finding that credible allegation of actual innocence constitutes miscarriage of justice that enables federal court to hear merits of otherwise procedurally defaulted habeas claims
How later courts described this case
- finding that credible allegation of actual innocence constitutes miscarriage of justice that enables federal court to hear merits of otherwise procedurally defaulted habeas claims
- “The two-prong standard of Strickland . . . applies to a defendant’s claim that his appellate counsel was ineffective.” (citations omitted)
- “Courts have historically viewed recantation testimony with great suspicion.”
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
JONATHAN F. HARRIS, :
:
Petitioner, : CIVIL ACTION NO. 17-5584
:
v. :
:
MARK GARMON, :
:
Respondent. :
MEMORANDUM OPINION
Smith, J. February 15, 2022
The pro se petitioner seeks habeas corpus relief under 28 U.S.C. § 2254 from his 2007
convictions for third-degree murder, conspiracy, and possession of an instrument of crime after a
jury trial in the Court of Common Pleas of Philadelphia County. The petitioner generally contends
that he is entitled to habeas relief because (1) the prosecutor committed prosecutorial misconduct
in the introduction of his closing argument when he referenced the war in Iraq and the killing of
individuals on the streets of Philadelphia, and (2) his direct appellate counsel was ineffective when
counsel failed to include a claim that the trial court erred when it did not permit the petitioner to
read in a portion of his testimony from a prior trial after the prosecutor indicated that he was going
to read some of this prior testimony as rebuttal evidence.
The magistrate judge issued a comprehensive report and recommendation in which he
recommended that the court deny the habeas petition. The petitioner has filed numerous objections
to this report and recommendation. As discussed below, none of the objections have merit. As
such, the court will overrule the objections, approve and adopt the report and recommendation
(except for one minor modification referenced in this opinion), and deny the habeas petition and
any amendments thereto.
I. BACKGROUND AND PROCEDURAL HISTORY
This federal habeas matter arises out of a September 2001 shooting in Philadelphia which
eventually resulted in the arrest of the pro se petitioner, Jonathan F. Harris (“Harris”).1 Regarding
this shooting,
[t]he Commonwealth alleged that [Harris], a.k.a. “Johnny Cane,” and his
coconspirator, Shaun “Boo” Cherry, confronted victims Leon Bryant and Joseph
“Mackie” Pratt outside the Gold Coast bar in West Philadelphia during the early
morning hours of September 23, 2001. [Harris] believed that Pratt had sucker-
punched his friend. He approached Bryant’s vehicle, where Bryant sat in the
driver’s seat and Pratt sat in the passenger seat. After a brief verbal exchange,
[Harris] jumped on top of the hood of the car and fired numerous shots from a .357–
caliber semiautomatic handgun into the vehicle. Simultaneously, Cherry fired his
.45–caliber semiautomatic handgun at the vehicle from the side. Seven shots struck
Bryant. The vehicle rolled slowly down Lancaster Avenue until a witness, Antwain
Ball, reached into the vehicle and turned off the engine. Ball and his sister tried
unsuccessfully to speak with Bryant but he soon lost consciousness. Bryant was
pronounced dead upon his arrival at the hospital. Both Cherry and Pratt were shot
and killed in separate incidents before they were questioned by police regarding
this shooting.
Commonwealth v. Harris, No. 357 EDA 2013, 2014 WL 10962349, at *1 (Pa. Super. Apr. 15,
2014) (“Harris II”).
This shooting incident resulted in Harris being tried three times in the Court of Common
Pleas of Philadelphia County.2 The first trial occurred in August 2003, where Harris was tried
before a jury “for the murder of Bryant, the attempted murder of Pratt, and several other lesser
crimes including possessing an instrument of crime (PIC), recklessly endangering Pratt (REAP),
and criminal conspiracy.”3 Id. Harris represented himself during this trial, although he did have
1 As explained later in this opinion, this court referred this matter to United States Magistrate Judge Richard A. Lloret
for a report and recommendation. See Doc. No. 5. Judge Lloret issued a report and recommendation in which he
thoroughly set forth the factual and procedural history in this matter. See R. & R. at 3–6, Doc. No. 23. Harris did not
object to Judge Lloret’s factual and procedural history. See generally Obj. to R. & R., Doc. No. 25. As such, the court
adopts and incorporates Judge Lloret’s factual and procedural summary into this opinion. The court will nonetheless
recite some of the factual and procedural history insofar as necessary for the analysis in this opinion.
2 Harris’s criminal action is docketed at No. CP-51-CR-409431-2002.
3 The Honorable James Albert Lineberger, now deceased, presided over this trial.
the benefit of standby counsel. Id. At the conclusion of the trial, although the jury acquitted Harris
of first-degree murder and voluntary manslaughter, it was unable to reach a unanimous verdict as
to the remaining charges. Id. As such, the trial court declared a mistrial. See Commonwealth v.
Harris, 979 A.2d 387, 390 (Pa. Super. 2009) (“Harris I”).
Harris’s second trial occurred in December 2003. See id. As with the first trial, Harris
represented himself with the assistance of standby counsel. See Harris II at *1. At the conclusion
of this second trial, the jury (1) convicted Harris of PIC and criminal conspiracy, (2) acquitted him
of REAP, and (3) deadlocked on third degree murder. See id. The trial court later sentenced Harris
to two and a half to five years’ incarceration on the PIC conviction and a consecutive ten to 20
years’ incarceration on the criminal conspiracy conviction.4 See id. The trial court also granted the
Commonwealth’s motion to nolle pros the third-degree murder charge. See id.
Harris appealed from his conviction and sentence to the Superior Court of Pennsylvania,
and, with the assistance of counsel, argued on appeal that the trial court erred in permitting him to
proceed pro se at trial without first conducting a full colloquy. See id. The Superior Court agreed
that the trial court’s colloquy was inadequate, vacated the judgment of sentence, and remanded the
matter for a new trial in September 2005.5 See id.
Harris’s third jury trial occurred in January 2007. See id. at *2. Prior to the trial
commencing, the Commonwealth moved to withdraw the nolle pros of the third-degree murder
charge, and the trial court granted that motion and reinstated this charge. See id. at *1. This
reinstated charge and the charges of PIC and criminal conspiracy were the charges at issue for this
third trial. See id. at *2.
4 The Honorable Renee Cardwell Hughes, now retired, presided over the second trial and sentenced Harris. See Harris
I at 390.
5 The Superior Court’s opinion is attached to appendix I to the respondents’ response in opposition to Harris’s habeas
petition. See Doc. No. 16 at ECF pp. 133–41.
As with the first two trials, Harris represented himself during the third trial. See Harris I at
390. At the conclusion of the trial, the jury convicted Harris of third-degree murder, criminal
conspiracy, and PIC. See id. The trial court later sentenced Harris to 20 to 40 years’ incarceration
for third-degree murder, a consecutive 20 to 40 years’ incarceration for criminal conspiracy, and
a consecutive two and one half to five years for PIC. See id. Thus, the total aggregate sentence was
a minimum of 42 ½ years to a maximum 85 years’ incarceration.
Harris filed a pro se appeal from his judgment of sentence, and the Superior Court
remanded the case for the trial court to appoint counsel to represent Harris on appeal. See Harris
I at 390 n.1; see also Docket, Commonwealth v. Harris, No. CP-51-CR-409431-2002 (Philadelphia
Cty. Ct. Com. Pl.). The trial court appointed counsel to represent Harris, and through counsel,
Harris raised seven issues on appeal:
1. Did the trial court err in denying the defendant’s motion for recusal without a
hearing?
2. Did the trial court err in failing to properly instruct the jury as to mere presence?
3. Did the trial court err in allowing the prosecution to read the defendant’s prior
testimony concerning Joseph Pratt?
4. Did the trial court err in repeatedly interrupting the defendant’s pro se closing
argument?
5. Did the court err in lifting the nolle prosequi without a hearing?
6. Did the prosecutor engage in misconduct during his closing argument?
7. Did the trial court err in allowing the prosecutor to introduce portions of the bail
motion as an admission of guilt?
Harris I at 390–91.
The Superior Court rejected Harris’s claims and affirmed his judgment of sentence on
August 11, 2009. See generally id. Although Harris initially filed a petition for allowance of appeal
with the Pennsylvania Supreme Court, he withdrew the petition before the Court decided it. See
Harris II at *2; see also Docket, Commonwealth v. Harris, No. 516 EAL 2009 (Pa.), available at:
https://ujsportal.pacourts.us/Report/PacDocketSheet?docketNumber=516%20EAL%202009&dn
h=BZh3TfrtPy%2BpbmlpEAZVeA%3D%3D (showing that Harris discontinued action on
January 28, 2010).
After concluding his direct appellate challenge to his judgment of sentence, Harris began
his collateral attack when he timely filed a petition for post-conviction collateral relief under
Pennsylvania’s Post Conviction Relief Act, 42 Pa. C.S. § 9541−46 (“PCRA”) on March 4, 2010.6
See Harris II at *2. In this petition, Harris raised ineffective assistance of counsel claims relating
to his direct appellate counsel. See id.
The PCRA court permitted Harris to prosecute his PCRA petition pro se and later
conducted a hearing which was limited to argument on one of his claims.7 See id. The PCRA court
denied Harris’s petition via an order entered on January 11, 2013. See id. Harris then appealed
from that order to the Superior Court, and he raised the following issues on appeal:
I. WAS APPELLANT DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE [ASSISTANCE OF] COUNSEL, DUE TO APPELLATE
COUNSEL’S FAILURE TO RAISE ON DIRECT APPEAL THE ISSUE OF
COLLATERAL ESTOPPEL PURSUANT TO ASHE V. SWENSON[,] DENYING
APPELLANT HIS FIFTH AMENDMENT ... DOUBLE JEOPARDY [RIGHT]?
2. WAS APPELLANT DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE [ASSISTANCE OF] COUNSEL, DUE TO APPELLATE
COUNSEL’S FAILURE TO RAISE ON DIRECT APPEAL ... THAT
APPELLANT WAS DENIED HIS SPEEDY TRIAL RIGHTS?
6 Under the PCRA, “[a]ny petition under this subchapter, including a second or subsequent petition, shall be filed
within one year of the date the judgment becomes final[.]” 42 Pa. C.S. § 9545(b)(1). “[A] judgment becomes final at
the conclusion of direct review, including discretionary review in the Supreme Court of the United States and the
Supreme Court of Pennsylvania, or at the expiration of the time for seeking the review.” Id. § 9545(b)(3).
7 During the PCRA proceedings, the matter was reassigned from Judge Hughes to the Honorable Benjamin Lerner
due to Judge Hughes’s retirement. See Docket, Commonwealth v. Harris, No. CP-51-CR-409431-2002 (Phila. Cty.
Ct. Com. Pl.), available at: https://ujsportal.pacourts.us/Report/CpDocketSheet?docketNumber=CP-51-CR-0409431-
2002&dnh=F7IXYKu9yUJsgpDEwUKWNA%3D%3D.
3. DID THE PCRA COURT ERR BY CONCLUDING THAT THE EVIDENCE
WAS OVERWHELMING TO DENY APPELLANT RELIEF THAT HIS DUE
PROCESS RIGHTS WERE VIOLATED, WHEN THE TRIAL COURT DENIED
APPELLANT THE OPPORTUNITY TO PRESENT PORTIONS OF
APPELLANT’S PRIOR TESTIMONY ... [THAT WOULD] ... REBUT THE
MISLEADING PORTIONS READ IN BY THE COMMONWEALTH?
4. DID THE PCRA COURT ERR BY FAILING TO ADDRESS APPELLANT’S
THIRD AMENDED PETITION?
Id. (alterations in original) (citation and internal footnote omitted).
In analyzing these issues, the Superior Court concluded that Harris had waived any issue
relating to the PCRA court not addressing his third amended petition for his failure to include it in
his Pennsylvania Rule of Appellate Procedure 1925(b) statement. See id. at *3. The Superior Court
also determined that its review of the PCRA court’s denial order was “hindered” by the lack of
testimony from Harris’s direct appellate counsel. See id. As such, the Superior Court vacated the
PCRA court’s denial order and remanded the case to the PCRA court for a hearing on Harris’s
ineffective assistance of counsel claims. See id.
On remand, the PCRA court held an evidentiary hearing on July 22, 2014, during which
Harris’s direct appellate counsel testified. See Commonwealth v. Harris, No. 2693 EDA 2015,
2016 WL 5266560, at *3 (Pa. Super. July 21, 2016) (“Harris III”). The PCRA court then dismissed
Harris’s PCRA petition for lack of merit on August 20, 2015. See id. Harris filed an appeal from
the dismissal order to the Superior Court on August 28, 2015. See id.
On appeal, Harris raised the following issues:
1. WAS APPELLANT DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE COUNSEL, DUE TO APPELLATE COUNSEL’S FAILURE TO
PROPERLY RAISE ON DIRECT APPEAL THE ISSUE OF COLLATERAL
ESTOPPEL PURSUANT TO ASHE V. SWENSON DENYING APPELLANT HIS
FIFTH AMENDMENT RIGHT TO DOUBLE JEOPARDY?
2. WAS APPELLANT DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE COUNSEL, DUE TO APPELLATE COUNSELS FAILURE TO
RAISE ON DIRECT APPEAL, THAT APPELLANT WAS DENIED HIS
SPEEDY TRIAL RIGHTS, WHEN THE COMMONWEALTH NOLLE PROSSE
[sic] THE CHARGE OF THIRD DEGREE MURDER AFTER A MISTRIAL ON
THE CHARGE THEN REOPENED IT THREE YEARS LATER?
3. WAS APPELLANT DENIED HIS SIXTH AMENDMENT RIGHT TO
EFFECTIVE COUNSEL, DUE TO APPELLATE COUNSEL’S FAILURE TO
RAISE ON DIRECT APPEAL THE TRIAL COURT’S FAILURE TO ALLOW
APPELLANT TO READ CERTAIN PORTIONS OF PRIOR TESTIMONY TO
REBUT PORTIONS READ BY THE COMMONWEALTH?
4. DID THE PCRA COURT ERR BY FAILING TO CONSIDER THAT IT WAS
“GOVERNMENTAL INTERFERENCE” THAT PRECLUDED APPELLANT
FROM RAISING IN THE PRIOR 1925(b) THAT IT WAS ERROR FOR THE
PCRA COURT TO NOT CONSIDER APPELLANT’S THIRD AMENDED
PETITION?
Id. (alteration in original) (citation omitted).
The Superior Court affirmed the PCRA court’s dismissal of Harris’s PCRA petition on
July 21, 2016. See id. at *9. Harris filed a petition for reargument and reconsideration, which the
Superior Court denied on September 22, 2016. See Docket, Commonwealth v. Harris, No. 2693
EDA 2015 (Pa. Super.), available at:
https://ujsportal.pacourts.us/Report/PacDocketSheet?docketNumber=2693%20EDA%202015&d
nh=%2BbCRSQKqDQE%2BRsrH8sbQaA%3D%3D. Harris then filed a petition for allowance of
appeal with the Pennsylvania Supreme Court, which the Court denied on April 18, 2017. See id.
After unsuccessfully challenging his convictions and sentence in the state courts, Harris
commenced this federal action by filing a petition for a writ of habeas corpus under 28 U.S.C. §
2254 on December 8, 2017.8 See Doc. No. 1. In this petition, Harris included two claims. First, he
asserted that his appellate counsel was ineffective for “failing to argue a Rule 106 issue,” namely
8 The federal “prisoner mailbox rule” provides that a pro se prisoner’s petition is deemed filed “at the time petitioner
delivered it to prison authorities for forwarding to the court clerk.” Houston v. Lack, 487 U.S. 266, 275–76 (1988).
Here, Harris included a declaration that he delivered his section 2254 petition to the prison mailing system on
December 8, 2017. See Doc. No. 1 at ECF p. 15. The court has therefore used December 8, 2017, as the filing date.
that the trial court violated Harris’s Fourteenth Amendment due process rights by allowing the
prosecutor “to read excerpts from [Harris’s] prior trial, and [the trial court only gave Harris] the
option to take the stand to rebut the portions read by the prosecutor. Pet. Under 28 U.S.C. § 2254
for Writ of Habeas Corpus by a Person in State Custody at ECF pp. 5, 20, Doc. No. 1. Second,
Harris claims that the prosecutor committed prosecutorial misconduct when the prosecutor, in his
closing argument to the jury, brought up “the murder rate in Philadelphia, and how people are
being killed in the streets of Philadelphia, and compared the war in Iraq to the streets of
Philadelphia and the senseless murder in crime.” Id. at ECF p. 7.
Harris filed a “Rule 7 Motion to Expand the Record” on January 4, 2018,9 which this court
granted on January 10, 2018. See Doc. Nos. 3, 4. On January 12, 2018, the court referred this
matter to the Honorable Richard A. Lloret for a report and recommendation. See Doc. No. 5.
Harris filed a motion to amend his habeas petition on July 6, 2018,10 which Judge Lloret
granted on August 16, 2018. See Doc. Nos. 8, 11. Harris then filed an “Amended Petition in
Support of Section 2254” on September 14, 2018, which included the request he made in his prior
motion to amend.11 Compare Doc. No. 8 (seeking to have the court consider Brooks v. Gilmore as
part of habeas petition), with Doc. No. 13 (same).
9 In this motion, Harris indicated that he wanted the court to consider Commonwealth v. McClure, 144 A.3d 970 (Pa.
Super. 2016) in support of his “Rule 106 issue” and Commonwealth v. Vanistendael, No. 1080 WDA 2016, 2017 WL
3219471 (Pa. Super. July 28, 2017) in support of his “prosecutor misconduct argument.” Rule 7 Mot. to Expand the
R. at 1, Doc. No. 3.
10 In this motion, Harris sought to amend his habeas petition and supporting memorandum of law to include Brooks v.
Gilmore, Civ. A. No. 15-5659, 2017 WL 3453324 (E.D. Pa. Aug. 11. 2017) for “persuasive argument pertaining to
prejudice arguments.” Mot. to Amend Section 2254 at 1, Doc. No. 8. More specifically, he asserted that this case
would “show that the alleged errors that was [sic] committed during trial coupled with the reasonable doubt charge
given by [J]udge Hughes, should in no way be considered as harmless errors.” Id.
11 As with the prior motion, Harris wants the court to consider Brooks v. Gilmore as part of this proceeding. See Am.
Pet. in Supp. of Section 2254 at 1, Doc. No. 13. He explains that he “seeks to use [Brooks] in support of his original
claims, and to rebut any harmless argument that may be made by the Commonwealth.” Id. He further explains that he
would like the record to reflect that [he] is in no way attempting to argue this issue. [He] is well
aware that [he] waived this issue for failing to argue it, or object to it during trial. [He] seeks to use
this case in support of the claims argued in the original petition. The district judge[] stated “the
The respondents filed a response to the habeas petition on November 20, 2018. See Doc.
No. 16. Harris then filed a “traverse” in further support of his habeas petition and in reply to the
respondents’ response, which the clerk of court docketed on June 10, 2019. See Doc. No. 20.
Judge Lloret issued a report and recommendation on May 19, 2020 (the “R&R”). See Doc.
No. 23. With respect to Harris’s claims, Judge Lloret first thoroughly addressed Harris’ claim that
his appellate counsel was ineffective for failing to argue that the trial court erred when allowing
the prosecutor to read portions of Harris’s testimony from a prior trial while also ruling that Harris
had the option to take the stand to rebut the portions read by the prosecutor. See R. & R. at 1–2,
11–47. Judge Lloret determined that the state court’s decision was not an unreasonable application
of Supreme Court precedent or based on an unreasonable determination of the facts. See id. at 2,
42–47.
Judge Lloret then addressed Harris’s prosecutorial misconduct claim. See id. at 2, 47–52.
Judge Lloret concluded that the state courts’ decision to reject Harris’s prosecutorial misconduct
claim was not an unreasonable application of Supreme Court precedent. See id. at 2, 50–52.
reasonable doubt standard exists to protect the presumption of innocence, that bedrock axiomatic
and elementary principle lies at the foundation of the administration of our criminal law.” [H]e
further stated, “the Supreme Court has held that the reasonable doubt standard is indispensable, for
it impresses on the trier of fact the necessity of reaching a subjective state of certitude of the facts
at issue.” A jury charge that defines this fundamental principle by means of an emotionally charged
example weighted in favor of resolving doubt for the purpose of providing life-saving care to a loved
one does not perform that function.” [sic]
Petitioner ask [sic] that this Court consider while deciding petitioner [sic] case the impact
the reasonable doubt charge, coupled with the prosecutor’s misconduct and the trial court’s error,
along with the fact that the evidence wasn’t overwhelming, and the prosecution’s success depended
upon the jury’s acceptance from three alleged eyewitnesses, two of whom recanted to statements
that never matched the crime scene, and one who [sic] testimony shows he didn’t even witness the
shooting, let alone see petitioner commit the crime, see petitioners [sic] contradicted evidence and
non[-]harmless error argument at pages 19-21.
The district judge clearly states, “that the instruction as a whole violates due process rights,
because the jury could interpret it to allow a conviction based on any “degree of proof below”, the
reasonable doubt standard.
Id. at 1–2.
In addition to these two claims, Judge Lloret interpreted Harris’s amended habeas petition
as including a claim “that the trial judge presiding over his third trial erred in instructing the jury
regarding reasonable doubt.” Id. at 3. Judge Lloret acknowledged that Harris indicated that he was
not asserting a claim based on the reasonable doubt jury instruction, but nonetheless determined
that the claim was barred because it was unexhausted and procedurally defaulted. See id. at 3, 50
n.35.
Harris filed objections to the R&R on July 27, 2020. See Doc. No. 25. The respondents did
not file a response to the objections. The objections are ripe for disposition.
II. DISCUSSION
A. Standard of Review
Upon timely and specific objection by a party to a portion of a report and recommendation
issued by a magistrate judge, the district court “is obliged to engage in de novo review of only
those issues raised on objection.” Morgan v. Astrue, Civ. A. No. 08-2133, 2009 WL 3541001, at
*2 (E.D. Pa. Oct. 30, 2009) (citing 28 U.S.C. § 636(b)(1) and Sample v. Diecks, 885 F.2d 1099,
1106 n.3 (3d Cir. 1989)); see 28 U.S.C. § 636(b)(1) (“A judge of the court shall make a de novo
determination of those portions of the report or specified proposed findings or recommendations
to which objection is made.”); Robinson v. Hicks, 450 F. App’x 168, 172 (3d Cir. 2011) (“The
District Court must conduct a de novo review of the portions of the R & R to which objections are
made.”). Despite this de novo review, the court may “rely upon the magistrate judge’s proposed
recommendation to the extent that [the court], in the exercise of sound discretion, deem[s] proper.”
Wallace v. Keen, Civ. A. No. 3:12-CV-1366, 2012 WL 5197948, at *1 (M.D. Pa. Oct. 19, 2012)
(citing United States v. Raddatz, 447 U.S. 667, 676 (1980) and Goney v. Clark, 749 F.2d 5, 7 (3d
Cir. 1984)). In conducting this review, the court may “accept, reject, or modify, in whole or in
part,” the report’s findings and recommendations. 28 U.S.C. § 636(b)(1). “The judge may also
receive further evidence or recommit the matter to the magistrate judge with instructions.” Id.
B. Analysis
Harris raises numerous objections to the R&R. The court will address each objection in
turn, starting with Harris’s objections to portions of the R&R dealing with his ineffective assistance
of counsel claim and then turning to his objections to portions of the R&R addressing his
prosecutorial misconduct claim.
1. Objections to Portions of R&R Addressing Ineffective Assistance of Counsel Claim
a. First Objection
As indicated above, Harris contends that his direct appellate counsel was ineffective for
failing to argue on direct appeal that the trial court erred in refusing to allow Harris to read in a
portion of his testimony from a prior trial after the prosecutor indicated that he was going to
introduce portions of that testimony as rebuttal evidence. To establish that his direct appellate
counsel was ineffective, Harris has to “first demonstrate[] that his counsel’s performance fell
below an objective standard of reasonableness.” Nguyen v. Att’y Gen. of N.J., 832 F.3d 455, 464
(3d Cir. 2016) (citing Strickland v. Washington, 466 U.S. 668, 688 (1984)); see Smith v. Robbins,
528 U.S. 259, 285 (2000) (applying Strickland standard to claims of ineffective assistance of
appellate counsel); United States v. Cross, 308 F.3d 308, 315 (3d Cir. 2002) (“The two-prong
standard of Strickland . . . applies to a defendant’s claim that his appellate counsel was ineffective.”
(citations omitted)). “In making this determination, Strickland cautioned that courts should be
‘highly deferential’ when assessing counsel’s performance and requires courts to ‘indulge a strong
presumption that counsel’s conduct falls within the wide range of reasonable professional
assistance.” United States v. Scripps, 961 F.3d 626, 632 (3d Cir. 2020) (quoting Strickland, 466
U.S. at 689).
In addition to establishing that counsel’s performance was objectively unreasonable, Harris
“must show that he was prejudiced by counsel’s deficient performance, meaning that ‘there is a
reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding
would have been different.’” Id. (quoting Strickland, 466 U.S. at 694); see United States v.
Mannino, 212 F.3d 835, 845 (3d Cir. 2000) (“[T]he prejudice prong of a Strickland analysis is
satisfied if there is a reasonable probability that the result of the appeal would have been different
had counsel’s stewardship not fallen below the required standard.”). “A ‘reasonable probability’
means a probability ‘sufficient to undermine confidence in the outcome.’” Nguyen, 832 F.3d at
464 (quoting Strickland, 466 U.S. at 694). Also, “there is no reason for a court deciding an
ineffective assistance claim to . . . address both components of the inquiry if the defendant makes
an insufficient showing on one” of the two requirements. Strickland, 466 U.S. at 697. “Thus, unless
there is a finding that counsel acted unreasonably, there is no need to consider whether there was
prejudice that can be attributed to his representation.” Nguyen, 832 F.3d at 464 (citing Strickland,
466 U.S. at 697). Conversely, the court may address the prejudice prong first, “‘[i]f it is easier to
dispose of an ineffectiveness claim on the ground of lack of sufficient prejudice.’” United States
v. Travillion, 759 F.3d 281, 289 (3d Cir. 2014) (quoting Strickland, 466 U.S. at 697).
In the R&R, Judge Lloret addressed Harris’s ineffectiveness argument by providing a
thorough background of Harris’s state court proceedings, particularly those illustrating the history
of this claim. In this background section, Judge Lloret addressed a dispute in the record as to
exactly which portions of his prior testimony Harris sought to have introduced during his trial. See
R. & R. at 31–33.
Judge Lloret pointed out that at his PCRA hearing, Harris informed the PCRA court about
which testimony he wanted the jury to hear:
Mr. Harris: The last time we had this hearing, Your Honor, for some reason my
argument, I think I confused you, Your Honor, and you basically
took my argument to say that it wasn’t my bullet that killed him, it
was my co-defendant’s. I never made such argument. In fact, I
testified at all my previous trials I was a block away when this
shooting happened. I didn’t get on the stand on the third trial because
I got tired of answering questions about Joseph Matthew Pratt.
Now, Your Honor, in this issue, Your Honor, by Judge Hughes not
allowing me to read this prior testimony—can I read to you these
two excerpts of the prior testimony I wanted to read in? I want you
to listen to what it is, Your Honor.
The Court: Sure.
Mr. Harris: Okay, this is a question from the Commonwealth to me: “You said
something I wanted to ask you about a second ago. You said they
come to court and don’t tell the truth, they come and lie, that makes
you look guilty.”
Answer: “No. I didn’t say they come to court with a lie or they try
to lie by saying I didn’t sign the statement, that makes me look guilty
because it seems like I am either intimidating them because they
were around me.”
Now, question: “But you would agree because you yourself said it,
I never brought it up, that when witnesses come to court and go
south, it makes you look guilty.”
My answer was: “If these witnesses somehow makes [sic] a
statement and their statement is exactly what the crime scene say it
is and they made the statements at one time, now they saying I didn’t
make them statements, then, yeah, I would agree it would make a
person look guilty.”
This is what I wanted the jury to hear.
Id. at 31–32 (quoting N.T., Oct. 7, 2014, at 18–22).
After referencing this testimony, Judge Lloret then explained that, even though Harris was
claiming as part of his PCRA action that he wanted these portions of his testimony read into the
record, this “was not, in fact, what . . . Harris had argued during the third trial that he wanted to
place before the jury to complete the portion submitted by the Commonwealth on rebuttal.” Id. at
32 n.24. Instead,
[a]ll of the . . . submissions [prior to Harris’s September 3, 2014 memorandum of
law submitted to the PCRA court prior to the October 7, 2014 hearing] by both the
Commonwealth and . . . Harris were in agreement that the passage . . . Harris wished
to read in at the third trial was that found at page 104 of the December 18, 2003
transcript[.]
Id. Judge Lloret then cited to numerous submissions which indicated that this single passage on
page 104 of the December 18, 2003 transcript was what Harris had argued he wanted read into the
record at trial. See id. He then pointed out that the Commonwealth had informed the PCRA court
that Harris’s argument had changed regarding the portions of the prior testimony he had wanted
read into the record. See id. (citing Commonwealth’s Mar. 18, 2015 Ltr. Br. at 10, n.7).
After considering this background, Judge Lloret
agree[d] that . . . Harris’ claim, as originally presented to the state court, was limited
to the single passage at page 104 of the December 18, 2003 transcript. See supra,
at 13 (italicized testimony). To the extent that his habeas [claim] is based on the
additional testimony cited to Judge Lerner at the PCRA hearing on October 7, 2014,
the argument is barred because he did not raise it with the trial judge or on direct
appeal. Nor can . . . Harris blame his appellate attorney for failing to raise the
additional testimony from a prior trial during . . . Harris’ direct appeal. . . . Harris
conducted his third trial pro se and is responsible for the material actually presented
to the trial judge, which did not include the added material belatedly mentioned
during the PCRA hearing.
Id.
Harris objects to Judge Lloret’s determination that his ineffective assistance claim is
limited to a single passage that he wanted read into the record at the time of his trial and not any
additional passages from his prior testimony.12 See Objs. at 1. He appears to assert that he used the
12 In the objections, Harris describes the R&R as stating: “‘[P]etitioner waived any challenge to the additional
testimony from N.T. 12/18/03 pgs. 107-108’, and that petitioner’s argument should be based off the single passage at
n.t. [sic] 12/18/04 [sic].’ [sic]” Obj. to R. & R. ( “Objs.”) at 1, Doc. No. 25 (citing R. & R. at 32–33). While Harris’s
single passage mentioned at trial “as an example of how the prosecutor was trying to distort the
record,” and he did not intend to limit his argument to that passage. Id. He also states that the trial
judge “never gave [him] the opportunity to explain his argument or ask [him] what he would like
read in to correct the misleading impression,” and the judge “interrupted [his] argument and only
gave [him] the choice to take the stand, or object[.]” Id.
He further argues that he and the Commonwealth never “agreed” on anything relating to
the prior testimony. Id. He claims that he “requested at trial to read it all.” Id. He further contends
that he “challenged the additional evidence at the first available opportunity, which was at the
PCRA level, before that court rendered a decision.” Id.
Harris’s objection is meritless. As for his claim that Judge Lloret erred in saying that he
and the Commonwealth were “in . . . agreement” on the portion of the testimony Harris wanted
read into the record, Harris misconstrues the R&R. Judge Lloret never states that there was an
actual agreement; instead, he merely explained that neither side included any reference to Harris
wanting to read additional portions of his prior testimony into the record until just prior to his
PCRA hearing. Judge Lloret accurately referenced multiple submissions that did not discuss any
testimony that Harris wanted read into the record, other than the single passage at page 104 of the
December 18, 2003 transcript. As such, Harris has not shown that the court should disturb this
portion of the R&R.
Judge Lloret also appropriately determined that the first time Harris indicated that he
wanted additional portions of his prior testimony read into the record was at the time of his PCRA
proceedings and not during the trial. In this regard, Judge Lloret accurately cited to the on-the-
recitation seemingly encompasses Judge Lloret’s conclusions, the court was unable to locate these quotations in the
R&R.
record argument he had with the trial judge relating to the prosecutor’s request to read portions of
his prior testimony into the record:
Mr. Harris: The only thing I have a problem with, I understand what he is saying
as far as the read back. He wants to read back. I have no problem
with certain portions, but there is one portion, Your Honor, where
he is reading one part, skipping over another part, and reading one
part. So it makes it sound like, say, for instance, right here, Your
Honor, page 104, Your Honor.
The Court: Page 104.
Mr. Harris: Number 18, Your Honor.
The Court: Thank you. And what line would you be referring to?
Mr. Harris: He wants to start at 13. So he wants to go and say, “So I went back
to the block. I asked Jonathan. I said Who is Marvin Wilson? He
said Jonathan said he is sitting right here. So he came back before
me. I guess I told him the story already so he looked a little scared
like I was going to do something to him.”
And he wanted to stop right there. Because it says, first of all, I’m
not stupid. I’m not going to do something to somebody that is going
to be a witness. That is like taking one problem and making another
problem.
The Court: The problem you have, Mr. Harris, is that [the] Commonwealth is
entitled to put your statements into the record, even statements you
made under oath.
The Commonwealth cannot be compelled to put your exculpatory
statements into the record. They cannot. So he is entitled to read
those portions of the testimony that you gave under oath. Period. He
is not entitled to read everything that you said because you said a
bunch of stuff to benefit yourself and he is not compelled to read
that. Period.
Mr. Harris: Okay. As he is reading that part, I can’t tell the jury --
The Court: Are you going to take the stand? You are going to get up and sa[y]
you changed -- you already rested.
Mr. Harris: Yeah, but that’s okay.
The Court: Are you going to take the stand?
Mr. Harris: That is what I’m saying. In my closing, he admits his evidence.
The Court: He is putting in the evidence. He didn’t put the whole transcript in,
number 18, so you don’t get to argue it during closing.
Mr. Harris: He gets to put this portion in, Your Honor.
The Court: He gets to put the portion in.
Mr. Harris: Shouldn’t I be able to say, you are going to read your portion, I’m
going to read it all to them.
The Court: You don’t get to tell him that. And you don’t get to tell the jury that.
Mr. Harris: He’s making out a point. He’s trying to make it seem like --
The Court: Mr. Harris, strategic decisions -- it is on the record, Mr. Harris. But
what you need to be clear about is what the law is, and I have tried
to tell you.
Mr. Harris: And it’s wrong.
The Court: Okay. So object.
Mr. Harris: I definitely object.
The Court: Done. Move on.
R. & R. at 13–15 (citing N.T., Jan. 26, 2007, at 20–23).
As evidenced by this exchange with the trial judge, Harris was concerned with the
prosecutor skipping one portion of his prior testimony, in which he essentially testified that he
would not be stupid enough to attempt to intimidate a witness because that would only potentially
create another problem for him. See N.T., Jan. 26, 2007, at 21:11-14. Harris’s entire argument was
based on the omission of this passage. He never informed the trial court that he sought to introduce
any other portion of his prior testimony, much less the prior testimony he identified during the
October 2014 PCRA hearing.
The court recognizes that, near the end of Harris’s conversation with the trial judge, Harris
asks, “Shouldn’t I be able to say, you are going to read your portion, I’m going to read it all to
them?” Id. at 22:23-25 (emphasis added). Despite Harris’s reference to the word “all” here, there
is no indication that he was arguing to the trial court that he wanted to read his entire prior
testimony into the record. Instead, the totality of his argument with the trial court shows that “all”
referred to the single passage of his prior testimony that the prosecutor omitted.13 As such, Judge
Lloret properly determined that Harris only raised an issue with the single passage referenced
above when arguing before the trial court. Thus, even if appellate counsel had raised a claim on
direct appeal relating to the non-introduction of other portions of Harris’s prior trial testimony, he
would have been limited to this single passage due to Harris failing to preserve any objection
regarding other passages of his prior testimony. Accordingly, Judge Lloret properly concluded that
Harris is barred from raising any claim relating to prior testimony beyond the single passage
mentioned above.14
b. Second Objection
For his second objection, Harris objects to Judge Lloret’s finding that
[t]he three sentences excised from [Harris’s] testimony did not create a misleading
impression that required the passage’s admission under the Due Process [C]lause,
whatever the proper result was under state evidentiary rules. The passage read by
13 As an aside, any argument by Harris in this regard would not have complied with Rule 106 of the Pennsylvania
Rules of Evidence, the precise Rule he claims the trial court violated. In this regard, Rule 106 states that “[i]f a party
introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time,
of any other part—or any other writing or recorded statement—that in fairness ought to be considered at the same
time.” Pa. R.E. 106. This Rule “give[s] the adverse party an opportunity to correct a misleading impression.”
Commonwealth v. Passmore, 857 A.2d 697, 712 (Pa. Super. 2004) (citation omitted). It surely does not appear that
the prosecutor’s reading of this portion of Harris’s prior testimony would have required, “in fairness” to Harris, the
reading of the entirety of Harris’s prior trial testimony. Moreover, it is surely unclear that reading the entirety of
Harris’s prior testimony into the record would have corrected any purported misleading impression.
14 In addition, while Harris contends that the trial judge cut him off, there is no indication that the trial court precluded
Harris from identifying the portions of the prior testimony he wanted to introduce. Instead, Harris informed the court
exactly which passage he wanted introduced, which is not the same passages he referenced during the PCRA
proceedings. Thus, the fault for failing to preserve any objection relating to additional prior testimony lies with Harris,
as he represented himself during the trial.
the prosecutor did not suggest in any way that Mr. Harris attempted to intimidate
Mr. Wilson.
Objs. at 2 (citing R. & R. at 43 n.31).15 Judge Lloret included this finding as part of his
determination that the state court did not violate the Due Process Clause by excluding Harris’s
desired prior testimony.16 See R. & R. at 43 n.31.
In addressing the due process issue, Judge Lloret first pointed out that, to the extent that
Harris argued that there was a violation of Pennsylvania Rule of Evidence 106, his argument was
not cognizable on federal habeas review. See id. (explaining that “[f]ederal courts do not sit to
correct error of state evidentiary law” (citing Estelle v. McGuire, 502 U.S. 62, 67–68 (1991)). He
also noted that Harris “did not make or preserve an argument that the Due Process [C]lause
mandated introduction of his snippet of prior testimony.” Id. Even if he did, Judge Lloret explained
that “[t]he exclusion of evidence based on state evidentiary rules rarely amounts to a [d]ue
[p]rocess violation, and it certainly did not in this case.” Id. (citing Marshall v. Lonberger, 459
U.S. 422, 438 (1983)).
Judge Lloret determined that there was no due process violation because the prosecutor
merely read into the record Harris’s own description of the circumstances of his meeting with a
witness, Marvin Wilson.17 See id. More specifically, the recited testimony “was . . . Harris’
15 As with Harris’s first objection, he has misquoted Judge Lloret in this objection. See Objs. at 2 (“The Magistrate
Judge also states ‘the three sentences excised from the defendant’s testimony did not create a misleading impression,
and that the passage read by the prosecutor did not suggest in any way that Mr. Harris attempted to intimidate Mr.
Wilson.” (citation omitted)). He omits the middle portion of Judge Lloret’s statement where he discusses the Due
Process Clause. See R. & R. at 43 n.31.
16 Judge Lloret noted that the Superior Court never definitively concluded that the trial court erred in excluding the
reading of this testimony; instead, the PCRA court did. See R. & R. at 43 n.31.
17 The specific prior testimony read by the prosecutor was:
“So I went back to the block. I asked John-John, I said, ‘Who is Marvin Wilson that stayed at 39th
and Reno Street?’ John-John said, ‘He is sitting right here.’ So he came back before me. I guess he
told him the story already. So he looked real scared like I was going to do something to him.”
N.T., Jan. 26, 2007, at 36:13–20; see also R. & R. at 13 (referencing testimony).
impression of Mr. Wilson’s demeanor at the time Harris confronted Wilson about Wilson’s
statement to police naming Harris as a killer.” Id. Judge Lloret indicated that the portion that Harris
wanted read, about him not being stupid enough to try to intimidate Mr. Wilson, would not alter
or explain Harris’s own impression of Mr. Wilson at the time he met with Harris. See id. Thus, he
concluded that “[t]he excised portion of . . . Harris’ statement is not a clarification of anything that
the prosecutor read to the jury” and “exclusion of th[is] evidence certainly did not amount to a
[c]onstitutional violation.” Id.
Harris contends that Judge Lloret erred here because he “downplay[ed] the seriousness of
the prosecutor’s misuse of the prior testimony.” Objs. at 2. He asserts that the prosecutor “was
allowed to bolster the statements the witnesses disavowed, and argue witness intimidation as the
reason the witness didn’t testify according to the statement.” Id.
This objection also lacks merit. In the first instance, Judge Lloret correctly found that
Harris never argued in the state courts that the trial court violated the Due Process Clause by not
permitting him to introduce a portion of his prior testimony. Thus, “any attempt to present the
claim as a due process violation in this court would result in a finding that the claim is unexhausted
and procedurally defaulted.” Yancey v. Lockett, Civ. A. No. 2007-CV-1963, 2008 WL 423485, at
*7 (E.D. Pa. Feb. 14, 2008) (citations omitted).18
18 Regarding procedural default, a habeas petitioner must present all claims to the state courts before a district court
may entertain them. See 28 U.S.C. § 2254(b)(1)(A) (“An application for a writ of habeas corpus on behalf of a person
in custody pursuant to the judgment of a State court shall not be granted unless it appears that--(A) the applicant has
exhausted the remedies available in the courts of the State . . . .”). “[T]he exhaustion doctrine is designed to give the
state courts a full and fair opportunity to resolve federal constitutional claims before those claims are presented to the
federal courts[.]” O’Sullivan v. Boerckel, 526 U.S. 838, 845 (1999). Thus, “state prisoners must give the state courts
one full opportunity to resolve any constitutional issues by invoking one complete round of the State’s established
appellate review process.” Id.
Harris could excuse a procedural default if he can show cause for the procedural default and actual prejudice
arising therefrom, or that a fundamental miscarriage of justice will result if the claim is not considered. Coleman v.
Thompson, 501 U.S. 722, 750 (1991). Harris could demonstrate cause for procedural default if he can show that some
objective factor external to the defense impeded or prevented his ability to comply with the state procedural rules.
Caswell v. Ryan, 953 F.2d 853, 862 (3d Cir. 1992). The cause must be “something that cannot fairly be attributed to
[Harris].” Coleman, 501 U.S. at 753. To show prejudice, Harris must present evidence that this factor did more than
Even if Harris had properly preserved and asserted a due process claim, the court
recognizes that because the “Due Process Clause does not permit the federal courts to engage in a
finely-tuned review of the wisdom of state evidentiary rules,” Rosario-Torres v. Lane, Civ. No.
3:16-cv-1891, 2019 WL 5692537, at *8 (M.D. Pa. Nov. 1, 2019) (quoting Marshall, 459 U.S. at
438 n.6), such rulings are generally entitled to deference by the federal habeas court. Id. (citing
Crane v. Kentucky, 476 U.S. 683, 690 (1986)). However, a federal habeas court may review a state
evidentiary ruling if a due process violation is alleged. See Yancey, 2008 WL 423485, at *7 (“[A]
state evidentiary ruling can provide a basis for habeas relief if the ruling violated due process.”).
The challenged evidentiary ruling must “offend[] some principle of justice so rooted in the
traditions and conscience of our people as to be ranked as fundamental” to violate due process.
Wright v. Rivard, 856 F. App’x 16, 22 (6th Cir. 2021) (quoting Wilson v. Sheldon, 874 F.3d 470,
475–76 (6th Cir. 2017)).
Judge Lloret correctly concluded that the state court’s evidentiary ruling did not amount to
a due process violation. Rather than “downplaying” the seriousness of the prosecutor’s use of
Harris’s prior testimony, as Harris alleges, Judge Lloret properly characterized the testimony as
Harris’s impression of Mr. Wilson’s demeanor when they met in prison. Moreover, as Judge Lloret
explained, Harris was able to cross-examine witnesses during trial to get across to the jury his
belief that the police had fabricated the statements of Mr. Wilson and other witnesses. See R. & R.
merely create a possibility of prejudice; it must have “worked to [Harris’s] actual and substantial disadvantage.”
Murray v. Carrier, 477 U.S. 478, 494 (1986) (quoting United States v. Frady, 456 U.S. 152, 170 (1982)). The
“fundamental miscarriage of justice” exception to procedural default is concerned only with “actual” innocence and
petitioner must show that in light of new evidence it is more likely than not that no reasonable juror would have
convicted him absent the claimed error. Schlup v. Delo, 513 U.S. 298, 327−28 (1995); see also Hubbard v. Pinchak,
378 F.3d 333, 338 (3d Cir. 2004) (finding that credible allegation of actual innocence constitutes miscarriage of justice
that enables federal court to hear merits of otherwise procedurally defaulted habeas claims), cert. denied, 543 U.S.
1070 (2005).
Harris has not even attempted to show cause, prejudice, or a miscarriage of justice here. As such, any
procedural default is not excused.
at 43 n.31. Furthermore, Harris surely argued to the jury as part of his closing that he never asked
a witness to lie for him and he never intimidated any witnesses. See, e.g., N.T., Jan. 26, 2007, at
pp. 67:22-25–68:2-7. Accordingly, Harris has not shown that Judge Lloret erred in concluding that
any possible violation of Pennsylvania Rule of Evidence 106 by the trial court undermined the
fundamental fairness of his entire trial, and the court overrules this objection as well.
c. Third Objection
For his third objection, Harris claims that Judge Lloret erred in noting that the Superior
Court never concluded that the trial court violated Pennsylvania Rule of Evidence 106; instead,
the PCRA court reached this conclusion. See Objs. at 2 (citing R. & R. at 43). Harris points out
that the PCRA court and the Commonwealth had agreed that the trial court violated Rule 106, and
the Superior Court “never disturbed the P[C]RA court’s finding concerning the trial court’s error.”
Id.
This objection is without merit. It is unclear precisely what Harris is objecting to here. He
has not pointed out anything inaccurate in the R&R as the Superior Court never found a Rule 106
violation, just as Judge Lloret indicated. In addition, it is immaterial for purposes of this habeas
review whether the Commonwealth agreed that there was a Rule 106 violation or not.19 Therefore,
this third objection is overruled.
d. Fourth Objection
Harris’s fourth objection reflects his opposition to Judge Lloret’s determination that
“[t]here was significant evidence presented at trial that suggested . . . Harris did, in fact, make
19 The court notes that the respondent here does not concede that the trial court violated Rule 106. See Resp. to Pet.
for Writ of Habeas Corpus (“Resp.”) at 17, Doc. No. 16 (“But here, there was no misleading impression to correct.
The portion of petitioner’s prior testimony that the Commonwealth introduced did not suggest that petitioner had done
anything to intimidate Mr. Wilson. To the contrary, the passage made clear that, despite any initial fright, Mr. Wilson
had a genial conversation with petitioner (N.T. 1/26/07, 36).”).
attempts to influence the testimony of the three eyewitnesses who gave statements to police
naming him as one of the shooters of Mr. Bryant.” R. & R. at 43 n.31; Objs. at 2.20 Harris contends
that there was no evidence presented that he tried to influence any witness’s testimony. He asserts
that he would have preferred that the witnesses testify in accordance with their prior statements as
he believes those statements were inconsistent with the evidence found at the crime scene. See
Objs. at 2.
This objection is meritless. As Judge Lloret pointed out, there was significant evidence
which “suggested” Harris attempted to influence the testimony of the three eyewitnesses. The fact
that all three witnesses recanted their prior testimony, combined with the fact that Harris had
testified at his earlier trial that he met with one of the witnesses, Mr. Wilson, in between the time
Mr. Wilson gave his statement to police and his trial testimony, would support a suggestion that
Harris attempted to influence the testimony of at least Mr. Wilson. Also, Harris had testified that
he asked Mr. Wilson why he made the statement to the police,21 see N.T., Jan. 26, 2007, at 36:22-
25, so it is not as if Harris did not have contact with any witness prior to their testimony at his third
trial. Therefore, the court overrules this objection.
e. Fifth Objection
For his fifth objection, Harris raises an issue with Judge Lloret’s statement that the Superior
Court, in affirming the denial of Harris’s PCRA petition, “sidestepped the errors in the PCRA
court’s ruling.” Objs. at 2 (citing R. & R. at 37). He notes that “[t]he Superior Court’s ruling is
derived from the PCRA court’s ruling, both rulings states [sic] the same substance, and both rulings
20 While this objection falls under Harris’s third numbered objection, see Objs. at 2, it raises an objection to a different
portion of the R&R, so the court has separately addressed it.
21 Harris’s prior testimony does not include testimony that he directly tried to intimidate Mr. Wilson (as would be
expected from Harris’s own testimony); instead, his testimony seemed to portray a pleasant conversation over Mr.
Wilson’s testimony that implicated Harris as the shooter. See N.T., Jan. 26, 2007, at 37:2-13.
say that appellant [sic] counsel added the claim within the recusal argument[.]” Id. He further
indicates that the only difference between the two decisions is that the PCRA court mentioned
Pennsylvania Rule of Evidence 106 and the Superior Court’s decision did not. See id. at 3.
It appears that the court must reluctantly sustain this objection, although it does not in any
way affect the ultimate recommendation that the court deny the habeas petition. Unfortunately,
after thoroughly reviewing the R&R, the court cannot determine which errors Judge Lloret
believes that the Superior Court “sidestepped.” The R&R does not mention any specific errors by
the PCRA court. As such, the court will sustain the objection and strike from the R&R the reference
to the Superior Court sidestepping errors in the PCRA court’s ruling.22
f. Sixth Through Tenth Objections23
In his sixth objection, Harris appears to contest Judge Lloret’s statement that “[t]he
Superior Court did not, and need not, have listed all of the adverse evidentiary rulings that were
included in the recusal argument.” Objs. at 3 (citing R. & R. at 45). Judge Lloret had included this
statement when addressing Harris’s argument that the Superior Court unreasonably found that
“direct appeal counsel included the trial court’s adverse evidentiary rulings within the recusal issue
that he raised on direct appeal.” R. & R. at 44 (citing Harris III at *8). Judge Lloret concluded that
the Superior Court’s finding was not unreasonable.
He noted that Harris contended that the Superior Court’s finding was unreasonable because
his direct appellate counsel never specifically mentioned the Rule 106 issue as part of his argument
22 The R&R does note that, unlike the PCRA court’s decision, the Superior Court quoted directly from direct appellate
counsel’s testimony during the supplemental PCRA hearing on July 22, 2014. See R. & R. at 37. It is unclear how this
would have qualified as an “error.”
23 The court’s analysis to resolve Harris’s sixth objection, covers areas addressed by Harris’s seventh through tenth
objections. Thus, while the court first addresses the sixth objection in this section, the court will address Harris’s
seventh through tenth objections once the court gets to the portion of the analysis relevant to those other objections.
that the trial court erred in not recusing.24 See id. at 44−45. Judge Lloret rejected Harris’s
contention, explaining that the “Superior Court was acquainted with the facts,” and it had
referenced direct appellate counsel’s testimony relating to the issue about the introduction of
Harris’s testimony from the prior trial. See id. at 45. He further explained that the Superior Court
did not have to list all the adverse evidentiary rulings that direct appellate counsel included in his
recusal argument. See id. He also determined that the Superior Court’s “point” was that direct
appellate counsel had a reasonable strategy in deciding which issue was most likely to prevail on
appeal, and this determination was entitled to deference under the AEDPA. See id.
As indicated above, Harris contends that Judge Lloret erred by determining that the
Superior Court did not unreasonably find that direct appellate counsel raised adverse evidentiary
rulings as part of the recusal issue. He asserts that Judge Lloret and the respondent “are trying to
make it seem like the[ Superior Court wasn’t] talking about the Rule 106 issue.” Objs. at 3. Since
direct appellate counsel never included the Rule 106 issue in the appellate brief, Harris argues that
the Superior Court’s statement was an unreasonable factual finding.
Regarding unreasonable factual findings, the court notes that
under 28 U.S.C. § 2254(d)(2), a state court decision is based on an “unreasonable
determination of the facts” if the state court’s factual findings are “objectively
unreasonable in light of the evidence presented in the state-court proceeding,”
which requires review of whether there was sufficient evidence to support the state
court’s factual findings. See Miller–El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct.
1029, 154 L.Ed.2d 931 (2003). Determinations of factual issues made by state
courts are presumed to be correct.25 28 U.S.C. § 2254(e)(1); Miller–El, 537 U.S. at
340, 123 S.Ct. 1029. However, “[d]eference does not by definition preclude relief.
A federal court can disagree with a state court’s credibility determination and, when
guided by AEDPA, conclude the decision was unreasonable or that the factual
premise was incorrect by clear and convincing evidence.” Miller–El, 537 U.S. at
340, 123 S.Ct. 1029.
24 Harris’s appellate brief did not contain a reference to Rule 106. See generally Resp., Ex. C, Br. of Appellant,
Commonwealth v. Harris, No. 2693 EDA 2015 (Pa. Super.) (“Appellate Br.”).
25 “This presumption of correctness applies to factual determinations of both state trial and appellate courts.” Lewis
v. Horn, 581 F.3d 92, 111 (3d Cir. 2009).
Dennis v. Sec., Pa. Dep’t of Corr., 834 F.3d 263, 281 (3d Cir. 2016) (footnote added).
Considering the standard for determining whether a state court decision is based on an
unreasonable determination of the facts, and recognizing the deference afforded to state court
decisions, the court does not find that the Judge Lloret erred in concluding that the Superior Court
did not reach an unreasonable factual determination. The Superior Court stated that direct appeal
counsel determined that the strongest issue on appeal was the recusal issue, “[a]s such, direct
appeal counsel included the trial court’s adverse evidentiary rulings within the recusal issue that
he raised on direct appeal.” Harris III at *8. The Superior Court’s statement reflects direct
appellate counsel’s testimony that he included references to the trial judge’s adverse evidentiary
rulings as a point in support of the recusal claim. See id. at *7−8 (quoting N.T., July 22, 2014, at
36−39). Although direct appellate counsel did not include the Rule 106 issue as part of his adverse
evidentiary rulings when arguing the recusal issue, he did argue that the trial judge’s partiality was
illustrated by the improper admission of evidence relating to Harris’s incarceration and the denial
of all of Harris’s pretrial motions without a hearing. See Appellate Br. at 10−12.26 Thus, the
26 Overall, direct appellate counsel appears to have included the following grounds in support of his claim that the trial
judge erred in not recusing: (1) the Superior Court determined that the trial judge erred during Harris’s second trial
and had ordered a new trial based on this error; (2) the trial court claimed that Harris never filed a motion for recusal
despite entering an order denying a motion to recuse; (3) the trial court appeared to assert that Harris misrepresented
the record when claiming that he filed a motion to recuse; (4) the trial court refused to allow Harris’s court-appointed
back-up counsel to sit at counsel table; instead, the court instructed counsel to sit in the back row and be available
when he could; (5) in the sentencing hearing after Harris’s former trial, the trial court held Harris in contempt three
times and sentenced him to the maximum sentence permitted by law; (6) the trial court never held a hearing on the
motion to recuse; (7) despite Harris facing reduced charges for his third trial, the trial court increased bail from $1.5
million to $2.5 million, and did not provide a reason for the increased bail; (8) despite a pretrial ruling that prevented
the Commonwealth from referring to the fact that Harris was incarcerated, the trial court permitted the Commonwealth
to reference his incarcerations on several occasions during the trial; (9) although Harris had requested trial transcripts
in this matter to assist with his appeal, it took a petition and Superior Court order to have the notes of testimony
transcribed; (10) when the notes of testimony were finally transcribed, which was more than a year after the Superior
Court ordered the production of the transcripts, the trial court had already issued its Pennsylvania Rule of Appellate
Procedure 1925(a) opinion; (11) the trial court complained that Harris failed to provide specific references to the
transcript in his Pennsylvania Rule of Appellate Procedure 1925(b) statement of matters complained of, yet the
transcripts were not provided to allow Harris to be more specific; (12) the trial court permitted the prosecutor, over
Harris’s objection, to compare him and the streets of Philadelphia to individuals being killed in the war in Iraq; (13)
the trial court refused to instruct the jury on a mere presence charge despite evidence that would have supported the
Superior Court did not render an unreasonable factual determination when it pointed out that direct
appellate counsel included adverse evidentiary rulings, even if not the Rule 106 issue, in arguing
that the trial court erred in not granting the motion to recuse.
Even if the court were to find that Judge Lloret’s determination was incorrect and that the
Superior Court’s statement was factually inaccurate, Harris would not be entitled to habeas relief
for two reasons: First, this factual inaccuracy was not the basis for the Superior Court’s decision.
Second, even if the Superior Court had based part of its ineffective assistance of counsel decision
on this factual inaccuracy, it does not require relief because Harris has not demonstrated that he
was prejudiced and the Superior Court’s determination that he failed to show prejudice was not an
unreasonable application of federal law.
Regarding the first reason, as Judge Lloret pointed out in the R&R, the overall point that
the Superior Court made was that direct appellate counsel demonstrated a reasonable strategy by
focusing his appellate brief on the primary issue that counsel determined was most likely to be
successful: the recusal issue. See R. & R. at 44. This point related to the first requirement of an
ineffective assistance of counsel claim, namely, whether counsel’s performance was objectively
unreasonable.
Contrary to Harris’s assertion, direct appellate counsel was not required to raise every
conceivable claim on appeal. See Jones v. Barnes, 463 U.S. 745, 754 (1983) (rejecting notion that
“judges [should] second-guess reasonable professional judgments and impose on appointed
counsel a duty to raise every ‘colorable’ claim suggested by a client” because it “would disserve
the very goal of vigorous and effective advocacy [and] . . . [n]othing in the Constitution or [the
Supreme Court’s] interpretation of that document requires such a standard” (footnote omitted)).
charge; (14) the trial court expressed her personal opinions of Harris; and (15) the trial court denied all of Harris’s
pretrial motions without a hearing. See Appellate Br. at 6−12.
Instead, “counsel need not, and should not, raise every non-frivolous claim but rather may select
among them in order to maximize the likelihood of success on appeal.” Showers v. Beard, 635
F.3d 625, 634 (3d Cir. 2011) (citation omitted). “Declining to raise a claim on appeal, therefore,
is not deficient performance unless that claim was plainly stronger than those actually presented
to the appellate court.” Davila v. Davis, 137 S.Ct. 2058, 2067 (2017) (citation omitted). Direct
appellate counsel testified that he exercised discretion as Harris’s attorney in raising the bail issue
over the issue regarding Harris’s prior testimony “because [Harris] was more concerned with [the
bail issue] at the time.” N.T., July 24, 2014, at 36. He also exercised his discretion and professional
judgment in choosing to focus more on the recusal issue. As Judge Lloret determined, the Superior
Court’s “point, that [direct appellate counsel] demonstrated a reasonable strategy, which he
executed in the brief that was filed, sets out a reasonable state court ruling, which is entitled to
deference under the AEDPA.”27 R. & R. at 45. This court agrees with Judge Lloret’s determination.
The second reason why Harris would not be entitled to habeas relief is even if the Superior
Court’s statement regarding “adverse evidentiary rulings” was an unreasonable determination of
fact, this determination would not have affected the second requirement to establish an ineffective
assistance of counsel claim, i.e. prejudice. As indicated above, to prevail on his ineffective
assistance of counsel claim, Harris would have to show that the outcome of the appeal would have
been different.
27 Harris also appears to argue that “the Superior Court’s ruling that appellate counsel’s [sic] can argue one issue
within another issue, should fall below the Strickland [sic] standards, because if the one issue isn’t successful then the
claim within the issue would never get reviewed independent.” Objs. at 3. The court cannot tell if this is a separate
objection because it does not specifically identify a portion of the R&R to which Harris is objecting. Nevertheless,
Harris’s argument does not make sense. If a subissue (such as adverse evidentiary rulings) is included within a larger
issue (such as recusal), just because the larger is not ultimately meritorious would not mean that the subissue is not
analyzed by the court. Instead, the opposite would occur, such as in the instance case: the court would review whether
the trial court’s adverse evidentiary rulings showed partiality or bias that would impact whether the trial court should
recuse. Thus, while the adverse evidentiary rulings in this scenario would not provide a separate basis for relief (unless
raised separately), they would be considered as part of the recusal issue.
The Superior Court concluded that Harris had failed to demonstrate prejudice insofar as he
had “entirely fail[ed] to demonstrate how [direct appellate] counsel’s strategy so undermined the
truth-determining process so that no reliable adjudication of his guilt or innocence could have
taken place.” Harris III at *8. Judge Lloret determined that the Superior Court’s prejudice finding
was entitled to deference under the AEDPA. See R. & R. at 45 (“This finding was also a reasonable
one entitled to deference under the AEDPA.”).
Judge Lloret explained that “[e]ven if [he] were reviewing this issue de novo, [he] would
find that . . . Harris has not established a viable [c]onstitutional claim to warrant relief here.” Id.
Judge Lloret went through the evidence introduced at trial and addressed the prejudice issue as
follows:
A review of the trial transcript verifies that the physical evidence does confirm that
Mr. Bryant was shot at by two individuals, one on the sidewalk, and a second
individual standing on the hood of the car, firing through the windshield.28 Mr.
Bryant’s companion in the vehicle fired through the roof of the car, a perfectly
logical action given that Mr. Harris had climbed onto the vehicle and was firing
into it with a large caliber weapon. N.T. Jan. 22, 2007, pp. 213-216. Three witnesses
gave statements at some point in time stating that Mr. Harris was the individual
who climbed on the car.29 The circumstances of all three witnesses’ recantations,
at various times, strongly suggests that those witnesses feared retaliation for their
statements to police that Mr. Harris was the shooter. Also relevant, and certainly a
circumstance that the jury likely considered, was the fact that both Mr. Cherry, the
shooter on the sidewalk, and Joseph Pratt, Mr. Bryant’s companion in the vehicle,
were dead before police could question them. Additionally, the trial transcript
demonstrates that Mr. Harris put before the jury the very evidence he suggests he
was denied by Judge Hughes’ ruling. During his cross-examination of Mr. Wilson,
he asked Marvin Wilson:
Q. Did I ever threaten you?
28 See[,] e.g., N.T. Jan. 22, 2007, pp. 197-223 (Leo Rahill); Jan. 23, 2007, pp. 5-59 (Off. Carl Rone); Jan. 24, 2007,
pp. 6-29 (Dr. Gregory McDonald, M.E.).
29 I suggest that the jury also could have reasonably found that a fourth witness, Cherese Ball, who was called as a
witness by Mr. Harris, also put Mr. Harris on the hood of the car, although like Antwain Ball and Marvin Wilson, not
during her trial testimony. The Commonwealth established through the testimony of Detective Jerald Lynch that Ms.
Ball also identified Mr. Harris, the “well dressed” man, as the shooter on the car’s hood. N.T. Jan. 25, 2007, pp. 182-
85.
A. No. I never was threatened. I never even seen you before in
my life.
N.T., Jan. 24, 2007, p. 113. He argued the point during his closing:
Now, ladies and gentlemen, Marvin was on my block. I didn’t put
him there. He is Commonwealth (sic) witness. How did he end up
where I was at? He made this statement. We already showed you
statement doesn’t match up with the crime scene. He is on my block.
Now, could you imagine if I was a fool and I was guilty of this crime
and I did something to—excuse me—and something happened to
that kid? Then it would make me look so guilty because he is on my
block. But I didn’t put him there.30
N.T., Jan. 26, 2007, p. 139.
In light of all of the evidence, and of Mr. Harris’ argument during closing,
the addition of Mr. Harris’ three-sentence attempt to suggest that he did not
intimidate Mr. Wilson would have had no bearing on the outcome of this trial.
Likewise, had Mr. O’Keefe argued on direct appeal that Mr. Harris should receive
a new trial because Judge Hughes kept those three sentences from the third trial’s
jury, the result of the direct appeal would have (and should have) been no different.
Because there was no prejudice to Mr. Harris, his appellate counsel did not
provide ineffective assistance of counsel pursuant to Strickland when he failed to
raise the evidentiary exclusion issue on direct appeal.
R. & R. at 46−47 (footnotes in original).
Harris objects to four aspects of this portion of Judge Lloret’s analysis. First, he has an
overall objection to the prejudice determination. See Objs. at 3−5. He believes that Judge Lloret
“is clearly adopting the Commonwealth’s theory of the case and disregarding the facts and the
physical evidence.” Id. at 4. He asserts that there was no physical evidence to support the jury’s
determination (or the witnesses’ statements) that he was on top of the car firing a weapon. See id.
30 This passage, (“now, could you imagine . . . I didn’t put him there.”) is placed in quotation marks in the transcript.
It is not, however, a quotation from the prior testimony. It is Mr. Harris’ argument, and a proper one, based on the
evidence that came in during the trial. The prosecutor, also possibly confused, initially objected to the statement, but
immediately withdrew the objection.
Instead, he contends that the evidence shows that the shooters were on the sides of the car.31 See
id. at 4−5. He also states that the forensic evidence shows that the passenger, while attempting to
shoot at the shooter on the driver’s side of the car, shot the decedent three times in his right side.
See id. at 5. Harris also argues that the passenger was the individual who shot through the roof of
the car numerous times. See id.
Despite Harris’s arguments to the contrary, there was significant evidence to support the
jury’s verdict in the case. Although Harris claims that Judge Lloret just “adopted the
Commonwealth’s theory of the case” and did not “cite any testimony to rebut the alleged
overwhelming arguments in [Harris’s] memorandum or traverse,” Judge Lloret in no way erred in
pointing to some of the facts at trial which supported Harris’s conviction, as part of his
determination that Harris failed to sufficiently demonstrate prejudice. See Saranchak v. Sec., Pa.
Dep’t of Corrs., 802 F.3d 579, 599 (3d Cir. 2015) (explaining that “Strickland prejudice does not
depend on the sufficiency of the evidence despite counsel’s mistakes”). There is no indication that
Judge Lloret did not review the evidence in the record and it surely is not an error to review that
evidence and determine that it supports the jury’s verdict in the case. And, as Judge Lloret
explained, there is sufficient evidence supporting the jury finding that Harris was on the roof of
the car and shot the decedent despite Harris’s protestations to the contrary, such as, inter alia: (1)
31 In this regard, Harris contends that
[t]he testimony . . . pertaining to the directions of the wounds, and bullet holes suggest that there
was no one on the roof of the car shooting. The statements don’t match the physical evidence,
[Harris] would have to be a superhero to walk up to a car, shoot six . . . bullets in the driver side of
the car and then get on the roof of the car all while the passenger is firing twenty . . . shots off, and
three . . . from the driver. The evidence shows that there was two shooters one shot through the
passenger side of the car and the other shot through the driver side of the car, there was six . . .
entrance holes on the driver’s side, and one . . . on the passenger side of the car.
Id. at 5 (citation omitted).
the witness statements identifying Harris as the shooter, including the fact that two of the witnesses
recanted their testimony suspiciously (such as Mr. Wilson having previously testified that he lied
to the police and then denied saying anything to the police during the third trial, and Mr. Ball
claiming that the transcript of the prior trial did not properly record his testimony), see N.T., Jan.
24, 2007, at 84−85, 103; N.T., Jan. 23, 2007, at 146); (2) the ballistician, Carl Rone, despite being
unable to determine whether the bullet holes in the roof came from shots fired from inside or
outside of the car, testifying that the bullet holes could not have come from shots fired from the
passenger seat, which was the only place inside the car where someone shot a gun, see N.T., Jan.
23, 2007, at 53, 102; and (3) the medical examiner testifying that the decedent’s wounds were
consistent with someone standing on top of the car and shooting down at the decedent, see N.T.,
Jan. 24, 2007, at 24−25.
More significant than the ample evidence that supported Harris’s convictions is the fact
that even if direct appellate counsel had included the claim relating to the Rule 106 issue in the
appellate brief, the result of Harris’s appeal would not have been different. It is surely unclear that
out of “fairness,” the trial court needed to read in Harris’s statement where he states that he would
not have done anything to a witness against him, because the government’s reading of Harris’s
prior testimony was limited to Harris’s perception that Mr. Wilson looked scared when Harris met
with him in prison. See N.T., Jan. 26, 2007, at 36. There was nothing in the statement read by the
Commonwealth that Harris had done anything to Mr. Wilson or that he was going to do anything
to Mr. Wilson.32 See id. Also, the remainder of the portion of the testimony that the Commonwealth
read into the record showed that Harris and Mr. Wilson had a non-confrontational conversation
32 It would make sense that, regardless of what Harris was or was not going to do, that anyone who was a witness to a
crime, much less a witness accusing someone else of murder, would look scared when near the accused, especially in
the confines of prison.
about Mr. Wilson making a statement implicating Harris as shooting from the roof of the car,
where Mr. Wilson told Harris that he never accused him of being a shooter. See id. at 36−37. At
bottom, there was also nothing about what Harris wanted read into the record, which was his own
self-serving testimony that he would never intimidate a witness against him, that would have
rebutted Harris’s perception of Mr. Wilson’s feeling upon seeing Harris in the prison.
Nonetheless, even if the Superior Court had determined that the trial court erred in not
allowing Harris to read in the additional testimony he wanted read into the record, any such error
would have been harmless. As already indicated, the testimony Harris wanted read into the record
was his own self-serving testimony that he would never do something to a witness. Also, as Judge
Lloret pointed out in the R&R, Harris was able to cross-examine Mr. Wilson during the trial, and
Mr. Wilson acknowledged that Harris not only had never threatened him, but they had never met
before. See R. & R. at 46 (citing N.T., Jan. 24, 2007, at 113). Moreover, Judge Lloret accurately
pointed out that Harris was able to argue to the jury that he never intimidated Mr. Wilson and
recognized that doing so would only cause him to look guilty. See id. at 46−47 (citing N.T., Jan.
26, 2007, at 139). Accordingly, even if the Superior Court would have concluded that the trial
court violated Rule 106, the court would have concluded that the error was harmless considering
the strong proof of Harris’s guilt and the fact that he was able to provide evidence and argument
to the jury that he never intimidated Mr. Wilson (or another witness) or asked him to change his
testimony.33 See United States v. Elonis, 841 F.3d 589, 597−98 (3d Cir. 2016) (explaining that
error is harmless if guilty verdict “was surely unattributable to the error”).
33 A couple of additional points are worth noting here. First, as the respondents point out in their brief in opposition
to the habeas petition, reading Harris’s testimony that he was not the type of person who would harm a witness, Harris
potentially would have opened the door for the Commonwealth to introduce evidence of his propensity for violence.
See Resp. at 17−18. Second, direct appellate counsel testified at the PCRA hearing that, if the trial court had permitted
Harris to introduce the additional testimony he sought to have read into the record, the result of the trial would not
have been different; instead, Harris “would have been convicted quicker.” See Harris III at *8 (citation omitted).
Harris’s second objection relating to Judge Lloret’s prejudice analysis (and eighth
objection overall) is an objection to Judge Lloret’s statement that “the circumstances of all three
witnesses’ recantations, at various times suggest that those witnesses feared retaliation.” Objs. at
6 (quoting R. & R. at 43). Harris asserts that Judge Lloret erred because the witnesses were not
intimidated; instead, they simply did not want to testify to statements that were unsupported by the
evidence at the crime scene. See id.
Harris’s objection is meritless. In general, recantations are suspect. See Landano v.
Rafferty, 856 F.2d 569, 572 (3d Cir. 1988) (“Courts have historically viewed recantation testimony
with great suspicion.”); Commonwealth v. Henry, 706 A.2d 313, 321 (Pa. 1997) (“Recantation
testimony is extremely unreliable. When the recantation involves an admission of perjury, it is the
least reliable form of proof.” (internal citations omitted)); see also Dobbert v. Wainwright, 468
U.S. 1231, 1233−34 (1984) (Brennan, J., dissenting) (“Recantation testimony is properly viewed
with great suspicion. It upsets society’s interest in the finality of convictions, is very often
unreliable and given for suspect motives, and most often serves merely to impeach cumulative
evidence rather than to undermine confidence in the accuracy of the conviction.”). This is
particularly true where the recantation amounts to perjury. See Teagle v. Diguglielmo, 336 F.
App’x 209, 213 (3d Cir. 2009) (“Jett’s affidavit recants his trial testimony, essentially admitting
that the bulk of such testimony was perjury. Such suspicious and untrustworthy evidence does not,
in the absence of additional corroborating evidence or circumstances, meet the standard of
reliability contemplated by Schlup.”).
While Harris argues that the evidence shows that the witnesses recanted their testimony
simply because it did not match the evidence, the suspicious circumstances surrounding the
recantations paint a different story. For example, Antwain Ball implicates Harris as the shooter in
his statement to the police. Then, Harris is in prison with Mr. Ball’s brother, and they discuss their
homicide cases. Mr. Ball then visits Harris at the prison, and when he testifies, his testimony differs
from his statements to the police. Mr. Ball also testified differently during the third trial than he
had in prior trials and, when confronted with these differences, claimed the recording of his
testimony was inaccurate. N.T., Jan. 23, 2007, at 146, 159−60, 164−65, 170). As for Mr. Wilson,
the court already discussed him having also met with Harris while incarcerated. After this meeting,
Mr. Wilson’s testimony changed from his police statement, with him claiming that he had lied to
the police. Later, at the third trial, he took it a step farther and testified that he had never talked to
the police. Based on these circumstances, it was reasonable to infer that the witnesses feared
retaliation by testifying in accordance with their statements that Harris shot the victim from the
hood of the vehicle.
Harris’s third objection to the prejudice analysis is to Judge Lloret’s suggestion that the
jury could have also found that a fourth witness, Cherese Ball, put Harris on the roof of the car.
See Objs. at 6; R. & R. at 46 n.33 (“I suggest that the jury also could have reasonably found that a
fourth witness, Cherese Ball, who was called as a witness by Mr. Harris, also put Mr. Harris on
the hood of the car, although like Antwain Ball and Marvin Wilson, not during her trial testimony.
The Commonwealth established through the testimony of Detective Jerald Lynch that Ms. Ball
also identified Mr. Harris, the “well dressed” man, as the shooter on the car’s hood.” (citing N.T.,
Jan. 25, 2007, at 182−85)). Although Harris recognizes that Ms. Ball gave a statement to police
that “match[ed] her brothers[‘]”, i.e. identified him as a shooter, Harris notes that she testified at
trial that the police essentially told her what to say and she neither was present for the shooting nor
could otherwise identify Harris. See Objs. at 6; N.T., Jan. 25, 2007, at 117−36.
The court also overrules this objection. The court understands Harris’s complaint about
Judge Lloret’s suggestion given Ms. Ball’s trial testimony, but all Judge Lloret was pointing out
was that there was another witness who potentially placed Harris on the hood of the car shooting
at the decedent, and the jury could have, despite Ms. Ball’s testimony, considered her contradictory
statement to the police, which was put before the jury through a police detective’s testimony. See
N.T., Jan. 25, 2007, at pp. 182−85. As this was just a suggestion by Judge Lloret, the court
overrules the objection.
Harris’s final objection to the prejudice analysis (and tenth objection overall) is one to
Judge Lloret’s finding that he managed to “put before the jury the very evidence[, i.e. evidence
that he did not intimidate Mr. Wilson or other witnesses] he suggests he was denied by [the trial
judge’s] ruling.” Objs. at 7. He does not believe that this “cure[d]” the trial judge’s error. See id.
He claims that
[h]ad the jury heard the entire testimony, the jury would’ve known exactly why the
phrase, “looked scared”, was used and the prosecutor wouldn’t been [sic] able to
make it seems as though the phrase was used to intimidate the witness into not
testifying to a statement that never made any sense. The judge’s ruling allowed the
prosecutor to add the element of witness intimidation that petitioner had to defend
himself against.
Petitioner tried to explain to the judge that the prosecutor was trying to make it
seem like petitioner was intimidating the witness, the judge cut petitioner off and
stated, the prosecutor was making a “strategic decision, n.t. 1/26/07 at 23. The
prosecutor’s strategic decision was to take this case and make it about witnesses
being tampered, to disguise the statements and testimony of the prosecution
witnesses. Petitioner didn’t only have to defend himself against the charge of
murder, he also had to explain that he didn’t do anything to make the witnesses not
testify to statements that never matched the crime scene.
Id.
The court also overrules this objection. As already discussed, the single passage of
testimony that Harris sought to introduce would not have addressed his own perception that Mr.
Wilson looked scared upon seeing him. Moreover, even if the trial court erred in failing to allow
Harris to read this additional passage into the record, any such error was harmless because Harris
directly asked Mr. Wilson if he had intimidated him, and Mr. Wilson testified that he had not. Mr.
Wilson even went beyond that and said that he had never seen Harris before in his life. Further,
Harris was able to argue to the jury that he never intimidated anyone. Therefore, any error was
harmless, and Harris has not been able to show that he was prejudiced by any possible error by
direct appellate counsel.
2. Objections to Prosecutorial Misconduct Determination
Harris also poses two objections to Judge Lloret’s analysis of his prosecutorial misconduct
claim. See Objs. at 8. The court will address each in turn.
a. First Objection
For his first objection, Harris asserts that Judge Lloret only addressed part of the issue that
he presented relating to his claim of prosecutorial misconduct. See id. He claims that both Judge
Lloret and the Superior Court erred by focusing on an objection to only one portion of the
argument, when in fact he “objected to the argument as a whole.” Id.
This objection is overruled because Harris never objected to the prosecutor’s closing
argument “as a whole.” This court has reviewed the entirety of the prosecutor’s closing argument,
and Harris’s objected to only the following portions of the argument:
[Prosecutor:] . . . I was just outside the courtroom five minutes ago, looking at
today’s, the cover of the Daily News. It has all these headlines about
people being shot and murdered and killed in Iraq. The one thing
about --
[Harris:] Objection.
[The Court:] Overruled.
. . .
[Prosecutor:] The bottom line with the case is, you heard his version of events in
this case through those notes of testimony. That is that he was having
a war with some other guys out there on the streets of Philadelphia
in which they shot one of these guys.
[Harris:] Objection, Your Honor.
[The Court:] Overruled.
. . .
[Prosecutor:] And when the defendant chose to represent himself and to act as his
own attorney, he has to bear the consequences of it. And he filed a
document in this case. And whenever a lawyer, whether you are
representing yourself or somebody else, files a document, you are
agreeing that the facts in that petition are what is true.
And I want you to look at this. It was filed by this defendant: “I,
Jonathan F. Harris, hereby certify that all the information --”
[Harris:] Objection.
[The Court:] Overruled.
. . .
[Prosecutor:] And who does everybody else agree the one person who was dressed
up that night, is this defendant. And I want to think about the one
person who was dressed up that night, is this defendant. And I want
you to think about that because that is part of what is going on in
this courtroom.
Why do you think the defendant is in this courtroom dressed in like
a flannel shirt, and boots and blue jeans? Is he trying to put on a little
show and act like you folks here?
[Harris:] Objection.
[The Court:] Overruled.
. . .
[Prosecutor:] What is the term? Snitches get stitches. The words get around the
‘hood, you talk to the police, people are coming up to you, showing
you statements --
[Harris:] Objection, Your Honor.
[The Court:] Overruled.
. . .
[Prosecutor:] But the bottom line with the case, it is time to stop. It is time to tell
the defendant, you can make phone calls on your illegal cell phone
from prison and talk to the witnesses. You can walk up to them in
the jail and say what are you doing giving statements on me. You
can send that statement out there to scare off the people.
But don’t you folks be the same way. Don’t let him reach out to you,
because that is what the defense in this case is. He is standing here.
I’m a plain simple man, just like you and me. I don’t have a lawyer,
I can’t afford, I don’t have my own experts.
He is trying to put on an act --
[Harris:] Objection.
[The Court:] Overuled.
N.T., Jan. 26, 2007 at pp. 147−48, 172−73, 180−81, 184, 189−90. As demonstrated here, at no
point did Harris object to the entirety of the prosecutor’s closing argument.
Further, after the prosecutor’s closing and the trial court’s remarks to the jury in which the
trial court asked the jurors to convene and inform the court whether they wanted to stop for the
day, the trial court provided Harris with the opportunity to be heard with respect to any objections
he made during the closing argument. See id. at 190−94. Harris then described his objections to
the prosecutor’s closing as follows:
I want to first object about what he said, war in Iraq, and he said young men are
being killed in the streets every day in Philadelphia. That is the first objection I am
objecting to.
And he said then also, I am objecting when he said, when you use this
document, Your Honor, and he said this is enough to find me guilty for this
document, where this is the document from the bail motion, Your Honor. And it is
only the charges -- it is only where the charges came from. I never admitted to this
in no kind of way. I never made a statement saying I was admitting to this.
And also I want to object to where he said that defendant is dressed in boots
and slacks, trying to make you think he is one of y’all. And where he also said
snitches get stiches, and where he said I don’t have my own expert. I never testified
to that about me not having my own expert, Your Honor.
And he said about -- the defendant said I was having a war. Never came up
about me having a war.
And, Your Honor, one more thing for the record, I move for mistrial for all
those reasons.
N.T., Jan. 26, 2007, at 194−95.
Once again, at no point during his recitation of his objections does Harris indicate that he
is objecting to the entirety of the prosecutor’s closing argument. Therefore, the record contradicts
any argument by Harris that he objected to anything beyond the objections referenced above, none
of which were an objection to the whole closing argument.
The court also notes that Harris references his supporting memorandum of law and his
“traverse” in support of his claim that his prosecutorial misconduct claim was broader than
represented by the Superior Court and Judge Lloret. See Objs. at 8 (citing Mem. of Law and Facts
Supporting Writ of Habeas Corpus at pp. 17−18, Doc. No. 1; Pet’r’s Traverse to Resp. to Order to
Show Cause at pp. 24−28, Doc. No. 20). To the extent that Harris is contending that these
arguments preserved any argument relating to other objections to the closing argument, he is
mistaken because any habeas claims based on other objections are procedurally defaulted.
As illustrated by Harris’s appellate brief, his only argument relating to prosecutorial
misconduct during the prosecutor’s closing argument was when “the prosecutor likened the war in
Iraq to the streets of Philadelphia and the defendant a Muslim. The prosecutor further broadcast
that young men are being killed on the streets everyday [sic] in Philadelphia and the appellant was
having a war.” Appellate Br. at p. 23. In addressing this argument, the Superior Court accurately
noted that the argument was “wholly unaccompanied by citation to the certified record.” Harris I
at 398 (citation omitted). Yet, rather than finding this issue waived, the Superior Court referred to
Harris’s recusal argument earlier in his brief, where Harris referred to the prosecutor’s comments
about the streets of Philadelphia and the war in Iraq. See id. The Superior Court then considered
whether this statement during the closing constituted prosecutorial misconduct. See id. The
Superior Court properly explained that Harris had only objected to one instance of the prosecutor
referencing the murder rate in Philadelphia during his closing argument, and concluded that “it
alone, in the context of the case as a whole, does not amount to prosecutorial misconduct requiring
a new trial.” See id.
The record before the Superior Court demonstrates that Harris exhausted one objection to
the prosecutor’s statement, the one where the prosecutor references the streets of Philadelphia and
the war in Iraq. See N.T., Jan. 26, 2007, at 147−48. The only other objection he included in his
brief was a reference to the prosecutor’s statement about Harris having a war with other guys on
the streets of Philadelphia. See Appellate Br. at 23; N.T., Jan. 26, 2007, at 172. The Superior Court
did not consider this argument because direct appellate counsel did not include a citation to the
transcript in the appellate brief, as required by Rule 2119(c) of the Pennsylvania Rules of Appellate
Procedure. At bottom, any habeas claim relating to an objection to a portion of the prosecutor’s
closing argument, other than the single objection mentioned above, is procedurally defaulted. See,
e.g., Saunders v. Mahally, Civ. A. No. 16-cv-2690, 2016 WL 11267192, at *5 n.6 (E.D. Pa. Dec.
29, 2016) (finding habeas petitioner’s prosecutorial misconduct claim to be unexhausted despite
being mentioned in Pennsylvania Rule of Appellate Procedure 1925(b) statement because it was
not raised in petitioner’s appellate brief before Superior Court).
Harris has not even attempted to argue cause for the procedural default and actual prejudice
arising therefrom, or that a fundamental miscarriage of justice will result if the claim is not
considered. He also has not asserted that direct appellate counsel was ineffective for failing to
include his other objections to the closing argument which would raise a claim under Martinez v.
Ryan, 566 U.S. 1 (2012).34 Accordingly, any claim relating to any other objection to the
prosecutor’s argument is procedurally defaulted and unreviewable as part of this habeas
proceeding.
b. Second Objection
Harris’s second objection to Judge Lloret’s prosecutorial misconduct analysis (and his final
objection overall) appears to be a general objection to Judge Lloret’s conclusion that the Superior
Court’s determination that Harris’s prosecutorial misconduct claim was meritless was a reasonable
applicable of federal law. See Objs. at 8 (citing R. & R. at 50). He disagrees with Judge Lloret’s
conclusion because
[t]he comments by the prosecutor were only made to appeal to the jurors [sic] sense
of outrage regarding the increasing violent nature of our society. There was no
evidence about people being killed in Iraq, or the amount of people being killed in
Philadelphia. The remarks were improper because they injected issues broader than
guilt or innocence of the accused.
34 In Martinez, the Supreme Court held that a defendant in a state law criminal case can establish cause for procedural
default of a claim of ineffective assistance of trial counsel by showing that there was ineffective assistance at the
initial-review collateral proceeding, which in the case of a Pennsylvania state conviction would mean at the PCRA
level. 566 U.S. at 9. To qualify, the Court required that the ineffective assistance of counsel claim be a substantial one,
which means the claim must have some merit. Id. at 17–18.
Even if Harris had asserted a Martinez claim relating to direct appellate counsel waiving his objection to the
prosecutor’s statement during his closing that Harris was having a war with some other guys on the streets of
Philadelphia, it would not excuse the procedural default because he could not show that direct appellate counsel was
ineffective for failing to preserve the claim insofar as he cannot show prejudice.
To establish a claim of prosecutorial misconduct and overturn a conviction, the prosecutor’s conduct must
have “so infect[ed] the trial with unfairness as to make the resulting conviction a denial of due process.” Donnelly v.
DeChristoforo, 416 U.S. 637, 643 (1974). Here, if direct appellate counsel had properly cited to the transcript when
referencing the prosecutor’s argument about Harris being in a war with others on the streets of Philadelphia, the
prosecutor’s statement, alone, did not so infect the trial with unfairness as to make Harris’s resulting conviction a
denial of due process.
Id. He also notes that the trial court did not offer any curative instruction to this closing argument.
See id.
Harris’s objection is overruled. Contrary to Harris’s assertion, there is no indication by
reviewing the prosecutor’s statements that he was attempting to appeal to the “jurors[’] sense of
outrage regarding the increasing violent nature of our society.” Instead, as Judge Lloret noted, the
prosecutor, who (along with the jury) had just sat through over two hours of closing argument by
Harris, started his closing argument by attempting to ask the jurors to maintain their attention for
a while longer. See R. & R. at 50. Judge Lloret explained that
[i]n explaining why their attention was warranted, the prosecutor referenced two
places on [E]arth where people were currently losing their lives, Iraq, and the streets
of Philadelphia. He suggested that this loss of life was a serious matter, and, because
the case they just heard concerned the loss of a young man’s life in Philadelphia,
the case was important, deserving their close attention. Once these introductory
remarks were finished, presumably focusing the jury’s attention, the prosecutor
immediately pivoted to the law and facts of the case before them.
Id.
After summarizing the prosecutor’s statements at issue, Judge Lloret appropriately
determined that “[t]he passing comments made by the prosecutor in his introduction to a thorough,
and proper, discussion of the facts of the case and the applicable law, do not constitute
prosecutorial misconduct.” Id. at 51. He also properly noted that when examining a claim of
prosecutorial misconduct, “the appropriate inquiry is whether such remarks, in the context of the
entire trial, were sufficiently prejudicial to violate defendant’s due process rights.” Id. (quoting
United States v. Scarfo, 685 F.2d 842, 849 (3d Cir. 1982)). Judge Lloret also concluded that the
review of the entire record, “unequivocally supports” the Superior Court’s determination that
Harris’s prosecutorial misconduct claim was without merit.35
The court agrees with and incorporates Judge Lloret’s characterization of the prosecutor’s
comments, his analysis of those comments, and his ultimate determination that the Superior Court
did not unreasonably apply federal law in concluding that Harris’s prosecutorial misconduct claim
was meritless. This court cannot say that the prosecutor’s comments “so infected the trial with
unfairness as to make the resulting conviction a denial of due process.” Donnelly, 416 U.S. at 643.
Accordingly, Harris’s objection is overruled.
III. CONCLUSION
For the reasons set forth above, the court agrees with Judge Lloret that the court should
deny Harris’s petition for a writ of habeas corpus, as amended. Therefore, the court overrules
Harris’s objections. The court also declines to issue a certificate of appealability.36
The court will enter a separate order.
BY THE COURT:
/s/ Edward G. Smith
EDWARD G. SMITH, J.
35 The Superior Court had also pointed out that Harris “never actually assert[ed] that [the prosecutor’s remarks]
prejudiced the jurors, or that it rendered them incapable of weighing the evidence objectively and rendering a true
verdict.” Harris, 979 A.2d at 399.
36 A court should only issue a certificate of appealability if “the applicant has made a substantial showing of the denial
of a constitutional right.” 28 U.S.C. § 2253(c)(2). “Where a district court has rejected the constitutional claims on the
merits ... [t]he petitioner must demonstrate that reasonable jurists would find the district court's assessment of the
constitutional claims debatable or wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000). Here, Harris has not made a
substantial showing of the denial of a constitutional right insofar as he has not demonstrated that reasonable jurists
would find this court's assessment of the constitutional claims debatable or wrong.