Second Am. Compl. [Doc. No. 112] at Count II, Count IV, Count V.
57 See Pl.’s Resp. County Defs.’ Mot. Summ. J. [Doc. No. 140-2] at 1 n.1; Pl.’s Resp. Primecare Defs.’ Mot. Summ.
J. [Doc. No. 139-2] at 1 n.1.
9
In addition to Plaintiff’s concession, the record establishes that there is no basis to hold
these Defendants liable under § 1983. Hoch evaluated Plaintiff on intake to the MCCF,
documented Plaintiff’s use of a CPAP machine, and transmitted that information to a nurse
practitioner who saw Plaintiff the next day. Hoch had no authority to prescribe or order a CPAP
machine. Although there is no evidence that VanDorick or Stein acted in response to Plaintiff’s
request for a CPAP machine, at all relevant times Plaintiff was assigned to “Q Pod,” an intake
housing unit where patients were regularly evaluated by medical professionals. “If a prisoner is
under the care of medical experts . . . a non-medical prison official will generally be justified in
believing that the prisoner is in capable hands.”58 “[A]bsent a reason to believe (or actual
knowledge) that prison doctors or their assistants are mistreating (or not treating) a prisoner, a
non-medical prison official” cannot be held deliberately indifferent.59 As VanDorick and Stein
both knew that Plaintiff was being medically evaluated, and Plaintiff explicitly told Stein that
Plaintiff had reported his sleep apnea to the medical staff, summary judgment is appropriate.60
Defendants argue that, as Plaintiff has “abandoned his § 1983 claims” against VanDorick,
Stein, and Hoch, he can no longer maintain a Monell claim against Primecare and Montgomery
58 Spruill v. Gillis, 372 F.3d 218, 236 (3d Cir. 2004).
59 Id.
60 The Second Amended Complaint also brings a claim against VanDorick for intentional infliction of emotional
distress. Pennsylvania law provides that a person may be held liable where, “by extreme and outrageous conduct”
that person “intentionally or recklessly causes severe emotional distress to another.” Hoy v. Angelone, 720 A.2d 745,
753 (Pa. 1998) (quotation omitted). “The conduct must be so outrageous in character, and so extreme in degree, as
to go beyond all possible bounds of decency, and to be regarded as atrocious, and utterly intolerable in a civilized
society.” Id.
Accepting Plaintiff’s version of his conversation with VanDorick as true, VanDorick gave a condescending and
flippant response to Plaintiff’s medical complaints. However, while inappropriate and unprofessional, such
comments are not sufficiently extreme as to meet Pennsylvania’s standard for intentional infliction of emotional
distress.
10
County.61 This misunderstands the basis for policymaker liability under Monell and § 1983. The
Supreme Court and the Third Circuit have repeatedly emphasized that municipal policymaker
liability under Monell is tied to the policymaker’s own individual action or inaction, and is not
derivative of the liability of particular subordinates. 62 Defendants overread Mills v. City of
Harrisburg and City of Los Angeles v. Heller, each of which emphasizes a simple rule: actions
brought under § 1983 are in essence torts, and Plaintiff must show damages—that is, an actual
“deprivation of . . . rights, privileges, or immunities secured by the Constitution and laws.”63
Here, Plaintiff has never abandoned his claim that he suffered a constitutional injury.
Yoast’s admission that specific officers did not, as individuals, engage in actions that amounted
to deliberate indifference to his federal rights is not an admission that municipal policymakers
were not deliberately indifferent to his rights. This is especially true in cases like this one, where
a plaintiff alleges harm caused by delayed medical care. Where a plaintiff alleges that the
aggregate inaction of a government entity caused an injury, the policymaker whose policies
61 County Defs.’ Reply [Doc. No. 141] at 2–3; Primecare Defs.’ Reply [Doc. No. 142] at 5.
62 Grazier ex rel. White v. City of Philadelphia, 328 F.3d 120, 124 (3d Cir. 2003) (“Because the jury in this case
found no constitutional violation, Heller precludes a finding of municipal liability against the City. This conclusion
follows naturally from the principle that municipal liability will only lie where municipal action actually caused an
injury.”); City of Los Angeles v. Heller, 475 U.S. 796, 799 (1986) (“[N]either Monell v. New York City Dept. of
Social Services nor any other of our cases authorizes the award of damages against a municipal corporation based on
the actions of one of its officers when in fact the jury has concluded that the officer inflicted no constitutional harm.
If a person has suffered no constitutional injury at the hands of the individual police officer, the fact that the
departmental regulations might have authorized the use of constitutionally excessive force is quite beside the
point.”); Ashcroft v. Iqbal, 556 U.S. 662, 676 (2009) (“Because vicarious liability is inapplicable to Bivens and §
1983 suits, a plaintiff must plead that each Government-official defendant, through the official’s own individual
actions, has violated the Constitution.”).
63 42 U.S.C. § 1983; see Heller, 475 U.S. at 799 (emphasizing that “this was an action for damages,” and that “the
award of damages” is not authorized when a jury has concluded that “no constitutional harm” was inflicted); Mills v.
City of Harrisburg, 350 F. App’x 770, 773 n.2 (3d Cir. 2009) (emphasizing that dismissal was appropriate because
the plaintiff “suffered no violation of his constitutional rights” and that a § 1983 claim cannot be sustained where
there is no alleged constitutional harm); Stephens v. City of Englewood, 689 F. App’x 710, 714 (3d Cir. 2017)
(affirming dismissal because plaintiffs failed to establish any “underlying constitutional violation, [and so] their
claims against the [municipal actors] also necessarily fail”).
11
caused such inaction may be deliberately indifferent even if no individual subordinate’s inaction
amounts to deliberate indifference.64
B. Defendant PrimeCare Medical, Inc.
Count III of the Second Amended Complaint alleges that Primecare has established
customs or policies that are deliberately indifferent to the serious medical needs of prisoners
suffering from sleep apnea.65 Specifically, Plaintiff argues that Primecare’s existing policies
surrounding the treatment of patients with sleep apnea “lack[] a sense of urgency,” and that these
procedures resulted in an unconstitutional delay of Plaintiff’s access to his CPAP machine.66 The
Court will assume for purposes of summary judgment that Plaintiff can show that he had a
serious medical need. Primecare argues that Plaintiff has not demonstrated any evidence of a
policy or custom that delayed Plaintiff’s treatment.67
To support a § 1983 claim against Primecare, “a private corporation providing medical
services under contract with a state prison system, a plaintiff must be able to show ‘a policy or
custom that resulted in the alleged constitutional violations.’”68 Plaintiff argues that Primecare
“fail[ed] to adopt a policy to address the immediate and exigent medical needs of inmates or
64 See Fagan v. City of Vineland, 22 F.3d 1283, 1292 (3d Cir. 1994) (holding that “in a substantive due process case
arising out of a police pursuit, an underlying constitutional tort can still exist even if no individual police officer
violated the Constitution”). “As long as the causal link is not too tenuous, the question whether the municipal policy
or custom proximately caused the constitutional infringement should be left to the jury.” Bielevicz v. Dubinon, 915
F.2d 845, 851 (3d Cir. 1990).
65 Second Am. Compl. [Doc. No. 112] ¶ 107.
66 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 10.
67 Primecare Defs.’ Mem. L. Supp. Mot. Summ. J. [Doc. No. 131-1] at 13.
68 Alexander v. Monroe Cnty., 734 F. App’x 801, 805 (3d Cir. 2018) (quoting Palakovic v. Wetzel, 854 F.3d 209 (3d.
Cir. 2017)) (emphasis omitted).
12
pretrial detainees that suffer from sleep apnea.”69 Plaintiff contends that “Primecare’s existing
practice is unconstitutional to the extent it allows their medical professionals to supersede the
diagnostics of other independent medical providers who have previously prescribed CPAP
machines for incoming detainees or inmates, by supplanting that diagnosis with their own
medical judgment.”70 Plaintiff argues that the nine consecutive nights that Plaintiff was in the
MCCF without access to a CPAP machine represents the “[d]iscontinuance of a medical
treatment that was previously prescribed.”71 In addition, Plaintiff alleges that the delay between
his screening and treatment and the repeated consultations with RN Kline created “a very slow
sail through the bureaucratic channels of . . . PrimeCare’s internal network while their health care
professionals ping-pong remarks and convey notes.”72 He attributes this delay, in part, to a policy
that “only PrimeCare’s Dr. Sestit[i]o was authorized to approve the delivery of Plaintiff’s
personal CPAP machine and the inferior employees had to rely on his superintendence.”73
Although policies that establish an unnecessarily byzantine medical evaluation process
could constitute deliberate indifference to urgent medical needs, Plaintiff fails to support his
claim that any policy or customary process actually resulted in an unconstitutional delay of his
treatment. “A claim alleging the delay or denial of medical treatment requires inquiry into the
subjective state of mind of the defendant and the reasons for the delay, which like other forms of
69 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 5.
70 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 6–7.
71 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 3.
72 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 13.
73 Pl.’s Resp. Primecare Defs.’ Mot. Summ. J. [Doc. No. 139-2] at 13.
13
scienter can be proven through circumstantial evidence and witness testimony.”74 Here, Plaintiff
has not provided any evidence that policies or procedures, rather than the medical decisions of
qualified practitioners, actually delayed his care.
Plaintiff bears an initial burden of proving that any delay in his care was the result of
deliberate indifference to his medical needs rather than the medical judgment of NP Lindsay and
NP Kline.75 To make out a claim for denial or delay of medical care, “governmental actors’
intent must be greater than mere negligence for their alleged misconduct to support a
constitutional claim.”76 However, Plaintiff presents no evidence that his care was, in fact,
substantially delayed by Primecare’s employees.
The timeline in this case is undisputed. Plaintiff saw NP Lindsay on the day after his first
arrest, where NP Lindsay evaluated Plaintiff’s breathing and formed a plan of care that included
reviewing medical records kept by Plaintiff’s private physician. Although this plan was
interrupted by Plaintiff’s first release, when Plaintiff was rearrested the plan was reinitiated and
Plaintiff’s sleep apnea records were requested. NP Kline saw Plaintiff regarding his sleep apnea
on March 7, the day after his treatment records were provided by his physician. At the March 7
visit, after receiving Plaintiff’s medical records and evaluating Plaintiff’s breathing, NP Kline
instructed Plaintiff to report any worsening symptoms but declined to order a CPAP machine.
However, NP Kline remained attentive to Plaintiff’s condition, and on March 9 NP Kline
74 Savage v. Wexford Health Sources, Inc., No. CV 16-2923, 2017 WL 5593353, at *5 (E.D. Pa. Nov. 21, 2017).
75 Id.
76 Montgomery v. Aparatis Dist. Co., 607 F. App’x 184, 187 (3d Cir. 2015).
14
scheduled a follow-up appointment for March 15 to further discuss Plaintiff’s sleep apnea.
Plaintiff was released before this appointment.
Plaintiff argues that the nine-day failure to provide a CPAP machine during Plaintiff’s
second incarceration was due to administrative uncertainty rather than the medical judgment of
NP Kline and NP Lindsay, and constitutes an unconstitutional delay. Plaintiff points to an
affidavit from Primecare’s CEO, Thomas J. Weber, which states that “[t]here is no specific
policy for the provision of CPAP machines to inmates at the [MCCF].”77 In addition, Plaintiff
argues that Primecare requires requests for CPAP machines to be routed through Dr. Sestitio,
unnecessarily delaying access. However, Plaintiff provides no basis for this assertion, and there
is no evidence that any non-medical considerations by NP Lindsay and NP Kline delayed
Plaintiff’s treatment. In fact, the same affidavit that denies a specific policy related to CPAP
machines shows that that NP Lindsay and NP Kline are both independently authorized to order a
CPAP machine for prisoner use, even in the absence of a formal “sleep apnea policy.”78 The
record before this Court on summary judgment contains only one reference to Dr. Sestitio—
while formulating a plan of care, NP Lindsay consulted Dr. Sestitio about procedures
surrounding approval of an external CPAP machine.79 The fact that NP Lindsay consulted with
her colleague about Plaintiff’s sleep apnea is not evidence that Dr. Sestitio’s approval was
required to secure a CPAP machine; it is only evidence that NP Lindsay carefully considered
Plaintiff’s course of treatment. Although Plaintiff asserts that “Dr. Sestit[i]o entered an approval
77 Primecare Defs.’ Mot. Summ. J. Ex. A [Doc. No. 132-2] ¶ 5.
78 Primecare Defs.’ Mot. Summ. J. Ex. A [Doc. No. 132-2] ¶ 7.
79 Primecare Defs.’ Mot. Summ. J. Ex. D [Doc. No. 132-5] at ECF pages 25–26.
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in the network on March 9th, 2017,” for Plaintiff’s March 15 follow-up appointment, the record
cited by Plaintiff does not mention Dr. Sestitio or any other doctor. The record shows that NP
Kline created the March 15 appointment.80 The record contains no evidence that Dr. Sestitio was
at all involved in Plaintiff’s treatment during his second incarceration, or that requests for CPAP
machines needed to be routed through a single person. Moreover, even if Dr. Sestito’s approval
were required, Plaintiff has not shown that this could cause a delay serious enough to amount to
deliberate indifference.
It is unfortunate that Plaintiff does not feel as though he had adequate medical care at the
MCCF, and the Court is conscious of Plaintiff’s assertion that he suffered anxiety and severe
discomfort that he attributes to his lack of a CPAP machine. However, the record in this case
shows that during the two separate weeks that Plaintiff was incarcerated, he was repeatedly
assessed for issues related to his sleep apnea and repeatedly evaluated for the possibility of
receiving a CPAP machine. “Where a prisoner has received some medical attention and the
dispute is over the adequacy of the treatment, federal courts are generally reluctant to second
guess medical judgments and to constitutionalize claims which sound in state tort law.”81
Plaintiff’s disagreement with NP Lindsay and NP Kline “as to the proper course of his
treatment does not indicate that it was unconstitutionally delayed.”82 When a prisoner is under
continuous care by medical professionals for a medical condition, a delay in providing a specific
80 Pl.’s Response Opp’n Mot. Summ. J. Ex. A [Doc. No. 139-3] at ECF pages 6, 14.
81 United States ex rel. Walker v. Fayette Cnty., 599 F.2d 573, 575 n.2 (3d Cir. 1979).
82 Montgomery v. Aparatis Dist. Co., 607 F. App’x 184, 188 (3d Cir. 2015).
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course of treatment does not present “a sufficient basis for establishing a triable issue of
deliberate indifference.”83
C. Defendant Montgomery County, PA
Counts VI and VII of the Second Amended Complaint allege that Montgomery County
has established customs or policies that are deliberately indifferent to the serious medical needs
of prisoners suffering from sleep apnea and failed to adequately train MCCF employees
surrounding the treatment of prisoners with sleep apnea.84 However, actions brought under
§ 1983 require Plaintiff to show an actual “deprivation of . . . rights, privileges, or immunities
secured by the Constitution and laws.”85 As noted above, the record on summary judgment does
not show any triable allegations that Plaintiff suffered an unconstitutional delay in medical
treatment. “Failure to train” and “policy or custom” claims cannot be sustained where there is no
underlying constitutional injury,86 and summary judgment on these claims against Montgomery
County is appropriate.
83 Bickel v. Miller, 446 F. App’x 409, 413 (3d Cir. 2011) (affirming summary judgment against a prisoner who
alleged that he was not given pain medication for seven days after a transfer where prisoner was under continuous
medical care, and did not provide evidence that a delay in treatment harmed him); see also Beard v. Corizon Health,
Inc., No. CV 14-4129, 2017 WL 368037, at *4 (E.D. Pa. Jan. 24, 2017) (“Although defendant Frias’s delay of one
month in scheduling plaintiff’s [surgical] follow-up visit is not exemplary, it does not amount to deliberate
indifference to a serious need for medical care” even where the follow-up visit was recommended by the plaintiff’s
surgeon); Parker v. Butler Cnty., 832 F. App’x 777, 780–81 (3d Cir. 2020) (holding that even though a prisoner did
not see a doctor who was capable of prescribing a treatment until nineteen days after that treatment was
discontinued, this delay did not demonstrate deliberate indifference of prison medical staff who were actively
monitoring and responding to the plaintiff’s medical condition).
84 Second Am. Compl. [Doc. No. 112] ¶¶ 168–205.
85 42 U.S.C. § 1983.
86 See Grazier ex rel. White v. City of Philadelphia, 328 F.3d 120, 124 (3d Cir. 2003); City of Los Angeles v. Heller,
475 U.S. 796, 799 (1986).
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IV. CONCLUSION
Plaintiff claims that Defendants unconstitutionally delayed his access to a CPAP machine
during his brief stints as a pretrial detainee. However, Plaintiff was continuously under the
medical care of practitioners authorized to prescribe a CPAP machine and there is no evidence
that their decisions were motivated by non-medical considerations. Defendants’ motions for
summary judgment will be granted. An order will be entered.
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