stating that the public has an interest in permitting individuals with illnesses, like mental health illnesses, to bring suits and vindicate their rights
How later courts described this case
- stating that the public has an interest in permitting individuals with illnesses, like mental health illnesses, to bring suits and vindicate their rights
Written by the judges who cited it.
The opinion
IN THE UNITED STATES DISTRICT COURT
FOR THE EASTERN DISTRICT OF PENNSYLVANIA
JOHN DOE 1 and JANE DOE 1, in their CIVIL ACTION
own capacity and as parents of CHILD
DOE 1, JOHN DOE 2 and JANE DOE 2, in
their own capacity as parents of CHILD
DOE 2, JANE DOE 3, in her own capacity
and as a parent of CHILD DOE 3 and on NO. 22-cv-287
behalf of those similarly situated,
Plaintiffs,
v.
PERKIOMEN VALLEY SCHOOL DIST.,
JASON SAYLOR, MATTHEW DORR,
ROWAN KEENAN, DON FOUNTAIN,
KIM MARES, REENA KOLAR, SARAH
EVANS-BROCKETT, LAURA WHITE,
and TAMMY CAMPLI,
Defendants.
O P I N I O N
On January 23, 2022, five parents filed the instant suit on behalf of themselves and their
disabled minor children against various government entities and elected officials challenging
Perkiomen School District’s repeal of a universal masking mandate. Plaintiffs have filed a
motion to proceed anonymously due to retaliation they and their children may face if they were
forced to reveal their identities.
Plaintiffs will be allowed to proceed anonymously. Rule 10(a) of the Federal Rules
requires parties to a lawsuit to identify themselves in their pleadings, and courts have interpreted
this requirement as an illustration of “the principle that judicial proceedings, civil as well as
criminal, are to be conducted in public.” Doe v. Megless, 654 F.3d 404, 408 (3d Cir. 2011)
(internal citations and quotations omitted). In “exceptional” cases, courts will permit parties to
proceed anonymously so long as they establish “(1) a fear of severe harm, and (2) that the fear of
severe harm is reasonable.” Id. (quoting Doe v. Kamehameha Schs./Bernice Pauahi Bishop Est.,
596 F.3d 1036, 1043 (9th Cir. 2010)). Once a court determines that a plaintiff has alleged a
reasonable fear of severe harm, it must then balance the plaintiff’s interest and fear against the
public’s strong interest in an open litigation process. Id. Courts in the Third Circuit consider the
following non-exhaustive factors in favor of anonymity:
(1) the extent to which the identity of the litigant has been kept confidential; (2) the bases
upon which disclosure is feared or sought to be avoided, and the substantiality of these
bases; (3) the magnitude of the public interest in maintaining the confidentiality of the
litigant’s identity; (4) whether, because of the purely legal nature of the issues presented
or otherwise, there is an atypically weak public interest in knowing the litigant's
identities; (5) the undesirability of an outcome adverse to the pseudonymous party and
attributable to his refusal to pursue the case at the price of being publicly identified; and
(6) whether the party seeking to sue pseudonymously has illegitimate ulterior motives.
Id. at 409 (internal citation and quotations omitted). Against those factors, courts must weigh the
following three factors disfavoring anonymity:
(7) the universal level of public interest in access to the identities of litigants; (8) whether,
because of the subject matter of this litigation, the status of the litigant as a public figure, or
otherwise, there is a particularly strong interest in knowing the litigant’s identities, beyond
the public’s interest which is normally obtained; and (9) whether the opposition to
pseudonym by counsel, the public, or the press is illegitimately motivated.
Id. Ultimately, the decision to allow a plaintiff to proceed anonymously rests within the sound
discretion of the court. See Doe v. Oshrin, 299 F.R.D. 100, 103 (D.N.J. 2014). Applied here, the
Plaintiffs have shown that they have a reasonable and severe fear of retaliation for their lawsuit
due to the heated debate in their District over COVID-19 related masks. They claim that they
fear possible violence against their children in the form of intimidation, bullying and reprisal. In
support of their points, they cite to two news articles which detail intense school board meetings
and state that school board officials have received death threats for their positions on mandatory
masking.1 Turning next to the balancing test, the application of factors indicate that Plaintiffs
should be permitted to proceed anonymously.2
Extent to which the identity of the litigant has been kept confidential: Plaintiffs
allege that neither they nor their minor children have publicly discussed this matter. This factor
thus weighs in favor of permitting the Plaintiffs to proceed pseudonymously. See, e.g., Doe v.
Rutgers, 2019 WL 1967021 (D.N.J. Apr. 30, 2019) (noting that this factor weighs in favor of
plaintiffs who “limit the disclosure of sensitive information to few other people.” (internal
citation and quotation omitted).
Bases upon which disclosure is feared or sought to be avoided, and the substantiality
of these bases: This factor overlaps with the threshold inquiry of “serious reasonable fear”, and
asks “what harm is the litigant seeking to avoid, and is the litigant’s fear reasonable?” Megless,
654 F.3d at 410. As noted previously, Plaintiffs fear retaliation and violence for this suit, due to
the charged nature of the masked mandate debate. This factor thus weighs in favor of
anonymity. See e.g., Doe v. Middlesex Cnty., 2021 WL 130480, at *4 (D.N.J. Jan. 4, 2021)
(stating that cases involving parents and their “minor children fall squarely in the category of
highly sensitive or personal content that justifies anonymous plaintiffs proceeding
pseudonymously” (internal citation and quotation marks omitted).
1 See, e.g., J.D. Prose, Pa. School Boards Bearing Brunt of Anti-Mask Parents’ Anger, GoErie,
https://www.goerie.com/story/news/2021/09/27/pa-school-board-mask-mandate/5846407001/; Justin Rohrlich,
Covid Has Broken You People: Pennsylvania School District Melts Down Over Mask Battle,
https://www.thedailybeast.com/pennsylvania-school-district-melts-down-over-mask-battle.
2 Notably, in similar suits against school districts in this Circuit, plaintiffs are proceeding anonymously. See, e.g.,
Doe #1 v. Del. Valley Sch. Dist., 2021 WL 5239734 (M.D. Pa. Nov. 11, 2021); Doe 1 v. N. Allegheny Sch. Dist.,
2022 WL 170035 (W.D. Pa. Jan. 17, 2022); Doe 1 v. Upper St. Clair Sch. Dist., 2022 WL 189691 (W.D. Pa. Jan. 21,
2022). However, one court in the Ninth Circuit expressed skepticism that a plaintiff high-school student and her
parents could proceed using pseudonyms but permitted them to do so while they appealed the denial of their motion
for a temporary restraining order. Doe v. San Diego Unified Sch. Dist., 2021 WL 5396136, at *5 (S.D. Cal. Nov. 18,
2021).
The magnitude of the public interest in maintaining the confidentiality of the
litigant’s identity: Under this factor, the court must ask: “if this litigant is forced to reveal [ ]
her name, will other similarly situated litigants be deterred from litigating claims that the public
would like to have litigated?” Megless, 654 F.3d at 410. The public may have an interest in
maintaining the confidentiality of a litigant’s identity when he or she belongs to a particularly
vulnerable class or when the subject matter is highly personal. See Doe v. Lund’s Fisheries, Inc.,
2020 WL 6749972, at *3 (D.N.J. Nov. 17, 2020). Both circumstances are present here; three of
the litigants are children and are thus members of a vulnerable class, and the subject matter of the
litigation pertains to their disabilities, a highly personal topic. See, e.g., id. at *3 n. 1 (stating that
minors are considered to be members of a vulnerable class); Doe v. Provident Life and Accident
Ins. Co., 176 F.R.D. 464, 468 (E.D. Pa. 1997) (stating that the public has an interest in permitting
individuals with illnesses, like mental health illnesses, to bring suits and vindicate their rights).
Whether there is an atypically weak interest in knowing the litigant’s identity: The
interest in knowing the Plaintiffs’ identities is diluted here. Rule 5.2 of the Federal Rules of
Civil Procedure and this Court’s local rules expressly prohibit the disclosure of any identifying
information pertaining to a minor child and specify that only the child’s initials may be
disclosed; all other information must be redacted. Fed. R. Civ. P. 5.2; E.D. Pa. Civ. R. 5.1.3,
12(b). Accordingly, because the children’s identities cannot be disclosed, permitting them to
proceed anonymously will not impede the openness of this proceeding any further. This factor
also weighs in favor of allowing the parent plaintiffs to proceed anonymously because if they
were required to disclose their identities, the identities of their children would be readily
determinable, and the privacy interests protected by these rules would be undermined. The
analyses under factor 7, the universal level of public interest in access to the identities of
litigants, and factor 8, the existence of a strong interest in knowing the litigant’s identities,
are largely duplicative of this analysis as there is a weak interest in knowing the identities of
these litigants as they are all minor-children, or their parents.
The undesirability of an outcome adverse to the pseudonymous party attributable to
his refusal to pursue the case at the price of being publicly identified: This factor concerns
whether the Does will refuse to pursue this litigation if they are required to publicly identify
themselves. They claim that they will be unable to pursue this litigation out of fear of
intimidation or reprisal. So, this factor too weighs in favor of the Plaintiff’s motion.
The existence of illegitimate, ulterior motives: There do not appear to be any
illegitimate or ulterior motives underlying Plaintiffs’ challenge.
Whether opposition to use of the pseudonym is illegitimately motivated: The
Defendants have not raised any oppositions to the use of pseudonyms.
In light of the foregoing, Plaintiffs’ motion to proceed under pseudonyms shall be
granted.
An appropriate order follows.
BY THE COURT:
/s/ Wendy Beetlestone
_______________________________
WENDY BEETLESTONE, J.